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DD Gerring - Casos - C02 What Is A Case Study
DD Gerring - Casos - C02 What Is A Case Study
The key term of this book is, admittedly, a definitional morass. To refer
tative, small-N, 1 (b) that the research is holistic, thick (a more or less
to a work as a "case study" might mean: (a) that its n1ethod is quali
I Eckstein (1975); Ge�rgc and Bennett (2005); Lijphart (1975); Onun, Feagin, and Sjoberg
(199 1: 2); Van Evcra (1997: 50); Yin (1994).
2. Goode and Hart (1952: 331; quoted in JVlitchell 1983: 191); Queen (1928: 226); Ragin
( 1 987, 1997); Stoecker ( 1991: 97); Verschuren (2003).
l (;eorge and Bennett (2005); fiamel (1.993); Hamn1ersley and Go1nm (2000); Yin (1994).
·I Yin (2003: 13) .
., Yin (1994: 123).
(> !hid.
large number of near-synonyms - single unit, s ingle subj ect, single case, Definitions
N = 1, case-based, case-co ntr ol, case history, case 1nethod, case record,
case w ork, within-case, clinical research, and so forth. 9 As a result of this }' or purposes of m ethodological di scu ssi on, it is essential to develop a
profusion of terms and 1neanings, pro ponents and opponents of the case v ocabulary that is consistent and clear. In arriving at definitions for key
study marshal a wide range of argum ents but do not seem any clo ser to terms, I rely on ordinary usage (within th e language regi on of social
agreement than when this de bate was first broac��d sev eral decades ago. science) as much as possible. However, becaus e o rdinary usage is often
Jennifer Platt notes that "111uch case study tbeor1z1ng has been conce�[U an1biguous, enco1npassing a range of 111eanings for a given term (as we
ally confused, because to o many different themes have been packed into have seen above for "case"), some concept reconstructi on i s unav oidable.
,,, At the end of this discussion, I hope it will be cl ear why this particular way
th e 1"dea 'case s tud y. 10
_ . of defining terms might be useful, at leas r f or m eth odol ogical purpos es.
11
H ow then should the case s tudy be understood? The first six options
enumer:tcd �bove (a-f) see1n inappr opriate as general definitions of Case conno tes a spatially d elimited phen o1nenon (a unit) observed at a
single p oint in tirne or o ver some period of tin1 e . It cornprises th e type of
the topic, since each implies a substantial shift in m eani�g �elative to
es tabli shed usage. One canno t subs titute case stud for qualita tve, eth o
phenomenon that an inference attempts to explain. Thus, iu a s[udy that
! � �
graphic, process-tracing, holistic, naturalisti�, diffuse, or triangulation attempts t o elucidate certain f eatures of nati on-states , cases are comprised
_ of nation-states (across son1e te1nporal frame); in a study that atternpts
WI" thout feeling that some thing has been los t 111 translatio n. These ter1ns
are perhaps better unders too d as describing certain kinds o f case studt. �s, to explain the behavi or of individuals, cases are comprised of individuals,
not the topic at large. A seventh o ption, (g), equates the case study with and so f orth. Each case may provide a single observati on or multiple
the study of a single o bservation, the N = 1 re search design. This is (within-case) observations.
_ Fo r s tudents of political science, the arch e typal case is the do1ninant
l ogically impossible, as I will argue. The eighth opt10n, (h), centenng
on phenomenon, instance, or example as the key term, 1s c orrec as far
political unit of our time, the nati o n-state. However, this is a matter o f
�
as it goes but also ambigu ous. Imagine asking sorneone, "What 1s your convention. The study of smaller social and political units (regi ons, cities,
-instance?" or "What is your phenomenon?" A case study presupposes a villages, communities, social groups, fan1ilies) or specific institution s
relatively bounded phenomenon, an implication that none of these terms (political parties, interest groups, businesses) i s equally commo n in 1nany
social science disciplincs. 12 In psych o logy, 111edicine, and social work the
captures.
Can this concept be reconstructed in a clearer, more productive notion of a case study is usually linked to clinical research, wh ere individ
fashi on? I begin this chapter by stipulating a series of definitions. I then uals are the preferred units of analysis.13 Whatever on e's ch osen unit, the
present a typology of researcb designs, understood according to the pat 1ne tho dological issues attach ed to the cas e study have nothing to do with
terns of spatial and temporal e vidence that they draw upon. A final sectJOn _ th e size of the cases. A case may be created o ut of any phen o1nenon so long
addresses a c entral definitio nal questi on, na1nely, whe ther case studies ,.1 s it has identifiable bo undaries and co1nprises the primary object of an
should be unders tood as exclusively "small-N" analyse s. inference.
Note that the spatial boundari es of a case are often m or e apparent
i-han its ten1poral boundaries. We know, n1 or e or less, where a country
9 Davidson and Costello (1969); Franklin, Allison, and Gorman (1997); Hersen and
hcgins and ends, while we may have difficulty explaining when a country
Barlow (1976); Kazdin (1982); Kratochwill (1978).
10 Platt (1992: 48). Else\\'here in this perceptive article, Platt (1992: 37) con1ments: " the
_
diversity of the themes \\'hich have been associated with the term, and the vague1�ess of 11 In the following analysis, 1 take a "rninimal" approach to definition (Gerring 2001:
_ _
50111e of the discussion, causes sorne difficulty.... In practice, 'case study method ,n tts ( :haprcr 4; Gerring ,1nd Barresi 2003). Scholars e,nbedded in a particuh1.r rescc1rch st'tring
_
heyday [in tht intenvar years] see,ns to have n1eant some pern1utat1on of the fol\o\v1ng 1n:1y c.:huosc sorncwhat different terms and 1neanings.
components: life history data collected by any means, personal documents, unstructured 1 ·' hlr di.,n1,sion of .\nhnational studies in political science, see Snyder (2001).
or not any attempt was 01;-1cle to generaI17.e from the111 , aO)' atre1npt at holt�tic study, ::ind
intervie\v data of any kind, the close study of one or a s1nall number of c�ses \vhether 11 l :or\i11i (21l04); l),1vidso11 and Costello (1969); Hcrsen and Barlo\v (1976); Franklin,
. _
.' . .. t\ll1,,l11, .11111 (;,H·111;111 ( I 'Jl)7); Rohin:-,on (200 I). For discussion of the 1neaning of the
begins and en<ls. Yet some te1npora l bounda ries 111ust be assun1ed. This Where the propos ition is causa l , these may be subdivided into depen
is particula rly importa nt when ca ses consist of discre te events - cri ses,
dent (Y) and independent (X) variables . The dependent va riab le refers to
revo lut ions, leg is lative a ct s, and so forth - within a single unit. Occasion the outcome of an inves tigation. The independent variable refers to the
a lly, the ten1pora l boundar ies of a case are 111ore obvious than its spatial explanatory (causa l) factor, that wh ich the outcome is s upposedl y depen
bounda ries. This i s true when the phenomena under s tudy are eventful but dent on.
the unit undergoing the event is amorphous. For exan1ple, if one is study A case n1a y consis t of a si ngle observa tion (N = 1). This would be true,
i ng rerror ist attacks it may not be cle ar how the sp atial unit of analysis for example , in a cross-section al a na l ysis of 1nultiple ca ses. In a ca se study,
should be un derstood, but the events themse lves may be wel l bounded. ho,vever, the case under study a hvays provides n1ore th an one observarion.
A case study may be understood as the intensive study of a single case These may be constructed di a chronica l ly (by observing the case or some
where the purpose of that s tudy is - at least in part - to shed light on a subset of \Vithin-case units over time) or synchronicall y (by observin ba
la rger c la ss of cases (a population). Case study research n1ay incorporate
within-case varia tion at a single point in time), as discussed bcln\v.
sever a l cases, that is, n1ultiple ca se s tudies. Ho\vever, at a certa in point it This is a cl ue to the fact that case studies a nd cross-ca se studies usuall y
wi ll no longer be poss i ble to investig ate those cases intensively. At the point oper ate at different level s of analysis . l'he case study is typically focused
wh er e the emphas is of a study shifts from the individua l case to a samp le on vvithin-case variation (if there i s a cross-case co1nponent, it is prob a
of c ases, we sha l l say that a study is cross-case. Evidently, the distinction bly secondary in i1nporra nce to the within -ca se evidence). The cross-case
s tudy, as the n a n1e suggests, is typically focused on cross-ca se variation ( if
between case study a nd cross-case study is a m atter of degree. The f ewer
ca ses there are , and the more intens ive ly they are studied, the more a work there is also vvithin-case variation, it is prob a b l y seconda ry in in1portance
merits the a ppella tion "case study." Even s o, th is proves to be a u seful to the cross-case evidence). They have the san1e object in view - the expla
distinct ion, and much follows fron1 it. Indeed, the entire book rests upon nation of a population of cases - but they go about this task differentl y.
it. Al l emp ir ica l work may be cl assified a s either c a se study (compris ing
A samtJ!e consists of whatever cases are s ubjected to forn1a l analysis;
one or a few cases ) or cross-case study (comprising m any cases). they are the in1n1ediate subject of a study or case study. (Confu singly,
An addition a l i1nplicatio n of the term "ca se study" i s that the unit(s) the term "sa n1ple" n1ay a lso refer to the observations under s tudy. But
at present, we treat the san1pl e as consisting of c ases.) In a ca se study,
under specia 1 focus is not perfectly representative of the popul ation, or is
at least questionab le. Un it ho1nogeneity a cross the sample and the popnla
the sample is sn1 a ll, hy definition, cons isting of the single case or ha ndfu l
tion is not assured. If, for ex a1nple, one is studying a sing le H2 0 n1olecule, of cases th at the rese archer h a s under her lens. Usua lly, hovvever, vvhen
it n1ay be r eason a ble to assume tha t the behavior of that molecule is iden one uses the tern1 "sa1nple" one is i1nplying th a t the nun1ber of cases
tica l to that of all other H2 0 molecu les. Under the circurnsta nces, one is large. Thus, " sample-b ased work" v.rill be understood as referring to
would not refer to such an investigation a s a "case s tudy, " reg ardless of large-N cross-case methods - the opposite of case study work. To reiterate,
how intensi ve the investiga t ion of that s ing le molecu le might be. In social the feature distinguishing the case study format from a sample-b ased (or
science settings one r are ly f aces phenomena of such consist ency, so this "cross-case") research design is the number of ca ses fa l ling within the
is not an issue of gre at practical sign ificance. Nonetheless, intrinsic to the s;.1 n1ple - one or a few versus n1a ny - a nd the corresponding thoroughness
concept is an element of doubt about the bi as that n1ay be conta ined in a with \vhich each case is studied. C ase studies, l ike large-N sampl es, seek to
sa mple of one or severa l. represent, in a ll ways relevant to the propos ition at hand, a population of
A few addition a l terms may now be formally defined. L\1ses. A series of case studies might therefore be referred to as a sa1 np le if
An observation is the 1nost basic e lement of any empirical endea vor. they are r elativ ely brief and re lat i vely numerous; it is a matter of emphasis
Convention a lly, the number of observations in an ana lysis is referred to ;111d of degree. 'J'h e 1nore case s tudies one has, the less intensivel y e ach one
with the letter N. (Confnsingly, N may a lso be o sed to design ate the num i'i sn1dicd 1 and the n1orc confident one is in their representativeness (of
ber of czi ses in a study, a usage that is usu a lly cle ar fro 1n context.) A sing le sonH' hro;1dcr popuL1tion), the 1nore likely one is to describe the1n as a
observation n1ay he understood as containing several din1cnsions, each '>.11npl(' r:U ht-r tli:1 1 1 ;1s :1 SLTics of c;1sc studies. For practica l re asons -
nl ,..v h il · h 111;1y he 111c;1s11rcd (;1cross disp;1r;1tc ohsl'rv;itio 1 1 ·, ) .1·, . 1 l'ill'i, ,/1/('. 111ilc',',, 1 l 1 .1t 1'>, .1 '.!11tly i'> ('7'tr;1ordi11;1ril� long · 1 h c c:1sc study research
1
22 I. Thinking about Case Studies TABLE 2.1. Case study dataset with tu;o cases
H A l l l ('III.I ( j (J <) l ).
I', i p 1 i l . 1 t i 1 1 1 1 l ; S.1ntpk I ; ( :.1:-.('" .1.; ( }h..,crv.1! i()ns ( N J : ..:..:. 40; Vari;1hks = .(
' I
TABLE 2.2. Cross-case cross-sectional dataset with /Ort)' cases TABLE 2.3. Time-series cross-sectional dataset
' '
Y, y
Case I (T I )
X, X. Y y
{
Obs I. I
('asc :! (T 2)
Obs I
Ohs 2 Obs 1.2
Case J Obs 1.3 cr,J
(T 4)
Case 3 Obs 3
Obs 1.4
( 'ase5 (Ts)
('asc 4 Ohs 4
Obs 1.5
('ase () (T 1 )
Ohs 5
'"" {
Obs 2. 1
er,)
Ohs 6
C)bs 2.2
(T ,)
Case 7 ()hs 7
()bs 2.3
(T ,)
Case 8 Ohs 8
Obs 2.4
(T 5)
Case 9 Ohs 9
()bs 2.5
(T , )
Case JO Ohs 1 0
c,. , {
Obs 3 1
(T 2)
Case J J ()hs J 1
Obs 3.2
(T ;)
C'ase 12 Ohs 12
Ohs I 3 Obs 3.3 ..
Case 13
Obs 3.4 cr4J
,
(Ts)
Ca.se 14 Ohs 14
Obs 3.5
(T 1)
Obs 15
,,. ,{
Case 15
Ohs 4. 1
(T 2)
Case 16 ()bs 16 , .. ..... . ........
Ohs 4.2
(T ;)
Case 1 7 Ohs 1 7
Ohs 4.3
(T 4)
Case 18 Obs I 8
Obs 4.4
(T s)
Case 19 Obs !Y Population Sample Obs 4.5
(T 1 )
Population Obs 20
'"'" '{
Sample Case 20
Obs 5.1
(T 2)
Case 21 Ohs 2 J
Obs 5.2
Case 2) Obs 22
Obs 5.3
(T 4)
Case 23 Ohs 23 (Ts)
Obs 5.4
(Ts)
Case 24 Obs 24
Ohs 5.5
(T 1)
Obs 26 ,...... ...... ........
C'ase 25 Obs 25
{
(T 2)
Obs 6. l
Case 26 Obs 6.2
(T ,)
C'ase 27 Obs 27 Case 6 Obs 6.3
(T4)
Case 28 Ohs 28 ()bs 6.4
(Ts)
Case 29 Obs 29 Obs 6.5
(T ,)
'""' ' {
Obs 3 0
()bs 7.2 (T 2 )
<;'ase 30 Obs 7. 1
Case 3 1 Obs 3 1
Case 32 Obs 32 Obs 7.3 (Ts)
Case 33 Ohs 33 Obs 7.4 (T,)
Case 34 Obs 34 Obs 7.5 cu
(T 1)
C'ase 35 Obs 35
'"" {
Ohs R. l
Cl,)
Case 36 Obs 36 Obs R.2
(Ts)
C'ase 37 Obs 3 7 Obs 8.3
(T,)
,... .
Case 38 Obs 38 Obs 8.4 ...... · · · ··· · ·
Case 39 Ohs 39 .. ,. ....
Obs 8.5
,
(Ts)
Case 40 Obs 40
l '1 1 1 i 1 1 l . 1 1 i ( 1 1 1 I ; S;1111pk I ; < ::1scs = 8; ()bscrv,nions (N) = 40; Time (T) = l-5;
Popt1Lition = l ; San1plc = 1 ; Co.scs = 40; Observations (N) = 40; Variables = 3 . \'.11 !. , 1 , 1 ,·� l.
.' \
26 I. Thinking about Case Studies What Is a Case Study? 27
It must be appreciated that all these terms are definable only by ref A Typology o f Covariational Research Designs
erence to a particular proposition and a corresponding research design. 'In order to better understand what a case study is, one n1ust con1prehend
A country 1nay function as a case, an observation, or a population. It all wha : 1t_ '._ s n t. 'l'he distinctiveness of the case study 1nay be clarified by
depends upon what one .is arguing:. In a typical cross-country tin1e-series � _
plac1 �g 1t vv1th1n a broader set of 1nethodological options. Here , I shall
TABLE 2.4. I<esearch designs: A covariatiunal t)'pology evidence. The classification of a research design always depends upon
the particular proposition that a researcher intends to prove. Potentially,
each of the foregoing cross-case 1ncthods 111ight also be employed in the
Spatial Variation Tcn1poral Variation
capacity of a case study. (That is, a case study 1nay enlist cross-sectional,
No Yes ti1ne-serics cross-sectional, hierarchical, or hierarchical time-series tech
1Yone [Logically impossible]
2. Singlc�case study niques.) It all depends upon the proposition in question (i.e., what sort
(diachronic)
One { of phenomena it is about, and hence what sort of phenomena constitutes
3. Single-case study 4. Single-case study
Within-case (synchronic) (synchronic + diachronic) "cases") and on the degree of analytic focus devoted to the individual
cases.
Cross- case &
Several -C 5. Comparatl\· e method
ivithin-case
The N Question
Cross- case
A1any { Traditionally, the case study has been identified \.Vith qualitative n1ethods
Cross-case & and cross-case analysis \Vith quantitative methods. This is how Franklin
v.1ithin-case 9. H10rarchical
Giddings put the 111atter in his 1924 textbook, in \Vhich he contrasted t\VO
19 It will be noted that, like n1ost case studies, hierarchical models involve a 1nove1ncnt across ·' 0 c ;idd111i-:., ( 1 924: 94). Sec al�o IVft"f"hl ( 19 5 4); Rice (192 8: C:h,1pter 1); anJ Stouffer (1941:
levels of analysis. Ho,,vever, while a case study moves dou.ni fron1 tbc_ primary level of \4l)).
analysis (to within-case cases), a hierarchica� model moves �P· Th �1s, if classroorns are ·' 1 l'lii, ,t·L·1 i1rn l'xpL1i11:-. :111d cL1horatcs on a therne rirst articulated by Lundberg (1941),
the pri tnary unit of analysis in a study, one might en1ploy a h1erarch1cal model to control lull1 >INt·d liy ( ::11 1 1plicll ( I '>7.'i/1 ')HH) - irself :1 revision of Campbell's earlier perspective
for the effects of brgcr cnscs - schools, districts, regions, and so forth . But one \vould 1:ot ({ . 1 11q1lwll .l1lll S1. 1 1 il1·v 1 ()/,.l). I li�corit ·. 11 h:1ll:is1 for t·his vit.:w 1n:1y be g;irncrcd froin
cinploy individu;i\ studt·nt· s ;1s cases in such an analysis (not, that 1s, w 1 t l 1 11111 ch:1ng1ng i ll! ' 111 ' 1,I < 1 1 1·\111· 1·1 1 1 1 1·1 1 1 . i l 1 1··,1·, 1 1·, 11 1 1 1 p,r, l 1 01l1J)', }', 1·1> 1 1 t 1 1H11 1 h· d;Hl'd 1 0 i-lw puhlicirion of
ilw 1 1 1 1 i 1 ()( :11t.d:· ,i, f()r ilH· l'lltil'\' ,1 11dy). ( , 1 1 ·. 1 . 1 1 I l 1 n , d , , 1 I n l 1 1 w r '-. I f,·111,·11/,· ,/,·1 / ' ·· \'• f,,.,,/,,. .. tl,, i 1 1 I .'i<,0. 1 1 1 1 l 1 i, \V ( ) i I. , I k 1·,l' 1 1 .1 1 u l
30 1 . Thinhing about Case Studies What Is a Case Study? 31
In order to see v.rhy this 1night be so, let us consider how a case study cross-sectional analyses. For example, a recent review o f natural resource
of a single event - say, the French Revolution - \Vorks. Intuitively, such management studies found that the N of a stndy varies inversely with its
a study provides an N of 1 (France). If one ,vere to broaden the analysis
geographic scope. Specifically, case studies focused on single communities
to include a second revolution (e.g., the An1erican Revolution), it would
tend to have large san1ples, since they often en1ploy individual-level
be conunon to describe the study as cotnprising two observations. Yet observations; cross-case studies are 1nore likely to treat comn1unities as
this is a gross distortion of what is really going on. The event known as comprising observations, and he11ce have a smaller N.23 This is a con11non
the French Revolution provides at least tv·.ro observations� for it will be pattern.
observed over time to see -...vhat changed and what rc1nained the same. Evidently, if a case study combines ternporal and within-Ca/Jc variation,
These patterns of covariation offer essential en1pirical clues. l'hey also as in case studies of type 4, then its potential N increases accordingly. And
construct 111ultiplc observations from an individual case. So N = 2, at the if cross-case analysis is added to this, as in the con1parativc method or
very least (e.g., before and after a revolution), in a case study of type 2 the comparative-historical method (types 5 and 6 in Table 2.4), then one
(in Table 2.4). realizes a further enlargement in pote11tial observations.
If, instead, there is 110 te1nporal variation - if, for exan1ple, the French These facts hold true regardless of whether the method is experimen
Revolution is exa1nined at a single point in time - then the investigation is tal or nonexperi1nental. It is also true of counterfactual reasoning, which
likely to focus on cross-sectional covariational patterns within that case, typically consists of four observations - the actual (as it happened) before
a case study of type 3 (in Table 2.4). If the primary unit of analysis is the and after observations, a11d the before and after observations as recon
nation-state, then ,..vithin-case cases 111ight he constructed fron1 provinces, structed through counterfactual reasoning (i.e., with an i magined inter
localities, groups, or individuals. The possibilities for within-case analysis vention). ln short, the case study docs not preclude a large N. It sin1ply
are, in principle, infinite. In their pathbreaking study of the International precludes a large cross-case N, b y definition. Indeed, many reno\vned case
Typographers Union, Lipset, Tro\V, an<l Colen1an note the variety of studies are data-rich and include extensive, and occasionally quite sophis
within-case evidence, which included union locals, union shops (vvithin ticated, quantitative analysis. Frederic Le Play's work on working-class
each local), and individual men1bers of the union.22 It is not hard to families incorporated hundreds of case studies. 24 Robert and Helen Lynd's
see why within-case N often swa1nps cross-case N. 'fhis is bound to be study of Muncie, India11a, featured surveys of hundreds of respondents
true \Vherever individuals comprise vvithin-case ohservations. A single in "Middletdwn." 25 Yankee City, another pioneering community stu<ly,
national survey \Viii produce a much larger sample than any conceivable included interviews with 17,000 people.26
cross-country analysis. Thus, in 1nany circumstances case studies of What, then, of the infamous N = 1 research design that haunts the
type 3 con1prise a larger N than cross-sectional analyses or time-series i1naginations of social scientists every\vhcrc?27 This hypothetical research
design occupies the empty cell in Table 2.4. The cell is empty because it
Barlo\v (1976: 2-3) report, Fechner developed "1neasures of sensation through several represents a research design that is not logically feasible. A single case
psychophysical n1cthods. With these 1nethods, Fechner \Vas able to detennine �ensory
()hserved at a single point in tin1e without the addition of within-case
thresholds, just noticeable differences (JNDs) in various sense tnocblities. What 1s com
mon to these methuJs is the repeated measurement of a response at Jifferent intensities or observations offers no evidence whatsoever of a causal proposition. In
different locations of a given stimulus in an individual subject . . . It is interesting to note 1 rying to intuit a causal relationship from this snapshot one would be
that Fechner was one of the first to apply statistical n1ethods to psychological problems. t·ngaging in a truly random operation, since an infinite number of lines
Fechner noticed that judg1nents of fJNDs] in the sensory tnodalities varied son1e,.vhat
from trial to trial. To quantify this variation, or 'error' in judgrnent, he borrowed the llligbt he drawn through that one data point. l do not think there are any
nonnal law of error, de1nonstrated that these 'errors' were normally distributed around
a mean, which then became the 'true' sensory threshold. This use of descriptive statis· '1 l't)lt"t"1(" ;111d ( )s1ron1 (2005: 1 1).
tics anticipated the application of these procedures to groups of individuals at the turn '·I l ', l' ,11lk 1 · ( I tJ70).
of the century when traits of capabilities were also found to be normally distributed I n1.I , 11HI l .ynd ( 1929/ I <J '16).
around a n1ean." Hersen and Barlow note that Fechner, the pioneer, " was concerneJ ... \\'.1111("1" , I I H I ! 111\t ( J 1).-1 ] ).
with v;1ri,1hility 1l'ithi11 the subject." See also Queen (1928). :\, lw11 . 111d '.11i 1 l . i l ( I ' J .� ' l ) ; ( ;,·.Ide\ ( I 'l 1JO); ( ;(lldd11>1·1w
{ 1 997); King, l( l'o h,111e, :111d Vcrh,1
'·' l ip�t" I , ' l 'ruw, .11HI ( :olt-1na11 ( l 9.'ifr 422). 1 1 •1•1,1 I . I wln-1 ,,, ,11 i I '1.'J ·, : 1 1 ) . I 'i; I 1 , 1 ' J ' ! . J ) .
'l'l.
32 I. Thinking about Case Studies What Is a Case Study? 33
exa111ples of this sort of investiga.tion i n social science research. Thus, I repetitive; certain patterns are repeated again and again. In an effort to
regard it as a myth rather than a inethod.28 reduce the sheer volume of descriptive material, as well as to attain a n1ore
The point becon1es even clearer if v.re consider the case stu<ly in rela synthetic analysis, the researcher begins to code the results of her labors
tion to a time-series cross-section (1'SCS) research design, as illustrate<l in into standardized categories: she counts. Has she, by com1nitting the act
Table 2.3. Let us imagine that cases are con1prised of countries and that of nun1eracy, now converted a case study into so1ne other type of study?
te1nporal units are years; hence, the unit of analysis is the country-year. In (If so, what shall we call it?) Note that the object of her study does not
Table 2.3, each case has five observations and thus represents a single vary, even though the prose is now co1nbined with some form of quanti
country observed over five years Cr 1_5 ). Now, consider the possibility tative analysis, which 1nay be sin1ple or sophisticated. The introduction
of constructing a case study fro1n just one of these observations - a single of statistical analysis does not - should not - disqualify a study as a "case
country at a single point in time. This seems an unlikely prospect, unless of study.)'
course there is significant within-case variation during that year. Perhaps
this country, during those tvl'elve 111onths, offers a critical juncture in vvhich
The Style of Analysis
the variables of theoretical interest undergo a significant change. Whether
the temporal era is short or long (and we can i111agine much shorter and To be sure, non-case study work is by definition quantitative ("statisti
much longer ten1poral periods), the significant feature of most case stud cal") in nature. Tbis is so because whenever one is atten1pting to incorpo
ies is that they look at periods of change, and these periods of change rate a large number of cases into a single analysis, it will be necessary to
produce (or are regarded as producing) distinct observations - classically reduce the evidence to a small nurnber of dimensions. One cannot explore
"before" (pre-) and "after" (post-) observations. Alternatively, it may be 1 ,000 cases on their ov,rn terms (i.e., in detail). (One might sin1ply accu
possible to exploit spatial (cross-sectional) evidence in that country at n1ulate case study after case study in a compcn<lious mnltivolun1e vvork.
that particular tin1e - for example, with extensive docun1entary records However, in order to reach any 1neaningful conclusions about this pile of
or a systen1atic survey. In these circumstances, one can easily i1nagine data it will be necessary to reduce the infor1national overload, which is
a case study being constructed from a single observation in a time-series why God gave us statistics.)
cross-section research design. But this can be accomplished only by subdi With case study evidence, the situation is evi<lcntly more con1plicated.
viding the original observation into multiple observations. N is no longer (:ase studies ofay e1nploy a greJt variety of techniques - both quantitative
equal to 1 . and qualitative - for the gathering and analysis of evidence. This is one of
The skeptical reader 1nay regard this conclusion a s a sen1antic quibble, the intriguing qualities of case-study research and lends that research its
of little import to the real world of research. If so, she might consider characteristic flexibility. Thus, it see1ns fair to say that there is an elective
the following quite co1nn1on research scenario. An ethnographic study ;tfhnity between the case study forn1at and qualitative, small-N \Vork,
provides a thick description, in prose, of a particular setting which is ,·vcn though the latter is not definitionally entailed. Let us explore why
intended to uncover certain features of other settings (not studied). The this might be so.
prose stretches for five hundred pages in a draft manuscript and is rather (:ase study research, by definition, is focused on a single, relatively
hounded unit. That single unit may, or n1ay not, afford opportunities
28 The one possible exception is tbe deviant case that disproves a deterministic proposition. lor large-N within-case analysis. Within-case evidence is so1netimes quite
However, the utility of the deviant case rests upon a broader population 0£ cases that t''<l l'nsivc, as \vhen individual-level variation bears upon a group-level
lies in the background 0£ a case study focused on a single case. Thus, the N o f such a
i11fcrl'ncc. But not always.
study, I would argue, is greater than one - even if no within-case evidence is gathered.
The rnore in1portant point is perhaps the follo\ving. No one has ever conducted a case { :onsidLr the following classic studies, each of which focuses on the
study analysis that consists of only a single observation. If the point of the case study is . 1 1 1 i1udcs and characteristics of An1crican citizens. The American Voter, a
to dcrnonstratc that a single case of such-and-such a type exists (perhaps with the goal I ollahor;1 t ivc effort hy Angus C:a111phcl!, Philip Converse, Warren Miller,
of falsifying a deterministic proposition), then it is likely to take a good dc;1I of \Vork to
csr;1hlish rhl' focrs of that case. This work consi�ts uf 1nulti pk wi1lii11 l".l',1' "l,�crv.11·ions. .111d I >on. l i d Sinkcs, t'\;11ni11cs p11hlic opinion on a 1,.vidc range of topics
1\ 1 ;,1i11, I IH' N ,� l \ l lll'h l1i )'. IHT 1!t;111 lltll'. 1 1 1 . 1 ! .nt · 1 ho1q', lll ! o in!lt1('lll'(' ('l('L'l ( )r.il h('li;1vior tl1ro11gh the i11st-run1cnt
r·'-"·'-·
34 I. Thinking about Case Studies What Is a Case Study? 35
of a nationwide survey of the general public.2 9 The People's Choice, by TABLE 2.s. Case study and cross-case study research designs co,npared
Paul Lazarsfcld, Bernard Berelson, and Hazel Gaudet, is a longitudinal
Sh1dy
Largest
panel stu<ly focusing on 600 citizens living in Erie County, Ohio, who Subjects Cases San1ple Analysis Population
1,000+
were polled at monthly intervals during the 1940 presidential campaign
' (Campbelt ei:).I., tlw United (ind�viUual:.:} Quant
Citizens of
to determine \Vhat influences the ca111paign may have had on their choice 1,000t Ap1crica:ns
of candidates.30 Middletown, by Robert and Helen Lynd, examines life Cross-: L9GO) SnJ.tcs.
600
case
in a midsized city, including such topics as earning a living, making a
Erie County; Qti.ailt
(Lazarsfelrl 1948) (indivitlu�lsJ
study , Citi?.ens of
Thr: People 's Cho"if:-'e
home, training the young, using leisure, taking part in religious prac 2,()00 A111cricans-
tices, an<l taking part in con1n1unity activities (these are the sections into OH
Cilizl!ns of
(Lynd and Lyi1d.
which the book is divided). The Lynds and their accomplices rely on a
(,dties)
{ M�'••••
300+
Quttht A!nJet,tllil
great variety of evidence, including in-depth interviews, surveys, direct i.,rL1:ncie, u,r &Qujt '
1929/1956)
observation, secondary accounts, registers of books checked out of the Case
Working men 15
studv
library, and so forth. 3 1 Folitical Ideology, by Robert Lane, attempts to
([,wuo 1 962) of"Eas:rpo1t" (indivii;tuals)
; Political ideofrJgy
uncover the sources of political values in a subsection of the An1erican IS 0.ill.
public, represented by fifteen subjects who are interviewed intensively by
the author. These subjects are 1nale, white, 1narricd, fathers, between the 1\II categories (subjects, cases, anJ.lysis, population) refer to tbe primary inferences prodnccd by
ages of t\venty-five and fifty-four, \Vorking-class and vvhite-collar, native illl' study in question.