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1 s2.0 S0094576522000649 Main
1 s2.0 S0094576522000649 Main
1 s2.0 S0094576522000649 Main
Acta Astronautica
journal homepage: www.elsevier.com/locate/actaastro
Research paper
Keywords: The sensor selection for leak detection and diagnosis in a reusable liquid rocket engine was studied.
Sensor placement optimization Sufficient amounts of normal and leaked training data were generated by Monte Carlo simulations considering
Supervised fault detection variations in system conditions based on past firing test results. A multivariate supervised analysis, in which
Model-based fault detection
measurements are linearly projected onto a vector that characterizes the difference between distributions of
Liquid rocket engine
normal and leaked cases, successfully detected the simulated leaks that could not be detected by conventional
univariate red-line judgment and unsupervised principal component analysis. Significant sensors for leak
detection were selected using the greedy approach based on the detection performance score. It was found
that only 11 of the 27 sensors were sufficient to maintain the detection performance.
∗ Corresponding author.
E-mail address: omata.noriyasu@jaxa.jp (N. Omata).
1
Currently, Hitachi, Ltd., Hitachi, Ibaraki, 319-1292, Japan.
https://doi.org/10.1016/j.actaastro.2022.02.009
Received 8 October 2021; Received in revised form 19 January 2022; Accepted 15 February 2022
Available online 26 February 2022
0094-5765/© 2022 The Authors. Published by Elsevier Ltd on behalf of IAA. This is an open access article under the CC BY license
(http://creativecommons.org/licenses/by/4.0/).
N. Omata et al. Acta Astronautica 195 (2022) 234–242
Table 1 Table 2
Specifications of the RSR engine. Sensors modeled in the SLS model of RSR engine, and the order of the sensors
Item Value extracted by the proposed method. The gray hatch highlights an effective set of
11 sensors.
Propellant LH2 & LOX
ID Item Order
Engine cycle Expander bleed
Throttling range 40–100 % P1 Pressure of FTP pump discharge 17
Thrust (sea level) 40 kN P2 Pressure of OTP pump discharge 7
Specific impulse 320 s P3 Pressure at inlet of regenerative cooling channel 19
Combustion pressure 3.4 MPa P4 Pressure at outlet of regenerative cooling channel 2
Mixture ratio 6.0 P5 Pressure at downstream of main fuel valve 5
P6 Pressure at low temperature side of mixer inlet 6
P7 Pressure at high temperature side of mixer inlet 13
P8 Pressure of fuel side injector 11
whereas faults rarely occur in real systems. Owing to the lack of fault P9 Pressure of oxidizer side injector 16
P10 Pressure of FTP turbine inlet 8
data, unsupervised approaches have been employed in the RSR en-
P11 Pressure of FTP turbine outlet 26
gine [6,7]. Obtaining sufficient data from experiments is costly in terms P12 Pressure of OTP turbine inlet 14
of both financial cost and time. The use of high-fidelity simulations such P13 Pressure of OTP turbine outlet 25
as computational fluid dynamics (CFD) to simulate the global behavior P14 Pressure of exhaust gas in turbine vent line 10
P15 Pressure in combustion chamber 4
of a liquid rocket engine for generating training data is also unrealistic
T1 Temperature difference between inlet and outlet of FTP pump 21
because of the computational cost. T2 Temperature of OTP pump discharge 9
As a substitute for CFD, a system-level simulation (SLS) is employed T3 Temperature of fuel side injector 22
to simulate the global behavior of liquid rocket engines [11–14]. The T4 Temperature of FTP turbine inlet 24
T5 Temperature of OTP turbine inlet 3
major components of liquid rocket engines are turbopumps, combus- T6 Temperature of OTP turbine outlet 20
tion chambers, nozzles, regenerative cooling channels, pipes, valves, T7 Temperature of exhaust gas in turbine vent line 15
etc. SLS consists of reduced-order models for these components, and QF Volumetric flow rate of FTP pump 27
computation of the entire operational sequence is possible within an af- QO Volumetric flow rate of OTP pump 18
NF Rotation speed of FTP 23
fordable time. Both normal and abnormal conditions can be computed NO Rotation speed of OTP 12
by SLS as far as the modeling of faults is possible in the framework of Feng Thrust 1
the SLS.
The model-based PHM approach using the SLS has recently be-
come a promising candidate for the health management of rocket
A schematic diagram of the RSR engine is shown in Fig. 1, and
engines [15–18]. Iannetti et al. [15] and Cha et al. [16] developed an
the engine specifications are listed in Table 1. The propellants for
analytical rocket engine model as a state-space model, and real-time
the RSR engine are liquid hydrogen (LH2) and liquid oxygen (LOX).
fault detection was conducted by sequentially evaluating the residuals The yellow, blue, and red lines in Fig. 1 represent the flow paths of
of the extended Kalman filter or unscented Kalman filter. Kawatsu the liquid hydrogen, liquid oxygen, and heated hydrogen through the
et al. [17] developed an SLS model of an electromechanical actuator in regenerative cooling channels. This engine employs an expander bleed
a reusable liquid rocket engine to generate reference data containing cycle, and a fuel turbopump (FTP) and oxidizer turbopump (OTP) are
faults. Then, a model-based diagnosis was conducted by comparing driven by heated hydrogen. As many as 60 sensors were installed to
the simulated measurement data with the reference data. Park and monitor the engine conditions.
Ahn [18] recently employed supervised fault detection and diagnosis Various operation sequences were tested in the static firing test of
based on data obtained from model-based simulations. the RSR engine [4]. Fig. 2 shows the focus of this study. A thrust of 40%
The health management method developed in this study employs was maintained for 8 s after ignition of the engine at 𝑡 = 0 s, and then
both model-based and data-driven approaches. Monte Carlo simulations the engine reached 100% thrust. The results of the static firing test are
were performed with the SLS, and the leak model required for the shown by dashed red lines in Fig. 2 for three typical sensors (Feng, P4,
fault simulation was presented. The variation of the system conditions and T5). It was found that the steady-state condition at 100% thrust
is introduced in the Monte Carlo simulation by referring to the past was reached approximately 20 s after ignition.
test data, which enables the application of a data-driven approach. A
supervised leak detection is performed using a linear projection that 3. Normal and fault simulation of the RSR engine
characterizes the effect of the leaks, although the detection was unable
through red-line judgment and principal component analysis. Efficient Satoh et al. [14] have developed the SLS for the RSR engine. The SLS
sensors are finally selected depending on the performance of the leak model consists of a reduced-order model of the FTP, OTP, combustor,
nozzle, regenerative cooling channels, valves, etc. In this SLS, 𝐾 = 27
detection.
sensors listed in Table 2 were modeled, where 15 were pressure sensors,
7 were temperature sensors, and the remaining sensors measured the
2. RSR engine flow rate, rotation speed, and thrust. In the SLS model, pump per-
formance is computed using the Suter curve [19]. The combustion of
The RSR engine employed in this study was developed in the fuel and oxidizer in the combustor was calculated using a chemical
reusable sounding rocket (RSR) program [3,4]. The aim of this program equilibrium program [20]. The amount of heat exchanged between the
is to realize a reusable rocket that can launch a payload to an altitude hydrogen and regenerative cooling channel can be obtained from the
of 100 km, return to the launch site, and then be ready to fly again heat transfer coefficient of the combustion gas, calculated using the
within 24 h. To meet these requirements, the RSR engine was designed Bartz equation [21]. More details of the SLS model are summarized
to realize the following features: in the literature [14].
Because the SLS is composed of the reduced-order models of each
1. capability of wide-range throttling; component, there are model parameters to be identified to agree with
2. quick and accurate engine control; the actual test results. Let 𝜽 represent the set of all the model pa-
3. long-lasting durability; and rameters included in the SLS. Based on the static firing test results,
4. health monitoring. the best model parameter 𝜽̂ was identified using the ensemble Kalman
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N. Omata et al. Acta Astronautica 195 (2022) 234–242
Fig. 1. Locations of sensors and leaks in the RSR engine. (For interpretation of the references to color in this figure legend, the reader is referred to the web version of this
article.)
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N. Omata et al. Acta Astronautica 195 (2022) 234–242
As observed in Fig. 3, it is not possible to detect leaks using Fig. 3. Histograms of simulated steady sensor values 𝒙 for the normal and leaked cases
conventional red-line judgment based on a sensor value alone. Another of 𝐴 = 0.5𝜋mm2 .
candidate for leak detection is principal component analysis (PCA),
a widely used unsupervised feature extraction method in various ap-
plications, including anomaly detection. PCA achieves the projection
of the maximum variance. Fig. 4 shows histograms of the first PCA
score for the same data as Fig. 3. There is a large overlap between the
distributions for normal and fault cases, which indicates the difficulty
of leak detection by PCA. Note that, in this figure, PCA was trained only
on the normal training data, and the normal and fault test data were
projected onto the same principal component vector, but the result was
almost the same even if the PCA was conducted on both normal and
fault training data.
The problems observed in Figs. 3 and 4 can be understood as
follows: Fig. 5 shows schematic of the multidimensional space of sensor
values for 𝐾 = 2 case. The normal cases lie in the normal subspace
Fig. 4. Histogram of the 1st PCA score for the normal and leaked cases of 𝐴 = 0.5𝜋mm2 .
𝑆𝑁 , and the fault cases are in the anomaly subspace 𝑆𝐴 . In Fig. 5(a),
which focuses on a single sensor, the ranges where the sensor values
normally exist are indicated by the dashed black line, and the range for
anomalous cases is indicated by the dashed red line. For both sensors, components of normal variation. One may consider projection onto
the two ranges overlap, and a red-line judgment is impossible, as is the anomaly vector 𝒂,
̄ which is the direction between the normal and
the case in Fig. 3. Similarly, the result of applying PCA to the same
anomaly subspaces, to resolve this problem. However, as shown in
situation is shown in Fig. 5(b). The projected regions for 𝑆𝑁 and 𝑆𝐴
overlap with each other, and the fault cannot be detected. The problem Fig. 5(b), this is not a sufficient solution. The anomaly vector 𝒂̄ contains
in these cases is that each sensor value and PCA score contain the not only the direction of the vector 𝒑 peculiar to the fault but also the
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N. Omata et al. Acta Astronautica 195 (2022) 234–242
𝒂̄ = 𝒖̄ 𝐴 − 𝒖̄ 𝑁 (7)
The projection vector 𝒑 was obtained to minimize the ratio of the two
projective results.
( )
𝜙𝑁
𝒑 = arg min . (9)
𝒑 𝜙𝒂̄
This optimization problem can be solved analytically as
−1
𝒑 = 𝛴𝑁 𝒂,
̄ (10)
1 ∑
𝑀
𝜮𝑁 = (𝒙 − 𝒙̄ 𝑁 )(𝒙𝑁𝑗 − 𝒙̄ 𝑁 )⊤ . (11)
𝑀 𝑗=1 𝑁𝑗
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N. Omata et al. Acta Astronautica 195 (2022) 234–242
Fig. 6. Histogram of the proposed anomaly score 𝑠 for the normal and leaked cases Fig. 7. ROC curves for different leak location 𝑙.
of 𝐴 = 0.5𝜋mm2 .
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N. Omata et al. Acta Astronautica 195 (2022) 234–242
Daiwa Satoh received his Master of Engineering from Kaname Kawatsu received the Master of Engineering in
Hokkaido University, Japan, in 2012. He joined Hitachi, Ltd. Aerospace Engineering from Tohoku University in 2006
in 2012 as a researcher, and developed fans, flow channels, and started his career at the Japan Aerospace Exploration
and heat exchangers of air conditioners to improve perfor- Agency. He is in charge of research and development of risk
mance. In 2018, he was assigned to the Japan Aerospace assessment, design evaluation, and health management with
Exploration Agency (JAXA) and worked as a researcher on spacecraft and launch vehicles by utilizing the multi-physics
a reusable rocket engine. He has developed a method of system-level modeling and simulation technique.
probabilistic visualization for explanatory variables using
machine learning in Hitachi, Ltd. since 2021. His research
interests include system-level modeling and simulation, data
assimilation, and fault detection and diagnosis with machine
learning.
Masaharu Abe received his Master’s Degree in the Depart-
ment of Chemistry, Graduate School of Science at Kyoto
Seiji Tsutsumi received his Ph.D. degree in Aerospace University, Japan, in 2006. He is currently a chief engineer
Engineering from the University of Tokyo, Japan, in 2006. at Ryoyu Systems Co., Ltd. His interests focus on model-
He is an associate senior researcher in the Research and De- based and data-driven fault detection in launch vehicles and
velopment Directorate, Research Unit III, Japan Aerospace spacecraft.
Exploration Agency (JAXA). His research interests include
aeroacoustics, high-speed aerodynamics, CFD techniques us-
ing HPC, and the application of machine learning to health
management in aerospace systems.
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