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  • Ongoing Monitoring Analyst Assessment Excel

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    The document contains transaction records from a bank account between October 2018 and November 2018. There are a variety of transaction types including funds transfers, card withdrawals, faster payments, and fees. Many of the transactions are internal transfers between accounts, while others include payment references related to wages, loans, suppliers, and other merchants.

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    Ongoing Monitoring Analyst Assessment Excel (1)

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    The document contains transaction records from a bank account between October 2018 and November 2018. There are a variety of transaction types including funds transfers, card withdrawals, faster payments, and fees. Many of the transactions are internal transfers between accounts, while others include payment references related to wages, loans, suppliers, and other merchants.

    Copyright:

    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as xlsx, pdf, or txt
    110 views11 pages

    Ongoing Monitoring Analyst Assessment Excel

    Uploaded by

    shakg
    The document contains transaction records from a bank account between October 2018 and November 2018. There are a variety of transaction types including funds transfers, card withdrawals, faster payments, and fees. Many of the transactions are internal transfers between accounts, while others include payment references related to wages, loans, suppliers, and other merchants.

    Copyright:

    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
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    of 11

    Transaction Transaction Time Transaction Transaction Type Transaction Amount Currency Code Transaction Payment Reference

    2018-10-04 13:15:03 FundsTransferIn GBP Internal transfer


    2018-10-04 13:38:48 CardWithdrawal GBP
    2018-10-04 15:35:17 Fee GBP
    2018-10-04 22:05:29 FasterPaymentIn GBP WAGES
    2018-10-05 10:51:32 FundsTransferOut GBP Internal transfer
    2018-10-05 12:20:41 FundsTransferIn GBP Internal transfer
    2018-10-05 21:26:17 FundsTransferOut GBP Internal transfer
    2018-10-05 21:30:43 FundsTransferIn GBP Internal transfer
    2018-10-05 21:37:53 FundsTransferOut GBP Internal transfer
    2018-10-08 10:04:24 FundsTransferIn GBP Internal transfer
    2018-10-08 10:11:34 CardWithdrawal GBP
    2018-10-11 12:35:01 FasterPaymentIn GBP WAGES
    2018-10-11 15:26:42 FundsTransferOut GBP Internal transfer
    2018-10-13 10:26:21 FundsTransferIn GBP Internal transfer
    2018-10-13 10:30:52 CardWithdrawal GBP
    2018-10-13 14:16:30 FundsTransferIn GBP Internal transfer
    2018-10-13 14:17:01 FasterPaymentOut GBP REFERENCE - LOAN
    2018-10-16 10:45:26 FundsTransferIn GBP Internal transfer
    2018-10-16 11:48:48 FasterPaymentOut GBP REFERENCE - Money
    2018-10-17 18:35:17 FasterPaymentIn GBP STOCK
    2018-10-18 01:08:14 FundsTransferIn GBP Internal transfer
    2018-10-18 01:08:40 FundsTransferOut GBP Internal transfer
    2018-10-18 10:09:15 FundsTransferIn GBP Internal transfer
    2018-10-18 10:09:51 FasterPaymentOut GBP REFERENCE - LOAN
    2018-10-18 21:05:31 FasterPaymentIn GBP WAGES
    2018-10-19 12:48:31 FundsTransferOut GBP Internal transfer
    2018-10-19 15:27:35 FundsTransferIn GBP Internal transfer
    2018-10-19 15:28:21 FundsTransferOut GBP Internal transfer
    2018-10-19 15:28:48 FundsTransferOut GBP Internal transfer
    2018-10-19 15:33:51 FundsTransferOut GBP Internal transfer
    2018-10-19 15:39:34 CardWithdrawal GBP
    2018-10-19 17:40:33 FundsTransferOut GBP Internal transfer
    2018-10-21 11:10:03 FundsTransferIn GBP MONEY
    2018-10-21 11:25:16 FundsTransferOut GBP payment for help
    2018-10-23 15:41:46 FundsTransferIn GBP Internal transfer
    2018-10-23 15:42:10 FundsTransferOut GBP Internal transfer
    2018-10-24 14:40:28 FundsTransferIn GBP Internal transfer
    2018-10-24 14:52:05 CardWithdrawal GBP
    2018-10-24 22:41:49 FundsTransferOut GBP Internal transfer
    2018-10-26 10:06:47 FasterPaymentIn GBP WAGES
    2018-10-26 14:20:07 FundsTransferOut GBP Internal transfer
    2018-10-26 14:34:59 FundsTransferIn GBP Internal transfer
    2018-10-26 14:35:19 FundsTransferOut GBP Internal transfer
    2018-11-01 22:05:33 FasterPaymentIn GBP WAGES
    2018-11-02 08:18:06 FundsTransferOut GBP Internal transfer
    2018-11-02 09:01:30 FundsTransferIn GBP Internal transfer
    2018-11-02 09:01:46 FundsTransferOut GBP Internal transfer
    2018-11-05 13:23:13 FundsTransferIn GBP Internal transfer
    2018-11-05 13:28:09 CardWithdrawal GBP
    2018-11-06 09:48:57 FundsTransferIn GBP Internal transfer
    2018-11-06 11:07:49 FundsTransferOut GBP Internal transfer
    2018-11-06 11:08:05 FundsTransferOut GBP Internal transfer
    2018-11-06 11:08:24 FundsTransferOut GBP Internal transfer
    2018-11-06 11:09:05 FundsTransferIn GBP Internal transfer
    2018-11-06 11:22:06 CardWithdrawal GBP
    2018-11-06 23:56:52 FundsTransferIn GBP Internal transfer
    2018-11-06 23:58:09 PaymentOut GBP Reference - Stock
    2018-11-07 00:00:10 FundsTransferIn GBP Internal transfer
    2018-11-07 00:17:04 CardWithdrawal GBP
    2018-11-07 11:56:27 Fee GBP Transaction fee
    2018-11-08 15:01:52 FundsTransferIn GBP Internal transfer
    2018-11-08 15:03:34 FasterPaymentOut GBP REFERENCE - LOAN
    2018-11-09 10:35:22 FasterPaymentIn GBP WAGES
    2018-11-09 15:09:00 FundsTransferOut GBP Internal transfer
    2018-11-09 15:09:40 FasterPaymentOut IRR GOODS
    2018-11-09 15:09:56 FundsTransferIn GBP Iphone X - thanks
    2018-11-09 15:10:06 FasterPaymentOut GBP payment
    2018-11-10 11:23:26 FundsTransferIn GBP Internal transfer
    2018-11-10 11:23:44 FundsTransferOut GBP Internal transfer
    2018-11-13 10:37:59 FundsTransferIn GBP Internal transfer
    2018-11-13 10:41:40 CardWithdrawal GBP
    2018-11-15 15:11:34 FundsTransferIn GBP Internal transfer
    2018-11-15 15:11:58 FasterPaymentOut GBP REFERENCE - LOAN
    2018-11-15 21:05:16 FasterPaymentIn GBP WAGES
    2018-11-16 00:48:32 FundsTransferOut GBP Internal transfer
    2018-11-17 14:57:39 Unknown GBP
    2018-11-20 10:53:46 FundsTransferIn GBP Internal transfer
    2018-11-20 10:59:24 Unknown GBP
    2018-11-20 10:59:36 CardWithdrawal GBP
    2018-11-20 14:39:58 FundsTransferIn GBP Internal transfer
    2018-11-20 14:40:15 FundsTransferOut GBP Internal transfer
    2018-11-20 15:16:44 FundsTransferIn GBP Internal transfer
    2018-11-20 17:01:26 FundsTransferOut GBP Internal transfer
    2018-11-20 17:03:27 FundsTransferIn GBP Internal transfer
    2018-11-20 17:04:31 FasterPaymentOut GBP REFERENCE - WAGES
    Transaction Payer Name Transaction Payee Name Transaction Merchant Category Code
    Profit Account Tide Current Account
    6011

    7 DAYS TRANS LTD


    Tide Current Account Payee account
    Payee account Tide Current Account
    Tide Current Account Suppliers
    Payee account Tide Current Account
    Tide Current Account Profit Account
    Payee account Tide Current Account
    6011
    Transport ways ltd
    Tide Current Account Payee account
    Payee account Tide Current Account
    6011
    Profit Account Tide Current Account
    T A BOS
    Profit Account Tide Current Account
    M A GENREAL BOS
    Vinateg cars ltd
    ABC Wines Ltd Tide Current Account
    Tide Current Account Suppliers
    Suppliers Tide Current Account
    T A SANT
    7 DAYS TRANS LTD
    Tide Current Account Payee account
    Payee account Tide Current Account
    Tide Current Account Suppliers
    Tide Current Account ABC Wines Ltd
    Tide Current Account Payee account
    6011
    Tide Current Account Harvey limited
    Mohamed Sharma
    Interpal
    Payee account Tide Current Account
    Tide Current Account ABC Wines Ltd
    Payee account Tide Current Account
    6011
    Tide Current Account Suppliers
    7 DAYS TRANS LTD
    Tide Current Account Payee account
    Payee account Tide Current Account
    Tide Current Account ABC Wines Ltd
    Transport ways ltd
    Tide Current Account Payee account
    Payee account Tide Current Account
    Tide Current Account ABC Wines Ltd
    Payee account Tide Current Account
    6011
    Suppliers Tide Current Account
    Tide Current Account Payee account
    Tide Current Account Suppliers
    Tide Current Account ABC Wines Ltd
    ABC Wines Ltd Tide Current Account
    6011
    Payee account Tide Current Account
    Tide Current Account SP Limited
    ABC Wines Ltd Tide Current Account
    6011

    ABC Wines Ltd Tide Current Account


    T A BOS
    7 DAYS TRANS LTD
    Tide Current Account ABC Wines Ltd

    Jonathan Smith
    Muslim Aid
    Payee account Tide Current Account
    Tide Current Account ABC Wines Ltd
    Payee account Tide Current Account
    6011
    Payee account Tide Current Account
    T A SANT
    7 DAYS TRANS LTD
    Tide Current Account Payee account
    6011
    Payee account Tide Current Account
    6011
    6011
    Payee account Tide Current Account
    Tide Current Account ABC Wines Ltd
    ABC Wines Ltd Tide Current Account
    Tide Current Account Payee account
    Payee account Tide Current Account
    L BAHAF
    Transaction Description Transaction Amount
    Profit Account ref: Internal transfer £501.00
    TESCO GL SHL METRO GLASGOW,GBR -£501.00
    Fees: Bank transfer and Direct Debit for last month (20p per transaction) -£4.00
    7 DAYS ref: WAGES £4,725.00
    Payee account ref: Internal transfer -£4,721.00
    Payee account ref: Internal transfer £10.00
    Suppliers ref: Internal transfer -£10.00
    Payee account ref: Internal transfer £3,710.65
    Profit Account ref: Internal transfer -£3,710.65
    Payee account ref: Internal transfer £501.00
    52-60 ST VINCENT STREE - 120 GEORGE STREET, GLASGOW -£501.00
    Transport ref: for you £5,355.00
    Payee account ref: Internal transfer -£5,355.00
    Payee account ref: Internal transfer £501.00
    STRATHMORE HOUSE BROUS EAST KILBRIDE,GBR -£501.00
    Profit Account ref: Internal transfer £2,000.00
    T A BOS ref: REFERENCE - LOAN -£2,000.00
    Profit Account ref: Internal transfer £688.00
    SP Limited BOS ref: REFERENCE - Money pool for stock -£688.00
    Vintage ref: For you £30,500.00
    ABC Wines Ltd ref: Namaste £190.00
    Suppliers ref: For you -£30,690.00
    Suppliers ref: Internal transfer £30,690.40
    T A SANT ref: REFERENCE - LOAN -£30,690.40
    7 DAYS TRANS LTD ref: WAGES £6,060.00
    Payee account ref: investment -£6,060.00
    Payee account ref: Internal transfer £1,720.00
    Suppliers ref: Internal transfer -£501.00
    ABC Wines Ltd ref: Internal transfer -£110.00
    Payee account ref: Internal transfer -£501.00
    52-60 ST VINCENT STREE GLASGOW,GBR -£501.00
    Harvey ref: family -£105.00
    BARCLAYS - ASDA BLANTYRE 3, BLANTYRE,GBR £100.00
    334 Ladypool Road; B12 8JY -£100.00
    Payee account ref: Internal transfer £1,990.00
    ABC Wines Ltd ref: Internal transfer -£1,990.00
    Payee account ref: Internal transfer £500.00
    SAINSBURYS Glasgow,GBR -£501.00
    Suppliers ref: Internal transfer -£1.00
    7 DAYS TRANS LTD ref: 7 DAYS TRANS LTD ref: WAGES £2,775.00
    Payee account ref: Internal transfer -£2,775.00
    Payee account ref: Internal transfer £45.00
    ABC Wines Ltd ref: Internal transfer -£45.00
    Transport ref: moving £5,205.00
    Payee account ref: Internal transfer -£5,205.00
    Payee account ref: Internal transfer £75.00
    ABC Wines Ltd ref: Internal transfer -£75.00
    Payee account ref: Internal transfer £501.00
    52-60 ST VINCENT STREE GLASGOW,GBR -£501.00
    Suppliers ref: Internal transfer £2,000.00
    Payee account ref: Internal transfer -£500.00
    Suppliers ref: Internal transfer -£500.00
    ABC Wines Ltd ref: Internal transfer -£500.00
    ABC Wines Ltd ref: Internal transfer £1.00
    52-60 ST VINCENT STREE GLASGOW,GBR -£501.00
    Payee account ref: Internal transfer £2,852.66
    SP Limited ref: Reference - Stock -£2,852.66
    ABC Wines Ltd ref: Internal transfer £501.00
    BARCLAYS - ASDA BLANTYRE 3, BLANTYRE,GBR -£501.00
    Fees: Bank transfer and Direct Debit for last month (20p per transaction) -£1.60
    ABC Wines Ltd ref: Internal transfer £671.00
    T A BOS ref: REFERENCE - LOAN -£669.40
    7 DAYS TRANS LTD ref: 7 DAYS TRANS LTD ref: WAGES £5,925.00
    ABC Wines Ltd ref: Internal transfer -£14.60
    -£5,910.40
    Santander 1-2 Triton Square SQ15 2BT £55.00
    38-44 Whitechapel Rd, London E1 1JX -£15.00
    Payee account ref: Internal transfer £85.00
    ABC Wines Ltd ref: Internal transfer -£85.00
    Payee account ref: Internal transfer £501.00
    52-60 ST VINCENT STREE - 120 GEORGE STREET, GLASGOW -£501.00
    Payee account ref: Internal transfer £1,000.00
    T A SANT ref: REFERENCE - LOAN -£1,000.00
    7 DAYS TRANS LTD ref: 7 DAYS TRANS LTD ref: WAGES £6,165.00
    Payee account ref: Internal transfer -£6,165.00
    TRAFFORD PK ORIENT BARTON DOCK R,GBR £0.00
    Payee account ref: Internal transfer £501.00
    52-60 ST VINCENT STREE GLASGOW,GBR £0.00
    52-60 ST VINCENT STREE GLASGOW,GBR -£501.00
    Payee account ref: Internal transfer £1.00
    ABC Wines Ltd ref: Internal transfer -£1.00
    ABC Wines Ltd ref: Internal transfer £2,447.00
    Payee account ref: Internal transfer -£2,447.00
    Payee account ref: Internal transfer £2,447.00
    L BAHAF ref: REFERENCE - khjg -£2,447.00
    Ongoing Monitoring Analyst Assessment
    Review the transactions in the Excel document.  
    1. Highlight the suspicious transactions and why do you find them suspicious?
    2. What do you think the customer is using the account for based on the transactions?
    3. Suggest 3 transaction monitoring rules you would implement to detect the suspicious transactions based on the
    4. Draft a message to the customer to enquire about some of the payments (you can decide which ones to messag
    5. Once you have reviewed the transactions, what would your next steps be ie what research would you conduct a

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