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A Scoping Review of Evaluated Indigenous Community-Based Mental Wellness Initiatives
A Scoping Review of Evaluated Indigenous Community-Based Mental Wellness Initiatives
au
James Cook University ISSN 1445-6354
REVIEW ARTICLE
-
AUTHORS
CORRESPONDENCE
*Dr Melody E Morton Ninomiya mmortonninomiya@wlu.ca
AFFILIATIONS
1
Dalla Lana School of Public Health, University of Toronto, Toronto, Ontario, Canada; and Institute for Mental Health Policy Research,
Centre for Addiction and Mental Health (CAMH), Toronto, Ontario, Canada
2
Health Sciences Department, Faculty of Science, Wilfrid Laurier University, Waterloo, Ontario, Canada; and Institute for Mental Health
Policy Research, Centre for Addiction and Mental Health (CAMH), Toronto, Ontario, Canada
3
Faculty of Nursing, University of Alberta, Edmonton, Alberta, Canada; and Shkaabe Makwa, Centre for Addiction and Mental Health
(CAMH), Toronto, Ontario, Canada
4
School of Public Health and Health Systems, Faculty of Applied Health Sciences, University of Waterloo, Waterloo, Canada; and Institute
for Mental Health Policy Research, Centre for Addiction and Mental Health (CAMH), Toronto, Ontario, Canada
5
Shkaabe Makwa, Centre for Addiction and Mental Health (CAMH), Toronto, Ontario, Canada
6
Institute for Mental Health Policy Research, Centre for Addiction and Mental Health (CAMH), Toronto, Ontario, Canada; and Saugeen
District Senior School, Southampton, Ontario, Canada
7
Institute for Mental Health Policy Research, Centre for Addiction and Mental Health (CAMH), Toronto, Ontario, Canada; Campbell
Family Mental Health Research Institute, CAMH, Toronto, Ontario, Canada; Dalla Lana School of Public Health, University of Toronto,
Toronto, Ontario, Canada; Department of Psychiatry, University of Toronto, Toronto, Ontario, Canada; Department of Epidemiology and
Biostatistics, University of Western Ontario, London, Ontario, Canada; and School of Psychology, Deakin University, Victoria, Australia
PUBLISHED
17 March 2021 Volume 21 Issue 1
HISTORY
RECEIVED: 15 June 2020
CITATION
Venugopal J, Morton Ninomiya ME, Green NT, Peach L, Linklater R, George P, Wells S. A scoping review of evaluated Indigenous
community-based mental wellness initiatives. Rural and Remote Health 2021; 21: 6203. https://doi.org/10.22605/RRH6203
ETHICS APPROVAL
Our scoping review of literature did not directly involve any human subjects or primary data and therefore did not require research
ethics approval.
This work is licensed under a Creative Commons Attribution 4.0 International Licence
ABSTRACT:
Introduction: Many Indigenous peoples around the world are place in Canada, the USA, or Australia. Most mental wellness
disproportionately affected by mental health challenges, due to initiatives addressed general mental wellness, substance use,
intergenerational and collective trauma stemming from historical suicide prevention, and/or co-occurring conditions, and many were
losses and ongoing colonialism. A growing body of literature tailored for Indigenous youth. Culture-based initiatives were
suggests that mental wellness initiatives are more culturally safe emphasized in most studies, with cultural adaptation and relevance
and result in more successful and sustainable outcomes when they prioritized in all initiatives. Approaches to evaluation ranged from
are developed by, for and with Indigenous communities using process evaluations to outcome evaluations. Most studies used a
community-driven approaches that prioritize and privilege mixed methods approach and a wide range of assessment tools,
Indigenous leadership, knowledge systems, beliefs and practices. including questionnaires and indicators of community capacity
However, knowledge has not been synthesized on mental wellness building. Many evaluations used a shared leadership model
initiatives and the extent of community engagement during the between community leaders and researchers and had
development, implementation, and evaluation stages of these combinations of community members, families, Elders, Knowledge
initiatives. Keepers, and leaders involved in the development,
Methods: The authors conducted a scoping review of studies on implementation, and evaluation of the mental wellness initiative.
Indigenous community-based mental wellness initiatives to Common challenges in conducting evaluation research included
identify the (1) characteristics of these initiatives, (2) types of limitations of funding structures and the burden on community
evaluation approaches (specific measures and assessment tools), staff and leaders during the project.
(3) level of community engagement from inception to the Conclusion: Overall, across all studies, culture stood out as a
evaluation stage of the initiative, and (4) lessons learned as major theme for community-based mental wellness initiatives
identified by the authors. Published and grey literature were among rural and remote Indigenous communities, with cultural
searched across several electronic databases. Inclusion criteria teachings, cultural activities, appropriate use of culture, land-based
required that each study was published between January 2008 and programming and knowledge sharing integrated into community
June 2018, focused on Indigenous peoples and their communities programming. However, culture and Indigenous leadership
in Canada, USA, Australia, and/or New Zealand, focused on a throughout were lacking in many of the research studies. Thus, as
community-based mental wellness initiative, was meaningfully co- more Indigenous communities and leaders govern and guide the
led or co-designed by the community, described the initiative and development of evidence-based mental wellness programming,
how it was evaluated, and was printed in English. culture as a form of healing needs to be incorporated into the
Results: The search yielded 1491 unique articles, and 22 of these development of the program, and culture should be a core
articles met all of the inclusion criteria. All included studies took competency in any evaluation research.
Keywords:
community engagement, community health, cultural adaptation, cultural safety, culture-based, Indigenous, mental health, mental
wellness, program evaluation, scoping review.
FULL ARTICLE:
Introduction suggesting that culture may serve as a protective factor.
Indigenous peoples in Canada and worldwide experience Experts have argued that Indigenous leadership, knowledge
widespread social, political, economic and health related inequities systems, beliefs, and practices are essential for the development
relative to non-Indigenous populations1. Within the North and implementation of culturally safe and successful initiatives to
American context, the European invasion during the 16th century improve Indigenous peoples’ health16. However, knowledge has
negatively impacted Indigenous populations with the introduction not been synthesized on Indigenous mental wellness initiatives. In
of infectious diseases and colonial legislation, practices, and this article, the term mental wellness is used in a holistic sense that
narratives that were intended to forcibly assimilate and demoralize includes a balance between physical, spiritual, mental, and
diverse groups of Indigenous peoples2,3. Under the auspices of the emotional health which, in Indigenous contexts, is often also
Indian Act 1876 in Canada, Indian residential and day schools were connected to connections with creation and culture17. While
federally ordained and operated from 1883 to 1996. The evaluation research provides important information regarding the
residential and day school system forced Indigenous children and effectiveness of mental wellness initiatives, this research needs to
communities to be ‘civilized’ within a Euro-Christian cultural be synthesized to delineate the different types of evaluation tools
paradigm. In these contexts, Indigenous peoples experienced and strategies that are being used and the appropriateness of
varying forms of abuse that included verbal, physical and sexual these approaches to evaluation within Indigenous
abuse, as well as an overwhelming loss of language, culture, communities18,19. To address these gaps in knowledge, the authors
identity, community, and connection to the land3. Residential and conducted a scoping review to characterize Indigenous
day schools have devastated generations of communities through community-based mental wellness initiatives and their approaches
the effects of intergenerational trauma, grief, and loss. Continued towards evaluation.
marginalization, discrimination, and oppression of Indigenous
Specifically, this scoping review aimed to address the following
peoples, both within and outside of the healthcare system, have
questions:
perpetuated the legacy of colonization into the present day4.
Among Indigenous communities in Canada, the USA,
While pervasive disparities exist among Indigenous populations
Australia, and New Zealand, what were the characteristics of
relative to non-Indigenous populations across all domains of
community-based mental wellness initiatives that have been
health, mental wellbeing is perhaps the most heavily affected
evaluated?
outcome of intergenerational and collective trauma experienced
Among those community-based mental wellness initiatives
by Indigenous peoples, stemming from colonialist and racist
agendas5. In Canada, this is evidenced by high rates of problematic that were evaluated:
what were the (a) types of evaluations that were
substance use, addiction, suicide, and violence6,7. Additionally,
children with parents or grandparents who attended residential conducted, (b) specific measures and/or indicators that
were assessed, and (c) measurement tools, instruments
schools report higher levels of depressive symptoms related to
and/or scales that were used?
chronic stressors, relative to children who did not have a parent or
what were the different types of community
grandparent who attended residential school8. Similarly, a recent
involvement during the development, implementation,
Australian study by Nasir and colleagues9 found more than a
and evaluation stages?
three-fold elevated rate of mood disorders and substance use
what were identified as challenges and
disorders, and more than a two-fold elevated rate of any mental
recommendations by the authors with respect to the
health disorder amongst Indigenous peoples of Australia relative
development, implementation, and evaluation of these
to non-Indigenous Australians. Until recent years, research
initiatives?
involving Indigenous peoples has often excluded Indigenous ways
of knowing, being, and doing, which often led to harmful The authors of this review are three First Nations researchers
consequences and ultimately widened the heath equity gap (NTGG, RL, NG) and four non-Indigenous health researchers (JV,
between Indigenous and non-Indigenous populations10-12.
MEMN, LP, SW), three of whom have extensive experience working
closely with Indigenous communities in Canada.
Rates of suicide are disproportionately higher among First Nations,
Métis and Inuit (FNMI) youth relative to non-FNMI youth in Methods
Canada13. Importantly, however, suicide rates have been found to
vary across some First Nations communities depending on the This review is based on guidelines from the Joanna Briggs Institute
extent of cultural continuity14. Cultural continuity reflects the reviewer’s manual20 and the Preferred Reporting Items for
transmission of culture and the knowledge, traditions, and Systematic Reviews and Meta-Analyses – Extension for Scoping
language that defines one’s culture, and is operationalized through Reviews (PRISMA-ScR)21. An unpublished protocol, detailing the
different levels of self-governance and community control over different types of informational sources, specific search strategy
resources and services15. As such, many Indigenous communities and data extraction procedures, was developed to guide the
that were able to retain and/or restore their culture despite the conduct of this review.
effects of colonialism appear to have lower rates of suicide,
Eligibility criteria The study must describe the implemented community-based
mental wellness initiative and report on how the initiative
The following inclusion and exclusion criteria were used:
was evaluated. Included studies must sufficiently report on
applicable methods for evaluation of outcomes and/or
The study must explicitly focus on Indigenous peoples and
process-related elements. This may include, but is not limited
their communities from USA, Canada, Australia or New
to, interviews, focus groups, pre- and post-interventional
Zealand. Indigenous populations from these countries have
shared, yet distinct, histories of colonization by European change scores in health status, behavior, and awareness.
settler populations. Indigenous study participants of all age The article must be published between 2008 and June 2018,
groups were considered for this review. in English. This review was restricted to a 10-year period to
The study focuses on a community-based mental wellness capture published and non-published work that would align
more closely with recently established guidelines and ethical
initiative – a strategy, service, or program. The initiative must
principles for research involving Indigenous peoples (such as
focus explicitly on addressing mental health or wellness at
the community level as a primary objective. Initiatives may the TCPS2 in Canada and the AIATSIS Guidelines for Ethical
range from long-term programs with sustained funding to Research in Australian Indigenous Studies).
those that may be more one-off health promotional
All article types were considered, including original research,
campaigns. We use the term mental wellness to include a
reports, program evaluations, clinical trials, amongst others.
wide range of concepts ranging from cultural connections Although literature and systematic reviews were excluded,
and pride, self-esteem, and resilience to coping and reference lists within these reviews were scanned for eligible
managing stress. For the purposes of this review, the term
articles.
community is restricted to geographically and/or politically
bound Indigenous communities, predominantly rural and Search strategy
remote Indigenous communities. As such, studies concerning
urban Indigenous populations were excluded. A comprehensive search, including both published and grey
The mental wellness initiatives demonstrated Indigenous literature sources, was conducted to include articles from 1 January
community involvement. Included studies must demonstrate 2008 to 12 June 2018. Indexed and non-indexed databases were
evidence to suggest they were in alignment with guidelines searched to identify published work, which included PsychINFO,
Medline, CINAHL, Web of Science, Aboriginal Health Abstract
such as or similar to the Tri-Council Policy Statement-2
Database, Bibliography of Native North Americans, Circumpolar
(TCPS-2)22:
Health Bibliographic Database, Dissertation Abstracts, First Nations
a process that establishes interaction between a researcher or Periodical Index, National Indigenous Studies Portal, ProQuest
research team, and the Aboriginal community relevant to the Conference Papers Index, Social Services Abstracts, and Social
research project. It signifies a collaborative relationship Work Abstracts. The following search terms were mapped on to
between researchers and communities, although the degree of relevant medical subject headings (MeSH) and combined using
collaboration may vary depending on the community context Boolean operators (when such algorithms were permitted):
and the nature of the research. The engagement may take community; health; wellness; strategy; Indigenous; Aboriginal; First
many forms including review and approval from formal Nation; Métis; Inuit; American Indian; Native American; Torres Strait
leadership to conduct research in the community, joint Islander; Maori; program; intervention; prevention; treatment;
planning with a responsible agency, commitment to a evaluat*; outcome; impact; effectiveness; mental health; addiction;
partnership formalized in a research agreement, or dialogue substance abuse; and depression. Additionally, grey literature
with an advisory group expert in the customs governing the documents such as reports from federal, provincial, and territorial
knowledge being sought. The engagement may range from governments, health funders, and other organizations within
information sharing to active participation and collaboration, Canada were also retrieved. A librarian with expertise in health
to empowerment and shared leadership of the research research was consulted to inform the development of this search
project. Communities may also choose not to engage actively strategy. The complete search strategy for Medline is detailed in
in a research project, but simply to acknowledge it and register Appendix A.
no objection to it.
Supplementary table 1: Complete search strategy for Medline
(1 January 2008 – 12 June 2018)
characteristics of mental wellness initiatives: Thematic analysis of extracted fields was conducted to identify
location of strategy (First Nation; band and/or themes and relevant categories that characterize the breadth of
reservation; state, territory/province; and country) and typologies that pertained to the review questions. Two pairs of
specific population of interest reviewers were assigned data extraction fields to independently
specific area of focus within mental wellness, identify an initial set of thematic codes, which was later discussed
implementation modality (eg educational, skills-based among a pair of reviewers until consensus was achieved on a final
training, culture-based, online) and setting (eg land- set of thematic codes. Disagreements on identified codes were
based, community-based) resolved by consensus among the four reviewers. Studies that
approach to evaluation: discussed each of the identified codes were tallied. Findings from
evaluation method (qualitative, quantitative or mixed the thematic analysis were tabulated and synthesized narratively.
methods approach)
specific indicators or measures that were evaluated, Ethics approval
and assessment tools and/or scales that were used for
This review did not directly involve any primary patient
their evaluation recruitment, and therefore institutional review board approval was
types of community involvement in the development, neither sought nor required.
implementation, and evaluation of mental wellness initiative
(specific roles and responsibilities, if reported) Results
challenges and recommendations identified by the authors
Search yield
regarding the development, implementation, and evaluation
of mental wellness initiative (if reported). The search resulted in 1491 unique articles across published and
To ensure applicability of research involving Indigenous peoples, grey literature (Fig1). Of these retrieved articles, 22 articles were
the types and levels of community involvement in research for included based on eligibility criteria. Nineteen articles were
each article were assessed by two authors until consensus was obtained from electronic databases, three were identified from
reached, in lieu of a validated quality appraisal tool. literature reviews and systematic reviews, and no relevant papers
were identified from the grey literature.
Characteristics of mental wellness initiatives: The majority of Australia and five from Canada. Initiatives varied in focus, ranging
included articles were based in the US (11/22), with six based in from general mental wellness (5/22) and substance use (7/22) to
suicide prevention (6/22) and co-occurring challenges (4/22). an existing or routine model of health service delivery for the
Among studies that addressed substance use in communities, a community. Some initiatives used extracurricular or credit-based
few studies designed strategies to specifically address use of courses for school-aged youth (5/22), while others used peer
opioids (1/22), tobacco (1/22), and alcohol (2/22), while others education (2/22). Almost half of all included studies incorporated
addressed overall substance use (4/22). Among studies that an element of cultural continuity in their programming
addressed co-occurring challenges, three studies implemented (9/22). Mentorship (2/22), skills building/experiential learning
initiatives to address substance use and suicide, and one study (4/22), and social connectivity (4/22) formed the basis for some
implemented an initiative for substance use and violence. Most wellness initiatives. Some initiatives were implemented in a land-
studies implemented initiatives that were explicitly identified by based setting within a specified community (9/22), while others
the authors as prevention-focused to address specific concerns were implemented at an institution situated within the community
within a community (13/22), while a few studies focused more (10/22). Some initiatives were explicitly identified by the study
exclusively on health promotion and awareness (3/22). Almost all authors as having been implemented within rural and remote
initiatives were implemented for youth populations within Indigenous communities (5/22) across the USA and Australia.
communities (18/22), with one study addressing youth and their Detailed information on included studies can be found in
families. Initiatives were implemented through various modalities, Supplementary table 2.
ranging from an educational approach (12/22) to a systems-level
Supplementary table 2: Primary findings and characteristics of
or service-based approach (2/22), where the initiative was part of
included studies
Table 1: Summary of thematic coding based on the primary findings from included studies23-44
Types of evaluation, indicators of success and assessment (8/22), interviews (7/22), feedback from participants and staff
tools: Most studies evaluated initiatives using a mixed methods about their experiences (5/22), and focus groups (4/22). Some
approach, with qualitative and quantitative indicators (13/22). Five studies used observational methods such as taking detailed notes
studies utilized an exclusively qualitative approach, and four on observed changes over the course of the project (4/22),
studies utilized an exclusively quantitative approach. Some studies administrative data (3/22), and reflective exercises or sharing of
reported process-related indicators (6/22), while the remaining stories (3/22). Two studies reported the use of biological testing
studies reported on outcomes-related measures and indicators. such as urine drug screening, and one study reported knowledge
Outcome measures and indicators varied by the type and extent of testing.
the evaluation approach, and ranged from measures of
effectiveness to community capacity building. Eleven studies Types of community involvement in the development,
implementation, and evaluation of mental wellness
measured changes in cultural connectivity through observations
initiatives: Community wellness initiatives described in the articles
and the use of adapted and/or validated scales such as the Native
involved some form of consultation and/or guidance from
American Enculturation Scale. Almost all studies measured
attitudinal (19/22) and behavioral (19/22) changes, both pre- and community members during the development, implementation,
post-strategy implementation, which encompassed scores on and/or evaluation of the initiative (17/22). Some studies conducted
research through shared leadership with formal community leaders
constructs such as hope, optimism, resilience, and communal
and/or research-specific advisory/governance bodies representing
mastery (joining together with kinship and social networks).
the community (4/22). Some studies were initiated by community
Changes in health-related measures were assessed in nine studies, members (8/22) expressing unmet needs and/or challenges with
which included self-reported measures of wellbeing, substance respect to mental wellness in their communities, which culminated
use, and suicidality. One study measured changes related to in or stemmed from existing community–university research
protective factors, such as perceived availability of supportive partnerships. Community ownership of research data was explicitly
services and opportunities within the community, as well as highlighted in two studies. Some studies highlighted the roles and
positive peer influences. Most studies assessed changes in responsibilities of communities in the development/co-
knowledge, knowledge retention, and overall knowledge exchange development of curriculum for the initiative (11/22), and
and translation processes (12/22). One study utilized a multi-level recruitment and outreach within the community for research
assessment model to evaluate post-interventional effects; the participants (4/22), as well as acting as facilitators (5/22) and
model encompassed indicators pertaining to individual, family and evaluators (2/22) of programs within the initiative. Most studies
community characteristics. reported multi-level community involvement (eg youth, families,
and Elders) in the development, implementation and/or evaluation
Five studies documented capacity development upon strategy
of mental wellness initiatives (19/22). Some studies highlighted the
implementation, while one study assessed the sustainability of the
involvement of youth (11/22) and community Elders (7/22)
mental wellness initiative. Assessment tools varied substantially
throughout the research process. Table 2 details the types of
across and within studies, with authors frequently adopting or community involvement, as well as the involvement of people
adapting the use of self-reported questionnaires with validated
outside of the community, including Indigenous and non-
scales for the assessment of specific constructs (12/22), surveys
Indigenous researchers, workers, and stakeholders.
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