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Equivalent Number of Uniform Cycles Versus Earthquake Magnitude Relationships For Fine-Grained Soils
Equivalent Number of Uniform Cycles Versus Earthquake Magnitude Relationships For Fine-Grained Soils
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Abstract
In the current geotechnical seismic design practice, the empirical correlation between equivalent
number of uniform cycles (Neq) of shaking and earthquake magnitude (Mw) forms an integral
part of liquefaction potential evaluation. The relationship, in turn, is used to derive the magnitude
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scaling factors that are commonly used in the field-based liquefaction evaluation procedures.
The equivalent number of uniform cycles (Neq) versus earthquake magnitude (Mw) relationships
for liquefaction assessment was examined for fine-grained soils using time-histories ranging
from 5 < Mw ≤ 9 especially including the strong ground motion time histories from latest
subduction zone earthquakes with Mw > 8.0. The experimental database available from cyclic
direct simple shear (DSS) tests conducted on natural fine-grained soils retrieved from
undisturbed soil sampling was used to obtain the cyclic shear resistance weighting curves for the
study. The work presented herein has contributed to further improving the current models used
to represent magnitude scaling factor (MSF) values for large earthquake magnitudes and the
functional dependency of this parameter on soil type. The MSF-Mw curve derived for low-plastic
Fraser River Delta silt lies in-between the MSF curves derived for clean sand and clay,
resonating with the inferences that have been made that the silt behavior can neither be
considered sand-like nor clay-like.
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Introduction
In the seismic liquefaction assessment of soils, the irregular cyclic loading history from the real-
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sinusoidal uniform loading cycles using a damage-based weighting curve. In their original work
on this subject, Seed and Idriss (1971) established that equivalent number of uniform cycles
(Neq) can be correlated with earthquake magnitude (Mw), and this in turn, formed the basis for
the magnitude (duration) scaling factors (MSFs) which are used in the field-based liquefaction
evaluations of soil deposits (Idriss 1999). The Neq versus Mw relationships and MSFs formed on
the above basis have been further studied by a number of researchers over the past two decades
(e.g., Liu et al. 2001; Boulanger and Idriss 2004; Green and Terri 2005) with respect to sands
without considering the potential for functional dependence of these relations on any soil
property. In recognition of such limitations and considering the findings from Idriss (1999),
Boulanger and Idriss (2007), Dahl (2011), and Kishida and Tsai (2014) as the basis, Boulanger
and Idriss (2015) further examined the results from cyclic shear testing for a range of soil types
and densities and proposed the new revised MSF relationships for use in practice. In this,
Boulanger and Idriss (2015) emphasized the need for additional validation of the observed trends
considering the dependency with respect to soil type and properties (e.g., considering fine-
grained soils and soil plasticity), particularly highlighting the value of employing data from
laboratory cyclic shear testing of undisturbed field samples for such validations.
In consideration of the above, it was judged appropriate to further examine the relationship
between Neq and Mw and the associated MSFs, using the weighting curves generated from the
laboratory cyclic direct simple shear (DSS) testing undertaken at the University of British
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Columbia (UBC) with respect to a number of fine-grained natural soils, and this paper presents
the key findings from this work. The earthquake ground motions available from current
databases for the magnitude range 5 < Mw ≤ 9 were used in this exercise; in particular, the strong
ground motions available from recent subduction zone earthquakes with Mw > 8.0 were included,
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thus covering a wider magnitude range compared to those used in the previous studies. The
above extended ground motion database was also used to validate/calibrate the extrapolation of
the current MSF relationships for sands, which have been developed using time histories for
In the following sections, the concepts pertaining to the development of Neq versus Mw
relationships is initially presented; this is followed by information on the cyclic resistance ratio
(CRR) characteristics available from the UBC experimental data on fine-grained soils. The
details on the earthquake time histories for developing equivalent number of uniform cycles and
algorithm used for computing equivalent number of uniform cycles are then described. A
detailed discussion of the findings with reference to Neq versus Mw relationships for different soil
types, the effect of soil parameters on these relationships, and the implication of the findings
with respect to the resulting MSF versus Mw relationships are presented in the subsequent
sections.
The cyclic shear resistance of a given material from laboratory element tests is typically
expressed as a relationship between the applied cyclic stress ratio (CSR) versus number of
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loading cycles (NL) to reach a certain cyclic strain amplitude criterion to define “liquefaction”
(the cyclic strain amplitude criterion for NL is defined later in the text); this relationship also
serves as the weighting curve for converting the irregular series of earthquake-induced cyclic
stresses into an “equivalently” damaging sinusoidal uniform stress cycles to evaluate the
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liquefaction triggering potential of soils (Seed et al. 1975). As proposed by Seed et al. (1975),
CSR is defined as: CSR = τcyc/σ'v0, where: (a) τcyc is defined (as a reference shear stress level)
equal to 65% of the peak cyclic shear stress arising on a given soil element from the loading
from an earthquake time history. In laboratory cyclic tests, τcyc would be equal to the constant
amplitude of sinusoidal loading applied on a given soil specimen; and (b) σ'v0 is the initial
vertical effective confining stress of the respective soil element in the field, or that applied to the
laboratory soil specimen of interest. The CSR versus NL relationship can be approximated using
where a and b depend on the soil type, and b essentially represents the slope of the curve. The
Neq value determined for a given ground motion is strongly dependent on this slope of the
weighting curve.
As also explained by Boulanger and Idriss (2004), if two individual stress cycles having
different stress amplitudes named CSR1 and CSR2 are considered, then using equation [1], the
ratio of relative number of loading cycles NL(1) and NL(2), respectively, to cause liquefaction at
1
NL(2)
NL(1) = ( )
CSR1
CSR2
b
[2]
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Since the laboratory-based CSR versus NL relationship is established using the identical strain-
criterion in a cyclic shear test), it is rational to assume that the damage caused by one (1) cycle of
stress at CSR1 is equivalent to the damage caused by N cycles at CSR2. This would lead to the
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following expression,
N= ( ) (1 cycle)
CSR1
CSR2
b
[3]
This simple mathematical expression can, therefore, be used to convert an individual stress
cycle into an equivalent number of uniform cycles at the selected reference stress level (here
shown by CSR2). A similar mathematical approach is also suggested by Boulanger and Idriss
(2004). It is apparent from equation (3) that the slope of the relationship between CSR and NL
(i.e., the value of exponent-b) plays an important role in making these determinations.
Recognizing this factor, Seed et al. (1975) recommended deriving the slope of the weighting
curve by means of a series of simple shear tests (as it can closely mimic the earthquake loading)
for a particular soil type under investigation. After examining the laboratory cyclic shear test
data performed by Yoshimi et al. (1984) on Niigata sand obtained using high-quality frozen
sampling techniques, Boulanger and Idriss (2004) determined that an exponent-b of 0.337 would
be suitable for clean sands. For clays and plastic silts, they suggested an exponent-b of 0.135
would be appropriate based on an average value determined by using data from limited direct
simple shear test results. At that time, they developed this relationship without including the
functional dependency on any soil property. Kishida and Tsai (2014) more recently developed a
predictive model for Neq as a function of earthquake magnitude, peak ground acceleration, and
soil property. The strong effect of soil properties on Neq versus Mw relationships was also noted
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by Boulanger and Idriss (2015). After careful review of the available experimental data on wide
range of plastic fine-grained soils in the literature, they showed that the average slope of the
weighting curve could vary between 0.1 to 0.135 for fines content ranging from 45% to 100%
and plasticity index (PI) from 2 to 30, in turn, affecting the Neq versus Mw relationships for fine-
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grained soils. They also emphasized the need for additional validation of the trends for the slope
of the weighting curve obtained from laboratory cyclic shear testing of low-plasticity fine-
grained soils.
The work by Boulanger and Idriss (2015) have well advanced this topic further; the relevant
findings from their work are specifically considered in the evaluations in the next sections, and
grained soils
undisturbed field samples on fine-grained soils at UBC was used to select the appropriate
weighting curves for the current investigation. The database was developed from the laboratory
tests conducted using the UBC-DSS test apparatus. This device is a modified Marshall-Silver-
NGI-type DSS device (Silver and Seed 1971) that uses a cylindrical soil specimen and follows
the DSS testing methodology as described by Bjerrum and Landva (1966). The DSS test
apparatus was considered appropriate as it can effectively mimic the anticipated stress conditions
the soil mass would undergo during the earthquake loading (Finn et al. 1978). More specific
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details about the UBC-DSS device is available in Soysa (2015). The particle size distribution and
the average index properties of fine-grained soils for which the test results were available from
consolidated undisturbed Fraser River Delta silt at different initial confining stress levels of 85,
100, 200, 300 and 400 kPa, and at different cyclic stress ratios (CSRs). Fig. 2 shows the
relationship between the applied CSR and the number of loading cycles to reach a single
amplitude limiting horizontal shear strain (γ) of 3.75%, NL (hereinafter referred to as shear strain
criterion). In cyclic shear tests, the attainment of the strain criterion is commonly used to define
the onset of “liquefaction” or unacceptable performance. Keeping in accord with the NRC (1985)
recommendations, the number of loading cycles to reach a single amplitude horizontal shear
strain (γ) of 3.75% under a given applied cyclic shear stress ratio has been used as the shear
strain criterion herein. The plotted data points for Fraser River silt fell within a single trend line
(slope with exponent-b of 0.154) and were found to be relatively insensitive to the confining
pressures. Sanin (2010) also conducted three constant-volume cyclic DSS tests on undisturbed
field samples of Kitimat clay of PI = 17. The exponent-b was found to be 0.129 for this material
(Fig. 3).
Similarly, Soysa (2015) conducted a series of constant-volume cyclic DSS tests on normally
consolidated undisturbed low-plastic natural silt specimens retrieved from Serpentine River
sediments in Lower Mainland of British Columbia with a PI of 7. Fig. 4 shows the plot between
the applied CSR and the number of loading cycles to reach a single amplitude horizontal shear
strain (γ) of 3.75% for the tested silt material. The exponent-b was found to be 0.118, which is
significantly less steep than the exponent-b obtained for the Fraser River Delta silt. As per the
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available surficial geological information (Armstrong 1984), while both these soils were
deposited during the Holocene period, the upper layer zones of Serpentine River sediments
localized organic soils and peat deposits of variable thickness, compared to the Fraser River
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Delta silt that originated from a buried channel-fill deposit. Although a specific reason cannot be
given, it is possible that the differences in the depositional mechanism could contribute to the
differences in soil particle fabric/microstructure for these deposits which in turn, may have led to
the differences in the exponent-b values with respect to cyclic shear resistance.
In essence, the CRR versus NL curves derived from experimental data compiled from the
UBC’s database as per above suggest that the exponent-b ranges from 0.118 - 0.154 for the
tested fine-grained soils. Boulanger and Idriss (2004) examined the cyclic test data from the
previous researchers (Moriwaki et al. 1982; Andersen et al. 1988; Azzouz et al. 1989; Lefebvre
and Pfendler 1996) and suggested an exponent-b of 0.135 for clays and plastic silts. They
suggested this value after averaging the exponent-b values derived from direct simple shear test
results on clays. Although a reasonable scatter in the exponent-b has been observed in the
literature, they used the averaged value for clay-like material for the sake of its practical
simplicity. More recently, Boulanger and Idriss (2015) studied the effect of exponent-b on Neq by
using the cyclic test data compiled by Dahl (2011) for a wide range of plastic fine-grained soils.
The study was made using a total of 42 ground motions between Mw ranging from 7.3 - 7.6.
After carefully analyzing the data, they found a general trend that the average exponent-b value
ranged from 0.1 to 0.135 for soils with a PI range from 2 to 30.
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These observations suggest that it is of significant practical value to examine the relationship
between Neq as a function of the b-exponent for different earthquake magnitude range and further
The earthquake database used in this study consists of a randomly selected 410 time histories
recorded from 31 different earthquakes with 5 < Mw ≤ 9 and site-to-source distance < 200 km.
These ground motions are from shallow crustal, and subduction earthquakes from worldwide
events including the recent Chile and Tohoku earthquakes. These earthquakes, in order of
increasing Mw, and other relevant information used in this study are shown in Table 2. A typical
acceleration time histories – i.e., using two horizontal and one vertical component. For this
study, only the horizontal components of the ground motions were used; the vertical component
of the ground motions was excluded. The shallow crustal earthquake time histories (Mw ~ 5 - 8)
used in this study were retrieved from the extensive database available on the website of the
subduction earthquake time histories (Mw ~ 8 - 9) were downloaded from the Center for
downloaded from CESMD database were baseline corrected with a linear function and filtered
with a 4-th order band-pass Butterworth filter with cut-off frequencies of 0.10 and 25 Hz before
application in this study. This filtering process was considered in this study to remove the noise
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that is apparent in an actual raw earthquake time history data; the noise can arise due to deviation
from the baseline, high/low frequency contamination, and other trend errors. This approach of
processing the earthquake time histories to be more representative of the actual event has been
commonly used by number of researchers (e.g., Hudson 1979; Wilson 1998) including those at
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UBC (e.g., Amirzehni 2016; Bebamzadeh et al. 2016). No alteration in the original ground
motions was considered necessary for the records downloaded from PEER database as they were
For this study, all the selected earthquake ground motions were considered to be sufficiently
close to the free-field ground surface conditions. The effect of the variation of Neq with the depth
of soil profile was studied by Lee and Chan (1972). They showed that the computed Neq value for
any one site and earthquake remains approximately constant with depth. Therefore, the
earthquake time histories recorded at or near the ground surface were used and considered
A computer code developed at the University of California, Davis, United States using
Mathcad2.0 (PTC Mathcad 2014) software was generously made available for this study by
Boulanger (2016). The provided code was modified and automated by the first two authors using
MATLAB2010a (MathWorks 2016) software to run multiple ground motions at the same time
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and to compute its corresponding Neq. Fig. 5 shows the flowchart of the algorithm used to
In its basic form, the code initially loads the irregular acceleration time series from the
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earthquake data file and then normalizes it with respect to its absolute maximum acceleration
value │Amax│. This ratio of acceleration at ground surface (A) with absolute maximum
acceleration at the ground surface (A /│Amax│) can also be interpreted as the ratio of cyclic
stress ratio to maximum induced cyclic stress ratio (CSR / CSRmax) for a given acceleration time
series from an earthquake (Green and Terri 2005). An acceleration time series normalized based
It is important to note that the normalized absolute acceleration values below 10% of the
maximum were not considered in the present analysis. These acceleration values are considered
sufficiently low that their contribution in determining Neq can be neglected without significant
error. A similar cut-off was adopted by Boulanger and Idriss (2004). Lee and Chan (1972) also
avoided the use of ground motions having A /│Amax│< 0.1 g in their study. They stated that the
use of these small ground motions would unnecessarily mask the significant trend between Neq
and earthquake magnitude. Seed et al. (1975), however, recommended neglecting the
The code, in the next step, removes all the data points leaving only the positive and negative
peaks of the normalized acceleration time series; the normalized acceleration time series with
positive and negative peaks derived from the time history in Fig. 6 are shown in Fig. 7. At this
point, the user can input the exponent-b value and the reference stress level (CSRref) required to
compute the Neq. Seed and Idriss (1971) and Seed et al. (1975) suggested to use a reference stress
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level (CSRref) at 65% of CSRmax and this reference CSR has been used for all the Neq
In the final step, the code computes the equivalent number of uniform stress cycles at the
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reference stress level by summing the corresponding absolute value for each peak (e.g., as shown
[( ]
CSRi b
)
│(|CSR |)│
1 i = all peaks max
Neq = ∑
2 i=1 CSRref [4]
As a way of cross-checking and verifying, the modified code was executed to reproduce the
previous results by Boulanger and Idriss (2004) using the same exponent-b values, CSRref, and
earthquake ground motions. The derived relationship between Mw and Neq from this study are
compared with those from Boulanger and Idriss (2004) in Fig. 8. For example, at Mw = 7.5,
Boulanger and Idriss (2004) estimated the equivalent number of uniform cycles for sand
(exponent-b = 0.337) to be 16.2 and for clay (exponent-b = 0.135) to be 30.8. At the same
magnitude, after exponential curve fitting, the algorithm used herein estimated the equivalent
number of uniform cycles for sand as 16.0 and for clay as 30.5. The small discrepancies in the
estimated Neq are believed to be due to some earthquake ground motions that were substituted for
the verification run. Nonetheless, the closeness in the estimated results confirmed that the new
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Using the approach defined above, the Neq values were derived for each of the available ground
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surface accelerograms, using the corresponding exponent-b values for different soil types
computed from the UBC experimental data as well as from available literature (for comparison).
An exponential trendline that would best-fit the generated data points was considered to obtain
Both the horizontal components of ground motions corresponding to a given earthquake event
were used as two separate input time histories in these computations; the vertical component of
the motion was not included. No consistent pattern was recognized in the computed values of Neq
between the two horizontal components of ground motion, and as such, both the derived Neq
values were used to derive the relationship between Neq and Mw.
The overall findings from this study are summarized in the following sections.
The Neq versus Mw relationships derived for clean sand (exponent-b value = 0.337), clay
(exponent-b value = 0.135), and Fraser River Delta silt (exponent-b value = 0.154) are shown in
Figs. 9 through 11, respectively. Fig. 9 presents the curves with the data points to get an
appreciation for the scatter. Figs. 10 and 11 have been plotted without the data points for clarity.
It is important to be mindful of the effects this scatter has on these “curve-fitted” relationships
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In a given figure, the best-fit curves obtained for Neq versus Mw relationships considering
different Mw ranges (of 7 < Mw < 8, 7 < Mw ≤ 9, and 5 < Mw ≤ 9) are depicted. The Neq versus
Mw relationships derived for all soil types are found to be sensitive to the different earthquake
magnitude range considered in the curve fitting exercise. Table 3 presents the Neq computed from
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the trend lines at Mw = 7.5 for different soil types. It is of value to note that the difference in the
Neq values obtained at Mw = 7.5 for a given soil-type are not significant for the curves drawn
with the magnitude ranges 7 < Mw < 8 and 7 < Mw ≤ 9, however, for the magnitude range 5 < Mw
≤ 9 the computed Neq values at Mw = 7.5 seems to higher for a given soil-type.
In spite of considerable scatter in the data (see Fig. 9), as expected, the general trend suggests
that Neq would increase with increasing Mw regardless of the soil type or the chosen magnitude
range. This correlation is also consistent with the findings from the previous researchers (e.g.,
Lee and Chan 1972; Seed et al. 1975; Idriss 1999; Boulanger and Idriss 2004, 2015).
As per Figs. 9 through 11, the current study predicts a lower rate of increase in the Neq with
drawing the trend curve when compared with that for the 7 < Mw < 8 range. For clays (exponent-
b = 0.135), the lower rate of increase in the Neq values for magnitude range 5-9 could be
observed more prominently (see Fig. 10). In other words, the inclusion of subduction zone
ground motion with Mw > 8 in developing the Neq versus Mw correlation reduces the rate at
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It is of interest to further examine the effect of different soil types (i.e., exponent-b values) on the
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Neq versus Mw relationships as shown in Fig. 12. The curves shown in Fig. 12 were obtained by
exponential curve-fitting for the Neq values derived for the earthquake magnitude range 5 < Mw ≤
9.
The trend from the fitted curves suggests that for a given earthquake magnitude, the value of
Neq would generally decrease with increasing exponent-b value. Again, as expected, for all soil
types, the Neq would increase gradually with increasing earthquake magnitude. Clearly, the
strong dependency of the Neq - Mw relationship to the soil types is well illustrated.
In Fig. 13, the effect of exponent-b value on Neq from this study is compared with the results
from Kishida and Tsai (2014) and Boulanger and Idriss (2015), for the case of Mw = 7.5. As may
be noted, the values derived from this study match well with the mean values estimated by
Kishida and Tsai (2014), and they are slightly higher than those predicted by Boulanger and
Idriss (2015). The values for Neq for Mw = 7.5 decreased progressively and approached a
It is of practical interest herein to examine the variation of Neq with the exponent-b for
different Mw levels as shown in Fig. 14. For example, this will allow the estimation of
approximate values of Neq for different design earthquakes corresponding to a particular soil type
in analysis.
The data from the present study also provides an opportunity to explore the potential
relationship between the index properties of the fine-grained soils from this study with the
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exponent-b parameter. Fig. 15(a) and 15(b) shows the variation of exponent-b values with the
plasticity index (PI) and fines content, respectively, of different soil types from the present study.
The same relationship examined previously by Dahl (2011), considering cyclic DSS test data on
a range of plastic natural fine-grained soils, are also superimposed on Fig. 15(a) and 15(b) for
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comparison purposes. Using this work by Dahl (2011), Boulanger and Idriss (2014) identified
that the average slope of the weighting curve for “clay-like” fine-grained soils could vary
between 0.1 to 0.135 for fines content ranging from 45% to 100% and plasticity index from 2 to
30. Evaluating the data from the present study, it appears that the exponent-b parameter of Fraser
River Delta silt (exponent-b = 0.154, PI = 4.1, fines content = 94%) is above the range identified
by Boulanger and Idriss (2014) for “clay-like” fine-grained soils but below than the “sand-like”
soils (exponent-b = 0.337). The other two fine-grained soils from the present study, the
Serpentine River sediments (exponent-b = 0.118, PI = 7, fines content = 98%) and the Kitimat
clay (exponent-b = 0.129, PI = 17, fines content = 100%), are within the general trend identified
Fig. 15 (c through g) displays the variation of exponent-b parameter with the liquid limit (LL),
activity, water content to liquid limit ratio (Wc/LL), plastic limit (PL), and clay fraction,
respectively, of different soil types from the present study. As notable from Fig. 15(c), 15(d), and
15(e), the exponent-b parameter seems to decrease with increasing liquid limit (LL) and activity
[PI / clay fraction (%)] while it appears to increase with increasing (Wc/LL) of the soil types used
in this study. No definitive trend was noticeable for the exponent-b parameter with plastic limit
and clay content of the soil types used [Fig. 15(f) and 15(g)]. These observations made are based
on the data generated from limited number of soil types and more testing of other natural fine-
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The computed values of Neq from this study for clean sands (exponent-b value = 0.337 and 5 <
Mw ≤ 9) are compared in Fig. 16 with those from previous studies by Idriss (1999), Liu et al.
(2001), Boulanger and Idriss (2004), and Kishida and Tsai (2014). The assessed Neq values from
the present study lie in-between the values suggested by Liu et al. (2001) and Kishida and Tsai
(2014) for 5 < Mw < 8, and slightly higher than those proposed by Boulanger and Idriss (2004)
considering 7 < Mw < 8. Beyond this magnitude range (i.e., for Mw > 8), the current study would
estimate lower Neq values when compared with those extrapolated from studies by Idriss (1999),
Liu et al. (2001), Boulanger and Idriss (2004), and Kishida and Tsai (2014).
Using the computed values of Neq versus Mw from this study for different soil types
(considering different exponent-b values determined for the range 5 < Mw ≤ 9 as shown in Fig.
12), the values of MSF could be estimated as per Idriss and Boulanger (2008). Fig. 17 presents
the variation of MSF against Mw derived for clean sand (exponent-b = 0.337) and clay
(exponent-b = 0.135), and other low-plastic fine-grained soils from the present study. The MSF
curves derived from this study have slightly less steep curves than those derived by Kishida and
Tsai (2014) and Boulanger and Idriss (2015). The MSF versus Mw curve derived for low-plastic
Fraser River Delta silt lies in-between the MSF curves derived for clean sand and clay, in turn,
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resonating with the inferences that have been made that the silt behavior can neither be
Boulanger and Idriss (2015) used a total of 42 shallow crustal ground motions ranging from
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magnitude 7 < Mw < 8 to derive Neq versus Mw relationships for clean sand and the magnitude
scaling factors (MSFs) that are commonly used in the routine field-based liquefaction triggering
analysis. Using the computed values of Neq versus Mw from this study for clean sand (exponent-b
value = 0.337 for the range 5 < Mw ≤ 9 as shown in Fig. 16), the values of MSF could be
estimated. Fig. 18 compares these MSF values with those from Idriss (1999), Liu et al. (2001),
Boulanger and Idriss (2004, 2015), Cetin et al. (2004), and Kishida and Tsai (2014) for sand. As
may be noted, the effect of the differences in the Neq versus Mw relationships on the MSF values
are clearly visible; the MSF relationship for clean sand (exponent-b = 0.337) from this study
(taking into account the latest subduction ground motions) is less steep when compared with the
Conclusions
The equivalent number of uniform cycles (Neq) versus earthquake magnitude (Mw) relationships
for liquefaction assessment was examined for fine-grained soils using time-histories ranging
from 5 < Mw ≤ 9; the strong ground motion time histories from latest subduction zone
earthquakes (Mw > 8.0) were specifically included. The experimental database available from
cyclic direct simple shear (DSS) tests conducted on natural fine-grained soils retrieved from
19
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undisturbed soil sampling established at the University of British Columbia, Vancouver, Canada
was used to obtain the cyclic shear resistance weighting curves for the study.
The effect of the considered earthquake magnitude range and soil type on the Neq versus Mw
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relations were examined. For a given earthquake magnitude, Neq values were found to decrease
with increasing “slope” of the laboratory cyclic shear resistance curves (i.e., exponent-b value of
the weighting curve) revealing a strong dependency of Neq on different soil types.
It was found that the exponent-b parameter of Fraser River Delta silt was above the general
range of exponent-b values identified by Boulanger and Idriss (2014) for “clay-like” fine-grained
soils but less than “sand-like” soil (exponent-b = 0.337). As such, the MSF-Mw curve derived for
low-plastic Fraser River Delta silt lies in-between the MSF curves derived for clean sand and
clay, resonating with the inferences that have been made that the silt behavior can neither be
The work presented herein has contributed to further improving the current models used to
provide insight into the MSF values for large earthquake magnitudes and the functional
The MSF relationship for clean sand (exponent-b = 0.337) from this study (taking into
account the latest subduction ground motions) is less steep when compared with the extrapolated
MSF relationship by Boulanger and Idriss (2004, 2015). It is important to note that these MSF
relations are based on Neq versus Mw relationships developed by curve-fitting to results from
20
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Acknowledgments
Experimental data presented and used for the analysis in this study were developed from the
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cyclic DSS tests conducted in the geotechnical research laboratory facility at the University of
British Columbia by M. V. Sanin, and A. N. Soysa as a part of their graduate research work
under the supervision of the third author. We would also like to express our gratitude to Dr. Ross
California, Davis for generously providing the Mathcad computer code in support of this study.
The research funding provided by the Natural Sciences and Engineering Research Council of
References
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the Soil Mechanics and Foundation Divisions ASCE, 97(9): 1171–1182.
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23
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List of symbols
24
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List of abbreviations
25
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For personal use only. This Just-IN manuscript is the accepted manuscript prior to copy editing and page composition. It may differ from the final official version of record.
List of tables
(exponent-b values).
Table 2. List of earthquake ground motions used in this study.
Table 1. Index parameters of fine-grained soils used in this study.
26
Table 3. Neq computed from the trend lines at selected Mw = 7.5 for different soil types
Page 26 of 49
Page 27 of 49
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List of figures
Fig. 2. Cyclic stress ratio versus NL from constant-volume cyclic DSS tests on undisturbed
specimens prepared from normally consolidated Fraser River Delta silt at various initial
confining stress levels – extracted from Sanin (2010).
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Fig. 3. Cyclic stress ratio versus NL from constant-volume cyclic DSS tests on undisturbed
specimens prepared from normally consolidated Kitimat clay at σ'v0 = 80 kPa – extracted from
Sanin (2010).
Fig. 4. Cyclic stress ratio versus NL from constant-volume cyclic DSS tests on undisturbed
specimens prepared from normally consolidated natural silt – extracted from Soysa (2015).
Fig. 6. An example of a normalized acceleration time history – 2002 Denali Earthquake, Alaska
(Mw = 7.9) K204 Station (360°) – downloaded from PEER database (www.peer.berkeley.edu).
Fig. 7. An example of a normalized acceleration time history with positive and negative peaks
after neglecting the amplitudes less than 10% of │Amax│for the time history shown in Fig. 6.
Fig. 8. Relationship between Mw and Neq from this study (left) compared with the results
obtained by Boulanger and Idriss (2004) (right). (Note: Nsand = Neq computed for sand with
exponent-b = 0.337 and Nclay = Neq computed for clay with exponent-b = 0.135).
Fig. 9. The equivalent number of uniform cycles (Neq) versus earthquake magnitude (Mw)
relationships derived for clean sand (exponent-b value = 0.337) considering different magnitude
ranges.
Fig. 10. The equivalent number of uniform cycles (Neq) versus earthquake magnitude (Mw)
relationships derived for clay (exponent-b value = 0.135) considering different magnitude
ranges.
Fig. 11. The equivalent number of uniform cycles (Neq) versus earthquake magnitude (Mw)
relationships derived for Fraser River Delta silt (exponent-b value = 0.154) considering different
magnitude ranges.
Fig. 12. The equivalent number of uniform cycles (Neq) versus earthquake magnitude (Mw)
relationships derived for different soil types (shown by different exponent-b values) considering
5 < Mw ≤ 9 range.
Fig. 13. The effect of exponent-b on the equivalent number of uniform cycles for earthquake
magnitude Mw = 7.5 considering 5 < Mw ≤ 9.
27
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Fig. 14. The Neq and exponent-b relationship developed for various earthquake magnitude
considering 5 < Mw ≤ 9.
Fig. 15. Variation of exponent-b parameter with index properties of the fine-grained soils from
this study.
Fig. 16. Neq versus Mw relationships for clean sand (exponent-b = 0.337) from different
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approaches.
Fig. 17. Variation of magnitude scaling factors against earthquake magnitude for clean sand,
clay, and other low-plastic fine-grained soils considering 5 < Mw ≤ 9.
Fig. 18. The variation of magnitude scaling factors against earthquake magnitude for sand.
28
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Number of Site-to-source
Earthquake (year of occurrence) Mw
Stations* Distance# (km)
Imperial Valley-07 (1979) 5.01 16 10 – 50
San Francisco (1957) 5.28 1 11
Lytle Creek (1970) 5.33 9 12 – 104
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Table 3. Neq computed from the trend lines at selected Mw = 7.5 for different soil types (exponent-b
values).
Mw Range
Soil Type
7 < Mw < 8 7 < Mw ≤ 9 5 < Mw ≤ 9
Clean sand (b = 0.337) * 15.0 15.0 18.0
Clays (b = 0.135) * 29.4 29.0 32.0
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20
40
60
80
0
100
0.001
Clay
0.01
Silt
0.1
Sand
1
Particle Size (mm)
10
River
Delta Silt
Sediments
Serpentine
Fraser River
Kitimat Clay
100
1
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0.4
0.1
exponent-b = 0.154
0
0.1 1 10 100 1000
Number of Loading Cycles for γ = 3.75%, NL
Fig. 2. Cyclic stress ratio versus NL from constant-volume cyclic DSS tests on undisturbed
specimens prepared from normally consolidated Fraser River Delta silt at various initial
confining stress levels – extracted from Sanin (2010).
2
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0.4
0.3
0.2
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0.1
exponent-b = 0.129
0.0
0.1 1 10 100 1000
Number of Loading Cycles for γ = 3.75%, NL
Fig. 3. Cyclic stress ratio versus NL from constant-volume cyclic DSS tests on undisturbed
specimens prepared from normally consolidated Kitimat clay at σ'v0 = 80 kPa – extracted from
Sanin (2010).
3
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0
0.1
0.2
0.3
0.4
0.1
1
10
Soysa (2015).
100
Number of Loading Cycles for γ = 3.75%, NL
Curve
200 kPa
150 kPa
100 kPa
exponent-b = 0.118
1000
Fig. 4. Cyclic stress ratio versus NL from constant-volume cyclic DSS tests on
undisturbed specimens prepared from normally consolidated natural silt – extracted from
4
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5
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Normalized Ground
Acceleration, (A /│Amax│)
-0.6
-0.2
-1
0.2
0.6
1
0
50
100
150
Time (seconds)
(www.peer.berkeley.edu).
200
250
300
Alaska (Mw = 7.9) K204 Station (360°) – downloaded from PEER database
Fig. 6. An example of a normalized acceleration time history – 2002 Denali Earthquake,
6
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Normalized Ground
Acceleration (A /│Amax│)
-0.6
-0.2
-1
0.2
0.6
1
0
50
100
150
shown in Fig. 6.
Time (seconds)
200
250
Positive Peaks
Negative Peaks
300
peaks after neglecting the amplitudes less than 10% of │Amax│ for the time history
Fig. 7. An example of a normalized acceleration time history with positive and negative
7
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100
Nsand
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10
1
7 7.2 7.4 7.6 7.8 8
Earthquake Magnitude, Mw
100
Nclay
10
1
7 7.2 7.4 7.6 7.8 8
Earthquake Magnitude, Mw
Fig. 8. Relationship between Mw and Neq from this study (left) compared with the results obtained
by Boulanger and Idriss (2004) (right). (Note: Nsand = Neq computed for sand with exponent-b =
0.337 and Nclay = Neq computed for clay with exponent-b = 0.135).
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50
45
Expon. w≤ 9
5 < M(Magnitude 5-9)
Cycles, Neq
30
25
20
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15
10
5
0
5 5.5 6 6.5 7 7.5 8 8.5 9
Earthquake Magnitude, Mw
Fig. 9. The equivalent number of uniform cycles (Neq) versus earthquake magnitude (Mw)
relationships derived for clean sand (exponent-b value = 0.337) considering different
magnitude ranges.
9
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50
45
Expon. w
≤9
5 < M(Magnitude 5 to 9)
Cycles, Neq
30
25
20
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15
10
5
0
5 5.5 6 6.5 7 7.5 8 8.5 9
Earthquake Magnitude, Mw
Fig. 10. The equivalent number of uniform cycles (Neq) versus earthquake magnitude
(Mw) relationships derived for clay (exponent-b value = 0.135) considering different
magnitude ranges.
10
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50
Expon. ≤9
5 < M(Magnitude 5 to 9)
Cycles, Neq
30
25
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20
15
10
5
0
5 5.5 6 6.5 7 7.5 8 8.5 9
Earthquake Magnitude, Mw
Fig. 11. The equivalent number of uniform cycles (Neq) versus earthquake magnitude
(Mw) relationships derived for Fraser River Delta silt (exponent-b value = 0.154)
considering different magnitude ranges.
11
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100
Expon. (Natural
Serpentine Siltsediments
River (b = 0.118) UBC experimental
(exponent-b database)
= 0.118) UBC data
90
Cycles, Neq
60
50
40
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30
20
10
CSRref = 0.65(CSRmax)
0
5 5.5 6 6.5 7 7.5 8 8.5 9
Earthquake Magnitude, Mw
Fig. 12. The equivalent number of uniform cycles (Neq) versus earthquake magnitude
(Mw) relationships derived for different soil types (shown by different exponent-b
values) considering 5 < Mw ≤ 9 range.
12
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1
1000
100
0
0.1
0.2
Exponent-b
This Study
0.3
0.4
Fig. 13. The effect of exponent-b on the equivalent number of uniform cycles for earthquake
13
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10
20
30
40
50
60
70
80
0
0
0.1
0.2
Exponent-b
considering 5 < Mw ≤ 9.
0.3
Magnitude 9.0
Magnitude 8.0
Magnitude 7.5
Magnitude 7.0
Magnitude 6.0
Magnitude 5.0
0.4
Fig. 14. The Neq and exponent-b relationship developed for various earthquake magnitude
14
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0.12
0.08
0.04
Series1
This Study
0
0 20 40 60
Clay Fraction (%)
Fig. 15. Variation of exponent-b parameter with index properties of the fine-grained soils from this study.
15
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80
Kishida
Kishida and
andTsai (2014)
Tsai (2014)
70 Idriss
Idriss(1999)
(1999)
50
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40
30
20
10
0
4 4.5 5 5.5 6 6.5 7 7.5 8 8.5 9
Earthquake Magnitude, Mw
Fig. 16. Neq versus Mw relationships for clean sand (exponent-b = 0.337) from different approaches.
16
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1.6
Clean sand (exponent-b = 0.337)
1.5 Fraser River Delta Silt (exponent-b = 0.154)
Clay (exponent-b = 0.135)
1.4 Serpentine River sediments (exponent-b = 0.118)
1.2
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1.1
0.9
0.8
0.7
0.6
5 5.5 6 6.5 7 7.5 8 8.5 9
Earthquake Magnitude, Mw
Fig. 17. Variation of magnitude scaling factors against earthquake magnitude for clean sand,
clay, and other low-plastic fine-grained soils considering 5 < Mw ≤ 9.
17
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2.5
This study (exponent-b = 0.337); 5 < Mw ≤ 9
Idriss (1999); 5 < Mw < 8.5
Liu et al. (2001); 4.7 < Mw < 7.6
2 Boulanger and Idriss (2004); 7 < Mw < 8
Cetin et al. (2004); 5 < Mw < 8
Magnitude Scaling Factor, MSF
0.5
0
5 5.5 6 6.5 7 7.5 8 8.5 9
Earthquake Magnitude, Mw
Fig. 18. The variation of magnitude scaling factors against earthquake magnitude for sand.
18