1. In Primary market, the first time issued shares to 14.

14. The risk stating the assets are sold at low price
be publicly traded, in stock markets is considered because of sudden surge in withdrawal of liabilities
as is classified as
Initial public offering liquidity risk
15. In capital markets the major suppliers of
2. The transaction cost of trading of financial trading instruments are
instruments in centralised market is classified as government and corporations
low transaction costs 16. The legal document required by Securities
Exchange Commission stating associated risk and
3. The stocks or shares that are sold to investors detailed description of issues is classified as
without transacting through financial institutions Prospectus
are classified as
Direct transfer 17. The transfer of financial instruments from
suppliers of founded 2 users of fund without any
4. The type of financial security which have linked pay intermediary in between is classified as
off to another issued securities classified as direct transfer
Derivatives security

5. In primary markets the property of shares which

mode it easy to sell newly issued securities
considered as
Increased liquidity

6. The depository institutions such a thrifts includes

Savings associations, savings banks, credit unions

7. In foreign financial markets the growth is

represented by the factors such as
savings in foreign countries investment
opportunity accessible information

8. The authority which intervenes directly or

indirectly in foreign exchange markets by entering
the interest rate is considered as
central government

9. The risky rises when the technology system got

malfunction is classified as
operational risk

10. The type of structured market through which

the funds flow with the help of financial
instruments such as bonds and stock is classified as
financial markets

11. The type of risk in which payments are

interrupted by the intervention of foreign
government is considered as
country risk

12. The risk of financial institutions which state

the mismatching asset maturity and liability
maturity is classified as
maturity intermediation

13. The process of selling and buying of stocks

and bond is classified as
e-trade
1. The settlement cycle in stock exchange is
T+2
2. ________ is the market where “second hand
securities are bought and sold for investment and
speculation”
Secondary Market
3. REPO is
Repurchase Agreement
4. On which day, the stock exchange delivers the
share or makes payment to the other broker ?
Pay out day
5. After the trade has been executed, the broker
issues a contract note to the investor within
24 Hours
16.The______ keeps securities in electronic form on
behalf of the investor.
Depository
17. The mandatory detail that an investor has to
provide to the broker at the time of opening a
Demat account is _____.
PAN Number
18. It serves as an intermediary between the investor
and the depository who is authorised to maintain
the accounts of dematerialised shares.
Depository
19. Secondary market is in the form of
Stock Exchange

6. It is the market for short term funds which deals in 20. SEBI is a regulator of
assets whose period of maturity is up to 12 Capital Market
months.
Money Market 21. ___ is a short-term unsecured promissory note
issued by reputed business organisations at a price
7.Who issues a treasury bill ?
lower than its face value and redeemable at par.
RBI
Commercial paper
8.Only high net worth companies can use this method
22. ___ is the institution which provides a platform for
to finance funds.
trading of existing securities having long-term
Commercial Papers
maturity.
Stock Exchange
9.The method by which banks borrow from each
other to adhere to CRR requirement.
23.It is a short-term, negotiable, self-liquidating
Call Money
instrument which is used to finance the credit sales
10.A rise in call money rates makes other sources of of firms.
Commercial bill
finance such as commercial papers & certificates of
deposit.
24. _______ is a link between savers & borrowers,
Cheaper
helps to establish a link between savers &
11. Companies finance their credit sales using this investors
Financial market
method of finance
Trade bills/commercial bills
25._________ is the organisations, institutions that
provide long term funds.
12. A company can raise capital through the primary
Capital market
market by way of
Debentures, preference shares, equity shares
26.When securities are allotted to institutional
investors & some selected individuals is referred to
13. The process of holding shares in the electronic
as _________.
form is known as
Private placement
Dematerialisation
27.Primary and Secondary market
14. Which type of function does SEBI performs ?
Complement each other
Protective, regulatory, developmental
28.Total Number of stock exchanges in india are
15. The number is assigned to each transaction by the
23
Stock Exchange and printed on the contract note.
Unique Order code
28.National stock exchange in India was recognized as
stock exchange in the year
1992
29.Educating the investor is the _________ functions
of SEBI.
Protective

30.Which of the following takes advantage of the

internal trading
People having secret information of the co.

31.Certain instruments of money market is short term

liquidating & used to finance credit sales name the
instruments
Commercial Bill

32. NSE commenced futures trading in the year:

2000

33. Clearing and settlement operations of NSE are

carried out by:
NSDL

34. What is meant by Demat Account?

Dematerialisation of Securities