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Public Policy and Law

Clinical Ethics
2019, Vol. 14(1) 18–25
Expanding the use of posthumous ! The Author(s) 2018
Article reuse guidelines:
assisted reproduction technique: sagepub.com/journals-permissions
DOI: 10.1177/1477750918820648
Should the deceased’s parents journals.sagepub.com/home/cet

be allowed to use his sperm?

Efrat Ram-Tiktin1 , Roy Gilbar2 , Ronit B Fruchter3,


Ido Ben-Ami4, Shevach Friedler5 and Einat Shalom-Paz6

Abstract
The posthumous retrieval and use of gametes is socially, ethically, and legally controversial. In the countries that do not
prohibit the practice, posthumous assisted reproduction is usually permitted only at the request of the surviving spouse
and only when the deceased left written consent. This paper presents the recommendations of an ethics committee
established by the Israeli Fertility Association. In its discussions, the committee addressed the ethical considerations of
posthumous use of sperm—even in the absence of written consent from the deceased—at the request of either the
spouse or the deceased’s parents who wish to become the offspring’s parents or grandparents. It is concluded that
under certain conditions, a request by the deceased’s parents to posthumously use the deceased’s sperm is justified and
should be granted.

Keywords
Posthumous sperm retrieval, postmortem sperm, gamete retrieval, reproduction, ethics

Introduction
in using the sperm, with the goal of raising the child
The development of gamete retrieval and cryopreserva- either as parents or as grandparents. This raises
tion for future use has enabled posthumous assisted social, bioethical, and legal issues that need to be
reproduction (PAR). This procedure is usually applied considered by clinicians, policymakers, and stakehold-
in one of the followings scenarios: (1) the deceased ers. In contrast to some countries that allow only the
provides gametes before his death (e.g. before chemo- deceased’s spouse to take advantage of PAR, it is the
therapy or radiotherapy) and (2) the gametes are opinion of the Israeli Fertility Association’s (IFA)
retrieved posthumously.
The storing of frozen sperm was originally devel-
oped for men undergoing surgery or other treatments 1
Department of Philosophy, Bar-Ilan University, Ramat-Gan, Israel
that could harm their fertility. Rothman1 described a 2
School of Law, Netanya Academic College, Netanya, Israel
method for obtaining viable sperm in a postmortem 3
IVF Unit, Department of Obstetric and Gynecology, Rambam Medical
state. The advent of this technique, in the form of Canter, Haifa, Israel
4
micromanipulation to perform intracytoplasmic IVF & Infertility Unit, Department of Obstetrics and Gynecology, The
sperm injection (which requires fewer sperm to achieve Yitzhak Shamir Medical Centre, Zerifin, Israel
5
IVF Unit, Department of Obstetric and Gynecology, Barzilai Medical
a pregnancy), has resulted in increased interest in post- Center, Ashkelon, Israel
mortem sperm retrieval and the practice has been 6
IVF Unit, Department of Obstetric and Gynecology, Hillel Yaffe Medical
incorporated into clinical practice. Center, Hadera, Israel
The posthumous use of sperm is sought in the
Corresponding author:
majority of cases by the deceased’s spouse (married Efrat Ram-Tiktin, Department of Philosophy, Bar-Ilan University,
or in a significant relationship). However, there are Ramat-Gan, Israel.
cases in which the deceased’s parents express an interest Email: efrat.ram-tiktin@biu.ac.il
Ram-Tiktin et al. 19

Ethics Committee, which will be described below, deceased prior to his/her death. In addition, only the
that—under specific circumstances—the use of the deceased’s spouse or partner can use the gametes or
deceased’s gametes by his parents is justified.a embryos, and s/he is not allowed to donate them to a
third party (such as the deceased’s parents). However,
some members of the ESHRE Task Force that drafted
The medical background
the guidelines argued that the use of PAR by a third
Very limited information is provided in the literature party is justifiable if prior consent was given.
regarding the outcome of pregnancies derived from the The discussion of the Ethics Committee of the
use of postmortem sperm.3,4 A variety of medical American Society of Reproductive Medicine (ASRM)
approaches, techniques, and timings of sperm retrieval on this subject is based on the assumption that the
are suggested in the literature. However, due to the essence of parenthood is not mere genetic continuity
scarcity of cases, no general recommendations are but includes gestation and participation in childrear-
available.5,6 ing.19 Since the deceased will not take part in these
Shefi et al.5 concluded that viable sperm is obtain- aspects of parenthood, it cannot be argued that the
able up to 36 h after death regardless of its cause. There right to parenthood is compromised by any prohibition
are various approaches available to obtain sperm from on the posthumous use of gametes or embryos.
a cadaver, including orchiectomy, epididymal sperm According to the ASRM, the only relevant aspect of
aspiration, testicular sperm retrieval, and removing the right to parenthood after death is genetic continu-
the epididymis. However, there is no standard ity, which ought to be respected if the deceased explic-
approach.7 It is generally accepted that maximizing itly expressed his wish that his sperm be used
the amount of sperm obtained will optimize the assisted after death.
reproductive technologies (ARTs) outcome. Therefore, according to the ASRM guidelines,
Other problems in postmortem sperm retrieval arise before allowing posthumous reproduction, it is impor-
because sperm is usually collected in cases where the tant to verify that the deceased specifically expressed a
man’s fertility is unknown, so potential testicular sam- wish for continuity and stated that he is not opposed to
ples with very few spermatozoa might be collected, the use of his/her gametes or embryos by his spouse.
and/or the sperm donor may carry genetic or infectious Moreover, the deceased’s desire for continuity can be
diseases that have not been tested for due to the cir- fulfilled only in cases where the surviving spouse shares
cumstances. Moreover, sperm retrieval that is carried that desire. According to the ASRM, the spouse’s inde-
out a long time after death is connected to higher DNA pendent and autonomous wish in this context must
damage and this may reduce fertilization and may be respected.
affect the ART results.8 The ASRM addresses the difficulty in cases where
gametes were not deposited prior to death and their
retrieval posthumously might be objected to on the
PAR policies in Europe and the US
grounds of violation of bodily integrity. In these
The practice of PAR and posthumous retrieval of game- cases, it is far more complicated to determine the decea-
tes is influenced by cultural, social, ethical, and religious sed’s wishes if no written or oral consent was given
values, thus resulting in a wide variation in policy.b prior to death. Due to the spouse’s apparent conflict
The European Society of Human Reproduction and of interest in the matter, his/her testimony should be
Embryology (ESHRE)18 has addressed the issue and assessed with caution. Therefore, the ASRM concludes
discussed reproductive autonomy and the welfare of that physicians are not duty bound to perform posthu-
the future child. In the context of respecting reproduc- mous sperm retrieval.
tive autonomy, the ESHRE’s view is that although the As for the use of a deceased’s gametes or embryos by
presence of cryostored gametes or embryos indicates his parents, the ASRM states that the parents’ desire to
that a parental project was begun, it does not mean become grandparents does not give them the right to
that the deceased wished the continuation of the proj- control the fate of the deceased’s gametes since the
ect posthumously. Therefore, the ESRHE stresses the parents cannot argue that they are participants in the
need to raise the issue of posthumous use of gametes or couple’s reproductive project. Therefore, the ASRM
embryos when patients undergo a process of informed argues that parents have no claim regarding the decea-
consent prior to any kind of ART. The rationale of the sed’s gametes and conclude that requests made by the
ESRHE is that PAR is justified only within an existing deceased’s parents should be rejected.
parental project and only when the deceased left writ- In sum, professional ethical guidelines in Europe
ten consent. Therefore, postmortem retrieval of game- and the US impose limitations on the posthumous
tes or the use of frozen gametes or embryos is not use of sperm. They require an explicit wish by the
allowed in the absence of explicit instructions by the deceased18 or an implicit wish if a parental project
20 Clinical Ethics 14(1)

was already begun.19 According to both the ESHRE whether he expressed an explicit wish regarding its
and the ASRM, the permission to use the embryos or use after his death; and second, the source of the
the gametes can be given only by the surviving spouse, request: (1) the spouse, (2) the deceased’s parents who
although the ESHRE report mentions a minority view wish to raise the offspring as their child, or (3) the
which allows for the use of the gametes or embryos by deceased’s parents who wish to raise the offspring as
a third party (including the deceased’s parents) if the their grandchild.
deceased gave his explicit consent.
Guiding principles
The Israeli legal position Three guiding principles provided the framework for
The legal position in Israel is complex and there is as the ethics committee’s discussion: first, a liberal society
yet no specific legislation in this area.c The issue has should respect the freedom of the individual, including
been considered by the Attorney General (A-G) who the freedom to reproduce,d and should limit its inter-
published specific guidelines on the subject in 2003.20 vention to circumstances in which mental competence
They are binding for clinicians who work in the public is a concern or when conflicting values must
health care system. According to these guidelines, only be balanced.
the deceased’s spouse is allowed to use the deceased’s Second, since the deceased has ceased to exist, it is
frozen sperm or to request its retrieval after death. not possible to attribute interests or rights to him.
However, the courts are under no obligation to Nonetheless, the committee members held that an indi-
follow these guidelines, and in some cases judges in vidual’s explicit wishes, as expressed during his lifetime,
lower courts have deviated from them. In most cases, should not be ignored. Following Kant,28 the commit-
the courts were willing to approve parents’ requests to tee reasoned that the obligation to respect the wishes of
retrieve sperm shortly after death and decided to delay the deceased is not an obligation toward the deceased
their ruling on the use of the sperm by the parents when but rather to the individual while he was alive. From
time was not a pressing factor. The Israeli Supreme the perspective of those who are living—even though
Court has twice dealt with parents’ requests to use an individual has no way of knowing whether and in
their deceased son’s sperm.21,22 A summary of the var- what manner his wishes will be fulfilled after his
ious legal positions is presented in Table 1. death—there is clear benefit in knowing, while an indi-
vidual is still alive, that after death his wishes will
The IFA’s Ethics Committee’s position be respected.
Third, since the potential offspring is only a hypo-
and recommendations
thetical entity, it has no rights.e Nevertheless and based
The ethics committee of the IFA conducted a thorough on an impersonal position, the committee’s view is that
process of deliberation and discussion on the posthu- society has an obligation to protect the fundamental
mous retrieval and use of sperm with the goal of pro- interests of future children while taking into consider-
viding guidelines for clinicians as well as to influence ation the rights and interests of living individuals
public policy, which currently lacks clarity on this involved in the matter.f In what follows, we describe
issue. The committee attempted to address the various the committee’s recommendations in greater detail.
scenarios of posthumous use of sperm. Admittedly, the
IFA’s recommendations have no formal legal status. The deceased’s explicit or implicit wishes
They do, however, provide professional ethical guid-
ance to clinicians in their relationships with patients Contrary to the ESHRE guidelines, the IFA position is
and their relatives. The recommendations are also an that postmortem retrieval of sperm should be allowed
attempt to influence policymaking. Ultimately, clini- for use by the deceased’s spouse and/or parents even if
cians who work in the public health care system will the deceased did not leave explicit instructions and as
have no choice but to follow the A-G’s guidelines if long as he did not express his objection to PAR. In our
they differ from the IFA’s recommendations. view, this procedure does not violate the deceased’s
In this article, we have chosen to present only the dignity any more than organ procurement. When the
ethical deliberation and argumentation on this issue deceased expressed an explicit wish that his sperm be
rather than its cultural and social aspects, in the hope used posthumously and provided his wish accords with
that the discussion will therefore be of value to clini- those of the living and the protection of their rights, the
cians and policymakers in a broad range of countries. ethics committee is of the view that it is desirable to
In formulating its recommendations, the committee respect his wish. However, in many cases, the deceased
focused on two variables: first, whether the deceased’s has not expressed an explicit wish. Contrary to the
sperm was obtained before or after his death and ESHRE position, the committee members hold the
Table 1. Legal position and IFA’s Ethics Committee’s recommendations on PAR.

Ethics Committee
Ram-Tiktin et al.

User of sperm by: Objective Spouse Y/N Condition Legal position recommendations

Spouse Wish to become The deceased did not express an Permitted even without the Permitted even without the
a mother explicit refusal to the use of deceased’s written consent23 deceased’s written consent
his sperm
Parents of the Wish to become Prohibited by the Supreme Prohibited
deceased parents Court22 and the
A-G guidelines
Wish to become No spouse Deceased’s wish is known A-G guidelines are unclear. Permitted by way of a prospec-
grandparents Lower courts permit.24 tive mother who wishes to
Supreme Court has no ruling on use identified sperm
the matter
The deceased did not leave A-G guidelines prohibit. Permitted if the parents present
explicit instructions Lower courts permit.25 proof of the deceased’s
Supreme Court has made no implicit wish
ruling on the matter, though
some judges in the Supreme
Court did not rule out
this option
Had a spouse who Spouse opposes the parents’ Supreme Court prohibits21 Some committee members were
is not interested wish to use the sperm opposed since the spouse
in using the sperm should have a right of veto.
Others were in favor and would
deny the spouse’s right of veto
Spouse does not oppose parents’ A-G guidelines do not permit. Some committee members were
wish to use the sperm Lower courts have approved opposed, claiming that only
such requests.26 the spouse can initiate a
Supreme Court has no direct parental project.
ruling on the matter Others were in favor when the
deceased had expressed a
wish that his sperm be used
posthumously with a pro-
spective mother
A-G: Attorney General; IFA: Israeli Fertility Association; PAR: posthumous assisted reproduction.
21
22 Clinical Ethics 14(1)

view that under certain circumstances (to be described Furthermore, among religious groups the percentage
below), the use of the sperm should be allowed, where of those opposed is even higher.33
there is evidence of the deceased’s implied wish (such as Second, notwithstanding the pain and grief of the
implicit statements or indications from the deceased’s parents who have lost their son, they have already ful-
behavior while he was alive). filled their right to parenthood (whether it was biolog-
ical or social).
The identity of the individual making the request Third, to grant the parents’ wish requires the assis-
tance of two women—an egg donor and a surrogate
The deceased’s spouse. When the deceased explicitly
mother—who will not be raising the child. These
stated that his spouse can use his sperm and when
women are willing, for their own reasons, to go
she indeed wishes to do so, the committee felt that
through various medical procedures that involve med-
her wish should be granted, but only following an
ical risks, physical pain, and mental distress. The use of
appropriate mourning period of a year in order to
women’s bodies not for their own benefit could none-
ensure that her choice is made autonomously and
theless be justified if two conditions are met: First, they
after serious consideration.
express their autonomous consent and were not subject
When the deceased did not leave explicit instructions
to any form of exploitation or coercion. Second, the
regarding the use of his sperm and the spouse is inter- use of their bodies will achieve a worthy objective.
ested in using it, the committee’s position accords with Israel, for example, has determined that the goal of
the current legal position in Israel and the ASRM posi- fulfilling the right to parenthood for couples without
tion, namely that his implied wish should be clarified children is a worthy objective that justifies the use of
based on the spouse’s statement. In this context, the egg donation and surrogacy.g In the case of the decea-
committee members did not ignore the fact that the sed’s parents, the committee takes the view that this
spouse has a dual role (expressing her personal wishes latter condition is not met, since the deceased’s parents
and providing information about the deceased’s have already realized their right to parenthood.
wishes). Therefore, in view of the potential conflict of Furthermore, unlike the usual case of surrogacy, in
interests, and in order to reduce the uncertainty regard- which clinicians can medically assess the quality of
ing the wishes of the deceased, the committee recom- the sperm and the chances of successful fertilization
mends modifying the consent form for the depositing with some accuracy, in posthumous sperm retrieval
of sperm, such that the patient will be required to seri- this assessment cannot be made. This adds to the dif-
ously consider his wishes and express them as clearly ficulty in justifying the use of a woman’s body for the
and unambiguously as possible. From an ethical per- benefit of others.
spective, the committee members are of the view that as Fourth, in view of the fact that the offspring is only
long as it is known that there was no explicit objection a hypothetical entity, an impersonal examination of the
by the deceased to the posthumous use of his sperm, issue should be carried based on the fundamental inter-
the spouse’s reproductive autonomy should be ests of children. Research on children born from
respected. gamete donation shows that many of them wish to
know the identity of their biological parents.36–38
The deceased’s parents who wish to become the offspring’s Thus, the committee concluded that the creation of
parents. This case was discussed by the Israeli filius nullius (a child without biological parents) is not
Supreme Court in the appeal of Shachar versus the a desirable situation from the outset and constitutes
State of Israel.22 In that case, it was argued that one harm to the fundamental interests of children.
can assume that any individual who dies without a
spouse or partner would wish to have a child after his The deceased’s parents who wish to become grandparents. In
death. In addition, the deceased’s parents argued that this context, the parents’ request can be made under
their right to parenthood should also be respected. The four different scenarios. In the first two, the deceased
Supreme Court decided to reject the parents’ request on had no spouse when he died. In the first, the deceased
the grounds that the deceased’s spouse has the sole explicitly expressed a wish that his sperm be used post-
and ultimate right to decide whether the sperm can humously, while in the second, his wish is unknown. In
be used to fertilize her eggs. The ethics committee con- this scenario, the parents base their request to use his
curred with this decision for the following reasons: sperm on the grounds of his implied wish and are able
First, there is no clear and unambiguous evidence to present evidence of his wish for continuity after
that every person would wish to have a child his death.
posthumously if he died childless. Although several The committee takes the view that in the first sce-
studies suggest that the majority of men approve of nario the deceased’s wish can be respected and that his
postmortem use of sperm, 14–26% are opposed.32,33 parents can donate his sperm to a sperm bank for joint
Ram-Tiktin et al. 23

reproduction with a prospective mother. The commit- Some committee members expressed the view that
tee believes that in certain circumstances, such a sce- the deceased’s parents should not be allowed to make
nario has advantages over anonymous sperm donation, use of the sperm in the third and fourth scenarios.
which is the only legal option available for women who Similar to the positions of the ESHRE and the
wish to obtain donated sperm in some countries, ASRM, they argued that bringing a child into the
including Israel. For example, the future offspring world is a result of intimate relations between
will know the identity of his biological father and will the spouses and is based on their mutual wishes.
have the benefit of a relationship with the deceased’s Therefore, in view of the spouse’s decision not to use
family members, if they and his mother desire it. the sperm, and in the absence of the explicit wishes of
In the second scenario, the committee held that if the the deceased, the deceased’s parents should not be
parents can convince the court of the deceased’s allowed to use his sperm.
implied wish to have a child posthumously, the use of Other committee members held the view that the
his sperm should be allowed for reproduction with a spouse has a right of veto only when she and the
prospective mother, based on the same arguments pre- deceased have common children. In these circumstan-
sented above. However, if the deceased’s parents ces, she can present a reasonable demand that addition-
cannot convince the court regarding the deceased’s al children not be born from his sperm in order to
wish, the request should be rejected. maintain the integrity and distinct identity of her
The committee reached its conclusion based on the family, without the introduction of half-siblings from
following arguments: first, according to the second another woman. However, in the absence of common
guiding principle stated above, society’s obligations children, they felt that the spouse should not have the
toward the deceased derive from its commitment to right of veto.
respect the wishes of an individual when he is alive. It The general rationale to allow the parents to use the
follows that the use of a deceased’s body should not be sperm stated that if a specific action can benefit one
allowed in a way that he might have opposed, but failed person and not harm another, then the action is mor-
to state this explicitly while alive. Respecting the decea- ally permissible. More specifically, five points were pre-
sed’s wish, despite its lack of significance after death, sented: First, the spouse is not harmed since her
has some positive effect on an individual’s welfare autonomous wish not to become pregnant from the
while alive. deceased’s sperm is maintained. Second, the implied
Second, the committee members takes the view that wish of the deceased for continuity can be respected
the depositing of the deceased’s sperm in a sperm bank and realized through a reproductive project with a pro-
at the request of his parents with the aim of finding a spective mother. Third, it broadens the opportunity
prospective mother, in the absence of any proof that range of the prospective mother who might wish to
the deceased himself would have approved, creates a be impregnated with identified sperm. Fourth, it
practice of “child production” as a commodity. The becomes possible to respect the wish of the deceased’s
committee felt that the mere availability of gametes is parents and to relieve their grief somewhat. Fifth, the
not a sufficient condition to justify the creation child will be raised by one biological parent and can
of children. choose to have a relationship with the decea-
In the third and fourth scenarios, the deceased had a sed’s relatives.
spouse but did not leave written instructions and his As stated in the beginning of this section, the IFA’s
parents base their request on his implied wish. In the recommendations have no formal legal status. They
third scenario, the spouse is not interested in using the were formulated in order to provide professional ethi-
deceased’s sperm and opposes the parents’ wish to do cal guidance to clinicians and to influence the legisla-
so. In the fourth, the spouse is not interested in using ture and the courts by presenting the various relevant
the sperm but has no objection to the parents’ wish to ethical considerations. Since the committee members
do so. In considering the parents’ request, the commit- were split in their positions on the third and fourth
tee takes the view that there is no right to grandparent- scenarios and could not even reach a majority view, it
hood, since the rights of parents do not include was decided to present the various considerations. It
the right to use the gametes of their children. was thought that this presentation could be beneficial
Nonetheless, even in the absence of a legitimate claim for policy makers and judges who deal with PAR.
right, the committee members considered arguments
for and against granting the parents’ request, including
the rights and interests of the spouse. The Committee
Summary
members were split over the status of the deceased’s Contrary to the guidelines issued by the ASRM and the
spouse in this context and whether she has the right ESHRE, which allow the use of a deceased’s sperm
of veto. conditional on there being explicit instructions from
24 Clinical Ethics 14(1)

the deceased and agreement by the spouse, the IFA’s effects on the object of the action), there are grounds for
guidelines allow the use of the deceased’s sperm even rejecting the position that a child born from posthumous
when his wish is only implied and when he did not leave conception is worse off than he would have been if he had
not been conceived in the first place (see, e.g. Strong
behind a spouse. Furthermore, unlike the guidelines
et al.10). For additional discussions on the impersonalist
issued by the ASRM and the ESHRE, the IFA’s guide-
and person-affecting responses to the nonidentity problem,
lines allow the deceased’s parents to use his sperm and see Parfit30 and Heyd.31
to produce a grandchild by way of an arrangement g. The Israeli Embryo Carrying Agreement Act 199634 and
with a prospective single mother. the Eggs Donation Act 201035 allow a woman to donate
Although cultural aspects unique to Israel (such as her eggs to a prospective mother who will use a surrogate
the culture of bereavement and Israel’s pro-natalist to carry the embryo.
positionh) played their part in the committee consider- h. See, for example Birenbaum-Carmeli and Carmeli,39
ations, the ethical arguments presented above can Kahn,40 and Remennick.41
stand in their own right regardless of any particular
social and cultural background. It is hoped that these References
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3. Belker AM, Swanson ML, Cook CL, et al. Live birth
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Notes
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(according to which the value of the action depends on its presumed consent. A pragmatic position for a rare but
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