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Fatigue Failure of Extrusion Dies: Effect of Process Parameters and Design Features On Die Life
Fatigue Failure of Extrusion Dies: Effect of Process Parameters and Design Features On Die Life
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TECHNICAL ARTICLE—PEER-REVIEWED
Abstract Analysis of die failure plays an important role Keywords Fatigue analysis Extrusion die
in the prediction and prevention of die failure, and subse- FE simulation Critical parameters
quently in improving economics of any metal-forming
process. Industrial experience has shown that fracture is the
most common mode of failure in the case of hot aluminum Introduction
extrusion dies. The purpose of the present work is to
implement fatigue damage models in a Finite Element code A very important factor contributing to the performance
for identification of critical process parameters and die and economics (efficiency and quality) of any hot metal-
design features in the case of fatigue being the dominating forming process is the service life of tooling. Product
failure mode. For the maximum number of billets extruded rework and rejects can be traced back to various defects
by the die before fatigue crack initiation (fatigue life cycles spread over the die life cycle: die design, die manufacture,
in extrusion), Morrow’s stress- and strain-life damage heat treatment, and die service. A number of mechanisms
models are implemented for axisymmetric flat extrusion can cause initiation and propagation of die damage.
die. With the help of finite element software ABAQUS, Analysis of tool and die failure thus plays an important role
extrusion process is simulated and dynamic stress and in the prediction and prevention of die failure, and subse-
strain values were obtained by first identifying the potential quently in improving process economics. In die fracture-
fatigue location in the die. The evaluation of applicability failure, there are two common modes: one is overload
of the damage models is done for specific hot extrusion die fracture and the other is fatigue fracture. The large defor-
made of H13 steels with Al-6063 as billet material. By mation load that exceeds the strength limit of the die in the
considering temperature and strain rate as process param- forming processes can cause overload fracture, while, on
eters and bearing length and fillet radius of the die as the other hand, fatigue fracture is generally caused by the
geometric features, different simulation runs are performed fact that the die works under severe loading condition,
to investigate the effect of process and design features on which helps the micro-crack initiation and growth in
the useful die life. Morrow’s stress life model shows a good forming process as explained by Fu et al. [1]. In hot
correspondence between computed and actual failure of extrusion process, fracture is the root cause for die failure
dies. By establishing correlations of die life with process as investigated by Arif et al. [2, 3]. Therefore, it is very
and design parameters under different conditions, it was desirable to identify critical process parameters and die
shown that the present investigation is a useful guideline at design features so as to predict their susceptibility to failure
die design and extrusion process stages. due to cyclic fatigue. Finite element simulation is an effi-
cient tool for analysis of forming processes and tool
loading. By application of damage models, it is possible to
calculate from the stress–strain values obtained by finite
S. S. Akhtar A. F. M. Arif (&)
element analysis a specific damage variable of the material
Mechanical Engineering Department, King Fahd University of
Petroleum & Minerals, Dhahran, Saudi Arabia due to fatigue loading. In Fig. 1, a typical extrusion loading
e-mail: afmarif@kfupm.edu.sa cycle is shown. In each cycle, a billet is extruded through
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J Fail. Anal. and Preven. (2010) 10:38–49 39
Extrusion fatigue cycle axisymmetric extrusion die using Morrow’s stress- and
σmax strain-life models. Finite Element code ABAQUS is used
for determination of stress states at the critical locations of
Extrusion load
the die. The materials of die and billet investigated are H13
σm
steel and Al-6063, respectively. Considering temperatures
and strain rate as process parameters and bearing length
and fillet radius as die features, different simulation runs
are performed by varying these parameters/features to
σmin investigate the effect on useful die life. The predictions are
Loading cycles also compared with the industrial data.
Fig. 1 Extrusion loading cycles
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40 J Fail. Anal. and Preven. (2010) 10:38–49
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J Fail. Anal. and Preven. (2010) 10:38–49 41
process conditions, and the accuracy and reliability of aluminum extrusion plant, nitriding is commonly used to
numerical values obtained from simulation [6]. surface harden the extrusion dies. In the case of H13 hot-
work tool steel, the hardness of the nitrided surface may
reach to approximately 56–62 HRC. Therefore, tensile
Damage Parameters Used strength values are attained at 56 RC hardness at selected
temperatures. Considering the fact that the plastic strain
The fundamental problem in reducing multi-axial loading values are ignored and only elastic analysis is to be carried
conditions in the die to an equivalent uniaxial value is the out for dies, the fatigue ductility coefficient, e0f , and fatigue
choice of damage parameter used in the failure equations. ductility exponent, c, are not required. The same is also
The results gained from the numerical process simulation assumed by Falk et al. [5] in their work. It is noteworthy
show that maximum principal stress takes small values that the value of fatigue strength exponent, b, decreases
compared to effective von Mises stress values in all case with temperature. However, due to the non-availability of
studies. Therefore, effective von Mises stress is used for b at different temperatures, a value of b equal to 0.0928
the determination of damage parameter, ra , in the case of is used [8] in all case studies.
stress-life equation. However, considering strain-life
equation, the maximum principal strain is considered for
calculating damage parameter, ea , due to the reason that Methodology
effective von Mises strain is not available as output vari-
able in the simulation software. Since the initial stress and The numerical simulation of extrusion process and
strain in the die is zero, the mean stress, stress amplitude, dynamic die stress state during the process provides a
and strain amplitude is half of maximum values in all systematic approach for simultaneous modeling of billet
cases. Furthermore, the extrusion dies were deformed in deformation behavior and die stress and strain distribution
elastic regime under extrusion pressure, elastic behavior of during the forming process. From the point of view of
dies is analyzed and plastic strain values are neglected in metal-forming process, the flow behavior of billet material,
life prediction [5]. Therefore, plastic terms are neglected in which mainly depends upon working conditions like tem-
using strain-life equation (Eq 2). perature and strain rate, greatly affects the die deformation
response and hence the die stresses and strains. In addition,
die material behavior also affects the flow properties of
Fatigue Data Used
deforming billet. From the resulted stress and strains val-
ues, die fatigue life has been estimated for the given die
Estimating die life using fatigue failure equations based on
design configuration, billet material, and other process
finite element results requires appropriate fatigue param-
parameters. Practically, there are many factors affecting the
eters. These parameters should describe the fatigue
die life, searching for long die life would be an iterative
behavior of the die material. The accuracy of such mate-
process and the know-how and prior experiences are useful
rial parameters is very important for accuracy of die life
in decision making for the configuration of die service
calculation. This information is not readily available in the
condition and die life improvement. In this study, it was not
literature. For die life estimation, an attempt is made to
possible to explore every factor affecting die life. To
gather high-temperature properties data from different
illustrate the proposed methodology, four variables are
sources for H13 die steel and Al-6063 billet. Some
considered: process temperature, strain rate, die bearing
assumptions have also been made which may affect life
length, and die fillet radius. In order to check the accuracy
estimation. Apart from other fatigue parameters, it has
and validity of simulation results, a published work done
been found that value of modulus of elasticity, E, and
by Lee and Im [10] is first considered and one of their
fatigue strength coefficient, r0f , greatly affect die life
results is reworked.
estimation. The constant r0f is often approximately equal
In implementation of proposed methodology to analyze
to true fracture strength of material, which is usually a
die fatigue failure, the following approach was used:
value larger than the ultimate tensile strength by amount
50 ksi (492 MPa) as reported by Dowling [8]. Since the • Identification of critical fatigue failure locations in the
value of r0f for H13 steel at different temperatures was not die during loading cycle.
available, it is extracted from the relationship of hardness • Determination of stresses and strains in the die at
and tensile properties at different temperatures available critical locations.
from work done by Wallace and Schwam [9]. H13 in the • Identification of critical process parameters and design
hardness ranges from 45 to 52 RC is excellent steel for features in the die based on estimated die life cycles
extrusion dies. In current industrial practice in an using damage models.
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42 J Fail. Anal. and Preven. (2010) 10:38–49
Finite Element Analysis Due to symmetry, just half of the workpiece and the die are
considered for analysis to reduce the computational time in
In fatigue life analysis of extrusion die, the die geometry all cases as shown in Fig. 4. Billet diameter is taken as
and deformation simulation is the most important thing. 300 mm diameter and 300 mm length. Extrusion ratio is 25
Die geometry analysis determines and verifies the effects in all cases. Dimensions of different features of the die like
of the shape and geometry of die components such as die diameter, taper relief angle towards die exit, undercut
land, die angle, fillet corner radius, and extrusion ratio. length, etc., considered in the present study are taken the
Deformation analysis, on the other hand, reveals the stress same as used in local extrusion setup. Furthermore, thick-
and strain distribution in the die. The identified strain and ness of die (120 mm) also includes backer thickness. Die
stress provide the basic data and information for die life considered from real industry has dimensions of 40 mm
assessment. Simulation software ABAQUS is used for the (thick) 9 300 mm (diameter) with 80 mm thick backer.
A: 15.77mm, B: 12mm
Billet size (D:H): 15.65mm*25mm
Billet material property: σ=105ε0.14
Die material: Elastic modulus = 210 GPA
Extrusion ratio: 74%, α: 45o, R: 0.3mm
(a) (b)
Fig. 3 Effective stress distribution obtained by Lee and Im [10]. (a) Validated results: maximum von Mises stress at critical location (b)
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J Fail. Anal. and Preven. (2010) 10:38–49 43
Temperature (T), C
300 1490 0.00424 1730 751300 Strain rate: 1 s1
420 862 0.00273 2318011 307807041 Fillet radius: 2 mm
540 620 0.00179 46042609 5.8e11 Bearing length: 8 mm
Extrusion ratio: 25
Strain rate (e9), /s
0.01 618 0.002057 17014874 2.49e10 Temperature: 420 C
1 862 0.00273 2318011 307807041 Fillet radius: 2 mm
12 1262 0.003407 10641 78956201 Bearing length: 8 mm
Extrusion ratio: 25
Bearing length (L), mm
6 812 0.00228 5124318 2.48e10 Temperature: 420 C
8 862 0.00273 2318011 3078077041 Strain rate: 1 s1
10 999 0.00282 306399 1421095406 Fillet radius: 2 mm
Extrusion ratio: 25
Fillet radius (r), mm
1 1515 0.008264 610 2379 Temperature: 420 C
2 862 0.00273 2318011 307807041 Strain rate: 1 s1
3 694 0.002 39277174 1.44e11 Bearing length: 8 mm
Extrusion ratio: 25
In all cases, the die and billet are meshed while die con- The die is considered as an elastic body and the billet is
tainer is assumed as rigid body. CAX4R (4-node bilinear made of aluminum and is modeled as a von Mises elastic-
axisymmetric quadrilateral, reduced integration, hourglass plastic material with isotropic hardening. Predicting stres-
control) elements are used for both die and billet material. ses and strains during extrusion processes using finite
Since deformation occurs in extrusion problems, especially element method require appropriate inputs and mechanical
in those that involve flat die geometries, is extreme; an properties of billet and die material. For billet material Al-
arbitrary Lagrangian-Eularian (ALE) adaptive meshing is 6063, flow curves at different temperatures and strain rates
used. A simple meshing technique has been developed as used in simulation are taken from Kuhn [11] and shown in
shown in Fig. 4. The mesh refinement is oriented such that Fig. 5. The following temperature-dependent Young’s
the fine mesh along sides AB and DC will move up along modulus values are use as inputs. These are taken from
the extruded walls as the billet is moved forward. Engineeringtoolbox [12] and Wang [13] for Al-6063 and
H13 steel, respectively.
Solution Procedure, Boundary Conditions, and Contact
Treatment
Temperature, C
The process is assumed as quasi-static and solved using Material 300 420 540
dynamic explicit with automatic time incrementation. Sym-
H13 200 GPa 162 GPa 145 GPa
metric boundary conditions are applied on the centerline of
Al-6063 60 GPa 52 GPa 48 GPa
the billet while the die is constrained in such a way that
boundary conditions act as die backer. Surface-to-surface
contact conditions are applied between billet–container
and billet–die interfaces with coefficient of friction equal to Poisson’s ratio and density for H13 material at different
0.1. temperatures used in simulation are taken from Wang [13].
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44 J Fail. Anal. and Preven. (2010) 10:38–49
Die
A B C
DIE
Billet
Taper angle
Undercut
Bearing land D
Fillet radius
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J Fail. Anal. and Preven. (2010) 10:38–49 45
Fig. 6 Variation of maximum von Mises stress (a) and maximum principal strain (b) until steady state is reached. The corresponding maximum
value distributions at critical die location are also shown. The simulation conditions and die configuration are temperature = 420 C, strain
rate = 1 s1, die bearing land = 10 mm, and fillet radius = 2 mm
in total number of billets extruded) with process tempera- average strain rate of about 1 s1. The extrusions were
ture, strain rate, die bearing length, and fillet radius is performed on a fully computerized 3500-ton SMS-
shown in Fig. 7 and 8. Hasenclever press. Cylindrical billets of Al-6063 are pre-
heated in stage wise furnaces before extrusion. Dies made
Results Validation Against Industrial Die Failure Data of heat-treated and surface hardened H13 steel are also
preheated before placed into extrusion chamber (con-
It can be observed from Fig. 7 and 8 that stress-based tainer). The container is maintained at around 420–475 C,
approach results in less number of die life cycles as com- but the temperature increases to well above 520 C due to
pared to strain-based approach in all cases. This indicates heats of friction and plastic deformation. Time-to-failure of
that stress conditions at potential fatigue regions of the die die is expressed in terms of total number of billets extruded
are more severe and detrimental as compared to the local before failure. In general, these dies have different profiles
elastic strains. For the purpose of validation of the current and complexity level and contain certain common features.
results, failure data of about 50 solid dies has been col- All the dies were ranked according to their extrusion ratios
lected from local hot extrusion industry. All the dies were (as an indication of increasing die complexity) and plotted
scrapped due to fracture failure. These dies had less than against the die life as shown in Fig. 9. It can be seen that
1 mm fillet (lead) radius with average bearing land of die life decreases as the extrusion ratio increases. Consid-
8 mm and failed under extrusion speed resulting in billet ering extrusion ratio of 25 (as assumed in the current
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46 J Fail. Anal. and Preven. (2010) 10:38–49
480
Temperature (°C)
430
330
280
100 1000 10000 100000 1000000 1000000 1E+08 1E+09 1E+10 1E+11 1E+12
(a) log (N f )
16
15 Morrow's stress-life approach
14 Morrow's strain-life approach
13
12
11
Strain rate (1/sec)
10
9
8
7 Temperature: 420°C
Fillet radius: 2 mm
6
Bearing length: 8 mm
5 Extrusion ratio: 25
4
3
2
1
0
1000 10000 100000 1000000 10000000 100000000 1000000000 1E+10 1E+11
(b) log (N f )
simulation model), the die life is about 700 number of and elastic modulus of the billet at higher temperature. As
billets indicated by arrows in Fig. 9. Taking into consid- expected, these reduced stress and strain conditions at
eration die life resulting from simulation case which is critical die location resulted in high life cycles prediction
most close with industrial conditions (Fig. 8b), the pre- according to Eq 1 and 2, respectively. This is shown in
dicted die life of 610 billets resulted from stress-based Fig. 7(a). It must be noted that the temperature of the
approach (shown by arrows in Fig. 8b) is in close agree- extrusion process is of vital importance, as it also deter-
ment with actual industrial data as compared with predicted mines other factors in addition to stress conditions in the
die life of 2379 billets from strain-life approach. This die. These include maximum extrusion speed, hardness of
shows that the stress-life approach can be more suitably the bearing surface of the die, friction conditions at the die
applied in the case of hot extrusion dies. billet interface, surface roughness of the extrudate, etc. The
thickness of the nitride layer on the surface of the bearing
Effect of Process Parameters and Die Features area of the extrusion die decreases and gradually dimin-
ishes due to abrasion and decomposition at high extrusion
As can be observed from simulation results (Table 1), von temperature resulting in reduced die hardness. When the
Mises stress and maximum principal strain at potential nitride layer disappears, the hardened bearing land of die is
fatigue regions in the die reduces with increasing extrusion exposed, resulting in increased wearing rate due to
temperature. This is likely due to the reduced flow stress increased affinity with aluminum. The wearing out of the
123
J Fail. Anal. and Preven. (2010) 10:38–49 47
9.5
9
8.5
7.5
6.5
5.5
10000 100000 1000000 10000000 100000000 1000000000 10000000000 1E+11
(a) Log (N f)
3.5
Morrow's stress-life approach
Morrow's strain-life approach
3
Die fillet radius (mm)
2.5
Temperature: 420°C
1.5 Strain rate: 1 sec-1
Bearing length: 8 mm
Extrusion ratio: 25
1
0.5
100 1000 10000 100000 1000000 10000000 1E+08 1E+09 1E+10 1E+11 1E+12
(b) Log (N f)
bearing surface causes change in surface configuration and observed from Table 1. Due to highest stress and strain
dimensional accuracy of the extruded product. Hence, it is values at strain rate 12/s, predicted die life is lowest in both
not advisable to use temperature above the nitriding fatigue life concepts as shown in Fig 7(b).
temperature. von Mises stress and maximum principal strain values at
The response of a billet to extrusion process can be potential fatigue locations slightly increase with increasing
influenced by the speed of deformation and hence strain bearing length as given in Table 1. Such increase in stress/
rate which are proportional to each other. According to strain values also resulted in reduced die life cycles as
Saha [14], increasing the ram speed and hence strain rate shown in Fig. 8(a). It can be found that bearing length does
produces increase in extrusion pressure. Billet flow stress not affect the life much. Friction at the die land is one of the
behavior at different average strain rates is used as simu- controlling factors for retarding the metal flow and hence
lation inputs for strain rate effect on die life. Flow stress more stress and strains can be expected with longer land.
increases with increasing strain rate at any fixed tempera- The influence of die fillet radius on die life is shown in
ture. As illustrated in Fig. 5, the flow stress increases with Fig. 8(b). The minimum fillet radius for the die design is
increasing strain rate from 0.01/s, to 1–12/s at 420 C. This 1 mm. The results in Table 1 show that the optimal fillet
fact is also reflected in simulation results. von Mises stress radius is 3 mm where stress and strain values are the min-
and maximum principal strain values at critical fatigue imum. It can be observed that die fillet with 1 mm radius
locations increase with increasing strain rate as can be experienced highest stress and strain as compared to 2 and
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48 J Fail. Anal. and Preven. (2010) 10:38–49
1200
1000
800
600
400
200
0
0 10 20 30 40 50 60 70 80 90 100 110 120 130
Extrusion Ration (R)
3 mm radius. Such phenomenon can be attributed to higher fatigue failure approaches are verified and it can be very
resistance to flow in the case of small fillet radius. helpful for the identification of critical process parameters
Figure 8(b) also indicates that the die life is increasing and design features in die fatigue life.
when the fillet radius is increasing. The trend shows that the
stress and strains will continue to decrease (hence resulting Acknowledgment The authors acknowledge the support of King
Fahd University of Petroleum and Minerals, Dhahran, Saudi Arabia,
in increasing of die life) when the fillet radius is increased. for this work through project # SB080002.
However, it is not practical to use fillet radius that is too
large, where the final extrusion section may need more fin-
ishing operations or may not be accurate in final dimensions.
References
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J Fail. Anal. and Preven. (2010) 10:38–49 49
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Department of Energy, Washington DC (1995) 13. Wang, B.: The prediction of low cycle fatigue for die
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11. Kuhn, H.A.: Atlas of Formability: Cast Aluminum 6063. National (2000)
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PA (1991) tional, Materials Park (2000)
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