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Mat Sci Slides 2
Mat Sci Slides 2
120
Point Imperfections 121
Units
SI units
Quantity Other units
Unit Symbol
Concentration of — —
point imperfections n/N
Enthalpy of formation of kilojoule per mole kJ mol–1 eV/entity
point imperfections !Hf
Dislocation density metre per cubic metre m m–3 in-in–3
or per square metre or m–2 or in–2
Dislocation energy E joule per metre J m–1 erg/cm
Shear modulus giganewton per GN m–2 dyne/cm2,
square metre psi
Energy of surface joule per square J m–2 erg/cm2
imperfections metre
Surface tension newton per metre N m–1 dyne/cm
Constants
Gas constant R = 8.314 J mol–1 K–1
(a) (b)
(c) (d)
Fig. 6.1 Point imperfections in an elemental crystal: (a) vacancy;
(b) substitutional impurity; (c) interstitial impurity; and (d) field ion micrograph
of platinum showing a vacancy. [(d) Courtesy: E.W. Mueller.]
radius of 1.29 Å, whereas the carbon atom has a radius of 0.71 Å (covalent
radius in graphite). The carbon radius is clearly larger than 0.414 " 1.29 =
0.53 Å, which is the size of the octahedral void. Therefore, there are strains
around the carbon atom in the FCC iron, and the solubility is limited to 2 wt.%.
In the room temperature BCC form of iron, the voids are still smaller and hence
the solubility of carbon is very limited, that is, only 0.008 wt.%.
In ionic crystals, the formation of point imperfections is subject to the
requirement that the overall electrical neutrality is maintained. An ion displaced
from a regular site to an interstitial site is called a Frenkel imperfection, see
Fig. 6.2a. As cations are generally the smaller ions, it is possible for them to get
displaced into the void space. Anions do not get displaced like this, as the void
space is just too small for their size. A Frenkel imperfection does not change the
overall electrical neutrality of the crystal. The point imperfections in silver
halides and CaF2 are of the Frenkel type.
A pair of one cation and one anion can be missing from an ionic crystal as
shown in Fig. 6.2b. The valency of the missing pair of ions should be equal to
maintain electrical neutrality. Such a pair of vacant ion sites is called a Schottky
imperfection. This type is dominant in alkali halides.
Point Imperfections 123
(a) (b)
Fig. 6.2 Point imperfections in an ionic crystal: (a) Frenkel defect; and
(b) Schottky defect.
We noted in Chap. 5 that trivalent cations such as Fe3+ and Cr3+ can
substitute for trivalent parent Al3+ cations in the Al2O3 crystal. If, however, the
valency of the substitutional impurity is not equal to the parent cation, additional
point defects may be created due to such substitution. For example, a divalent
cation such as Cd2+ substituting for a univalent parent ion such as Na+ will, at
the same time, create a vacant cation site in the crystal so that electrical
neutrality is maintained.
Defect structures are produced when the composition of an ionic crystal does
not correspond to the exact stoichiometric formula. Such defect structures have an
appreciable concentration of point imperfections. Consider deviations from the
stoichiometric formula in compounds of ZnO and FeO. In ZnyO, where y > 1, the
excess cations occupy interstitial voids. Such a compound can be produced by
heating a stoichiometric compound in zinc vapour. The two electrons released
from each zinc atom that enters the crystal stays around an interstitial cation, as
shown in Fig. 6.3a. In FexO, where x < 1, vacant cation sites are present. Such a
compound can be produced by heating a stoichiometric FeO in an oxygen
atmosphere. The two electrons required by each excess oxygen atom is donated by
two Fe2+ ions which become Fe3+ (ferric) ions, see Fig. 6.3b.
TABLE 6.1
Enthalpy of Formation of Vacancies in Some Crystals
Crystal Kr Cd Pb Zn Mg Al Ag Cu Ni
Hf, kJ mol–l 7.7 38 48 49 56 68 106 120 168
eV/vacancy 0.08 0.39 0.50 0.51 0.58 0.70 1.10 1.24 1.74
Gminimum
Equilibrium concentration
n
Fig. 6.4 The variation of Gibbs free energy G with the number of point
imperfections n (schematic).
Point Imperfections 125
n $ #H f %
& exp ( ' ) (6.2)
N * RT +
Solution Using the data of Table 6.1 in Eq. (6.2), we obtain n/N. For
aluminium, (i) at 0 K,
n ! 68 # 103 "
$ exp ' % ( $ exp ( %&) $ 0
N ) 8.314 # 0 *
(ii) at 300 K,
n ! 68 # 103 "
= exp ' 8.314 # 300 ( $ exp (%27.26)
%
N ) *
= 1.45 " 10–12
Similarly, the other required values are obtained.
As Hf is smaller for aluminium, the n/N values are larger for aluminium at all
temperatures above 0 K.
In ionic crystals, point defects occur as pairs, the Frenkel defect being a cation
vacancy and a cation interstitial, and the Schottky defect being a pair of cation and anion
vacancies. In a stoichiometric compound, the concentration of Schottky imperfections in
thermal equilibrium is given by
! #H Sch
f
"
n Sch
$ N exp & % ' (6.3)
( 2 RT )
where H fSch is the enthalpy of formation of one mole each of cation and anion
vacancies. A similar equation describes the concentration of Frenkel defects.
Point imperfections of different types can interact with one another and lower the
total energy. For example, a solute atom which is larger than the parent atom can have a
smaller distortional energy if it stays close to a vacancy. This reduction in energy is
called the binding energy between the two point imperfections. It is typically in the
range 10–20% of the enthalpy of formation of point imperfections.
CHAPTER
Units
SI units
Quantity Other units
Unit Symbol
Flux J mole per square mol m–2 s–1 No. of atoms/
metre per second cm2/sec
Concentration c mole per cubic mol m–3 No. of atoms/
metre cm3
Concentration mole per cubic mol m–4 No. of atoms/
gradient dc/dx metre per metre cm4
m2 s–1
!$$$"$$$# !"#
178
Fick’s Laws of Diffusion 179
Diffusion can be defined as the mass flow process by which atoms (or
molecules) change their positions relative to their neighbours in a given phase
under the influence of thermal energy and a gradient. The gradient can be a
concentration gradient, an electric or magnetic field gradient or a stress gradient.
We shall consider mass flow under concentration gradients only. Thermal energy
is necessary for mass flow, as the atoms have to jump from site to site during
diffusion. The thermal energy is in the form of the vibrations of atoms about
their mean positions in the solid.
We first describe Fick’s macroscopic laws of diffusion, before going into the
atomistic models. Consider the unidirectional flow of matter in a binary system
of A and B atoms. The two types of atoms will move in opposite directions
under the influence of a concentration gradient. Let us assume that B is the only
moving species. Fick’s First Law states:
dn dc
! " DA (8.1)
dt dx
where dn/dt is the number of moles of B atoms crossing per unit time a cross-
sectional plane of area A perpendicular to the diffusion direction x and dc/dx is
the concentration gradient in the x-direction. D is called the diffusion coefficient
(or diffusivity) and is a constant characteristic of the system. The diffusion
coefficient depends on the nature of the diffusing species, the matrix in which it
is diffusing, and the temperature at which diffusion occurs. The negative sign
indicates that the flow of matter occurs down the concentration gradient. By
definition, flux J is flow per unit cross-sectional area per unit time so that Fick’s
First Law can also be written as
1 dn dc
J ! !"D (8.2)
A dt dx
Fick’s First Law can be used to describe flow under steady state conditions.
It is identical in form to Fourier’s law for heat flow under a constant temperature
gradient and Ohm’s law for current flow under a constant electric field gradient.
Under steady state flow, the flux is independent of time and remains the same at
any cross-sectional plane along the diffusion direction:
J ! f(x, t) (8.3)
Figure 8.1 shows the concentration-distance profile under steady state flow.
The profile is a straight line, when D is independent of concentration.
When D = f(c), the profile will be such that the product D(dc/dx) is a constant.
In neither case, the profile changes with time, under conditions of steady state
flow.
180 Diffusion in Solids
Diffusion medium
c1
(constant)
D ! f (c)
Concentration
D = f (c)
c2
(constant)
x
Flux outward J = 10–9 " 10/(5 " 10–3) = 2 " 10–6 kg m–2 s–1.
Fick’s Second Law is an extension of the first law to nonsteady state flow.
Here, at any given instant, the flux is not the same at different cross-sectional
planes along the diffusion direction x. Also, at the same cross-section, the flux is
not the same at different times. Consequently, the concentration-distance profile
changes with time. Nonsteady state flow is frequently met with in practical
applications of the diffusion laws.
Consider an elemental slab of thickness x along the diffusion distance x.
Let the slab cross-section be perpendicular to x and its area be unity.
The volume of the slab is then x. Under nonsteady state conditions, the flux
into the slab Jx is not equal to the flux out of the slab, Jx + x . The rate
of accumulation (or depletion) of the diffusing atoms within this elemental
volume is (#c/#t) x. It can be expressed as the difference of fluxes in and out of
the slab:
" !c # " !J #
%' ! t &( $ x = Jx – Jx + x = Jx – {Jx + $ %
& !x '
x} (8.4)
Solution to Fick’s Second Law 181
or
#c #J
= " (8.5)
#t #x
Equation (8.2) can be rewritten in partial form and substituted in Eq. (8.5):
!c ! " !c # " !c #
() $ )D % ( !x $ D
& ! x %'
(8.6)
!t !x & !x '
Equation (8.6) is Fick’s Second Law for unidirectional flow under nonsteady
state conditions. If D is independent of concentration, Eq. (8.6) simplifies to
$c $2 c
%D 2 (8.7)
$t $x
Even though D may vary with concentration, solutions to the differential
equation (8.7) are quite commonly used for practical problems, because of their
relative simplicity.
The solution to Eq. (8.7) for unidirectional diffusion from one medium to
another across a common interface is of the general form
x
c( x, t ) ! A " B erf (8.8)
2 Dt
where A and B are constants to be determined from the initial and boundary
conditions of a particular problem. Here, the diffusion direction x is
perpendicular to the common interface. The origin for x is at the interface. The
two media are taken to be semi-infinite, that is, only one end of each of them,
which is at the interface, is defined. The other end of each is at an infinite
distance. The initial uniform concentrations of the diffusing species in the two
media are different, with an abrupt change in concentration at the interface.
In Eq. (8.8), ‘erf’ stands for error function, which is a mathematical function
defined as follows:
x/2 Dt
x 2
! # exp ( " 2
erf )d (8.9)
2 Dt 0
is an integration variable that gets deleted as the limits of the integral are
substituted. The lower limit of the integral is always zero, while the upper limit
of the integral is the quantity whose error function is required. The factor 2/
is a normalization factor. In Fig. 8.2, exp (– 2) is plotted against . The area
under the curve from = 0 to x/2 Dt is the value of the integral in Eq. (8.9).
The area integrated from = 0 to = + & comes out to be /2 and the area
from = 0 to = – & is – /2 .
182 Diffusion in Solids
2
)
exp (–
0 x /(2 Dt )
Fig. 8.2 Illustration of the error function. The hatched area is equal to the value
of the integral in Eq. (8.9).
Therefore,
erf (&) = 2/ " /2 = 1
erf (–&) = 2/ "– /2 = –1
erf (0) = 0
and
x x
erf ' = – erf
2 Dt 2 Dt
A number of applications of the solution (8.8) are discussed in Sec. 8.3.
c1
– 0 +
Distance x
Fig. 8.3 The diffusion couple set-up for nonsteady-state flow.
Applications Based on the Second Law Solution 183
face to face, the concentration of the diffusing species is one, c2, being higher
than that in the other, c1. Diffusion takes place across the common face. In
Fig. 8.3, the concentration is shown along the y-axis; the origin of the diffusion
direction x is at the common interface.
The initial conditions for the diffusion couple set-up are:
)* c1 x(0
c( x, 0) % + (8.10)
*- c2 x,0
TABLE 8.1
The Error Function
" Q #
D = D0 exp $ )
& RT %'
(8.13)
TABLE 8.2
D0 and Q Values for Selected Diffusion Processes*
Carburizing Steel
atmosphere
cs
c1
0
x
(a)
Steel Decarburizing
c2 atmosphere
cs
0
x
(b)
Fig. 8.4 Concentration-distance profiles for (a) carburization, and
(b) decarburization.
The initial carbon content of the steel is c1. We can then write
c (x, 0) = c1, x>0
c (0, t) = cs
So, from Eq. (8.8),
A = cs, B = cs – c1
With D, cs and c1 known, the amount and depth of carbon penetration as a
function of time can be computed.
The opposite of carburization is decarburization. Here, the carbon is lost from the
surface layers of the steel, due to an oxidizing atmosphere that reacts with carbon
to produce CO or CO2. The fatigue resistance of steels is lowered due to
decarburization and, therefore, it should be avoided by using a protective
atmosphere during the heat treatment of the steel. When the heat treatment is
carried out in a non-protective atmosphere (e.g., air), the extent of decarburization
188 Diffusion in Solids
can be estimated from the diffusion equation and post-machining operations can
be undertaken to remove the decarburized layer.
Referring to Fig. 8.4b, the decarburizing atmosphere is equivalent to a lower
carbon content at the steel surface, as compared to the initial carbon
concentration (c2) of the steel. Here
c(x, 0) = c2, x<0
c(0, t) = cs
So, from Eq. (8.8),
A = cs , B = c2 – cs
With D, cs and c2 known, the depth and the degree of decarburization can be
determined at a function of the heat treating time t.
Solution
c1 = 0
cs = 3 " 1026 atoms
c(x) = 1023 atoms
x = 2 " 10–6 m
D = 4 " 10–17 m2 s–1
t=?
Substituting in Eq. (8.8), we get
erf (x/2 Dt ) = 0.99967
From Table 8.1,
(x/2 Dt ) = 2.55
When accurate calculations are not needed, the depth of penetration of the
diffusing species can be quickly estimated, using the following approximation:
x= Dt (8.14)
If c1 is negligible compared to c2, for the diffusion couple set-up, this
approximation yields the concentration at x as c(x) = 0.24 c2.
Inert markers (thin rods of a high melting point substance which is insoluble in the
diffusion matrix) are placed at the weld joint of the couple, prior to the diffusion anneal.
These markers are found to shift during the anneal in the same direction as the slower
moving species. The extent of this shift is found to be proportional to the square root of
the diffusion time. This kind of movement indicates that the net mass flow due to the
difference in diffusivities is being compensated by a bulk flow of matter in the opposite
direction within the diffusion zone. That is, lattice planes are created on one side of the
diffusion zone, while they are destroyed on the other side, and the resulting bulk flow
carries the markers along. Notice that the bulk flow occurs relative to the ends of the
diffusion couple. It is quite a different phenomenon from the diffusion process itself. In
many cases, porosity is observed on the lower-melting component side, indicating that the
bulk flow does not fully compensate for the difference in diffusivities of the two species.
The following analogy of gaseous interdiffusion aids in the understanding of the
Kirkendall effect. Let hydrogen and argon at the same pressure be kept in two chambers
interconnected through a tube. A frictionless piston in the tube separates the gases. On
opening an orifice in the piston, the gases interdiffuse. The lighter hydrogen will diffuse
faster, resulting in a pressure difference that will tend to shift the piston in the same
direction as the slower diffusing argon is moving.
(a) (b)
(c) (d)
Fig. 8.5 Mechanisms of diffusion.
The Atomic Model of Diffusion 191
Hm
1 2
Fig. 8.6 Variation in potential energy along the path of the diffusing atom.
minimum when the interstitial atom is at site l or at site 2. The energy increases
along the path from site 1 to 2, reaching a maximum at the midpoint of the path.
The interstitial atom has to push its way through the parent atoms, with its outer
electron cloud having a maximum overlap with the parent atoms at the midpoint.
The potential energy barrier Hm is called the enthalpy of motion. It is clear that
the unit step involves a momentary increase in the enthalpy of the crystal and
that thermal energy is needed to overcome the barrier. At absolute zero, the
probability of a jump occurring is zero. As the temperature increases, the
vibrational amplitude of atoms also increases. There is a statistical distribution of
vibrational amplitudes and the probability that an atom will have sufficient
vibrational energy to overcome the energy barrier is exp (– Hm /RT) from the
Maxwell-Boltzmann statistics. If is the frequency of the vibrations and 1 is
the number of successful jumps per unit time, we have
Diffusing atom
Vacant site
J !
D= " 4
" ! 2
# ( dc/ dx ) 2
2
= exp (– Hm /RT) (8.16)
Comparison of Eqs. (8.16) and (8.13) shows that the pre-exponential constant
2
D0 = and that the activation energy for interstitial diffusion Q = Hm.
Substitutional diffusion generally proceeds by the vacancy mechanism. In
the unit step, a substitutional atom jumps into a neighbouring vacant site. Here,
we have to take into account the probability that the neighbouring site will be
vacant. In Chap. 6, the number of vacancies in thermal equilibrium in a crystal
was shown to be n/N = exp (– Hf /RT), where Hf is the enthalpy of formation
of vacancies. The fraction exp (– Hf /RT ) also gives the probability that a given
atomic site will be vacant. In addition, we have to consider as for the interstitial
case the probability that the vibrating substitutional atom will have sufficient
energy to push its way through to the vacant site. This probability is equal to
exp (– Hm /RT), where Hm is the enthalpy of motion as applicable to the jump
Other Diffusion Processes 193
of the substitutional atom. The product of these two probabilities gives the
probability that a vacant site will be available at the same time as a vibration of
sufficient amplitude occurs. The number of successful jumps per unit time is
then given by
1= exp (– Hm /RT) exp (– Hf /RT ) (8.17)
As in the interstitial case, the diffusion coefficient is related to 1, yielding
3 Hm 2 Hf 4
D= 2
exp 5 ' 6 (8.18)
7 RT 8
2
The pre-exponential constant of Eq. (8.13) is equated to and the
activation energy for diffusion Q = Hm + Hf . Table 8.3 compares the values
of Hf and Hm with the experimental activation energy Q for self-diffusion in
silver and gold occurring by the vacancy mechanism.
TABLE 8.3
Calculated and Experimental Activation Energies for Vacancy Diffusion
(kJ mol–1)
Element Hf Hm Hm + Hf Q
Silver 97 80 177 174
Gold 95 79 174 184
In ionic crystals, Schottky and Frenkel defects assist the diffusion process. When
Frenkel defects dominate in an ionic crystal, the cation interstitial of the Frenkel
defect carries the diffusion flux. When Schottky defects dominate, the cation
vacancy carries the diffusion flux. In addition to these defects in thermal
equilibrium, ionic crystals may have defects generated by impurities and by
deviation from stoichiometry, see Sec. 6.1. For example, a Cd2+ cation in a NaCl
crystal generates a cation vacancy. Since cation vacancies carry the diffusion
flux in NaCl, the presence of cadmium as an impurity increases the diffusivity of
NaCl. Even a small concentration such as 0.1% will markedly increase the
diffusivity, in relation to that of pure NaCl, as the number of cation vacancies
generated by this concentration of the impurity is several orders of magnitude
larger than that in thermal equilibrium.
194 Diffusion in Solids
Solution The cross-sectional area for diffusion along the axis of the
cylinder is
r 2 = 314 mm2
Other Diffusion Processes 195
–12 Polycrystal
Single crystal
–14
log (D m2 s–1)
–16
–18
0.8 1.0 1.2 1.4 1.6
1/T " 103, K–1
Fig. 8.8 Diffusion data for a single crystal and for polycrystalline silver.
!"##$%&
1. Fick’s First Law is applicable under steady state conditions of mass flow.
Here, the flux is proportional to the concentration gradient. The
proportionality factor is the diffusion coefficient D.
2. Under nonsteady-state conditions, the flux changes with time and position
along the diffusion direction. Fick’s Second Law describes the nonsteady-
state flow.
3. Solutions to Fick’s Second Law are available for a given set of initial and
boundary conditions. The solution to the diffusion couple set-up can be
used to determine D experimentally. It can be adapted for other practical
problems such as doping of a semiconductor crystal and carbon diffusion
in steel. Experimental values of D indicate an Arrhenius type of
relationship between D and T.
4. Substitutional solutes diffuse by interchanging positions with vacancies.
Interstitial solutes simply jump to the next interstitial site, without having
to wait for a vacancy. Consequently, interstitial diffusion is much faster
than substitutional diffusion.
5. The presence of impurities and deviations from stoichiometry enhance the
diffusion rate of ions in ionic crystals by several orders of magnitude.
6. The activation energy for diffusion along surfaces and grain boundaries is
lower than that for lattice diffusion. Diffusion along these special paths is
effective at low temperatures or for very small particle or grain sizes,
which have a high boundary area to volume ratio.
'%()*+#!
8.1 The ratio of diffusion rate of silver in silicon at 1350°C to that at 1100°C
was found to be 8 in a doping process. Calculate the activation energy Q
for silver diffusion in silicon.
Answer: 154 kJ mol–1.
Problems 197
8.2 The diffusion rate of A in B was studied at 500°C and 850°C. It was found
that, for the same diffusion time, the depths of penetration x1 and x2 in the
two experiments were in the ratio of 1 : 4. Calculate the activation energy
for diffusion of A in B.
Answer: 57 kJ mol–l.
8.3 Amorphous selenium used as a semiconductor material exhibits unusual
diffusion characteristics. The following is a set of experimental data for
self-diffusion in amorphous selenium. Calculate D0 and Q and comment on
your results.
T, °C D, m2 s–1
35 7.7 " 10–16
40 2.4 " 10–15
46 3.2 " 10–14
56 3.2 " 10–13
Answer: D0 = 1027 m2 s–1; Q = 248 kJ mol–l.
8.4 At 900°C, what is the time required to carburize a steel with an initial
composition of 0.2% carbon to 1% carbon at a depth of 0.2 mm? Assume
a constant surface concentration of 1.4% carbon due to the carburizing
atmosphere.
Answer: 14 900 s.
8.5 A 1.2% carbon steel is getting decarburized in an atmosphere of 0.0%
carbon. After some time t, plot (i) c(x) curve near the surface of the steel,
and (ii) J(x) curve below the above curve, using the same x-axis.
8.6 A diffusion couple of 95% Cu-5% Zn and pure copper is annealed at
900°C for 50 hr. The zinc concentration at a depth of 2 mm inside the
copper bar was found to be 0.3% after the anneal. Determine the diffusion
coefficient of zinc in copper.
Answer: 5.0 " 10–12 m2 s–1.
8.7 In a steel, during carburization at 937°C, 0.6% carbon is found at a depth
of 0.2 mm after 1 hr. Find the time required to achieve the same
concentration at the same depth, if carburization is done at 1047°C.
Answer: 980 s.
8.8 Compare the diffusivities of hydrogen, nitrogen, and nickel in iron at
300 K and explain the difference between the three values.
8.9 Compute the rate at which a vacancy jumps in copper at 20°C. The
activation barrier for the jump is 100 kJ mol–l.
Answer: 1.5 " 10–5 s–1.
8.10 An Al-4% Cu alloy is heated to 550°C during heat treatment and quenched
to room temperature. Immediately after quench, the diffusion rate of
198 Problems
11. If the enthalpy of motion of a vacancy is 100 kJ mol–1, the time that a
vacancy takes to jump to an adjacent site at 25°C is about
A. 3 " 1017 s B. 2 " 1026 s C. 1013 s D. 3 " 104 s
12. The units of the ratio /D (= ne2z/kT) are
A. A2 m–3 J–1 B. C2 m–3 J–1 C. C2 m–3 J D. V2 A–2 m–3 J
Answers
1. C 2. A, C 3. C 4. B 5. D
6. D 7. D 8. D 9. A 10. C
11. D 12. B
J. Crank and G.S. Park, Diffusion in Polymers, Academic Press, New York
(1968).
W.D. Kingery, H.K. Bowen and D.R. Uhlmann, Introduction to Ceramics, Wiley,
New York (1976), Chap. 6.
P.G. Shewmon, Diffusion in Solids, McGraw-Hill, New York (1963).