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Lecture MRM, 7 April 2022 - Leiderschap en Crises
Lecture MRM, 7 April 2022 - Leiderschap en Crises
Lecture MRM, 7 April 2022 - Leiderschap en Crises
Peter de Vries
Cubicus C 241
p.w.devries@utwente.nl
Psychology of Conflict, Risk, and Safety
PETER DE VRIES
27 March 1977 - Two Boeing 747 passenger jets, KLM Flight 4805 and Pan Am Flight
1736, collided at Los Rodeos Airport (now Tenerife North Airport) on Tenerife, Canary
Islands; 583 people died.
Legacy:
• Crew Resource Management (CRM)
• Greater emphasis was placed on team decision-making by mutual agreement
• Less experienced flight crew members are encouraged to challenge their
captains
• Captains are instructed to listen to their crew and evaluate all decisions in
light of crew concerns.
https://nl.wikipedia.org/wiki/Vliegtuigramp_van_Tenerife
https://en.wikipedia.org/wiki/Tenerife_airport_disaster
RISK AND LEADERSHIP IN PRACTICE
• Why Ships Keep Crashing. The Atlantic, March 27, 2021
• https://www.theatlantic.com/ideas/archive/2021/03/ever-given-and-
suez-why-ships-keep-crashing/618436/
RISK AND LEADERSHIP IN PRACTICE
“Faulty Equipment, Lapsed Training, Repeated Warnings: How a
Preventable Disaster Killed Six Marines” – ProPublica, 30 December,
2019
• “Marine commanders did not act on dozens of pleas for additional
manpower, machinery and time. When a training exercise ended in
death, leadership blamed the very men they had neglected.”
• https://www.propublica.org/article/marines-hornet-squadron-242-
crash-pacific-resilard?
RISK AND LEADERSHIP IN PRACTICE
• Costa Concordia, 2012
• Donald Trump, 2016-2020
• Space Shuttle Challenger, 1986
• Abu Ghraib, 2001 - …
THIS LECTURE
• Introduction
• Leadership theories, past to present
• Interaction of leaders, followers, and environment
• Social identity, self-categorization, and leadership
• 10 minutes!
Leader A FRANKLIN DELANO ROOSEVELT
• Consulted quack doctors and astrologers, had 2 mistresses, smoked
and drank 8-10 martinis a day
• Recommended reading:
• “The Lifespan of a Lie”; https://medium.com/s/trustissues/the-
lifespan-of-a-lie-d869212b1f62
• “The Stanford Prison Experiment was massively influential. We
just learned it was a fraud.”;
https://www.vox.com/2018/6/13/17449118/stanford-prison-
experiment-fraud-psychology-replication
LEADERS, FOLLOWERS, AND CRISES -
MILGRAM’S (1974) OBEDIENCE STUDY
• Inspired by the trial of Adolph Eichmann in 1962
• The “banality of evil” (Hannah Arendt; cf. Haslam & Reicher, 2008)
However…
• “People do great wrong, not because they are unaware of what they
are doing but because they consider it to be right. This is possible
because they actively identify with groups whose ideology justifies
and condones the oppression and destruction of others” (Haslam &
Reicher, 2008, p. 19)
• Informal leadership
• exerts influence because of special skills, talents, experience,
…
• E.g., your most experienced colleague
• E.g., diet gurus, vloggers
KINDS OF LEADERSHIP
• Formal versus informal
• Relationship oriented versus task-oriented
• Distributed leadership
• Transactional versus transformational leadership
• Charismatic leadership
• …
RISK AND LEADERSHIP
• Leaders can be:
• Politicians
• Police officers
• Event organisers
• Experts, influencers, opinion leaders
• Team leaders
• Executives, CEOs
• …
• Risks includes:
• Crises
• Emergencies
• Safety (rather, lack thereof)
• …
OLD PSYCHOLOGY OF LEADERSHIP: FOCUS ON
INDIVIDUALS; BIOGRAPHICAL APPROACH
Ernest Shackleton - what is it that made him so great?
Castro
• Intelligent, energetic, talent for self-promotion
• Ruthless
• Self-enriching (personalised use of power)
• Narcissistic (infamous for his long speeches)
• Difficult upbringing, illegitimate child, rural
• Hatred for the US
THE TOXIC TRIANGLE; PADILLA, HOGAN, &
KAISER (2007)
Castro & Cuba
Susceptible followers
• Support from inner circle, rural residents and uneducated poor
• Initially support from middle class (who later either fled or wanted to do
so)
Conducive environment
• History of political dysfunction
• Police and legal institution corrupt
• Dismantling social and democratic institutions after revolution
• Powerful police to control dissent
• Perpetuation of insecurity by references to external threats
THE TOXIC TRIANGLE; PADILLA, HOGAN, &
KAISER (2007)
Castro & Cuba
Result:
• Some progress for the poorest (e.g. literacy, education)
• Castro likely owned an estimated 1 billion US$
• Low food production
• Bad phone service
• Electric power below Haitian standards
• …
CURRENT PSYCHOLOGY OF LEADERSHIP
• Followers
• Leadership is in the eye of the beholder
Dutch
Environmentally
friendly ME
European
Creative PCRS
member
Progressive Social
psychologist
Hobby
farmer Academic
40
Individual AND group characteristics!
Personal Personal
identity achievements
Group
achievements
Ingroup
favoritism /
outgroup
derogation
SOCIAL IDENTITY, SELF-CATEGORIZATION, AND
LEADERSHIP
One step further:
• Leadership is not a quality of leaders but of the relationship
between leaders and followers within a social group!
“…, freedom of opinion, solidarity, active citizenship, respect for laws and
democracy, …”
Dutch values indeed, but not so different from those of other countries…
http://vorige.nrc.nl/binnenland/article1958546.ece/Nederlandse_identiteit_i
s_niet_uniek_in_de_wereld (2008)
SOCIAL IDENTITY AND SELF-CATEGORIZATION
SIT and power
• “Power over” versus “power through”
• Power achieved by articulating nature of group identity and action in
context
• Power by out-group members experienced more negatively than
by in-group members
• Out-group power seen as interference, conflicts with sense
of control
• In-group power uplifting, motivating, increases cooperation
• In-group members have much greater potential to exert power
through the group
• Being an in-group member, however, is not enough
prototypicality!
SOCIAL IDENTITY AND SELF-CATEGORIZATION
• Prototypicality
SOCIAL IDENTITY AND SELF-CATEGORIZATION
• Prototypical in-group members are most
influential
• Leaders can influence their
prototypicality
CRAFTING A SENSE OF US
1. Leaders should be representative of the group
2. Leaders should actively present themselves as prototypes
CRAFTING A SENSE OF US
1. Leaders should be representative of the group
2. Leaders should actively present themselves as prototypes
3. Representation will often be challenged
• “Latte-drinking, sushi-eating, Volvo-driving” ergo, “not us”
BEING ONE OF US
Prototypicality
• Even out-group members can become in-group prototypical
recategorisation!
MAKING US MATTER
Where should leaders take us?
• Link between social identity and future action
• Who are we and where should we go?
• Are we communal and should we create strong welfare state?
• Are we entrepreneurial and should we strive for as little
regulation as possible?
• Are we traditional and should we be wary of influx of outsiders?
• Are we tolerant and should we welcome outsiders and try to
benefit from them?
MAKING US MATTER
Manipulation of intergroup relations as a means to gain advantages
over rivals within the group
• Picking fights with or being tough on outgroups as a way to
consolidate leadership
• E.g., Joseph McCarthy’s witch hunt for communists
• …
MAKING US MATTER
Witch hunts:
• Claiming to represent group interests
• Discrediting rival leaders
• Demobilizing opposition
• Disciplining followers
CONCLUSIONS
• Leadership cannot be separated from followers and
context/environment
• Social identity approach
• 20 minutes!
BRINGING GROUPS TOGETHER
• Contact hypothesis (Allport,
1954) criteria
• Equal status
• Personal interaction
• Cooperative activities
• Social norms
6
2
BRINGING GROUPS TOGETHER - COMMON INGROUP
IDENTITY MODEL
Common ingroup identity
Us University of Twente
Social identity
Psychology students –
Us / Ingroup Them / OutgroupEngineering students
Individual
identity
Other Other Me Other Other You - others
FROM THEORY TO PRACTICE
• Crowd control & Crowd management
• Introduction
• Peace-Keeping Unit Dutch Police
• Managing crowds at festivals
• Project X Haren
• International (geo-)politics
• North Korea
• Troubles in the Congo
• Groupthink
• “Self-policing”
If you were head of police in such a city, what would you do to prevent
escalation?
• Think of verbal and non-verbal communication, strategy, …
• 20 minutes
CASE: PEACE UNIT - COOPERATION WITH
CROWD LEADERS IN PRACTICE
Peace Unit, Peace-keeping Unit (PU; [Du: “Vredeseenheid”]) of the Dutch
Police
Tactics:
• Recognisable and approachable
• Open attitude, engaging in dialogue
• Ooze calmness
• Hold individuals responsible for their behaviour
• Pro-active, quell undesirable behaviour in an early stage (if
necessary)
• “Eyes & ears”
COOPERATION WITH CROWD LEADERS IN
PRACTICE
Specifically:
• Message: “Police presence enables you to exert your fundamental
right to protest”
• Showing interest in and knowledge of reasons, goals, background
Securing goodwill and cooperation from the crowd
https://www.nrc.nl/nieuws/2018/10/02/een-demonstrant-is-geen-vijand-
a2094161
COOPERATION WITH THE CROWD
In the words of one PU member:
https://www.nrc.nl/nieuws/2018/10/02/een-demonstrant-is-geen-vijand-
a2094161
MANAGING CROWDS AT FESTIVALS
Proper visitor behaviour requires extensive preparations (crowd
management) and constant monitoring and intervention (crowd control)
Very little about crowd communication is formally available, let alone the use
of technology therein
Many major events (e.g., Rock Werchter, Belgium, North Sea Jazz, The
Hague) nowadays routinely use dedicated apps.
MANAGING CROWDS AT FESTIVALS: EXPERT
INTERVIEWS
• N = 16
• 4 – 40 years of experience with large events
• Different stakeholders
• Municipalities
• (Commercial) organisers
• Police organization
• Police Academy
• Consultancy
• ...
MANAGING CROWDS AT FESTIVALS: EXPERT
INTERVIEWS
• ...
• Different events
• Number of visitors
• Urban versus rural
• Short versus long duration
• Large versus small municipalities
• Free versus paid admission
MANAGING CROWDS AT FESTIVALS: EXPERT
INTERVIEWS
Use of technology
• LED-displays, apps, events pages on Facebook, Twitter
accounts, text alerts, websites.
• Communication and monitoring are linked
• When crowding exceeds a certain threshold,
operators will use LED displays to inform crowd
• NB: it is left to the individual to act on this
information
• Overuse of LED displays may reduce effectiveness
MANAGING CROWDS AT FESTIVALS: EXPERT
INTERVIEWS
Social media
• Twitter is often used; Facebook, Whatsapp, ...
• High “reach” – when combined with traditional
media
• Two-way information exchange
However…
• Suitability depends on target group
• Effective before, but also during events?
• Limited reliability of infrastructure
• …
MANAGING CROWDS AT FESTIVALS: EXPERT
INTERVIEWS
Additionally...
• Dilutes organisers’ communication attempts
• Danger to “communicating as one”
• Smart phones and social media offer great potential, and are widely used
(in addition to LED displays, sound systems, …)
• Bi-directional stream of information
• Drawbacks include overloading, clutter, and reduced effectiveness of
information from organisers
• May put “communicating as one”-policy at risk
MANAGING CROWDS AT FESTIVALS: DISCUSSION
How can organisers maintain/increase persuasion effectiveness in the face
of social media omnipresence?
• Verroen, Gutteling, & De Vries (2013): Crisis communication should
include action perspectives; this reduces the need to look for additional
information elsewhere.
Relatedly, …
• To what extent do apps maintain persuasiveness in the flood of
competing information?
• How should their “competitiveness” be increased?
• …?
MANAGING CROWDS AT FESTIVALS: FULL REPORT
De Vries, Galetzka, & Gutteling (2013). Inzet communicatie bij crowd
management en crowd control. WODC, ministerie van Veiligheid en Justitie.
• https://repository.wodc.nl/handle/20.500.12832/1970
CASE: PROJECT X HAREN, 2012
An example of ineffective communication by community leaders and
police officials with potential visitors
• Internal communication
• Briefings inadequate; those involved did not know what was
expected of them
• Signals that the situation turned grim were not recognized
PROJECT X HAREN, 2012
Some recommendations (Adang et al., 2013)
• Communicate in a clear and consistent manner
• Clear instructions to security or police personnel
• Open attitude (but specify what this should entail!)
• What to communicate depends on the people you are dealing
with
• It is of little use pointing adolescents at the negative
consequences or risks of their actions
• Instead clarify norms to them, and point out inacceptability
of certain behaviours
• …
PROJECT X HAREN, 2012
Some conclusions
• …
• Escalation appeared to coincide with arrival of riot police –
coincidence?
• A bored crowd is a dangerous crowd?
• Having a crowd in a location where there is nothing much to do
is a recipe for disaster; better give them something to do or else
they may find a way to entertain themselves!
NORTH KOREA
• In March 2010, a South Korean navy ship was attacked by a ship of
unknown origin, killing 46 on board; an investigation concluded it
North Korea was likely responsible. A few months later, North Korea
fired over 100 artillery shells at Yeonpyeong Island, killing two
civilians and wounding 19.
• “It's about maintaining the big lie that keeps North Korea running
[…] Kim Jong Il's solution was something called the Songun or
"military first" policy. This policy tells North Koreans that the reason
they are hungry and impoverished and locked in a police state is
because this is all necessary to fund the military and protect the
country from enemies internal and external, so as to keep them safe
from the imperialist Americans who are always just on the verge of
invading.”
- Max Fisher on Vox.com
NORTH KOREA
• https://www.washingtonpost.com/news/worldviews/wp/2013/03/12/w
hy-north-korea-loves-to-threaten-world-war-iii-but-probably-wont-
follow-through/
• http://www.vox.com/2016/3/4/11160314/north-korea-nuclear-threat
CASE: TROUBLES IN THE CONGO
An example of identity politics
• A decision-making style
characterized by an excessive
tendency among group members to
seek concurrence
• Groupthink symptoms:
• Overestimation of the group
• Intolerance for alternative ideas
• High pressure to maintain uniformity
• Inefficient decision making
• E.g, not considering alternatives
117
GROUPTHINK
Likely to happen when…
• Group is highly cohesive (!!!)
• Group structure
• Same backgrounds
• Strong directive leadership
• Stress (Time limits)
118
GROUPTHINK
Solutions:
• Encourage criticism
• Get outsiders involved
• Devil's advocate
• Structure decision-making process
119
Groupthink: Space Shuttle Challenger disaster (1986)
o NASA: “Take your engineer hat off and put your management
hat on”
o Launch finally set on 28 January, 1986
https://en.wikipedia.org/wiki/Space_Shuttle_Challenger_disaster
https://www.nrc.nl/nieuws/2017/11/24/medewerkers-politie-maken-zwartboek-discriminatie-14215030-a1582552
126
WORK ATMOSPHERE AT THE DUTCH POLICE
o “[…] een leidinggevende kwam
ooit de koffiekamer binnen, ik
zat in de werkkamer ernaast,
met de vraag: ‘Waar is die
neger?’ Ik hoorde gelach van
anderen en voelde me klein
worden van binnen.”
2016 - Rapper
Typhoon stopped by
the police because https://www.opensocietyfoundations.org/ex
plainers/ethnic-profiling-what-it-and-why-it-
“his car didn’t match must-end
his profile”
https://www.bbc.com/news/blogs-news-from-
elsewhere-37543066
POLICE ETHNIC PROFILING
In sum:
• Police is being accused of adopting ethnic profiling.
• Decisions who to stop and ask for ID, question,
search and arrest.
• Does not yield better results
1. Behaviour
Behaviour fitting an MO, and deviant behavior in traffic
provide justifiable grounds for a stop
2. Information
Recent and specific information regarding locations,
times, objects and/or persons provides a justifiable
ground for a stop
3. Appearance
Skin colour, tattoos, dressing style, etc. in and of
themselves are never a justifiable ground for stops
….
CASE: POLICE ETHNIC PROFILING
….
Police identity
• Catching bad guys versus building bridges,
relationship oriëntation
• Old breed versus greenhorns
…
CASE: POLICE ETHNIC PROFILING
….
Peter de Vries
Psychology of Conflict, Risk, & Safety
University of Twente
p.w.devries@utwente.nl