Professional Documents
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Bid Good 1997
Bid Good 1997
Bid Good 1997
Review 䡲
W. DEAN BIDGOOD, JR., MD, MS, STEVEN C. HORII, MD, FRED W. PRIOR, PHD,
DONALD E. VAN SYCKLE
The Digital Imaging and Communications in Medi- hardware specification for something like an electric
cine DICOM Standard, (originally published as the outlet or parallel printer cable. In fact, DICOM does
American College of Radiology—National Electrical not define a ‘‘plug and socket’’ at all; it defines the
Manufacturers Association Standard for Digital Im- form and flow of the electronic messages that convey
aging and Communications in Medicine; now main- images and related information between computers.
tained by the multi-specialty DICOM Standards Com- At the time of this writing, the DICOM Standard is a
mittee) specifies a nonproprietary data interchange thirteen volume set of engineering information that is
protocol, digital image format, and file structure for used by engineers as a blueprint for the information
biomedical images and image-related information.1 A structures and procedures that control the input and
DICOM Interface involves far more than a simple output of data from medical imaging systems. If prop-
Affiliations of the authors: Division of Medical Informatics, De- Support for this work was provided by the National Library of
partment of Community and Family Medicine, Duke University Medicine, Duke University, the American College of Radiology,
Medical Center, Center for Outcomes Measurement, Duke Uni- and the College of American Pathologists.
versity Medical Center, Cognitive Science Branch, Lister Hill
Correspondence and reprints: W. Dean Bidgood, Jr., MD, Box
National Center for Biomedical Communication, National Li-
3321, Duke University Medical Center, Durham, NC 27710.
brary of Medicine, United States National Institutes of Health
E-mail: bidgood@nlm.nih.gov
(WDB); Department of Radiology, Hospital of the University of
Pennsylvania (SDH); Philips Medical Systems (FWP); Merge Received for publication: 11/15/96; accepted for publication:
Technologies (DEV). 1/16/97.
200 BIDGOOD ET AL., Understanding and Using DICOM
erly designed (to the DICOM specifications), properly tems). DICOM is a comprehensive specification of in-
configured and used appropriately, equipment having formation content, structure, encoding, and commu-
a DICOM interface will communicate reliably with nications protocols for electronic interchange of
other DICOM equipment. Since DICOM interfaces are diagnostic and therapeutic images and image-related
available for nearly every model of diagnostic imag- information. Some other healthcare data interchange
ing equipment, imaging system implementers now standards specify only a subset of the properties that
have the freedom to select equipment based on merits impact interoperability. The Health Level Seven (HL7)
rather than on proprietary considerations. Standard2 specifies a message model, but provides
only an abbreviated specification for network com-
In spite of the proven effectiveness of the DICOM
munications. The CEN/TC 251/PT3-033 (European
Standard and the increasing availability of commer-
Standardization Committee: Technical Committee for
cial equipment that uses DICOM, there is still mis-
Healthcare, Project Team 22) Request and Report Mes-
understanding of the benefits of DICOM and the real
sages for Diagnostic Service Departments’’ 3 document
impact of DICOM on the imaging system user.
specifies a semantic data model and model-based
In-depth understanding of the DICOM Standard re-
compositional rules for messages, but only partial
quires some familiarity with medical imaging, lin-
guidelines for electronic document interchange. Thus,
guistics/semantics, computer science and engineer-
the HL7 and CEN/TC 251 specifications leave major
ing. Fortunately, a working knowledge of the practical
communications issues unresolved. Implementors de-
aspects of DICOM will be sufficient for most readers.
pend on bilateral negotiation between information
With knowledge of the main concepts and realistic ex-
system vendors to determine parameters for the un-
pectations, one will be equipped either to consult with
specified details. DICOM is a complete specification
appropriate experts or to pursue further independent
‘‘from top to bottom’’ of the elements required to
study. Our goal is to answer three main questions:
achieve a practical level of automatic interoperation.
䡲 For practical purposes, what should one know
DICOM Protocol, Services, and Objects
about DICOM?
DICOM specifies a protocol for message exchange
䡲 In what ways does DICOM directly impact one’s (Fig. 1). The DICOM message protocol provides the
day-to-day work? communications framework for DICOM services. The
䡲 How can one take advantage of the benefits of DI- DICOM protocol is compatible with Transmission
COM? Control Protocol and Internet Protocol. This enables
DICOM application entities to communicate over the
For Practical Purposes, What Should One Internet.
Know About DICOM? The DICOM services fall into two groups: composite
and normalized. The composite services were de-
Overview of the DICOM Standard signed for compatibility with previous versions of the
ACR-NEMA Standard. They were originally intended
DICOM provides detailed engineering information
for storage (C-STORE), query (C-FIND), retrieval
that can be used in interface specifications to enable
(C-GET), and transfer (C-MOVE) of images. However,
network connectivity among a variety of vendors’
the composite services are also useful for other types
products. The Standard describes how to format and
of information, such as interpretation reports. Note
exchange medical images and associated information,
that the composite group does not include an ‘‘up-
both within the hospital and also outside the hospital
date’’ service. This omission is intentional. The archi-
(e.g., teleradiology, telemedicine). DICOM interfaces
tects of the original ACR-NEMA Standard elected to
are available for connection of any combination of the
omit ‘‘update’’ to reduce the possibility of altering an
following categories of digital imaging devices: (a)
image record. Thus, the composite services are opti-
image acquisition equipment (e.g., computed tomog-
mized for image interchange. However, this optimi-
raphy, magnetic resonance imaging, computed radi-
zation limits the usefulness of the composite services
ography, ultrasonography, and nuclear medicine scan-
for other domains. Interpretation data interchange is
ners); (b) image archives; (c) image processing devices
an area in which the composite services are useful.
and image display workstations; (d) hard-copy output
Since alteration of medical records is, of course, for-
devices (e.g., photographic transparency film and pa-
bidden, amendments of original interpretation reports
per printers).
are typically issued as new documents. This business
DICOM is a message standard (i.e., a specification for model translates precisely into the composite service
interchange of information between computer sys- paradigm.
Journal of the American Medical Informatics Association Volume 4 Number 3 May / Jun 1997 201
Table 1 䡲
The Structured Interpretation information SOP class tions. It enables documentation of observer knowl-
specification utilizes the composite service group. edge.
Therefore, the same set of services defined for images The Structured Interpretation object is a highly adap-
are used for Structured Interpretation objects. A Struc- tive generic message template that can be specialized
tured Interpretation SOP instance conveys observa- for diverse applications by referencing the SNOMED
tions that constitute a portion of the results of an im- DICOM Microglossary (Systematized Nomenclature
aging procedure. Supplement 23 illustrates the set of of Human and Veterinary Medicine, College of Amer-
observation classes that are defined for observation ican Pathologists, Northfield, IL).18,20 The structured
reporting in DICOM (Table 1). Observations may be reporting object can be adapted to different specialty
linked to other observations via relationships of spec- contexts by substitution of appropriate term lists as
ified relationship type. Supplement 23 introduces the the domains of coded entry data elements. To ad a
ability to link text, code, and measurement concepts new type of report (e.g., a gastrointestinal endoscopy
to sets of coordinates (i.e., link observations to the im- or cardiac catheterization report) to DICOM, no re-
age features that evoked the observer judgments). ballot of the Structured Interpretation object is
This capability goes beyond the capture of observa- needed. Necessary updates are accomplished by mak-
Journal of the American Medical Informatics Association Volume 4 Number 3 May / Jun 1997 205
Table 2 䡲
ing appropriate additions to the SNOMED DICOM functions and some optional extensions. Four meta
Microglossary database. SOP classes (sets of interdependent objects designed
to be used in a coordinated manner) are specified to
The Structured Interpretation object introduces the
support basic printing applications. The mandatory
concept of observation subject (Table 2). Each obser-
meta SOP classes support (1) basic grayscale printing,
vation made by an observer is tagged with an Obser-
(2) basic color printing, (3) grayscale printing with
vation UID (Observation Unique Identifier) and as-
lookup table enhancement, and (4) color printing with
signed to one and only one observation subject. This
lookup table enhancement. At least one of the four
formalism enables aggregation of all observations for
mandatory meta SOP classes must be implemented in
any given observation subject. The observation subject
order to claim conformance to the Standard. Any com-
is particularly useful in obstetric ultrasonography,
bination of optional SOP classes may also be used.
where it is frequently necessary to disambiguate ob-
The optional SOP classes enable film annotation, im-
servations of the mother from observations of the fe-
age overlays, and enhanced reporting of print job ex-
tus. Observation subject permits observers to retrieve
ecution status.
separately the observations of Twin A or Twin B re-
corded throughout the pregnancy in a series of ultra- The Basic Grayscale Print Management Meta SOP
sound examinations and other procedures.
The Structured Interpretation specification was
adopted in December 1996 by the National Electrical
Manufacturers Association (NEMA) Ultrasound in-
dustry group for trial implementation. As of January
1997, trial implementation projects are planned in ra-
diology, pathology, gastrointestinal endoscopy, den-
tistry, and ophthalmology. F i g u r e 5 Network printing. In preparation for print-
ing, the workstation first establishes a communications
Network Print Management session with the printer (a Print Management Associa-
tion, established in a similar manner as the Image Stor-
DICOM Network Print Management enables image age Association illustrated in Figure 2). At association
acquisition devices and workstations to share a establishment, various details are negotiated. Then the
printer on a DICOM network (Fig. 5), similar to the workstation informs the printer of the desired layout of
way that personal computers share a networked laser the printed output so that the printer can prepare the
appropriate format to receive the images. The worksta-
printer. Annex H of PS 3.4 specifies the Print Man- tion then sends the images, one by one, to the printer.
agement Service Class.21 The DICOM Print Manage- The printer returns status notifications to the workstation
ment specification defines a core set of mandatory so the user can monitor the progress of the print job.
206 BIDGOOD ET AL., Understanding and Using DICOM
Class is described in more detail to illustrate the need by the imaging equipment. This leads to a need to
for a coordinated group of Print SOP Classes. The Ba- reconcile procedure identifiers with another system,
sic Grayscale Print Management Meta SOP Class in- post facto.
cludes the Basic Film Session SOP Class, the Basic The DICOM normalized and composite imaging pro-
Film Box SOP Class, the Basic Grayscale Image Box cedure (study) management paradigms intersect in
SOP Class, and the Printer SOP Class.21 Since film ses- the Study Instance UID data element (DICOM tag:
sions may contain many films and films may contain 0020,000D). This is a mandatory data element that is
many images, the SOP classes that represent them defined in all composite image SOP classes and in the
must support similar relationships. Therefore, a Basic normalized study management SOP Class. Thus, it is
Film Session SOP Instance references one or more Ba- possible to map between the composite and normal-
sic Film Box SOP Instances and a Basic Film Box SOP ized perspectives via the Study Instance UID.
Instance references one or more Basic Grayscale Image
Box SOP Instances. Basic Grayscale Image Box SOP The basic modality worklist SOP Class utilizes a new
Instances convey the actual pixel data. In addition, query-retrieve model that is designed to improve ac-
films may reference text annotation objects and im- cess to demographic and scheduling information re-
ages may be associated with overlays.21 N-ACTION siding on non-DICOM information systems. DICOM
services are defined for printing any single film or the does not have a procedure scheduling facility. How-
entire session. ever, a DICOM scheduling system is not necessary in
environments where a scheduling system already ex-
The Printer SOP Class represents the printer device. ists. An imaging device can obtain the necessary in-
Printer status notifications are supported by the N- formation by querying the external system. The ex-
EVENT㛭REPORT service. ternal system can either implement a DICOM
At the time of this writing, a DICOM PostScript Print service-class-provider process for modality worklist,
Service Class, a revised Print Queue SOP Class, and or it can communicate with the imaging system
a Print Storage SOP Class are in the final phases of through a gateway. The modality worklist SOP class
development. The Print Storage object will enable the includes only a query model. Therefore, there it does
storage of print presentation parameters so that du- not provide a way to notify the information system of
plicate images identical to the originals can be pro- state changes in the scheduled procedure (such as
duced later from the soft copies. ‘‘canceled’’ or ‘‘completed’’). This capability being
added performed procedure step (revised study com-
Imaging Procedure Management ponent) SOP Class (Fig. 6).
The study management SOP Class and study com- Joint work with Health Level Seven (HL7), Inc., on a
ponent management SOP Class provide comprehen- standard mapping of the DICOM modality worklist
sive imaging procedure management capability. Study information object definition to the HL7 Standard is
SOP instances map to requested procedures, and underway at the time of this writing. The goals of this
study component SOP instances map to performed work are to achieve a good mapping of common at-
procedure steps. They are normalized SOP classes. As tributes to facilitate gateway design in the short term
such, they support the N-SET and N-EVENT㛭RE- and to work toward a common HL7 and DICOM un-
PORT services and provide state management and derstanding of the Information System–Imaging Sys-
event notification facilities. Supplement 17, Performed tem interface. In spite of the usefulness of the new
procedure step management, is nearing completion at modality worklist query model, there is still need for
the time of this writing. This draft supplement pro- improvement in DICOM query facilities. A structured
vides a small number of new attributes for description query language (SQL) approach is desirable, but con-
of imaging procedures and enables better coupling of sensus on the messaging protocol for ‘‘DICOM SQL’’
the study component (performed procedure step) has not been reached.
with the new DICOM Modality Worklist SOP Class
(see below for further description). Off-line Storage Media Management
The DICOM composite query-retrieve model (see DICOM Off-line Storage Media Management enables
above) provides a mechanism for building a hierar- users to manually exchange DICOM files on remov-
chical database of patients, studies, series, and images. able storage media. There is a DICOM file format for
This image model has been used widely as the basis 3.5-inch diskettes, compact disk read-only memory
for imaging procedure management databases, partic- (CD-ROM) disks, and optical disks. A DICOM file can
ularly where image acquisition devices are not linked include not only images but also the related infor-
to an external information system (IS). In this non-IS- mation that distinguishes one image from another
aware scenario, procedure identifiers may be assigned (e.g., pertinent details of the performed procedure, in-
Journal of the American Medical Informatics Association Volume 4 Number 3 May / Jun 1997 207
terpretation text, or the format settings for printing). anatomic landmarks.17 The imaging procedures sup-
The possibility of sending image-related information ported by the DICOM Visible Light specification in-
is one of the most important features that distinguish clude:
DICOM from the many image file standards that are
limited to image data alone. DICOM defines a file for- 䡲 Fiber-optic and rigid-scope endoscopy (e.g., angios-
mat and a file directory for images and related infor- copy, arthroscopy, bronchoscopy, colposcopy, cys-
mation. Users can specify preferred types of physical toscopy, fetoscopy, hysteroscopy, gastrointestinal
media to transport DICOM files for a particular clin- endoscopy, laparoscopy, nasopharyngoscopy, sinos-
ical imaging context (e.g., coronary angiography, gen- copy)
eral diagnostic utrasonography, gastrointestinal en-
doscopy). For example, the Cardiology community in 䡲 Light microscopy for anatomic pathology (e.g.,
the United States has specified the storage of Coro- transmission light microscopy and reflection light
nary angiograms and cardiac catheterization images microscopy for cytology and histology)
on compact disk read-only media using Joint Photo- 䡲 Surgical microscopy (e.g., images produced by op-
graphic Experts Group lossless compression. Other erating microscopes used in cardiothoracic surgery,
possible applications of DICOM Off-line Storage Me- general surgery, neurologic surgery, obstetrics and
dia Management are transport of diagnostic images gynecology, ophthalmologic surgery, oral and max-
from a portable imaging unit to a consulting depart- illofacial surgery, orthopedic surgery, otorhinolar-
ment or from a diagnostic workstation to a clinical yngology, pediatric surgery, plastic surgery, uro-
conference room. logic surgery and vascular surgery)
neatly and efficiently in digital form. The term ‘‘Pic- offered for sale. With all of the material that manu-
ture Archiving and Communications System’’ was facturers must provide to support their claims of con-
coined in the Radiology literature to describe a de- formance to DICOM, it would seem that the specifi-
partmental digital image management system. In the cation of DICOM would ensure a ‘‘plug and play’’
1990s, great strides have been made toward achieving image management system. As much as those who
a filmless Radiology department.6 – 11 The DICOM worked on DICOM would like this to be true, there
Standard and the earlier versions of the American are very few applications for which this will be the
College of Radiology, National Electrical Manufactur- case.
ers’ Association Standards have contributed substan- Here is an important caveat for the reader. One must
tially to this progress. While filmless Radiology de- keep in mind that a simple advertisement stating that
partments are being tested in a few major hospitals, a piece of equipment ‘‘conforms to DICOM’’ does not
the typical hospital or imaging center first uses DI- alone guarantee the manufacturer has adhered to the
COM to support various subsets of imaging instead Standard. One must ensure that the manufacturer pro-
of linking up a complete department at once. This is vides equipment that operates precisely in the manner
a practical approach. DICOM provides the user with specified in the Conformance Statement. This means
the flexibility to develop an image management sys- that, for many of us, expert consultation may be re-
tem in manageable steps. Designing a system around quired for proper specification of a purchase contract
DICOM can prevent a department from being for imaging equipment. A health care professional
‘‘trapped’’ by a single vendor and limited to a pro- with no expertise in digital imaging systems should
prietary family of products. Naive implementation of not expect to find the complete guide to ‘‘plug and
DICOM does not guarantee this flexibility, however. play’’ image network specifications in the DICOM
It is necessary to understand precisely what can be Standard. While this may be seen by some as a short-
expected from the Standard. coming of DICOM, it is actually a reflection of the
complexity of diagnostic imaging per se. The many
Realistic Expectations
modules and user-configurable options provided by
Grouping images having similar properties into vari- DICOM support an enormous variety of clinical im-
ous different types of manageable ‘‘information ob- aging practice contexts. The Standard provides a
jects’’ allows software to manage diverse things in a means for a knowledgeable expert to specify syste-
sensible manner. ‘‘Management’’ of information over matically the image management features of a partic-
computer networks implies the coordination of work ular system.
across multiple computers. As is typical in the general
computing industry today, DICOM uses the concept DICOM and the User
of ‘‘client-server computing’’ as the organizational The user of DICOM-based systems can reasonably ex-
model for specifying what functions devices and soft- pect to gain a much simplified way of interfacing im-
ware agents must perform. DICOM was written in aging equipment and having it interoperate. In some
terms of service-class-users (clients) and service-class- instances, interfacing can be very nearly a ‘‘plug and
providers (servers). Options for the composition of a play’’ experience. At the hardware levels, connection
DICOM message are specified explicitly right down is straightforward. Things like setting the network ad-
to the lowest levels, such as determining whether, for dresses and some of the DICOM options that are set
example, data is represented with the most significant at installation must be configured by an engineer. The
byte first or last. end result is a reliable communications interface.
One of the reasons that DICOM has been successful At the level of image display, the user can expect that
in a wide variety of clinical imaging contexts is that images will be displayable at the spatial and contrast
the Standard specifies a Conformance Statement that resolution values at which they were acquired. Also,
improves the communication of software specifica- the patient demographic information and information
tions for imaging equipment. The Conformance State- about the manner in which the image was acquired
ment includes all of the details introduced in the pre- will be accessible. For imaging that uses sequences of
ceding paragraph and many more (see Specifying images (ultrasound, nuclear medicine, angiography,
DICOM, below). The DICOM Conformance Statement endoscopy, and microscopy) cine-type displays can be
provides a means by which a customer can evaluate supported. If the display systems support it, color im-
in detail whether a certain product provides the image ages (pseudo-color for ultrasound or nuclear medi-
management functions that are desired and a vendor cine and direct visualization color for photographic
can specify the precise description of the DICOM im- applications such as endoscopy and microscopy) are
age management functions provided by equipment also displayable.
Journal of the American Medical Informatics Association Volume 4 Number 3 May / Jun 1997 209
At the level of data entry, DICOM influences the task user from a short pick-list rather than from an una-
of the user. The information associated with each im- bridged list comprising literally thousands of ana-
age has been prioritized into three categories. Very tomic sites. Appropriate pick-lists of anatomic struc-
few mandatory elements are specified. These are typ- tures and spaces can be specified for any clinical
ically identification numbers of images and similar context.
units of information that are automatically entered by
Multi-specialty imaging terminology for DICOM
the computer (without disturbing the user’s train of
coded entry data elements is available in the SNO-
thought). A second class of information is that which
MED DICOM Microglossary.18,20 Terminology covers a
is judged to be of special clinical importance. Fields
variety of concepts, such as anatomic structures,
such as Patient Name and Patient Identification Num-
spaces, and regions; morphology; function; physical
ber are of clinical significance; however, if the infor-
agents; chemical and biologic products; living organ-
mation in unknown, a null entry may be given. Such
isms; and geometric and spatial terms. With technical
‘‘clinical priority’’ fields are created parsimoniously,
assistance from the College of American Pathologists,
since they do place a burden on the user. The final
medical professional specialty societies are jointly de-
category of DICOM information elements are the
veloping content for the SNOMED DICOM Micro-
user-optional fields. Ideally, upon the advice and ap-
glossary. As of January 1997, basic term lists have
proval of the users at each site, a manufacturer may
been completed for the coded entry data fields of the
implement any number of the optional DICOM data
DICOM X-ray Angiography, Nuclear Medicine, and
entry fields. A wide variety of optional descriptive
Ultrasound Standards. The American and European
fields is available. One must settle on a reasonable
Societies for Gastrointestinal Endoscopy, the Ameri-
compromise and select a user interface according to
can Academy of Ophthalmology, the American Col-
well-known design principles and individual prefer-
lege of Chest Physicians, the American Urological As-
ences.
sociation, the American College of Cardiology, the
For a number of data fields, DICOM provides either American Society for Echocardiography, and other or-
‘‘Enumerated Values’’ or ‘‘Defined Terms.’’ For ex- ganizations have provided terminology that adapts
ample, for a few attributes, such as ‘‘laterality of a the trial-use DICOM Visible Light and Structured Re-
paired body part,’’ DICOM defines a mandatory set porting standards to their clinical contexts. In sum-
of enumerated values. Enumerated values are defined mary, the structured encoding of complex information
by the standards committee and may be changed only is an area where DICOM can have a major impact on
by re-balloting the Standard. For example, the follow- the working environment of the user. DICOM is de-
ing choice is mandatory for laterality: ‘‘right’’ and signed to allow users to benefit immediately from
‘‘left.’’ In order to conform to DICOM, a system must technologic advances that increase the efficiency and
present these and only these two options to the user. precision of structured encoding and enhance infor-
However, for other attributes, the standards commit- mation retrieval.
tee offers a set of typical selections that can be refined
by the users to carry out local requirements. For ex- Connecting Imaging Equipment to Existing
ample, the DICOM field for ‘‘film cassette size’’ offers Information Systems
a series of typical dimensions. This list can be ex-
DICOM allows imaging modality equipment opera-
tended or replaced by a list that suits the local envi-
tors to receive worklists (lists of imaging procedures
ronment.
that are scheduled to be done on their equipment).
The trend in computer-based record systems is to in- This worklist capability reduces duplicate data entry
crease the proportion of clinical information that is at the modality console. The DICOM modality work-
recorded in a structured format rather than in free- list interface also allows the user to query another in-
text format. Since structured data entry places an ad- formation system about additional details of a re-
ditional burden on the user, DICOM provides both quested procedure or about a patient. Development
free-text and coded-entry options. Where structured of this modality worklist component of the DICOM
encoding is needed, the fields are available. Where Standard was initiated by a working group of the Eur-
simple free text may suffice, the option is present. For opean Standardization Committee. This portion of DI-
complex concepts, such as anatomy, morphology, and COM is now a Standard or Pre-Standard in Europe,
physiologic function, DICOM simplifies the task of Japan, and the United States. In June 1996, products
structured encoding by offering subsets of terms that implementing the DICOM Modality Worklist stan-
are appropriate for data entry. For example, the ana- dard were demonstrated at the Computer Applica-
tomic reference points that identify the location of di- tions in Radiology (CAR) Congress in Paris. The DI-
rect visualization color images may be selected by the COM modality worklist specifications are being
210 BIDGOOD ET AL., Understanding and Using DICOM
mapped to the Health Level Seven (HL7) general in- How Can One Take Advantage of the Benefits
formation system Standard (Health Level Seven, Inc., of DICOM?
Ann Arbor, MI). Users of DICOM systems will benefit
from this HL7-DICOM mapping work, since the ma- Specifying DICOM
jority of hospital information system vendors already
provide HL7 interfaces for their scheduling and pa- The DICOM Standard exists primarily to address the
tient demographics management systems. long-standing requirement for communication inter-
operability among medical imaging devices. Equip-
A joint committee of HL7 and DICOM, the HL7–DI- ment vendors are required by the Standard to provide
COM Image Management Group, is developing a Conformance Statements that accurately describe
standard approach to HL7–DICOM interconnection their DICOM implementation. Conformance in this
that will simplify installations and may reduce inter- context means compliance to the requirements of the
face development cost for individual sites. The inter- Standard. More concretely, the capabilities and behav-
face is known as the ‘‘HL7–DICOM Information iors of an implementation must match both the con-
system – Imaging System interface.’’ (This name is ab- formance requirements of the Standard and a ven-
breviated variously as the ‘‘HL7–DICOM ISIS inter- dor’s conformance claims.
face,’’ the ‘‘HL7 – DICOM interface,’’ or the ‘‘ISIS in-
terface’’ between HL7 and DICOM.) Since work on A Conformance Statement is a document that a ven-
the HL7-DICOM interface is progressing rapidly at dor must provide to customers in order to clearly de-
the time of this writing, we suggest that interested scribe what parts of the DICOM Standard are sup-
persons obtain the latest information via the WWW. ported by a particular piece of equipment. DICOM
All documents are available on a server provided by includes a broad selection of services (e.g., storage,
Duke University Medical Center. The Universal Re- query/retrieve, print) and a variety of options within
source Locator address of the HL7–DICOM Image each. Any implementation will logically include only
Management Group is http://dumccss.mc.duke.edu/ a subset of functions and optional elements. In order
standards/HL7/committees/image-management/ to know whether system A can communicate with
im-home.html. system B, it is necessary to have a complete and pre-
cise description of the capabilities of each system. The
It is important for the user to understand that DICOM purpose of a Conformance Statement is to provide a
enables these capabilities to users but that the imple- meaningful and comparable list of capabilities of each
mentation is still dependent on manufacturers and in- system.
stitutions. The standardized nature of these services
and information, though, means that the development The goal set forth by the drafters of the DICOM Stan-
time and availability of such capability will be much dard is to allow a knowledgeable user to determine if
improved. It should also mean a wider availability of interoperability between two implementations is pos-
such functions. sible by comparing their Conformance Statements.14 It
is important to note that, if the Conformance State-
ments are complementary and the vendor’s imple-
DICOM Evolution
mentations are adequately and accurately described
The expansion of DICOM into more complex image by these statements, the probability of interoperability
management scenarios, information system interfac- is greatly increased, but it is not ensured. It is not
ing and structured encoding of interpretations are ar- possible to prove interoperability by examining Con-
eas where DICOM will have a direct impact on users. formance Statements alone. It is possible, however, to
The refinements that are constantly being introduced prove the impossibility of interoperability.
in the ‘‘ back-end’’ mechanisms of DICOM in terms of
What is perhaps more important, however, the Con-
hardware interfacing, image communications, concept
formance Statement may be viewed as a set of testable
representation and image display will enable steady
claims that the vendor makes concerning the behavior
improvements in the ‘‘front-end’’ application soft-
of a specific system. Vendors are required to conduct
ware that is visible to the user. DICOM development
thorough conformance testing to ensure that their im-
has already extended across multiple specialties and
plementation correctly and fully matches the claims
national boundaries, and the expansion into the in-
made in the Conformance Statement. Thus, the Con-
formation management environment is rapidly pro-
formance Statement serves as a testing guideline for
gressing.13 For users, this will mean that their DICOM-
the vendor long before it is distributed to users.
supported image management systems can be
integrated into healthcare enterprise information sys- A Conformance Statement is a highly structured doc-
tems. ument designed to make the key attributes on an im-
Journal of the American Medical Informatics Association Volume 4 Number 3 May / Jun 1997 211
plementation readily apparent. A DICOM Confor- community since this greatly limits the possibilities
mance Statement comprises four main sections: Prob- for interoperability. However, if private attributes and
lem Statement, Application Entity Specifications, objects are utilized the final section of the Confor-
Communication Profiles, and Specializations. The in- mance Statement must contain a complete description
itial segment of a Conformance Statement must iden- so that other vendors might have a possibility of
tify the domain of application of the implementation: adapting to them.
e.g., ‘‘transferring images from an MR scanner to a
The first requirement that a vendor must meet when
storage device.’’ The Conformance Statement must in-
claiming DICOM conformance is the availability of a
dicate how this implementation is designed to interact
proper Conformance Statement. Given that the ven-
with the real-world. This initial Problem Statement
dor meets this requirement, what is the next step?
sets the scope of the document.
What does a user or system integrator do with these
It is assumed that a DICOM implementation will con- statements? Let us assume two hypothetical systems:
sist of one or more packages of hardware and soft- A and B that we wish to interconnect via DICOM, If
ware. These packages or Application Entities are iden- we examine the Conformance Statement for these sys-
tified in the second section of the Conformance tems there are several obvious areas where incompat-
Statement and given names. The bulk of a Confor- ibility may arise. For example, if both systems support
mance Statement is given over to completely speci- DICOM storage but A only supports MR images and
fying the functionality and constituent components of B only CT images, then the two systems will not be
these packages. Each software process will implement able to communicate. Similarly, if A uses DICOM over
one or more DICOM services and will be defined ei- TCP/IP on an Ethernet and B uses DICOM over an
ther as a user or a provider of that service. Each soft- ISO protocol stack on an FDDI, communication is im-
ware process will encode information in at least one possible. More subtle differences are equally signifi-
but possibly several different ways. Finally, each soft- cant. For example, if both systems support CT image
ware process will have rules governing when it will storage using the same communication stack, it would
accept or initiate connections to other DICOM sys- seem that they could talk; however, if both indicate
tems. Taken together this information yields the sec- that they can only play the role of service user (both
tion of the Conformance Statement known as the ‘‘Ap- are clients), communication is in fact impossible.
plication Entity Specification.’’ By analyzing the DICOM Conformance Statements of
DICOM is a communication standard. Logically, one potentially interconnected equipment is is possible to
would expect that a detailed engineering specification rule out some configurations without going to the ex-
of the communication software or protocol to be a pense of actually buying the systems and connecting
part of a Conformance Statement.15 A description of them. If two systems seem compatible based on Con-
these components is required in section three of the formance Statement analysis, it is still necessary, un-
DICOM Conformance Statement. The Conformance fortunately, to test whether or not they can actually
Statement must identify which of the available com- communicate. Experience has shown, however, that
munication protocol options is used. It also must pro- the probability of communication is high if the Con-
vide necessary implementation details such as which formance Statements match.
Media Access protocols (e.g., FDDI, Ethernet, ISDN)
and which physical media (e.g., fiber, coaxial cable, Caveat Emptor
twisted pair) are supported. Because DICOM supports a broad range of options in
the categories of communications, structure of the
The DICOM Standard is defined to be extensible. An
data, and functions to be performed by image man-
implementer may include additional optional attri-
agement devices, simply calling for ‘‘DICOM confor-
butes in a standard object, such as an image, and re-
mance’’ may not be enough to ensure that devices will
ally not impact another implementation’s ability to
work together appropriately. If a system that supports
utilize that object. If, however, a vendor chooses to
DICOM is already in place and a user is seeking
add attributes that are essential for the interpretation
equipment that can interface to it, the user should re-
of the object, or to define totally new objects not cur-
view the Conformance Statement of the existing
rently covered by DICOM, it is important that this fact
equipment to determine what it supports. These
be clearly communicated in the Conformance State-
choices can then be included as requirements for DI-
ment. The goal of DICOM as implemented in Confor-
COM conformance on the part of new equipment.
mance Statements is to eliminate surprises when two
systems are interconnected. The use of private attrib- If a completely new environment is being developed,
utes and objects should be discouraged by the user and DICOM is anticipated as the interface standard
212 BIDGOOD ET AL., Understanding and Using DICOM
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251/PT3-022 BC-IT-M-021 v. 1.1, 1995-08-18.
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