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Ludewig 2004 - Relative Balance of Serratus Anterior and Upper Trapezius Muscle Activity During Push-Up Exercises
Ludewig 2004 - Relative Balance of Serratus Anterior and Upper Trapezius Muscle Activity During Push-Up Exercises
Ludewig 2004 - Relative Balance of Serratus Anterior and Upper Trapezius Muscle Activity During Push-Up Exercises
Medicine
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Relative Balance of Serratus Anterior and Upper Trapezius Muscle Activity During Push-Up Exercises
Paula M. Ludewig, Molly S. Hoff, Erin E. Osowski, Shane A. Meschke and Peter J. Rundquist
Am. J. Sports Med. 2004; 32; 484
DOI: 10.1177/0363546503258911
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Background: Serratus anterior strengthening is used in prevention and treatment programs for poor scapular control. In certain
clinical cases, exercises substantially activating the serratus with minimal upper trapezius activation are preferred.
Hypothesis: The standard push-up plus would show both the highest serratus anterior activation and lowest upper trapezius/
serratus ratios for both groups and all phases.
Study Design: Controlled laboratory study.
Methods: Thirty subjects, grouped as healthy or with mild shoulder dysfunction, were evaluated performing standard push-up
plus exercises and modifications on elbows, knees, and against a wall. Surface electromyography of the serratus anterior and
upper trapezius was compared between exercises.
Results: Both groups responded similarly across exercises. The standard push-up plus demonstrated the highest activation of
the serratus (to 123%) and lowest trapezius/serratus ratios (<0.2) during plus phases. The wall push-up plus and phases of other
exercises demonstrated higher upper trapezius/serratus ratios (to 2.0).
Conclusions: In clinical cases where excess upper trapezius activation or imbalance of serratus and trapezius activation occurs,
the push-up plus is an optimal exercise. Other cases may benefit from a progression of modified push-up exercises.
Clinical Relevance: Clinical selection of exercises for improving scapular control should consider both maximum serratus acti-
vation and upper trapezius/serratus anterior ratios.
Keywords: shoulder; rehabilitation; electromyography; scapula; shoulder exercise
The lower and middle divisions of the serratus anterior mal three-dimensional (3-D) movement of the scapula on
(SA) muscle are key contributors to normal and abnormal the thorax during elevation of the arm.16 Specifically, this
scapular motion and control.5,9 The SA’s insertion into the muscle can produce scapular upward rotation, posterior
scapular vertebral border and inferior angle results in tipping, and external rotation (Fig. 1) while stabilizing the
larger moment arms for production of scapular upward vertebral border and inferior angle of the scapula to the
rotation and posterior tipping than any of the other mus- thorax, preventing scapular “winging” (Fig. 2A). Normal
cles linking the scapula and thorax.5 Thus, the SA has been 3-D motion of the scapula during humeral elevation is crit-
described as the prime mover of the scapula.5 The SA is ical to elevation of the acromion for preservation of the sub-
also unique among the scapulothoracic muscles in that it acromial space, maintenance of normal glenohumeral
has the ability to contribute to all components of the nor- rhythm, maximizing the length tension relationship of the
deltoid, and maximizing available humeral motion relative
to the thorax.9,15,16
* Address correspondence to Paula M. Ludewig, Program in Physical
The importance of the SA is further evidenced by the
Therapy, 420 Delaware St., MMC 388, The University of Minnesota,
Minneapolis, MN 55455 (e-mail: ludew001@umn.edu). presence of abnormal muscle activation in various shoul-
This work was previously presented as a poster presentation at the der pathologies.6,15,22,27 Reduced SA electromyographic
Combined Sections Meeting of the American Physical Therapy (EMG) activity has been demonstrated in throwers with
Association, Boston, MA, February 2002. glenohumeral instability,6 construction workers with
The American Journal of Sports Medicine, Vol. 32, No. 2
shoulder impingement,15 and swimmers with shoulder
DOI: 10.1177/0363546503258911 pain.27 This reduction in muscle activity has been related
© 2004 American Orthopaedic Society for Sports Medicine to abnormal scapular motion.15 Therefore, the SA is
Experimental Procedure
Figure 4. Push-up exercises including standard push-up plus (A), knee push-up plus (B), elbow push-up plus (C), and wall push-
up plus (D).
140 140
120 120
Normalized SA EMG (%)
80 80
60 d 60
40 40
20 20
0 0
SPP KPP EPP WPP SPP KPP WPP
A Exercise B Exercise
0.6 2.5
0.5 2.0
1.5
0.3
1.0
0.2
0.5
0.1
0.0 0.0
SPP KPP EPP WPP SPP KPP WPP
C Exercise D Exercise
Figure 6. Serratus anterior (SA) activation across exercises for concentric (solid lines) and eccentric (dashed lines) plus phases
(A), nonplus phases (B), and upper rapezius/serratus anterior (UT/SA) ratios across exercises for concentric and eccentric plus
phases (C) and nonplus phases (D). Solid symbols are the healthy group data, and clear symbols represent the group of subjects
with mild shoulder dysfunction.
KPP did not reach statistical significance. The magnitude both groups. This exercise also had a low UT/SA ratio for
of differences ranged from 13% to 45%. most phases of the exercises, although many of the other
UT/SA ratios were generally low (<0.3, Figs. 6C and D) tested exercises demonstrated similar low ratios. A lower
for all phases with the exception of the eccentric nonplus UT/SA ratio signified that the SA was highly activated,
phase. UT/SA ratios tended to be higher in the nonplus proportionately to the UT being minimally activated. The
phases due to both reduced SA EMG activity during these SPP exercise appears to be optimal in comparison to the
phases and increases in UT EMG activity (Table 2), tested modified push-up exercises if both maximum SA
although the greatest average UT activity for any phase or activation and a low UT/SA ratio are desired for a SA-
exercise reached only 25%. The hypothesis of lower UT/SA strengthening program.
ratios for the SPP was supported fully (across all exercises) For patients with an imbalance of UT to SA activation,
only for the eccentric nonplus phase (P < .017). In addition, an exercise that demonstrates a low UT/SA ratio would be
the SPP had significantly lower ratios than the WPP for all an important component of rehabilitation to allow selective
phases except the concentric plus phase. During the con- SA strengthening and reduction of the imbalance. All push-
centric plus phase, the SPP UT/SA ratio was significantly up exercises tested except the WPP demonstrated low
greater (P < .017) than for the KPP, although both ratios UT/SA ratios during the plus phases. If low ratios are
were low (below 0.1, Fig. 6C). desired in an exercise program, the WPP would be least
indicated, particularly during the eccentric nonplus phase,
where the UT activation was nearly twice that of the SA.
DISCUSSION Patients with excess UT activation may present clinically
with a shoulder-shrug motion when attempting to reach
Our results were supportive of the hypothesis that the SPP overhead (Fig. 2B). Patients with an UT/SA imbalance
during the plus phase would maximally activate the SA for would also tend to present with less scapular control and
would be required. Also, a lack of homogeneity of diagnoses able and noninvasive manner.4 However, all areas (specifi-
in the group with shoulder dysfunction might reduce the cally the upper portions) of the SA are not represented by
ability to detect differences between groups. However, the the placement of this electrode where the muscle is super-
within-group standard deviations were no higher in the ficially located.20 Surface SA EMG is also difficult to obtain
dysfunction group than in the healthy group, indicating in subjects with a high body mass index. Our subjects were
this factor likely did not substantially influence the results. generally slim with no subjects presenting with an exces-
None of the subjects with shoulder dysfunction was cur- sively high body mass index. Fine wire electrodes provide a
rently experiencing an acute exacerbation of symptoms, and more localized description of muscle activation and are less
all were able to complete the push-up exercises without sig- susceptible to cross talk but are less reliable and may pro-
nificant pain (<2 on a 10-point scale). This mild dysfunction duce pain during exercises.28 Another limitation of our
status was likely the factor most influencing the lack of study is that other muscles beyond the SA and UT that can
group differences. Generalization of our results to more contribute to scapular control were not considered in this
acute patients is not recommended without further study. investigation. This was because the UT and SA are fre-
Despite no statistical differences, there was a tendency quently targeted in rehabilitation and are primary con-
for the subjects with shoulder dysfunction to have higher trollers of the scapula.4,5,15 In addition, the restricted age
values of activation than the healthy group during the con- range of our subject population (19 to 35) affects generaliz-
centric plus phase of the exercises and equal or lower val- ability outside of this age group. Future investigations may
ues during other phases. Reduced ability to produce force wish to consider additional muscle groups, larger subject
during the MVC in the group with dysfunction could result samples with a broader age range, and a broader sample of
in exercise activation during the more demanding concen- clinical patients.
tric plus phases, being a higher percentage of their MVC.
The less demanding phases would be less likely to show
such differences. However, the same patterns of progres- SUMMARY AND CONCLUSIONS
sively increasing activation from the WPP to the SPP were
seen in both groups. This supports the potentially effective We investigated the activation of the SA and UT/SA ratios
use of similar exercise progressions not only for preventive during SPP exercises and modifications on elbows, knees,
programs in healthy subjects but also for treatment of and against the wall. Tested subjects included healthy indi-
patient populations with mild shoulder dysfunction or in viduals and a group with mild shoulder dysfunction.
the later stages of rehabilitation. When planning a rehabil- Subjects with shoulder dysfunction responded similarly to
itation program, it should always be considered that even healthy subjects across exercise conditions. The SPP con-
with the same diagnosis, clinical patients do not have iden- sistently demonstrated the highest activation of the SA as
tical pathological presentations, and therefore one exercise well as low UT/SA ratios during all phases of the exercise
may be better suited for a particular patient even though except the eccentric nonplus phase. EPP and KPP exercis-
the means across subjects might show two exercises to be es also demonstrated relatively high SA activity with low
similar. UT/SA ratios. The WPP and eccentric nonplus phase of all
EMG is not a direct measure of muscle force production. push-up exercises demonstrated higher UT/SA ratios.
Varying length, velocity, or type of muscle contraction dur- In clinical cases of shoulder impingement or scapular
ing an exercise can confound the EMG force relationship.7 winging where maximum activation of the SA with mini-
If these confounding factors are controlled as they were in mal activation of the UT is desired, the SPP is an optimal
our study, an indirect measure of force can be obtained, exercise. Other patients not immediately able to perform
with higher EMG during one exercise as compared to the SPP without exacerbating their symptoms may benefit
another representing higher force production and subse- from a progression of exercises beginning with the plus
quently the potential for greater strength gains.19,28 Past phase of the WPP, progressing to the EPP, KPP, and finally
studies have compared exercises with the arm at very dif- SPP. Selective activation of the SA without high activation
ferent humeral angles ranging from extension to full over- of the UT may improve the relative strength of the SA and
head elevation.4,8,18 During elevation of the arm, the high- improve the balance of activation between these muscles in
est gravitational force demands are known to occur at 90° patients with shoulder dysfunction. Proper balance of UT
of abduction, yet higher EMG for some muscles can be seen and SA activation is believed to reduce excess superior
with full abduction due to the confounding influence of translation of the scapula, improve scapular posterior tip-
muscle length change on EMG activation.9,16 For studies ping, and maximize the available subacromial space
where humeral angles vary widely, EMG cannot be consid- beneath the acromion, thus reducing rotator cuff impinge-
ered representative of higher force production for one exer- ment. Considering both maximum SA activation and UT/SA
cise as compared to another. With a target angle of 90° of ratios should affect the clinical selection of exercises for
humeral flexion during the plus phase of the push-up exer- improving scapular control.
cises, our data suggest that further precise control of mus-
cle length is not needed to reduce EMG variability for these
push-up activities. ACKNOWLEDGMENT
Limitations of our investigation should be noted. Use of
surface electrodes for the SA and UT muscles allowed for The authors would like to thank Ryan Trebil for his contri-
representation of general whole-muscle activity in a reli- butions during the pilot phase of the project. This investi-
gation was supported in part by an equipment grant from 15. Ludewig PM, Cook TM: Alterations in shoulder kinematics and asso-
the Minnesota Medical Foundation. ciated muscle activity in people with symptoms of shoulder impinge-
ment. Phys Ther 80(3): 276–291, 2000
16. Ludewig PM, Cook TM, Nawoczenski DA: Three-dimensional scapu-
lar orientation and muscle activity at selected positions of humeral
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