Yoga and Emotion Regulation A Review of Primary Psychological Import

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Yoga and emotion regulation: A review of primary psychological


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Article  in  Psychology and Neuroscience · March 2015


DOI: 10.1037/h0100353

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Psychology & Neuroscience © 2015 American Psychological Association
2015, Vol. 8, No. 1, 82–101 1983-3288/15/$12.00 http://dx.doi.org/10.1037/h0100353

Yoga and Emotion Regulation: A Review of Primary Psychological


Outcomes and Their Physiological Correlates

Carolina B. Menezes Natalia R. Dalpiaz


Universidade Federal de Pelotas Universidade Federal de Ciências da Saúde de
Porto Alegre

Luiz Gustavo Kiesow, William Sperb, Alcyr A. Oliveira


This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

and Juliana Hertzberg Universidade Federal de Ciências da Saúde de


This document is copyrighted by the American Psychological Association or one of its allied publishers.

Universidade Federal de Pelotas Porto Alegre

Discovering and promoting ways that help regulate emotions has been a recurrent
concern in the field of psychology, given that how one feels and reacts to and expresses
emotions can have both short- and long-term effects on physical and mental health.
Many psychological strategies that can influence this process, such as reappraisal,
attention allocation, and suppression, have been previously investigated. The aim of the
present work was to review the emotion regulation potential of yoga practice, given that
it combines techniques that foster positive psychological outcomes. The results suggest
that yoga produces improvements in emotional functioning in healthy subjects and
people who suffer from some physical illnesses, particularly in psychological self-
reported variables. Evidence regarding behavioral and neurophysiological correlates
remains less well-established. Mechanisms that possibly mediate the relationship
between yoga and emotion regulation are discussed and methodologies are considered,
with suggestions for future studies. In summary, emerging evidence suggests that yoga
may help foster healthier psychological responses, indicating its potential as an emotion
regulation strategy.

Keywords: anxiety, attention regulation, emotion regulation, yoga practice

Understanding emotion regulation and dis- heart attacks and coronary heart disease;
covering ways to help people better regulate Kubzansky, Park, Peterson, Vokonas, & Spar-
their feelings has always been a central concern row, 2011), and psychologically healthy aging
in the field of psychology. Successful emotion (Suri & Gross, 2012). Conversely, emotion reg-
regulation is related to greater well being ulation deficits are known to be involved in
(McRae, Jacobs, Ray, John, & Gross, 2012), many mental disorders (Kanske, Heissler,
better physical health (e.g., decreased risk of Schönfelder, & Wessa, 2012; Werner & Gross,
2010).
Evidence suggests that the practice of yoga
This article was published Online First February 2, 2015.
may benefit positive psychological functioning
Carolina B. Menezes, Curso de Psicologia, Universidade (Hagen & Nayar, 2014; Telles & Raghavendra,
Federal de Pelotas; Natalia R. Dalpiaz, Faculdade de Psi- 2011), suggesting its potential as a strategy for
cologia, Universidade Federal de Ciências da Saúde de developing or improving emotion regulation
Porto Alegre; Luiz Gustavo Kiesow, William Sperb, and
Juliana Hertzberg, Curso de Psicologia, Universidade Fed-
skills. Thus, after presenting some assumptions
eral de Pelotas; Alcyr A. Oliveira, Faculdade de Psicologia, on emotion regulation, the aim of the present
Universidade Federal de Ciências da Saúde de Porto Alegre. work was to review the effects of yoga on
Correspondence concerning this article should be ad- emotional variables to better understand the re-
dressed to Carolina B. Menezes, Psychology Course, Uni-
versidade Federal de Pelotas, Avenida Duque de Caxias,
lationship between yoga and emotion regulation
250, Fragata, Pelotas, RS, 96030-001, Brasil. E-mail: in samples with no particular psychiatric dis-
menezescarolina@hotmail.com ease. The potential psychological and neuro-
82
YOGA AND EMOTION REGULATION: A REVIEW 83

physiological mechanisms that underlie this re- & Gross, 2011). Likewise, compared with sup-
lationship are discussed and methodological pression, reappraisal produces greater deactiva-
considerations are highlighted, with suggestions tion of the amygdala and insula (Goldin et al.,
for future studies. 2008), suggesting the more effective modula-
tion of emotion generation. Compared with re-
Emotion Regulation appraisal, distraction shows a more significant
reduction of activity in the amygdala and
Emotion regulation refers to the ability to greater increases in activity in the right lateral
modulate one or a set of emotions (i.e., the prefrontal cortex and bilateral parietal cortex,
ability to control and influence the emotions we which are associated with selective attention
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

feel, when we feel them, and how we experi- (Kanske, Heissler, Schönfelder, Bongers, &
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ence and express them; Gross, 1998). A key Wessa, 2011; McRae et al., 2010). Therefore,
concern of the regulatory process is to cultivate although different strategies may positively in-
emotions that are helpful and manage emotions fluence the regulation of emotions according to
that are harmful (Gross, 2013). Once the goal of the context and time at which they are em-
regulating emotions is activated, different pro- ployed, these results corroborate the assumption
cesses/strategies are recruited. According to the that attention allocation may be a critical com-
process model of emotion regulation (Gross, ponent of the regulatory process, constituting
1998; Werner & Gross, 2010), there are five the neural basis for subsequent and more elab-
types of psychological strategies that derive orate strategies (Wadlinger & Isaacowitz,
from the time points at which individuals can 2011).
regulate their emotions: situation selection (de- In addition to their particular mechanisms,
scribed as approaching or avoiding certain peo- such as temporal dynamics (Sheppes & Meiran,
ple, places, or things to regulate emotion), sit- 2007; Thiruchselvam et al., 2011) and neural
uation modification (employed through bases (Goldin et al., 2008; Kanske et al., 2011;
adaptation to a situation to modify its emotional McRae et al., 2010), other aspects may also
impact, also referred to as problem-focused influence distinct regulatory outcomes, such as
coping), attention allocation (which involves se- individual differences (John & Gross, 2004).
lecting one or more of the many aspects of the For example, a shift seems to occur toward an
situation on which one focuses or concentrating increasingly healthier regulation profile during
intensely on a particular topic or task), cognitive adulthood, characterized by the greater use of
change (generally referred to as reappraisal, reappraisal and decreased use of suppression
consisting of selecting and attaching to one as- (John & Gross, 2004). Individuals with high
pect of the many possible meanings to change trait anxiety present more reactive brain re-
the interpretation of an emotionally evocative sponses, reflected by late positive potential, to
stimulus), and response modulation (generally negative emotional stimuli when they try to use
referred to as suppression, consisting of how reappraisal compared with individuals with low
one influences emotion response tendencies trait anxiety (Mocaiber et al., 2009; but see
once they are already elicited to decrease ex- Drabant, McRae, Manuck, Hariri, & Gross,
pressive behavior; for review, see Gross, 1998). 2009).
Reappraisal, attention allocation, and sup- Despite such particularities, a failure in the
pression constitute the three most commonly regulatory process has been proposed to be di-
investigated strategies (for review, see John & minished if individuals can more easily track
Gross, 2004; Ochsner & Gross, 2005), which ongoing emotions, select the correct strategy
can produce distinct patterns, generating more (given that some may be more appropriate for a
or less successful outcomes (Gross, 2002). For particular context), and maintain or flexibly ad-
example, reappraisal appears to take effect just the strategy when circumstances change
faster than suppression (Goldin, McRae, Ramel, (Gross, 2013). Thus, cognitive skills may ben-
& Gross, 2008). When reappraisal is compared efit the effectiveness of emotion regulation,
with distraction (i.e., a form of attention alloca- such as monitoring, executive control, and sus-
tion strategy), the latter influences an earlier taining or shifting attention. Accordingly, an
stage of the emotion-generative trajectory effortful control temperament, described as an
(Thiruchselvam, Blechert, Sheppes, Rydstrom, individual’s capacity for self-regulation (e.g.,
84 MENEZES ET AL.

the ability to choose a course of action under who participated in progressive relaxation and a
conditions of conflict, plan for the future, and wait-list control group, were better able to mod-
detect errors), has been shown to facilitate cog- ulate negative emotion interference while per-
nitive processing in an emotional context (Kan- forming an attention task. They were also better
ske & Kotz, 2012). at engaging their executive attention during the
task, reflected by a greater reduction of response
Yoga bias after training (Menezes et al., 2013).
Considering that yoga combines numerous
In the present article, we review the potential techniques in a more diverse way than exclusive
of yoga as a tool for developing emotion regu- meditation training and that psychological pro-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

lation skills. In addition to being an ancient cesses, such as self-monitoring and self-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Indian practice that seeks to foster spiritual de- awareness, underlie the execution of each tech-
velopment (Telles & Raghavendra, 2011), yoga nique, one hypothesis is that yoga may be as
was originally conceived as a means to cease likely to promote improved emotion regulation
mental fluctuations and instability (Taimini, as an exclusive meditation intervention. Al-
2006). Hence, yoga is considered a path to though there are distinct types of yoga (e.g.,
achieving greater balance and homeostasis, Hatha, Bhakti, Raja, and Karma) from which
given that disease originates from imbalances in different schools have originated worldwide
mental states from an ancient yoga perspective (e.g., Ashtanga, Iyengar, Kripalu, Vinyasa,
(Telles, 2010). Kundalini, and Integrated Yoga Therapy,
To achieve its purposes, the original form of among others), most types explicitly focus and
yoga combines eight stages: yama (universal combine physical postures, controlled breath-
moral principles), niyama (rules for self- ing, relaxation, and meditation (Balasubrama-
purification), asana (postures), pranayama niam, Telles, & Doraiswamy, 2012; Broad,
(conscious voluntary regulation of breath), pra- 2012). Increasing evidence indicates that these
tyahara (withdrawal of the senses), dharana practices can have therapeutic benefits in both
(focusing attention on the object chosen for the physical and mental health contexts (Broad,
meditation, requiring special effort), dhyana 2012; Telles & Raghavendra, 2011).
(subsequent stage that consists of deeper aware-
ness, during which there is no focusing or ef- Method
fort), and samadhi (considered a state in which
the yoga practitioner “merges” with the Su- Although the present article cannot be clas-
preme; Telles & Raghavendra, 2011). Through- sified as a systematic review, the review process
out the practice, a process of full awareness of and results were based on the following method.
mental and bodily states should underlie the We performed an electronic search of the
distinct techniques, which are believed to com- bibliographic databases Medline, EMBASE,
plement each other and foster greater and PsycINFO, SciELO, and PEPSIC by cross-
deeper levels of awareness (Taimini, 2006). referencing the terms (“yoga” or “yoga prac-
Therefore, yoga may be conceptualized as a tice” or “yoga program” or “yoga training”) and
meditative process per se, but one that involves (“emotion regulation” or “self-regulation” or
a combination of skills that gradually lead to “emotion” or “affect” or “mood” or “mental
and prepare for the formal practice of medita- health”). The search was limited to English and
tion. Portuguese language articles. No articles were
Importantly, from a psychological perspec- found in Portuguese based on the aforemen-
tive, meditation (i.e., a type of mental training tioned search terms. Studies were excluded if
that involves the voluntary and sustained focus- they were reviews or correlational, did not in-
ing of attention, as well as the monitoring of clude a control group, assessed yoga in combi-
one’s own mental activity in order to disengage nation with other practices or treatments unre-
attention from distractions) has been related to lated to one of the eight previously described
better emotion regulation (for review, see Me- stages, assessed practices or programs that are
nezes, Pereira, & Bizarro, 2012). For example, related to but not entirely equal to a formal yoga
individuals who underwent focused attention practice (e.g., Relaxation Response/Mindful-
meditation training, compared with individuals ness-Based/Mind-Body Programs), assessed a
YOGA AND EMOTION REGULATION: A REVIEW 85

single technique in isolation (e.g., breathing, Brazil, Jakobowitz, & Wikholm, 2013), in-
postures, relaxation, or meditation), or assessed creased positive mood in adults compared
the effects of yoga in psychiatric populations. with a walking group (Streeter et al., 2010),
Notably, yoga is generally included in the increased resilience in secondary school ado-
mind– body therapy context (Kozasa et al., lescents compared with a physical education
2010; Purohit et al., 2013). Nevertheless, de- control group (Khalsa, Hickey-Schultz, Co-
spite theoretical and clinical contributions from hen, Steiner, & Cope, 2012), and increased
research on mind-body treatments, such as the well-being in military men compared with a
Relaxation Response (Broad, 2012; Dusek & physical training group (Harinath et al.,
Benson, 2009), studies that used these types of 2004). Likewise, higher positive affect scores
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

interventions were excluded because they can were observed in experienced adult yoga
This document is copyrighted by the American Psychological Association or one of its allied publishers.

be more broadly classified as wellness programs practitioners compared with nonpractitioners


that adapt or incorporate other techniques be-
(Kiecolt-Glaser et al., 2010). Improvements
yond the formal practice of yoga. Moreover,
were also reflected by reduced stress in pris-
studies that evaluated psychiatric conditions
were excluded because this was already ad- oners compared with a workout control group
dressed in a recent publication (Balasubrama- (Bilderbeck et al., 2013) and in military men
niam et al., 2012; Meyer et al., 2012) and be- compared with a physical activity group
cause of the heterogeneous nature of mental (Rocha et al., 2012). Yoga reduced depression
illnesses with regard to biological, psychologi- symptoms in elderly people compared with an
cal, and social factors. These populations can Ayurveda control group (Krishnamurthy &
have distinct and specific psychological and Telles, 2007) and wait-list control group
neurobiological profiles, so discussing emotion (Chen et al., 2009). Studies also reported re-
regulation in this context requires taking into ductions of anxiety levels in military men
account a wide range of variables, such as phar- compared with a physical activity condition
macological treatment, time of onset, severity, (Rocha et al., 2012) and in adults compared
comorbidities, and number of relapses, which with a walking control group (Streeter et al.,
are beyond the scope of the present work. 2010). Furthermore, yoga decreased anxiety
The search is summarized in Table 1 accord- related to music performance in musicians
ing to year of publication. Twenty-four articles compared with a wait-list control group
were identified that matched our inclusion cri- (Khalsa, Butzer, Shorter, Reinhardt, & Cope,
teria. The results presented below focus on the 2013). Finally, yoga increased anger control
effects of yoga on primary affective and emo- in adolescents compared with a physical ed-
tional outcomes. Importantly, some of the stud- ucation control group (Khalsa et al., 2012)
ies that investigated these outcomes through and decreased verbal aggression in adults
psychological variables, such as self-report and compared with a physical exercise group
experimental measures, also relied on the as- (Deshpande, Nagendra, & Raghuram, 2008).
sessment of physiological correlates, such as Interestingly, in addition to promoting more
physical symptoms, biological markers, and
positive psychological functioning, yoga also
neurophysiological responses. Therefore, these
appears to prevent the worsening of some psy-
results were also included in the present review,
given that they were assessed and interpreted in chological parameters. This was demonstrated
the context of an emotional response. in samples of secondary school adolescents
(Khalsa et al., 2012) and elderly individuals
(Chen et al., 2009). In the former group, only
Results
the control group presented poorer scores on
Psychological Measures: Nonclinical resilience, fatigue, and anger control at the
Population postintervention assessment, which coincided
with the end of scholastic term examinations. In
In studies that assessed healthy samples, the latter group, control participants’ sleep la-
the results showed that yoga increased posi- tency, daytime dysfunction, depression state,
tive affect in a prison sample compared with and physical health perception worsened at the
a workout control group (Bilderbeck, Farias, end of the 6 month intervention.
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86

Table 1
Description of Studies Reviewed for the “Results” Section
Type of yoga and Control
Authors n Sample Design yoga exercises Duration group Type of outcome Main results
Bilderbeck et al. (2013) 100 Prison population RCT Hatha yoga 10 weeks, 1⫻/week, Normal Self-report Compared with control,
Breathing, 2 h/class workout at Behavioral task yoga increased positive
postures, and prison affect and reduced
relaxation perceived stress and
psychological distress,
and practitioners
committed fewer errors
of omission and
commission.
Khalsa et al. (2013) 135 Adolescent Quasi-experiment Kripalu yoga 6 weeks, 3⫻/week, WLC Self-report Compared with control,
musicians Breathing, 1 h/class yoga decreased anxiety
postures, and in group and solo
meditation performance and somatic/
cognitive performance
anxiety.
Tekur et al. (2012) 80 Low back pain RCT Integrated approach Residential program: Physical Self-report Yoga reduced pain, state
MENEZES ET AL.

patients for yoga therapy intensive 7 days, therapy and trait anxiety, and
(specific program 5 AM–10 PM exercises depression.
for low back for back
pain) Breathing, pain
postures,
relaxation,
meditation, and
lectures on yoga
philosophy
Rocha et al. (2012) 36 Healthy military RCT Hatha yoga NI 6 months 2⫻/week Physical Self-report Compared with control,
men 1 h/class activity Biochemical yoga decreased
marker depression, anxiety and
stress scores, and cortisol
levels.
This document is copyrighted by the American Psychological Association or one of its allied publishers.
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Table 1 (continued)
Type of yoga and Control
Authors n Sample Design yoga exercises Duration group Type of outcome Main results
Froeliger et al. (2012) 14 Healthy Quasi-experiment Hatha yoga NI Average WLC Behavioral task Compared with control,
practitioners experience ⬎ Brain activity yoga group was less
and 3 years, 3–4 days/ reactive in the right
nonpractitioners week, ⬎ 45 min/ dlPFC while viewing
class negative emotional
images and presented
greater vlPFC activation
during a cognitive task
with emotionally
irrelevant distractor
images. Amygdala
activation in response to
negative emotional
distractors was not
associated with task-
related changes in affect.
Afonso et al. (2012) 44 Postmenopausal RCT Yoga HT for 4 months, 2⫻/week, Passive Self-report Compared with WLC, yoga
women with a menopause 1 h/class stretching reduced climacteric
diagnosis of Breathing, and WLC symptoms and insomnia
insomnia postures, and severity and increased
relaxation quality of life and
resistance to stress. The
reduction of insomnia
severity in the yoga
group was higher than in
YOGA AND EMOTION REGULATION: A REVIEW

the control and passive-


stretching groups.
Michalsen et al. (2012) 72 Distressed RCT Iyengar yoga 3 months, 1⫻/week WLC Self-report Compared with control,
women program (2 yoga 90 min/class yoga improved perceived
groups) Postures and 3 months, stress, state and trait
and relaxation 2⫻/week, anxiety, depression,
90 min/class psychological quality of
life, and mood states.
(table continues)
87
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Table 1 (continued) 88

Type of yoga and Control


Authors n Sample Design yoga exercises Duration group Type of outcome Main results
Innes and Selfe (2012) 20 Older women RCT Iyengar yoga 8 weeks 2⫻/week, Educational Self-report Compared with control,
with restless program 90 min/class film yoga improved multiple
legs syndrome Breathing, domains of sleep quality
postures, and and mood and reduced
relaxation insomnia prevalence,
anxiety, and perceived
stress.
Telles et al. (2012) 140 Distressed adults Controlled trial Patanjali yoga Residential program: WLC Self-report Compared with control,
(non- Breathing, 7 days, 2⫻/day, yoga decreased state
randomized) loosening 2 h/class anxiety, somatization of
exercises, stress, and discomfort
postures, and due to overbreathing and
relaxation improved health-related
quality of life and self-
rated quality of sleep.
Khalsa et al. (2012) 111 Healthy RCT Yoga education 11 weeks, Physical Self-report Compared with control,
secondary program 2–3⫻/week education yoga increased anger
school Breathing, activity control, reduced fatigue,
adolescents postures, and increased resilience.
visualization, Class attendance
relaxation, correlated with positive
MENEZES ET AL.

talking points psychological attitudes


about yoga and lower mood
philosophy disturbances.
Gootjes et al. (2011) 24 Healthy Quasi-experiment Sudarshan Kriya Average experience WLC Self-report Compared with control,
practitioners Breathing, of 2–60 months, Experimental yoga reduced LPP during
and postures, 3⫻/week task Brain reappraisal of images.
nonpractitioners relaxation, and activity Reduced LPP correlated
meditation with yoga experience.
Smith et al. (2011) 81 Undergraduate RCT Integrated version 7 weeks, 2⫻/week Yoga as Self-report Compared with control,
students with of Hatha yoga 1 h/class exercise Biochemical both yoga groups
mild to Breathing, (without marker exhibited decreased
moderate postures, meditation depression and stress and
depression, relaxation, and on yama increased sense of
anxiety, or instructions of and hopefulness. Only the
stress meditation on niyama) integrated yoga group
niyama and and WLC exhibited decreased
yama anxiety-related symptoms
and cortisol levels.
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Table 1 (continued)
Type of yoga and Control
Authors n Sample Design yoga exercises Duration group Type of outcome Main results
Streeter et al. (2010) 34 Healthy RCT Iyengar yoga 12 weeks, 3⫻/week Walking Self-report Compared with control,
volunteers Postures and 1 h/class Biochemical yoga reduced anxiety and
relaxation marker negative mood and
increased positive mood.
A marginal significant
increase was observed in
acute GABA levels in
yoga group. A negative
correlation was found
between state anxiety and
GABA levels across
groups.
Kiecolt-Glaser et al. 50 Healthy novice Quasi-experiment Iyengar yoga Novices: 6–12 Walking on a Self-report Stressor Compared with novices,
(2010) and expert session following sessions, Experts: treadmill induction experts presented
practitioners a stressor at least 2 years, following a Biochemical, increased positive affect
Postures and 1–2⫻/week, 75– stressor endocrine, and and lower overall serum
relaxation 90 min/class and immunological IL-6 levels. Compared
passive- markers with novices, experts had
video Autonomic lower heart rates and
control activity IL-6 in response to
following a stressors. Compared with
stressor walking and video
watching, yoga lower
heart rate at the end of
the intervention.
YOGA AND EMOTION REGULATION: A REVIEW

Chen et al. (2009) 128 Elderly RCT Silver yoga 6 months, 3⫻/week, WLC Self-report Compared with control,
Loosening 70 min/class yoga improved daytime
exercises, dysfunction, depression
postures, state, subjective sleep
relaxation, and quality, and mental
guided imagery health perception.
meditation
Telles et al. (2009) 230 People with Quasi-experiment Hatha yoga One 2 h session Theoretical Self-report Compared with control,
stress Breathing and class about yoga reduced state
complaints postures yoga anxiety.
(table continues)
89
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90

Table 1 (continued)
Type of yoga and Control
Authors n Sample Design yoga exercises Duration group Type of outcome Main results
Vadiraja et al. (2009) 75 Breast cancer RCT Integrated yoga 6 weeks, 3⫻/week, Supportive Self-report Compared with control,
patients program 1 h/class therapy as Biochemical yoga decreased anxiety,
Breathing, individual marker depression, perceived
postures, sessions stress, and salivary
meditation, and cortisol.
relaxation
Danhauer et al. (2009) 27 Breast cancer RCT Restorative yoga 10 weeks, 1⫻/week, WLC Self-report Compared with control,
Breathing, 75 min/class yoga improved mental
postures, health, depression,
relaxation, and positive affect, and
emphasis on spirituality. Class
“ahimsa” (non- attendance correlated
violence) with well-being and sleep
quality.
Deshpande et al. (2008) 173 Healthy RCT Integrated yoga 8 weeks, 6⫻/week, Physical Self-report Compared with control,
volunteers Breathing, 1 h/class exercises yoga decreased verbal
postures, and aggression scores.
meditation, and lectures
MENEZES ET AL.

lectures on yoga
philosophy
Streeter et al. (2007) 19 Healthy Quasi-experiment Hatha yoga Average experience Magazine Biochemical 27% increase in GABA
practitioners Assessment after of 2–10 years, at reading marker levels in the yoga group
a 1 h class least 2⫻/week after the yoga session.
Postures and
meditation
Krishnamurthy and 69 Geriatric sample RCT Integrated approach 24 weeks, 6⫻/week, Ayurveda Self-report Compared with control,
Telles (2007) yoga Breathing, 75 min/class and WLC yoga showed linear
postures, decrease in depression
relaxation, and scores at 3 and 6 month
devotional songs assessment.
Culos-Reed et al. 38 Breast cancer RCT NI Breathing, 7 weeks, 1⫻/week, WLC Self-report Compared with control,
(2006) survivors postures, and 75 min/class yoga improved general
relaxation quality of life and
emotional function.
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Table 1 (continued)
Type of yoga and Control
Authors n Sample Design yoga exercises Duration group Type of outcome Main results
Michalsen et al. (2005) 24 Distressed Controlled trial Iyengar yoga 3 months, 2⫻/week, WLC Self-report Compared with control,
women (non- Breathing, 90 min/class Biochemical yoga improved perceived
randomized) postures, and marker stress, state and trait
relaxation anxiety, well-being,
vigor, fatigue, and
depression and decreased
cortisol after class.
Harinath et al. (2004) 30 Healthy military RCT Hatha yoga 3 months, 7⫻/week, Physical Self-report Yoga reduced mean arterial
men Breathing, 2⫻/day, 1 h/class training Autonomic blood pressure and
postures, activity increased orthostatic
loosening Biochemical tolerance, expiratory
exercises, and marker volume control,
meditation maximum voluntary
ventilation, and well-
being. Mean nighttime
melatonin levels
increased after yoga and
meditation. Rise in
melatonin levels
YOGA AND EMOTION REGULATION: A REVIEW

correlated with well-


being in the yoga group.
Note. RCT ⫽ randomized controlled trial; WLC ⫽ wait-list control; NI ⫽ not informed; fMRI ⫽ functional magnetic resonance imaging; LPP ⫽ late positive potential.
91
92 MENEZES ET AL.

Psychological Measures: Clinical produce distinct effects from a passive stretch-


Populations ing condition. Alternatively, passive stretching
may constitute a control group that produces
For different unhealthy samples yoga also more similar effects to yoga than a physical
produced changes that represent psychological exercise control condition.
improvements. For people with low back pain,
yoga helped reduce state and trait anxiety and Physiological Measures: Physical Symptoms
depression scores compared with a physical
therapy control group (Tekur, Nagarathna, Cha- Postmenopausal women in the yoga group
metcha, Hankey, & Nagendra, 2012). People presented a greater reduction of climacteric
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with restless legs syndrome exhibited improve- symptoms and insomnia severity compared
This document is copyrighted by the American Psychological Association or one of its allied publishers.

ments in mood, anxiety, and perceived stress with an active control group and wait-list con-
scores after a yoga intervention compared with trol group (Afonso et al., 2012). Quality of sleep
a control group (Innes & Selfe, 2012). Two and insomnia also improved among distressed
studies evaluated the effects of yoga in patients adults (Telles et al., 2012), patients with restless
with breast cancer (Danhauer et al., 2009; Vadi- legs syndrome (Innes & Selfe, 2012), and
raja et al., 2009), and one study evaluated breast healthy elderly people (Chen et al., 2009) com-
cancer survivors (Culos-Reed, Carlson, Daroux, pared with a control group.
& Hately-Aldous, 2006). The results showed
that this practice helped decrease anxiety, de- Physiological Measures: Biological Markers
pression, and stress scores in patients compared
with a supportive therapy control group (Vadi- Some studies found that yoga produced a
raja et al., 2009) and decreased depression in greater reduction of salivary cortisol levels among
patients compared with a wait-list control group distressed adults (Michalsen et al., 2005), breast can-
(Danhauer et al., 2009). Increases in positive cer patients (Vadiraja et al., 2009), and healthy
affect and spirituality were also found in pa- military men (Rocha et al., 2012) compared
tients (Danhauer et al., 2009), and quality of life with control groups. However, Kiecolt-Glaser
scores improved in survivors (Culos-Reed et al., et al. (2010) did not find significant differences
2006) compared with control groups. Finally, in cortisol levels after a yoga class following
many studies evaluated the effects of yoga in experimental stress induction between experi-
adults with complaints of distress, demonstrat- enced and naive yoga practitioners. These re-
ing a reduction of perceived stress, state and sults indicate that the effects of yoga on cortisol
trait anxiety, and depression scores compared after acute stress remain inconclusive. Another
with a wait-list control group (Michalsen et al., study demonstrated that cortisol levels de-
2005, 2012; Smith, Greer, Sheets, & Watson, creased in distressed undergraduates only after
2011; Telles, Singh, Yadav, & Balkrishna, Integrated Yoga Training, which also included
2012; Telles, Gaur, & Balkrishna, 2009). Like- the stages of yama and nyama, but not after
wise, these participants also exhibited an in- exercise-like yoga training (Smith et al., 2011).
crease in quality of life (Michalsen et al., 2012; Acute levels of ␥-aminobutyric acid (GABA),
Telles et al., 2012) and well being (Michalsen et an inhibitory neurotransmitter in the central ner-
al., 2005) compared with the wait-list control vous system that is known to have anxiolytic
group. One study compared yoga with a passive effects (Chen, Yang, & Tobak, 2008), increased
stretching control condition and wait-list con- by 27% after a yoga class in experienced prac-
trol group and found that improvements in qual- titioners, although this difference was only sig-
ity of life and a reduction of stress scores fol- nificant within group and not compared with a
lowing yoga training were significantly higher reading control condition in nonpractitioners
compared with only the wait-list and not passive (Streeter et al., 2007). A subsequent yoga study
stretching group (Afonso et al., 2012). One hy- by Streeter et al. (2010) performed a random-
pothesis for this result is that yoga training ized trial and observed only a marginal and
comprised a specific approach called Hormonal nonsignificant increase in acute GABA levels in
Yoga Therapy, which focuses on specific se- the yoga group. No significant differences in
quences for menopausal women. Thus, this tonic GABA levels were observed, but a signif-
training may have characteristics that might not icant correlation was found between changes in
YOGA AND EMOTION REGULATION: A REVIEW 93

tonic GABA levels and reductions of anxiety in ever, another study did not observe significant
the yoga group. changes in mean heart rate after a 3-month yoga
In another investigation, night plasma mela- intervention in healthy military men (Harinath
tonin levels increased in healthy military men et al., 2004), although these participants pre-
who underwent yoga training compared with a sented lower systolic, diastolic, and mean arte-
physical training group (Harinath et al., 2004). rial pressure, indicating a reduction of sympa-
Another study found that expert practitioners thetic activity, and improved orthostatic
presented significantly lower baseline serum in- tolerance and respiratory performance com-
terleukin-6 (IL-6) levels and lower IL-6 levels pared with a wait-list control group (Harinath et
in response to an experimental stressor com- al., 2004).
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

pared with novices, indicating a reduced inflam-


This document is copyrighted by the American Psychological Association or one of its allied publishers.

matory response to stress (Kiecolt-Glaser et al., Length and Frequency of Practice


2010).
Positive results were found with yoga prac-
Physiological Measures: Behavioral and tice ranging from as little as one single session
Neurophysiological Responses (Kiecolt-Glaser et al., 2010; Michalsen et al.,
2005; Telles et al., 2009) to 7 days (Tekur et al.,
Regarding behavioral responses, two studies 2012; Telles et al., 2012), 6 –10 weeks (Culos-
investigated these outcomes using interference Reed et al., 2006; Danhauer et al., 2009; Desh-
of emotional images (Froeliger, Garland, Mod- pande et al., 2008; Innes & Selfe, 2012; Khalsa
lin, & McClernon, 2012) or words (Kiecolt- et al., 2013; Smith et al., 2011; Vadiraja et al.,
Glaser et al., 2010) in an attention task. Both 2009), 3– 4 months (Afonso et al., 2012; Bilder-
studies failed to detect significant effects of beck et al., 2013; Chen et al., 2009; Harinath et
yoga on such behavioral parameters compared al., 2004; Khalsa et al., 2012; Michalsen et al.,
with controls. However, Froeliger et al. (2012) 2005, 2012; Streeter et al., 2010), and 6 months
demonstrated that brain activity in response to (Chen et al., 2009; Krishnamurthy & Telles,
negative images and their interference during 2007; Rocha et al., 2012). Three studies dem-
the task showed significant patterns. Experi- onstrated that the frequency of practice was
enced practitioners exhibited a decrease in dor- associated with lower mood disturbances
solateral prefrontal cortex (dlPFC) activity (Khalsa et al., 2012), reduced LPP in response
when simply viewing negative images and an to negative images (Gootjes et al., 2011), and
increase in ventrolateral prefrontal cortex greater well being and quality of sleep (Dan-
(vlPFC) activity when processing these images hauer et al., 2009).
as distractors during the attentional task com-
pared with matched nonpractitioners. In yoga Discussion
experts, amygdala (AM) activation in response
to negative emotional distracters was not asso- The results reported herein provide prelimi-
ciated with task-related changes in negative af- nary evidence that yoga may help promote more
fect (Froeliger et al., 2012). In another study, positive and adaptive psychological function-
experienced practitioners exhibited a reduction ing, particularly fewer symptoms of anxiety,
of the late positive potential (LPP) response to depression, and stress, and improved well being
negative images (Gootjes, Franken, & Van and quality of life. There is some indication that
Strien, 2011). Altogether, these brain patterns aggression may also be reduced by yoga prac-
indicate that yoga practitioners were less reac- tice, but few studies investigated this outcome.
tive or influenced by the negative emotion. The evidence of behavioral and physiological
With regard to autonomic measures, Kiecolt- measures remains less well established because
Glaser et al. (2010) reported that expert yoga of some heterogeneous results.
practitioners exhibited lower heart rates follow- To scientifically corroborate the philosophi-
ing stress induction in the cold pressor test and cal claims on the effects of yoga practice
an arithmetic test compared with novices, and (Telles, 2010), we suggest that further research
heart rates were lower at the end of a yoga class should test whether yoga can positively influ-
compared with the end of two control condi- ence different levels of mind-body responses
tions (i.e., walking and watching a video). How- and foster a greater balance between them (see
94 MENEZES ET AL.

Figure 1). Based on these claims and the re- spiritual teachings (Telles & Raghavendra,
viewed evidence, Figure 1 presents a frame- 2011). Based on the process model of emotion
work for the hypothesis that this balance might regulation (Gross, 1998; Werner & Gross,
facilitate healthier interactions between such 2010), one hypothesis is that these spiritual
levels of responses, which might constitute pos- teachings might generate reappraisal strategies
sible psychological and neurophysiological and facilitate the regulation of emotions. Ac-
mechanisms that underlie the relationship be- cordingly, in some of the reviewed studies, the
tween yoga and emotion regulation. Further interventions were complemented by lectures or
studies should also systematically investigate discussions on yoga philosophy (Danhauer et
whether these effects and the suggested frame- al., 2009; Deshpande et al., 2008; Khalsa et al.,
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

work differ or significantly vary according to 2012; Krishnamurthy & Telles, 2007; Smith et
This document is copyrighted by the American Psychological Association or one of its allied publishers.

distinct types of yoga. al., 2011; Tekur et al., 2012). For example,
greater reductions of anxiety and cortisol were
Potential Psychological and found in a yoga group that received explicit
Neurophysiological Mechanisms instructions on how to meditate on spiritual
principles compared with an exercise yoga
Based on the reviewed psychological im- group (Smith et al., 2011). Furthermore, another
provements, we suggest that these effects may study explicitly measured spiritual well-being,
occur through an interplay between the activi- demonstrating an improvement in this variable
ties that yoga incorporates, such as controlled after a 10-week yoga intervention (Danhauer et
breathing, mindful postures, relaxation, and, in al., 2009). Thus, spiritual teachings might have
some cases, formal meditation, which may lead laid the groundwork for reappraisal processes,
to the development or enhancement of emotion which may have played a role in the observed
regulation skills. Consistent with this proposi- outcomes. However, one study that compared a
tion, the use of physical exercise as a control single yoga session with a lecture on yoga prin-
condition (Bilderbeck et al., 2013; Deshpande ciples showed that only the formal practice pro-
et al., 2008; Khalsa et al., 2012; Rocha et al., duced a reduction of anxiety levels (Telles et al.,
2012; Streeter et al., 2010) indicates that the 2009). Therefore, one hypothesis is that the
effects of yoga on emotion regulation, which practitioner may need time to develop reap-
were superior to the control groups, were not praisal skills, or spiritual teachings may not
attributable to physical activity only. Moreover, always result in reappraisal strategies, which is
the use of active control conditions that involve consistent with the fact that many of the pre-
group activity (Harinath et al., 2004; Innes & sented studies that showed positive emotional
Selfe, 2012; Tekur et al., 2012) refutes the hy- outcomes did not incorporate philosophical
pothesis that the effects of yoga occur because teachings but did generate more adaptive emo-
of extrinsic factors that can influence emotion tional responses.
regulation, such as group support (Gross, 2013). Therefore, an alternative hypothesis is that
One of the aspects that distinguishes yoga the combination of yoga techniques may help
from other exercises and group activities is its foster another regulatory skill that is commonly
investigated in the process model of emotion
regulation, namely, attention allocation
(Ochsner & Gross, 2005). Accordingly, yoga
training participants exhibited significant im-
provements in a behavioral task that evaluated
executive attention and inhibition compared
with the control group (Bilderbeck et al., 2013).
This improvement in executive function is con-
sistent with another finding in which experi-
enced practitioners exhibited a greater response
in the left vlPFC in a condition in which nega-
Figure 1. Diagram of the hypothesized effects that might
tive distractors were presented during an atten-
underlie the relationship between yoga and emotion regu- tional task and decreased activity in the dlPFC
lation. in a context of exposure to this class of images
YOGA AND EMOTION REGULATION: A REVIEW 95

(Froeliger et al., 2012). Both regions have been aggression (Deshpande et al., 2008; Khalsa et
related to executive function, such as inhibition al., 2012), which likely reflects the ability to be
and self-regulation (Ochsner & Gross, 2005). less reactive to negative stimuli. Additionally,
Therefore, increased vlPFC activity indicated these findings contribute to discussions in the
that yoga practitioners were better able to en- field of emotion regulation, given that they sup-
gage in the attention task and inhibit the emo- port the role of attention in emotion regulation
tional distractions, and the reduction of dlPFC (Ochsner & Gross, 2005; Pourtois, Koster, &
activation suggested that yoga practitioners De Raedt, 2013).
were less reactive to the emotional content (Fro- Another potential mechanism that mediates
eliger et al., 2012). Thus, yoga may facilitate the effects of yoga on positive functioning is the
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

better attention allocation strategies by either reduction of anxiety and regulation of auto-
This document is copyrighted by the American Psychological Association or one of its allied publishers.

not engaging in negative stimuli or disengaging nomic activity (Chaya & Nagendra, 2008;
faster from them, strategies that are normally Telles, 2009). Some of the studies reviewed
impaired in depressive, stressed, and anxious herein showed a reduction of anxiety symptoms
states (Bishop, 2007). (Innes & Selfe, 2012; Khalsa et al., 2013; Mi-
Although cognitive changes were not the pri- chalsen et al., 2005, 2012; Rocha et al., 2012;
mary focus of the present review, studies that Smith et al., 2011; Streeter et al., 2010; Tekur et
investigated yoga (Chattha, Nagarathna, Pad- al., 2012; Telles et al., 2012; Vadiraja et al.,
malatha, & Nagendra, 2008) or one isolated 2009) and a reduction of sympathetic activation
technique, such as breathing (Telles, Singh, & (Harinath et al., 2004) after yoga training. No-
Puthige, 2013) or meditation (Lutz, Slagter, tably, both state anxiety scores (Telles et al.,
Dunne, & Davidson, 2008; Menezes et al., 2009) and heart rate (Kiecolt-Glaser et al.,
2013), found that these practices can enhance 2010) decreased after a single yoga session,
attention regulation. Moreover, compared with suggesting the state effect of the practice.
a wait-list control group, participants who un-
From a neurocognitive perspective, higher
derwent an 8-week yoga program exhibited a
levels of anxiety can facilitate bias toward neg-
significant increase in dispositional mindful-
ative emotions (Bishop, 2007), impair disen-
ness, particularly in two domains: attention to
gagement from negative stimuli (Sheppes,
the present moment and acceptance and open
attitudes toward experience (Shelov, Suchday, Luria, Fukuda, & Gross, 2013), and interfere
& Friedberg, 2009). with the cognitive regulation of emotions (Mocaiber
We suggest that acceptance, another key et al., 2009). Moreover, anxiety-eliciting stimuli (i.e.,
component of the mindfulness operational def- stimuli previously paired with mild shock) can im-
inition, in addition to attention regulation pair inhibitory performance (Pessoa, Padmala,
(Bishop et al., 2004), might improve emotion Kenzer, & Bauer, 2012). In the same direction,
regulation by functioning as an antagonist of some authors reported that individuals with low
suppression and rumination. This is based on heart rate variability showed greater orientation
studies that showed that less use of suppression toward negative emotion and slower attentional
partially mediated the relationship between ori- disengagement from these type of stimuli, indi-
entation to positive behavior and reduced anxi- cating that the worse regulation of cardiac vagal
ety (Llewellyn, Dolcos, Iordan, Rudolph, & tone negatively interacts with the bottom-up
Dolcos, 2013), and rumination accounted for and top-down processing of emotions (Park,
the attentional bias, uncoupled from the deci- Van Bavel, Vasey, & Thayer, 2013). Indeed,
sion-making component, to negative informa- some physiological systems seem to underlie
tion (Pe, Vandekerckhove, & Kuppens, 2013). the relationship between attentional regulation
Thus, attention regulation and acceptance, and affective processes, with the potential to
which characterize the concept of mindfulness, integrate these functions in the service of self-
may be important and interrelated skills that regulation (Thayer & Lane, 2000). Accordingly,
could explain why experienced yoga practitio- evidence indicates that the influence of arousal,
ners are less reactive to negative emotional such as reduced noradrenergic activation, may
stimuli (Froeliger et al., 2012; Gootjes et al., account for the better control of emotional re-
2011). We also suggest that these skills may be activity (Gujar, McDonald, Nishida, & Walker,
equally important for the observed reduction of 2011).
96 MENEZES ET AL.

Therefore, in addition to being a positive regular personal practices can be time-consum-


emotion regulation outcome per se, reductions ing and expensive and constitute a methodolog-
of anxiety and arousal may also function as a ical challenge. However, attempts should be
mechanism for a broader and perhaps long last- made to replicate the results from quasi-
ing successful cognitive regulation of emotion. experiments using subsequent prospective as-
It likely facilitates inhibition or attentional dis- sessments. Likewise, most of the findings de-
engagement from negative feelings and cogni- rive from studies that have not been replicated,
tion, allowing a shift to more positive reapprais- so the results need to be interpreted with cau-
als or the extinction of negative appraisals. tion.
Consistent with this possibility, reduced anx- From a psychological methodology perspec-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

iety scores correlated with increases in GABA tive, another observation was the overuse of
This document is copyrighted by the American Psychological Association or one of its allied publishers.

levels (Streeter et al., 2010), corroborating the self-report measures, which can be influenced
anxiolytic effect of this neurotransmitter (Chen by demand bias and social desirability. There
et al., 2008), and correlated with reduced morn- was also a paucity of studies that evaluated
ing cortisol levels (Vadiraja et al., 2009). An- emotion regulation using behavioral and exper-
other interesting finding was the positive corre- imental paradigms or the regulatory process per
lation between melatonin levels and well-being se, which could provide more objective mea-
scores in participants who received 3-month sures of emotional responses. Importantly, the
yoga training (Harinath et al., 2004). Supporting use of different methodological protocols or
this result, skin sympathetic nerve activity, instruments may also hinder explanations of
mean arterial pressure, and heart rate in re- divergent results. For example, distinct self-
sponse to mental stress were attenuated after report scales that measure the same construct
melatonin ingestion, indicating the influence of but are not analyzed using standardized scores
this hormone on the attenuation of sympathetic or do not present effect sizes do not allow
activity (Muller, Sauder, & Ray, 2013). These comparisons of baseline scores between studies,
findings are particularly relevant when consid- thus hampering the ability to determine whether
ering the idea that autonomic, endocrine, and the lack of posttreatment change is attributable
inflammatory responses in negative emotional to initial baseline scores that are already lower.
situations influence the impact of stressors on Accordingly, one study demonstrated that par-
the individual (Kiecolt-Glaser et al., 2010). ticipants with higher negative affect and lower
emotional well-being scores at baseline derived
Methodological Considerations greater benefit from the yoga intervention com-
and Suggestions pared with individuals with similar values at
baseline in the control group (Danhauer et al.,
Although encouraging, the amount of evi- 2009).
dence is limited, and many results come from Finally, the reviewed results, combined with
studies that presented some methodological these methodological considerations, elicit
weaknesses. In general terms, these include the some possibilities for future research. Future
exclusive use of a wait-list control group and no studies should investigate whether sleep quality
sample size justification or power analysis. mediates the effects of yoga on emotion regu-
Concerning controlled trials, although blinding lation. Different results contributed to this prop-
is difficult for behavioral treatments, there were osition. First, individuals who exhibited a rapid-
no references to the use of blinding in the anal- eye-movement sleep phase were less reactive to
yses. Some studies did not randomize the par- emotional stimuli, and such an effect was ex-
ticipants, did not report follow-up assessments plained by reduced noradrenergic activation
after completing the intervention, or did not during this phase (Gujar et al., 2011; but see
discuss yoga’s potential adverse effects. We Minkel et al., 2012). Second, higher levels of
understand that quasi-experimentation (i.e., epinephrine in a subsample of expert yoga prac-
cross-sectional designs that compare groups titioners was only correlated with significantly
whose participants are not randomly allocated) fewer hours of sleep before the visits required
that evaluates the long-term effects of yoga in by the experiment and not to differences in
expert practitioners can make a significant con- affect, other health behaviors, or inflammation
tribution, and that longitudinal evaluations of (Kiecolt-Glaser et al., 2010). Third, improved
YOGA AND EMOTION REGULATION: A REVIEW 97

sleep quality is an effect that is observed with onset of some psychiatric conditions. Some
some types of yoga training (Afonso et al., yoga modules are likely better suited for spe-
2012; Innes & Selfe, 2012; Khalsa et al., 2012; cific diseases, but more systematic clinical trials
Patra & Telles, 2010; Telles et al., 2012). are necessary to determine which patients,
Another suggestion is to compare yoga and which medical conditions, and which types of
another physical activity intervention on mind- yoga practice are the most suitable (Burton,
fulness scores. Although evidence suggests that 2014).
physical activities can enhance emotional func-
tioning (Matta Mello Portugal et al., 2013), the Conclusions
effects of yoga were superior to exercise (Bil-
This article is intended solely for the personal use of the individual user and is not to be disseminated broadly.

derbeck et al., 2013; Deshpande et al., 2008; This article sought to scientifically discuss
This document is copyrighted by the American Psychological Association or one of its allied publishers.

Khalsa et al., 2012; Rocha et al., 2012; Streeter what has always been the philosophical ratio-
et al., 2010), and mindfulness scores appeared nale for yoga (i.e., that yoga and its combination
to increase as a result of yoga practice (Shelov of stages and not a particular technique or stage
et al., 2009). Thus, whether increased mindful- help maintain a state of physical and mental
ness accounts for the difference between yoga balance; Taimini, 2006). The claim is that
and exercise remains unexplored. through greater awareness of physical and men-
The study of emotion regulation should also tal processes, which may be fostered by the
consider two main aspects, namely whether the types of techniques that yoga combines, the
results refer to the outcomes of emotion regu- practitioner can better regulate imbalances, par-
lation or the regulatory process itself ticularly at the mental level, that are believed to
(Wadlinger & Isaacowitz, 2011). Most of the be the cause of diseases (Telles, 2010).
studies reviewed herein evaluated outcomes Some evidence supports the role of yoga in
that are interpreted as indices of emotion regu- helping improve psychological outcomes in
lation. Only three studies investigated how yoga healthy subjects and people who suffer from
affects the regulation process itself through be- some physical illnesses. However, the effects of
havioral and physiological responses to emo- yoga on behavioral and physiological outcomes
tional images (Froeliger et al., 2012; Gootjes et remain inconclusive. From a psychological
al., 2011) and stressors, such as in the cold point of view, the data reviewed herein suggest
pressor test and an arithmetic test (Kiecolt- that yoga may be able to foster emotion regu-
Glaser et al., 2010). Therefore, more studies lation skills through such mechanisms as reap-
should investigate how yoga affects practitio- praisal, attention regulation, self monitoring,
ners’ regulation of emotional stimuli as they self awareness, and autonomic regulation.
occur. Moreover, considering the role of atten- Based on its potential benefits and the ancient
tion in emotion regulation, paradigms should be perspective that yoga may be an effective strat-
designed to investigate the modulation of emo- egy for counteracting mental and physical im-
tion by attentional demands (Froeliger et al., balances, more studies should attempt to repli-
2012; Menezes et al., 2013; Pe et al., 2013). cate or extend these findings and discuss the
Experimental methods derived from the field of potential of yoga for enhancing emotion regu-
psychology can thus contribute to the investiga- lation.
tion of yoga, making the study of yoga another
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