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The Environmental History of Tigray
The Environmental History of Tigray
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This paper outlines the environmental history of the Tigrean Plateau (northern
Ethiopia) during the Holocene, based on the available geomorphological, palyno-
logical, archaeological, and historical evidence. At present, it seems that (1) the
plateau experienced a more humid climate with a denser vegetation cover during
the Early Holocene; (2) Soil erosion due to clearing vegetation began in the Mid-
dle Holocene; (3) agricultural activity was intensified in the Late Holocene, as a
consequence of the rise of a state; (4) demographic pressure increased from the
early first millennium BC to the mid–first millennium AD, causing soil erosion;
(5) environmental degradation and demographic decline occurred in the late first
millennium AD; (6) the vegetation cover was regenerated in the early second mil-
lennium AD; and (7) progressive vegetation clearance started again in the second
half of the second millennium AD.
Cet article trace l’histoire ambiante du Plateau Tigréen dans l’Holocène en util-
isant les données géomorphologiques, palynologiques, archéologiques et his-
toriques. Il semble que (1) dans l’Holocène ancien le plateau était caractérisé par
une phase humide avec une dense végétation; (2) l’érosion causée par l’abbattage
de la végétation commença dans l’Holocène moyen; (3) l’activité agricole
s’inténsifia à la fin de l’Holocène, par conséquence de l’essor d’un état; (4) la
pression démographique augmenta de plus en plus du début du premier millénaire
65
0263-0338/00/0600-0065$18.00/0 °
C 2000 Plenum Publishing Corporation
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av. J.-Ch. à la moitié du premier millénaire ap. J.-Ch.; (5) la dégradation am-
biante et la diminution démographique se vérifièrent à la fin du premier millénaire
ap. J.-Ch.; (6) une régéneration de la vegetation se vérifia au début du seconde
millénaire ap. J.-Ch.; et (7) l’abbatage de la végétation recommença dans la sec-
onde moitié du seconde millénaire ap. J.-Ch.
KEY WORDS: Holocene; environment; history; Tigray; Ethiopia.
INTRODUCTION
Tigray is the northernmost region of modern Ethiopia (Fig. 2). The geology
of Tigray is, for the most part, the result of volcanic activity, and the topography
of the region is dominated by a broken plateau that forms a rolling upland ranging
from about 1000 to more than 3500 m in altitude (Ethiopian Mapping Agency,
1988; Wilson, 1977). The climate of the plateau is temperate, but environmental
conditions vary with altitude; annual temperatures range between 15 and 25◦ C,
and the mean annual rainfall ranges from 700 to 1200 mm, mostly in the sum-
mer months (June–August). Most of the plateau is covered by soils with low to
good agricultural potential (Ethiopian Mapping Agency, 1988).
It has been suggested that a large part of the highlands of northern Ethiopia, in-
cluding the Tigrean Plateau, was forested in earlier times (Pankhurst, 1990b, p. 275;
6 The Istituto Universitario Orientale–Boston University Archaeological Expedition at Aksum, directed
by Rodolfo Fattovich and Kathryn Bard, has conducted research at Bieta Giyorgis, Aksum, since 1993.
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Simoons, 1960, p. 210). The extent to which forest or woodland communities may
have covered the region is unknown, however, as virtually no research has been
done on the vegetation history of northern Ethiopia (DiBlasi, 1997, pp. 50–51).
In the absence of palaeobotanical evidence, the nature of past vegetation com-
munities has been reconstructed using information on the composition, ecology,
and bioclimatic distribution of extant forests, woodlands, and grasslands. Plant
ecologists infer that the climax vegetation of Tigray was dry evergreen, montane
forest dominated by Juniperus procera and Olea europea ssp. africana at altitudes
above 2200 m, mixed Podocarpus gracilior–Juniperus procera forest in moister
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Fig. 2. Locational map of Tigrai with the main sites quoted in the text.
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areas between 1400 and 2200 m, and deciduous wooded grassland (with species
of Acacia, Ficus, Euphorbia, Cordia, Croton, Olea, Albizia, Lannea, Combretum,
Terminalia, and Commiphora among the more important arboreal taxa) at altitudes
below 2200 m (Ethiopian Mapping Agency, 1988; Feoli, 1994, pp. 11–12; Friis,
1986; Wilson, 1977). The vegetation pattern of today, however, is dominated by
montane grassland, with only small, remnant forests in isolated areas of the plateau
(Butzer, 1981, pp. 474–476; Feoli, 1994, pp. 11–12; Wilson, 1977). Based on the
accounts of the first European travelers, the barren landscape of present-day north-
ern Ethiopia dates to before the 17th century (Pankhurst, 1961, 1992; Pankhurst
and Ingrams, 1988).
It is likely that the Tigray region experienced the same Holocene climatic
fluctuations as the Horn of Africa, a pattern that shares common features with
Holocene climatic fluctuations of North Africa. In both areas present-day climatic
conditions seem to have been established since the second millennium BC, but a
subordinate humid phase is reported to have occurred between 500 BC and AD 500
(Adamson, 1982; Butzer, 1971, 1981, 1982a; Gasse et al., 1980; Gowlett, 1988;
Grove, 1993; Hassan, 1997; Williams, 1982, 1988).
The social and economic development of Tigray has been greatly affected
by environmental factors. The region experiences major environmental hazards:
rainfall fluctuations causing droughts and famine, earthquakes, invasions of locust
swarms, and epidemics (Ethiopian Mapping Agency, 1988; Pankhurst, 1990a; Zein
and Kloos, 1988). Human activity has compounded the effects of environmental
hazards through the diffusion of epidemics, warfare, and land-use practices (e.g.,
deforestation, overintensive cultivation, and livestock grazing, which accelerated
soil erosion). Given the complex, dynamic nature of the interactions among the
cultural and environmental components of the ecosystem, a processual approach
to the reconstruction of human–environmental relationships in the Holocene is
crucial for an understanding of past and present-day problems of environmental
degradation and social development in the region (see Butzer, 1981, 1982b; Dramis
and Fattovich, 1994).
The Ethiopian and Eritrean highland region has long been recognized as an
important center of African plant domestication and agricultural innovation, but
our understanding of the beginnings of food production in this region is poor
(see Brandt, 1984; Harlan, 1969, 1971, 1993; Phillipson, 1993). The highland
Ethiopian agricultural complex is viewed as a combination of indigenous crops—
including teff (Eragrostis teff ), noog (Guizotia abyssinica), and perhaps finger
millet (Eleusine coracana)—that have been added to elements of the Near Eastern
crop complex (Harlan, 1992, pp. 67–68). The considerable number of endemic
varieties of imported Near Eastern cereals (wheat and barley) and legumes (chick
pea, lentil, and fava bean) found in Ethiopia suggests a rather long and complex
history of local cultivation and genetic diversification there (Harlan, 1982, 1992).
Archaeological data pertaining to this complex history, however, are quite limited
(Bard, 1997b; Phillipson, 1990, 1993).
Archaeological evidence from the lowlands along the Eritrean–Sudanese bor-
derland and the plateau in Eritrea suggests that food producing societies were living
in these regions since the late fourth/third and second millennia BC, respectively
(Clark, 1976, 1980, 1988; Fattovich, 1985, 1988, 1991, 1997a; Fattovich et al.,
1988; Marks and Sadr, 1988; Sadr, 1991). This might point to an introduction
of domesticated livestock and cultigens, such as wheat and barley, on the Tigray
plateau in the Middle Holocene (Bard, 1997b). Linguistic evidence suggests that
food production began on the plateau in the Early Holocene (Ehret, 1979) and that
plow agriculture was being practiced in late prehistoric times (Simoons, 1965),
but these assertions have yet to be confirmed by archaeological evidence (Bard,
1997b). The recent discovery of rock-pictures in Temben (southern Tigray) sug-
gests that cattle herders were moving in this region in late prehistoric times (Negash,
1997).
The Late Holocene history of the Tigrean Plateau was marked by the for-
mation of states (Fattovich, 1993, 1997a,b; Munro-Hay, 1993). In the mid–first
millennium BC the kingdom of Daamat (ca. 700/600–400/300 BC), a state-level
urban society with strong South Arabian (Sabaean) characteristics arose on the
Tigrean plateau as a result of long-term cultural and economic interaction be-
tween South Arabians and indigenous peoples. The material remains of this state
are identified in the archaeological record with the “Pre-Aksumite Culture.” The
territory of the Ethio-Sabaean state stretched from the Shiré plateau in northern
Tigray to the Akkele Guzay region of central Eritrea. Yeha, near Adwa, was the
major Daamat settlement in Tigray (Anfray, 1973, 1990; Conti Rossini, 1928; de
Contenson, 1981; Drewes, 1962; Fattovich, 1990; Ricci, 1984).
The Ethio-Sabaean state collapsed in Tigray (“Late Pre-Aksumite Phase”),
and a new complex society with a different cultural pattern arose on the plateau
near Aksum in the late first millennium BC (Anfray, 1990; Fattovich, 1990). The
material evidence of this new complex society is provisionally identified in the
archaeological record with the so-called “Proto-Aksumite” remains (ca. 400–
100 BC) recently discovered at Bieta Giyorgis to the northwest of Aksum (Bard
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and Fattovich, 1993, 1995; Bard et al., 1997; Fattovich and Bard, 1993, 1994,
1995, 1997).
Complex society in the region of Aksum developed into a proper state (king-
dom of Aksum; ca. AD 50–900) in the early first millennium AD. The material
evidence of this state is identified in the archaeological record with the “Aksumite
culture” (Anfray, 1981, 1990). A settlement was established on Bieta Giyorgis
hill at Aksum in the first century BC (Fattovich and Bard, 1996), and in the first
century AD Aksum was the capital of a kingdom that progressively expanded its
control over the entire plateau in Tigray and Eritrea (Early Aksumite Phase; ca.
100 BC–AD 400). A crucial event in the development of the kingdom of Aksum
was the introduction of Christianity in the early fourth century. In the midfirst
millennium AD, the Aksumite kingdom went through a period of apparent eco-
nomic stagnation (transitional Early/Middle Aksumite Phase; ca. late fourth–mid–
sixth centuries). In the sixth and seventh centuries Aksum was again the capital
city of a prosperous kingdom and controlled the trade from the African hinterland
to the Red Sea (Middle Aksumite Phase). In the late first millennium AD, the
kingdom declined (Late Aksumite Phase; ca. 8th–9th centuries), and it eventually
disappeared in the 10th century (Anfray, 1990; Conti Rossini, 1928; Fattovich,
1988, 1997c; Hable Sellassie, 1972; Kobishchanov, 1979, 1981; Mekouria, 1981;
Munro-Hay, 1991). The spread of Islam along the African coast of the Red Sea
most likely had a significant role in the decline of the kingdom of Aksum.
The rise of a Muslim sultanate at Dahlak Kebir, east of Massawa, in the
9th century AD, and the Islamic penetration from the coast into eastern Ethiopia in
the 9th and 10th centuries AD, progressively isolated the Christian kingdom and
restricted its access to the main Indian Ocean trade circuit (Conti Rossini, 1928;
Cuoq, 1981).
By the ninth century AD the Christian kingdom shifted southward to Lasta
(Wollo Province) and the capital moved from Aksum to a locality named Ka’bar/
Ka’ban or Soper, according to Islamic and Coptic sources (Conti Rossini, 1928;
Hable Sellassie, 1972; Tamrat, 1972). Apparently, no true town existed on the
Tigrean plateau at this time. Archaeological evidence of this kingdom consists
mainly of rock-hewn churches in central Tigray dating to the 10th–15th cen-
turies AD (Anfray, 1990; Fattovich, 1993; Lepage, 1975).
Paleoenvironmental Evidence
Bard et al., 1997; Brancaccio et al., 1997; Butzer, 1981, 1982b; Fattovich, 1994b;
Fattovich and Bard, 1995, 1997; Michels, 1988, 1994).
Geomorphologic research recently conducted in central and northern Tigray
has demonstrated that these regions experienced alluvial sedimentation during
the Upper Pleistocene, suggesting strong erosional dynamics on slopes largely
deprived of vegetation cover (Brancaccio et al., 1997). Exactly when this sed-
imentation ceased is unknown, but it appears that the alluvial sediments were
covered by dense vegetation up to the Middle Holocene. This is indicated by
the fact that, where outcrops of the Upper Pleistocene alluvial sediments oc-
cur, vertisols and andosols (which develop under conditions of dense vegetation
cover) are commonly encountered. The older radiocarbon dates of these soils,
buried by more recent sediments along the Meskilo River, south of Mekelle, range
between 8300 ± 100 BP (Rome-516), calibrated to 7412, 7363, and 7313 BC,
and 6730 ± 90 BP (Rome-511), calibrated to 5593 BC (Stuiver and Reimer,
1993).
The presence of a thick vegetation cover on the plateau in the Middle Holocene
is also attested by travertine deposition, favored by the enrichment of carbon diox-
ide in soils through the decay of organic matter. The travertine of Mai Makden,
20 km north of Mekelle, provided radiocarbon dates between 7310 ± 90 BP
(Rome-518), calibrated to 6156, 6144, 6125, 6084, and 5070 BC, and 5160 ±
80 BP (Rome-517), calibrated to 3969 BC. The travertine deposition was prob-
ably interrupted due to a reduction in vegetation cover, which may have been
the result of both human activity and climatic change to more arid conditions.
In other areas, close to the eastern edge of the plateau, the vegetation cover per-
sisted up to the third millennium BC. This may indicate that present-day envi-
ronmental conditions began in the second millennium BC (Beraki et al., 1995,
1997).
Stratigraphic evidence and radiocarbon dates also show that central and north-
ern Tigray were marked by a long period of soil erosion after the early second
millennium BC. In many places, Early Holocene soils and travertine deposits are
buried by alluvial sediments many meters thick. This sedimentation may have re-
sulted from erosion caused by progressive vegetation clearance by human activity
(Brancaccio et al., 1994).
Geomorphologic data of the type described above suggest alternating periods
of vegetation reduction and regeneration, but pollen studies are required to recon-
struct the characteristics of vegetation communities and their changing patterns
through time (DiBlasi, 1997). Although palynologists have investigated aspects
of vegetation history and climatic change in central and southern Ethiopia (e.g.,
Bonnefille and Hamilton, 1986; Mohammed, 1994; Mohammed and Bonnefille,
1991), no pollen analyses have been published for the Tigray region of northern
Ethiopia. Recently, however, exploratory studies of pollen deposition and preser-
vation characteristics have begun on samples taken from archaeological sediments
at Ona Enda Aboi Zewgé (OAZ) and Ona Nagast (ON), on Bieta Giyorgis hill,
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Aksum (Bard et al., 1997; DiBlasi, 1996, 2000).7 The initial results of these anal-
yses offer insights on the characteristics of local vegetation cover in Aksumite and
Pre-Aksumite times.
The open vegetation pattern indicated by sedimentary evidence from the sec-
ond millennium BC is also found in four pollen samples from a late Pre-Aksumite
site (OAZ III) (DiBlasi, 1996). The pollen samples were taken from cultural de-
posits that can be dated to the middle to late first millennium BC on the basis
of associated pottery (Bard et al., 1997; Fattovich, 1994b, 1995). Each of the
four samples shows a striking dominance of non–arboreal pollen taxa: shrubs
and herbs/grasses comprise at least 70 to 86% of the total identifiable pollen in
each sample. Moreover, the non–arboreal pollen are overwhelmingly those of plant
families commonly associated with an open vegetation cover and/or soil distur-
bance caused by human settlement and land-use activities (see Hamilton, 1972,
p. 89; Wilson, 1977). These include members of the Gramineae, Compositae, and
Chenopodiaceae/Amaranthaceae families, which together comprise 66 to 77% of
the total identifiable pollen in each sample. Arboreal pollen types, especially those
that can be considered forest-indicator species, are either absent or very poorly
represented (0.6 to 1.0% of the total identifiable pollen in only two samples). This
is true even for trees (e.g., Podocarpus gracilior, Juniperus procera, Olea, and
Celtis) that produce great amounts of pollen which are dispersed over large areas
by wind and thus would be expected to be present in the pollen assemblages as
a long-distance transport component (Hamilton, 1972, pp. 91–99). In general, the
archaeological pollen assemblages exhibit the same types and frequency distri-
butions as observed in the analysis of pollen in a modern surface sample taken
from Bieta Giyorgis, which is a settled area dominated by shrubs and herbaceous
vegetation (DiBlasi, 1996, 2000).
The preliminary results of the pollen-analytical studies suggest that in the
middle to late first millennium BC the vegetation cover on Bieta Giyorgis hill was
dominated by shrubs and herbaceous plants characteristic of open vegetation and
areas of human settlement. The very low arboreal pollen frequencies in the samples
(and virtual absence of tree pollen normally transported very long distances by
wind) suggest that trees were not common components of the vegetation in the
general area of Aksum.
Geoarchaeological investigations conducted at Aksum in the early 1970s by
Butzer (1981, 1982a,b) indicate that soil erosion was accelerated in Early Aksumite
times (ca. 100 BC–AD 400) by more abundant seasonal rains and land-use activities
that reduced the vegetation cover. The net effect, however, did not significantly
reduce soil productivity. By Late Aksumite times (ca. AD 650–800) a phase of
“culturally induced environmental degradation,” caused by intensive land-use
7 Thepollen analyses reported in this paper were conducted at the laboratories of the Department of
Archaeology, Boston University. Detailed descriptions of sediment characteristics, sampling methods,
laboratory extraction techniques, and pollen analysis protocols are given by DiBlasi (1996, 2000).
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Archaeological Evidence
With the rise of the Ethio-Sabaean state in the mid–first millennium BC, food
production increased. The subsistence economy of this state certainly relied on
agriculture and herding, and Pre-Aksumite settlements on the plateau were located
at altitudes over 2000 m and in areas with good soils for cultivation (Fattovich,
1988, 1990, 1993, 1997a) (Fig. 3). Archaeological research in the region from
Aksum to Yeha points to the location of Pre-Aksumite sites on low-gradient, highly
fertile land that was optimal for plow cultivation and in narrow alluvial valleys
requiring frequent fertility intervention by means of irrigation. The settlement
pattern consisted of small villages (ca. 1–3 ha in size) and hamlets (less than 1 ha
in size), about 2 to 3 km apart, with a major town at Yeha and important ceremonial
centers in the Aksum region, at Hawlti, and possibly at Adi Atero and Seglamien
(Michels, 1988, 1994).
The subsistence economy of the Ethio-Sabaean state surely relied on
agriculture and herding. Botanical remains recently collected in a Pre-Aksumite
assemblage at Aksum are suggesting that teff was already cultivated in the first mil-
lennium BC (Boardman, 1998). Faunal remains from a Pre-Aksumite assemblage
at Ona Nagast, on the Bieta Giyorgis hill, Aksum, included cattle, sheep/goats, an
unidentified carnivore, and a bird (Chaix, 1997). One bone of a possible domestic
ox, dated to the first millennium BC, was also found in a rock-shelter at Gobedra,
near Aksum (Phillipson, 1977). This evidence confirms that cattle and sheep/goats
were bred in Tigray. At that time cultivation of cereals is suggested by a few bronze
sickles from elite tombs at Yeha, and a “ritual” deposit at Hawlti, dating to the
mid–first millennium BC (Anfray, 1963; de Contenson, 1963; Fattovich, 1990).
Several large bronze “stamps” from elite tombs at Yeha also suggest the presence of
livestock. The use of artificial irrigation on the plateau is suggested by a masonry
dam at Safra (Qohaito) in the Akkele Guzay region of central Eritrea (Dainelli
and Marinelli, 1912; Littmann et al., 1913). The Safra dam is usually dated to
Pre-Aksumite times on the basis of very close similarities to hydraulic works in
South Arabia of the early first millennium BC (Manzo, 1995), but attribution to
Aksumite times cannot be excluded.
Evidence dating to the third–first centuries BC is scarce (Anfray, 1990;
Fattovich, 1988, 1990), but plow cultivation of cereals was certainly practiced
on the plateau at this time (Fattovich, 1990; Phillipson, 1993). This is supported
by two clay models of a plow-yoke from Hawlti, dating to the late first millen-
nium BC (de Contenson, 1963; Fattovich, 1990). Clay animal figurines from the
same assemblage at Hawlti show only humpless cattle (de Contenson, 1963), sug-
gesting that zebu cattle were not yet introduced onto the plateau. A rock-painting of
a plow drawn by humpless oxen occurs at Amba Focada, near Adigrat in northern
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Fig. 3. Archaeological map of northern Ethiopia and Eritrea with the main Pre-Aksumite and
Aksumite sites.
Tigray (Graziosi, 1941; Leclant and Miquel, 1959; Mordini, 1941). The age of this
painting is uncertain, but its very schematic style suggests an early historical date
(Fattovich, 1988; Phillipson, 1993).
Archaeological survey data indicate that the Late Pre-Aksumite settlement
pattern in the region from Aksum to Yeha consisted of hamlets and villages located
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on land with both high and low fertility value, requiring frequent fertility inter-
vention and irrigation (Michels, 1988, 1994). Yeha continued to function as an
important Ethio-Sabaean ceremonial center, and minor ceremonial centers were
located in the Aksum region at Hawlti and Melazo (Fattovich, 1990). However, a
massive man-made stone platform, with rough stelae and pit-graves, at the site of
Ona Enda Aboi Zewgé, as well as a monumental building at Ona Nagast (Bieta
Giyorgis) suggest that a major new ceremonial center connected with elite funer-
ary rituals emerged in the region of Aksum at the end of the first millennium BC
(Bard and Fattovich, 1993, 1995, 1997; Bard et al., 1997; Fattovich and Bard,
1993, 1995).
The settlement pattern of the northern Tigrean Plateau suggests that popula-
tion density was constant in the region during the first millennium BC (Fattovich,
1993). In fact, there was no significant increase in the number of settlements in
the region between Aksum and Yeha through the entire Pre-Aksumite Period.
On the contrary, the recorded sites suggest a major dispersal of population just
before the rise of the Daamat kingdom, a concentration of population in a few
larger settlements at the time of the kingdom, and another dispersal of population
after the decline of Daamat (Michels, 1994).
At present, very little is known about the Aksumite subsistence economy. Us-
ing circumstantial archaeological, historical, and ethnographic evidence, scholars
have assumed that cereals such as wheat, barley, and possibly teff were cultivated
in Aksumite times by means of ox-drawn plows, very much as they are today
(Bard, 1997b; Phillipson, 1993, 1998). The importance of emmer wheat as a crop
can be inferred from its representation on Aksumite coins (Phillipson, 1993). Until
recently, however, archaeological research did not provide material evidence for
the crops that were cultivated and when they were incorporated into the Aksumite
subsistence economy.
The implementation of systematic sampling and water-flotation processing
of sediments from archaeological sites, undertaken for the first time in 1995, has
contributed important information for the investigation of Aksumite subsistence
patterns (Bard et al., 1997; Fattovich and Bard, 1995) (Fig. 4). Our earliest evidence
comes from a “Proto-Aksumite” site (ON I), where numerous carbonized grains of
wheat (Triticum aestivum) and barley (Hordeum vulgare), along with bovine bones,
have been identified in the sediments of a refuse deposit (Bard et al., 1997; Hansen,
1995). These remains were associated with a sample of charcoal radiocarbon dated
to 2335 ± 220 BP (GX21002), calibrated to 390 BC. This evidence points to a
mixed farming subsistence economy in the region of Aksum in the second half of
the first millennium BC.
Macrobotanical evidence dating to the Early through Middle Aksumite phases
has come from deposits at a large, elite settlement complex at Ona Nagast, where
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Post-Aksumite Times
SUMMARY
ACKNOWLEDGMENTS
The research described in this report was supported by grants from the
National Geographic Society (USA), the Italian National Council for Research
(CNR), the Italian Ministry of Foreign Affairs, and the Italian Ministry for Univer-
sity, Scientific, and Technological Research. The authors wish to thank the Center
for Research and Conservation of the Cultural Heritage, Ministry of Culture, Addis
Ababa, the Cultural Bureau of Aksum, and the Ethiopian Ministry of Mines and
Natural Resources for their assistance in the research.
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