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Seminars in Fetal & Neonatal Medicine xxx (2015) 1e6

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Seminars in Fetal & Neonatal Medicine


journal homepage: www.elsevier.com/locate/siny

Antenatal tests of fetal wellbeing


Thomas R. Everett a, Donald M. Peebles b, *
a
Department of Fetal Medicine, University College London Hospitals NHS Foundation Trust, London, UK
b
Institute for Women's Health, University College London, London, UK

s u m m a r y
Keywords: In current obstetric practice, there is frequently a need to assess fetal wellbeing. This is particularly so in
Antenatal monitoring those fetuses at risk, including the small-for-gestational-age fetus or the fetus of a mother who presents
Umbilical artery Doppler
with reduced fetal movements or who has an obstetric complication such as pre-eclampsia. It is
Ductus venosus Doppler
Cardiotocography
important that the clinician is able to assess fetal wellbeing in such cases, especially in preterm gesta-
Short-term variability tions, when inappropriate delivery could have serious adverse consequences. In this paper, we review
the current evidence for the use and the limitations of widely used methods of antenatal monitoring
including the use of cardiotocography, biophysical profile, and ultrasound-derived parameters including
umbilical artery, middle cerebral artery, and ductus venosus Doppler flow.
© 2015 Elsevier Ltd. All rights reserved.

1. Introduction favoring the brain, heart, and adrenal glands, as well as a decrease
in fetal movements. The easiest of these acute hypoxia-related re-
In considering the most appropriate methods to assess the fetus sponses to detect is the change in fetal heart rate, and this is the
antenatally, it is worth considering the factors that lead to fetal principle underlying the use of fetal heart rate monitoring, espe-
death or damage and the manner in which these present. The most cially in situations where acute hypoxia is the main concern, such
usual reasons to assess fetal wellbeing are small for gestational age, as in labor. However, fetal sheep studies also show that, if the
either by ultrasound scan or by symphysis fundal height mea- hypoxic challenge is maintained for hours or days, many of these
surement, or reduced fetal movements or signs/symptoms of adaptions revert to baseline (i.e., the fetal heart rate normalizes)
maternal/placental conditions that could affect the fetus such as and the fetus starts to move. Only the redistribution of cardiac
vaginal bleeding or pre-eclampsia. Whereas there are several output persists with ongoing hypoxia. It is only as chronic fetal
relatively rare causes of reduced fetal movement such as fetal hypoxia becomes more severe, and is associated with myocardial
anemia related to feto-maternal haemorrhage or rhesus iso- dysfunction and fetal acidosis, that blood flow through the ductus
immunization, or a range of neurological conditions, the most venosus is affected. There are subtle signs on fetal heart rate
frequently occurring factor involved in all these scenarios is fetal monitoring, such as a reduction in short-term variability or loss of
hypoxia. This can occur acutely, for instance as a result of placental accelerations and a reduction in fetal movements.
abruption, but more commonly from chronic deterioration of It is clear that antenatal assessment of fetal heart rate or fetal
placental function. The distinction is important, as the chronicity of movement is only going to be of limited value in assessing fetal
hypoxia has important implications for what is going to be the most wellbeing. Critical to the detection and management of chronic
informative test. fetal hypoxia is careful risk assessment based on history of known
The fetal response to acute hypoxia is well known and or previous placental dysfunction, medical conditions such as
described, mainly from studies in fetal sheep [1,2]. The cardiovas- antiphospholipid syndrome or hypertension, or problems in the
cular and metabolic responses are rapid in onset and include al- current pregnancy, such as pre-eclampsia or abnormal pregnancy-
terations in fetal heart rate, an increase in blood pressure, associated plasma protein-A or human chorionic gonadotrophin
redistribution of cardiac output away from the peripheries and levels. The placenta and its two circulations can be directly inves-
tigated using ultrasound; in particular, Doppler-measured indices
reflecting flow in the umbilical artery are pivotal in identifying
* Corresponding author. Address: Institute for Women's Health, University Col- placental problems. However, it is ultimately the fetal response to
lege London, 74 Huntley St, London WC1E 6AU, UK. Tel.: þ44 (0) 207 679 6051, þ44 the hypoxic challenge that is crucial to identify the cause and
(0) 207 670 6051.
decide on timing of delivery. Of these, the most fundamental is fetal
E-mail address: d.peebles@ucl.ac.uk (D.M. Peebles).

http://dx.doi.org/10.1016/j.siny.2015.03.011
1744-165X/© 2015 Elsevier Ltd. All rights reserved.

Please cite this article in press as: Everett TR, Peebles DM, Antenatal tests of fetal wellbeing, Seminars in Fetal & Neonatal Medicine (2015),
http://dx.doi.org/10.1016/j.siny.2015.03.011
2 T.R. Everett, D.M. Peebles / Seminars in Fetal & Neonatal Medicine xxx (2015) 1e6

growth, as this reliably reflects substrate availability over a longer and also a high false-positive rate, up to 60% [11]. The test is time-
time period (days to weeks). This chapter will focus on the tests consuming and labor intensive, and a modified BPP (deepest pool of
that can be used, either in the situation of fetal growth restriction or amniotic fluid and CTG assessment) has been shown to have a
reduced fetal movement, to identify the hypoxic fetus and deter- similar negative predictive value as a full BPP. A recent Cochrane
mine the appropriate management to avoid stillbirth or long-term review concluded that there is insufficient evidence to support the
neurologic disability. use of BPP in high-risk pregnancies [12]. The review also high-
lighted the increased risk of intervention (induction of labor and
cesarean section) in women in the BPP arms of two studies [13,14]
2. Cardiotocographic monitoring
and the need to carefully assess the possible risks of increased
intervention against the paucity of evidence of benefit in fetal or
Cardiotocography (CTG) or electronic fetal heart rate monitoring
neonatal outcomes.
(EFM) is now widely used in clinical practice. In labor, continuous
CTG monitoring has been shown to reduce neonatal seizures, but
no long-term differences (including cerebral palsy and mortality)
4. Umbilical artery Doppler
have been shown between fetuses monitored continuously and
those monitored intermittently [3]. However, some have argued
In the Doppler assessment of fetal wellbeing, the umbilical ar-
that reduction in neonatal seizures could result in a reduction of
tery (UA) is the most easily measured parameter and is the main-
long-term cognitive impairment [4], although this remains to be
stay of assessment in small fetuses or those at risk of compromise
proven.
[15]. The umbilical artery Doppler assesses blood flow from the
There is a paucity of good-quality evidence regarding antenatal
fetus to the placenta. Simply, increased resistance in the placenta,
CTG monitoring. A Cochrane meta-analysis [5], including 1636
suggestive of poor function, results in reduced diastolic blood flow
women deemed to be high risk, found no benefit of antenatal CTG
velocities. Initially, this is determined quantitatively through
monitoring; there was a trend towards increased adverse outcomes
increasing pulsatility index (PI) values. As resistance further in-
[risk ratio (RR): 2.05; 95% confidence interval (CI): 0.95, 4.42] for
creases, qualitative changes in the waveform become evident
perinatal mortality. Indeed, the most recent Royal College of Ob-
(Fig. 1), resulting in intermittently absent end-diastolic flow (EDF),
stetricians and Gynaecologists guidance on management of the
progressing to persistently absent EDF and ultimately reversed EDF,
SGA fetus states that “CTG should not be used as the only form of
which represents obliteration of >70% of placental tertiary villi
surveillance in SGA fetuses” [6].
[16e18]. Ideally, Doppler measurement of the umbilical artery flow
However, computerized CTG monitoring can provide assess-
should be performed in a free-floating loop, as there are well-
ment of short-term variability (STV), which cannot be performed by
documented changes in the measurement values throughout the
visual assessment alone. STV has been shown to correlate with the
cord, with impedance being highest at the fetal end, where wave-
fetal metabolic state, and significantly reduced STV is closely
form changes may be evident, whereas PI values are normal at the
associated with fetal acidemia [7e9]; computerized CTG has been
placental end.
shown to reduce perinatal mortality compared to traditional CTG in
The Doppler measurement of umbilical artery flow has repeat-
the high-risk population [RR: 0.20; 95% CI: 0.04, 0.88] [5], but not if
edly been shown not to be useful in a low-risk or unselected pop-
deaths from congenital anomalies were excluded [OR: 0.23; 95% CI:
ulation [19,20]. A recent Cochrane review, including >14,000
0.04, 1.29]. This analysis was based on only two studies and was
women from 20 studies, compared the outcomes of low-risk
underpowered to detect a difference between groups.
pregnancies with either routine ultrasound or no Doppler ultra-
sound. This failed to demonstrate a reduction in perinatal death or
3. Biophysical profile serious neonatal morbidity in the Doppler group, nor were there
differences in the secondary outcomes including prematurity,
The biophysical profile (BPP) combines the use of CTG with the mode of delivery, neonatal resuscitation, or a 5 min Apgar score <7
ultrasound assessment of fetal movement, fetal tone, fetal breath- [21].
ing movements, and amniotic fluid volume. Each parameter is By contrast, the use of Doppler assessment of the umbilical ar-
scored 0e2 points, with a maximum total score of 10. A normal tery flow in fetuses with growth restriction or those at risk, such as
score (8) is reassuring and has a high negative predictive value hypertensive pregnancies, has been shown to reduce perinatal
and is associated with a low stillbirth rate (0.8%) [10]. However, mortality and unnecessary obstetric intervention [22]. Further
concerns have been raised regarding the large number of high-risk meta-analyses, comparing the use of umbilical Doppler in high-risk
women who would need to be assessed to prevent a poor outcome groups, has confirmed this. A recent Cochrane review, including 18

Fig. 1. Changes in umbilical artery waveforms. (a) Normal with positive end-diastolic flow (EDF); (b) Abnormal with absent EDF; (c) Abnormal with reversed EDF.

Please cite this article in press as: Everett TR, Peebles DM, Antenatal tests of fetal wellbeing, Seminars in Fetal & Neonatal Medicine (2015),
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T.R. Everett, D.M. Peebles / Seminars in Fetal & Neonatal Medicine xxx (2015) 1e6 3

studies and >10,000 pregnancies, demonstrated that women with 6. Cerebro:placental ratio
Doppler assessment had a significantly lower perinatal mortality
(1.2%) compared to those without Doppler studies (1.7%) [RR: 0.67; There is a normal physiologic response of MCA dilation in fe-
95% CI: 0.46, 0.96]. Although the data for secondary outcomes tuses exposed to acute or chronic hypoxia, resulting in a reduction
showed that there were fewer adverse outcomes in the Doppler in fetal MCA PI. Frequently, though not universally, these are
group, this did not reach statistical significance [21]. Interestingly, associated with increasing impedance in the umbilical artery,
there was a reduction in interventions, such as induction of labor suggestive of increased resistance in the placenta. Whereas the
and cesarean delivery in the Doppler group. Importantly, though, values obtained on measuring these Doppler parameters may be
there is a lack of data on long-term neurologic development on the within normal limits, it is possible that the fetus is compensating.
babies in either group, and whereas the quality of data is described By using the ratio of the MCA:UA Doppler PI (the “cere-
as low, the most recent study suitable for inclusion is more than a bro:placental” or “cerebro:umbilical” ratio), it may be possible to
decade old. determine which fetuses are at risk, as those with a low cere-
bro:placenta ratio (C:P) may have failed to reach their growth po-
5. Middle cerebral artery Doppler tential [32,33].
Studies of the predictive role of the C:P ratio [32,34] have shown
The middle cerebral artery (MCA) Doppler is an important in- cesarean section rates for fetal compromise, defined by abnormal
dicator of fetal anemia [23]. MCA peak systolic velocity (PSV) is CTG or by fetal blood sample pH 7.20, to be significantly higher in
most widely used in the monitoring of fetuses at risk of Rhesus those fetuses with low C:P < 10th percentile measured within 72 h
disease or anemia secondary to viral infections such as parvovirus of delivery. Notably, Apgar scores and arterial pH (taken at time of
B19. However, if a raised PSV is detected in a woman without delivery) do not differ, nor is there evidence of adverse neonatal
antibodies or recent viral infection, fetal anemia secondary to outcomes in the groups with low C:P ratio in either study. However,
acute or chronic feto-maternal haemorrhage should be considered others have reported a correlation between appropriate-for-
and is especially concerning in the presence of CTG abnormalities gestational-age (AGA) term fetuses with low C:P ratio and lower
[24,25]. umbilical artery pH [35], although in absolute terms the difference
The role of the cerebral arteries and the changes that occur in is small and the long-term clinical outcomes have yet to be studied.
the vessels are important in relation to the concept of “brain Interestingly, in SGA babies, low C:P ratio did not correlate with
sparing” in the chronically or acutely hypoxic fetus. Although lower pH, suggesting that the nature of SGA leaves a fetus with
debated, the concept of brain sparing involves redistribution of lower metabolic reserves and, independently of C:P ratio, the fe-
blood by dilation of the cerebral vessels, thus increasing substrate tuses have lower arterial pH at birth. Others [36] have also asso-
and oxygen supply to the brain in response to fetal chemoreceptor ciated low C:P (PI < 1) with adverse perinatal outcome in
or baroreceptor stimulation. intrauterine growth retardation (IUGR). However, it may be most
Because of its position and course, the MCA is the most readily useful when UA PI is > 95th centile with a normal waveform, in
measurable of the fetal brain vessels and readings can be obtained which situation a low C:P gives an OR for adverse perinatal
in the majority of cases. Ideally, measurements should be taken in outcome of 11.7 (6.0, 22.9). This provides similar predictive value to
an axial plane with the thalami and sphenoid bone wings visible. abnormal UA waveform alone [OR: 10.8 (3.8, 30.5)] compared to 6.9
The angle of insonation should be as close to 0 as possible and the (2.9, 16.5) for raised UA PI alone.
pulsed-wave Doppler gate should be placed over the proximal third
of the MCA. Pressure on the fetal head can significantly affect 7. Ductus venosus Doppler
readings, and care should be taken to avoid unnecessary pressure
from the transducer. The ductus venosus (DV) is a fetal vessel connecting the intra-
The value of MCA Doppler in the prediction of adverse fetal abdominal portion of the umbilical vein to the left portion of the
outcome and the assessment of the “at-risk” fetus has been inferior vena cava just below the diaphragm [37]. The function of
inconsistent. Some studies have suggested that assessment of the the ductus venosus is to shunt the oxygen and substrate-rich blood
MCA Doppler is a useful tool, whereas others have found poor coming from the placenta via the umbilical vein to the heart. The
predictive value [26e29]. Recently, a meta-analysis of 35 eligible DV diverts 25% of the blood to the heart, with the remainder being
studies including 4025 fetuses was performed [30]. It is worth distributed to the liver and joining the circulation via the hepatic
noting that even within the included studies the definition of SGA portal system.
varied, the timing of MCA recordings in relation to outcomes The ductus venosus is a “trumpet-shaped” vessel, which, in
differed, and the definition of abnormal MCA also varied, though combination with the venous pressure gradient, increases the ve-
most used PI < 2 SD or PI < 5th centile. locity of blood flow several-fold. Although entering the heart via
This meta-analysis found that low MCA PI appears to be predic- the right atrium, the high velocity and direction of flow preferen-
tive of impaired fetal wellbeing assessed by either acidosis tially directs this substrate and oxygen-rich blood to the left atrium,
(pH < 7.20) at birth, positive likelihood ratio (LR) 2.04 (95% CI: 1.17, and then via the left ventricle and aorta to the fetal heart and brain
3.56), negative LR 0.67 (0.46, 0.98) (although this finding is largely [38,39].
biased by a single study in a high-risk population [31], 5 min Apgar Sonographically, the DV can be identified with the use of color-
score <7 [positive LR: 1.65 (1.07, 2.52), negative LR: 0.59 (0.37, 0.92)], mapping in either the mid-sagittal view or an oblique transverse
or admission to a NICU [positive LR: 4.00 (2.16, 7.50), negative LR: view through the upper abdomen [37]. It appears as a small vessel
0.62 (0.47, 0.82)]. Abnormal MCA is also predictive of an overall with relatively high velocities and on pulsed-wave Doppler usually
composite measure of adverse perinatal outcome [positive LR: 2.77 has a triphasic venous waveform. The DV waveform is sensitive to
(1.93, 3.96), negative LR 0.58 (0.44, 0.69)] and perinatal mortality cardiac function, which in turn is adversely affected by chronic
[positive LR: 1.36 (1.10, 1.67), negative LR: 0.51 (0.29, 0.89)]. severe decrease in substrate/oxygen availability. In response to
Although these findings suggest that there is an association hypoxia, the DV becomes more dilated and there is reduced flow
between abnormal MCA and adverse outcomes, the association is during ventricular diastole, resulting in increased DV pulsatility
weak. In clinical practice, MCA has limited predictive value for index for veins (PIV), followed by increasingly retrograde flow
compromised fetal or neonatal wellbeing. during atrial systole, seen as absent or reversed a-wave.

Please cite this article in press as: Everett TR, Peebles DM, Antenatal tests of fetal wellbeing, Seminars in Fetal & Neonatal Medicine (2015),
http://dx.doi.org/10.1016/j.siny.2015.03.011
4 T.R. Everett, D.M. Peebles / Seminars in Fetal & Neonatal Medicine xxx (2015) 1e6

Fig. 2. Changes in ductus venosus waveforms. (a) Normal with positive a-wave; (b) Abnormal with a-wave reversal.

The utility of the DV waveform is primarily in the very prema- The recent PORTO study [45] has challenged this viewpoint. This
ture fetus with IUGR, or in the preterm fetus with abnormal UA prospective study of 1116 fetuses with EFW <10th centile demon-
waveforms. Reversal or absence of the DV a-wave (Fig. 2), partic- strated that there is no single predominant pattern of Doppler
ularly in combination with umbilical vein pulsations, has been changes. Nearly half (46%) of fetuses showed changes initially in the
shown to be closely associated with a pH < 7.20 (65% sensitivity and umbilical artery with PI > 95th centile or absent or reversed EDF,
95% specificity) [40]. Similarly, these venous Doppler changes are 27% had MCA PI < 5th centile, and 11% had abnormal DV (either PIV
associated with an 11-fold increase in major adverse neonatal >95th centile, or absent or reversed a-wave.)
outcomes and a doubling in neonatal mortality [41]. The pattern of adverse outcomes, such as intraventricular
However, up to 30% of fetuses with these venous Doppler ab- hemorrhage, periventricular leukomalacia, hypoxiceischemic en-
normalities are not acidemic. At the extremes of prematurity, cephalopathy, necrotizing enterocolitis, bronchopulmonary
especially in fetuses with growth restriction, this presents a clinical dysplasia, sepsis, and death is also of interest. Eighty-six percent of
dilemma when making a decision regarding optimal timing of de- fetuses with abnormal UA had adverse outcomes, compared to 51%
livery. Until recently, the GRIT study [42] provided the best pro- with abnormal MCA and only 25% with abnormal DV Doppler. By
spective randomized data on outcomes related to timing of delivery contrast with the TRUFFLE study, this study included late preterm
in severely growth-restricted fetuses. Based on an abnormal UA gestations, up to 36þ6 weeks' gestation. In the PORTO study, timing
waveform, it showed no differences in mortality or long-term of delivery was at the discretion of the lead clinician, and fetuses
outcome [43] between fetuses allocated either to immediate or to with absent EDF in the UA were, by consensus, delivered at 34
deferred delivery. However, the TRUFFLE study has provided clar- weeks' gestation, by contrast with 32 weeks in the TRUFFLE study.
ification of outcomes in the cases of IUGR prior to 32 weeks' These findings demonstrate that the pattern of Doppler changes
gestation. In cases where delivery was determined by increased DV in a fetus with IUGR may vary significantly. The weighting that
PIV or absent DV a-wave, perinatal mortality was 6% and 10%, clinician should put on any one particular Doppler index will vary
respectively. However, neurologic impairment at 2 years of age was with gestation, and other factors such as estimated fetal weight,
9% and 5%, respectively. In those for whom delivery timing was underlying medical problems, and maternal condition are impor-
based on reduced CTG STV, perinatal mortality and abnormal 2- tant when making the decision to deliver. In light of the TRUFFLE
year outcomes were 7% and 15%, respectively. Although the out- study findings, which have clarified outcomes in fetuses <32
comes were not significantly different between the groups, the weeks' gestation, decision regarding timing of delivery still requires
study suggests that delivery based on late Doppler changes, rather individualization at later preterm gestations where the umbilical
than on reduced CTG STV, may provide better long-term outcomes, waveform remains normal.
possibly at the expense of a small increase in perinatal mortality. [It
is important to note that in the total cohort, 72% of women became 9. Conclusion
hypertensive, 50% developed pre-eclampsia or HELLP syndrome
(hemolysis, elevated liver enzymes, low platelet count) and 17% There is no single assessment modality that suits all antenatal
required magnesium sulfate.] monitoring requirements at all gestational ages. There is also a
paucity of high-quality data and randomized trials to support many
8. Changes in Doppler parameters monitoring modalities. The key question for the clinician caring for,
and mother of, a compromised fetus or a fetus at risk of compro-
The traditional view of the changes in Doppler parameters was mise is “Will delivery of this fetus improve long-term outcome?”
that as placental function deteriorated there was a clearly defined and this needs to be balanced against the risks to the mother. The
sequence of changes in Doppler findings with an initial increase in TRUFFLE study has at least clarified the effect on outcomes in IUGR
umbilical artery impedance (followed by changes in the waveform: fetuses prior to 32 weeks, where the decision to deliver is based on
absent EDF and then reversed EDF, although these are considered reduced CTG STV or abnormal DV [46].
late changes often occurring after abnormal venous Doppler At later gestations, it would seem prudent to deliver a fetus
changes). As placental function deteriorated further, the reduction beyond 32 weeks gestation in the presence of a persistent UA
in oxygen and substrate to the fetus resulted in brain sparing and waveform or CTG abnormality. In the growth-restricted fetus with a
reduction in the middle cerebral artery impedance. Changes in the normal UA waveform but raised PI > 95th centile or MCA PI < 5th
ductus venosus, initially with increased PIV and then reversal of the centile, delivery around 37 weeks seems reasonable.
a-wave, are later signs, as the fetal myocardium becomes increas- In part, the reason for the scarcity of data to support the various
ingly hypoxic and functions suboptimally [44]. elements of antenatal monitoring is that the overall prevalence of

Please cite this article in press as: Everett TR, Peebles DM, Antenatal tests of fetal wellbeing, Seminars in Fetal & Neonatal Medicine (2015),
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Please cite this article in press as: Everett TR, Peebles DM, Antenatal tests of fetal wellbeing, Seminars in Fetal & Neonatal Medicine (2015),
http://dx.doi.org/10.1016/j.siny.2015.03.011

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