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1. Introduction
The fifth-order Kadomtsev-Petviashvili II (KPII) equation is the partial differ-
ential equation
∂t u − ∂x5 u + ∂x−1 ∂y2 u + u∂x u = 0,
(1.1)
u(x, y, 0) = f (x, y),
where u = u(x, y, t) and (x, y, t) ∈ R3 . This equation belongs to the class of
KP equations, which are models for the propagation of long dispersive nonlinear
waves which are essentially unidirectional and have weak transverse effects. Due to
the asymmetric nature of the equation with respect to the spatial derivatives, it is
natural to consider the Cauchy problem for (1.1) with initial data in the anisotropic
Sobolev spaces H s1 ,s2 (R2 ), defined by the norm
Z 1/2
2s1 2s2 2
kukH s1 ,s2 (R2 ) = hξi hηi |ũ(ξ, η)| dξdη ,
Our second main result concerns the evolution of the radius of analyticity for
the x-direction.
Theorem 1.3. Let σ1 > 0 and σ2 ≥ 0, and assume f ∈ Gσ1 ,σ2 . Then the solution
u given by Theorem 1.2 extends globally in time, and for any T > 0, we have
u ∈ C [0, T ], Gσ(T ),0 (R2 ) with σ(T ) = min σ1 , CT −1 ,
where C > 0 is a constant which does not depend on T .
The method used here for proving lower bounds on the radius of analyticity was
introduced in [8] in the study of the 1D Dirac-Klein-Gordon equations. It was
applied to the modified Kawahara equation [5] and the non-periodic KdV equation
in [7], to the dispersion-generalized periodic KdV equation in [2], the Ostrovsky
equation [1], and to the quartic generalized KdV equation on the line in [9].
The rest of the paper is organized as follows: in section 2, we introduce the
various tools which will be used in the proofs of our main theorems. We then prove
Theorems 1.2 and 1.3 in sections 3 and 4, respectively.
THE FIFTH-ORDER KPII EQUATION 3
2. Preliminaries
In this section, we introduce the preliminary results necessary for our proofs.
We begin by fixing the notation to be used. We begin by noting that, in addition
to the spatial Fourier transform stated above, we will also need the full spacetime
Fourier transform, which we denote by
Z
ˆ
f (ξ, η, τ ) = f (x, y, t)e−i(xξ+yη+tτ ) dxdydt.
R3
In both cases, we will denote the corresponding inverse transform of a function
f = f (ξ, η) or f = f (ξ, η, τ ) by F−1 (f ).
To simplify the notation, we introduce some operators which will be introduced
later. We first introduce the operator Aσ1 ,σ2 , which we define as
Aσ1 ,σ2 f = F−1 eσ1 |ξ| eσ2 |η| fˆ . (2.1)
With this, we may then define another useful operator
N (f ) = ∂x (Aσ1 ,σ2 f )2 − Aσ1 ,σ2 (f 2 ) . (2.2)
For x ∈ Rn , we denote hxi = (1 + |x|2 )1/2 . Finally, we write a . b if there exists
a constant C > 0 such that a ≤ Cb, and a ∼ b if a . b . a. If the constant C
depends on a quantity q, we denote this by a .q b.
Since our proofs will rely heavily on the theory developed by Isaza, López and
Mejı́a, let us state the function spaces they used explicitly, so that we can state
their useful properties which we will exploit in our modifications of their spaces.
The main function spaces they used are the so-called Bourgain spaces, adapted to
the KP II equation, whose norm is given by
Z 12
2 2
kukX s1,s2 ,b,ε = λ (s1 , s2 , b, ε)|û(ξ, η, τ )| dξdηdτ ,
R3
where ε
τ − m(ξ, η)
λ(s1 , s2 , b, ε) = hξis1 hηis2 hτ − m(ξ, η)ib .
1 + |ξ|5
2
with m(ξ, η) = ξ 5 − ηξ . As is well-known (see, for example, Corollary 2.10 of [10]),
these spaces satisfy the embedding X s1 ,s2 ,b,ε ֒→ C R; H s1 ,s2 (R2 ) . Thus, solutions
constructed in X s1 ,s2 ,b,ε belong to the natural solution space.
When considering local solutions, it is useful to consider localized versions of
these spaces. For a time interval I and a Banach space Z, we define the localized
space Z(I) by the norm
kukZ(I) = inf{kvkZ : v = u on I}.
It is easy to see that estimates which hold for the original spaces also hold for the
localized spaces. For simplicity, we will omit the interval from the notation when
there is no chance of confusion.
The final preliminary fact we must state is the following bilinear estimate, which
is Lemma 1.1 of [3]:
Lemma 2.1. Let s1 > −5/4, s2 ≥ 0, b > 1/2, and define s = max{0, −s1 }. If ε
and β satisfy the inequalities
2 5 3
0 ≤ ε ≤ min −s ,
5 4 20
4 A. BOUKAROU, D. O. DA SILVA, K. GUERBATI, KH. ZENNIR
and
9 1 1 5 1
max , − −s +ε ≤β < ,
20 2 2 4 2
then
k∂x (uv)kX s1 ,s2 ,−β,ε . kukX s1 ,s2 ,b,ε kvkX s1 ,s2 ,b,ε .
By the discussion above, for t ∈ (−δ, δ), we have the identity un (x, y, t) = Φ(un−1 (x, y, t)),
where
Φ(u) = ψ(t)S(t)f + Gδ ∂x (u2 ) .
To this operator, we apply the following estimate, which follows from equations
(1.2) and (1.4) of [3] and the commutativity of Fourier multipliers:
1
Lemma 3.1. Let σ1 ≥ 0, σ2 ≥ 0, 2 < b < 1, β ∈ (0, 1 − b), and 0 < δ < 1. Then
kΦ(u)kY σ1 ,σ2 ,b ≤ kf kGσ1 ,σ2 + Cδ γ k∂x (u2 )kY σ1 ,σ2 ,−β
for some 0 < γ < 1.
To this result, we apply the following lemma, which is a corollary of Lemma 2.1:
Lemma 3.2. For σ1 ≥ 0, σ2 ≥ 0, and b > 1/2, we have
k∂x (uv)kY σ1 ,σ2 ,9/20 . kukY σ1 ,σ2 ,b kvkY σ1 ,σ2 ,b .
Proof. From the triangle inequality, it is easy to see that
uv(ξ, η, τ )|2
e2(σ1 |ξ|+σ2 |η|) |c
Z 2
2(σ1 |ξ|+σ2 |η|)
=e
û(ξ − ξ1 , η − η1 , τ − τ1 )v̂(ξ1 , η1 , τ1 ) dξdηdτ
Z
≤ eσ1 |ξ−ξ1 |+σ2 |η−η1 | û(ξ − ξ1 , η − η1 , τ − τ1 ) ×
2
×eσ1 |ξ1 |+σ2 |η1 | v̂(ξ1 , η1 , τ1 ) dξdηdτ
2
= Aσ1 ,σ\
2 uAσ1 ,σ2 v
.
It follows that
k∂x (uv)kY σ1 ,σ2 ,9/20 ≤ k∂x (Aσ1 ,σ2 uAσ1 ,σ2 v)k 9
X 0,0, 20 ,0
σ1 ,σ2 σ1 ,σ2
. kA ukX 0,0,b,0 kA vkX 0,0,b,0
= kukY σ1 ,σ2 ,b kvkY σ1 ,σ2 ,b
by Lemma 2.1.
With these results, it is a simple matter to show that
kun kY σ1 ,σ2 ,b ≤ kf kGσ1,σ2 + Cδ γ kun−1 k2Y σ1 ,σ2 ,b .
Using a simple proof by induction, one may show that
kun kY σ1 ,σ2 ,b ≤ 2kf kGσ1,σ2
for all n ∈ N ∪ {0}, if we choose δ such that
1
δ< . (3.3)
(Ckf kGσ1 ,σ2 )1/γ
The final step is to show that the sequence converges. Applying Lemmas 3.1 and
3.2 once again, a similar computation will show that
kun − un−1 kY σ1 ,σ2 ,b = kΦ(un ) − Φ(un−1 )kY σ1 ,σ2 ,b
≤ Cδ γ Mn−1 kun−1 − un−2 kY σ1 ,σ2 ,b
≤ 4Cδ γ kf kGσ1 ,σ2 kun−1 − un−2 kY σ1 ,σ2 ,b .
6 A. BOUKAROU, D. O. DA SILVA, K. GUERBATI, KH. ZENNIR
where
Mn−1 = kun−1 kY σ1 ,σ2 ,b + kun−2 kY σ1 ,σ2 ,b .
Thus, the sequence will converge if δ satisfies
1
δ< . (3.4)
(4Ckf kGσ1 ,σ2 )1/γ
sufficiently small. Thus, the sequence converges to a solution u ∈ Y σ1 ,σ2 ,b ⊂
C([0, δ]; Gσ1 ,σ2 ).
To show uniqueness, suppose u and v are solutions to (1.1), and let w = u − v.
Then w satisfies the equation
∂t w − ∂x5 w + ∂x−1 ∂y2 w = v∂x v − u∂x u,
with w(x, y, 0) = 0. Multplying by w and integrating in x and y yields
1 d
kw(t)kL2x,y ≤ kux(t)kL∞ + kvx (t)kL∞ kw(t)kL2x,y .
2 dt x,y x,y
By the embedding
kux (t)kL∞
x,y
. ku(t)kGσ1 ,σ2 ≤ 2kf kGσ1,σ2 ,
which also holds for v, it will follow from Grönwall’s Inequality that w = 0. This
completes the proof of Theorem 1.2.
As a concluding remark, we observe that for later convenience, we may choose
the time of existence to be
C
δ= .
(1 + kf kGσ1 ,σ2 )1/γ
For appropriate choice of C, this will satisfy inequalities (3.3) and (3.4).
Before we may state the proof, let us first state some preliminary lemmas. The first
is an immediate consequence of Lemma 12 in [7] and the comments immediately
following it:
Lemma 4.2. For σ > 0 and ξ, ξ1 ∈ R, we have
hξ − ξ1 ihξ1 i σ|ξ−ξ1 | σ|ξ1 |
eσ|ξ−ξ1 | eσ|ξ1 | − eσ|ξ| . σ e e .
hξi
This will be used to prove the following key estimate:
Lemma 4.3. Let N (u) be as in equation (2.2) for σ1 ≥ 0 and σ2 = 0. Then for b
and β as in Lemma 2.1, we have
kN (u)kY 0,0,−β ≤ Cσkuk2Y σ1 ,0,b .
THE FIFTH-ORDER KPII EQUATION 7
Proof. We first observe that the inequality in Lemma 2.1, for the case ε = 0, is
equivalent to
Z
fˆ(ξ − ξ1 , η − η1 , τ − τ1 )
ξλ(s1 , s2 , −β, 0) ×
hξ − ξ1 i hη − η1 is2 hφ(ξ − ξ1 , η − η1 , τ − τ1 )ib
s1
ĝ(ξ1 , η1 , τ1 )
× s s b
dξ1 dη1 dτ1
2 . kf kL2x,y kgkL2x,y
hξ1 i hη1 i hφ(ξ1 , η1 , τ1 )i
1 2
L
ξ,η
where we denote φ(τ, ξ, η) = hτ − m(ξ, η)i. With this in mind, we observe that the
left side of the inequality in Lemma 4.3 can be estimated by Lemma 4.2 as
Z σ1 |ξ−ξ1 |
ξhξi−1 e û(ξ − ξ1 , η − η1 , τ − τ1 )
kN (u)kY σ1 ,0,−β . σ
hφ(τ, ξ, η)iβ ×
hξ − ξ1 i−1
eσ1 |ξ1 | û(ξ1 , η1 , τ1 )
× dξ 1 dη
1
.
hξ1 i −1
ξ,η L2
If we apply Lemma 2.1 with s1 = −1, s2 = 0, it will follow from the comments
above that
kN (u)kY σ1 ,0,−β . kuk2Y σ1 ,0,b .
4.1. Proof of Proposition 4.1. Begin by applying the operator Aσ1 ,0 to equation
(1.1). If we let U = Aσ1 ,0 u, then equation (1.1) becomes
Ut − Uxxxxx + ∂x−1 Uyy + U Ux = N (u),
where N (u) is as defined in Lemma 4.3. Multiplying this by U and integrating with
respect to the spatial variables, we obtain
Z Z
U Ut − U Uxxxxx + U ∂x−1 Uyy + U 2 Ux dxdy = U N (u) dxdy.
Z tZ
+2 U (x, y, t′ )∂x N (u)(x, y, t′ ) dxdydt′ .
0
Applying Cauchy-Schwarz and the definition of U , we obtain
ku(t)k2Gσ1 ,0 ≤ kf k2Gσ1 ,0 + kukY σ1 ,0,b kN (u)kY 0,0,−β (I) ,
8 A. BOUKAROU, D. O. DA SILVA, K. GUERBATI, KH. ZENNIR
where β is as defined previously. If we now apply Proposition 4.1 and the fact that
β < 1/2 < b, we can further estimate this by
ku(t)k2Gσ1 ,0 ≤ kf k2Gσ1 ,0 + Cσkuk3Y σ1 ,0,b , (4.2)
as desired.
4.2. Proof of Theorem 1.3. With the tools established in the previous section,
we may begin the proof of Theorem 1.3. By the embedding in equation (1.2), it
suffices to consider the case σ2 = 0. To begin, let us first suppose that T ∗ is the
supremum of the set of times T for which
u ∈ C([0, T ]; Gσ1 ,0 ).
If T ∗ = ∞, there is nothing to prove, so let us assume that T ∗ < ∞. In this case,
it suffices to prove that
u ∈ C [0, T ], Gσ(T ),0 (4.3)
for some σ(T ) > 0 and all T > T ∗ . To show that this is the case, we will use The-
orem 1.2 and Proposition 4.1 to construct a solution which exists over subintervals
of width δ, using the parameter σ to control the growth of the norm of the solution.
Thus, the desired result will follow from the following proposition:
Proposition 4.4. Let T > 0 and δ > 0 be numbers such that nδ ≤ T < (n + 1)δ.
Then the solution u to the Cauchy problem (1.1) satisfies
sup ku(t)k2Gσ(T ),0 ≤ kf k2Gσ(T ),0 + 23 Cσ(T )nkf k3Gσ1 ,0 (4.4)
t∈[0,nδ]
and
sup ku(t)k2Gσ(T ),0 ≤ 4ku(t)k2Gσ1 ,0 (4.5)
t∈[0,nδ]
if
C(1 + kf kGσ1 ,0 )1/γ−1
σ(T ) ≤ σ1 and σ(T ) ≤
T
for some constant C > 0.
Proof. By induction on n. The base case n = 1 follows from equation (4.2), Theo-
′ ′
rem 1.2, and the embedding Gσ1 ,σ2 ֒→ Gσ1 ,σ2 when σ1′ ≤ σ1 and σ2′ ≤ σ2 . Suppose,
then, that the result holds for n ≤ k. The inductive hypothesis then tells us that
sup ku(t)kGσ(T ),0 ≤ kf k2Gσ(T ),0 + 23 Cσ(T )kkf k3Gσ1 ,0
t∈[0,kδ]
and
sup ku(t)k2Gσ(T ),0 ≤ 4kf k2Gσ1,0
t∈[0,kδ]
and
sup ku(t)k2Gσ(T ),0 ≤ 4ku(kδ)k2Gσ1,0 .
t∈[kδ,(k+1)δ]
If we apply equations (4.4) and (4.5) to these, we get
ku(kδ)kGσ(T ),0 ≤ kf k2Gσ(T ),0 + 23 Ckσ(T )ku(kδ)k3Gσ1 ,0
THE FIFTH-ORDER KPII EQUATION 9
and
ku(kδ)k2Gσ1 ,0 ≤ 4kf k2Gσ1,0 .
Combining these together, we obtain
sup ku(t)kGσ(T ),0 ≤ kf k2Gσ(T ),0 + 23 Ckσ(T )kf k3Gσ1,0 + 23 Cσ(T )kf k3Gσ1 ,0
= kf k2Gσ(T ),0 + 23 C(k + 1)σ(T )kf k3Gσ1 ,0 .
It follows that
sup ku(t)kGσ(T ),0 ≤ kf k2Gσ(T ),0 + 23 C(k + 1)σ(T )kf k3Gσ1,0 .
t∈[0,(k+1)δ]
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10 A. BOUKAROU, D. O. DA SILVA, K. GUERBATI, KH. ZENNIR
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Aissa Boukarou
Laboratoire de Mathématiques et Sciences appliquées Université de Ghardaia, Algeria
E-mail address: boukarou.aissa@univ-ghardaia.dz
Kaddour Guerbati
Laboratoire de Mathématiques et Sciences appliquées Université de Ghardaia, Algeria
E-mail address: guerbati k@yahoo.com
Khaled Zennir
Department of Mathematics, College of Sciences and Arts, Qassim University, Ar-Rass,
Kingdom of Saudi Arabia
E-mail address: k.zennir@qu.edu.sa