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Neurocuse (1997) Vol. 3. pp.

137-149 Oxford University PresA 1997

Dramatic Neurobehavioral Disorder in Two Cases


Following Bilateral Anteromedial Frontal Lobe Injury:
Delayed Psychosis and Marked Change in Personality

Colin Harrington, Stephen Salloway and Paul Malloy


Department of Clinical Neurosciences and Psychiatry and Human Behavior, Brown University School of Medicine,
Providence, RI, USA

Abstract

This paper describes two cases of closed head injury causing bilateral frontal lobe contusions that resulted
in enduring changes in self-control, perception, mood and cognition. In the first case the primary feature was
delayed-onset psychosis. In the second case the patient developed mood lability, poor impulse control, a
dramatic change in personality and impaired cognition. Midline, anterior frontal regions were most severely
affected In both cases. The diagnostic evaluation and the clinical course are described. The neuropsychiatric
syndromes are discussed with reference to lesion location and the literature on the neurobehavioral sequelae
of closed head injury.

Introduction
There are more than two million cases of traumatic brain We describe two cases of TBI involving bilateral
injury (TBI) reported each year, with 70 000-90 000 of contusions to the anteromedial frontal lobes. The clinical
these survivors suffering chronic neuropsychiatric sequelae manifestations of the two cases were quite different,
(Silver et al., 1992). The majority of these cases are the demonstrating the wide variability of neurobehavioral
result of motor vehicle accidents (MVA), but other dysfunction seen after orbitomedial frontal injury.
common causes include falls, assaults and recreation- The orbitofrontal region is closely connected to
related injuries. The mechanisms of brain injury include subcortico-thalamic limbic structures and plays a pivotal
direct tissue destruction from penetrating injuries, contu- role in the regulation of impulses and mood. Injury to this
sions, diffuse axonal injury, mass effect from hematomas, region can result in dramatic personality change, im-
hypoxia and free radical formation (Silver et al., 1992). pulsivity, mood lability and impaired self-monitoring. In
Contusions, including contrecoup injury, occur primarily in case 1 we report on a 34-year-old man who sustained a
the frontal and temporal lobes where brain parenchyma is severe TBI at the age of 21 and went on to develop a
closely associated with the bony prominences at the base of delayed-onset psychotic disorder and depression. The
the skull. Diffuse axonal injury occurs in the context of patient had abnormalities on EEG and a positive response
acceleration/deceleration injuries and results from the to carbamazepine which raised the possibility of temporal
twisting and shearing forces acting on axons. Neuro- lobe epilepsy (TLE). The discussion of this case will
transmitter systems implicated in the neuropsychiatric review the known patterns of regional brain dysfunction in
sequelae of TBI are reviewed extensively elsewhere (Silver injury-induced psychosis. The diagnoses of psychosis and
et al., 1991, 1992) and include norepinephrine, serotonin, epilepsy, and their relationship to brain injury, will be
glutamate and dopamine. The neuropsychiatric sequelae of reviewed as well. Case 2 involves a 57-year-old man who
TBI include cognitive deficits, most commonly in slipped on the ice and struck the back of his head, leading to
concentration, processing speed, memory and executive contrecoup frontal injury. This minor accident caused a
functions, affective disorders (both depression and mania), change in personality, marked mood lability and impulsiv-
anxiety disorders, psychosis, mood lability, aggression, ity, and impairment in executive cognition. The discussion
personality changes and epilepsy. of case 2 highlights the functions of the orbitofrontal cortex.

Correspondence to: Stephen Salloway, Director of Neurology, Butler Hospital. 345 Blackstone Blvd, Providence, RI 02906, U S A
138 C. Harrington, S. Salloway and P. Malloy

Case 1 by overdose in an effort to avoid incarceration after he


became convinced that he would be arrested. While
MF was a 34-year-old white male who had an unremark- hospitalized he made a second suicide attempt by wrist
able medical history until the age of 21 when he sustained a slashing. Examination revealed stable neurological deficits
traumatic brain injury as an unrestrained passenger in a of moderate left hemiparesis, left foot drop, and expressive
MVA. He was found unconscious at the scene with reports dysprosody. Evaluation at that time included a CT scan of
of systolic blood pressures as low as 60 mmHg. He was the brain which demonstrated bilateral confluent frontal
intubated in the field. On initial examination he had no white matter hypodense areas, left greater than right,
spontaneous respiration, was unresponsive to verbal consistent with encephalomalacia, and mild bilateral
commands, and had equal and reactive pupils. He had cortical volume loss, right fronto-parietal greater than left
roving eye movements, a right gaze preference, an upgoing (Fig. 1). EEG was normal. Serum chemistries, liver func-
left toe, and intermittent spontaneous movements of the tion testing, and thyroid function testing were normal.
right upper extremity only. Chest X-ray revealed multiple Psychotic symptoms responded to low-dose haloperidol.
rib fractures, and a chest tube was placed. Blunt abdominal The patient was discharged to a highly structured out-
trauma required splenectomy. Initial CT scan of the head patient psychiatric program and did well for -8 months
demonstrated small midline ventricles, but no contusions or while maintained on perphenazine. Amitriptyline was
extra-axial fluid collections. There was no mention of a added for symptoms of depression. Eight months after
skull fracture. A ventriculostomy was placed for monitor- the first hospitalization, the patient was re-admitted for
ing of intracranial pressure and drainage. On the fourth escalating suicidal ideation related to recurrent paranoid
hospital day he was extubated, and the ventriculo- concerns about his imagined implication in ‘terrible’
stomy was removed. He remained unresponsive to verbal crimes, and fear that he would be arrested and incarcerated.
commands until day 13 when he began to follow simple Medication non-compliance was suspected but not
commands. He was transferred to another hospital closer to confirmed. He responded well to hospital structure and
his home on hospital day 18. An EEG performed 3 months continuation of neuroleptics. Repeat CT scan of the head
after his injury demonstrated paroxysmal medium to high was unchanged. Repeat EEG was normal.
amplitude slow wave activity with left anterior predomi- He was discharged back to outpatient treatment and
nance. He was placed on prophylactic phenytoin. This was maintained on amitriptyline and fluphenazine. Neuropsy-
discontinued 6 years after his head injury as he never chological testing was obtained in 1991, and revealed mild
experienced a documented seizure. deficits in sustained attention, mild to moderate deficits in
The patient was a US serviceman at the time of the executive function and response inhibition on Go-No-Go
accident, and received an honorable discharge for medical tasks, problems with retrieval and short-term memory,
reasons. He received extensive physical therapy and speech anosognosia, and marked aprosody. Mild deficits in
therapy in rehabilitation. Residual neurological deficits construction and visuoperception were thought to be
included moderate left hemiparesis, left foot drop, and a secondary to poor organization and integration of informa-
neurogenic bladder. He appeared to make a good recovery tion (i.e. dysexecutive problems).
and went on to earn a BS degree in medical technology A trial of fluoxetine was substituted for aniitriptyiine in
within 7 years of the accident. However, he took 6 years to an effort to minimize antidepressant side-effects, but
complete the degree and required special accommodation fluoxetine caused drooling, ataxia, sedation, hypophonia
during examinations due to distractability. and motor slowing, and had to be discontinued. The patient
Prior neuropsychiatric history was notable for excessive remained well on fluphenazine alone. Fluphenazine was
weekend alcohol use, and brief experimentation with empirically tapered and discontinued, and his psychiatric
hallucinogens and marijuana. He sustained a minor head symptoms remained mild for -3 months off medications.
injury with a 1 h loss of consciousness at age 5 , secondary Paranoid symptoms reappeared and responded to low-dose
to a bicycle accident. This reportedly resulted in ‘learning thioridazine. Again, the patient remained well for - I I
difficulties’, and he repeated the first grade. Family months until he discontinued his medications and was
psychiatric history was notable for alcoholism in his rehospitalized, after attempting to gain access to a tele-
mother. vision camera at a professional sporting event to reveal
Eight years after the accident, at the age of 29, the what he believed to be special information regarding the
patient became preoccupied with the paranoid belief that he 0. J. Simpson trial.
was being pursued as a suspect in a widely publicized On discharge from the hospital, at age 32, now 1 1 years
murder in his home state. He believed that his telephone after his head injury, the patient was placed on fluphena-
was tapped and that he was being tailed by the police. zine decanoate to ensure compliance. Though he mini-
Hallucinations were denied. Mild depressive symptoms mized his cognitive and motor deficits and had limited
were described, but were less prominent than his presenting insight into his symptoms, he remained compliant with his
psychotic symptoms. The depth of his convictions to his treatment. Fluphenazine decanoate was tapered to 6.25 mg
delusion was demonstrated when he made a suicide attempt every 3 weeks with good symptom control. Despite
Neurobehavioral disorder following bilateral anteromedial frontal lobe injury 139

minimal side-effects, the patient insisted upon a return to surgical controls. The frequency of documented childhood
oral thioridazine, misattributing many of his residual brain injury in the schizophrenic population was 11%
neurologic symptoms to fluphenazine. compared to 4.9, 1.5 and 0.7% in the manic, depressed and
Routine neurological follow-up during this period of surgical control populations respectively.
stability included a screening EEG which demonstrated The onset of psychotic symptoms in this case was 8 years
bilateral temporal lobe slowing and bilateral posterior after TBI, reflecting the variable onset and course of
temporal sharp waves suggestive of a diagnosis of temporal psychotic symptoms after brain injury. Late-onset psycho-
lobe epilepsy. There was no interim history of seizures. sis after TBI has been reported in other studies. Bamhill
Prior neurologic follow-up had been unremarkable, and Gaultieri (1989) reported on two cases of late-onset
including normal EEGs. Carbamazepine was started and psychosis which presented more than 3 years after TBI.
titrated to 200 mg three times daily with good response. Affective symptoms were prominent in both of these
The patient has tolerated this well, with levels in the mid- patients. CT scans demonstrated diffuse atrophy and
therapeutic range. He is clinically stable, and remains o n ventricular enlargement, but no focal changes. EEG in
carbamazepine and thioridazine. Psychotic and affective one patient demonstrated high-voltage slow wave activity
symptoms have been in remission for 2 years. in the right hippocampal region, while EEGs in the other
case were repeatedly negative. There was no evidence in
either patient of frank epileptiform activity. Both patients,
Discussion
who had done poorly despite multiple prior pharmacologic
MF suffered a severe closed head injury with hypotension, trials, improved after the addition of carbamazepine to their
hypoventilation, left hemiparesis, chest and abdominal regimen. Filley and Jarvis (1987) also described a case of
trauma, and deep depression of consciousness. Overall, he delayed-onset psychosis occurring 3 years after TBI. Of
made a good gradual recovery of function. The. main particular relevance to this case, the patient had bifrontal
finding in this case, and the most disabling symptom for and right hemisphere pathology as demonstrated by head
this patient, was the development of delayed-onset delu- CT and neuropsychological testing. Levine and Finklestein
sions 8 years after the head injury. There was no significant ( 1 982) reported on eight patients who developed delayed-
personal or family psychiatric history other than alcohol onset psychosis after right temporoparietal stroke or
abuse, and it seems reasonable to assume an etiological trauma. Onset of psychotic symptoms ranged from 1 month
relationship between head injury and psychosis in this to I 1 years after brain injury, and seven of eight patients
patient. had seizures. In addition, in Thomsen’s (1984) review of 40
Psychotic symptoms occur frequently in patients patients followed for 10-15 years after TBI, six of eight
following head injury, with prevalence rates in the litera- patients who developed psychosis had a delayed onset of
ture ranging from 0.7 to 20%. Davison and Bagley (1969) symptoms.
conducted a large survey and reviewed eight studies which CT scan (Fig. 1) done in 1991 shows clearly demarcated
examined the prevalence of psychosis secondary to brain hypodensities in the anteromedial frontal lobes bilaterally,
injury, and documented rates of psychosis ranging from 0.7 and mild cortical atrophy. Neurological examination
to 9.8%. Subsequent studies have likewise confirmed an revealed persistent moderate left hemiparesis and dyspro-
increased incidence of psychosis in patients with head sodic speech. Neuropsychological testing revealed promi-
injury (Brown et al, 198 1 ; Thomsen, 1984; Violon and De nent deficits in executive and attentional functions. Taken
Mol, 1987). Severity of head injury is directly related to an together, these findings suggest bifrontal and right hemi-
increased risk of post-traumatic psychosis. Hillbom ( 1960) sphere pathology, and their combination may help to
reviewed the records of 3552 Finnish soldiers who suffered explain the development of psychosis, depression, and
TBI during WWII and noted a correlation between severity impulsive suicidal behavior in this patient. The literature
of head injury and psychosis, with frequencies of psychosis suggests temporal lobe involvement may be important in
ranging from 2.8% in those with mild TBI to 7.2% in the the development of psychosis. In Hillbom’s (1960) sample,
moderate head injury group, and 14.8% in the severe head 40% of those patients with post-traumatic psychosis had
injury group. temporal lobe lesions. Davison and Bagley (1969) reported
Studies have also shown an increase in head injury left hemisphere and temporal lobe predominance of a wide
among psychotic patients. Davison and Bagley (1969) variety of CNS lesions in 150 patients with psychosis
reviewed five studies which examined the frequency of related to focal disease. In contrast, Koufen and Hagel
brain injury in identified psychotic populations, document- (1987) reported bilateral abnormal EEG foci in 70 of 100
ing brain injury histories in 1- 15% of the patients. More patients with post-traumatic psychotic disorders, with
recently, Wilcox and Nasrallah ( 1987) conducted retro- unilateral left-sided findings in only 12 patients. They
spective chart reviews of 659 patients admitted to did, however, note marked predominance of temporal lobe
university-based hospitals and compared frequencies of foci.
head injury histories in 200 patients with schizophrenia, Post-stroke studies suggest that patients with right
122 with mania, 203 with depressive disorders, and 134 hemisphere lesions superimposed upon generalized atrophy
140 C. Harrington, S. Salloway and P. Malloy

Fig. 1. (a) Non-contrast axial CT scan from MF at the superior end of the body of the lateral ventricles 8 years after the accident dernonstrates WCII
developed hypodense areas in the anterio-medial frontal lobe, left greater than right. (b) Non-contrast CT scan from MF. the same study, near the
superior surface of the brain demonstrates mild, diffuse sulcal widening, right slightly greater than left.

are at particular risk for developing psychosis. Rabins et al. The role of the right hemisphere and frontal lobe lesions
( 1991 ) reported on five patients who developed an atypical in the development of psychosis is more compelling when
schizophreniform psychosis following right hemisphere the nature of the psychotic disorder is limited to mono-
stroke and compared them to controls matched for lesion symptomatic or content-specific delusions (CSD) (Malloy
size and location who did not develop a psychiatric dis- et al., 1992). Content-specific delusions relate to a specific
order. Those patients who developed a psychotic disorder content or theme. Patients with CSD often fail to exhibit
had larger frontal horn and third ventricle ratios on CT scan the formal thought disorder or deficit symptoms of other
than did the control subjects, leading the authors to psychotic patients. Primary cases of Capgras, such as seen
conclude that premorbid subcortical atrophy and a new in schizophrenia, tended to have negative diagnostic work-
right hemisphere lesion are risk factors for developing ups and gradual onset of symptoms, while secondary cases
psychosis after stroke. These findings are consistent with had acute onset of symptoms, and positive findings o n
those of Levine and Grek (1984) who studied nine patients EEG, brain imaging, neurological exam and cognitive
with delusions after right hemisphere stroke, comparing testing. Malloy and Richardson (1994) studied cases of
them to 16 control patients with right hemisphere lesions of Capgras syndrome, Fregoli syndrome, erotomania, Othello
similar size and location but without delusions, and syndrome, reduplicative paramnesia and others, and con-
concluded that new right hemisphere lesions and pre- cluded that lesions of the frontal lobes and right hemisphere
existent diffuse atrophy are the primary risk factors for are critical to the development of content-specific delu-
developing psychosis following stroke. Age, location and sions. Although the psychotic disorder in this case does not
size of lesion had no major effect on the development of fit the definition of a CSD, the CT findings and neuro-
psychosis. Though the patients studied in the post-stroke psychological data are consistent with those found in
literature are significantly older than the typically younger secondary CSDs.
victims of TBI, the combination of right hemisphere and Neuropsychological mechanisms have been proposed to
bifrontal pathology in this case is similar to the damage in account for the role of frontal and right hemisphere injury
post-stroke patients. in the development of delusions, and may be relevant to
Neurobehavioral disorder following bilateral anteromedial frontal lobe injury 141

the case presented here. In the case of reduplicative and psychosis is complex, especially when one considers
paramnesia, it is hypothesized that right posterior temporo- the frequent co-occurrence of TBI, post-traumatic epilepsy
parietal lesions may lead to visuospatial deficits that result and psychosis, and the difficulty distinguishing between
in a sense of unfamiliarity for place (Benson et al., 1976). psychosis resulting directly from the tissue damage of the
Benson et al. (1976). Staton et af. (1982), Hakim et al. head injury versus that resulting indirectly from post-
(1988), Kapur et al. (1988), Ruff and Volpe (1981) and traumatic epilepsy.
Forstl et al. (1991)invoke additional frontal lobe deficits in McKenna et af. (1985) found a 7% prevalence of
self-monitoring and working memory which result in psychosis in epileptic patients in large-scale community
ongoing misinterpretation of events, inability to integrate studies of psychosis in epileptic populations from Norway
new information with past experience, and indifference and and Iceland. The relationship between psychosis and
unconcern when confronted with conflicting information, temporal lobe epilepsy is even more compelling (McKenna
which leads to the formation of a delusion. et al., 1985). Pritchard et al. (1980) documented an
Feinberg and Shapiro (1989) stress the importance of incidence of overt psychosis in 1 I % of 56 patients with
right temporal lobe dysfunction in the production of these temporal lobe epilepsy, noting a particular association
delusional disorders. They cite the occurrence of dt5jA-vu between psychosis and left temporal lobe foci on EEG.
phenomena in patients with temporal lobe epilepsy and in These studies documented an incidence of psychotic
subjects from Penfield’s electrical stimulation studies of symptoms that was four to 12 times greater in the temporal
the non-dominant temporal lobe cortex, and suggest that lobe epilepsy population than in those with generalized
abnormal right temporal lobe activity may result in the epilepsy. The presence of bilateral temporal lobe foci was
experiences of over-familiarity of Fregoli syndrome, while most highly associated with psychosis.
right temporal lobe destructive lesions may result in the Four major psychiatric syndromes associated with
experience of unfamiliarity of Capgras syndrome. Using epilepsy have been described in the literature, including
depth electrodes, Bancaud et al. ( I 994) clearly associated ictal and postictal confusional psychoses, late-onset schizo-
disturbances of familiarity with seizure discharges in the phreniform psychoses, atypical episodic psychosis, and an
non-dominant mesial temporal lobe and superior temporal enduring interictal personality syndrome. Psychosis com-
gyrus in patients with refractory epilepsy. As in the case of monly occurs during ictal and postictal states, and is often
reduplicative paramnesia, additional deficits in frontal lobe associated with confusion or a clouding of consciousness.
functions of self-monitoring and self-correction, and frontal This change in the level of consciousness helps distinguish
lobe indifference, theoretically lead to ongoing mispercep- the psychotic behavior from other psychotic syndromes
tion and confabulation when patients are presented with associated with temporal lobe epilepsy that occur with a
conflicting information (Malloy and Richardson, 1994). clear sensorium. In cases of ictal psychosis, the EEG
reveals generalized changes and frank epileptiform dis-
Seizures und psychosis charges, whereas in postictal confusional psychosis, the
This patient has not had a documented seizure, and it is not EEG typically demonstrates diffuse slowing.
clear that he has epilepsy. A recent EEG demonstrated Persistent schizophrenia-like psychosis can develop on
bilateral temporal lobe slowing and bilateral temporal lobe average 14 years after the onset of temporal lobe epilepsy
sharp waves. These abnormalities are non-specific but (Levine and Finklestein, 1982). Psychotic symptoms in
could represent a tendency toward partial seizures or could such cases occur with a clear sensorium and are indepen-
be caused by prior temporal lobe injury or psychotropic dent of clearly defined ictal behavior. The psychosis is
medication. Prior EEGs were normal. None the less, typically characterized by a predominance of visual and
seizures and their complications are common sequelae of auditory hallucinations, odd and delusional belief systems
TBI, and could account for the development of psychotic and mystical states, but demonstrates a striking absence of
symptoms in this patient. The temporal lobes are often deficit symptoms, with well preserved affect, personalities
damaged in CHI without the development of a clear seizure and social relatedness (McKenna et al., 1985).
disorder. His frontal lobe injury, combined with a more Brief psychotic episodes in temporal lobe epilepsy that
subtle secondary temporal lobe dysfunction without are neither paroxysmal and confusional nor chronic and
obvious structural damage on CT scan, could also account enduring have been described (Dongier, 1959; Waxman
for the evolution of psychosis in this patient. and Geschwind, 1975; Tucker et al., 1986). In many of
Annegers et al. (1 980) studied a cohort of 2747 patients these episodes there was no report of confusion, nor any
with head injury and documented rates of post-traumatic evidence of generalized EEG changes. Episodes varied in
seizure of 11.5% for severe injury, 1.6% for moderate duration from days to weeks, included prominent psychotic
injury and 0.6% for mild injury at 5 years. Factors most and affective symptoms, and some culminated in a seizure.
strongly associated with an increased risk of post-traumatic Perceptual changes and psychotic symptoms were of very
seizures included depressed skull fracture, dural compro- brief duration, often lasting minutes to hours, whereas
mise and penetrating brain injury, none of which was affective symptoms were more likely to last hours to days.
documented in this case. The relationship between epilepsy Interepisodic function was often described as normal. In
142 C. Harrington, S. Salloway and P. Malloy

Tucker er al.’s study (1986) the psychotic and depressive bifrontal and bihemispheric findings, the largest CT
symptoms responded well to treatment with anticonvulsant abnormality is located in the left anteromedial frontal lobe.
medications. Fedoroff et al. ( 1992) reported an increased frequency of
In the case of MF there is no mention of mental status post-traumatic depression in subjects with a personal
change, clouding of consciousness, delirium or typical history of psychiatric disease. Of particular relevance to
ictal behavior to suggest that psychotic symptoms resulted this case, the difference in rates of depression between the
directly from a seizure or during a postictal state. The groups with and without prior psychiatric histories was lost
psychotic symptoms described here were episodic and when alcohol and substance abuse histories were excluded.
therefore not consistent with the chronic and enduring Starkstein et al. (1989) also demonstrated that post-stroke
schizophrenia-like psychoses described by Levine and depression occurred more frequently in patients with a
Finklestein (1982). However, the episodic nature of MF’s personal or family history of psychiatric disease. Though
psychosis appears related to his degree of compliance with there was not a strong personal or family history of
neuroleptic and other psychotropic medications. Despite psychiatric illness, both MF and his mother had a history of
good interepisodic function there does appear to be an alcohol abuse. In addition, MF had a history of prior head
underlying psychosis that is controlled by antipsychotic injury and ‘learning difficulties’ as a child. His previous
medication. There is no evidence of the classically brain injury and personal and family history of alcohol
described interictal personality in this patient (Bear and abuse could have resulted in an increased susceptibility to
Fedio, 1977). Affective symptoms were significantly less depression and psychosis in MF.
prominent than psychotic symptoms, making a diagnosis of
psychotic depression less likely. While not entirely
Case 2
consistent with the syndrome of brief psychotic episodes
described by Dongier ( 1959) and Tucker et al. ( 1986), this AZ was a 59-year-old man with mixed motor dominance,
patient did have an episodic illness, relatively good inter- who was in good mental and physical health until February
episodic functioning and atypical affective symptoms. In 1994 when he slipped and fell on the ice, striking the back
addition, his psychotic and affective symptoms responded of his head. He was confused and agitated at the scene but
well to carbamazepine. Carbamazepine may therefore be there was no definite loss of consciousness. He spent
both acting as a mood stabilizer and providing protection 10 days in the general hospital and during that time he was
against recurrent psychotic symptoms. intermittently agitated and confused. CT scan of the brain
showed bifrontal hemorrhagic contusions, greater on the
Brain injury and depression right than the left, with subfalcine herniation from right to
Though delusions were the primary and most troublesome left and downward mass effect with blood in the right
symptoms in this patient, there were frequent references in lateral ventricle (Fig. 2). A right frontal subdural hematorna
the record to affective symptoms, and treatment trials with and a small area of old lacunar infarction in the head of the
both tricyclic antidepressants and serotonin reuptake left caudate nucleus/anterior limb of the internal capsule
inhibitors were attempted. The combination of depression, were also present. He then spent 6 weeks on a neuro-
mood-congruent delusions of guilt and frontal dyscontrol rehabilitation unit.
may very well have led to the impulsive suicidal behavior On arrival at the rehabilitation unit he was noted to have
noted in this patient. It is interesting to note that despite problems with memory and attention. He was not oriented
bilateral anteromedial frontal injury, MF did not develop to-date, he had trouble recalling personal information such
the persistent disinhibition seen in case 2. His impulsive as his address, and responses were delayed. His affect was
and bizarre behavior was more episodic and organized into flat and his behavior was intermittently agitated. Neuro-
dramatic delusional thinking. leptics, benzodiazepines and physical restraints were
Depression is common after brain injury, including sometimes required. He was placed on phenytoin prophyi-
stroke and TBI. Depression after TBI, with rates in the actically but no seizures were noted. A repeat CT scan
literature ranging from 6 to 77%, can occur early and 6 weeks after the accident showed a gradual reduction in
transiently or can occur later and be chronic (Robinson and hemorrhage and edema but persistence of the midline
Jorge, 1994). Post-stroke depression is often associated anterior frontal contusions, right greater than left.
with lesions in the left frontal cortex, left basal ganglia and During the course of his stay there was some improve-
right parietal lobe (Robinson and Starkstein, 1990). ment in attention, concentration and problem-solving
Robinson and Jorge (1994) and Robinson and Szetela skills. His persistence in activities of daily living fluctuated
( I98 1 ) found a similar relationship between left anterior due to fatigue and easy frustration. He did fairly well in
cortical and left basal ganglia lesions and depression in tasks requiring well-developed skills but performance
their series of TBI patients. Using PET scanning, Mayberg deteriorated markedly with more complex demands.
( 1994) has demonstrated orbitofrontal and anterior Initiation was poor and he relied on his wife for guidance.
temporal hypometabolism in secondary depression. These His insight into his deficits was limited. Irritability and
findings are particularly relevant to this case where, despite obstinate behavior began to develop toward the end of his
Neurobehavioral disorder following bilateral anteromedial frontal lobe injury 143

Fig. 2. Non-contrast CT scan from AZ at the level of the upper brainstem (left) and thalamus (right) on the day of the accident demonstrates large areas
of antero-medial frontal hemorrhagic contusion, larger on the right than left. with downward mass effect on the right frontal horn, and blood in the
ventricles. A small subdural hematoma is present adjacent to the right side of the frontal pole. A small hypodense area is present in the left anterior limb
of the internal capsule representing an old lacunar infarction in this region.

6-week stay on the rehabilitation unit. Prominent mood relationship prior to the accident. She has been very
lability developed and phenytoin was switched to carba- devoted to him and has helped him manage his affairs so
mazepine. Carbamazepine had to be discontinued because that he can remain living in the community.
of a rash. His wife states that before his fall AZ was very
He was unable to work from the time of the accident. He independent, energetic, good-humored and affectionate.
tried to resume employment but found that he was too Since the accident he has been very dependent, lethargic,
confused to follow the complex multiple steps required for dull, and much less affectionate. In the past he would spring
engine repair and that prolonged periods of concentration up from the dinner table and help with the clearing up. Now
made him dizzy and unsteady. His major symptoms after he sits listlessly after dinner and does not offer to help even
the accident involved a marked change in personality though h e recognizes that it would be a good thing to do. At
characterized by disinhibited behavior, dramatic mood times he confabulates dramatic stories of events that have
swings, delusional jealousy, temper outbursts, impulsivity, happened to him, or plans that he has.
foul language, decreased hygiene and self-care and He has also experienced a marked decrease in libido.
decreased interest in his usual activities. He was easily Since the accident he has been very suspicious of his wife
fatigued and very impatient. and has accused her of being unfaithful despite the lack of
AZ was born in Israel, completed high school, and any concrete evidence. On one occasion he went to her
served for a number of years as a senior mechanic in the school in order to catch his wife and her imagined lover
Israeli Armed Forces. He emigrated to the United States in together and physically put an end to their illicit
1975 and became a naturalized citizen in 1992. Hebrew relationship. He has threatened her many times but has
was his native language but he spoke English well. He never been physically aggressive.
successfully operated his own auto repair business for There is a past history of upper GI bleeding secondary to
7 years prior to the accident. He has three children and four peptic ulcer disease. He has been a heavy drinker at times in
grandchildren from a prior marriage in Israel. He is married the past. There was no evidence of alcohol use at the time of
to his second wife and they apparently had a stable the accident or that alcohol abuse had impaired his
144 C. Harrington, S. Salloway and P. Malloy

functioning prior to the accident. He has a history of lost his temper on a number of occasions. He often gave
untreated hypertension. He smoked one pack of cigarettes up on tasks prematurely. Attention remained impaired.
per day until 3 years ago. He had no prior history of psychi- Processing speed was slow. However, he could carry out
atric treatment. A younger brother committed suicide. some tasks well for brief periods - for example, digit span
On examination 16 months after the accident he was was at the 25th percentile and visual span was at the 37th
unkempt and had not shaven for a few days. There was an percentile. Verbal and visual recall were severely impaired.
odor to his socks when he removed his shoes. His blood Visuoperceptual skills were impaired. Wisconsin Card Sort
pressure was 130180 and pulse was 78 and regular. Thyroid Testing was not completed due to low frustration tolerance.
and carotid exams were normal. Mental status exam Performance IQ was 87, a mild improvement from 4/94.
revealed that he was alert and oriented to name but not to On 9/95 AZ was tested at a site out of state. He arrived
time and place. He was markedly disinhibited and had very an hour late for his appointment. His hygiene was poor. He
poor insight and judgment. He had poor regulation of his was pleasant but made sexual innuendoes to female staff.
impulses. He made a small scene in the waiting room as he His responses to self-rating scales were rapid, impulsive
insisted on waiting in the main passageway that patients and unreliable. He threw the paper at the tester when
travel through. He threatened to become violent without frustrated. On the second day of testing he failed to appear
showing any intention of acting on it. He was afraid that as scheduled. The examiner went to his hotel room and
people would hurt him. At times he was quite whimsical found him having breakfast in the dining room. He was
and told jokes which were inappropriate. After the exam penniless, having been robbed the night before. He was
was over he tried to touch the examiner and use the medical animated and agitated and could not settle down to
instruments in the examiner’s coat pocket. He stated that he complete the cognitive testing. The estimated Verbal IQ
wanted to give the examiner a hug. was 72, Performance IQ was 84 and Full-Scale IQ was 77.
He had difficulty stating the months of the year Cognitive testing on 9/96 was generally consistent with
backwards. Overall his vigilance was decreased. He was prior evaluations. During the evaluation he alternated
able to name and repeat correctly in English. He had between being affable and irritated, and made inappropri-
difficulty doing arithmetic problems and was not able to put ate, intrusive comments to another patient in the hall. He
much cognitive effort into problem-solving. Figure copying had difficulty attaining and maintaining set on several
was mildly impaired. Smell was decreased and there was a tasks, and sometimes abandoned tasks that he found
mild left facial asymmetry. Strength was 5 out of 5 , reflexes difficult. As a result, testing was incomplete. He often
were 2+, toes were downgoing. Finger tapping was expressed frustration and disappointment about the quality
normal. Coordination was normal. He was missing a finger of his performance.
on his right hand. There was a mild limp of the right leg. AZ was only partially oriented to place (‘Hospital’), and
He underwent neuropsychological assessment on 4/94, missed the day of week and date (‘1959’). Sustained and
8/94, 2/95, 9/95 and 9/96. He appeared to have hazy recall directed attention were moderately impaired on tasks
for a 2-month period following the accident. He recalled requiring cognitive manipulation of information such as
falling, had a scant memory of his acute hospitalization and alphabet recitation, serial addition and counting backward.
remembered being confused and disoriented on the His performance on tests of frontal lobe functions was
rehabilitation unit. ‘1 didn’t even know my wife until the moderately to severely impaired. He was moderately to
last 2 weeks on Rehab.’ AZ had difficulty tolerating the severely impaired on controlled word fluency. His perform-
cognitive evaluation on each occasion due to impatience, ance was remarkable for repetition of the examples
easy frustration, irritability and mood lability. His English provided by the examiner, production of socially inappro-
ability was quite good and language ability did not interfere priate words, termination of the task prematurely, and loss
significantly with testing. His premorbid intelligence was of set demonstrated by intrusions. He was unable to
estimated to be in the above-average range. perform Luria’s complex motor programming. He was able
On 4/94 he was disoriented to time and place. Attention adequately to perform one of the Luria alternating figures
and concentration were impaired. He had difficulty tasks in the presence of the model. His performance on the
sustaining attention on tasks lasting more than I minute second task was incomplete and demonstrated over-
and he was highly distractible. Short-term memory was simplification. He refused to attempt the figures i n the
impaired. Cueing and recognition failed to improve recall. absence of the model. Trails A was moderately impaired.
He had poor organization and planning of constructions. He was unable to complete Trails B. Language abilities
Executive function was severely impaired. He had diffi- were intact except for naming. Assessment of reading and
culty maintaining set and perseverated. He had trouble comprehension of written paragraphs were terminated due
performing multi-step commands. Verbal IQ was 8 1, to frustration on the longer passages.
Performance IQ was 76 and Full-Scale IQ was 78, clearly On a drawing task, he demonstrated good selt-
below his premorbid level. monitoring and was able to copy a square and a triangle,
On examination on 2/95 he was oriented to place and but was unable to reproduce more complex shapes
person. He was easily irritated, socially inappropriate and correctly. He perseverated during clock reading, drawing
Neurobehavioral disorder following bilateral anteromedial frontal lobe injury 145

Fig. 3. Non-contrast CT scan at the same level from AZ 2 years after the accident demonstrates bilateral anteromedial encephalomalacia in the frontal
lobes, right larger than left. Blood products have been resorbed. Note dilatation of the frontal horns of the lateral ventricles.

hands from the previous clock-drawing task. He refused to ( I 1/12), but still lower than expected based on normative
complete other visuospatial tasks. comparisons.
Memory was also severely impaired. He improved from Follow-up CT scan of the brain revealed evidence of old
three to only four of 12 words on a list across five learning injury to the anteroinferomedial frontal lobes, right greater
trials. He displayed poor free recall of the list after brief than left (Fig. 3). MRI scan of the brain demonstrated
and 20-min delays, and cueing did not further improve marked encephalomalacia of the right orbitofrontal and
performance. Recognition recall was significantly better anteromedial prefrontal cortex (Fig. 4).

Fig. 4. Non-contrast T-1 weighted sagittal MRI scan near the midline 2 years after the accident in patient AZ demonstrates a large area of
encephalomalacia in the frontal pole in the right hemisphere in the image on the left, extension of the low-density signal inferiorly into the orbitofrontal
region in the center image, and involvement of frontal pole and inferior orbilofrontal cortex in the left hemisphere in the image on the right.
146 C. Harrington, S. Salloway and P. Malloy

A number of psychotropic medications have been pres- patient may be irritable and labile at one moment and listless
cribed to help control his mood lability and agitation, but and apathetic at another time, as was true in this case. The
his compliance has been poor. Valproic acid was taken presence of an old lacunar infarction in the head of the left
briefly and irregularly. Paroxetine has also been prescribed. caudate nucleus and anterior limb of the left internal capsule
He does take small doses of diazepam once or twice daily, caused by cerebrovascular disease may have increased his
which has a calming effect. He was not compliant with susceptibility to the sequelae of his prefrontal injury.
respiridone. AZ was most disabled by his orbitofrontal symptoms.
Alcohol use has been a problem at times but has been The OFC receives highly processed sensory information
only a minor problem recently. He has resisted any from all sensory modalities. The composition of the OFC is
recommendation for treatment on the behavioral neurology characterized by a gradual transition from dysgranular
inpatient unit. If not for the devoted care and supervision allocortex in the medial posterior OFC to granular iso-
provided by his wife he would be forced to live in a cortex in the anterior and lateral OFC. More highly
supervised setting. differentiated sensory input projects to granular cortex
and information from more primitive sensory association
areas projects to dysgranular regions (Zalcl and Kim.
Discussion 1996a). The OFC contains cortical association areas for
The patient in case 2 experienced a dramatic frontal lobe olfaction and taste. Cells in the lateral OFC respond to one
syndrome from a relatively minor fall. However, the CT or two specific odors, while cells in the medial OFC tend to
scans and follow-up MRI show that there was a major give a more generalized response to olfactory stimuli. Loss
bilateral hemorrhagic contusion to the prefrontal cortex of smell and taste is commonly seen after injury to this
which was much more pronounced in the right hemisphere. region, as in case AZ (Fig. 5 ) .
He experienced a variety of neurobehavioral symptoms The dysgranular allocortex seen in the medial posterior
following the injury but was most disabled by his severe orbital region receives direct limbic input from the
mood lability, impulsivity, and decline in attention and amygdala and insula and indirect limbic input from the
executive function. These findings are consistent with the dorsomedial nucleus of the thalamus. The amygdala helps
severity of the injury to his orbitofrontal cortex. attach emotional and behavioral significance to stimuli.
The prefrontal lobes are connected to the subcortex and The amygdala also has rich autonomic connections with
the thalamus in three distinct neurobehavioral circuits the brainstem and hypothalamus. The OFC sends strong
(Alexander et d., 1986; Mega and Cummings, 1994). The projections to the lateral hypothalamic nucleus, which may
dorsolateral prefrontal circuit is involved in maintaining help mediate visceral responses to stimuli (Zald and Kim,
cognitive flexibility, in forming cognitive plans and carry- 1996b).
ing out working memory functions. Injury to this region The more granular areas of the lateral orbital region have
results in cognitive disorganization, impaired memory close connections with higher order association cortices in
search strategies, perseveration, decreased insight and other lobes and in other areas of prefrontal cortex. Thus, the
abstraction, and impaired attention. The inability to main- paralimbic orbitofrontal cortex sits at the crossroads
tain set and to carry out tasks sequentially, functions that between limbic and higher order heteromodal sensory
are mediated in large part by the dorsolaterdl prefrontal cortex (Mesulam, 1986). These regions are rich in the
region, contributed to his inability to return to work as an monoaminergic neurotransmitters serotonin, dopamine and
auto mechanic. norepinephrine. The OFC channels drive and emotion into
The orbitofrontal region is pivotal for regulation of appropriate targets in the environment. The OFC partici-
impulses and mood (Salloway, 1994; Duffy and Campbell, pates in the development of associations between stimulus
1994). Injury to this region can result in a dramatic change and reward and is sensitive to changes in reward con-
in personality characterized by impulsivity and disin- tingencies. For example, a cell in the OFC that responds
hibited, inappropriate behavior. Individuals frequently briskly to a stimulus may alter its response when the same
have marked mood lability and may demonstrate utilization stimulus is associated with an aversive or neutral outcome.
behavior (Lehrmitte, 1986a,b). Bilateral damage to the Because of its limbic and autonomic connections the OFC
orbitofrontal cortex (OFC) probably carries a greater risk may mediate ‘the gut feeling’ people experience in
for behavioral dyscontrol than unilateral OFC injury, which response to stimuli. Animal experiments have demon-
is similar to the increased likelihood of developing akinetic strated that the medial OFC is important for extinction of
mutism after bilateral injury to the anterior cingulate gyrus. behavior and the lateral OFC is essential for modulating
The anterior cingulate circuit is involved with main- behavior when more than one choice is reinforced (Zald
tenance of drive and motivation. Injury to this region may and Kim, 1996b). It is this differential responding to the
result in apathy, psychomotor retardation and abulia. behavioral relevance of stimuli that Mesulam ( 1986) has
Akinetic niutism can occur after bilateral lesions to this proposed is the foundation of human autonomy.
region. It is not uncommon for an individual to experience The posteromedial OFC receives autonomic inputs and
deficits in all three prefrontal domains after head injury. A helps regulate emotion. Individuals with OFC injury do not
Neurobehavioral disorder following bilateral anteromedial frontal lobe injury 147

Fig. 5. Anatomic specimen highlighting the location of the anterior cingulate gyrus. orbitofrontal region. frontal pole and superior frontal gyrus in the
medial sagittal view in the figure on the left. The anatomy of the orbitofrontal region is highlighted in the basal view of the hrain in the figure on
the right.

lose the capacity for emotion but lose the ability to motivational significance of stimuli. AZ injured the
modulate or regulate affect in response to environmental anterior aspects of the superior frontal gyri along the
demands. Mood lability is often the hallmark symptom of medial frontal pole as well as the OFC. The memory
OFC injury. Individuals with injury to this region may also deficits in this case were most likely due to impaired
lose the ability to respond to social cues and may show attention and concentration and poor retrieval strategies.
undue familiarity, as was seen in the case of AZ. Dramatic Given the extensive frontal injury, there may have been
confabulation may be seen as an example of disinhibited, additional temporal lobe injury causing impairment of
unfiltered speech. limbic memory circuits as well.
The OFC also plays an important role in cognition. A Neuropsychological tests of the OFC may not be very
large part of OFC and surrounding prefrontal cortex is informative (Eslinger and Damasio, 1985j. Responses may
made up of granular heteromodal isocortex. Injury to be variable and the results are dependent on the patient’s
heteromodal sensory areas usually results in general behavioral state at the time of the examination. Further,
inattentiveness (Levin and Kraus, 1994). Reciprocal results may be normal. Smell should be tested (Varney,
connections exist between the dysgranular caudal OFC 1988). Malloy and others (1985) have demonstrated that
and the entorhinal cortex. The entorhinal cortex is closely patients often fail Go-No-Go tasks. Patients may also be
connected to the hippocampus, and injury to the OFC may impaired on the Wisconsin Card Sorting Test. Behavioral
affect working memory processing, particularly for assessments that evaluate the patient’s deportment and
feature-oriented information. Ablation of areas in the mood, their ability to attend to tasks and monitor their
lateral OFC in monkeys causes perseverative responses performance, and assessments of their problem-solving
and difficulty with responding to tasks of non-matching to strategies are very useful. Judgment, insight and reasoning
sample after a delay. Goldman-Rakic ( 1 YY4) has reported should be assessed. However, it should be noted that
deficits in working memory involved with object patients may perform well in a highly structured office
recognition with lesions in the dorsolateral aspects of the setting, yet fail miserably in less structured situations.
OFC. Caution should be used in evaluating insight and problem-
Damage to the OFC causes difficulty in acquiring new solving because the patient may know a practical solution
information. Reciprocal connections exist between the lo a problem but have trouble enacting that solution in a
granular OFC and the dorsolateral prefrontal cortex and real-life situation. Questioning reliable informants about
between the OFC and the cingulate gyrus. Disruption of the the patient’s level of functioning in home, occupational and
dorsolateral connections may cause perseverative respond- social settings is essential. The examiner should observe
ing or difficulty in learning task rules. The disruption of for signs of confabulation. Patient reports may need to be
the connections to the cingulate may cause loss of the verified with family informants.
148 C. Harrington, S. Salloway and P. Malloy

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