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Political Theory
JAMES 0. HANCEY
University of British Columbia
John Locke's theory of natural law is central to his major works, yet it
is perhaps the theme least understood by his students. His theory of
natural law provides the central core to an interpretation of the Treatises;
and his quest for establishing the certainty of natural law provides the
impetus for his Essay Conceming Hwnan Understanding. While most
students claim an understanding of these later works, few purport to fully
comprehend exactly what Locke means when he speaks of "the law of
nature." This may be because Locke himself never fully articulated his
theory, or theories, of natural law. Modern Lockean scholars, therefore,
begin with a handicap.! Nevertheless, one can attempt to "get a feel" for
what Locke had in mind by the term legis naturae (although even in his
Essays on the Law of Nature,2 he never directly confronts the question of
the content of natural law in terms of a codified set of principles which
derive out of the essence of man). He is, however, more clear with regard
to other questions concerning the law of nature, such as its obligation,
knowability, and basis.
Locke's theory of natural law is basically a continuation of the
traditional conceptions of natural law deriving from the classics and
continuing through medieval scholasticism and the Reformation.3 The
Essays abound with references and parallels to Cicero, and many of the
[439]
theory of natural law appears to remain that of the Essays. The fact that
Locke has gone back to "square one" by basing his political writings on a
particular view of natural law and human nature, lends to his work an
internal consistency not readily apparent to those who fail to investigate its
bases in his earlier works. The Essays are, therefore, integral to any
exposition of Locke's view of the law of nature, and they provide the
framework of this paper.
Locke's most innovative deviation from the traditional conception of
the law of nature was his assertion that the tenets of natural law were
capable of demonstration, and that all who would use their God-given
faculties of sense-perception and reason could attain a knowledge of that
law. Man was to be judged by a sovereign God, according to the law of
nature. Therefore it was only logical that that law be promulgated in such
a manner as to make it intelligible to all who sought an understanding of it
and the obligations it imposed. The search for a demonstrable law of
nature reflects Locke's great (and perhaps, undue) faith in the ability of
men to come to grips with their world:
Locke shared with Hobbes the belief that natural law, like mathematics,
is capable of logical demonstration. His journal entry for June 26, 1681, is
reminiscent of Aubrey's account of Hobbes' introduction to geometry:
The first and great step, therefore, to knowledge is to get the minde furnished
with true ideas which the minde being capable of haveing of morall things as
well as figure I cannot but thinke morality as well as mathematiques capable
of demonstration if men would imploy their understanding to thinke more
about it and not give themselves up to the lazy traditionall way of talking one
after another. ... Our knowledge of generall things are eternal veritates and
depend not on the existence of accidents of things for the truth of
mathematiques and morality are certain whether men make true mathe-
maticall figures, or suit their actions to the rules of morality or noe.1 I
For Locke, then, the tenets of natural law, which will guide man in
living a moral life, are no less demonstrable than the Pythagorean theorem.
Through the combined use of reason and sense-perception, man no longer
need stand in awe of a law of nature he does not understand, yet to which
he is obligated.
We have proved above that natural law can be known by the light of nature,
which, indeed, is our only guide when we are entering the course of this life,
and which, amid the various intricacies of duty, avoiding the rough roads of
vice on one side and the by-ways of error on the other, leads us to that height
of virtue and felicity whereto the gods invite and nature tends.12
But since, as has been shown elsewhere, this light of nature is neither tradition
nor some inward moral principle written in our minds by nature, there remains
nothing by which it can be defined but reason and sense-perception.1 3
For the early Locke, we gain experience of the law of nature through
our faculties of sense-perception. These experiences are ordered in our
minds through the use of our rational faculties; assuming that we do not
err, we can gain an understanding of natural law. The correct ordering of
sense-perceptions and rational deliberation about their import are matters
for the individual. Locke explicitly states that "the law of nature cannot
be known by tradition."14 This essentially individualist route to an
understanding of natural law lends credence to Dunn's interpretation of
Locke as (at least partially) a product of Puritanism and its emphasis on
the 'calling" of the individual.
While reason is, for Locke, of paramount importance in gaining an
understanding of the law of nature, it is important to keep in mind that
the law of nature is not the dictate of reason. The law of nature is prior to
human reason, and reason discovers that law rather than creating or
determining it.1 ' Reason cannot give us laws since it is only a discursive
faculty within ourselves, and it can never be a maker of laws or a legislator
since it lacks will.1 6 Reason is that capacity which makes man
self-sufficient in the quest for knowledge of the law of nature, something
which is external to man himself.
In contrast to the strict rationalism of the early Locke, the later or
more mature Locke admits of the value of tradition and faith in gaining a
knowledge of the law of nature. Whereas the greater part of mankind are
"not incapable of passing political judgements according to the standards
of natural law,"' 7 there are those "aberrant few" who "cannot know and
therefore must believe."' 8 Locke appears to move back toward a
For whatever among men obtains the force of a law, necessarily looks to God,
or nature, or man as its maker; yet whatever man has commanded or God has
ordered by divine declaration, all this is positive law. But since the law of
nature cannot be known by tradition, all that remains is that it becomes
known to men by the light of nature alone.2 1
and its precepts are in accordance with His rationality. Because God has
given the faculty of reason to men, and because the precepts of natural law
are grounded in reason, men can, by the use of their faculties, discover
what those precepts are. Since God gave us reason, we can discern the law
of nature-its precepts being rational. The efficacy of reason in disceming
natural law seems to echo Hooker's faith in the capabilities of reason:
The main principles of reason are in themselves apparent, [and] in every kind
of knowledge some such grounds there are, as that being proposed the mind
doth presently embrace them as free from all possibility of error, clear and
manifest with proof.24
II
Certain facts must first be set forth, because they are necessarily presupposed
in the knowledge of any and every law. First, in order that anyone may
understand that he is bound by a law, he must know beforehand that there is a
law-maker.... Secondly, it is also necessary to know that there is some will
on the part of that superior power with respect to the things to be done by us,
that is to say that the law-maker, whoever he may prove to be, wishes that we
do this but leave off that, and demands of us that the conduct of our life
should be in accordance with his will.27
What immorality would not be allowable and even inevitable, if the example
of the majority gave us the law? Into what disgrace, villainy, and all sorts of
shameful things would not the law of nature lead us astray, if we had to go
whither most people go?32
Yet, if the private interest of each person is the basis of that law, the law will
inevitably be broken, because it is impossible to have regard for the interest of
all at one and the same time.35
And again:
Yet if it were the principal law of nature that each man should be mindful of
himself and his own affairs, those noble examples of virtue which the records
of history have allowed would have to be .consigned to oblivion, so that the
memory of so much folly, of so much perversity, would be completely blotted
out.36
critics who attack Locke for basing his theory of natural law on utility
have misdirected their efforts. The relationship between the observance of
natural law and utility in the writings of Locke more closely parallels that
of the classics than the writings of the later utilitarians. To be sure, Locke
is not as clear on this point as he might be, but he does explicitly deny
that utility is to be considered the basis of a law of nature. Confusion has
arisen because there are many passages in Locke similar to the following
statement which Gough makes in drawing upon the papers in the Lovelace
collection:
Morality is "the rule of man's acting for attaining of happiness," and happiness
and misery consist of pleasure and pain.39
From this it has been incorrectly inferred that whatever produced pleasure
could be considered moral, and whatever produced pain was, in fact,
immoral. This inferrence can only be made by reversing the causal
sequence that Locke explicitly uses: "Utility is not the basis of the law or
the ground of obligation, but the consequence of obedience to it.'A0
Locke's position here is is expressly that of Cicero in On Duties, 1.41
While there may indeed be an hedonistic motivation to moral action and
observance of the law of nature, this does not destroy the objective status
of that law. The law remains extemal to man and its tenets are not
dependent upon its consequences. Singh dispels this confusion quite
concisely:
Though he defines good and evil in terms of pleasure and pain, they are to him
only the consequences of a morally right action; they never constitute its
essence. A moral law is eternal and universal and it is obligatory independently
of its pleasurable consequences.42
Natural law for Locke, then, depends neither upon capricious consent
of a majority of individuals, nor upon a utility which is ephemeral in the
life of man. It is based upon the will of a divine Sovereign and is
concomitant with the very essence of created man. The law is prior to
human reason, yet is grounded in the creation of rational man. Locke's
theory of natural law is much closer to the traditional conceptions of the
law of nature than is most often supposed. Natural law, for Locke, as for
Aquinas, is external to men. "Traditional natural law, no less than that of
Locke, identifies the judgement of individual conscience with observing
the 'eternal rule' which is external to men inasmuch as it is not made by
them."4 3 The consequences of obedience to the law of nature are in the
long run, essentially utilitarian, as they are for Cicero. The basis o
law creates the obligation of that law, in the tradition of Grotius:
In fact, this law does not depend on an unstable and changeable will, but on
the eternal order of things. For it seems to me that certain essential features of
things are immutable, and that certain duties arise out of necessity and cannot
be other than they are.... In fact it seems to me to follow just as necessarily
from the nature of man that, if he is a man, he is bound to love and worship
God and also to fulfil other things appropriate to the rational nature, i.e., to
observe the law of nature, as it follows from the nature of a triangle, that, if it
is a triangle, its three angles are equal to two right angles.... 44
III
All men are obligated by the law of nature by the very fact of their
creation as rational beings.45 Locke sees this obligation in terms of a
moral duty to "render what is due" to the law of nature.4 6 The origin of
this obligation is to be found in God's omnipotence and his magnanimity
in the act of creation, and the relationship between man and God which
these two factors engender:
For, in the first place, since God is supreme over everything and has such
authority and power over us we cannot exercise over ourselves, and since we
owe our body, soul, and life-whatever we are, whatever we have, and even
whatever we can be-to Him and to Him alone, it is proper that we should live
according to the precept of His will.47
The nature of the relationship between God and man is the formal cause
of the obligation to obey the law of nature, which is the will of God.48
Because the relationship of each individual to God is equal to that of other
men, the law of nature is universally binding.
While all men are obligated by the law of nature, they are often
obligated to different tenets of that law, depending upon their position
among their fellow men:
Those precepts of the law of nature which are absolute ... are binding on all
men in the world equally, kings as well as subjects.... But those decrees of
nature which are concerned with the various conditions of men and the
relations between them are binding on men exactly in proportion as either
private or public functions demand; the duty of a king is one thing, the duty
of a subject is another.49
That the law of nature embodies different tenets for king and subject
makes Locke prone to misinterpretation by those who would see Locke as
a defender of class interest and as spokesman for the rising bourgeoisie.
What these critics overlook, however, is the distinction between "public"
and "private" made in section II. What makes the obligatory tenets of
natural law differential among positions is the very fact of differential
"publicness." The duties of a king are essentially related to the "forum"
and therefore most of his actions must be judged from the point of
"common good" or "public actor." The subject, on the other hand, is
essentially a private being and enters the "forum" seldom, if ever. The bulk
of his actions then are to be judged on different standards than those of
the king. He is not held to a constant vigilance of the "common good"
because this is not his "function." He will be judged by this standard
"exactly in proportion" to his public function. Besides these differential
tenets relating to the "publicness" or "privateness" of individual positions
in society, there exist those absolute norms which obligate all men
regardless of their position. Kings and princes can claim no special
privileges in this sphere. "Nobody, no power can exempt them [princes]
from the obligation of that eternal law."5 0
Aside from obligation as a moral charge to fulfill one's duty, Locke also
argues an a posteriori case for the observance of natural law-that of
utility. Happiness will be the long-run result if we observe the obligations
of natural law,s 1 keeping in mind however that "utility is not the basis of
the law or the ground of obligation, but the consequence of obedience to
it. "t5 2
The Obligations of the Law of Nature, cease not in Society but only in many
cases are drawn closer, and have by Humane Laws known Penalties annexed to
them, to inforce their observation. Thus the Law of Nature stands as an
Eternal Rule to all Men, Legislators as well as others. The Rules that they
make for other Mens Actions, must, as well as their own and other Mens
Actions, be conformable to the Law of Nature, i.e., to the Will of God, of
which that is a Declaration, and the fundamental Law of Nature being the
preservation of Mankind, no Humane Sanction can be good, or valid against
it.54
Thus formulated, the obligations of the law of nature serve not only as
standards in an eschatological sense, but also provide a working pattern for
the establishment of a harmonious society. It is not only a rule in that if
transgressed, it brings punishment, but also in that it is a guide to men's
actions.
The preceding passage also points to an hierarchy of obligation, in
which obligation to human law is subordinate to natural law; i.e., if there
exists a discrepancy between the dictates of the law of nature and human
law, the dictates of natural law take precedence because the dictates of
human law are ipso facto invalid: "Municipal Laws of Countries . . . are
only so far right, as they are founded on the Law of Nature, by which they
are to be regulated and interpreted."55 The only sphere in which human
laws can exert their power of obligation, and create an obligation where
none previously existed, is in the realm of "things indifferent." In all other
realms the obligations imposed by human law are merely duplicative in
nature, and serve to enforce the observation of obligations of the law of
nature. The obligations of natural law, then, exist in the pre-political
society as well as the civil society. They can be negated by no one,
although they may be reinforced with positive human law. They serve not
only as a standard of ultimate judgment, but also as a guide to temporal
action in the service of a harmonious community.
IV
Despite the fact that Locke devotes four of the Essays to the
knowability of natural law, he fails to give us this completed code of the
content of that law. In terms of the Essays themselves, this failure would
seem to derive from the nature of the work; which was essentially
exploratory. More importantly however, the failure would seem to derive
from the essence of natural law itself, and from what appears to be a shift
in Locke's position with regard to the ability of men to come to grips with
their world through the use of their rational faculties. Natural law, for
Locke, is a product of divine will, and hence reflects the rationality of
God. Men, as God's creation, share in that rationality and are obliged to
conform to His will; but given the seventeenth-century view that the cause
must be more perfect than its most perfect effect, it would seem to follow
that the rational faculties of men simply are not equal to those of God.
Reason and sense-perception are the only avenues to a complete
understanding of natural law. Since natural law is not to be found in
action or majority rule these must be directed toward a contemplation of
man's relationship to God. Yet it is here that these faculties seem to begin
to fail us. It is perhaps this which brought Locke to his later
accommodation with the fideist position and his recognition of the
value of tradition and custom in gaining a knowledge of the law of nature
Once the value of faith and tradition are admitted, the strict rationalist
position must give way to accommodate the variance found both within
and between societies. The formulation of the content of a universal
natural law valid for all men becomes much more complex once the strict
rationalist position has been abandoned, and well-nigh impossible once the
value of tradition, faith, and custom in determing that content are
acknowledged.
Although Locke's account of natural law fails to give a clear content of
that law, it does provide us with a clearer understanding of the Treatises. It
is here that he makes the essential distinction between public and
private-a distinction borne out in his account of obligation in terms of
differential tenets of the law of nature (depending upon functional realm).
For Locke the law of nature provides everyone with a set of standards by
which to guide private actions. It also provides an additional (yet not
contradictory) set of standards by which to guide public actions. A study
of the law of nature in Locke's writings is most valuable in making this
distinction between public and private. That the crucial distinction has so
often been neglected has indeed been a disservice to Locke.
NOTES
There is no reason that we should deal with the case of children and idiots.
For although the law is binding on all those to whom it is given, it does not,
however, bind those to whom it is not given, and it is not given to those who
are unable to understand it. [Locke, Essays, p. 203]