Professional Documents
Culture Documents
Psychoanalysis and The Occult (George Devereux)
Psychoanalysis and The Occult (George Devereux)
the Occult
Edited by
GEORGE DEVEREUX, P h .D.
I n tro d u ctio n ix
A c k n o w led g m en ts x iii
B ib l io g r a ph ic N o t e xv
The essays published in this anthology are not, in their essence, con
tributions by psychoanalysts to problems of parapsychology. They are,
quite specifically, psychoanalytic studies of so-called “psi phenomena,”
and must therefore be viewed primarily as contributions to the theory
and practice of clinical psychoanalysis. With the exception of Dr. Jule
Eisenbud's historical survey of the entire problem, the editor's meth
odological chapter, and Dr. Albert Ellis' critical paper which served as a
point of departure for a controversy involving clinical material, all
papers deal directly with data derived either from the analysis of pa^
tients, or else from the self-analysis of practicing psychoanalysts.
The data under consideration pertain to three types of observed or
alleged concordances:
(1) “Correspondences” between the thought of the analyst and that of
his patients. (Telepathy?)
(2) “Correspondences” between the thoughts of patients and events ex
ternal to the actual analytic situation. (Telepathy and/or clairvoy
ance?)
(3) “Correspondences” between the thought of the analyst and events ex
ternal to the actual analytic situation. (Telepathy and/or clairvoy
ance?)
In so far as the selection of papers was concerned, “true” corres
pondences, and “claimed” correspondences were treated as data of the
same type. Thus, we reprinted Leon J. Saul’s paper “Telepathic Sensi
tiveness as a Neurotic Symptom” (XVIII),1 even though Saul specified
that, in his opinion, his woman patient displayed a great deal of empathy
rather than genuinely convincing telepathic and prophetic gifts.2
The criteria of selection in terms of content were adhered to most
rigorously. Thus, we did not include Allendy's paper on premonitions
(4),z Servadio’s many nonclinical contributions to psychoanalytic para
psychology (168-176), von Winterstein's books on telepathy and clairvoy
ance (202, 203), Bernfeld’s theoretical paper (13), Levi-Bianchini's works
* From Winter Veterans Administration Hospital, Topeka, Kansas.
1 Roman numerals refer to the corresponding chapter in this volume.
2 The problem of differentiating between true and claimed correspondences is dis
cussed in Chapter II of this volume.
3 Arabic numerals refer to the Bibliography at the end of this volume.
(115-121), etc., because of all of these works deal primarily with historical
or theoretical problems, and contain no new factual clinical data. For
the same reason we did not include Hitschmann's two excellent essays
on the telepathic and visionary experiences of Swedenborg (94) and Ham
sun (97), nor Silberer’s studies of divination, which are summarized in
the Jahrbuch der Psychoanalyse (178). Berne's work on intuition (11,12)
was not included because the data were not obtained in a psychoanalytic
situation.
Equally rigorous were the criteria applied to the selection of authors
to be included in this anthology. In principle, every author had to be a
psychoanalyst, i.e., either a member of one of the several societies con
stituting the International Psychoanalytical Association, or else a senior
candidate in a recognized training institution. The two exceptions to
this rule can be easily justified. Two papers, written respectively by Al
bert Ellis, a clinical psychologist, and by Nandor Fodor—the value of
whose work was recognized by Freud himself (85)—were included be
cause they are parts of a controversy which involved also two analysts:
Eisenbud and Pederson-Krag.
Ehrenwald's best papers (33-38, 4046) are (39) or will soon be (47)
available in book form, and were therefore not included.
In its final shape, the anthology contains all but one of the papers
which represent clinical psychoanalytic contributions to the problem of
so-called “psi phenomena." The one exception is Istvdn Holl6s’ paper
(98), which both the advocates and the opponents of the reality of psi
phenomena recognize as one of the principal inquiries into this much-
vexed problem. Unfortunately, it was impossible to obtain permission to
reprint this paper, which forms the basis of a controversy between Holl6s,
Schilder (XX), Servadio (XXI) and Grete L. Bibring4. In order to pro
vide a starting point for the rest of the papers constituting this contro
versy, the editor attempted to fill the gap, in part at least, by means of a
brief and noncontroversial presentation of Holl6s' views.
In view of these strict criteria of selection, it may, perhaps, be felt
that this volume reflects the psychoanalytic attitude toward the problem
of so-called psi phenomena. However, a brief glance at the papers them
selves will reveal that there is no “official” psychoanalytic attitude toward
psi phenomena. It is hoped that, by bringing together all existing clinical
psychoanalytic contributions to this problem, this anthology would stim
ulate further research in this perplexing field of inquiry which—because
of its great analytic implications, and also because of the important role
which belief or disbelief in the reality of psi phenomena plays in the his
4 Bibring's contribution to this controversy was never published. It was read before
the Vienna Psychoanalytic Society. A final draft of this lecture could not be obtained
in time for inclusion in this volume.
tory and thought of mankind—deserves to be investigated most carefully.
In this sense the anthology is not so much a presentation of results as an
invitation to hard work. If it accomplishes this purpose even to a limited
extent, the editor's efforts, and perhaps also those of the authors, will
have been worth while.
It is perhaps desirable to clarify at this juncture the editor's own at
titude toward the problem of psi phenomena, which arouses intense emo
tional reactions both in its advocates and in its opponents. As far as the
editor is concerned—and regardless of what interest anyone else may
have in this compilation—the present volume is primarily a contribution
to one aspect of psychoanalytic technique: The problem of transference
and countertransference, in so far as it influences the analyst's “in
tuition," which is defined here in the most conventionally realistic and
naturalistic sense of the word. Otherwise expressed, the anthology deals
with one aspect of a special kind of interpersonal relationship—that ob
taining between analyst and analysand. In this sense, the anthology is
also a contribution to the sociological problem of human relations in
general, and of the social “dyad" (8) in particular. This may partly ex
plain why the editor, who is a psychoanalytic social scientist, felt impelled
to compile this anthology.
The editor's interest in this material is, thus, limited in scope. At the
same time he is quite aware of the fact that this anthology will mean dif
ferent things to various readers. Specifically, he does not harbor the il
lusion that many of the readers will share his neutrality, which borders
on disinterestedness, regarding the existence or nonexistence of telepathy,
clairvoyance, extrasensory perception, or whatever else one may wish to
call certain occurrences. It must be understood, however, that the re
sponsibility for focusing one's attention upon this problem rests with the
reader, and not with the editor.
The manner in which the idea of this anthology came into being will,
perhaps, substantiate the genuineness of the editor's overt attitude to
ward this topic. One day, while he was attending a seminar in the Topeka
Institute for Psychoanalysis, the discussion veered to the problem of tele
pathic occurrences in analysis, certain of those present expressing belief
in the reality of such incidents. In joining the discussion, the editor made
approximately the following remarks, which still reflect his attitude: “I
do not know whether or not telepathy exists, and, if it exists, whether
it ever manifests itself in the analytic situation. I hold, however, that in
the analytic situation we are functioning as therapists. Therefore, our
sole concern with such occurrences is the exploration of their unconscious
significance for the patient. Regardless of what scientific importance this
problem may have, any interest displayed in the course of the analytic
hour itself in the reality or nonreality of telepathy represents a deviation
from the therapeutic attitude, and a temporary abandonment of the pur
suit of the analytic goal. During the analytic hour our sole raison d*etre
is the analyzing of the patient/*5 The editor then outlined the uncon
scious problems which, in his estimate, should be explored on such occa
sions, and stressed that this undertaking required both the regular analy
sis of the patient and the continuous self-analysis of the analyst—the fo
cus of the latter being the problem of countertransference.6
Yet, as stated above, one would delude oneself, were one to assume
that all readers, or even all analytic readers, will view this anthology
merely as a contribution to psychoanalytic technique. So austere a view
will not be acceptable to many. In fact, one might even admit—albeit
reluctantly—that a complete and wholehearted adherence to this nar
rowly sober point of view may be indicative of a certain intellectual sloth
fulness, and may possibly also constitute an attempt to represent oneself
as a “perfectly analyzed”—and therefore perfectly objective—person,
who is totally immune to the fascination which the weird and uncanny
(81) exert upon “the lesser breeds without the law.” No such claim is ad
vanced here. Even Dr. Hitschmann, a great analyst and sober skeptic, did
not deem it beneath- his dignity to confess that, in narrating one of his
own “clairvoyant” experiences, he systematically failed to impart to his
listeners also his very matter-of-fact and completely unromantic inter
pretation and explanation of that incident (IX). Encouraged by Dr.
Hitschmann's example, the editor would not repudiate as illegitimate or
presumptuous the interpretations that, despite his consciously austere at
titude toward problems of telepathy, both in analysis or outside it, the
very fact that he chose to undertake the task of compiling this anthology
clearly reveals that he, too, is not insensitive to the appeal of the weird
and uncanny. It would, therefore, be nothing more than pretentiousness
—an expression of scientific Tartuffism—were he to refuse, in the name
of scientific sobriety and of his interest in analytic technique, to express
any opinion whatsoever about the reality or unreality of telepathic phe
nomena, whose investigation^—regardless of what the final results may be
—is as legitimate a scientific undertaking as any. The editor’s views on
this problem are presented in Chapter II of this anthology.
The final impression which this anthology seeks to convey may be
expressed as follows: The scientist must be skeptical of everything—even
of his own skepticism. Until he has a genuine and final answer to a prob
lem, he should abide by Moses Maimonides* maxim: “Teach thy tongue
to say, ‘I do not know.' ”
5 In other words, the editor, though ignorant at that time of Schilder's paper on
this subject (XX), merely repeated Schilder’s contention that the problem of telepathy
per se may conceivably be of no concern to the analyst. *
6 These problems are discussed in Chapter XXXI of the present volume.
ACKNOWLEDGMENTS
I n tr o d u c t io n
In the course of its evolution every science is periodically obliged to
consider certain phenomena, or certain attributes of its subject matter,
which seem to have a special meaning, not fully understandable in terms
of the characteristic methodology of that science. Thus, both Eddington
and Jeans concluded from the study of electrons that God exists. How
ever, as Bertrand Russell pointed out, one of these eminent scientists was
led to this conclusion by the “finding” that atoms do not obey the laws
of mathematics, whereas the other drew the same inference from the
“finding” that they do obey the laws of mathematics. Similarly the
highly ego-dystonic second law of thermodynamics has, time and again,
been “abolished” in one way or another, even by so eminent a scientist
as Sir James Jeans (29). The existence of very genuine differences between
the psyche of animals and that of man has been held to disprove the
theory of evolution in at least a limited domain (21). Even sciences
studying the properties of logical systems have been confronted with
such problems: Kronecker considered integers as “given,” while Maine de
Biran demonstrated to his own satisfaction that language is of “divine”
origin (192), Another “language,” i.e. mathematics,1 has also given rise
to seemingly extramathematical speculations: We assign special meanings
to such numbers as 3, 7 or 13. American Indians consider 4 or 6 as sacred
numbers, and the Moi of Indochina believe that even numbers are some
how associated with the dead, and odd numbers with the living. In fact,
one of the first true mathematicians, Pythagoras, was, in a sense, also a
numerologist. Likewise, the designation of such numbers as 6, which
* From Winter Veterans Administration Hospital, Topeka, Kansas.
1 According to Josiah Willard Gibbs “Mathematics is a language."
can be constructed either by adding or by multiplying the same set of
numbers (1+2+3= 1X2X3) as “perfect," and the labeling of other num
bers as “surds" (from absurds) may be viewed as survivals of a period
in which valuative or extramathematical meanings were assigned to cer
tain numbers. This is not surprising, since most sciences and arts began
as nonscientific systems of thought and practice. Needless to say, this
lowly origin does not impair the value of the objective findings of science,
any more than the anal-sadistic death wishes connected with counting
abolish the validity of the table of multiplications. In fact, both in terms
of psychoanalytic reasoning and in terms of considerations wholly inde
pendent of the psychoanalytic point of view (2), it is probable that no
discoveries of a scientific nature would have been made, had there been
no subjectively and unconsciously motivated interest in these phe
nomena.2
The concern of various psychoanalysts with certain peculiar occur
rences, which may be broadly designated as “psi phenomena," is, there
fore, nothing unusual. Time and again the difference between the rate
at which factual knowledge is accumulated, as against the rate at which
it is explained and systematized, creates in every field of knowledge
clusters of unexplained facts, which seem to call for a radical expansion
of the systematic theory characteristic of that science. In fact, more often
than not, this residue of unexplained data actually seems to indicate the
direction in which the further development of systematic theory should
proceed. However, one usually discovers that this direction is suggested
not by the facts—since they never “speak for themselves"—but by the
significance which the specific needs of the unconscious assign to that
body of data. These needs are usually identical with those archaic inter
ests and wishes which were originally responsible for the creation of that
domain of magic which eventually became the corresponding branch of
science.
This finding suggests that we have no right to discount or to minimize
a priori these new—and possibly “outrageous" (128)—hypotheses or
theories, since their psychological characteristics and unconscious impli
cations are usually identical with those which led to the growth of that
science in the first place. These theories may conceivably be wrong, if
they happen to be irrational and premature explanations which reflect
primarily some relatively unmodified unconscious wish. Yet, even if they
2 An eminent analyst reported that, in analyzing a very reputable and nonpsychotic
gynecological surgeon, he was repeatedly compelled to show him an anatomical atlas,
to persuade him that women had no penis—a fact which this surgeon was able to
verify, and act upon, day after day in his own professional work, which, though of the
highest quality, was motivated by the wish to find a female penis.
are nothing but the direct expression of a wish of this kind, they none
theless represent precisely the kind of psychic material which has to be
sublimated if it is to provide us ultimately with a truly scientific explana
tion of these hitherto puzzling data. In brief, this relatively unsublimated
psychic material, expressed in the form of unsound and premature
theories, often contains the seeds of the ultimate sound explanation, and
is ca thee ted with the energy which provides the impetus for, and makes
possible an interest in, the discovery of an objectively valid explanation,
which is compatible both with the canons of scientific inquiry and with
the existing body of theory.
It is also important to bear in mind that it is precisely this turbulent
cluster of unexplained facts which invariably provokes, and provides the
means for, sudden major advances in systematic theory, even though the
final rational interpretation of these phenomena often resembles the
wish-fulfilling preliminary explanation as little as Freud’s theory of
dreams resembles an “Egyptian Dream Book.” In fact, the least one can
say of such preliminary wish-motivated explanations is that they provide
a needed irritant for their refutation and revision.
I. N oesis vs. N o e m a : T h e “ P sych o lo g y of P a ra psy c h o lo g ists ”
Psychoanalysis and anthropology alike have shown that the desire to
possess telepathic or telekinetic or prophetic gifts is a very archaic one
(75). From earliest antiquity up to the present, from childhood to ma
turity, so-called psi phenomena have attracted man’s attention, because
they seem to gratify wishes and needs connected with infantile fantasies
of omnipotence. As Holl6s rightly points out (98), both the advocates and
the opponents of the existence of psi phenomena must control this wish.
He emphasizes that the elaborate experimental precautions of parapsy
chologists represent such an attempt at control,3 but points out that
external and formal precautions fail to achieve their avowed purpose,
since they allow the wish to slip past these formal safeguards unobserved,
because the latter are not reflections of real insight, but merely represent
unconscious ego defenses. Holl6s is also right in stressing that those who
haughtily disdain to examine such phenomena simply seek to bolster by
all means, both legitimate and illegitimate, their non-too-solid ego
defenses against incompletely sublimated infantile omnipotence fantasies.
In fact, he views this skeptical aloofness as a manifestation of a lack of a
real and unshakable faith in natural science and in scientific method.
3 Freud, too, felt repelled by such elaborate precautions, whose sole purpose is the
elimination of fraud, and of errors of observation and recording (85).
He therefore rightly postulates that the wish must be controlled within
the observer, by means of constant self-analysis.4
Be that as it may, one thing is certain. Data and theories pertaining to
“psi phenomena" cannot and should not be brushed aside with haughty
skepticism. They cannot be disposed of by ironical and invidious remarks
about the sanity or objectivity of those investigators who wish to persuade
us of the reality of “psi phenomena." An argumentum ad hominem does
not constitute a refutation of a given thesis. In fact, even if it could be
shown to the entire satisfaction of a board of experts of unimpeachable
integrity and competence that a given investigator of “psi phenomena" is
a psychopathic liar or else a paranoid schizophrenic, it would not prove
that his factual findings and theoretical formulations are therefore false.
Two separate considerations will prove this point:
(1) It is a well-known axiom of logic that the correctness of the noema
(conclusion) may be independent of the correctness of the noesis (reason
ing). Thus, I may feel impelled to conclude that the Platonic theory of
prototypes is false, “because" Plato's political philosophy happens to dis
please me. This line of reasoning is obviously false. Yet many sober
philosophers of great competence and originality, who were not in the
least disturbed by Plato's political views, have reached the same conclu
sion about his theory of prototypes. On a somewhat homelier level, I may
unreasonably conclude that a certain analyst is a fine therapist “because"
his behavior at the last meeting of the analytic society seemed admirable
not merely to me, but also to others. The inappropriateness and lack of
cogency of my “reasoning" is, however, no proof that this analyst is not,
in fact, an excellent therapist.
(2) The demonstration that a person is a psychopathic liar is likewise
not to be viewed as prima facie evidence that his statements are false.
Impelled solely by his unconscious, a man may assert that just at this
moment the Dalai Lama is taking a nap. This does not prove, however,
that the Dalai Lama is not, in fact, sleeping at this particular time. He
may be doing just that. All we can say, then, is that the correctness of
the psychopathic liar's statement is not a result of his thought processes,
although the substance of his statement, and the fact that he felt impelled
to make it is, in fact, a product of his neurotic way of thinking.
It is my thesis that the proper study and analysis of the “incredible"
or “outrageous" statements of certain investigators can serve as a stimulus
for important advances in science. A hypothetical example—pertaining
to matters less fraught with emotions than is the field of parapsychology—
may enable us to justify this point of view.
4 The validity of these considerations is not impaired by the fact that Holl6s may
not always have been successful in his attempt to practice what he preached.
Let us suppose that a reputable explorer, whose statements are usually
taken rather seriously, reports the occurrence of rat-sized ants in Central
Africa, but produces no specimens of such ants for inspection. The nar-
cissistically omniscient entomologist, who starts to argue a priori against
the genuineness of this observation, will simply waste his time and that
of others, and will not contribute to the advancement of knowledge. By
contrast, in the absence of specimens the scientific entomologist will try
a Gedankenexperiment. He may, for example, seek to solve the problem
of how an insect, whose distinctive respiratory system limits its size, can
reach such large dimensions. If this entomologist is a man of unusual
brilliance, he will reach one of two conclusions: He will either explain
the manner in which so large an insect might breathe despite the limita
tions of insect-type respiration, or else he will affirm that the observed
being was not a true insect, but a member of a hitherto unknown phyl-
lum, e.g., perhaps a creature with an insect body upon which a reptilian
respiratory system had been grafted. This last hypothesis is admittedly an
“outrageous” one, in Lynd's sense (128), but—if one recalls the “weird
ness” (in terms of the mammalian Weltanschauung) of the insect life
cycle, or of the reproductive system of the platypus—it is not a hypo
thesis too outrageous to merit further inquiry. Weirder things by far have
been found true.
In the same sense the analyst, when he is confronted with reports of
“psi phenomena,” may attempt to think about these data in terms of
psychoanalytic theory in general, and may, or may not, come up with a
plausible explanation thereof, in terms of psychoanalytic theory. If he
does, then “psi-phenomena” are not sui generis occurrences, and do not
call for a modification of the basic structure of psychoanalytic theory, but
merely for a suitable elaboration of certain hitherto ignored implications
thereof. In fact, in principle at least, if “psi phenomena” do indeed exist,
it should be possible for an ideally gifted analyst to discover an intima
tion of their existence, and some of the laws governing their occurrence,
simply by an elaboration of psychoanalytic theory, and without ever
having even heard of such occurrences. He may then, on the basis of his
conclusions, go and look for such phenomena in reality. What is more,
he will find them, because he knows exactly where to look for them, and
knows in advance some of the laws to which phenomena of this kind
conform.6 If this happens, then psi phenomena are not sui generis; they
6 This demand is not unreasonable. Henri Poincar£ reports that, for '‘aesthetic*’
reasons, Maxwell grafted on his famous equations—which accounted for everything
known at that time of the electromagnetic field—certain small additional terms. Herz,
in seeking to discover whether anything “real” corresponded to these supposedly
‘‘ornamental” terms, discovered radio waves (147). A similar example is the discovery,
are only a special subdivision of the class of phenomena studied by
psychoanalysis. These considerations fully justify Freud's assumption
(VI) that even if telepathic dreams did, in fact, exist, their existence
would not require a basic revision of the classical psychoanalytic theory
of dreams.
In the alternative the analyst may find that such phenomena are
sui generis, in that they require a basic revision of psychoanalytic theory,
i.e., because they cannot be deduced from a systematic elaboration of
existing psychoanalytic theory. In that case he may decide that these
phenomena are not a part of the subject matter of psychoanalysis proper,
and are no concern of his qua analyst. This is precisely what Schilder felt
to be the proper analytic attitude toward “psi phenomena" (XX).
A third alternative is that the analyst may wish to investigate the
psychology of the parapsychologist who reports and explains “psi phe
nomena." He may assume perhaps that the parapsychologist is a drunk,
a liar or a fool, just as the entomologist may suppose that the above
mentioned hypothetical explorer is a drunk, a liar or a fool. As a working
hypothesis, leading to an investigation of the parapsychologist's psyche,
this too is permissible; but as a flat affirmation it is both unscientific and
arrogant—not to say libelous. Furthermore, once the focus of the inquiry
is shifted from the report to the observer, one no longer deals with “psi
phenomena"—be they phenomena of the type which can be studied
psychoanalytically, or phenomena sui generis—but with psychoanalytic
psychopathology—with the theory of neurosis. It is, of course, always
permissible in scientific epistemology to shift one's attention from the
study of the object to the study of the true or putative observer (113) even
if the observer is manifestly sane, and his data absolutely correct. This last
specification—that the scientist is of interest to the epistemologist and to
the analyst even when his findings are manifestly correct (126)—shows the
manner in which epistemology and dynamic interpretations differ from
a libelous argumentum ad hominem type of parlor psychoanalysis (183)
—even if the “libel" merely reflects the actual truth.
To be even more specific, the psychology of the investigator is a
legitimate field of study at all times, regardless of whether he is sane or
psychotic, and regardless of whether his findings and conclusions are true
or false. It must, however, be understood that such an inquiry is not a
contribution to the field of science which the investigator studies, but
a contribution to the psychology of professions. This point can be illus
trated by means of a simple example:
by mathematical means only, of a new planet, whose position and orbit were so com
pletely described in advance that one merely had to point the telescope in the pre
scribed direction to confirm the discovery visually.
Let us assume that, at some future date, absolutely irrefutable proof
of the existence of “psi phenomena’* will be forthcoming. Even in that
case the scholar's legitimate interest in such phenomena and, in fact, his
very capacity to notice such “real” occurrences, will have to be viewed
as a result of the sublimation of an infantile wish for omnipotence, in
precisely the same sense in which Abraham’s chemist patient’s interest in
the chemical problems of the status nascendi was derivable from a scop-
tophilic infantile interest in the origin of babies (1). Indeed, Ackerknecht
has shown that we observe and notice only that for which we have a
predisposing interest. This, according to him, explains why cannibals
know so little about human anatomy (2). Thus, even if the science of
parapsychology should turn out to be a bona fide natural science, the
parapsychologist’s interest in this field of study, his attitude toward the
phenomena which he investigates, and the method whereby he investi
gates them, would nonetheless have certain unconscious roots, which are
probably related to his infantile wish for omnipotence. This finding will
not affect the validity of his conclusions, any more than the unconscious
infantile motives underlying one’s choice of the profession of psycho
analyst or mathematician need affect the validity of one’s work and dis
coveries. In bluntest terms: The disclosure of the unconscious sources of
interest in parapsychology is not name calling, nor is it an argumentum
ad hominem. It is merely a contribution to the psychoanalytic study of
the professions, and of sublimations.
Be that as it may, a sense of relative values would—or should—induce
one to inquire into the nature of alleged “psi phenomena” before one
seeks to gain insight into the psyche of those who affirm that such phe
nomena exist. The latter inquiry is in order, and is a proper subject for
investigation only after the first inquiry has failed conclusively—but
certainly not when it merely yielded the negative result that present-day
knowledge is unable to account for these phenomena in familiar terms.
It is precisely for this reason that several excellent discussions of the
analytic significance of superstitiousness have not been included in this
anthology, so as not to shift the focus of the anthology from the reported
phenomena to the person reporting them.
A final consideration which militates against the study of the uncon
scious motives of the observer before one has studied his reported obser
vations, is that ordinary good manners are not merely not out of place
in scientific discussion, but should be a cornerstone thereof. Indeed, if
we brush aside with a self-satisfied smirk the writings of eminent analysts,
just because they happen to express belief in the reality of psi phenom
ena, we might miss a chance to reach—possibly very different—conclu
sions of our own about this subject.
Nothing further need be said in this chapter about the problem of
the psychology of parapsychologists. Our proper task, at this point, is a
careful elucidation of the epistemological and methodological problems
arising in the study of “psi phenomena," and, especially, the examination
of the problem of whether they are sui generis, or belong properly to
the group of phenomena studied by psychoanalysis. In other words, we
must seek to reason with our intellect, rather than with our infantile
wishes or with our defenses against these wishes. We must seek to display
our reality testing rather than our powers of invective and sarcasm.
On the whole, the situation is a simple one: Many apparently sober
scholars predicate the existence of a nexus between two phenomena
which, were a known mechanism involved in an obvious manner, one
would readily recognize as congruent, and as mutually relevant. Were
these same scholars to make a psychologically less uncongenial statement,
e.g., about a new aspect of avian ovulation, we would promptly retest it,
and would then either reject it, or else integrate it with the rest of our
ornithological knowledge. It is true, of course, that most of these sober
scholars explain the nature of this nexus in a manner which we find
uncongenial. However, such things also happen in workaday zoology or
psychoanalysis. If we do not like these explanations, it is up to us to
offer more “natural" or familiar explanations, or to admit that, for the
time being, we can find none of our own, while continuing to be reluc
tant to accept those of others. This wait-and-see attitude is also legit
imate—as legitimate as are brakes on cars. The fact that brakes can be
wrongly used—as can engines—does not make either brakes—or engines—
illegitimate components of cars.
II. T he L o g ic a l Sta tu s of the E xtrasensory P er c e pt io n H y po th e sis
Do “Psi Phenomena*’ Exist? Perhaps the core of the entire debate
over the “phenomena" under consideration is the problem of their exist
ence. The problem ardently fought over is: “Do psi phenomena exist?"
It is the cornerstone of our methodological inquiry that the problem,
when formulated in this manner, is a fallacious one, and that the ques
tion is “loaded," regardless of whether it is asked by advocates or oppo
nents of the “extrasensory perception" (ESP) hypothesis. “Psi phenomena"
do not “exist" in nature any more than physical or psychological phenom
ena exist. When Romeo whispers his declaration of love to Juliet, this
is inherently neither a physical (acoustic) phenomenon, nor a biological
(sexual), nor a psychological (perception), nor a psychoanalytic (libido)
phenomenon. Only the manner in which we decide to describe, analyze
and interpret it makes it into e.g., a physical as against a biological, or
psychological, or psychoanalytic phenomenon, from which certain con
clusions of a general order may be drawn. The falling of an apple is not
a priori an “illustration” or ‘‘manifestation” either of gravitation, or of
overripeness, or of the presence of a wind. The assertion that the falling
of the apple “is” a gravitational phenomenon must be justified before we
can ask: “Do gravitational phenomena exist?” The question “Do psi
phenomena exist?” is of this type. It does not merely affirm the existence
of certain occurrences, but—implicitly at least—also makes a predicative
statement about the nature of these occurrences. No one in his right
mind will deny that certain feelings—possessed of the quality which the
subject calls “premonitory” (III)—are occasionally experienced, nor that
sometimes there occurs in reality—either simultaneously with, or sub
sequently to this “feeling”— an event which “corresponds” to the con
tent of this feeling. This, however, merely establishes the simultaneous
occurrence of two events: a subjective feeling and a nonsubjective hap
pening. Only if we interpret these two happenings in a certain manner—
by predicating an efficient nexus between them, and by defining the
nature of this nexus—can we ask the question: “Do psi phenomena
exist?” Until that time we can only ask, first: “Did the two events take
place?” and, second: “Are the two events somehow connected?” The
query: “Do psi phenomena exist?” purportedly pertains to the existence
of something substantive, whereas in reality it pertains to the predication
of a certain kind of relationship or nexus between two phenomena, whose
coexistence is implicitly taken for granted a priori, as is the existence of
“a” relationship between them. In other words, this question “jumps
the gun.” It may, therefore, be considered as “loaded,” quite as much as
the traditional question: “Have you stopped beating your wife?” is
loaded, if it is followed by the instruction: “Answer yes or nol”
For this reason we propose to undertake the somewhat tedious, but
extremely necessary, procedure of examining in detail, from the epistemo-
logical and methodological angle, a hypothetical occurrence, in order to
ascertain precisely at what point the “psi phenomenon” or ESP hypothesis
is introduced into scientific discourse. Before doing so we must, however,
first define the branch of science to which such phenomena are assigned,
at least implicitly, so as to specify the frame of reference which will be
called upon to provide us either with a confirmation or with a refutation
of this interpretation.
“Psi Phenomena” Are Psychological Phenomena. Regardless of the
reality or spuriousness of “psi phenomena,” the events submitted to our
scrutiny invariably involve at least one being possessed of a nervous
system. Either men or animals are always mentioned in descriptions of
“psi phenomena,” regardless of whether these phenomena are “tele
pathic,” “telesthetic,” “telekinetic” or “precognitive” ones. No one views
as a “psi phenomena” the temporal coincidence of the falling of a plum
from a tree in Normandy and the occurrence of a cyclone in Kansas—at
least not parapsychologists who do not believe in animism. In brief, only
occurrences in which men or animals are involved are ever defined as
“psi phenomena.” This clearly indicates that they are viewed as psycho
logical phenomena, which must be studied in terms of the psychological
frame of reference.
Precisely What Is a “Psi PhenomenonV9 Let us suppose that, at
8:00 P.M., E.S.T., John Doe's Chevrolet collides with a Ford on the
corner of Tenth Avenue and 34th Street in New York. Also at 8:00 P.M.,
E.S.T., Mrs. John Doe, who remained in Boston, exclaims: “My hus
band's car has just collided with a Ford on the corner of Tenth Avenue
and 34th Street.” Let us, for good measure, suppose that this exclamation
occurs while the family is recording the voices of its members on a
phonograph, and that ten reliable witnesses take note of this statement
and testify to the time of its occurrence. Let us suppose, in brief, that all
these facts have been ascertained as carefully and completely as any fact
on earth. These, then, are our data.
From here on, our investigation develops in four steps:
(1) Fact Finding. The full details of the two events are ascertained.
Scientifically speaking, we are not yet dealing with a “psi phenomenon.”
We merely have at our disposal reliable reports of two “discrete” events,
—we dare not even call them as yet a “pair” of events—to do with as
we please. At this point these two events are of no greater significance
to the parapsychologists than is the fact that at the time of Mrs. Doe's
exclamation—or of the accident—Richard Roe went past Smith's drug
store. To think otherwise would be “jumping the gun.”
Our raw data are two events, whose description and verification are
the tasks of epistemology and descriptive science. The observer uses his
(conventional) senses, and his behavior is understandable in terms of the
psychology of perception.
For some reason most arguments seem to concern the genuineness of
the reported facts, and their relative position in time and space. Experi
mental precautions against fraud and error also pertain primarily to the
process of fact finding. It is, however, our thesis, that this type of argu
ment is both wasteful and inconclusive, since the demonstration that
phenomenon A did not occur at all, or did not occur as reported, does
not preclude in the least the logical possibility that another phenomenon
B, of an identical character, may occur some other day and in another
place. For this reason, in the following discussion the facts, as reported
above, will be accepted as conclusive and correctly reported. In so doing,
we yield to the evidence of our senses, and to our experience with the re
liability of this type of evidence. We have no choice but to believe that
the events occurred simultaneously, and exactly as described above.
At this point we may make certain specifications regarding the nature
of our data, and as regards their reliability, in so far as this may affect
their use as raw material for the study of ‘‘psi phenomena.”
(a) Genuine vs. Spurious “Reception.” Let us begin with an imag
inary example and suppose that, on the morning of July 29, 1951, I am
in the mood to perpetrate a hoax upon a distinguished colleague and
friend, who is interested in parasychology. I therefore send him a tele
gram, in which I falsely allege that I dreamed the previous night that he
would have kippers for breakfast, although I know full well that I had no
such dream. Let us now suppose that this colleague promptly wires back,
stating truthfully that, contrary to the habits of a lifetime, he did indeed
have kippers for breakfast. Despite the fact that my telegram was a lie,
because I had no such dream, a congruency between my ideation and his
actions continues to exist, since the false report of a dream contained in
my telegram is quite as genuinely a product of my autistic mentation as
the dream would have been, had I actually had it. In other words, despite
my knowing untruthfulness, there is a genuine congruence between my
mentation and his actions which one could—if one were so inclined—
examine in terms of the telepathy hypothesis.6
(b) Conscious vs. Unconscious Material. Analysts firmly believe in
psychic determinism. Consequently, they believe that, from the view
point of the problem of the existence or nonexistence of telepathy, it
makes no difference whatsoever whether it is the manifest or the latent
content of an utterance, act, dream, vision, fantasy or hallucination
which is congruent with the thought of the analyst, or with some event
in the external world. In other words, the depth of the psychic level on
which “reception” may occur does not affect appreciably the nature of
the theories which one may formulate regarding the nexus between
“sender” and “receiver” in order to account for this observed congruence.
Indeed, the difference between manifest or latent “receptivity,” or re
sponse to “reception,” has no bearing upon the problem of the existence
or nonexistence of extrasensory perception. It interests the analyst only
from the dynamic, economic and topographic point of view, and the stu
dent of parapsychology only in terms of the construction of experimental
setups, and of the discovery of certain concrete instances of reception,
which, without the assumption that reception was unconscious, would
pass unnoticed (VIII).
The case of Mrs. B., reported by Freud (III) , is also somewhat of this order,
though less extreme.
An application of these conclusions to our hypothetical example will
be found in the next section.
At this point we leave the realm of sense data and enter the field of
logical induction and generalization.
(2) Postulation of Congruency. Upon the arrival of the telegram in
forming Mrs. John Doe of all the details of her husband’s car accident,
all those present may decide that the content of her exclamation was
identical with the details of the accident in question. At this point all we
have established is a formal congruency between two possibly discrete
events. Specifically, we have not shown at this time that Mrs. Doe’s nar
rative exclamation actually referred to the real accident. Logically speak
ing, and regardless of the frequency of such congruencies, nothing has
been revealed as yet about extrasensory perception, nor about any other
kind of perception, nor even about the possibility that Mrs. Doe’s state
ment actually pertained to Mr. Doe’s accident. We have merely postu
lated the existence of a similarity, and nothing else. The statement “the
two events are similar,” is the result of a very elementary kind of induc
tion, the results of which cannot be challenged except by the overly cap
tious. It must also be specified that it does not matter in the least, as far
as the similarity established between the two events is concerned, whether
Mrs. Doe made this utterance in all sincerity, and as a result of an ir
resistible impulse, or whether she made it as a very hostile joke, knowing
it to be a “lie.” In fact, it makes no difference whatsoever whether she
actually made this utterance, or whether it was merely the latent thought
behind a dream which she had at that time, and which became conscious
to her only during her next analytic hour, after her analyst interpreted
this thought to her. We can even go to the extreme of saying that—if
Mrs. Doe did make this utterance—it makes no difference, as regards the
discovery of a similarity, whether her husband actually had such an ac
cident, or had merely sent her a telegram containing a description, un
truthful from beginning to end, of an accident which he never had,—
perhaps in order to be able to stay away from his wife a few days longer.
The similarity “is” there, plain to see.
All we have to do at this point is to specify that the finding of a
similarity or congruency between the two events does not deprive them,
for the time being, of their discrete character. Two things can be similar
to each other, without being connected in any way.
(3) Postulation of Relevancy—or of “a” Nexus. At this point the stu
dent of the two phenomena makes the first truly inductive and inde
pendent step: He may affirm that Mrs. Doe did more than vocalize autis-
tically. He may affirm that her narrative pertained to the accident. Thus,
two discrete occurrences are defined as mutually relevant. They are
viewed as connected, because, had a familiar form of perception or com
munication taken place—i.e., had Mrs. Doe actually witnessed the acci
dent—she would have said something similar, and her utterance would
therefore have been deemed to pertain to that event. This is an act of
induction and generalization. More specifically, it is, so far, only a rea
soning by analogy, which, a priori, is neither necessarily correct, nor
necessarily false. At this point one postulates only the mutual relevancy
of, or nexus between, two discrete events. This is done in order to as
similate such observed congruencies to other, more familiar, types of
congruencies. This act may be motivated as follows: After a study of the
evidence, a professor of philosophy may postulate the existence of “a"
nexus between the two phenomena, and their mutual relevancy. He may
do so in order to conform to the principle of parsimony. At this point a
logical principle of heuristic value—the principle of parsimony—is intro
duced into the study of the phenomena, and the existence of “a” nexus
is adopted as the hypothesis to be tested. We repeat: Only the existence
of “a” nexus is predicated. The nature of the nexus is, as yet, not speci
fied. At this point the “pair" of events is of interest only to a small group
of unusually hard-headed parapsychologists, who have no tacit commit
ments to any thesis regarding the nature of such connections. The inves
tigator has only paired the two events, deprived them of their discreteness,
and predicated “a” nexus between them, because of an impulse to strive
for parsimony and for coherence, and in order to discover causality and
structure in the external world—be it only for heuristic reasons. If he is
cautious, he will, however, be mindful of Mach’s dictum: “There are no
laws in nature. We put laws into nature.” He will, in other words, rec
ognize that he predicated the existence of an unspecified nexus for logical,
though subjective, reasons which are connected with his need to master
reality. His act is understandable in terms of ego psychology. This view
implies that logical and scientific methods are means whereby man's al
legiance to the painfully acquired sense of reality is strengthened and
bolstered against the recurrent attacks of the autistic world which is gov
erned by the pleasure principle.
Although this procedure is methodologically unimpeachable, a rather
tricky situation arises. I refer to the possibility that, impelled by the de
sire to conform to the principle of parsimony, we may have neglected to
examine the alternative hypothesis that the two phenomena, though
similar, are not in the least mutually relevant, i.e., that they are not di
rectly connected by some meaningful nexus “external” to the investi
gator.
In order to understand this matter properly, it must be specified that
the term “nexus” (or “relevancy”) automatically implies the concept of
causation. The mechanism of the causation process is ignored for the
time being, because it would lead us too far afield at this point What
we propose to consider instead is the difference between the type of cau
sation subsumed in ESP theories, and the type subsumed in psycho
analytic theories pertaining to the same set of events. The former is es
sentially of the “simultaneous causation’* type, in that it is assumed that
event A directly influenced or “caused” event B. On the other hand, one
psychoanalytic view may be that the causation involved is of the “ante
cedent” type, the two congruent events being thought of as the end
products of two processes diverging from a common root, but running
parallel thereafter. Let us now examine our hypothetical case in terms
of this second theory.
If it can be shown that Doe’s accident and Mrs. Doe’s utterance were
both determined by their previous matrimonial difficulties, and by their
entire life histories—i.e., if both were due to psychic determinism, then
the ESP hypothesis becomes unnecessary for the psychoanalyst. It is self-
evident, of course, that the explanation of the temporal coincidence of
the utterance and of the accident is likely to be an extremely difficult
task for the psychoanalyst—at least as long as the utterance is held to
pertain to the accident.
I now propose to show that it is not necessary to make this assump
tion. If we assume that the utterance reflects, with hallucinatory inten
sity, an endogenous death wish, which finds verbal expression after being
processed by the unconscious, preconscious and conscious, which deter
mine the form and content of the manifest expression of the wish, the
situation changes entirely. Perhaps Mrs. Doe fantasied that John Doe had
a collision only because she knew his habit of driving his Chevrolet reck
lessly, his tendency to get drunk when away from home, etc. This much
is, then, partly an endogenous death wish, and partly an elaboration of
that wish in terms of known habits. This leaves us only a small residue of
not obviously endogenous material, which can often be reduced still fur
ther, if symbolic material is also taken into consideration. Thus, 34th
Street may represent Mr. and Mrs. Doe’s age. Tenth Avenue the number
of years they were married, and 8:00 P.M. may be the hour of their last
quarrel. A Ford may have been chosen as the means of “retribution,” be
cause on her honeymoon Mrs. Doe read, and was much impressed by, Al-
dous Huxley's Brave New World, in which men piously exclaim: “Ford's
in his Flivver, all’s right with the world.” If some such explanations can
be obtained by means of a psychoanalysis, not one individual compo
nent element of Mrs. Doe's utterance can be held to possess a priori the
characteristic of relevancy, i.e., to pertain to, and be a description of, Mr.
Doe’s accident.
Remains to be explained the co-occurrence and simultaneous emer
gence of these various endogenous elements in Mrs. Doe’s utterance, i.e.,
their pattern or Gestalt. It is legitimate to suppose that a detailed analy
sis could perhaps reveal a close unconscious connection between these
various elements. In fact, we have already intimated that all of them
were related to the theme of an unhappy marriage. The fact that they
were combined into a coherent narrative, a Gestalt, may be a result of
the processing of this material by the secondary process, ex'actly in the
manner in which the coming into being of neurotic Gestalten (complexes)
has been described elsewhere (26).
If this demonstration can be made, Mrs. Doe’s utterance must be
viewed as endogenous and, thus, as no longer relevant to, nor a descrip
tion of, Mr. Doe’s accident. At that moment, the need for an ESP hypo
thesis disappears altogether. The two events become “discrete" once
more, at least in terms of simultaneous causation. They are mutually
relevant and connected only in terms of the past, and of psychic deter
minism, i.e., only by means of antecedent causation and within a psycho
analytic frame of reference. A moment of thought will show that Freud’s
finding that sometimes it is only psychoanalytic investigation which dis
closes the presence of a “telepathic" occurrence (VIII) also implies its
reverse, and therefore not only does not contradict this view, but actually
confirms it.
Summing up, the moment all details of Mrs. Doe's productions, and
the pattern thereof as well, are traced to endogenous sources, i.e., the
moment it is shown that they need not be “heteropsychic" in Ehrenwald’s
sense (39), the simultaneity of the two occurrences loses its significance.
It becomes mere coincidence, as is the temporal co-occurrence of the fall
ing of a plum in Normandy and a Kansas cyclone. An interesting case
of this type was described by Hitschmann (XI).
It is conceded that this task is seldom accomplished in its entirety.
This, however, need only be thought of as a technical, and not as an es
sential limitation—at least until proof to the contrary has been adduced.
Nothing said hereinabove constitutes an a priori denial of the pos
sibility that at least one bona fide case of ESP may exist and, as said
earlier, if one exists, then any number of other cases may exist as well.
We merely hold that the task of the analyst is to seek first a psycho
analytic explanation, in terms of the theory of psychic determinism. It is
true not merely of psychoanalysis, but of all sciences, that one is occa
sionally obliged to stop short of one’s goal, and to assume a wait-and-see
position. As St. Thomas Aquinas put it: One is not to resort to super
natural explanations until all natural explanations are exhausted. Since
it is never possible to show that all natural explanations have indeed
been exhausted, the use of supernatural explanations is, in this sense
only, i.e., in a dogmatic manner, never permissible.
It is an entirely different matter, however, if one uses the ESP hy
pothesis as a purely heuristic one, after one has gone as far as one could
go with other explanations, and if one uses this hypothesis with the ex
pectation that, by leading the way to further inquiry, it will eventually
abolish itself. That is scientifically legitimate, and certainly justifies the
use made of this hypothesis by the more sober analysts, who—as a con
venience—tentatively “believe” in, and make an “as if” use of, the ESP
hypothesis. Although one may quibble about the extent of various
analysts' belief in the ESP hypothesis, on the whole they seldom lose
sight of the analytic goal, and many of them have used the ESP hypothesis
with commendable restraint and moderation.
An entirely different situation arises if one believes from the outset in
ESP, including precognition, and re-examines the problem of causality in
the light of this belief.
At this point the entire problem imperceptibly fuses with the prob
lem of the status of the causality principle in science.7 Indeed, the scien
tific statement: “A is the cause of B” is not a nonspecific one. It is im
plicitly also a specific predicative statement regarding the mechanism in
volved in this causation. The entire parapsychological argument, which
predicates a hitherto unknown form of causation whose nature is often
not specified, stands or falls by this statement.
It is therefore rather surprising that advocates of telepathy and
precognition have not advanced the theory that the current concept of
causality and determinism is a defense against the recognition of the phe
nomenon of precognition. Once precognition is held to occupy a basic
position in the structure of the Universe—as it does in the “serial uni
verse” concept of Dunne (30, 31)—the need for the current conception of
causality, and the place of the existing theory of causality in scientific
discourse are abolished. I speak here, of course, of succedaneous or tem
poral causality, which is once and for all replaced by, or fused with, si
multaneous or structural causality,' there being but a universal present.
(This is a figurative mode of expression, since the concept of present has
a meaning only by contrast to past and future). In that case the distinc
tion between telepathy and precognition disappears altogether, and ESP
7 In view of recurrent claims on the part of those unsophisticated in physical
science, it may not be inappropriate to mention in passing that—as Niels Bohr (14)
and others have stressed ad nauseam, and with appallingly little result, as far as some
strata of the general reading public are concerned—the Heisenberg principle of inde
terminacy does not mean that electrons are not subject to the laws of causality. It
merely states that, because of certain realities, the position and the momentum of the
electron cannot be determined simultaneously with any degree of precision (110, 111) .
becomes but a special instance of perception—a quantitative rather than
a qualitative problem. In such a theory, causality and psychic deter
minism of a historical kind are replaced by, or are identical with, a type
of structuring of perception. Cause and effect are simultaneously present.
All perception (including ESP and prophecy) is then of one type only,
and concomitant “perception" alone decides whether two phenomena are
viewed as causally or structurally connected, or else as discrete events.
(4) Predication of the Nature of the Nexus. The fourth step in the
analysis of this set of events—which is now assumed to form a mutually
relevant “pair" of occurrences—is the predication of the nature of the
nexus, at least in the form of a hypothesis to be tested. It is at this point
that various schools of thought part company. Several schools of thought
may be distinguished:
(a) The Negative Nexus. The nexus between the two events is de
fined as negative, i.e., the co-occurrence and congruence of these events
are attributed to “chance." One may even become pugnacious about it
and, with a curl of one's lip, affirm that it is one of the deceptions prac
ticed by Fate upon scientific—but not too scientific—man. Further para-
psychological inquiry stops at this point, since the subject is now of in
terest only to the student of the calculus of probabilities. However, as
the theory of probability shows, chance too is amenable to a conceptual
analysis. Thus, the affirmation that such events are due to chance may be
correct, but it is, for that reason, not yet science. Not until the specific
conceptual structure of that particular universe of “chance" (or chaos) is
explored, and the mathematical laws thereof are formulated, is the state
ment: “This pairing of events is due to chance," a scientific, predicative
one. Since this is seldom done, the statement in question is merely a pro
fession of faith in “Science" and, therefore, like all professions of faith,
unscientific. In addition, in order to be accepted as a valid explanation,
it must be proven that chance is the sole, or almost the sole, factor in
volved, excluding error and fraud. On the whole, the “chance" theory
comes close to being an evasion, at least in the present state of our knowl
edge.
(b) Suspended Judgment. The existence of a nexus of an unspecified
kind between the two events is viewed as a hypothesis to be first tested,
and then accepted or rejected. The actual testing of the hypothesis is
preceded by an attempt to outline the logical characteristics which any
adequate explanation of the nature of the connection must possess. This
attitude is exemplified by Moses Maimonides’ dictum: “Teach thy
tongue to say: ‘I do not know/ " It is scientifically the most satisfactory
attitude in the present state of our knowledge, but requires not merely
intellectual ingenuity in the outlining of the logical characteristics which
explanations of the nature of the nexus must possess, but also a tremen
dous ability to tolerate frustration, since, as the late Professor L. J. Hen
derson once pointed out to the writer, few persons can obtain the same
amount of release of tensions by saying “I do not know/' than they can
obtain by saying “Yes,” or “No.” In so far as possible, we will seek to ad
here to this point of view.
(c) The Predication of a Subjective Nexus. Regardless of whether
one accepts or rejects the hypothesis that the two phenomena may repre
sent unconnected discrete events, one may decide to investigate primarily
the psychological factors which impel an observer to assume that the two
events are connected. This type of inquiry is legitimate, but yields little
or no additional insight into the problem under study. It is merely a
study in ego psychology. It will not be elaborated further, the problem
having been dealt with rather fully in Section I.
(d) The Predication of a Latent Familiar Nexus. The nexus is as
sumed to be of a basically familiar type, which has not been recognized
as such, because this recognition requires too much thought and effort.
The nexus is assumed to be a “natural” one, and the phenomena are not
viewed as being essentially sui generis. It is affirmed that the proper in
vestigation of the phenomena will disclose conventional means of com
munication via the sense organs, combined with a refined, but likewise
conventional, psychological processing of percepts. The erroneous im
pression of parafamiliarity is held to be due to an inadequate, insufficient
or improper study of the events under consideration. One typical the
ory of this type is rooted in the assumption of a preconscious or uncon
scious reception of subliminal sense impressions, which are perceived but
not “registered,” and are processed first in the unconscious and in the
preconscious, ultimately emerging into the conscious in a form which
still bears the imprint of the primary process.
(e) The Predication of a Parafamiliar Nexus. The existence of a nexus
is conceded, and its “nature” is defined in a manner compatible with the
rest of our thinking about natural phenomena, it being specified that
the nature of the nexus, and the processes responsible for the nexus, are
of a natural but hitherto unknown type. This type of theory may predi
cate the existence of hitherto undiscovered effector and receptor organs,
of previously unknown radiations, of compensatory “minus functions”
(39) etc., all within the framework of natural science (110,111), and sus
ceptible of being explored by special but conventional experimental
methods. The percept is usually—though not always—held to be directly
accessible to the conscious, without a preliminary processing in the un
conscious and the preconscious, and without inductive or deductive
work. This specification of direct accessibility to the conscious mind is,
however, not a necessary and indispensable, but merely a traditional'
feature of the theory. In terms of this theory the nexus is not truly sui
generis. It is merely a special form of natural processes of a known type,
in the sense in which ultraviolet rays are a “special form" of more fa
miliar kinds of radiation.
(f) The Predication of a Metafamiliar Nexus. The nexus is defined
as “natural” but sui generis, i.e., not as parafamiliar, but as metafamiliar.
This view implies that the real essence, or distinctive characteristics of
the phenomena in question cannot be reduced by any amount of analy
sis and study to known and conventionally understandable phenomena,
or to mechanisms which, while new, are not, in their essence, different
from already known mechanisms. If this view is adopted, no attempt will
be made to connect telepathic phenomena with, e.g., the remote orienta
tion of migrating birds, etc. This approach does not, however, exclude
the supplementary hypothesis that the metafamiliar may be linked, in its
peripheral and nonessential aspects, with certain familiar or parafamiliar
processes, such as clouded states of consciousness and the like. The causal
principle is also retained in an unmodified form.
Approaches (d), (e) and (f) are the proper domain of scientific para
psychology, although only approaches (e) and (f), which predicate a para
familiar or metafamiliar nexus, view the pair of events under considera
tion as genuine “psi phenomena.” These are bold hypotheses indeed. It
must, nonetheless, be admitted that some hypotheses regarding these new
types of connections are not less implausible logically than were, once
upon a time, theories pertaining to invisible radiations, quantum
mechanics and the like. As Lynd pointed out long ago, there is nothing
a priori objectionable in “outrageous hypotheses” (128). The question
in such cases is simply this: “Can one make them ‘stick*?”
This being said, a severe criticism must be leveled at many of the ex
ponents of hypotheses (d), (e) and (f). They often devote all their time to
the devising of experiments which simply seek to establish the validity
of step three in the chain of induction described above. They attempt to
prove that “a” nexus does exist, or, briefly expressed, that “psi phenomena
exist.” By contrast, they frequently give relatively little attention to the
problem of the nature of this nexus, which is the real crux of the matter,
since the entire basic thesis of parapsychology hinges precisely on this
point, rather than upon the prediction of an unspecified nexus, which,
methodologically, need be viewed as nothing more than a situational
working hypothesis, to be defined, tested and explored. Indeed, it is
legitimate to assume the existence of an unspecified nexus between any
two occurrences on earth—be it the nexus between John Doe's fate and
the position of the stars at the time of his birth—provided only that one
proceeds immediately to the elucidation of the nature of this nexus, and
to the demonstration that the nexus is an effective and significant one. It
must also be explicitly specified that inquiries which seek only to eluci
date the conditions under which such connections may exist—or may be
assumed to exist—are far from adequate, since they too pertain only to
the trite problem of the existence or nonexistence of these phenomena,
rather than to the problem of their nature, which is not merely the real
problem, but, in a sense, the only one.
(g) The Paranormal or Metanormal Nexus. This hypothesis is men
tioned only for the sake of completeness, since it is dogmatic rather than
heuristic. It is predicated—quite dogmatically and for autistic reasons
only—that the nexus is not of a “natural” type, and cannot be thought
about constructively and fruitfully in terms of the general methodology
and frame of reference of natural science. The phenomena under study
are not viewed as natural phenomena, but as supernatural or miraculous
ones. When viewed in this manner, they cease to be “psi phenomena,” as
defined by parapsychologists, and are of no concern to science. We need
not examine in detail the various theories of this kind. They can be com
pletely characterized by a metaphor: All proponents of the various meta
normal theories agree that the moon is made of green cheese, but the
individual proponents of this view display great ingenuity in “proving”
that it is made of Roquefort rather than of Gorgonzola, or vice versa.
The only scientific investigation possible is the psychoanalysis of the pro
ponents of such theories.
All the above hypotheses are the results of the investigator's logical
activities, which can be fully understood in terms of the synthetic func
tions of the ego.
III. E v a lu a t io n o f V a rio u s H y po th eses
We now propose to evaluate the usefulness of various hypotheses re
garding the nature of “psi phenomena” in terms of the principle of
parsimony.
The predication of a given type of nexus between two paired events
is motivated by the need to understand, which, like the need to predicate
“a” nexus, is part of man's attempt to master reality.
The predication of an ESP nexus [hypotheses (e) and (f)] between
the two events is, however, optional. It is but one of many possible ex
planations, the word “possible” meaning in this context: That which is
possible to a perfectly rational being. The ESP explanation is quite often
the “simplest” one, as regards each separate pair of events. However, the
totality of these separate “simplest” explanations may ultimately oblige
one to formulate a general theory which is infinitely more complex than
any of the theories underlying other types of explanations which, with
regard to any separate pair of events, are more complex than is the ESP
explanation.
In other words, parsimony on the proximate and concrete level (i.e.,
as regards the separate explanation of each concrete pair of events) may
ultimately result in a lack of parsimony in the formulation of a general
theory, and vice versa, of course. Furthermore, even if we make a choice
between various types of possible explanations in terms of the principle
of parsimony, we cannot ascertain in advance whether the ESP theory,
or some other hypothesis will be the most economical in the long run.
It is also well to remember in this context that the quest for parsi
mony is but a matter of convenience, and is not a safe guide to the dis
covery of "the” correct—or “more” correct—formulation. Indeed, as a
famous mathematician once put it: “Nature is not concerned with
analytical8 difficulties.” The advice of another great mathematician:
“Seek simplicity but distrust it,” is also relevant at this juncture.
What other alternatives, also specifying the nature of the nexus, are
there to the ESP theory? This question can be answered only in formal
terms. The ESP hypothesis postulates a nexus between two events, which
is limited to the consideration of the possibility of a nexus occurring
within the short period of time which includes both events.
An alternate hypothesis may postulate that the nexus is most evident,
that it “manifests” itself most clearly—i.e., that it “exists”—prior to the
occurrence of the two events under consideration. A theological sample
of such a theory regarding the nature of the nexus is the concept of pre
destination, as exemplified in the legend of the “Appointment in
Samarra”: A servant, fleeing Death, “escapes” to Samarra, which is pre
cisely where Death expected to meet him all along. A psychoanalytic the
ory of the co-occurrence of John's Doe's accident and of his wife's ex
clamation may—as suggested above—postulate that the long-brewing
latent hostility and self-aggression characteristic of this couple's marriage
came to a head simultaneously, causing John Doe to have an “accident”
on purpose, in the manner described by Karl Menninger (136), and also
causing Mrs. Doe's death wishes toward John Doe to reach an intensity
sufficient to enable them to find a but slightly disguised hallucinatory ex
pression in the vision of an accident. This interpretation is, admittedly,
less parsimonious as regards this particular pair of events than is the
ESP hypothesis. However, it requires as a theoretical background only
the relatively simple traditional theory of psychoanalysis, whereas the
8 Not psychoanalysis, but calculus is meant in this context.
“simpler” ESP explanation of this particular occurrence presupposes the
extremely complex background theory of parapsychology, which con
tains large numbers of undefined concepts and heuristically postulated
processes.
We must, in all fairness, repeat at this point the warning that the
relative simplicity and complexity of explanations provides no indication
of whether one theory is more correct than the other. However, there is
one criterion which, heuristically at least, enables one to make a provi
sional choice between two explanations. This criterion is that of fruit
fulness.
The principle of fruitfulness may be illustrated by an imaginary ex
ample which, because it contains a rather bad pun, irresistibly appeals to
the primary process and therefore carries conviction. This is not alto
gether unfortunate, since the co-operation of the primary process often
facilitates the task of the secondary process: “Let us imagine that a man
slips in the street and falls down. We can suppose that he was tripped by
the devil. This is an unfruitful hypothesis, because it brings to a full stop
both further inquiry and remedial and/or preventive measures. In the
alternative we may assume that he slipped on a fruit rind, perhaps on a
banana peel. This is a fruitful hypothesis, since it permits verification,
and enables one to take remedial and/or preventive steps.”
It is the writer's thesis that the psychoanalytic theory, which postu
lates a specific nexus but places the effective and important portion of
the nexus into a period of time which antedates, i.e., which does not in
clude, the actual events, is, in the last resort, more fruitful than is the
ESP hypothesis.
In simplest terms, my own position regarding the pair of events under
study is as follows: I believe, and, in fact know that they occurred as spe
cified. I am impelled to believe that they are connected. I do not feel
under any obligation to believe that they are connected by means of
extrasensory perception, which is but one possible explanation. Rather do
I feel obliged to seek for an explanation in psychoanalytic terms, if for no
other reason than because I happen to be a student of psychoanalysis,
and adhere to the adage: Schuster bleib bei deinem Leisten (cobbler,
stick to your last).
The above considerations, regardless of whether they are right or
wrong in their totality, do yield at least one unassailable result: Do “psi
phenomena” or ESP exist, i.e., do they exist in nature, as tables or chairs
exist? The answer must be an unqualified “No.” They do not exist in
nature anymore than—according to Mach—physical laws “exist” in na
ture. An event, or pair of events, does exist objectively. It becomes a “psi
phenomenon” when we choose to define it as a “psi phenomenon,” by
explaining the nexus between two events in terms of ESP. The same pair
of events, if we choose to define the nexus between them otherwise, i.e.,
in terms of psychoanalysis, is not a “psi phenomenon” but a psycho
analytic phenomenon. This view is perfectly compatible with Poincare’s
statement: “La methode, c’est pr£cisement le choix des faits” (“method
is essentially the choice of one’s facts”); the choice being made specifically
in terms of a given frame of reference, which defines the area, content,
and structure of one’s universe of discourse.
We hasten to add that it is equally correct to say that “psychoanalytic
phenomena” do not exist. Psychoanalytic “phenomena” are simply real
phenomena viewed psychoanalytically.
The same conclusion may also be reached if, in addition to the prob
lem of causation, we offer also a tentative theory of communication or
“reception” in psychoanalytic terms.
The core of such a theory is the relationship of “psi phenomena” to
the potentialities and qualities of the unconscious. Indeed, both the psy
choanalytic advocates and opponents of the reality of “psi phenomena”
agree that whatever the nature of these occurrences may be, they involve
primarily the unconscious, and that, therefore, the truly significant part
of e.g., a “telepathic” dream is not the manifest but the latent content
thereof.
Broadly speaking, the defenders of “psi phenomena” postulate that the
unconscious possesses certain hitherto ignored potentialities, and that
these potentialities are related to extrasensory perceptions, which cannot
intrude into the conscious sphere without first overcoming strong ego
defenses. Hence, when they finally do intrude into the conscious, they
usually appear in it in a distorted form; in a highly distorted form in the
case of “normals,” and in an almost undistorted form in dreams and in
psychoses.
The opponents of “psi phenomena” also believe that man’s uncon
scious possesses certain hitherto ill-defined and insufficiently known prop
erties, which include the capacity to perceive almost subliminal cues, as
well as the subtler meanings of sensations perceived by ordinary means,
and the unconscious or preconscious capacity to reach, with the help of
these cues, conclusions paralleling the thought processes of one’s inter
locutors, or of persons of whom one has a certain amount of knowledge.
In other words, these investigators believe that “psi phenomena” are, by
and large, only aspects of what Ferenczi so aptly termed “the dialogue of
the unconscious.” On the whole, the opponents of parapsychology seem
to postulate that the unconscious has a great perceptivity for subliminal
stimuli, and that, due partly to the psychic unity of mankind (XX) and
partly to the limitations imposed upon the general direction of thought
processes by the ethos of the culture area (133, 134), the unconscious and
preconscious of the “receiver” can reach certain conclusions from these
basic cues, which—as in Sherlock Holmes' case—are similar to those
reached by the “sender,” or which reconstruct from these cues the current
or past experiences of the “sender” (VIII) : This feat of the unconscious
would, thus, parallel the intuitive skill of great diagnosticians. The
process of intuition has been formulated most wittily by the great mathe
matician Gauss: “I have had my results for a long time now; however, I
do not know, as yet, how I shall reach them.”
One of the writer's personal experiences is, perhaps, to the point in
this connection. One day, practically out of the blue sky, he asked a man,
who was discussing the problems of his son, “Have you and your son
ever shared a woman?” Completely taken aback, the man conceded that
his son had once been seduced by his stepmother. Since the writer is not
in the habit of making such conversational “shots in the dark,” and has
never in his life asked anyone such a question, it is clear, and was clear to
him even then, that his “third ear” had simply caught in the man's dis
course certain nuances, which could be meaningful only if father and son
had, indeed, shared the same woman. The question was, thus, not just a
wanton “stab into the unconscious,” but the product of an intuitive put
ting together of subtle clues, which led to an inference of an explanatory
nature. Were we to stop here, however, we would ignore one of the most
important aspects of the problem: Why the writer was capable of mak
ing this inference, and why he voiced it during his first or second meet
ing with this man, especially since the conversation was half social and
half scientific, in that it had been motivated by his interlocutor's interest
in a certain research problem on which the writer was working at that
time. In other words: Why was the writer's third ear sensitive to precisely
that topic, and why did he express his inference in a socially almost in
appropriate context? The answer is that this perceptivity and this near-
inappropriate loquaciousness (98) were both determined by certain as
pects of the writer's psyche. In brief, the clues were indubitably present
—in the sense in which certain high-pitched sounds are present—and per
mitted the drawing of a certain inference. But, just as it takes a dog, and
not a man, to perceive such sounds, so there had to be, in this instance, a
listener for whose unconscious these particular clues were both meaning
ful and interesting, and whose unconscious had been sufficiently analyzed
to permit such an inference to enter consciousness whenever the proper
stimuli were perceived by him.
The stimuli in question were complex ones, only three phases thereof
being still sufficiently well remembered at this time to be reported here.
One was the man's fatherly, rather than grandfatherly, interest in the
fact that his son's regular mistress was pregnant at that time. The second
was this moralistic man's singularly and consciously overlenient attitude
toward the fact that the son—whom he habitually and moralistically
overprotected, and from whom he usually demanded a highly rational
and almost selfish practicality—had permitted a shiftless tramp to trap
him into illegitimate fatherhood, by causing him to behave toward her
in an almost incomprehensively naive and childish manner. The third
factor was the strikingly lenient and almost fearful attitude of the father
toward the worthless and scheming woman who, for selfish ends, had
caused his son to impregnate her by falsely professing to be sterile.
This “clairvoyance” would have passed as such, had the “percipient”
not been a psychologically fairly sophisticated person. In the present in
stance, however, the “clairvoyance” appears simply as a natural inference
drawn by a person so constituted psychologically that he was capable of
drawing this inference unconsciously or preconsciously, and at the same
time, could also recognize the means whereby this inference was reached.
It is needless to add that, had the man's “secret” been something to which
the writer's “third ear” was not attuned, he would not have perceived its
content solely by means of these minimal clues. Furthermore, had this
secret been accessible to the writer's unconscious, but had it pertained to
matters which had not been cleared up by his own analysis, the inference
would have remained unconscious; it would not have been “acted upon,”
but would merely have led to an “acting out” of the inference, without
an understanding of its nature and meaning.
This approach to an apparent instance of “extrasensory perception”
“explains”—by means of certain hypotheses concerning the nature of
the unconscious—a puzzling occurrence in a manner which does not bring
ESP hypotheses into the picture.
It must be admitted that this approach still leaves a residuum of un
explained “ESP” occurrences. Of these some may be explained as follows:
Every psychological fact is overdetermined, and therefore open to several
interpretations. If the interpreter so chooses, he can stress those inter
pretations which make the psychological occurrence seem telepathic,
while ignoring other aspects of the latent content and overdetermination
which would make it appear in a different light. In principle, the latter
interpretations should, for the time being, be given preference as being
more psychoanalytic, at least until all psychoanalytic explanations are
exhausted.
A further group of incidents can be disposed of as being inadequately
reported, improperly analyzed statistically, etc. *
The true question is the following: After eliminating the various
“ESP” occurrences which can be explained otherwise, does there remain
a hard core of events—or even a single event—not understandable in
terms of the dialogue of the unconscious, overdetermination, lack of
proof, or improper study, etc.? It is the writer's considered opinion that a
convincing, unprejudiced proof of the nonexistence of such an irre
ducible hard core of “occult” occurrences is manifestly impossible. It
suffices to remember in this context that an inadequately vouched-for ex
perience may nonetheless be a genuine one. It is, furthermore, a well-
known fact of logic that negative evidence is always very uncertain.
Though the writer is, personally, hard-boiled in the extreme about “psi
phenomena,” he does not find it in the least difficult or even disagree
able to concede that certain events seemingly involving ESP, which can
not be challenged on the basis of any of the above considerations, may
very well exist, and may not be due to the long arm of coincidence. This
does not prove, however, that they do ipso facto involve ESP; in other
words, this does not prove that one day one may not discover certain
hitherto unknown, but obviously “naturalistic” properties of the uncon
scious to which these phenomena may have to yield their aura of strange
ness and supernaturalism. In brief, we concede without reluctance that
there may be at least one event—and if there is one, there may be many
such events—which at present can be “explained” only in terms of ESP.
What we do deny, however, is that this implies automatically that ESP
is the proper explanation thereof, and that further study may not lead
to a new, hitherto unsuspected, and more appropriate explanation, which
may be a psychoanalytic one.
This is, admittedly, a negative hypothesis, which is quite as unprov-
able as a negative fact. However, it has in its favor the lesson of the his
tory of science. Increasing knowledge has pushed further and further
into the background both supernaturalistic explanations, and hasty semi-
naturalistic ones. In brief, the ESP theory has, for the time being, the
same status as the phlogiston theory of heat, or as the theory of the ether,
both of which were preliminary syntheses and explanatory devices, pro
ductive in the sense that they were ultimately self-suppressing. In other
words, whereas one may be inclined to deny any shred of ultimate valid
ity or viability to ESP theories, one cannot challenge the thesis that they
may be necessary in the present state of our ignorance, if only because
they lead to constant experimentation and may, therefore, ultimately
abolish themselves. The paranaturalism implicit in ESP theory and work
should therefore serve as an invitation to hard-boiled “naturalists” to
devote time and effort to this significant inquiry into one of the last re*
maining areas of near-complete scientific ignorance, so that, by bringing
certain peculiar-seeming occurrences within the scope of natural science,
man's knowledge of himself should increase, making it possible for man's
self-esteem to be built not upon an imaginary kinship with the angels,
or upon esoteric “capacities,” but, more meritoriously, upon the skill and
determination which enable him to grow lilies on manure, to turn rusty
nails into watchsprings, and to sublimate sadism into brotherly love. In
this sense man is greater than “the angels born perfect,” because he per
fects himself. His greatness lies in his original puniness, his courage pre
supposes mortality, his wisdom folly, his maturity infantilism, his saint
liness sadism. “By their fruits ye shall know them”—and never does the
fruit seem so glorious as when one has first rummaged among the soiled
roots of the tree of knowledge, which is also the tree of life.
IV. Psi P h en o m en a a n d P sycho analytic E pistem ology
Perhaps the simplest and most constructive way of beginning our dis
cussion of the methodological problems involved in the psychoanalytic
study of “psi phenomena” would be to ask: Precisely what is the psycho
logical significance and consequence of the hypothesis that a “psi
phenomenon” has taken place? What difference does it make to the psy
chologist or psychoanalyst, who seeks to interpret the occurrence?
If we do not view two events, whose contents seem identical, as con
nected with each other by means of extrasensory communication, each
of the two psychic events will be analyzed in terms of the past, and with
out reference to any external occurrences other than those involving fa
miliar forms of communication. In other words, each of these events
would be analyzed on its own merits, and would, at first, be viewed as a
“closed system,” even if one of the persons involved had the intention to
communicate with the other, and the latter had the intention of receiv
ing a communication.9
In a somewhat similar manner, the temporal coincidence of two
events may sometimes be related to facts which occurred in the past and
determined two sequences of unilinear evolution culminating in the same
end results. The near-simultaneity of Leibnitz's and Newton's invention
of calculus, of B61yai's and Lobatchevsky's devising of negatively curved
geometrical spaces, and of Boyle's and Mariotte's discovery of the Boyle-
Mariotte law exemplify such overlapping occurrences, whose congruence
was determined by the structure of physical reality and by the state of
scientific development prevailing at that time.
To return to our example, had these two events not coincided in
time, John Doe's accident would ordinarily be analyzed in terms of his
self-destructiveness, while Mrs. Doe's vision of an accident befalling her
husband would ordinarily be interpreted as due to a death wish, which
assumed a hallucinatory form because of certain characteristics of Mrs.
Doe's psychological make-up. This classical approach would have yielded
9 In this sense, the fact that various potentates probably dined at the same time as
the clan chieftain MacNeil of Barra, is usually not held to be a consequence of the
fact that MacNeil of Barra's herald habitually ascended the castle tower and announced
to the rulers of the world that, MacNeil of Barra having dined, they too may dine
now. MacNeil of Barra's behavior is explainable in terms of his past development,
while the meal hours of the various potentates are held to have been determined by
their past histories, and by the distinctive practices of their respective courts.
the type of information and the type of therapeutic result usually sought
for by classical psychoanalysts.
Once the telepathy hypothesis is introduced into the study of these
two events, the discreteness of the two phenomena is abolished, or if, as
in the Doe case, the relationship has, up to then, been conceived of pri
marily in analytic terms, it is now conceived of in different terms; i.e., in
terms of communication rather than in terms of converging unconscious
processes. The focus of the entire inquiry is, thus, displaced from internal
processes to “heteropsychic” (39), i.e., to external ones. In the case of
serious analysts this does not usually lead to a neglect of the internal
processes, although they will inevitably be considered as secondary. In
the same sense the scientifically minded parapsychologist's investigation
of the role of the communication factor in these two events will not pre
clude a study of internal processes as well. Nonetheless, it is quite certain
that in both these instances the internal process will lose its erstwhile po
sition of causa causans, and will be viewed primarily as a condition per
mitting the occurrence of extrasensory communication, which is now de
fined as the true effective cause of one of the events.
The validity of the assumption, that the adoption of the ESP hy
pothesis has precisely such an effect upon one's mode of investigation, is
proven implicitly by the content of several of the papers reprinted in this
anthology, as well as by the fact that, thus far, the unconscious subjective
significance of the postulated nature of such “communications” has never
been analyzed. Needless to say, the mere fact that the telepathy hypothe
sis does influence the direction of inquiry and analysis in this manner is
entirely independent of the problem of whether this hypothesis is a
legitimate one or not. Indeed, even if telepathic communication were as
real as a telephone communication, even if, in Ehrenwald's words (39),
“heteropsychic” material were actually and routinely incorporated into
the receiver's mind, this “communication”—regardless of whether we
consider the theory thereof, the process itself, or the material so “com
municated”—would have certain unconscious repercussions, which are
worthy of a detailed analysis. A concrete application of this view will be
found in the chapter which describes the technique of analyzing “psi
phenomena” occurring during analysis (XXXI).
V. L o g ic a l P r o per t ies of the P o stu la ted N exus
We are now prepared to undertake the final step in our method
ological investigation of “psi phenomena.” We have suggested above that
a satisfactory epistemological approach to the problem of “psi phe
nomena” must include an outlining of the logical characteristics or prop
erties which any satisfactory—ESP or other—explanation of the "nexus"
must possess, if it is to account fully for the phenomena in question, and
also if it is to be scientifically productive.
We therefore propose to examine what may well be the three prin
cipal features which any kind of predicated nexus—be it familiar, un
familiar or paranormal—must possess, in order to account adequately
for "psi phenomena."
(1) There are two kinds of connections: "A and B resemble each
other because both are C (or are produced by C)," and: "A and B resem
ble each other because A caused B to come into being."
The first connection is similar to the process whereby two eggs pro
duced by two hens, or by the same hen, resemble each other. A conse
quence of the adoption of this hypothesis is the systematic utilization
of the principle of psychic determinism.
The second connection is of a different kind. The science of physics
and of chemistry knows of few or no processes by means of which A
causes B to resemble it. A vaguely similar process may be the following:
Occasionally a supersaturated solution, though allowed to cool, refuses to
crystallize. The process of crystallization can sometimes be initiated by
"inoculating" the solution with a minute crystal of the same substance, or
of a similar substance. True parallels can be found only in the realm
of psychology, i.e., when A, by means of a communication through
ordinary channels, causes the psychic content of B to resemble his
own psychic content. However, this parallel fits neither instances of
precognition, nor instances of clairvoyance, nor—if we accept Servadio's
elaboration (170, XXI) of Weiss's views (197-199) — hallucinations of the
presence or of the image of a dying person.10
Actually, if we take as our model normal communication between A
and B, clairvoyance would impute to a material object a "psychic con
tent" which is equivalent to, but independent of, that of the percipient
and would, therefore, lend indirect support to the highly questionable
theory of Platonic prototypes. The only alternative hypothesis to this is
extra-sensory perception similar to the sense perception of the normal
organs.
Precognition, in turn, requires the postulation either of an empathy
with the mind of an omniscient Being who knows what the future holds
in store, or else of an extrasensory perception of some remote current
situation, not accessible to the ordinary senses, the perception being then
10 it may be postulated, of course, that the Servadio-Weiss hypothesis should be
supplemented by the assumption that the sick, hurt or dying person highly cathects
his damaged body.
supplemented by an almost divine combinatory feat capable of inferring
the future state of the paranormally perceived system.
Be that as it may, the basic characteristic of an ESP explanation of
the nature of a “telepathic/' “clairvoyant" or “precognitive" nexus must
be of the type: “A resembles B because A causes B to resemble it." Such
a concept of the process is, as stated above, patterned upon communica
tion between two individuals. Event A is thus temporally antecedent to
B, and is, at the same time, the structural model for the result of the
change which it induces in B.
The writer does not affirm that this is, indeed, what happens. He
merely described one of the properties which logic demands that an ESP
explanation of the nature of the nexus between A and B should possess,
in order to satisfy certain minimum criteria of plausibility.
Some other criteria are the following:
(2) If the nexus predicated between A and B is assumed to be of the
ESP type, it must be explained why this same mechanism is specifically
and uniquely a characteristic of certain unusual processes, and does not
play a role also in more commonplace occurrences.
(3) If the nexus predicated between A and B is assumed to be a
latently familiar one, the method whereby the nonspecificity, i.e., the
non sui generis quality of the process is determined must be explained
in detail and in accordance with the usual canons of scientific inquiry.
There exist, no doubt, also other criteria which any statement regard
ing the nature of the nexus must satisfy. It is, however, believed that
the three preceding criteria are the most crucial ones. We must admit
at once that none of the papers included in this anthology truly satisfy
all of these criteria, perhaps because the problem of the criteria which
such explanations must satisfy has, so far as we know, never been pre
viously made explicit.
C onclusion
As the variety of viewpoints represented in this anthology indicates,
there is no “official" psychoanalytic attitude toward “psi phenomena."
Analysts differ in their conceptions of the proper range of analytic theory,
and in their views regarding the boundaries of the subject matter of
psychoanalysis. These differences in opinion are legitimate since, as we
stressed elsewhere (23), the logically somewhat similar nature-nurture
controversy is a fallacious one, in that there exists a certain transitional
range of facts, which one person will find easier to interpret in terms of
nature, and the other in terms of nurture. In the same way some analysts
find it easier to account for certain co-occurrences in psychoanalytic
terms, while others find it more convenient to explain the same phenom
ena in parapsychological terms.
Even if time and the accumulation of further knowledge should
definitely tip the balance against the parapsychological point of view,
there can be no doubt that the patient quest for psychoanalytic truth,
which characterizes the work of psychoanalytic investigators of "psi
phenomena,” will have immeasurably enriched psychoanalysis, both by
certain positive findings and by the fact that it stimulated others to
re-analyze the same type of facts in a different manner. Regardless of
what the final outcome of the controversy may be, it can only lead to an
important extension of the scope, and to a significant deepening of the
insights, of psychoanalytic theory.
It is also incumbent upon us to repeat once more—because it cannot
be repeated often enough—that logically it is legitimate to assume that
there may exist at least one "psi phenomenon,” and if one exists, then
any number of other "psi phenomena” may also exist. However, even if
such phenomena do exist and can be explained by means of the ESP
hypothesis, the investigation of these phenomena by psychoanalytic
means will still continue to be entirely legitimate.
In brief, the anthology does not "point with pride” at the achieve
ments of psychoanalysis or of parapsychology. It simply invites psycho
analysts to work hard and to think soberly and to let the chips fall where
they may. No scientist can promise to obtain results, nor can he vouch
in advance for the nature of his ultimate findings. He can only resolve
to do his best with the tools and capacities at his disposal, ready to
submit at all times to reality and to be content with whatever results—
if any—his efforts may yield (VIII) . This, rather than the adoption of any
specific method of inquiry or reasoning, is the distinctive characteristic of
scientific work.
Part II
Freud’s Studies
Chapter 3
A PREMONITORY DREAM FULFILLED*
By SIGMUND FREUD
By SIGMUND FREUD**
I n tro d u cto ry R em a r k s
We do not seem destined to work in peace on the development of our
science. Barely did we victoriously repel two attacks—one of which
sought to deny once more that which had been brought to light and to
replace all of its content with the motif of denial, while the other
attempted to beguile us into believing that we had misunderstood the
nature of this content, inviting us to replace it lightly with another—
barely did we begin to feel safe from these foes, when a new danger arose;
this time in the form of something tremendous and fundamental, which
threatens not only us, but even more perhaps our opponents.
It no longer seems possible to brush aside the study of so-called occult
facts; of things which seem to vouchsafe the real existence of psychic
forces other than the known forces of the human and animal psyche, or
which reveal mental faculties in which, until now, we did not believe.
The appeal of this kind of inquiry seems irresistible. In the course of a
brief vacation I had occasion to reject three requests for contributions
emanating from newly founded periodicals devoted to this type of in
quiry. We believe that we know the source from which this trend derives
its strength. It is but one manifestation of the devaluation which, ever
* Originally published in “Schriften aus dem Nachlass,” Gesammelte Werke,
17:25-44, London, Imago Publishing Co., Ltd., 1941. Authorized translation from the
German by Dr. George Devereux. Published here by permission of Messrs. Sigmund
Freud Copyrights Ltd. Copyright by Messrs. Sigmund Freud Copyrights Ltd., London.
** Note of the Editors of the Gesammelte Werke.—This manuscript has no title and
is dated August 2, 1921. It was written for the Conference of the Central Committee of
the International Psychoanalytical Association, which met in the Harz early in Sep
tember 1921. A large portion of this material was also used in the New Introductory
Lectures to Psychoanalysis (Lecture XXX: Dreams and the Occult). The “third case”
mentioned in the introductory part of this work is separated from the rest of the
manuscript and forms an appendix thereto. It was reproduced in the New Introduc
tory Lectures and was therefore not reprinted here.
since the world catastrophy of the great war, has affected everything
established; it is part of the attempt to probe the great upheaval toward
which we are drifting, and whose scope we are unable to fathom as yet.
It is surely also an attempt at compensation, which seeks to regain by
other—supernatural—means the lost appeal of life on this earth. Indeed,
certain trends in the exact sciences may also have favored this develop
ment. The discovery of radium has complicated the possibility of explain
ing the physical world quite as much as it has broadened it, and the
newly won insight into the so-called theory of relativity caused some of
its uncomprehending admirers to lose a certain amount of confidence in
the objective plausibility of science. You will recall that Einstein himself
recently found it necessary to protest against such a misunderstanding.
It is by no means self-evident that the strengthening of the interest in
occultism represents a danger for psychoanalysis. On the contrary, one
might expect a mutual sympathy between the two. Both have been sub
jected by official science to the same unfair and arrogant treatment.
Psychoanalysis is still suspected of mysticism, and the Unconscious is
deemed to belong to those things between Heaven and Earth of which
hidebound philosophy does not wish to dream. The many invitations to
collaborate which we receive from occultists show that they consider us
as belonging, in part at least, to their group, and that they count upon
our support against the pressure of the authority of exact science. Con
versely, psychoanalysis, which is opposed to all that which is hidebound,
established and generally accepted, has no interest in defending these
authorities in a self-sacrificing manner; it would not be the first time that
psychoanalysis would champion the obscure but indestructible intuitions
of the common people against the arrogant assumed knowledge of the
intellectuals. Thus, an alliance of, and collaboration between, psycho
analysts and occultists would seem to be both plausible and promising.
However, on closer examination, certain difficulties arise. The over
whelming majority of occultists is not motivated by a thirst for knowl
edge, nor by a sense of shame that science should have failed for so long
a time to take cognizance of undeniable problems, nor by the wish to
master this new set of phenomena. On the contrary, they are believers
who want to find new proofs, who seek a justification which would enable
them to confess their creed openly. However, this creed which they seek
first to prove, and then to foist upon others, is an old religious belief,
which, in the course of human evolution, has been pushed into the back
ground by science, or else it represents still another faith, which is even
closer to the obsolete convictions of primitives. By contrast psychoanalysts
can deny neither their scientific ancestry, nor their kinship with the repre
sentatives of science. Being extremely distrustful of the power of the
human wish, and of the temptations of the pleasure principle, they are
ready to sacrifice everything—the dazzling radiance of a fully elaborated
theory, the uplifting awareness of the possession of a well-rounded
Weltanschauung, the psychic security derived from a broad motivation
for reality-adequate and ethical action—in order to discover a little bit
of objective certainty. They are content with fragmentary crumbs of
insight and with initial hypotheses which are somewhat indefinite and
subject to change without notice. Instead of waiting for the right moment
in which to escape from the forceful grip of known physical and chemical
laws, they hope for the appearance of more comprehensive and deep-
going natural laws, to which they are ready to give allegiance. Psychoan
alysts are fundamentally unreconstructed mechanists and materialists,
even though they refuse to strip the mind and the soul of their as yet
undetected qualities. They study occult material only because they hope
that this would enable them to eliminate once and for all the creations
of the human wish from the realm of material reality.
In view of this difference in attitude, collaboration between analysts
and occultists has little prospect of being profitable. The analyst has his
own sphere of activity—the unconscious portion of psychic life—from
which he may not deviate. If, in the course of his work, he is on the
lookout for occult phenomena, he runs the risk of overlooking everything
which is closer at hand. He would lose that unbiased, impartial and un-
anticipative attitude which, up to now, was an essential part of his ana
lytic armor and equipment. If occult phenomena obtrude themselves in
the same manner as other phenomena do, he will avoid them as little
as he avoids other things. This seems to be the only decision compatible
with analytic activity.
The analyst's self-discipline can protect him against the subjective
risk of having his interest absorbed by occult phenomena. Things are
different, however, as regards the objective danger. It is probable that
the study of occult phenomena will result in the admission that some of
these phenomena are real; but it is also likely that a great deal of time
will elapse before one will be able to formulate an acceptable theory
accounting for these new facts. Eagerly expectant people will not wait
that long, however. The moment a first assent is forthcoming, the oc
cultists will declare that their cause has triumphed. Belief in one alleged
fact will be held to constitute belief in all others. The scope of belief in
the phenomena themselves will be broadened to include also belief in
those explanations of these phenomena which they favor most, and
which are dearest to them. They mean to use the methods of scientific
investigation only as ladders which are to enable them to rise above
science. It will be a calamity if they ever rise that high! The skepticism
of spectators and of listeners will not induce them to reconsider the
matter, nor will the objections of the multitude impede them. They will
be welcomed as liberators from the irksome obligation of thinking
rationally. They will be jubilantly acclaimed by that predisposition to
credulousness which goes back to the childhood of humanity and of the
individual. Should this come about, we may anticipate a dreadful collapse
of critical thought and of mechanistic science. Will technology be able
to stem this tide by its inflexible concern with the magnitude of force,
with mass and with the quality of matter?
It is a vain hope that analytic work would escape this collapse of
values simply because its object is the mysterious unconscious. If the
spirits, with whom man is familiar, provide the final explanation, then
there will be no interest in the laborious approach of analysis to un
known psychic forces. Even analytic technique will be forsaken when the
hope beckons that occult measures will enable one to enter into direct
communication with the spirits who determine everything, just as one
forsakes patient detail work, when there is hope of winning riches at a
single stroke, through speculations. During the war we heard of persons
who stood between two enemy nations, belonging to one of them by
birth, and to the other through choice and residence. It was their fate to
be treated as enemies first by one of these nations, and then, when they
were lucky enough to escape, also by the other. The fate of psychoanalysis
may be similar.
However, one must endure one's fate, regardless of what it may be.
Psychoanalysis too will have to adjust to its destiny. Let us return to the
present, and to our proximate task. In the course of the last years I have
made certain observations which I do not wish to withhold from those
at least who are close to us. The disinclination to become involved in the
prevailing trends, the fear of diverting interest from analysis and the
total lack of disguise of my case material explain why I do not wish to
give a wider publicity to my report. It is felt that my material possesses
two unusual advantages. In the first place, it does not give rise to the
type of misgivings and doubts which most of the data of the occultists
elicit. In the second place, the compelling nature of the material becomes
apparent only after it is subjected to analytic study. Admittedly, my ma
terial consists only of two cases of the same kind. A third case, which is
of another type, and is susceptible of a different interpretation, is merely
added as an appendix. The two cases which I now propose to present in
detail concern events of the same kind: They are prophecies of profes
sional fortunetellers which did not come true. Nonetheless, they made
an extraordinary impression upon the persons to which they were im
parted. Hence, their essence cannot be their bearing upon the future.
Every contribution to their explanation, and every objection to their
convincingness will be most welcome to me. My personal attitude toward
such material remains one of reluctance and ambivalence.
I
A few years before the war a young man came to me for analysis from
Germany. He complained that he could not work, had forgotten every
thing about his life, and had lost interest in everything. He was a Ph.D.
candidate in philosophy, who studied in Munich and was about to take
an examination. He was a highly educated and devious person, the infan
tile and unruly son of a financier, who, as was subsequently shown, had
been able to cope successfully with a tremendous anal eroticism. When
asked whether nothing at all had been left over from his life and inter
ests, he admitted that he had outlined a novel, whose historical locale was
Egypt under Amenhotep IV, and in which a ring played a very important
role. Taking this novel as our starting point, we found that the ring was
the symbol of marriage. With this much to go on, we managed to revive
all of his memories and interests. It was disclosed that his breakdown
was the result of a great internal renunciation. He had an only sister,
some years his junior, whom he loved with unconcealed intensity. The
two had often wondered why they could not marry each other. None
theless, at no time did this tenderness exceed the limits of what is proper
between siblings.
A young engineer fell in love with the sister. She reciprocated his love,
but the suitor found no grace in the eyes of the strict parents. In their
distress the lovers turned to the brother for help. He became the cham
pion of their cause, relayed their letters and, when home on a vacation,
made it possible for the lovers to meet. Finally he persuaded the parents
to authorize the engagement and the marriage of the lovers. During the
engagement period something extremely suspicious occurred. The brother
and his future brother-in-law decided to climb the Zugspitze, the brother
acting as a guide. The two lost their way, were in danger of falling to
their death, and saved themselves only with considerable effort. The pa
tient offered no strenuous objections when I interpreted this adventure
as an attempted murder and suicide. A few months after the marriage
of his sister the young man started an analysis.
After six or nine months he regained his working capacity and left
analysis in order to take his examination and write his Ph.D. thesis.
A year later, having obtained his Ph.D., he returned to me for further
analysis, because, as he put it, for a student of philosophy psychoanalysis
possessed an interest which transcended therapeutic success. I know that
he resumed his analysis in October. A few weeks later he mentioned in
some connection the following experience.
There lived in Munich a female fortuneteller, who enjoyed a great
reputation. The Princes of Bavaria consulted her whenever they planned
some undertaking. She asked only that she be given a date. (I forgot to
inquire whether the date had to include also the year.) This date had to
be the birthday of a person, although the fortuneteller did not ask for
the name of the person in question. After obtaining this date, she con
sulted her astrological books, made long computations and finally made
a prophecy about that person. Last March my patient had allowed him
self to be persuaded to visit this fortuneteller. He gave her the birth date
of his brother-in-law, without, however, giving her the brother-in-law's
name, and without revealing to her that he had him in mind. The oracle
stated that next July or August this person would die of crab or oyster
poisoning. After reporting this to me, the patient added: “It was mag
nificent I”
I did not understand what he meant, and contradicted him vigor
ously: “What is so magnificent about that? You have been with me for
several weeks now. Had your brother-in-law really died, you would have
told me so long ago; therefore he is still alive. The prophecy was made
in March and was to take effect this summer. It is already November.
Hence, the prophecy did not come true. What is it, then, that you admire
about it?"
He replied: “I admit that it did not come true. What is remarkable
about it is this: My brother-in-law is passionately fond of crabs, oysters
and the like, and the preceding August he did, in fact, have crab poison
ing and almost died of it." We did not discuss the matter any further.
Let us now examine this case.
I have faith in the veracity of the narrator. He has to be taken seri
ously, and is at present a teacher of philosophy in K. I know of no motive
which could have induced him to mystify me. His narrative was inci
dental and not at all tendencious. Nothing else was linked with it, and
no conclusions were drawn from it. He did not seek to persuade me of
the existence of occult psychic phenomena; in fact, I had the impression
that the meaning of this experience was not at all clear to him. This
narrative startled me so much, and made so disagreeable an impression
upon me, that I preferred not to subject it to an analytic interpretation.
The communication seems equally unassailable in still another sense.
It is certain that the fortuneteller did not know the client. Ask yourself
what degree of intimacy a knowledge of the date of birth of the brother-
in-law of an acquaintance presupposes. On the other hand, all of you
will join me in doubting stubbornly that, by means of some formulae and
with the help of some tables, one may discover so specific an aspect of
destiny as illness due to crab poisoning. Let us not forget how many
people are born on the same day. Is it conceivable that the community of
fate which may be determined by the date of birth would include such
details? I therefore feel that the astrological computations may be entirely
disregarded in this discussion. It is my belief that the fortuneteller might
just as well have done something else, without changing thereby the
results of the interview. Thus, the source of the deception cannot possibly
have been the fortuneteller, whom we might just as well call “the
medium."
If you concede the reality and genuineness of this observation, then
we are already provided with an explanation thereof. As is the case with
most of these phenomena, we find that their explanation in terms of the
occult hypothesis is unusually adequate, and accounts for everything that
requires an explanation. Unfortunately, this explanation is inherently a
very unsatisfactory one. The fortuneteller could not possibly have known
that the person bom on the date given to her had had a crab poisoning,
and she could not have found this information in her tables and com
putations. On the other hand, her client did possess this information.
The occurrence can be fully explained if we are willing to assume that
this knowledge was transmitted from the client to the alleged prophetess
by unknown paths, and by means other than the known forms of com
munication. This, in turn, seems to call for the conclusion that thought
transmission exists. In that case the purpose of the fortuneteller's as
trological work was to divert her own intra-psychic forces, and to occupy
them innocuously. This made it possible for her to become receptive and
permeable to the impact of the thought of others, and enabled her to be
come a genuine “medium.” The study of wit has acquainted us with sim
ilar devices for facilitating the automatic unfolding of psychic processes.
The import and significance of this case can be further increased by
seeking to understand it analytically. Analysis reveals that that which was
inductively transmitted from one person to another was not just any odd
scrap of casual information. On the contrary, it was an extremely strong
wish, which stood in a special relationship to the conscious, and which
found a conscious, though slightly disguised* expression through another
person. Similarly, when the invisible end of the spectrum impinges upon
a photographic plate, it reveals itself, in a form accessible to the senses,
as the colored continuation of the spectrum. It seems possible to recon
struct the reasoning of this young man after the illness and recovery of
his brother-in-law, who was also his hated rival: “Well, he managed to
pull through this time I This does not mean, however, that he will now
give up this dangerous predilection. Let us hope that he will die of it the
next time.” As a counterpart to this, I could quote to you the dream of
another person, in which a prophecy was part of the manifest content.
Dream analysis revealed that the content of the prophecy was congruent
with a wish fulfillment.
I cannot simplify my interpretation by saying that my patient’s death
wish toward his brother-in-law was unconscious and repressed. During
the previous year this wish had become conscious to him in the course
of his analysis, and the results of its repression had disappeared. Yet the
wish continued to exist, and, without being pathogenic, was still quite
intense. One might call this wish a “suppressed” one.
II
In the town of F. there lived a girl, who was the oldest of five siblings,
all of them girls. The youngest was ten years her junior. One day she let
the baby fall from her arms, and later on she called it “her child.” Her
own birth was followed after the shortest possible interval by the birth
of another sister, both births occurring in the same year. The mother
was older than the father and not amiable at all. Not only was the father
some years her junior, but he also devoted much time to his little girls
and impressed them with his various tricks. Unfortunately he was not at
all impressive otherwise. As a businessman he was unable to support his
family without the help of relatives. His oldest daughter soon became the
confidante of his worries, which were due to his inadequate earning
capacity.
After overcoming her rigid and passionate childhood character, the
girl grew up as a veritable model of all virtues. Her high moral pathos
was coupled with a narrowly limited intelligence. She became a grade-
school teacher, and was highly respected. The timid homage of a relative,
who was a music teacher, did not move her. No man had, as yet, awak
ened her interest.
One day one of her mother's relatives appeared on the scene. Though
much older than the girl, he was still a fairly young man, since at that
time the girl was only nineteen years of age. He was a foreigner, who
lived in Russia, and was the head of a large commercial enterprise. He
had become so rich that it took nothing less than a world war and the
collapse of the greatest despotism to impoverish him. He fell in love
with his young and austere cousin, and wished to marry her. The parents
did not urge her to accept him, but she knew what they wanted her to
do. Behind all her moral ideals there beckoned the hope of fulfilling the
fantasy wish of helping her father, and of saving him from his difficul
ties. She expected her future husband to help her father with money, as
long as the latter remained in business, and to pension him off when he
finally gave up his business; and also to provide her sisters with dowries
and trousseaux, in order to enable them to get married. She then fell in
love with him, married him soon thereafter, and followed him to Russia.
With the exception of a few, not easily understandable occurrences,
which acquire a meaning only in retrospect, everything went very well
indeed with this marriage. She became a tenderly loving and sensually
satisfied woman, who was the providence of her family. Only one thing
was lacking: She had remained childless. Finally, at the age of twenty-
seven, while she was living in Germany, she overcame various misgivings
and consulted a German gynecologist. With the usual thoughtlessness of
specialists, this physician assured her of success provided that she con
sented to subject herself to a minor operation. She was ready to do so,
and in the evening spoke to her husband about this matter. Since it was
getting dark at that time, she wished to turn on the lights. However, her
husband asked her not to do it, since he had something to tell her which
he preferred to say in the dark. He told her to cancel her operation, since
he himself was responsible for their childlessness. Two years earlier, he
had heard at a medical congress that certain maladies deprived the man
of the capacity to procreate children, and an examination had disclosed
that he too was in that situation. After this revelation the operation was
canceled. She then suffered an internal breakdown, which she sought in
vain to conceal. She could love her husband only as a father substitute,
and now she had learned that he could never become a father. She was
confronted with three alternatives, all of which were equally impossible
for her: infidelity, renunciation of the child, and separation from her
husband. The latter was impossible for her, for the best of practical rea
sons. The penultimate alternative was impossible because of certain very
strong unconscious motives which you will readily guess. Her entire
childhood had been dominated by the thrice deceived hope of getting a
child from her father. Her only way out was the one which happens to
arouse our interest in her: She became severely neurotic. For a while she
protected herself against various temptations by means of an anxiety
hysteria, which later on turned into compulsive rituals. She was placed
in mental institutions, and, finally, after ten years of illness, she came to
me. Her most striking symptom was that in bed she fastened (ansteckte)
her bed linen to the blankets by means of safety pins. In this manner she
betrayed her husband's infection (Ansteckung) which had deprived her
of children.
This patient, who at that time was about forty years old, once told
me of an event which took place during the early stages of her moodiness,
but before the appearance of the compulsion neurosis. In order to divert
her, her husband took her along on a business trip to Paris. The couple
was sitting in the hotel lobby with one of the husband's business ac
quaintances, when a certain unrest and commotion became apparent in
the room. She asked a hotel employee what was going on, and learned
that Monsieur le Professeur had arrived, and was giving consultations in
his cubicle near the hotel entrance. M. le Professeur was a great fortune
teller, who asked no questions; instead he made his visitor press his palm
into a bowl of sand, and revealed the future by a study of the handprint.
She said that she too wanted to visit the fortuneteller, in order to have
her future revealed to her, but her husband advised against it, saying that
it was nonsense. However, when her husband departed with his business
acquaintance, she removed the wedding ring from her finger and sneaked
into the cabinet of the fortuneteller. He studied her handprint for a
long time, and then said: “You will have great struggles in the near fu
ture, but everything will end well. You will marry and will have two
children by the time you are thirty-two years old/' She told this story ad
miringly, and apparently quite without insight. My comment: “It is re
grettable that the fulfillment of the prophecy is eight years overdue,”
made no impression on her. I might have imagined that she admired the
confident temerity of this prophecy, the “rabbi's eagle eye."
Unfortunately, my usually reliable memory is not certain whether the
first part of the prophecy was that all would end well, and that she would
marry, or simply that she would be happy. My attention was entirely
focused upon the clearly remembered final sentence and its striking de
tails. Indeed, the first sentences, about struggles which will have a happy
ending, correspond to the vague remarks which occur in all prophecies,
including those which one can buy ready made. The definiteness of the
two numbers occurring in the last sentence is therefore doubly impres
sive. Yet, it would certainly not be without interest to know whether the
Professor had really spoken of a marriage. Although she had removed
her wedding band, and at twenty-seven looked young enough to be taken
for a single girl, it would not have required much subtlety to recognize
the mark of the wedding band on her finger. Let us limit ourselves there
fore to the problem presented by the last sentence, which promised her
two children by the time she was thirty-two years old.
Indeed, these details seem entirely arbitrary and inexplicable. Even
the most credulous would hardly presume to derive them from the inter
pretation of the lines of the hand. These details would have been un
questionably justified, had fate confirmed them. This, however, fate had
failed to do, since she was now forty years old, and still childless. What,
then, was the origin of these numbers? The patient herself had no ideas
whatsoever regarding this matter. The simplest thing would be to disre
gard this problem entirely, and to cast this apparently worthless event
into the limbo of many other meaningless data of an allegedly occult
nature.
This would be very convenient indeed; it would be both the simplest
solution and the most desirable relief for us. However, I am forced to
say that, unfortunately for us, it is precisely analysis which is in a position
to provide an explanation of these two numbers, and, at that, an explana
tion of a kind which is entirely satisfying and, given the nature of the
situation, almost self-evident. Indeed, the two numbers are in perfect con
cordance with the life history of our patient's mother. The latter married
after her thirtieth birthday and her thirty-second year was precisely the
one in which—deviating from the usual fate of women, and almost as
though seeking to make up for lost time—she gave birth to two children.
The prophecy is therefore easy to interpret: “Don't grieve over your
present childlessness; it means nothing. You can still have the same fate
as your mother, who at your age was not even married, and yet had two
children at the age of thirty-two." The prophecy, coming from the mouth
of a fortuneteller who was ignorant of all these personal details, and was
occupied with a handprint in the sand, promised her the gratification of
that mother identification which was the secret of her childhood. We are
free to assume that this completely unconscious wish fulfillment presup
posed the following: “You will be rid of your useless husband through
death, or else you will find the strength to leave him." The nature of the
compulsion neurosis is more compatible with the first alternative, while
the victorious struggles mentioned in the prophecy seem to suggest the
latter alternative.
You will recognize that, in this case, analytic interpretation plays an
even greater role than in the preceding one; one might even say that it
actually brought the occult factor into being. Consequently, in this in
stance too one seems obliged to concede the compelling convincingness
of the possibility that an unconscious wish, and the thoughts and factual
material connected therewith, have been transferred from one person to
another. I see only one way of escaping the compellingness of this case,
and certainly do not propose to conceal it from you. In the course of the
twelve or thirteen years which had elapsed between the prophecy and the
reporting thereof in therapy, the patient may possibly have evolved a
falsification of memory. Indeed, the Professor may only have uttered
some comforting, and not at all amazing, banalities, into which she grad
ually inserted the significant numbers derived from her unconscious. If
this is so, then the facts, which seek to force so momentous a conclusion
upon us, become rather flimsy. We would gladly share the views of the
skeptic who is willing to discuss such material only if it is reported im
mediately after the event, and perhaps even then only with certain mis
givings. I recall that, on being appointed to a professorship, I had an
audience with the Minister, in order to thank him. While leaving the au
dience, I caught myself in the act of trying to falsify the conversation
which had taken place between him and myself, and it was never again
possible for me to remember correctly the conversation which had actu
ally taken place. I must leave it to you to decide whether or not this ex
planation is a legitimate one. I can neither refute nor confirm it. For
this reason this second observation, though inherently more impressive
than the first one, is also more open to doubt.
The two cases which I submitted to you concern prophecies which did
not come true. I believe that such observations provide the best material
for the study of the problem of thought transference, and I would like
to induce you to collect similar cases. I also prepared for you a sample
of another kind of material. This case is that of a patient of a special
kind, who discussed in his analytic hour matters which were related in a
striking manner to an experience of my own immediately before his
hour. But you are about to receive a tangible proof of the fact that it is
only with the greatest reluctance that I concern myself with these occult
questions. While in Gastein, I took out the notes which I had selected
and taken along for the purpose of preparing this report, and found that
the sheet of paper on which I had jotted down these latter observations
was not there. Instead, there was another sheet, which contained certain
other, irrelevant notes of another kind, which I had mistakenly brought
along with me. Nothing is to be done in the face of so obvious a resist
ance. I cannot give you a report of this case, because I am unable to
reconstruct it from memory. Instead, I will add a few remarks about a
person well known in Vienna, the graphologist Rafael Scherman, who is
reputed to have performed the most amazing feats. He is said to be able
not only to infer the character of a person from a sample of his hand
writing, but also to give a description of that person, and to make predic
tions which are eventually confirmed by fate. Many of these remarkable
feats are admittedly reported by Scherman himself. Without telling me
of his plan beforehand, a friend of mine once tried to make Scherman
fantasy about a sample of my own handwriting. He was able to disclose
only that it was the writing of an old gentleman—which was easy to
guess—with whom it is difficult to live, because he is an insupportable
domestic tyrant. Members of my household would hardly confirm this.
But, as is well known, in the field of the occult there prevails the com
fortable basic principle that a negative case does not prove anything.
I made no direct observations on Scherman, but have, through the
intermediary of a patient, entered with him into a relationship of which
he is not cognizant. 1 want to tell you something about this matter. Sev
eral years ago a young man came to me for analysis. He made so very
agreeable an impression upon me, that I gave him preference over many
others. It was found that he was involved in an affair with one of the best
known demimondaines. He wished to extricate himself from it, but,
lacking all power of self-determination, was unable to do so. I was able
to free him from his bondage, and, in the course of this process, one ob
tained also full insight into his compulsion. Several months ago he con
tracted a normal marriage, compatible with middle-class standards. In
the course of the analysis it soon became apparent that the compulsion
against which he fought did not bind him to this demimondaine, but to
a woman of his own social class, with whom he had had an affair ever
since his youth. The demimondaine had been accepted only as a “whip
ping boy,” who enabled him to gratify through her all the vengefulness
and jealousy whose true object was his beloved mistress. In accordance
with a familiar pattern, he escaped the inhibitions of ambivalence by
means of a displacement to a new object.
He was in the habit of torturing this demimondaine, who had fallen
in love with him in the most unselfish manner, with the most refined
cruelty. When she was no longer able to conceal her suffering, he de
flected to her also the tenderness he felt for the love of his youth. He
gave her presents and conciliated her, only to start the cycle all over
again. When, under the influence of the therapy, he finally broke with
her, it became apparent what his behavior toward this substitute for his
beloved one had sought to accomplish: He sought to obtain a compensa
tion for his youthful attempt to kill himself when his beloved refused to
yield to him. After this suicidal attempt he finally managed to conquer
his beloved, who was older than himself. During this phase of his treat
ment he was in the habit of visiting Scherman, with whom he was ac
quainted. Scherman repeatedly found in the handwriting samples of the
demimondaine indications that she was at the end of her strength, on
the verge of suicide, and certain to kill herself. This she failed to do,
however. Instead, she shook off her human foibles, recalled the principles
of her profession, and her duties toward her official lover. It was clear
to me that the wizard had revealed to my patient only the latter's own
secret wish.
After ridding himself of this screen personage, my patient engaged
seriously in the task of freeing himself also from his real bondage. I in
ferred from his dreams that he was just then evolving a plan to break
off the affair with the love of his youth, without deeply wounding or
materially damaging her. She had a daughter, who behaved very affec
tionately toward her mother's lover, and was supposedly unaware of the
secret role of the latter. He wished to marry this girl. Soon thereafter the
plan became conscious, and the man undertook the first steps leading to
its realization. I encouraged this intention, which offered an irregular,
but nonetheless possible way out of a difficult situation. However, he
soon had a dream which was very hostile toward the girl. He once more
consulted Scherman, who declared that the girl was childish, neurotic and
not suitable for marriage. This time this great expert on the human
heart was right, because the behavior of the girl, who was practically en
gaged to this young man, gradually became so inconsistent that it was
decided to get her into analysis. The analysis resulted in the cancellation
of the marriage plans. The girl had had a detailed unconscious knowl
edge of the relationship between her mother and her fiance, and was at
tached to the latter only because of her oedipus complex.
The analysis was terminated at this point. The patient was free and
capable of making his own way in the future. He married a respectable
girl, who did not belong to his family circle, and about whom Scherman
expressed a favorable opinion. May he be right again this time!
You have already understood in what way I wish to interpret my ex
periences with Scherman. You note that all of my material pertains solely
to the problem of thought induction. I have nothing to say about the
rest of the wonders of occultism. I have already publicly admitted that
from the occult viewpoint my own life was a singularly barren one. Per
haps the problem of thought transference will seem rather trifling to you
in comparison with the great world of occult miracles. Yet consider that
even this hypothesis already represents a great and momentous step be
yond our present viewpoint. The remark which the custodian of St.
Denis usually appended to his narrative of the martyrdom of that saint
also applies to this problem. After being decapitated, St. Denis is said to
have picked up his head and, holding it in his arms, to have walked
quite a distance with it. At this point the custodian made the comment:
“Dans des cas pareils, ce n'est que le premier pas qui coute.”1 The rest
comes easy.
At the present time, when such great interest is felt in what are called
“occult” phenomena, very definite anticipations will doubtless be aroused
by the announcement of a paper with this title. I will therefore hasten to
explain that there is no ground for any such anticipations. You will
learn nothing from this paper of mine about the enigma of telepathy;
indeed, you will not even gather whether I believe in the existence of
“telepathy” or not. On this occasion I have set myself the very modest
task of examining the relation of telepathic occurrences, whatever their
origin may be, to dreams, more exactly, to our theory of dreams. You
will know that the connection between dreams and telepathy is com
monly held to be a very intimate one; I shall propound the view that
the two have little to do with each other, and that if the existence of
telepathic dreams were established there would be no need to alter our
conception of dreams in any way.
The material on which the present communication is based is very
slight. In the first place, I must express my regret that I could make no
use of my own dreams, as I did when I wrote the Traumdeutung (66).
But I have never had a “telepathic” dream. Not that I have been with
out dreams that conveyed an impression of a certain definite occurrence
taking place at some distant place, leaving it to the dreamer to decide
whether the occurrence is taking place at that moment or will do so at
some later time. In waking life, too, I have often become aware of pre
sentiments of distant events. But these hints, foretellings and forebod
ings have none of them “come true,” as we say; there proved to be no ex
ternal reality corresponding to them, and they had therefore to be re
garded as purely subjective anticipations.
* Paper read before the Vienna Psychoanalytic Society. Originally published in
Imago, 8:1 “22, 1922. Translated from the German by C. J. M. Hubback, published in
Collected Papers, 4:408-435, London, Hogarth Press, 1925. Published here by permis
sion of Hogarth Press, London,
For example, I once dreamed during the war that one of my sons then
serving at the front had fallen. This was not directly stated in the dream,
but was expressed in an unmistakable manner, by means of the well-
known death symbolism of which an account was first given by W.
Stekel (181,182). (Let us not omit here to fulfill the duty, often felt to be
inconvenient, of making literary acknowledgments!) I saw the young
soldier standing on a landing stage, between land and water, as it were;
he looked to me very pale; I spoke to him but he did not answer. There
were other unmistakable indications. He was not wearing military uni
form, but a skiing costume that he had worn when a serious skiing acci
dent had happened to him several years before the war. He stood on
something like a footstool with a chest in front of him; a situation always
closely associated in my mind with the idea of “falling," through a mem
ory of my own childhood. As a child of little more than two years old I
had myself climbed on such a footstool to get something off the top of a
chest—probably something good to eat—whereupon I fell and gave my
self an injury, of which I can even now show the scar. My son, however,
whom the dream pronounced to be dead, came home from the war un
scathed.
Only a short time ago, I had another dream announcing misfortune;
it was, I think, just before I decided to put together these few remarks.
This time there was not much attempt at disguise: I saw my two nieces
who live in England; they were dressed in black and said to me “We
buried her on Thursday." I knew the reference was to the death of their
mother, now eighty-seven years of age, the widow of my eldest brother.
A time of disagreeable anticipation followed; there would of course
be nothing surprising in so aged a woman suddenly passing away, yet it
would be very unpleasant for the dream to coincide exactly with the oc
currence. The next letter from England, however, dissipated this fear.
For the benefit of those who are concerned for the wish-fulfillment the
ory of dreams I may interpolate a reassurance by saying that there was no
difficulty in detecting by analysis the unconscious motives that might be
presumed to exist in these death dreams just as in others.
Do not now urge the objection that what I have just related is value
less because negative experiences prove as little here as they do in less
occult matters. I am well aware of that and have not adduced these in
stances with any intention whatever of proving anything or of surrep
titiously influencing you in any particular way. My sole purpose was to
explain the paucity of my material.
Another fact certainly seems to me of more significance, namely, that
during my twenty-seven years of work as an analyst I have never been in
a position to observe a truly telepathic dream in any of my patients. The
people among whom my practice lay certainly formed a good collection
of very neurotic and “highly sensitive" temperaments; many of them
have related to me most remarkable incidents in their previous life on
which they based a belief in mysterious occult influences. Events such as
accidents or illnesses of near relatives, in particular the death of one of
the parents, have often enough happened during the treatment and in
terrupted it; but not on one single occasion did these occurrences,
eminently suitable as they were, afford me the opportunity of registering
a single telepathic dream, although treatment extended over several
months or even years. Anyone may explain this fact as he likes; in any
event it again limits the material at my disposal. You will see that any
such explanation would not affect the subject of this paper.
Nor does it embarrass me to be asked why I have made no use of the
abundant supply of telepathic dreams that have been published. I should
not have had far to seek, since the publications of the English as well as
of the American Society for Psychical Research are accessible to me as a
member of both societies. In all these communications no attempt is
ever made to subject such dreams to analytic investigation, which would
be our first interest in such cases.1 Moreover, you will soon perceive that
for the purposes of this paper one single dream will serve well enough.
My material thus consists simply and solely of two communications
which have reached me from correspondents in Germany. They are not
personally known to me, but they give their names and addresses: I have
not the least ground for presuming any intention to mislead on the part
of the writers.
I
With the first I had already been in correspondence; he had been
good enough to send me, as many of my readers do, observations of ev
eryday occurrences and the like. He is obviously an educated and highly
intelligent man; this time he expressly placed his material at my disposal
if I care to turn it “to literary account.”
His letter runs as follows:
“I consider the following dream of sufficient interest to give you some
material for your researches.
“I must first state the following facts. My daughter, who is married
and lives in Berlin, was expecting her first confinement in the middle of
December of this year. I intended to go to Berlin about that time with
my (second) wife, my daughter’s stepmother. During the night of No
vember 16-17 I dreamed, with a vividness and clearness I have never be
fore experienced, that my wife had given birth to twins. I saw quite
plainly the two healthy infants with their chubby faces lying in their cot
side by side; I was not sure of their sex: one with fair hair had distinctly
my features and something of my wife's, the other with chestnut-brown
i In two publications by W. Stekel (mentioned above) (181, 182) there are at least
attempts to apply the analytic technique to alleged telepathic dreams. The author ex
presses his belief in the reality of telepathy.
hair clearly resembled her with a look of me. I said to my wife, who has
red-gold hair, ‘Probably “your” child's chestnut hair will also go red
later on.’ My wife gave them the breast. In the dream she had also made
some jam in a wash basin and the two children crept about on all fours
in the basin and licked up the contents.
“So much for the dream. Four or five times I had half awaked from it,
asked myself if it were true that we had twins, but did not come to the
conclusion with any certainty that it was only a dream. The dream lasted
till I woke, and after that it was some little time before I felt quite clear
about the true state of affairs. At breakfast I told my wife the dream,
which much amused her. She said, ‘Surely Use (my daughter) won't have
twins?’ I answered, 41 should hardly think so, as there have never been
twins either in my family or in G.Y (her husband). On November 18, at
ten o’clock in the morning, I received a telegram from my son-in-law
handed in the afternoon before, telling me of the birth of twins, boy and
girl. The birth thus took place at the time when I was dreaming that my
wife had twins. The confinement occurred four weeks earlier than had
been expected by my daughter and her husband.
“But there is a further circumstance: the next night I dreamed that
my dead wife, my daughter’s own mother, had undertaken the care of
forty-eight newborn infants. When the first dozen were being brought in,
I protested. At that point the dream ended.
“My dead wife was very fond of children. She often talked about it,
saying she would like a whole troop round her, the more the better, and
that she would do very well if she had charge of a Kindergarten and
would be quite happy so. The noise children make was music to her. On
one occasion she invited a whole troop of children from the streets and
regaled them with chocolates and cakes in the courtyard of our villa. My
daughter must have thought at once of her mother after her confinement,
especially because of the surprise of its coming on prematurely, the ar
rival of twins, and their difference in sex. She knew her mother would
have greeted the event with the liveliest joy and sympathy. ‘Only think
what mother would say, if she were by me nowl' This thought must un
doubtedly have gone through her mind. And then I dream of my dead
wife, of whom I very seldom dream, and had neither spoken of nor
thought of since the first dream.
“Do you think the coincidence between dream and event in both
cases accidental? My daughter is much attached to me and was most cer
tainly thinking of me during the labor, particularly because we had often
exchanged letters during the pregnancy and I had constantly given her
advice.”
It is easy to guess what my answer to this letter was. I was sorry to
find that my correspondent’s interest in analysis had been so completely
killed by that in telepathy; I therefore avoided his direct question, and,
remarking that the dream contained a good deal besides its connection
with the birth of the twins, I asked him to let me know what information
or incidents could give me a clue to the meaning of the dream.
Thereupon I received the following second letter which certainly did
not give me what I wanted:
“I have not been able to answer your kind letter of the 24th until to
day. I shall be only too pleased to tell you ‘without omission or reserve'
all the associations that occur to me. Unfortunately there is not much,
more would come out in talking.
“Well then—my wife and I do not wish for any more children. We
very rarely have sexual intercourse; at any rate at the time of the dream
there was certainly no 'danger/ My daughter's confinement, which was
expected about the middle of December, was naturally a frequent sub
ject of conversation between us. My daughter had been examined and
skiagraphed in the summer, and the doctor making the examination had
made sure that the child would be a boy. My wife said at the time, *1
should laugh if after all it were a girl.' At the time she also thought to
herself it would be better if it were an H. rather than a G. (my son-in-
law's family name); my daughter is handsomer and has a better figure
than my son-in-law, although he has been a naval officer. I have made
some study of the question of heredity and am in the habit of looking
at small children to see whom they resemble. One more thing! We have
a small dog which sits with us at table in the evening to have his food
and licks the plates and dishes. All this material appears in the dream.
“I am fond of small children and have often said that I should like
to have the bringing up of a child once more, now that I should have so
much more understanding, interest and time to devote to it, but with my
wife I should not wish it, as she does not possess the necessary qualities
for rearing a child judiciously. The dream makes me a present of two
children—I am not sure of the sex. I see them even at this moment lying
in the bed and I recognize the features, the one more like myself, the
other like my wife, but each with minor traits from the other side. My
wife has auburn hair, one of the children chestnut (red) brown. I say,
‘Yes, it will later on be red too.' Both the children crawl round a large
wash basin in which my wife has been stirring jam and lick it all over
(dream). The origin of this detail is easily explicable, just as is the dream
as a whole; it would not be difficult to understand or interpret it, if it
had not coincided with the unexpectedly early arrival of my grandchil
dren (three weeks too soon), a coincidence of time almost to the hour (I
cannot exactly say when the dream began; my grandchildren were bom at
nine P.M. and a quarter past; I went to bed at about eleven and dreamed
during the night). Our knowledge too that the child would be a boy adds
to the difficulty, though possibly the doubt whether this had been fully
established might account for the appearance of twins in the dream.
Still, all the same, there is the coincidence of the dream with the unex
pected and premature appearance of my daughter's twins.
“It is not the first time that distant events have become known to me
before I received the actual news. To give one instance among many. In
October I had a visit from my three brothers. We had not all seen one
another together for thirty years (naturally one had seen another oftener),
once only at my father’s funeral and once at my mother’s. Both deaths
were expected, and I had had no ‘presentiments' in either case. But, when
about twenty-five years ago my youngest brother died quite suddenly and
unexpectedly at the age of nine, as the postman handed me the postcard
with the news of his death, before I even glanced at it, the thought came
to me at once, ‘That is to say that your brother is dead.' He was the only
one left at home, a strong healthy lad, while we four elder brothers were
already fully fledged and had left the parents' house. At the time of their
visit to me the talk by chance came round to this experience of mine, and,
as if on the word of command, all three brothers came out with the dec
laration that exactly the same thing had happened to them. Whether ex
actly in the same way I cannot say; at all events each one said that he had
felt perfectly certain of the death in advance before the quite unexpected
news had been communicated, following closely as it did on the presenti
ment. We are all from the mother's side of a sensitive disposition, though
tall, strong men, but not one of us is in the least inclined toward spirit
ism or occultism; on the contrary, we disclaim adherence to either. My
brothers are all three University men, two are schoolmasters, one a sur
veyor, all rather pedants than visionaries. That is all I can tell you in re
gard to the dream. If you can turn it to account in any of your writings,
I am delighted to place it at your disposal."
I am afraid that you will behave like the writer of these letters. You,
too, will be primarily interested in the question whether this dream can
really be regarded as a telepathic notification of the unexpected birth of
the twin children, and you will not be disposed to submit this dream like
any other to analysis. I foresee that it will always be so when psycho
analysis and occultism encounter each other. The former has, so to speak,
all our instinctive prepossessions against it; the latter is met half-way by
powerful and mysterious sympathies. I am not, however, going to take up
the position that I am nothing but a psychoanalyst, that the problems of
occultism do not concern me: you would rightly judge that to be only
an evasion of the problem. On the contrary, I maintain that it would be
a great satisfaction to me if I could convince myself and others on unim
peachable evidence of the existence of telepathic processes, but I also
consider that the data about this dream are altogether inadequate to
justify any such pronouncement. You will observe that it does not once
occur to this intelligent man, deeply interested as he is in the problem of
his dream, to tell us when he had last seen his daughter or what news he
had lately had from her; he writes in the first letter that the birth was a
month too soon, in the second, however, the month has become three
weeks only, and in neither do we gain the information whether the birth
was really premature, or whether, as so often happens, those concerned
were out in their reckoning. But we should have to consider these and
other details o£ the occurrence if we are to weigh the probability of the
dreamer making unconscious estimates and guesses. I felt too that it
would be of no use even if I succeeded in getting answers to such ques
tions. In the course of arriving at the information new doubts would
constantly arise, which could only be set at rest if one had the man in
front of one and could revive all the relevant memories which he had
perhaps dismissed as unessential. He is certainly right in what he says at
the beginning of his second letter: more would come out if he were able
to talk to me.
Consider another and similar case, in which the disturbing interest of
occultism has no part. You must often have been in the position to com
pare the anamnesis and the information about the illness given during
the first sitting by any neurotic with what you have gained from him after
some months of psychoanalysis. Apart from the inevitable abbreviations
of the first communication, how many essentials were left out or sup
pressed, how many displacements made in the relation the various facts
bear to one another—in fact, how much that was incorrect or untrue
was related to you that first timel You will not call me hypercritical if I
refuse in the circumstances to make any pronouncement whether the
dream in question is a telepathic fact or a particularly subtle achieve
ment on the part of the dreamer’s unconscious or whether it is simply
to be taken as a striking coincidence. Our curiosity must be allayed with
the hope of some later opportunity for detailed oral examination of the
dreamer. But you cannot say that this outcome of our investigation has
disappointed you, for I prepared you for it; I said you would hear noth
ing which would throw any light on the problem of telepathy.
If we now pass on to the analytic treatment of this dream, we are
obliged again to admit that we are not satisfied. The material that the
dreamer associates with the manifest content of the dream is insufficient
to make any analysis possible. The dream, for example, goes into great
detail over the likeness of the children to the parents, discusses the color
of their hair and the probable change of color at a later age, and as an
explanation of this much spun-out detail we only have the dry piece of
information from the dreamer that he has always been interested in
questions of likeness and heredity; we are certainly accustomed to push
the matter rather further! But at one point the dream does admit of an
analytic interpretation, and just at this point analysis, otherwise having
no connection with occultism, comes to the aid of telepathy in a remark
able way. It is only on account of this single point that I am asking for
your attention to this dream at all.
Rightly viewed, this dream has no right whatever to be called “tele
pathic/’ It does not inform the dreamer of anything that is taking place
elsewhere—apart from what is otherwise known to him. What, on the
other hand, the dream does relate is something quite different from the
event reported in the telegram the second day after the night of the
dream. Dream and actual occurrence diverge at a particularly important
point, and only agree, apart from the coincidence of time, in another
very interesting element. In the dream the dreamer’s wife has twins. The
occurrence, however, is that his daughter has given birth to twins in her
distant home. The dreamer does not overlook this difference, he does not
seem to know any way of getting over it and, as according to his own ac
count he has no leaning toward the occult, he only asks quite tentatively
whether the coincidence between dream and occurrence on the point of
the twin birth can be more than an accident. The psychoanalytic inter
pretation of dreams, however, does away with this difference between
the dream and the event, and gives to both the same content. If we con
sult the association material to this dream, it proves to us, in spite of its
sparseness, that an inner bond of feeling exists between this father and
daughter, a bond of feeling which is so usual and so natural that we
ought to cease to be ashamed of it, one that in daily life merely finds ex
pression as a tender interest and only in dreams is pushed to its logical
conclusion. The father knows that his daughter clings to him, he is con
vinced that she often thought of him during the labor, in his heart I
think he grudges her to the son-in-law, about whom in one letter he
makes a few disparaging remarks. On the occasion of her confinement
(whether expected or communicated by telepathy) the unconscious
though repressed wish becomes active: “she ought rather to be my (sec
ond) wife”; it is this wish that has distorted the dream thoughts and is
the cause of the difference between the manifest dream content and the
event. We are entitled to replace the second wife in the dream by the
daughter. If we possessed more associations with the dream, we could un
doubtedly verify and deepen this interpretation.
And now I have reached the point I wish to put before you. We have
endeavored to maintain the strictest impartiality and have allowed two
conceptions of the dream to rank as equally probable and equally un
proved. According to the first the dream is a reaction to the telepathic
message: “your daughter has just brought twins into the world.” Ac
cording to the second an unconscious chain of thought underlies the
dream, which may be reproduced somewhat as follows: “Today is un
doubtedly the day the confinement will take place if the young people
in Berlin are out in their reckoning by a month, as I strongly suspect.
And if my (first) wife were still alive, she certainly would not be content
with one grandchild! To please her there would have to be at least
twins.” If this second view is right, no new problems arise. It is simply a
dream like any other. The (preconscious) dream thoughts as outlined
above are reinforced by the (unconscious) wish that no other than the
daughter should be the second wife of the dreamer, and thus the mani
fest dream as described to us arises.
If you prefer to assume that a telepathic message about the daughter's
confinement reached the sleeper, further questions arise of the relation of
such a message to the dream and of its influence on the formation of the
dream. The answer is not far to seek and is not at all ambiguous. The
telepathic message has been treated as a portion of the material that
goes to the formation of a dream, like any other external or internal
stimulus, like a disturbing noise in the street or an insistent organic sen
sation in the sleeper's own body. In our example it is evident how the
message, with the help of a lurking repressed wish, becomes remodeled
into a wish fulfillment; it is unfortunately less easy to show that it blends
with other material that becomes active at the same time so as to make a
dream. The telepathic message—if we are justified in recognizing its ex
istence—can thus make no alteration in the structure of the dream;
telepathy has nothing to do with the essential nature of dreams. And
that I may avoid the impression that I am trying to conceal a vague no
tion behind an abstract and fine-sounding word, I am willing to repeat:
the essential nature of dreams consists in the peculiar process of the
“dream work” whereby the preconscious thoughts (residue from the pre
vious day) are worked over into the manifest dream content by means of
an unconscious wish. The problem of telepathy concerns dreams as little
as the problem of anxiety.
I am hoping that you will grant this, but that you will raise the ob
jection that there are, nevertheless, other telepathic dreams in which
there is no difference between the event and the dream, and in which
there is nothing else to be found but the undisguised reproduction of
the event. I have no knowledge of such dreams from my own experience,
but I know they have often been reported. If we now assume that we
have such an undisguised and unadulterated telepathic dream to deal
with, another question arises. Ought we to call such a telepathic experi
ence a “dream” at all? You will certainly do so as long as you keep to
popular usage, in which everything that takes place in mental life during
sleep is called a dream. You, too, perhaps say, “I tossed about in my
dream,” and you are not conscious of anything incorrect when you say,
“I shed tears in my dream” or “I felt apprehensive in my dream.” But
notice that in all these cases you are using “dream” and “sleep” and
“state of being asleep” interchangeably, as if there were no distinction
between them. I think it would be in the interest of scientific accuracy to
keep “dream” and “state of sleep” more distinctly separate. Why should
we provide a counterpart to the confusion evoked by Maeder who, by
refusing to distinguish between the dream work and the latent dream
thoughts, has discovered a new function for dreams? Supposing, then,
that we are brought face to face with a pure telepathic “dream,” let us
call it instead a telepathic experience in a state of sleep. A dream with
out condensation, distortion, dramatization, above all, without wish ful
fillment, surely hardly deserves the name. You will remind me that, if so,
there are other mental products in sleep to which the right to be called
“dreams” would have to be refused. Actual experiences of the day are
known to be simply repeated in sleep; reproductions of traumatic scenes
in “dreams” have led us only lately to revise the theory of dreams. There
are dreams which by certain special qualities are to be distinguished
from the usual type, which are, properly speaking, nothing but night
fantasies, not having undergone additions or alterations of any kind and
in all other ways similar to the well-known daydreams. It would be awk
ward, certainly, to exclude these imaginings from the realm of “dreams.”
But still they all come from within, are products of our mental life,
whereas the very conception of the purely “telepathic dream” lies in its
being a perception of something external, in relation to which the mind
remains passive and receptive.
II
The second case I intend to bring before your notice belongs to quite
another type. This is not a telepathic dream, but a dream that has re
curred from childhood onwards, in a person who has had many telepathic
experiences. Her letter, which I reproduce here, contains much that is
remarkable about which we cannot form any judgment. Some part of it
is of interest in connection with the problem of the relation of telepathy
to dreams.
1. My doctor, Herr Dr. N., advises me to give you an account
of a dream that has haunted me for about thirty or thirty-two years. I
am following his advice, and perhaps the dream may possess interest for
you in some scientific respect. Since, in your opinion, such dreams are to
be traced to an experience of a sexual nature in the first years of child
hood, I relate some reminiscences of childhood, that is, experiences which
even now make an impression on me and were of so marked a character
as to have determined my religion for me.
“May I beg of you to send me word in what way you explain this
dream and whether it is not possible to banish it from my life, for it
haunts me like a ghost and the circumstances that always accompany it
—I always fall out of bed, and have inflicted on myself not inconsider
able injuries—make it particularly disagreeable and distressing.
2. “I am thirty-seven years old, very strong and in good physical
health, but in childhood I had, besides measles and scarlet fever, an
attack of inflammation of the kidneys. In my fifth year I had a very severe
inflammation of the eyes, which left double vision. One image slants
toward the other and the edges of the image are blurred, as the scars from
the ulcers affect the clearness. In the specialist’s opinion there is nothing
more to be done to the eyes and no chance of improvement. The left side
of my face was somewhat awry, from having screwed up my left eye to
see better. By dint of practice and determination I can do the finest
needlework, and similarly, when a six-year-old child, I broke myself of
squinting sideways by practicing in front of a looking glass, so that now
there is no external sign of the defect in vision.
“In my earliest years I was always lonely, kept apart from other chil
dren and had visions (clairvoyance and clairaudience); I was not able to
distinguish these from reality, and was often in consequence in embar
rassing positions, with the result that I am a very reserved and shy person.
Since as a quite small child I already knew far more than I could have
learned, I simply did not understand children of my own age. I am my
self the eldest of a family of twelve.
“From six to ten years old I attended the parish school and up to six
teen the high school of the Ursuline Nuns in B. At ten years old I had
taken in as much French in four weeks, in eight lessons, as other children
learn in two years. I had only to repeat it and it was just as if I had
already learned it and only forgotten it. I have never had any need to
learn French, in contradistinction to English, which certainly gave me
no trouble but was not known to me beforehand. The same thing hap
pened to me with Latin as with French and I have never properly learned
it, only knowing it from ecclesiastical Latin, which is, however, quite
familiar to me. If I read a French book today, then I immediately begin
thinking in French, whereas this never happens to me with English, al
though I have more command of English. My parents are peasant people
who for generations have never spoken any languages except German
and Polish.
“Visions. Sometimes reality vanishes for some moments and I see
something quite different. In my house, for example, I often see an old
couple and a child; and the house is then differently furnished. In a
sanatorium a friend once came into my room at about four in the morn
ing; I was awake, had the lamp burning, and was sitting at my table
reading, as I suffer much from sleeplessness. This apparition of her always
means a trying time for me—as also on this occasion.
“In 1914 my brother was on active service; I was not with my parents
in B., but in C. It was ten in the morning on August 22 when I heard
my brother's voice calling, ‘Mother! Mother!' It came again ten minutes
later, but I saw nothing. On August 24 I came home, found my mother
greatly depressed, and in answer to my questions she said that the boy
had appeared on August 22. She had been in the garden in the morning,
when she had heard him call, ‘Mother! Mother!' I tried to comfort her
and said nothing about myself. Three weeks after there came a card from
my brother, written on August 22 between nine and ten in the morning;
shortly after that he died.
“On September 27, 1921, while in the sanatorium, I received a message
of some kind. There were violent knockings two or three times repeated
on the bed of the patient who shared my room. We were both awake;
I asked if she had knocked; she had not heard anything at all. Eight
weeks later I heard that one of my friends had died in the night of
September 26-27.
“Now something which is regarded as a hallucination, a matter of
opinion! I have a friend who married a widower with five children; I got
to know the husband only through my friend. Nearly every time that
I have been to see her, I have seen a lady going in and out of the house.
It was natural to suppose that this was the husband's first wife. I asked at
some convenient opportunity for a portrait of her, but could not identify
the apparition with the photograph. Seven years later I saw a picture
with the features of the lady, belonging to one of the children. It was
after all the first wife. In the first picture she looked in much better
health; she had just been through a feeding-up treatment and that alters
the appearance of a consumptive patient.—These are only a few examples
out of many.
"The dream. I see a tongue of land surrounded by water. The waves
are driven to and fro by the surf. On this piece of land stands a palm
tree, bent somewhat toward the water. A woman has her arm wound
round the stem of the palm and is bending low toward the water, where
a man is trying to reach the shore. At last she lies down on the ground,
holds tightly to the palm tree with her left hand and stretches out her
right hand as far as she can toward the man in the water, but without
reaching him. At that point I fall out of bed and wake. I was about
fifteen or sixteen years old when I realized that this woman was myself,
and from that time I not only went through all the woman’s apprehen
sions for the man but I stood there many a time as a third who was not
taking part and only looked on. I dreamed this dream too in separate
scenes. As the interest in men awoke in me (eighteen to twenty years
old), I tried to see the man’s face; it was never possible. The foam hid
everything but the neck and the back of the head. I have twice been
engaged to be married, but the head and build were not those of either
of the two men.—Once, when I was lying in the sanatorium under the
influence of paraldehyde, I saw the man’s face, which I now always see
in this dream. It was that of the doctor under whose care I was. I liked
him as a doctor, but there was nothing more between us.
"Memories. Six to nine months old. I was in a perambulator. Quite
close to me were two horses; one, a chestnut, is looking at me very hard
and in a way full of meaning. This is the most vivid experience; I had
the feeling that it was a human being.
"One year old. Father and I in the town park, where a park keeper is
putting a little bird into my hand. Its eyes look into mine. I feel ‘That
is a live creature like yourself.’
“Animals being slaughtered. When I heard the pigs screaming I
always called for help and cried out, ‘You are killing a person’ (four
years old). I have always avoided eating meat. Pork always makes me
sick. I came to eat meat during the war, but only against my will; now
I have given it up again.
“Five years old. My mother was confined and I heard her cry out.
I had the feeling, ‘There is a human being or an animal in the greatest
distress,’ just as I had over the pig killing.
“I was quite indifferent as a child to sexual matters; at ten years old
I had as yet no conception of offenses against chastity. Menstruation
came on at the age of twelve. The woman first awakened in me at six-and-
twenty, after I had given birth to a child; up to that time (six months)
I constantly had violent vomiting after intercourse. This also came on
whenever I was at all oppressed in mood.
“I have extraordinarily keen powers of observation, and quite excep
tionally sharp hearing, also a very keen sense of smell. I can pick out
by smell people I know from among a crowd with my eyes bandaged.
“I do not regard my abnormal powers of sight and hearing as patho
logical, but ascribe them to finer perceptions and greater quickness of
thought; but I have only spoken of it to my pastor and doctor—very un
willingly to the latter, as I was afraid he would tell me what I regarded
as plus qualities were minus qualities, and also because from being mis
understood in childhood I am very reserved and shy.”
The dream which the writer of the letter asks us to interpret is not
hard to understand. It is a dream of saving from water, a typical birth
dream. The language of symbolism, as you are aware, knows no grammar;
it is an extreme case of a language of infinitives, and even the active and
passive are represented by one and the same image. If in a dream a
woman pulls (or wishes to pull) a man out of the water, that may mean
she wishes to be his mother (takes him for her son as Pharaoh’s daughter
did with Moses), or equally she wishes him to make her into a mother,
to have a son by him, a son who shall be as like him as a copy. The tree
trunk to which the woman clings is easily recognized as a phallic symbol,
even though it is not standing straight up, but inclined toward the surface
of the water—in the dream the word is “bent.” The onrush and recoil
of the surf brought to the mind of another dreamer who was relating a
similar dream the comparison with the intermittent pains of labor, and
when, knowing that she had not yet borne a child, I asked her how she
knew of this characteristic of labor, she said that one imagined labor as
a kind of colic, a quite unimpeachable description physiologically. She
gave the association “Waves of the Sea and Waves of Passion.”2 How our
dreamer at so early an age can have arrived at the finer details of the sym
bolism: tongue of land, palm tree, I am naturally unable to say. We
must not, however, overlook the fact that, when people maintain that
they have for years been haunted by the same dream, it often turns out
that the manifest content is not throughout quite the same. Only the
kernel of the dream has recurred each time; the details of the content are
changed or additions are made to them.
At the end of this dream, which is evidently charged with anxiety, the
dreamer falls out of bed. This is a fresh representation of childbirth;
analytic investigation of the fear of heights, of the dread of an impulse
to throw oneself out of the window, has doubtless led you all to the same
conclusion.
Who then is the man, by whom the dreamer wishes to have a child, or
of whose very image she would like to be the mother? She has often tried
to see his face, but the dream never allows of it; the man has to remain
a mystery. We know from countless analyses what this veiling means, and
the conclusion we should base on analogy is verified by another state
ment of the dreamer’s. Under the influence of paraldehyde she once
recognized the face of the man in the dream as that of the hospital
physician who was treating her, and who meant nothing more to her
conscious emotional life. The original thus never divulged its identity,
but this impression of it in “transference” establishes the conclusion that
earlier it must have always been the father. Ferenczi is undoubtedly per
fectly right in pointing out that these “dreams of the unsuspecting” (53)
are valuable sources of information confirming the conjectures of analysis.
Our dreamer was the eldest of twelve children; how often must she have
gone through the pangs of jealousy and disappointment when not she,
but her mother, obtained from her father the longed-for childl
2 Editor's note.—“Des Meeres und der Liebe Wellen/* the title of a play by Grill-
parzer.
Our dreamer has quite correctly supposed that her first memories of
childhood would be of value in the interpretation of her early and re
current dream. In the first scene, in the first year of her life, as she sits
in her perambulator she sees two horses close to her, one looking hard at
her in a significant way. This she describes as her most vivid experience;
she had the feeling that it was a human being. This is a feeling which we
can understand only if we assume that the two horses represent, in this
case as so often, man and wife, father and mother. It is, as it were, a flash
of infantile totemism. If we could, we should ask the writer whether the
brown horse who looks at her in so human a way could not be recognized
by its coloring as her father. The second recollection is associatively con
nected with the first through the same “understanding" gaze. “Taking
the little bird in her hand" reminds the analyst, who, by the way, has
prejudices of his own at times, of a feature in the dream in which the
woman's hand is again in contact with another phallic symbol.
The next two memories belong together; they make still slighter de
mands on the interpreter. The mother crying out during her confinement
reminded the daughter directly of the pigs screaming when they were
killed and put her into the same frenzy of pity. We may also conjecture,
however, that this is a violent reaction against a death wish directed at
the mother.
With these indications of tenderness for the father, of contact with
his genitals, and of the death wish against the mother, the outline of the
female oedipus complex is sketched. The ignorance of sexual matters
retained so long and the frigidity at a later period bear out these suppo
sitions. The writer of the letter has been virtually—and for a time no
doubt actually—a hysterical neurotic. The life force has, for her own
happiness, carried her along with it, has awakened in her the sexual
feelings of a woman and brought her the joys of motherhood, and the
capacity to work, but a portion of her libido still clings to its point of
fixation in childhood; she still dreams that dream that flings her out of
bed and punishes her for her incestuous object choice by “not incon
siderable injuries."
And now a strange doctor's explanation, given in a letter, is to effect
something that all the most important experiences of later life have failed
to do. Probably a regular analysis continued for a considerable time
might have some success. As things were, I was obliged to content myself
with writing to her that I was convinced she was suffering from after
effects of a strong emotional tie binding her to her father and from a
corresponding identification with her mother, but that I did not myself
expect that this explanation would help her at all. Spontaneous cures of
neurosis usually leave scars behind, and these smart from time to time.
We are very proud of our art if we achieve a cure through psychoanalysis,
yet even so we cannot always prevent the formation of a painful scar in
the process.
The little series of reminiscences must engage our attention for a
while longer. I have on one occasion stated that such scenes of childhood
are “screen memories" selected at a later period, put together, and
thereby not infrequently falsified. This subsequent elaboration serves a
purpose that is sometimes easy to guess. In our case one can practically
hear the ego of the writer glorifying or soothing itself throughout the
whole series of recollections. “I was from a tiny thing a particularly large-
hearted and compassionate child. I learned quite early that the animals
have souls as we have, and could not endure cruelty to animals. The sins
of the flesh were far from me and I preserved my chastity till late.” With
declarations such as these she loudly contradicts the inferences that we
have to make about her early childhood on the basis of our analytical
experience, namely, that she had an abundance of premature sexual
emotions and violent feelings of hatred for her mother and her younger
brothers and sisters. (Beside the genital significance assigned to it, the
little bird may also have that of a child symbol, like all small animals;
her memory also accentuates in a very insistent way that this tiny creature
had the same right to exist as she herself.) The short series of recollections
in fact furnishes a very nice example of a mental structure with a twofold
aspect. Viewed superficially, we may find in it the expression of an
abstract idea, here, as usually, with an ethical reference. In H. Silberer's
nomenclature the structure has an anagogic content; on deeper investiga
tion it reveals itself as a chain of phenomena belonging to the region of
the repressed life of the instincts—it displays its psychoanalytic content.
As you know, Silberer, who was among the first to issue a warning to us
on no account to lose sight of the nobler side of the human soul, has put
forward the view that all or nearly all dreams permit such a twofold
interpretation, a purer, anagogic one beside the ordinary, psychoanalytic
one. This is, however, unfortunately not so; on the contrary, a further
interpretation of this kind is rarely possible; there has been no valuable
example of such a dream analysis with a double meaning published up
to the present time within my knowledge. But something of the kind can
often be observed within the series of associations that our patients pro
duce during analytic treatment. The successive ideas are linked on the
one hand by an obvious and coherent association, while on the other
hand you become aware of an underlying theme which is kept secret and
at the same time plays a part in all these ideas. The contrast between the
two themes that dominate the same series of ideas is not always one
between the lofty anagogic and the common psychoanalytic, but is rather
that between shocking and decent or neutral ideas—a fact that easily
explains how such a chain of associations with a twofold determination
arises. In our present example it is of course not accidental that the ana
gogic and the psychoanalytic interpretations stand in such a sharp con
trast to each other; both relate to the same material, and the later
tendency is the same as that seen in the reaction-formations erected
against the disowned instinctual forces.
Now why did we make such a special search for the psychoanalytic
interpretation instead of contenting ourselves with the more accessible
anagogic one? The answer to this is linked up with many other prob
lems—with the existence of neurosis itself and the explanations it inevi
tably demands—with the fact that virtue does not reward a man with
the joy and strength in life that is expected from it, as though it brought
with it too much from its original source (this dreamer, too, had not been
well rewarded for her virtue), and with many other things which I need
not discuss before this audience.
So far, however, in this case we have completely neglected the ques
tion of telepathy, the other point of interest in it for us; it is time to
return to it. In a sense we have here an easier task than in the case of
Herr G.3 With a person who so easily and so early in life succumbed
before reality and replaced it by the world of fantasy, the temptation is
irresistible to connect her telepathic experiences and “visions” with her
neurosis and to derive them from it, although here too we should not
allow ourselves to be deceived as to the cogency of our own arguments.
We shall merely replace what is unknown and unintelligible by possi
bilities that are at least comprehensible.
On August 22, 1914, at ten o’clock in the morning, our correspondent
experienced a telepathic impression that her brother, who was at the time
on active service, was calling, “Mother! Mother!”; the phenomenon was
purely acoustic, it was repeated shortly after, but nothing was seen. Two
days later she sees her mother and finds her much depressed because the
boy had announced himself to her by repeatedly calling, “Mother!
Motherl” She immediately recalls the same telepathic message, which she
had experienced at the same time, and as a matter of fact some weeks
later it was established that the young soldier had died on that day at
the hour stated.
It cannot be proved, but also cannot be disproved, that instead of this
what happened was the following: the mother told her one day that the
son had sent this telepathic message; whereupon the conviction at once
arose in her mind that she had had the same experience at the same time.
Such delusory memories arise in the mind with the force of an obsession,
a force derived from real sources—they have, however, substituted ma
terial for psychical reality. The strength of the delusory memory lies in
its being an excellent way of expressing the sister’s tendency to identify
herself with the mother. “You are anxious about the boy, but I am really
his mother, and his cry was meant for me; I had this telepathic message.”
The sister would naturally firmly decline to consider our attempt at
explanation and would hold to her belief in the authenticity of the expe
rience. She simply cannot do otherwise; as long as the reality of the un
conscious basis of it in her own mind is concealed from her she is obliged
to believe in the reality of her pathological logic. Every such delusion
derives its strength and its unassailable character from its source in un
conscious psychical reality. I note in passing that it is not incumbent on
us here to explain the mother's experience or to investigate its authen
ticity.
The dead brother is, however, not only the imaginary child of our
correspondent; he represents also a rival regarded with hatred even at the
time of his birth. By far the greater number of all telepathic presenti
ments relate to death or the possibility of death: when patients under
analysis keep telling us of the frequency and infallibility of their gloomy
3 Editor's note.—Obviously Herr H., the father, is meant. This slip of the pen,
which substitutes the son-in-law’s initial to that of the father, indirectly confirms the
validity of Freud's interpretations.
forebodings, we can with equal regularity show them that they are foster
ing particularly strong death wishes in their unconscious against their
nearest relations and have therefore long suppressed them. The patient
whose history I related in 1909 (70) was an example to the point; he was
even called a “bird of ill omen” by his relations. But when the kindly
and highly intelligent man—who has since himself perished in the war—
began to make progress toward recovery, he himself gave me considerable
assistance in clearing up his own psychological conjuring tricks. In the
same way, the account given in our first correspondent’s letter, of how
he and his three brothers had received the news of their youngest
brother's death as a thing they had long been inwardly aware of, appears
to need no other explanation. The elder brothers would all have been
equally convinced of the superfluousness of the youngest arrival.
Another of our dreamer’s “visions” will probably become more intel
ligible in the light of analytical knowledge! Women friends have obvi
ously a considerable significance in her emotional life. News of the death
of one of them is conveyed to her shortly after the event by knocking
at night on the bed of a roommate in the sanatorium. Another friend had
many years before married a widower with several (five) children. On the
occasion of her visits to their house she regularly saw the apparition of a
lady, whom she felt constrained to suppose to be the dead first wife;
this did not at first permit of confirmation, and only became a matter of
certainty with her seven years later, on the discovery of a fresh photo
graph of the dead woman. This achievement in the way of a vision has
the same inner dependence on the family complex already recognized in
our correspondent as her presentiment of the brother’s death. By identi
fying herself with her friend she could in her person achieve her own
wish fulfillment; for all eldest daughters of a numerous family build up
in their unconscious the fantasy of becoming the father’s second wife by
the death of the mother. If the mother is ill or dies, the eldest daughter
takes her place as a matter of course in relation to the younger brothers
and sisters, and may even in respect to the father take over some part of
the functions of the wife. The unconscious wish fills in the other part.
I am now almost at the end of what I wish to say. I might, however,
add the observation that the cases of telepathic messages or occurrences
which have been discussed here are clearly connected with emotions
belonging to the sphere of the oedipus complex. This may sound start
ling;! do not intend to give it out as a great discovery, however. I would
rather revert to the result we arrived at through investigating the dream
I considered first. Telepathy has no relation to the essential nature of
dreams; it cannot deepen in any way what we already understand of them
by analysis. On the other hand, psychoanalysis may do something to
advance the study of telepathy, in so far as, by the help of its interpreta
tions, many of the puzzling characteristics of telepathic phenomena may
be rendered more intelligible to us; or other, still doubtful phenomena
be for the first time definitely ascertained to be of a telepathic nature.
There remains one element of the apparently intimate connection
between telepathy and dreams which is not affected by any of these con
siderations: namely, the incontestable fact that sleep creates favorable
conditions for telepathy. Sleep is not, it is true, indispensable to the
accomplishment of the process—whether it originates in messages or in
an unconscious activity of some kind. If you are not already aware of
this, you will learn it from the instance given by our second correspond
ent, of the message coming from the boy between nine and ten in the
morning. We must add, however, that no one has a right to take excep
tion to telepathic occurrences on the ground that the event and the pre
sentiment (or message) do not exactly coincide in astronomical time. It
is perfectly conceivable that a telepathic message might arrive contem
poraneously with the event and yet only penetrate to consciousness the
following night during sleep (or even in waking life only after a while,
during some pause in the activity of the mind). We are, as you know, of
opinion that dream formation itself does not necessarily wait for the
onset of sleep to begin. Often the latent dream thoughts may have been
lying ready during the whole day, till at night they find the contact with
the unconscious wish that shapes them into a dream. But if the phenom
enon of telepathy is only an activity of the unconscious mind, then no
fresh problem lies before us. The laws of unconscious mental life may
then be taken for granted as applying to telepathy.
Have I given you the impression that I am secretly inclined to support
the reality of telepathy in the occult sense? If so, I should very much
regret that it is so difficult to avoid giving such an impression. In reality,
however, I was anxious to be strictly impartial. I have every reason to be
so, for I have no opinion; I know nothing about it.
Chapter 7
THE OCCULT SIGNIFICANCE OF DREAMS*
By SIGMUND FREUD
Three friends were sitting waiting for a fourth, upon whom, in his
absence, the conversation turned. Quite recently, the girl whom he was
going to marry had suddenly been taken ill with inflammation of the
caecum and had died. Her fianc£ appeared to be brokenhearted. It was
difficult to interest him in anything, he had no longer any heart for his
work and nothing gave him any pleasure. As they waited, his friends were
discussing how they could rouse him from this state of apathy. Two of
the three were planning to climb the Bliimlisalp (one of the Bernese
Alps, the highest peak of which is called the “Weisse Frau," 12,000 feet)
the following week end and they intended to ask the fourth to join them.
He and his dead fiancee used to be enthusiastic Alpine climbers, and his
friends knew that he was especially fond of the Bliimlisalp district. It
was true that he was now refusing to take part in any amusements, but
they hoped to persuade him to join in such a “serious" undertaking and
believed that his delight in the mountains and in the beauty of nature
would divert his mind from its sad thoughts.
When he appeared, they suggested the expedition, overcame his hesi
tation and objections and finally secured his promise to join them.
Two days later he took it back. He put down his change of mind to a
dream: He had set out to climb the Jungfrau and had fallen from the
Rottalsattel.1 He was not in general superstitious. This dream, however,
* Originally published in the Internationale Zeitschrift fur Psychoanalyse, 18:201
218, 1932. The English translation was first published in the International Journal of
Psycho-Analysis, 15:191-208, 1934, and is published here by permission of Mr. Hans
Zulliger and of the editor of the International Journal of Psycho-Analysis. The editor
replaced the unofficial English translations of quotations from Freud's works with the
authorized translations of the same passages.
l Editor’s note.—The problem of the dreamer's choice of precisely these place-
names was discussed in a correspondence between the author and the editor. The in
terpretations resulting from that correspondence are appended to this article by per
mission of Mr. Hans Zulliger. The “Weisse Frau" (white woman) probably symbolizes
the mother in her nightgown, and perhaps also the bride in her white wedding dress.
Thus, the choice of this symbol seems to have been determined by the oedipus com
plex. The “Rottalsattel" (red valley saddle) probably symbolizes menstruation and
defloration, the two being frequently equated with one another. Two colloquial Amer
had made a singularly strong impression on him and he felt that he must
not undertake the climb of the Blumlisalp.
His friends succeeded in persuading him to make another expedition
instead, to the safe Gantrisch peak (about 8000 feet). This is one of the
foothills of the Alps and is very often climbed, in fact even children can
manage it. There is no difficulty of any sort and the expedition is worth
making because of the beautiful view.
As the party was coming down, the dreamer slipped, fell over a preci
pice and was killed.
Anyone knowing of the prior dream can hardly help feeling that it was
prophetic. His horrified friends certainly thought so. It seemed too as if
the victim of the accident had taken his dream to be a bad omen and a
warning, and he evidently gave up the idea of climbing the “Weisse
Frau” in order to prevent the prophecy of disaster from coming true.
“He had a premonition of his death,” his friends supposed, “just as, in
the war, many soldiers felt convinced beforehand that on a certain day
or at a certain hour they would be hit by a bullet 1”
The dream and the subsequent accident lend color to the belief that
there are such things as prophetic dreams. This view is still held at the
present day by a large number of the common people, who consult the
well-known "Egyptian” dream books when they have had a dream. The
belief has persisted from the earliest times and is not easily eradicated
from the minds even of educated people. There only has to be one case
of a dream “coming true,” such as I have just narrated, to revive the be
lief or superstition (and the latter after all is simply a belief) that there
is an inexplicable and mystical connection between dreams and future
events.
Men have always had the desire to know beforehand something of
their own future or that of their friends, or the fate of a country or a
people, and throughout the history of mankind attempts have been made
to interpret dreams as foretelling what is to come. The interpretations of
dreams in the Old Testament are not the only classical examples of this
(127). There has come down to us a dream interpretation by Artemidoros,
which the sage gave to his royal master, Alexander of Macedon. The lat
ter had laid siege to the city of Tyre for a long time without success.
Having half made up his mind to withdraw without achieving his pur
pose, he had a dream in which he saw a satyr dancing on his shield. He
himself thought that this dream picture betokened some sort of mockery,
ican references to menstruation: “riding the white saddle” and “riding the cotton bi
cycle” also support this interpretation. A further confirmation of this view is the Swiss
practice of jokingly referring to coitus as “Jungfrau Besteigung” (“climbing the Jung
frau mountain”) . The symbolic equation mountain—the maternal body, which prob
ably belongs to the oedipal period, is fairly transparently represented in Charles
Baudelaire’s poem “La G£ante.”
but Artemidoros explained to him that Satyros (Greek) meant “Sa Tyros”
(“Tyre is thine"). The king launched a fresh assault and took the town
( 66).
In those days the belief in the prophetic nature of dreams was gen
eral and people held that all dreams referred in some way to the future.
After the ancient art of dream interpretation was lost, modern science
pronounced dreams to be only froth.2 It was reserved for psychoanalysis
to recognize their meaning. But Freud himself in his writings rejects as
not proven the notion that dreams can have a prophetic significance. In
his Traumdeutung he shows that they are concerned not with the dream
er's future but with his past. It is true that in certain quarters associated
with psychoanalysis attempts have been made to prove that dreams have
a “prospective" tendency. But Freud abides by his view: “There can, in
deed, be no doubt that there are such things as prophetic dreams, in the
sense that their content gives some sort of picture of the future; the only
question is whether these predictions coincide to any noticeable extent
with what really happens subsequently. I must confess that upon this
point my resolution in favor of impartiality deserts me. The notion that
there is any mental power, apart from acute calculation, which can fore
see future events in detail is on the one hand too much in contradiction
to all the expectations and presumptions of science and on the other
hand corresponds too closely to certain ancient and familiar human de
sires which criticism must reject as unjustifiable pretensions. I am there
fore of opinion that after one has taken into account the untrustworthi
ness, credulity and unconvincingness of most of these reports, together
with the possibility of falsifications of memory facilitated by emotional
causes and the inevitability of a few lucky shots, it may be anticipated
that the spectre of prophetic dreams will disappear into nothing. Per
sonally, I have never experienced anything or learned of anything that
could encourage a more favorable presumption" (VII).
From Freud s many writings we know how cautious he, our leading
authority, is in his statements. We have learned that he is reluctant to
make assertions even in the case of problems whose solution has thrust
itself upon him in hundreds of empirical observations and that he really
expresses his view only when anything has finally become self-evident for
him. We are particularly struck by the caution which governs his state
ments in the passage that I have just quoted about prophetic dreams. He
says that his predilection for impartiality leaves him in the lurch here
and he finally declares his opinion as a rather unfavorable prejudgment.
We may conjecture that in what he says there is an underlying sug-
2 German proverb: “Traume sind Sch 'dume”—“Dreams are froth.”
gestion to his pupils to test the question of prophetic dreams further and
to compare his view with any fresh material that comes to light.
This impression is strengthened when, in studying Freud’s note re
ferred to above, we find three paragraphs after the passage I have quoted
on “prophetic” dreams the following sentence: “It is certainly right in
what concerns telepathy, too, to adhere obstinately to a sceptical position
and only to yield grudgingly to the force of evidence.”
Let us then apply this spirit to Freud’s “rather unfavorable prejudg
ment” concerning the prophetic significance of certain dreams. We will
examine material which is fully known and vouched for, and see what we
can make of it.
Apparently very few “prophetic” dreams occur in psychoanalyses. The
literature tells us almost nothing about them. Freud (VI) merely shows
that none of the dreams that his patients related to him as being
prophetic or telepathic could, when more closely examined, substantiate
the claim. He has paid special attention to “telepathic” dreams, and says
that we cannot attribute to telepathic dream material any other role than
belongs, for example, to recent memories or those of childhood. He de
fines telepathy as “the reception of a mental process by one person from
another by means other than sensory perception” (VII). Hitschmann (X)
has studied the problem of telepathy and comes to the conclusion that
the cases which he examined were really instances of projection. “The
assumption of the existence of mystical forces is simply psychology
projected into the outer world,” he says. Telepathy, he considers, is often
to be regarded as the work of suppressed hostile and cruel impulses,
manifesting themselves in the form of clairvoyant expectations of dis
aster.
Applying this conception in a parallel way to dreams which “come
true” we may conjecture that such impulses are the cause of those
“prophetic” dreams in which the death of loved relations or of acquain
tances occurs.
We are proposing to confine our investigation to “prophetic” dreams
and we must distinguish them from those which are “telepathic.” In tele
pathy knowledge of something removed from us in space is acquired by
some means other than that of sense perception, whereas in prophecy
there is as well the foretelling of something removed in time. We can
say that the temporal element is the specific factor in prophecy.
The reason why psychoanalysts have not much more often tried to
collect and to test material relating to “prophetic” dreams (XII, 115, 4)z
is no doubt that the problem is of quite secondary importance in therapy.
3 In investigating premonitions Allendy (4) also came upon the process of projec
tion.
For the therapeutic analyst the dreams narrated by his patient are con
nected with the many other phenomena of the analysis and can scarcely
be isolated from these. Many of the dreams recounted in the psycho
analytic sessions are not fully understood until months later, sometimes
not until the analysis is ended. The best example in the literature is the
dream of the Wolf-man in Freud's “History of an Infantile Neuro
sis" (80).
The popular interpretation of dreams is different: people regard them
as complete in themselves, just as Artemidoros did. They believe that
dreams have a prophetic significance which they imagine to be somehow
expressed in symbols; they guess the meaning of these or think they can
ascertain it with the help of a “key," and on this they base their anticipa
tions of the future. If something actually does happen which occurred
previously in a dream, they see in this an indubitable proof of the fact
that their dreams are derived from an indefinable sense of the future
which academic science has not as yet understood.
The prophetic dreams which I am going to cite here are taken from
my own direct observation, as was my first example about the mountain
accident. My material is not extensive, but it has this advantage—that I
can vouch for it and I know the accompanying circumstances. The same
cannot always be maintained with any certainty in the case of material
acquired at third and fourth hand; one never knows how much error has
crept into the reports without the narrator's intention. When we see, for
example, how unreliable are the utterances of witnesses in courts of law
we feel impelled to be cautious.
I will first give a “true" dream which, like that of the mountain acci
dent, could not be analyzed. It has further this peculiarity: that neither
the dreamer, a girl of twenty-four, nor any of those to whom she told it,
except myself, saw in it any connection with what happened after. A
little party of us was walking home from a meeting. This girl told us that
she had half made up her mind not to go to the meeting, for she had had
a slight temperature the night before. She went on to say that that night
she had had a strange dream. She was about to go for a country walk
with her fiance. Suddenly she saw a high wall and a heavy black gate
opened. She went through in front of her future husband and heard the
gate slam in his face in a violent draught. Thereupon she fell into an
abyss.
Somebody remarked that dreams of falling occur when we have thrown
off the bedclothes in our sleep and feel the cold air. The dreamer, he
said, had probably uncovered herself, being slightly feverish, and this was
the cause of her dream.
Personally, however, I thought of what Freud says in his Psycho
pathology of Everyday Life (67) about symptomatic and chance actions.
He tells how the great actress, Eleonora Duse, in a family drama, after an
argument with her husband and before the tempter comes on the scene,
plays with the wedding ring on her finger, taking it off, putting it on
again and finally taking it off once more. Freud gives this example to
show how truly Duse's acting came from the depths of the unconscious.
He quotes other examples of similar symptomatic actions (reported by
Maeder and Reik). A bride forgets to try on her wedding dress—she gets
a divorce from her husband almost as soon as she is married. A young
man loses a ring given him by a girl whom he wants to marry. At the
same time he is seized with an overwhelming longing for another girl.
I asked myself whether the dream of falling, in which the dreamer
was separated from her fiance, had not a similar meaning. It seemed to
me to contain a bad prognosis for the coming marriage. I felt as though
the dream confirmed certain thoughts which had already arisen in my
mind when the girl became engaged. All her life she had clung to her
father passionately and had plainly been in love with him. Till shortly be
fore her engagement one often heard her say things like: “The only man
I will marry must be just like Father, he must be Father over again," or
“The man I should like best to marry is father." These remarks seemed
childish and perhaps absurd, but the girl, who was by no means lacking
in intelligence, meant them seriously. It was the father who finally urged
his daughter to get married. He found her the young man, with whom
he had made friends, and, when the engaged couple were seen together
later, they did not strike people as being in love: the girl's manner was
cool and she was always far more affectionate with her father. It was whis
pered that she was marrying the young man only because it was her
father's wish. As an obedient daughter she accepted without demur the
man whom he had selected, rather as if he had given her a present.
I betrayed nothing of my suspicions in connection with the dream.
The marriage was to take place in four days' time. The morning after the
girl told us her dream I learned that she was ill. Next we heard that the
physician had found inflammation of the lungs. On the day when she
was to have been married she died.
These facts, taken in connection with what we know of the girl's at
titude to her father and her fianc£, cannot but strike us as suspicious. We
may suppose that she preferred death to marriage. Perhaps the feverish
attack on the night of the dream was the beginning of the inflammation
of the lungs. And, looking at the dream, we ask ourselves whether it was
not the utterance of an unconscious suicidal tendency. Probably it has
the value of a symptomatic action; indeed, as a direct derivative of the
unconscious we must regard it as such.
But even then we could not assert that it revealed anything of the fu
ture. For it indicated something that already existed, but had not been
able to break through into consciousness yet. Thus, once again, this
would not really be a veridical dream—one that tells the truth.
Our skepticism goes even further. Dreams of falling, we say to our
selves [remembering Freud’s Traumdeutung (66)\, generally have an
other meaning. It is true that in this dream the essential point is perhaps
not the falling but the abrupt separation from the dreamer’s fianc£. We
know nothing for certain. If anyone says to us “It was a coincidence," we
cannot prove the contraryl We could only say in reply that the dream,
dreamed in connection with the dreamer's illness and four days before
her marriage, was likely after all to have something to do with what was
most occupying her mind. But all that we say is guesswork, mere conjec
ture, for the dream could not be analyzed. And everything that we have
cited in support of the view that this may still have been something like
a veridical dream is just as little adapted to the demands of an exact sci
entific investigation as was the dream of the climbing accident.
Let me explain further why the two dreams seem to me to resemble
one another. If I assume that they are to be regarded as symptomatic ac
tions, then both betray an unconscious purpose; a suicidal tendency. I
believe that the young man of the first dream could not get over the loss
of his fiancee; he wanted to die in order to be with her. The girl who
dreamed the second dream chose rather to die than to marry a man
whom she did not love. It might be said to be an extraordinary piece of
imprudence on her part, after she had been feverish during the night of
the dream, to go to the meeting instead of taking care of herself, and in
this behavior again we should see a suicidal tendency breaking through.
So far, however, we have not proved anything definitely. We are still
groping in the dark and are glad to be able to turn to such prophetic
dreams as have occurred during psychoanalytic treatment. I can give ex
amples of four such dreams from my own practice.
A young man whose analysis was just beginning told me that he had
gone to see his fiancee, whom he found in the kitchen. By a careless
movement he knocked down a glass bowl, which was smashed to atoms.
He thereupon recollected a dream which he had had the night before.
He had to open a glass jam pot, but the cover stuck and would not
move. He then said that they would have to break the glass, there was
no other way of doing it. Looking back, he regarded this dream as
prophetic.
We might be tempted to see in this a mere coincidence. But analysis
showed that the dream and the incident which followed—the faulty act
—were connected with one another and meant the same thing. Both phe
nomena represented a denial of the unconscious dread of the act of de
floration (79). He performed symbolically what he was afraid to do in
fact. The dream shows the breaking through of a tendency which re
vealed itself more plainly in the faulty act, then appeared quite openly
in the subsequent analytic sessions and subsequently occupied us for a
long time. The young man equated defloration with castration; he feared
a reprisal and tried to escape from his anxiety by conceiving the wish to
marry a woman whom another man had already deflowered. Lest he
should pass from Scylla to Charybdis (as we shall see later), he did not
want this wish to come true either, and so in the dream he ventured to
do what in reality he shunned.
So far as the problem of prophetic dreams is concerned, the interest
ing point about this example is that in it we can see clearly how the un
conscious breaks through by a succession of stages. First comes the hint
given by the “veridical” dream, then the symbolic action, finally the
emergence into consciousness of the unconscious tendency.
This type of behavior occurs not infrequently in criminals. I recollect
an example. A murderer took a girl on his motorcycle to a deserted spot,
without as yet being conscious of his murderous intention. When they
reached the place he showed her a Browning pistol. It went off acciden
tally and the shot just grazed the girl. According to his own account this
so confused the man that he turned the pistol on her and shot her dead.4
Professor Herbertz (Bern), the criminologist, has coined a term for crimes
preceded by faulty actions which foreshadow the criminal act. He calls
them “follow-up crimes" [Anschlussverbrechen]. We must examine the
connection which this term indicates between crime and faulty act from
the psychoanalytical standpoint. We then find that such incidents which
precede and foreshadow the real criminal act represent the breaking
through of unconscious tendencies (204).
The dream of the broken glass shows that an unconscious tendency
can announce itself in a dream, and we know from criminology that
faulty acts, representing the breaking through of the unconscious, fre
quently precede “follow-up crimes." We begin to wonder whether there
is a criminal tendency also lurking behind the dream of the broken
glass. In order to find out, we must penetrate a little further into the com
plexities of the psychic state of the dreamer. We have learned that he
wanted a wife who had already been deflowered, in order to avoid castra
tion. Subsequently this figure in his mind revealed herself to be his
mother. Unconsciously, then, the dreamer desired to commit the crime
of Oedipus—that of incest—the punishment for which is, once more, cas
tration. Now we realize more clearly why both in the dream and the
faulty act he was symbolically carrying through the act of defloration:
he wanted to escape the threat of castration at the hands of his father by
renouncing his desire for incest. But, do what he would, he was menaced
with castration in either case; nevertheless castration as a reprisal for de
floration seemed to him, so to speak, the less dangerous. In the dream he
decided for the lesser evil.
For the purpose of our present problem, however, we are less inter
ested in this fact than in the perception that here again, in a “true"
dream which we now know to represent the breaking through of uncon
scious material, we are concerned with criminal fantasies.
We have seen that “dreams which come true" do not really refer to
the future. They announce something which already exists in the uncon
scious and goes far back into the early experiences of the dreamer. For
the oedipus fantasies go back to early childhood where they could find
no normal satisfaction, so that they were reactivated when, in the case
before us, the boy, now grown to a young man, was confronted with a
real marriage situation.
Now let us look at a second example. A married woman, still young,
whose treatment was nearly finished, began one analytic hour with the
following remarks: “You will remember I once told you that when I had
4 1 followed the newspaper reports of the Waggital murder in 1930 ( 5).
conceived my son this was made known to me in a dream. I dreamed
that I had a baby at my breast. Afterward it proved that I had conceived.
Last night I had a similar dream. But this time I do not mind if I have
another child. In fact [she smiled] I am really very glad. I feel as if I
had been wanting a child again for a long time I”
The patient was deceived in her recollection: she had never told me
of a dream of this sort before. For a long time she firmly believed that
she had already had such a dream at the time when her son was con
ceived and that she had told me about it. No less firm was her conviction
of the prophetic nature of the dream which she asserted that she had
dreamed once before and had now dreamed again. When the time came
for her period, it did not in fact occur. This gave her the utmost joy, not
only because it showed that a child was coming but also because it proved
to me that her interpretation of her dream was right, for she declared
that she could feel that I doubted the prophecy. Her period set in a week
later.
We proved later beyond any doubt that the desire to have a child at
her breast had arisen some months earlier during the treatment, when the
patient was producing the associations connected with oral erotism. She
had immediately repressed her wish, betrayed nothing of it and now re
produced it in an altered form: she turned it into a “prophetic” dream
which, as she believed, she had had at the time when she conceived her
son. Now, when she really did have the dream, she recollected her former
suppressed association in the form of a “deja vu ” i.e., of a “true” dream
dreamed on a previous occasion.
In association to this dream there occurred to her recollections from
the time when she played with dolls. She had been nursed by her mother
for rather a long period. In order to escape the trauma of weaning or to
work it over and master it, she identified herself with her mother and put
her baby dolls to her breast. In doing this she imitated the action of an
aunt, whom she had seen nursing her baby.
The reason why the fantasy of having a child at her breast had im
mediately been suppressed in her analysis when it first emerged and had
undergone a fresh repression was that the child of her fantasy was the
analyst. She had wanted in this way to possess herself of him and so to
break through the “frustration” involved in the treatment. The dream
filled up again the gap in the analysis, caused by her silence on the former
occasion. At the same time it indicated her wish for a genital child, which
she desired to receive from the analyst. This wish was probably respon
sible for the fantasy of pregnancy and very likely also for the retardation
of her period.
Here then we have a supposedly “true” dream whose prophecy was
not fulfilled, and we can learn more from it than if it had chanced that
the patient had actually conceived. It did not announce what was going
to happen: it betrayed what had once existed and what the dreamer
wished to happen. As the source of the dream we recognize the repetition
compulsion, for we had reached the final phase of the analysis, i.e., the
weaning from the treatment. The patient, as a child, had succeeded in
escaping from the trauma of weaning only by receiving a child (a doll)
from her love object and treating it as she wished to have been treated
herself. She was now repeating this behavior in the transference.
Now let us suppose that, at the time of her ostensibly “prophetic"
dream, the woman had really conceived a child. Probably the analytic
material that I have put before you would still have been forthcoming.
But there would, besides, have been the doubt whether the dream did
not contain as well some truly prophetic element. Possibly, one might
have said, the child was begotten through a so-called “carelessness" on
the part of the husband, which the woman certainly noticed but did not
consciously take in—and now the dream was betraying to her what for
some reason or other she did not wish to know or at least not to know
for certain. Or it may have been a case of autoscopy,5 but, even so, there
would really be nothing “prophetic" about the dream.
In any case we see that the fact that the prophecy did not come true
is an advantage to us for the purpose of a thorough investigation of the
problem of “veridical" dreams.
In connection with this young woman's dream the analysis threw
some light on the psychology of those who have “veridical" dreams. It is
worth our while to consider the points in question.
The patient was deeply gratified by the fact that she had learned
from her dream something of which her analyst was ignorant and which,
as she detected, he doubted. She attributed to herself some sort of “medi-
umistic" powers, not possessed by all and sundry. That she had them
flattered her vanity enormously. It raised her above the ruck of man
kind. She hoped that she would foresee other pieces of good fortune—
not necessarily the birth of a child. She thought it possible that she might
also get premonitions of dangers and be able to avoid or prevent them
if she had the warning. She then bethought herself in sudden violent
terror that she might know beforehand if her husband, herself or her
analyst were in peril. All at once she felt almost a horror of her power,
for it might mean her actually knowing beforehand of the death of those
for whom she cared. She comforted herself, however, with the thought
that her prophetic gift would surely not extend to this.
The desire to foresee the future contributed to her error of memory
when she thought that she had already had the coming of her first child
announced to her by means of a “true" dream. It seems obvious that
anyone who foresees birth can also foresee death. This was pointed out
to her and, during the same session, when I turned on the electric light,
it occurred to her what enormous delight she felt as a child when she
realized the connection between the electric switch over her cot and the
power of turning the light on and off. The game with the switch pleased
her more than any other: she felt she was like God who could command
day and night.
Thus we may see in the wish to possess “mediumistic" powers the re
mains of that phase of childhood in which the young human being, in
his narcissism, feels himself to be “omnipotent ”
5 Cf. Allendy (4) : “It has been shown with certainty by the work of Fer£, Lemaitre,
Comar, Bacri and Sellier that by some direct channel which is still unexplained we can
obtain cognizance of our organic state.”
The third dream was that of a schoolboy and was as follows: “I was
at school and the master told me to come forward and sit on the first
form. I had the feeling that this was something grand.”
The following day the boy had to do a test paper in Greek. The mas
ter told the few boys who took this subject to sit in the front row instead
of the back. The dreamer was by no means pleased at this order, for,
when directly under the master's eye, it was not so easy to help one an
other. Nevertheless he had a strong sense of satisfaction because his dream
had come true.
During the next few analytic sessions he discoursed at length on the
subject of prophecy in dreams in general and his own “power” in par
ticular. Only after several hours of analysis did he choose to produce as
sociations to his dream (resistance).
This boy was a foreigner and came of one of the most aristocratic
families in his native land. His relatives lived in a kind of patriarchal
society, the head of which was the aged grandfather, who managed the
family property. The direct heir—according to the practice of his coun
try in the matter of inheritance—had been this boy's father, but he had
died and the boy had stepped into his shoes. The patient said that one
of his uncles held the highest office in the land, being responsible to his
sovereign alone. “He comes first of all with the king.” This uncle, whom
the boy took as his model, was the brother of his mother, who was still
quite young. From his earliest years she had thoroughly spoiled the boy
because, as she said, she was haunted by the thought that a premature
death might take him away from her as it had taken her husband.
The patient was undecided as to whether, later on, he would take
over the management of his grandfather's factories and estates or whether
he would go into office like his uncle. He said that in any case he would
inherit the property and he could easily find someone to administer it
for him. On the other hand, if he was to obtain the official post, he would
have to depend on its falling vacant.
He had a fear that his sovereign might be assassinated by anarchists,
but he reassured himself with the thought that his uncle would protect
the king. By virtue of his office his uncle was really above the king, be
cause he acted as his protector. The king was in his hands.
This short account has already given us some idea of the unconscious
motives contained in the dream: it was a case of oedipus fantasies, hav
ing reference to the different father imagos. The school had nothing to
do with the dream, except in so far as it supplied the pictures for the
manifest content. An additional point was that the patient had noticed
that another analysand, who used to come for treatment just before he
did, was no longer coming. Thus in his analysis also the boy had got rid
of a rival and had as it were moved into the “first place.”
The fact that this Greek master told him (and, incidentally, the rest
of his division with him) to come and sit in the front row had nothing
to do with the dream but belonged to quite a different order of things.
It was a matter of chance that the incident at school agreed to some ex
tent with the manifest content of the dream of the previous night.
The content of the last ostensibly prophetic dream which I can cite
here is quite commonplace. It probably occurs in almost every analysis
on one or more occasions, but it is not often regarded by patients as a
“true” dream.
This analysand, an elderly maiden lady, did take it to be prophetic,
and subsequently she duly made it come true. The dream was as follows:
I was standing in a square. The tram went off under my nose. I thought:
“I shall be too late.” What I was going to be too late for I did not know.
What was I to do? I had nothing with me to read. Suddenly Frl. X. was
at my side; I cheered up and thought: “Now we can wait together and be
too late together.”
The following day the patient missed a tram which she had to catch
to come to analysis. “I really could quite well have jumped on still,” she
said, “but I did not want to risk having my leg taken off.” It appeared,
besides, that she had seen the tram coming from a short distance. If she
had hurried she would have caught it.
The meaning of the dream was as follows: She had “missed her con
nection” for a husband. The man whom she loved had been taken away
from under her nose and married by another woman. She was too late.
She did not care to console herself with self-gratification (“reading”). The
fact that her friend, Frl. X., remained unmarried like herself reconciled
her to the situation. She found consolation in her homosexual attach
ment.
Both the friends were being analyzed, and in each case the analysts
were married men. Both patients were too late with their demands. Ob
viously, the dream signified something quite different from a prediction
of the future. But it acted as a suggestion. Its symbolic content with ref
erence to the analyst was translated into action. In the transference the
analyst stood for the patient's brother. Upon her brother—an incestuous
object—she might not make libidinal claims; here again was a wish the
punishment for which was castration. This was represented in the pa
tient's anticipation of having her leg taken off if she persisted in trying
to catch the tram.
The missing of the tram on the following day was suggested by the
interpretation of the dream exactly as the conquest of Tyre by Alexander
the Great was suggested by the interpretation of Artemidoros. In both
cases something which had been dreamed was afterward made to come
true; on each occasion it could have been left undone and, in the one
case as in the other, it was done because it corresponded to the wishes of
the dreamer. Alexander wished to take the city of Tyre and our analysand
wished to miss the tram. She had to wish it in order to escape from the
prospect of having her leg taken off. That is to say: she had to “miss her
connection” with the analyst (brother) if she did not wish to suffer cas
tration (the punishment for incest).
Now if we take a survey of the material that I have put before you,
we see from the examples which we have been able to examine in detail
one prominent characteristic of “dreams which come true”: they are all
wish fulfillments.
All these prophetic dreams point not to the future but to the past.
Behind the manifest dream pictures there have emerged in every case
dream thoughts which represent the elaboration of wishes and fantasies
belonging to the history of the dreamer's childhood.
It cannot be disputed that there are dreams (probably occurring much
more frequently than is generally supposed) which in retrospect are held
to be “true" dreams because some subsequent incident accidentally re
sembles or even coincides with the manifest dream content. Possibly the
dream of the fall from the Rottalsattel comes under this category. Cer
tainly the schoolboy's dream of changing his place belongs here.
Other “veridical" dreams are obviously errors of memory (150). We
may take as an example of this the dream of the child at the breast, a
fantasy converted into a dream. Here we discover several such errors. Not
only had the fantasy been converted into an alleged dream, but also, in
its new guise, its date had been shifted to suit the unconscious wish. The
dreamer firmly believed that she had had this “dream" at the time when
she conceived her son—long before the analysis. And she was no less
firmly convinced that she had already told the dream to the analyst.
Incidentally this young woman's dream is an illustration of the rea
son why “prophetic" dreams are dreamed. The dreamer's narcissism is at
work. If we explore what lies behind man's tendency to wish for the ex
traordinary power of foreseeing the future, we come at bottom to the
wish to foreknow death (as Cassandra foreknew the fall of Troy) as well
as life. For such a power ensures for him once more something of that
omnipotence which is today still the attribute of a primitive despot and
the fantasy of little children and paranoiacs. Here “knowledge" is ver
itably “power," and “power" signifies power of life and death.
In the case of this young woman the omnipotence of thought pre
vented her period from setting in at the right time.
We were able to see clearly that the dream which actually did occur
in the final phase of her analysis was an expression of the repetition com
pulsion. As an adult the patient was reacting to a given situation in ex
actly the same way as she had once reacted as a child. In the transference
situation of her psychoanalytic treatment, when she reached the phase of
weaning, she behaved just as she had done in the corresponding phase of
her childhood, and what she projected into the future was her own per
sonal history.
From the point of view of psychoanalytic technique this patient's
dream must be regarded as a sign of resistance to the treatment: the
“true" dream, whose meaning the dreamer professed to have seen long
before the analyst, was intended to forestall the analysis and render it
otiose. We have the same situation in the case of the schoolboy's dream.
The fatalistic view of life which underlies the belief in “veridical" dreams
makes analysis illusory and useless. In the previous example the dreamer
wished to deprive analysis of its value in order to avoid having to give
up the analyst. She was trying to evade the resolution of the transference
and the process of weaning from the treatment.
I conjecture that very many of the “true” dreams produced during
psychoanalytic treatment serve the purpose of resistance.
The example of the dream of the broken glass shows the breaking
through of an unconscious tendency behind which lurk criminal wishes.
We have seen how closely akin are dreams and faulty acts, and that, fig
uratively speaking, the boundaries of the two realms touch or intersect,
and we have learned that, before the perpetration of criminal acts, faulty
acts very often occur as a break-through of unconscious impulses. A
question to be considered is whether dreams followed by a crime which
they have “predicted” should not be regarded as equivalent to symp
tomatic faulty acts. We have not enough material to decide this point.
We can only conjecture that this is the case in the dream of the mountain
accident and that of the girl's separation from her fiance. We might sur
mise that in both instances—behind the fall and the death from inflam
mation of the lungs—there was present an unconscious suicidal intention
which the dreams betrayed. At any rate one cannot quite dismiss the sus
picion in the case of the young girl who went to a meeting in spite of her
feverish symptoms, instead of taking care of herself. The criminal ten
dency would appear in those suicidal intentions, and the dreams would
represent the breaking through of criminal unconscious impulses.
But we will not return to the uncertain ground of conjecture. Rather
let us turn to the example of the dream of missing the tram. It reveals
suggestion as the driving power in “prophetic” dreams. We have already
seen that this factor was at work in King Alexander’s “true” dream.
We have seen why it is that human beings wish to credit themselves
with the possession of a strange, mysterious power and a special sense
organ for the prediction of the future. In the so-called “true” dreams
we have found the following factors at work: chance, errors of memory,
the repetition compulsion, the breaking through of an unconscious ten
dency and, finally, autosuggestion. When an ostensibly “true” dream is
produced, there is no doubt often an interplay of several of these mech
anisms. In the examples of dreams which we have examined in detail we
have met with nothing that contradicts Freud’s findings as stated in his
Traumdeutung. We have not succeeded in discovering any “prospective
tendency” in dreams: they all faced backwards and preserved their char
acter of a hallucinatory wish fulfillment. Even in the case of those pro
phetic dreams which predict the death of persons closely associated with
the dreamer we may conjecture that unconscious death wishes are at their
root. We know that these wishes are the most deeply repressed of all.
In dreams which come true the procedure resembles that of the for
tuneteller who reads her cards. She draws out her client without his no
ticing it and afterwards startles him by telling him things which she has
been able to discover and which are “true." The dreamer of the “true"
dream is at one and the same time fortuneteller and client.
In order to investigate the content of ostensibly “true" dreams we
must have the dreamer's associations. We then find that there is as little
agreement between the manifest dream picture and the latent dream
thoughts as there is in ordinary dreams. In the examples I have given in
this paper I have not called special attention to the dream mechanisms:
displacement, condensation, secondary elaboration, etc. But as soon as we
examine them from these angles we perceive that herein also they do not
differ from ordinary dreams.
Hence we must acknowledge the justice of Freud’s prejudgment about
prophetic dreams; it is fully confirmed by our examples, and we ask
ourselves whether it is not something more than a “prejudgment."
Chapter 16
A “PROPHETIC” DREAM*
By HANS ZULLIGER
Freud's chapter on “Dreams and the Occult" (VIII) has revived in
terest in problems of the occult in analytic circles. Although Freud does
not state specifically that telepathy (i.e., the transmission of thoughts
without the mediation of the sense organs) really exists, his whole atti
tude leaves no doubt that he does believe in telepathy, and that only sci
entific caution impels him to wait until the evidence regarding this mat
ter is complete. I. Holl6s, however, has gone beyond such doubts. He
considers the existence of telepathic phenomena as proven. In fact, he
feels that telepathic phenomena are quite common occurrences. Hence
it does not seem to surprise him that in the space of some ten or twelve
years he was able to collect more than five hundred instances in which
the thought of the analyst and that of the analysand were telepathically
linked with each other. In fact, he is of the opinion that such phenomena
can be of the greatest importance in the course of daily analytic work.
One could, to begin with, inquire why the analyst, as analyst, should
be especially interested in occult phenomena.
For example, it might be legitimate to assume that the existence of
telepathy simply raises a problem regarding the reality or nonreality of
certain facts, and that the discovery and exploration of these facts could
be accomplished without the help of psychoanalysis. In the same sense,
the question of whether, e.g., wireless telegraphy is possible also lies
outside the field of analytic competence. It is a fact that, quite inde
pendently of analysis, many students of the occult have come to the con
* Originally published in German in Imago, 20:219-224, 1934. Translated by George
Devereux and published here by permission of Dr. Lauretta Bender, and of Drs. Ernst
Kris and Robert Waelder, the last editors of Imago.
elusion that telepathy does exist, i.e., that experience A, in individual X.,
elicits an analogous experience A 1 in individual Y. However, already at
this point we observe certain divergencies. Ax is not always entirely iden
tical with A. A beloved person, Y., dies, and individual X. “sees” the death
of Y. At this point one can think of all kinds of variations. Thus, X.'s
watch may have stopped at the exact moment of Y.'s death, and X. may
have had the idea that the stopping of the watch signified the death of Y.
The greater the difference between A and Alf the more difficult it is to de
termine the telepathic fact objectively. One could attempt to create such
situations experimentally. Thus, X. could decide to experience A so in}
tensely that Y. is contaminated thereby, and therefore experiences Ax. My
experiments with noted “telepathists" have never yielded such results.
Consequently my attitude toward the assumption that such telepathic
phenomena exist is a negative one, even though my experience with such
matters is, admittedly, a limited, and therefore inconclusive one. But, re
gardless of what the ultimate decision may be, investigations of this type
are not psychoanalytic ones. From the analytic point of view it does not
matter whether the individual experiences that which he does experi
ence telepathically or nontelepathically. Even from the point of view of
analytic technique, it would not make a great deal of difference if the
analysand transferred his conscious thoughts to the analyst telepathically.
In many ways it would be far more awkward if the conscious thoughts of
the analyst became conscious also to the patient. Daily experience mili
tates decisively against such a transmission of thought. The analysand
betrays no knowledge of the analyst's conscious thoughts. However, Hol
los shows very little interest in such conscious thought transmission. He
finds that the patient’s associations do not develop his own thoughts in a
logical matter, but are related to them only in the manner of free associa
tions—somewhat as the latent content of the dream is related to the man
ifest content thereof. “The primary process reigns supreme." Indeed, al
most all of Holl6s’ examples suggest only a “symbolic" relationship be
tween A and Ax. Only numbers seem to form an exception to the rule;
they appear unchanged, although in a different context. Freud, too, em
phasizes primarily such “symbolic" connections, which obey the laws of
the unconscious. If, however, A ± is only the symbolic equivalent of A,
then a knowledge of the analytic theory of symbols would indeed be an
important, and even an indispensable, adjunct in the investigation of
telepathic phenomena. If such a telepathic transmission is possible, and
if it is not an all-too-rare occurrence, then the implications of telepathy
would open well-nigh limitless vistas for analytic theory and practice.
Holl6s does, in fact, stress these fortunate possibilities, and asserts that
telepathic thought transmission helps the analyst to understand the un
conscious psychic life of the patient. However, in the case of a sufficiently
well-established thought transmission, the analysand would, in turn, re
ceive telepathic information regarding the opinions and “prejudices"
of the analyst, and would reproduce them in a symbolic language. In
that case the analyst would run the risk of hearing from his patient ev
erything which he, himself, transmitted telepathically to the analysand,
arid, what is more, he would hear it expressed in a language with which
he is especially familiar, and which is especially important to him: i.e., in
the language of the unconscious.
£ It is therefore a question of tremendous urgency whether or not the
phenomena described by Holl6s can really be viewed as telepathic. For
quite some time now the problem of symbolic-telepathic transmission has
been of special interest to me. When I experimented with Hanussen,
who during the post-World-War-I period enjoyed the reputation of be
ing a great telepathist, and, in the course of these experiments, visualized
a round table, Hanussen drew a circle from which radiated several lines
—five, to be exact. This drawing suggested to me the idea of symbolic
transmission. This occurrence remained, however, an isolated one. When
ever one chose as A a sufficiently specific mental image, the telepathic
results were almost humiliatingly negative. For a long time past, I have
taken an interest in coincidences, and will now proceed to cite some of
them.
Two members of a certain psychoanalytic society resembled each
other to some extent. The career of one of these, whom we shall call M.,
was a successful one, while the other, named N., disappeared from my
ken. One day I accidentally meet M., the successful one, and I think of
N., his near-double, whose name I do not manage to recall, although I
am trying hard to remember it. The next day I receive from a distant
country a letter written by an attorney, whose name is likewise N. This
name already appears on the envelope. Now, it so happens that, at least
among my acquaintances, the name N. is a rare one. Aside from N. him
self, I know only one other person of that name. This latter, I might
mention in passing, had a tragic end. The lawyer's letter informs me that
a certain woman patient, whom I treated unsuccessfully for a long time,
had died more than a year ago, and had bequeathed a small sum of money
to me. I cannot seem to recall having thought of this patient since I lost
sight of her. I am deliberately reporting this story in great detail. The
analytic significance of my having forgotten the name is a transparent
one. I am apparently denying my hostility toward M., which my uncon
scious imputes to me, and which expresses itself in my comparing him
to N. It is, however, difficult to establish a relationship between M., N.,
and my female patient. The latter was a real problem, and had made
other doctors quite impatient. Finally she took refuge in her bed for
several years, and no psychotherapy could lure her out of it again. One
must assume that she finally succeeded in killing herself in this manner,
since her neurosis forbade her to obtain adequate treatment for her
tuberculosis of the bones. When I recognized the futility of more ener
getic forms of psychotherapy, I confined myself to the role of a consoler,
for which the patient was very grateful to me. It is possible that I had
patted myself on the back for my “goodness," which was attested also by
the patient. The fact that I compared M. to N. may have raised legit
imate doubts about my goodness. However, the letter had been mailed
ten days before I met M. I did not know the lawyer named N. He lived
in a city which I had never visited. Why did his name become effective
precisely on this day? True, I did meet M. I do not always think of N.
when I happen to meet M. Did the telepathic influence of the writer of
this letter happen to manifest itself precisely at this point? This I un
hesitatingly deny. This was a coincidence, and not telepathy. In my
opinion this also explains why—as Holl6s already pointed out—such in
cidents do not make a great impression upon those who are not person
ally involved in them. One is left with the feeling of having been ‘‘found
out." It is true, of course, as Holl6s himself stresses, that every coincidence
flatters one’s narcissism; it makes one’s own life seem more meaningful
than it probably is in reality; but narcissism is not the only reason why
others show so little interest in our own private coincidences.
In another incident the “amazing coincidence" aspect of the situa
tion is even clearer. I must write a letter to the editor of a series of books
on economics, concerning a matter which is of considerable importance
to me. I completed parts of this letter already on Monday, but, because
of certain technical difficulties, I could not mail it. This matter preoc
cupies me a great deal. That afternoon I hypnotize a female patient, who
had been brought to the hospital suffering from amnesia. (At present I
do a considerable amount of hypnosis.) Naturally, it is of special im
portance to learn the patient’s address. To my great surprise, the patient
recalls under hypnosis that she lives in a street whose name is the same
as that of the editor in question. Although I am told that the name of
the editor is not a very unusual one, I do not recall ever having heard
this name in another context. The very existence of this street was un
known to me—and, in fact, could not have been known to me, because it
is an insignificant street, in a suburb of which I have never even heard
before. It is impossible to assume that the patient became amnesic be
cause she lived in that street. Her preconscious thinking of that street
could, conceivably, have induced me to hypnotize her, although such an
assumption is a far-fetched one. The identity of the names is, however,
simply a coincidence. It is my interest in the matter which makes this co
incidence significant. Next morning I mailed the letter.
The next incident is a striking one. The problems and attitudes of
the analyst play no role in this instance. The incident involves a coin
cidence in the analyses of two analysands, named R. and S. respectively.
Both have been analyzed for approximately one hundred hours, although
they had not started analysis at the same time. S. does not want it to be
known that he is in analysis. I must therefore take precautions that he
should not bump into other analysands, such as R., whom he may con
ceivably know. On a certain Sunday I must arrange my schedule so that
S/s hour follows that of R. I therefore warn S. to be a little late. S. is
greatly preoccupied with thoughts concerning the identity of the person
whom he is not supposed to meet. R., in whose analysis matters pertain
ing to castration come more and more to the fore, brings that day a long-
ish dream, the first part of which concerns a horse with short hind legs.
Finally he wishes to enter a house, but his key does not fit; he feels con
fused. Someone follows him. He becomes blind and tries to run away.
Then he knocks loudly on the door.
His associations reveal a great curiosity about the excretory and sexual
functions of animals. He believes that animals cohabit per anum. At
present his eyes are giving him trouble; he thinks he will have to have
new glasses; he is shortsighted. One of Kipling's books comes to his mind.
S. arrives for the next hour. The previous day he went to the oculist.
Homatropin having been instilled into his eyes, he could barely see the
rest of the day. This is the first time in nine years that he had had his
eyes examined. An intruding fantasy forces him to wonder whether he
would prefer to be blind or deaf; and what would happen were he unable
to walk. His wishes are centered on the task of object relations—especially
sexual ones—and also concern regression to pregenital and narcissistic
stages.
Neither of the two analysands had previously spoken of going blind.
Never before had their hours been consecutive ones. Furthermore, never
again in the course of the next 180 hours of analysis did blindness play
a role in their productions. Naturally, I asked myself to what extent my
own unconscious tendencies could have influenced the analysands. In so
far as an answer to this question is at all possible, the answer must be a
negative one.
Is it possible that S. had sent a telepathic message to R., whom he
may not have even known, and whom he could certainly not have sus
pected of being in analysis? Both analysands' “eye" experiences occurred
before they had come to their respective analytic hours. R. did not know
that he was not supposed to “see" the analysand whose hour succeeded
his own. If the existence of a connection is, nonetheless, assumed, then
the path of the telepathic communication is very hard to understand.
The two experiences do not coincide in time. In the case of S. the ex
perience occurred in the afternoon and evening; in the case of R. at
night, in a dream. In S.'s case it is a transitory idea; in R.'s case a full
blown perception. One notes how many divergencies occur even in an
example which, like the present one, seemed conclusive at first. A and Ax
do not stand in an unequivocal temporal relationship to each other, and
are not entirely identical; quite apart from the fact that, despite external
similarities, A and A 1 had different analytic meanings.
If one examines Freud's and Holl6s' examples, one is struck by the
divergencies. Three consecutive patients report that they are afraid of
going insane. The name Forsyth resembles the word “foresight"—i.e.,
caution (Vorsicht) (VIII). In this instance A and A* are related to each
other in the same complicated manner in which manifest dream thoughts
are related to latent ones. This point Holl6s formulated very clearly.
He also collected many such examples. A female patient speaks of hussar-
roast, while Holl6s himself thinks of the number 20 which, in Hungarian,
is called kusz.1 (Hollos usually gives only very vague indications as to the
length of time which elapsed between his own thought and the remark
of his patient.)
If, however, one considers as a fact the existence of the nexus be
tween A and Ai, whenever a symbolic connection, however remote, hap
pens to exist between the two, then one opens all doors to complete ar
bitrariness. My studies of the development of thought have indicated
that, by means of schematic diagrams, thought progresses rapidly from
the general to the concrete, and traverses large areas of possible thoughts.
By using this path—the path through the “sphere"—alternative thought
possibilities are rapidly exhausted. It is true, of course, that there exist
typical symbols, which are well known to all analysts. Expressed in other
words, the language of the system Unconscious shows deep-going con
gruencies in all human beings. The objects which have significance for
the system Unconscious are, of necessity, a priori limited in number. But,
as already Marbe (133, 134) has shown, within a given culture area the
possibilities of independent thought are, likewise, very limited. Human
beings have very little originality. Usually analysts and analysands both
belong to the same culture area and to similar social strata. Thus, even
though the analyst may speak very sparingly indeed, he has, nonetheless,
characteristic manners of expression and of thought, which are perceived
by the analysands; for the most part through identification in the system
Unconscious. If all of these possibilities are taken into consideration,
then the examples of Freud, as well as those of Holl6s, can be explained
without the hypothesis that thought can be transmitted otherwise than
through the senses. In brief, no real proof of the existence of telepathic
phenomena has been adduced. It is possible that psychoanalysis may be
of help in finding such a proof. It seems probable even to me that, if
telepathic transmission does indeed exist, it would utilize the mechanisms
of the unconscious, rather than those of the preconscious or of the con
scious. But, for the time being, all this is nothing more than a play with
ideas. One can, of course, be of the opinion that each game is but a
preparation for the “real thing," and that psychoanalysis should be in
tellectually prepared to fit telepathic phenomena in its framework,
should the existence of such phenomena be really proven some day. One
can, however, also be of the opinion that it is altogether premature to
“think through" theoretical possibilities before the relevant facts have
been fully established.
l Editor’s Note. Holl6s points out that, in Hungarian, Huszdr (hussar) means liter
ally: "value of twenty” or “price of twenty” (98) .
By EMILIO SERVADIO, M.D.1
I
One of the most remarkable facts in the history of the psychoanalytic
movement is the indifference with which Freud’s publications on the
subject of telepathy have been received, an indifference all the more
significant in the light of the exegetical tendencies not uncommonly
present among Freud’s followers. In the more than twenty years that
have elapsed since Freud's first publication on the subject in 1922,
scarcely more than a half dozen psychoanalytic authors have made clinical
contributions to the field, and most of these have published single com
munications followed by strange and enduring silences.
In contrast to the paucity of psychoanalytic contributions in the field
of telepathy and allied phenomena there exists an extensive and provo
cative literature on the subject which has been developing in other quar
ters, much of it of the highest scientific caliber. For the past nine years
The Journal of Parapsychology, a quarterly publication devoted princi
pally to statistical and experimental work, has been appearing from
Duke University, and in 1938 the American Psychological Association
devoted a symposium to the consideration of extrasensory perception.
For some years, furthermore, a growing number of highly trained inves
tigators have been concerning themselves with extrasensory perception
and other parapsychological phenomena as a fruitful field of enquiry
legitimately held to be within the scope of general psychology.
* Originally published in The Psychoanalytic Quarterly, 15:32-87, 1946. Published
here by permission of Dr. Jule Eisenbud and of the editors of The Psychoanalytic
Quarterly.
II
Although Freud was not the first psychoanalytic observer to draw
attention to telepathy as a phenomenon with possibilities for analytic
interpretation (182) he was the first, as far as I am able to determine, to
suggest that its modus operandi might profitably be studied in the psycho
pathology of everyday life and in the analytic situation. When he brought
up the subject for the first time in 1922 (VI) Freud claimed to have only
one observation at his disposal. This instance was that of a man (a cor
respondent, not a patient) who dreamed that his second wife had had
twins and a day later found out that at the time of the dream his daughter
by his first wife, who lived some distance away, had given birth to twins,
the confinement occurring about a month earlier than the expected date.
With characteristic canniness and circumspection, Freud declined to seize
upon this as a demonstration or even an evidence of telepathy. Having
first scouted a number of alternative hypotheses, he simply took the
position that if one made the assumption of telepathy, then an acceptable
interpretation of the dream lay readily to hand. In such a case, one would
have to allow that the unconscious wish that the daughter replace the
wife had combined with the telepathic communication to produce the
dream as altered by the dream work. Psychoanalysis, he asserted, had
discovered a possible telepathic event which otherwise would not have
been recognized as such.
At the time of this publication, Freud carefully refrained from taking
a position one way or the other on the reality of telepathy. He had never
himself had a telepathic dream, he claimed, nor had any of his patients
in twenty-seven years of analytic practice. Nevertheless, he returned to the
subject in 1925 with a somewhat more positive attitude. At this time he
writes (84): “If reports of telepathic occurrences (or, to speak less exactly,
of thought transference) are submitted to the same criticism as stories of
other occult events, there remains a considerable amount of material which
cannot be so easily neglected. Further, it is much more possible to collect
observations and experiences of one's own in this field which justify a
favorable attitude to the problem of telepathy, even though they may
not be enough to carry an assured conviction. One arrives at a provisional
opinion that it may well be that telepathy really exists and that it pro
vides the kernel of truth in many other hypotheses that would otherwise
be incredible.” Freud centers his discussion upon the analysis of a
prophecy that had been given to one of his analytic patients by a fortune
teller some years before. The patient had been told that by the time she
was thirty-two years old she would have two children, but the prophecy
had not been fulfilled. The woman, now forty-three, was still childless.
Analysis revealed, however, that at the time of the stance, the prophecy
represented the strongest unconscious wish of the sitter which, Freud
suggests, the fortuneteller had telepathically (and, of course, uncon
sciously) perceived. “All of this,” concludes Freud, “has only this much
to do with dreams: if there are such things as telepathic messages, the
possibility cannot be dismissed of their reaching someone during sleep
and being received by him in a dream. Indeed, on the analogy of other
perceptual and intellectual material, the further possibility arises that
telepathic messages received in the course of the day may only be dealt
with during a dream of the following night. There would then be noth
ing contradictory in the material that had been telepathically communi
cated from being modified and transformed in the dream like any other
material.”
For eight years, following his remarks in 1925, Freud kept his silence
on the subject of telepathy. Then, despite his admitted and, I am sure,
readily understandable ambivalence, he pushed his observations some
what further when he took up the subject once again in the New Intro
ductory Lectures on Psychoanalysis (VIII). Here he reviews once more
the instance of the dream of the birth of twins, and also the case of the
unfulfilled but psychologically satisfying prophecy. He goes on to men
tion a whole set of such prophecies which he had collected where analysis
revealed that in every instance the fortuneteller had merely given expres
sion to the thoughts and particularly the secret wishes of the clients.
Taking all the evidence together, he concluded, there remained a heavy
weight of probability in favor of thought transference.
The final example cited by Freud in this communication had to do
with the phenomenon of telepathic interplay between the analyst and the
patient during the analytic hour itself. Freud's patient was a man who
was deriving no particular benefit from the analysis other than the feel
ing of security and comfort arising from a pleasant relationship to a kind
and tolerant father figure. It had been agreed between Freud and this
patient that the analysis would be brought to a close as soon as the end
of the war permitted Freud to resume his analyses with students from
other countries. The day came, finally, when the end of the patient's
analysis was heralded by the arrival of a visiting physician from England.
While the patient had no way of knowing consciously that this event
had occurred, he nevertheless exhibited in his associations, in such a
fashion that it required analysis to disentangle the threads, unmistakable
jealousy of the rival for Freud's attentions who had just appeared on the
scene. The patient, moreover, far from being conscious of the meaning
of his associations, might have been completely baffled if confronted with
an interpretation based upon facts of whose existence he had no conscious
knowledge. Freud gives no indication that he communicated such an
interpretation to the patient but simply asserts that as far as he was
concerned, similar observations on the part of other analysts, if confirmed,
would “put an end to any remaining doubts of the reality of thought
transference."
It happens that similar observations have been made without, how
ever, putting an end to anyone's doubts except those of some of the
observers. Clinical material reported by other analysts has amply borne
out Freud's hypothesis that telepathy is an activity of the unconscious
mind and that the laws of unconscious mental life could be taken for
granted as applying to telepathic activity however it might manifest itself
in the behavior of the individual (18, X X II, 37, 60, 98, XIII, XXI).
Despite these contributions the subject of telepathy has won little notice
in analytic circles and, except for occasional articles of critical import
(X, XVIII, XX) in which, on the whole, the hypothesis was neither ad
vanced nor convincingly attacked, an attitude of fairly complete apathy
and disinterest has held the field.
Ill
The reticence and reserve of psychoanalysts in connection with a sub
ject that has occasioned such widespread interest and bitter controversy
in other psychological circles is itself a phenomenon worthy of considera
tion. Freud recognized (VIII) that analysts had a right to be somewhat
more distrustful of the “occult" than other investigators since they were
only too well aware that the stern discipline imposed by reality often leads
to an inclination to credit the miraculous, the supernatural and the
irrational. Nevertheless, Freud asserted that the reluctance to view the
data springing from “occult" sources must be overcome. The matter is
simply a question of fact and ought to be capable of decision by obser
vation. As to our intellectual resistances, Freud warns us that such prej
udices were inimical to psychoanalysis itself when it brought forth the
discovery of the unconscious.
One's intellectual prejudices against “paranormal" psychological phe
nomena are likely to be considerably undermined if one investigates the
nonanalytic literature on the subject and takes the trouble to integrate
the data and correspondences provided in some of the standard works in
the field (88, 154, 194). Nevertheless, when one has occasion to deal di
rectly with possibly telepathic phenomena in analysis, a favorable atti
tude toward the subject thus gained is apt strangely to desert us as
suspicion and incredulity once more urge us to minimize or disregard the
events observed. One soon becomes aware that the resistance opposing
any inclination to give the hypothesis earnest consideration is far more
powerful than we might have supposed; and it is not difficult to convince
oneself that such resistance springs from deep unconscious sources. An
example or two may make this clear.
A middle-aged patient brings in a dream in which she sees Mrs. X.,
a casual acquaintance whom she has not seen in some months, leading
a group of children down a steep incline. Suddenly one of the tots starts
to run ahead and before anyone can prevent it, the child plunges head
long into a ravine and goes hurtling downward. The dream lends itself
to fairly simple analysis in terms of the patient's childhood and current
conflicts. She was the oldest of five children and had on four childhood
occasions to struggle with destructive wishes against discernible but still
unborn siblings. She is now repeating the process in relation to her
daughter-in-law whose first pregnancy she obviously wishes to see termi
nated in a miscarriage. Question arose only in connection with the repre
sentation of her daughter-in-law by the figure of Mrs. X. in the dream.
True, the dream fusion had incorporated one or two tenuous linkages
between the two, but not enough by any means to account for the speci
ficity of the substitution. Three days afterward, however, the patient
happened to learn that Mrs. X., whom she had not seen in many months
and of whose pregnancy she had been totally unaware, had had a mis
carriage on the night of the dream. On two other occasions in the space
of a year this patient had dreams in which the telepathically perceived
miscarriage of an acquaintance figured. In the first of these she repre
sented the event by the symbol of losing the contents of a purse. On the
last occasion she did not bother with distortion but pictured the event as
it actually occurred—in the bathtub.
Another example:
A patient dreams: “I went with my wife to a movie. It seemed like a
midnight performance. The cashier in the box office had some baguettes
with him as if he were a diamond dealer. He gave me a check for $X as
a sort of refund ” The dreamer’s association to “refund” was his feeling
of having been overcharged by two physicians whom he had consulted
before coming to me for psychoanalytic treatment. This was obviously a
substitution for a feeling of resentment at being mistreated by me, the
basis of this resentment becoming clear in connection with his associa
tions to “baguettes.” On the previous evening the patient had paid a visit
to a friend who dealt in diamonds and to whom the patient had applied
for advice concerning a type of stone called “baguette,” one of which his
business partner had just given to his wife as an anniversary gift. The
patient also was considering giving such a gift to his wife and wanted to
know something about the value and appropriateness of this kind of
diamond. As it happened, the patient’s friend, the jeweler, was in some
what low spirits during the evening because he had just sent his only
child off to a college two thousand miles away, and he expressly cautioned
the patient and his wife against having only one child. On the way home
the patient's wife seized the opportunity to speak again of her wishes for
a second child, an idea the patient was reluctant to entertain, preferring
instead to make his wife the gift of a baguette. The dream utilizes the
possibilities of a pun on the word “baguette" (pronounced like “beget")
to effect the substitution of one idea arising in association with the pre
vious evening for another, since the connecting link is the friend who is a
purveyor both of the gem “baguette" and the idea of “beget." The dream
may be interpreted as a fear that the analyst (cashier in the movie) will
uncover the patient's inhibitions anent sexual intercourse (a midnight
performance) and will take the side of the patient's wife by trying to sell
the idea of “beget" (the cashier strangely deals in baguettes). The patient
feels resentful at this and protests that if this is the way the analysis is
going to go, then he is being swindled, just as he felt himself taken in by
the earlier two physicians who did absolutely nothing for him and de
manded outrageous fees. If I, the analyst, am going to insist on forcing
the issue of “beget," then the patient wants a refund.
Everything in the analysis of this dream (even the suggestion that the
root of the patient’s sexual inhibitions was related to primal scene ma
terial) fitted together very nicely—except for one fact: no specific deter
mination for the idea of a refund was to be found in the patient's asso
ciations. Nor would I have expected it to be, since the idea was filched
directly from the “day's residue" of my experience. I had just sent a check
(note that it was a check too in the dream, not currency) for the precise
amount of $X as “a sort of refund" to a refugee who had sent me in
payment for a consultation an amount I considered entirely out of pro
portion to her circumstances. My analytic patient, it seems, was not going
to allow this favoritism to pass without a demur. He too was a refugee,
as it happened, and for this reason, if for no other, felt an equal claim
to my benevolence.
It turned out, curiously, that this patient was not alone in feeling
slighted. An analytic hour following his on the same morning was inter
rupted several times by telephone calls. Following one of these interrup
tions my female analysand remarked: “I'm sure that if you added up all
the time you take for these phone calls, it would certainly amount to an
hour by the end of the analysis. I think that at the end you ought to give
me a check for $X as a refund. Again the precise amount of $X, and again
the insistence on a check. Had I not many times before observed this
woman making similar remarks when competitively goaded on by a tele
pathic rivalry with some other patient, I might have ascribed the present
remark to pure coincidence.1
On surveying such material as the foregoing, one is naturally
prompted to heed any alternative hypothesis that might render the
assumption of anything like telepathy superfluous. One is inclined to
check each episode for the possible contribution of sensory cues, of
intuition, of the exquisitely complex unconscious calculations which we
i This, for reasons that will appear later, is the only instance in my experience
where telepathy brought to light a commendable impulse on my part.
know to be a nightly pleasure of the dullest dreamer and, finally, one
does not neglect to scan the material for the possibilities of interpretative
extravagance to which one may unwittingly, but nonetheless purpose
fully, lend oneself. Here one may find a loophole, there a possible leak,
here again a tantalizing ambiguity, and there again the question of a
chance factor. One finds oneself weighing, evaluating, appraising, but all
to little purpose: the disturbing sense of the miraculous persists and,
although with each new episode we are seized all over again with the
overwhelming conviction that only telepathy could account for the facts
observed, the lapse of a few hours finds us once more doubting the reality
of the extraordinary and by now alien experience, haunted still by the
need for definite, clear, absolutely unequivocal proof.
One is led to suspect that the source of the resistance against dealing
easily with such material must be the need to hold tightly in repression
one's infantile narcissistic inclinations toward magic and the belief in the
omnipotence of thought. Freud pointed out that it is only with the
greatest difficulty that we relinquish such trends as we learn gradually
to accept the stern demands imposed by reality, and he quite rightly
suspected this to be the source of the omnipresent human trend toward
superstition and the search for the miraculous. But the coin has another
side to it: once we have learned to overcome our infantile strivings, we
are quite susceptible to the development of anxiety whenever these striv
ings threaten to emerge from repression, and it is precisely the danger of
being overwhelmed from this quarter which forces many of us to develop
rather rigidly effective reaction formations against our more primitive
trends. This, it need hardly be emphasized, is particularly true of those
who turn to science as a way of life. Thus while we indulge ourselves with
great pleasure in stories of the occult and the supernatural, in whatever
escapes into the miraculous and the mysterious that the stage and screen
are able to offer us, it is decidedly otherwise when we are faced in
actuality by occurrences which beckon us to the all but forgotten world of
childhood where fantasy is king. The so-called occult is no threat to us
when we can view it with the comfortable assurance that it has no reality
beyond that of the dramatic device; when it brushes by us in life itself,
we have on our hands another problem entirely. In such a circumstance,
we maintain our composure only by unconsciously marshaling against the
unexpected event all our powers of dissociation and disbelief and setting
ourselves in an attitude that we can tranquilly assume to be the result
exclusively of hardheaded, critical thought.
IV
Early in my experience with paranormal processes my need for proof
led me to devise experiments which, I hoped, would provide the type of
demonstration I sought. As it turned out, my experiments miscarried and
I found myself back where I started, when simply taking whatever
analysis had to offer in the way of telepathic incident. Nevertheless I shall
describe one of these experiments since, although they miscarried in the
sense that they failed directly to give me the type of proof that I naively
(I now think) demanded, they nevertheless miscarried so instructively
that to have asked for more would have been base ingratitude on my part
toward whatever powers concerned. In any case, the backfiring of the
following experiment illustrates as well as anything the air of magical
happenings from which, I maintain, the well-ordered mind would nor
mally, and from perfectly healthy instinct, shrink back.
The objective of this experiment was to effect the telepathic trans
mission from one person, the agent, to a second, the percipient, of a three
digit number chosen at random. If successful under the conditions laid
down for the experiment, the results would at once obviate the question
of interpretative latitude and at the same time provide a mathematical
tool for the precise calculation of the factor of chance, or the ratio of the
probability of the occurrence to its improbability. The procedure of the
experiment was derived from the clinical observation that the activity
of telepathy is usually unconscious in both agent and percipient and
functions best (at least that portion of it which is most easily observable)
under conditions of not too deep repression, that is, where the material
exists in the preconscious thoughts and is capable of emerging into con
sciousness without too much difficulty. (This topographical observation
had also been made by Freud, Hollos, and, in effect, by many nonanalytic
investigators.) It was thought that the best method of achieving the re
quired degree of minimal repression was to have both agent and per
cipient operating under the conditions of a light hypnotic trance
terminated with an induced posthypnotic amnesia.2
Both subjects were young women whom I had formerly treated psychi
atrically for minor difficulties. The percipient was told under hypnosis
that after she awoke she would respond to a given signal by writing on a
slip of paper a number which would spring to her mind. In another
room, the agent was hypnotized and in this stage shown a large sheet
of paper on which was drawn in large figures the number 827. A few
2 In other experiments, in order to introduce the required affective charge, the
method of the “induced complex" was used to good effect.
seconds after the agent was awakened with the command for posthypnotic
amnesia (that is, at the time when she was expected to be actively repress
ing the number she had viewed in the trance state) an experimental
accomplice gave the percipient in an adjoining room the prearranged
signal for her to follow out the posthypnotic command to write down the
number that came to her mind. She promptly wrote down the number 15.
The experiment as performed was certainly not a success. The per
cipient had short-circuited our elaborate preparations by going off on a
track of her own, the significance of which I thought I was able to perceive
from certain casual remarks she later let drop about where she was living,
travel, distances, her wish that she could live in the center of town where
I lived, etc. It would seem that her posthypnotic choice of a number had
probably given expression to her wish to live with me, which it accom
plished simply by canceling out the numbers 3 and 4 which made the
number of her address, 135, different from mine, 145, leaving the num
bers 1 and 5 or 15 which, as it were, we then shared in common. A dream
which she had that night and later mailed to me confirmed this
interpretation.
Any wish to have done with numbers and their manipulation that the
miscarriage of this experiment might have left with me was soon thwarted
by a striking occurrence from an unexpected quarter. On the day after
the experiment, one of my analytic patients reported a dream which she
had had on the preceding night—that is, sometime within a few hours of
the experiment. The significant thing about it was that in it the dreamer
found herself looking at a bulletin board on which the number 218 was
prominently displayed. What inspired the notion that this number was
of extraordinary significance was that despite the obvious and pointed
emphasis put on it in the manifest context of the dream (bulletin board:
“Take note!”) there was little in the dreamer's associations to bring it
into relationship to the latent content, which had to do with the patient's
ambivalent attitude toward a woman, a close friend, who had just made
off with a returned soldier whom the patient was trying to attract. The
patient's only association to the number other than that it might represent
a train time was the names of two metropolitan dining places, Club 21
and Club 18. Although the train time association bore broadly, but not
specifically, on a matter possibly relevant to the latent content of the
dream, the second association seemed to lead the patient nowhere. But it
did convey the idea that some manipulation was being suggested: getting
218 out of the addresses 21 and 18 seemed suspiciously like the process
whereby the experimental percipient got 15 out of the addresses 135 and
145. Furthermore, the fact that the number in the dream was shown on
a bulletin board seemed clearly to suggest the large sheet of paper on
which the experimental number was shown to the agent. Suddenly it
appeared that if 218 were reversed into 812 and then added to 15 we
would have 827, the number we had tried to transmit telepathically. This
was indeed a most provocative turn of events. But what justification had
we to perform such a manipulation? Would it not savor of the tricks of
the numerologist whereby it is possible, with a little juggling and a few
twists, to extract any desired fact or prophecy from any given set of
dates? I am afraid that the strict scientific methodologist would forbid
such wholesale manipulation of innocent data, but I felt that since in any
case I was long since beyond the pale of the logicians of science, if not of
the logic of science, I might as well venture one step further. Two facts
of unquestionable relevance, beyond what has already been cited, seemed
to offer themselves in support of the right to manipulate the figures in
the manner indicated. First, the analysis of the latent content of the
dream revealed that the principal mechanism through which the manifest
content had been elaborated was inversion. Everything in the dream,
point for point, was the inverse of what appeared in reality; and this was
no doubt related to the circumstance that the principal fact which the
dreamer was concealing from consciousness was riot the anger and disap
pointment she felt because her woman friend had taken the man away
from her, but precisely the reverse—her anger at the man because he had
robbed her of the affection of her woman friend. (This was, of course, an
exact replica of what had happened a quarter of a century before upon
her father’s return from the war when the patient was two years old.) It
seemed, therefore, that if one wished to translate the manifest number
218 into its latent equivalent, one could do no better than to invert it
along with everything else in the manifest content of the dream.
The second fact of relevance is that if we follow the dreamer in the
hypothesized numerical operations, we see that she is acting entirely
within the spirit of the dream as she thrusts herself jealously in front of
her rival, the experimental percipient who wishes to move in on me, and,
by succeeding where the other has failed, asserts her superior claim to my
attention. One cannot help but marvel, finally, at the appropriateness
of the medium in which the threatened patient pleads her lifelong cause,
a medium perhaps necessary to the infant whose consciousness has not yet
become entirely separate from that of the mother and whose other means
of communication, possibly for related reasons, are comparatively limited.
One need not pause here to evaluate the probabilities for and against
the factor of chance in the foregoing events. If, taking everything into
consideration, one does not already suspect that the probabilities against
these events being due to chance are enormously great, the following
occurrences ought to prove somewhat more convincing.
I should preface the following account by stating that the occasion on
which my unhappy patient had so unceremoniously invited herself to my
experimental party was not the first time she had manifested such beha
vior. This occurrence was completely in consonance with the transference
behavior she had exhibited from the very start of her analysis, and she
had repeatedly in telepathic dreams, telepathic associations during the
hour and in telepathic acting out, attempted to vie with other patients
and even with friends and associates of mine who she felt were claiming
too much of my love. With infantile competitiveness she would attempt
to imitate or surpass what they did or to warn me against them and ex
pose their hidden weaknesses, all the while with a keenness of telepathic
perception which was astonishing. As a matter of fact, her tactics in this
regard, as one would expect, were not very different from those trends
in the more visible portions of her life which led her inevitably into
painful difficulties with her family, friends and business associates. (I
might add, that as far as analysis was concerned, the telepathic manifes
tations of the patient's characterological tendencies were found to be
more precise, more revealing and more useful in interpretation than her
more visible activities.)
At any rate, my jealous patient was not yet done with her predatory
telepathic activities when she succeeded in exposing the arithmetical
deficiencies of my experimental subject. Two nights later she again took
to the warpath, this time against another of my analytic patients, a
woman who was currently working through a difficult problem in her
relationship to me. This woman, of course, was completely unknown to
the first patient since the treatment hour of one had never followed that
of the other. What happened was that on this night the first patient had
a dream in which, using the second patient as a scapegoat for an attack
on the hated, rejecting side of her mother, she dragged in, with almost
documentary detail, all the hidden anal conflicts of the second patient
that were responsible for the latter's tragic rejection of her children, just
as the almost identical character traits of the first patient's mother had
led her to reject this patient. On the following night the second patient
had a dream in which she replied to the first in no uncertain terms,
referring in the process to certain painfully embarrassing matters that she
had lifted out of the first patient's life specifically for this occasion. It
was possible to analyze these two dreams, or, more accurately, this reve
a deux, only as mutually complementary structures since even the mani
fest portions dovetailed with a high degree of particularity (i.e., in five
intersecting points), the interrelationships in the latent contents fanning
out geometrically therefrom. I shall not go into this analysis here since it
is not strictly necessary for an understanding of what follows.
On the day following this mutually recriminatory interchange be
tween my two patients, I was struck by a sudden, strange and highly dra
matic change in the second patient's attitude toward me. Hitherto cold,
critical, consistently negative, all at once, in an abrupt change from all
the preceding hours, she began to manifest highly possessive and almost
flagrantly erotic behavior toward me. This started at the very outset of
the hour when she came into the room cosmetically made up as I had
never before seen her, exhibiting a new and much too striking coiffure,
and dressed in a decollete that seemed, as far as I could make out, entirely
inappropriate to that hour of the day. She crossed the threshold, swept
to the couch in the manner of a heavily stylized actress and settled herself
into a sirenesque pose in front of me. Completely baffled and unable to
make head or tail of this strange burlesque, I soon asked the patient for
an explanation. To my surprise, she replied that the realization had
finally come that all further resistance on her part would be useless, that
she knew now that she loved me passionately, and that she could not
imagine how she was able to conceal this from herself these many months
past. More puzzled than ever, I settled down to listen and to await fur
ther developments. It was when I heard her dream, a little later, and was
able to perceive her involvement with the first patient that the fact
dawned on me that the woman was really, in a sense, “possessed." With
this in mind, I lost little time in telling her something of what I took to
be the background of her behavior (which would otherwise, of course,
have been completely inaccessible to her consciousness) and communi-
eating to her my feeling that she had somehow been provoked into this
ego-alien acting out by the aggressive tactics of an unknown rival who
had called for a showdown. I suggested to her that her strange acting
out, which she had attempted to legitimize in a manner familiar to us
from the observation of posthypnotic rationalizations, was the only way
in which she felt, unconsciously, that she could compete with the per
formance of the other patient, just as, when she was a child, she had felt
she could never match her mother’s keenness and wit (for which the
latter had been greatly admired) but countered instead, in the struggle
for the father, with a blatantly exhibitionistic physical and emotional
display. I then told her that she might have been particularly nettled by
the other patient’s “scoop” in the experimental situation (which I now
described to her, omitting, however, the actual details and implying sim
ply that the other patient had “guessed” a number directly) because this
would especially have suggested her mother, a tradeswoman with a re
markable “head for figures.” The last interpretation threw the patient
into a panic. She became frantic and almost uncontrollable. Not in the
slightest disturbed by the telepathic aspects of the interpretation, of
which she had already had some experience, she was simply wild at the
thought that she was being called upon to give a performance as dazzling
as that of her rival, now that I had made her conscious of what was going
on and had pointed out the manner in which she had attempted to evade
competition by throwing herself at me sexually. She begged me to tell
her the number and allow her thereby to default, since she feared other
wise to become distraught in a futile attempt to pick the unknown num
ber out of the air. She cried that never in a million years could she do
what the other patient had done, and agitatedly protested that she should
not be expected to. She wept and stormed and accused me of tricking her
into a hopeless position. I tried to calm her as best I could, but I re
frained from giving her the number she was trying to wring from me,
nor did I give her any indication of how it was arrived at or even the
number of digits involved. Although I tried to impress upon her that
she should feel no compulsion either to compete with the other patient
or to run away from competition in the manner elected, the patient left
the hour in considerable dismay.
The next day the patient returned in marked anxiety. Gone was the
false and farcical behavior of the day before; in its place the crestfallen
demeanor of an unhappy child. In a painful and frightened manner the
patient confessed that she had had the following dream fragment while
asleep for a moment on the subway coming to my office. “I was a little
girl in pigtails. I said, ‘If this is the way it's going to be, I'm going away/
and I started walking down the road. Then the number 492 occurred,
just like that ” The patient winced when she came to the number, cov
ered her face with her hands, said she felt like a fool. She was certain she
had failed; now I would have good grounds for preferring the other
patient, etc.
But the patient had not failed. A curious circumstance proved that
she had succeeded with honors. It will be recalled that in the description
of the procedure whereby I had tried to effect the telepathic transmission
of a number chosen at random, I had mentioned an experimental accom
plice. The accomplice in question, not a physician, was a very close friend
of mine who occasionally sat in on my experiments and when necessary
helped with the details. On this occasion I had suggested that he too try
his luck in “guessing" the number and that he write his result down on
a slip of paper immediately he had given the experimental percipient the
prearranged posthypnotic signal for her to do the same. The number he
had written down was 325, the significance of which he did not discuss,
nor did it occur to me at the moment to question him about it. However,
a peculiar and puzzling fact now stood out: if we added the patient's 492
to my friend's 325, just as initially we had added the first patient's 812 to
the experimental percipient's 15, we got—not 827, but 8171 Now it
appeared equally improbable that such a result could have been due
either to chance or to telepathic perception since it seemed incredibly
close for the former and too far away for the latter when we remind our
selves that the unconscious does not make simple mistakes of this sort.
I had no recourse but to tell my patient the truth as it appeared then
and there: she had come very close, had succeeded even in almost dupli
cating the first patient’s dynamically determined twist of emphasizing
how far short of the mark her rival had fallen by making good the differ
ence (with a polite disclaimer, however, of any suspicion of inversion);
but she had not, for some reason, hit the bull's eye. Far from being dis
gruntled or apologetic on account of her slight inaccuracy, however, the
patient was greatly elated and unbelievably pleased with herself for hav
ing come as close as she had. When I questioned the possible accuracy
of her recollection and suggested that perhaps (although this did not
seem likely to me) the number she had seen was 502, the patient ada
mantly stuck to her number: 492, as plain as thatl
Immediately upon the termination of the hour I telephoned my
friend and accomplice to tell him of the puzzling event. Before I gave
him the news, however, I took the precaution of first asking him what
number he recalled having written down on the night of the experiment.
(I had his slip of paper right before me, but wished to take no chances.)
The number he had written down, he answered, had been 325. Then,
before I had a chance to say another word, he began to tell me of the
most curious slip he had made in connection with this number, a slip
whose significance he could not quite make out. When he came to write
down the number, he said, the first thing that came to his mind was his
home in England, whereupon he promptly wrote down the 325 which
occurred in its address. Afterward he realized that he had unconsciously
performed a peculiar fusion in that 325 was the number of a New York
apartment he had formerly occupied whereas his English address num
ber, which he mistakenly thought he was writing down, was 335!
Here indeed was a thrilling finish to our telepathic steeplechase, with
more excitement than we had originally bargained for. We now discover,
in the first place, that even my friend, who had considered himself a flat
failure as a telepathic percipient, had in a way (but strictly in keeping
with his typical British reserve) come off not so badly. He, it appears, had
placed himself very subtly in competition with the main experimental
percipient who wished to share my address. Telling himself on the sur
face, in response to an unconscious telepathic perception of his experi
mental rival's attempt to achieve proximity to me, that he for his part
would just as soon go back to England and leave the field to her, he
nevertheless makes a slip whereby he finds himself in an apartment only
a few blocks from mine that he had occupied at a time when I had been
able to see much more of him than I was currently able to do. But the
joke of it is that my analytic patient joins the fray and, all the while
keeping an eye on the rival analytic contestant whom she is telepathically
engaging in another corner, corrects his error of address as well as his
arithmetical deficiency. To him she says, “Not so fast, there. You belong
in England. Anyway, I can give your friend what you failed to give him.
325, your bad guess, plus ten, your unconscious error (which you will
permit me to correct) plus 492, my contribution, makes 827, which is
just what the doctor wants." To her unknown rival in analysis she says
“Seel I can do anything you can do."
V
We have seen enough thus far to account for strong resistances on the
part of any investigator who has to deal directly with the data of the
telepathic unconscious. The material seems to be alive with potentialities
for evoking our most deeply repressed infantile strivings and for reopen
ing questions that were ostensibly settled long ago both in the historical
development of the individual and in the forward march of science.
The proudest possession of science and the greatest triumph of the indi
vidual has been the hard-won ability to separate from “reality" the wish
ful, magic trends of subjective evaluation; and now both science and the
individual are confronted by data which seem to indicate that the once
powerful wish, lately reported to be in somewhat reduced circumstances,
has all the while retained sufficient strength and vigor to be able still to
influence events in the outer world.
Although this state of affairs would seem sufficient to explain the
origin of resistance to viewing the data of telepathy as one would view
the data of any other scientific investigation, it still does not account for
the strange backwardness of psychoanalysts (who, as Freud pointed out
(V), should be especially qualified to deal with such resistances in them
selves) in showing interest in a subject of research that is being advanced
very briskly by nonanalytic psychologists.3 Analysts may answer, and with
3 For the most part the investigators in this field have swung away from an exclusive
preoccupation with attempts to prove the reality of what they term extrasensory per
ception (ESP), and have shifted their attack to other operational problems where
data of great significance have been uncovered. Practically all informed criticism of the
experimental methods in ESP has ceased, and as long ago as 1937 a formal statement
from the Institute of Mathematical Statistics affirmed the complete adequacy of the
mathematical methods whereby Rhine and his associates demonstrated that the proba
bilities against the chance origin of the results of their experiments in ESP were of
astronomical magnitude.
some justification, that they are not obliged to exhibit any great interest
in something with which they have no occasion to deal, and that for
this reason they are not in a position to form a judgment on the question.
It would seem paradoxical, however, that the methods of analysis should
not uncover some counterpart to a phenomenon which, at one end of the
scale, turns up here and there in the general population with the force
and vividness of lightning and, at the other, manifests itself as a statis
tical regularity which can be teased out of a great many, perhaps all
people, by elaborate experimental and mathematical procedures. One
should imagine that if human beings can and do function telepathically,
analysts ought to be in a particularly advantageous position to study
such a function, just as by virtue of their methodology they are privileged
to study other human behavior whose subtle manifestations are unap
proachable through less tortuous avenues. To render the situation more
paradoxical, the data now being uncovered by the laboratory experimen
talists in ESP are beginning to point directly to the necessity of studies on
the unconscious mental processes of the subjects.
One outstanding fact which sooner or later must emerge from the
study of telepathy as observed in analysis resolves the paradox: the tele-
pathic episode is a function not only of the repression of emotionally
charged material by the patient, but of the repression of similar or related
emotionally charged material by the analyst as well. This condition,
which apparently does not obtain in the case of the laboratory experi
mentalist, may considerably limit or totally block the perceptive capac
ities of the analyst.
Of the earlier investigators, Holl6s and Servadio appear to have
arrived at this discovery, each independently, and to have formulated it
in explicit terms. Holl6s, in discussing the difficulties encountered in
reporting his material, wrote (98): “It soon became clear that the material
divulged more of the inner life of the investigator than was convention
ally permissible/' He states that in the telepathic process as it manifests
itself in analysis, there is a return of the repressed from repression, just
as in a dream, a symptom or a slip, but that here this return occurs in
another person and is subject to the latter's rules of distortion. He for
mulates this insight in the curious phrase that “it is the patient who
makes my slip" (“der Kranke es ist, der mich verspricht”). Servadio con
firmed the observations of Holl6s and summed up his own position, as
follows (XXI): “1. In the analysis, there occur with greater or lesser
frequency telepathic instances which in general are conditioned by the
special relationship between the analyst and the patient. 2. This occurs
during both the positive and the negative phases of the transference. 3.
The content of the telepathically transferred material is subject to the
process of repression, which takes place in the analyst and is related to
special complexes in the analysand."
Holl6s’s paper is particularly rich in penetrating observations on the
way in which telepathy manifests itself in the analytic situation, and
should be studied at first hand. Unfortunately, however, the data of both
Hollos and Servadio in support of their hypothesis of the relationship
between the telepathic occurrence and the joint repressions of patient and
analyst are fairly meager. For this reason I offer several of my own data
in some detail—but not, for obvious reasons, without a certain degree of
misgiving and some unavoidable reservations.
A patient reports the following dream: “I am looking at the mech
anism of a watch through the far end of a watchmaker's conical magni
fying piece. The larger rim of this eyepiece which ordinarily fits into the
eyeball socket was attached somehow to the rim of the watch. I saw the
various wheels turning, and everything was going. On the watch was an
inscription: ‘Made in U.S.A.' or ‘Made in Switzerland.' I think it was
U.S.A." The patient’s interpretation of this dream was that it related to
the process of self-evaluation taking place in analysis. He had no associa
tion to the fact that he was examining the watch from the wrong end
of the magnifier but readily accepted my suggestion that it might mean
that he was looking himself squarely in the eye (having substituted the
watch rim in the dream for his eyeball socket). He associated the inscrip
tion “made in U.S.A." or “made in Switzerland" to the difference in
quality between the watches manufactured in these countries. He was
of the opinion that Swiss watches were of a far superior quality. His
feeling that the inscription had actually read “Made in U. S. A." (inferior
quality) somehow did not tally with the fact that he had lately come to
feel that he was really a superior person (which indeed he was), whereas
before analysis his major complaint was that of a lifelong feeling of
worthlessness and inadequacy.
We need not trouble here to go into a many-layered analysis of this
dream. The aspect pertinent to our present thesis was the lack of corre
spondence between the patient’s lately achieved release through analysis
from feelings of inferiority and the representation in the dream that the
watch, presumably a symbol for the patient himself, was of an inferior
(made in U. S. A.) quality. This paradox remained unresolved until an
event of the day following the dream cast a new light on the entire
problem. On this day the patient received a telephone call from the
lawyer in charge of settling his father’s estate. The patient’s father had
died some years ago, but the settlement of the estate had dragged out
until a few months before, when the patient finally had been informed
that everything down to the ultimate detail had at last been taken care
of. Now the patient was informed by the lawyer, from whom he had not
heard in some time, that an old and valuable pocket watch of the father’s
had turned up and had to be disposed of. The patient was told that on
the watch was a worn and illegible inscription which indicated (thought
the lawyer) that the watch had been a gift. In telling of this episode the
patient remarked that he did not really want the watch but supposed
that for the sake of sentiment and propriety he would have to accept it.
Characteristically enough, the patient was not struck by any connection
between this event and his dream about a watch on the night preceding
the lawyer's telephone call.
An analysis of the dream, taking into account that the watch really
represented the patient's father and not the patient himself (except, per
haps, for that self-critical and punishing portion of himself which, like
the watch, was a paternal inheritance), at once resolves the paradox aris
ing from the earlier interpretation of the dream. The patient is really
evaluating his father, looking the latter squarely in the eye and bringing
him down to size. (“Made in U. S. A.": Father was not the superior per
son he always made himself out to be.) This interpretation corresponds
well with the patient's lately acquired feelings of self-confidence and is
readily understandable in terms of the steady, day by day work of the
analysis which the dream now sums up in a succinct symbolic rep
resentation.
In this dream there are symbolic overdeterminations (Chronos,
“Father Time," whom one can never overtake and defeat) that perhaps
paved the way for the patient's telepathic percipience of the lawyer's
about-to-be-discharged duty regarding the father's watch. One wonders,
however, to what degree and in what way the following circumstances
might also have had a determining influence on the emergence of the
patient's conflict into such a dream, with its particular symbology, at this
time. This is the fact that I was currently concerned with a matter having
points of essential similarity to the patient's experience. Twelve years
previously I had inherited a fairly valuable pocket watch from my father
but I had never used it and had kept it unwound and rundown in my
desk drawer. About six months prior to this episode, mindful of the
wartime difficulties encountered in getting watches repaired, I had taken
this watch to a jeweler to be set going again, thinking to use it as a spare
in case the watch I was wearing went out of order. Two or three weeks
after I had brought it to the jeweler, the latter notified me that although
the watch had been “made in the U. S. A.," it was no longer possible to
obtain a necessary part for it, and he requested me to call for it at my
earliest convenience. For some reason I had not called for the watch
although the jeweler's shop is just around the corner from my office and
directly in my path many times during a week. I kept finding myself
either forgetful, in too much of a hurry, or on my way some place where
I would not find it convenient, etc. The fact remains that I had not
bothered to retrieve the watch.
A few days before the patient's dream my negligence in the matter of
picking up this watch came to my mind in some connection, and for a
fleeting moment the singularity of my tactics of procrastination and my
seeming wish to lose the watch struck me as somehow significant. Strange
as it may seem, however, I put the matter quickly out of mind without
achieving the insight that undoubtedly strikes the reader as perfectly
obvious: the watch represented my father and I was simply acting out
an incompletely resolved attitude of ambivalence toward him. It was only
in connection with the later analysis of my patient's dream that the
meaning of my behavior in regard to my father’s watch became all at
once clear to me in a sudden, affective insight.
What was of particular importance in the final analysis of the pa
tient’s dream was the aspect of it that seemed clearly to give expression
to one of my hidden, repressed wishes, along with a similarly repressed
wish on the part of the patient which, I am afraid, I might have allowed
to remain unanalyzed had not an awareness of the telepathic latent con
tent of the dream (which derived, as it were, from both of us) forced me
to unrepress. This wish is clearly represented in the dream element:
I saw the various wheels turning and everything was going. It is apparent
that the bit of acting out I had indulged in in relation to my father’s
watch was only one side of the equation: the other side was the deep
wish, obscured by my forgetfulness and apparent indifference, to have
my father alive again and enjoy his love (the homosexual aspect of which
is plainly revealed in the symbology of the dream). The painful thought
occasioned by the jeweler's pronouncement was that my father, like the
watch, could not be brought to life again; but this verdict is reversed in
the dream where the watch is running as if it had never stopped. It was
only by achieving this insight (which I had, of course, achieved many
times before but which, like all insights, seemed to teeter in a precarious
balance demanding a watchful eye and a repeated process of “working
through”) that I became aware of a dangerous tendency on my part to
block on related material in the patient. My corrected attitude evoked an
immediate reaction in the patient who responded by bringing up a con
siderable amount of hitherto repressed, affect-laden material from the
corresponding side of his ledger.
Another example:
A middle-aged woman patient dreams: “I was at Atlantic City where
I met you on the boardwalk. You were dressed in a very loud sport jacket
and in general looked very ‘Holly woodish/ I was carrying some books,
a paper bag and my little notebook. You gave me a look as if to say,
‘What! Still running around busilyV ”
The analysis of this dream can best be approached by beginning with
what my look seemed to mean to the patient. This had reference to the
fact that her energetic pursuit of social and professional activities, as I
had frequently pointed out to her, had for the most part the character
of a compulsive flight from certain anxieties, especially those of a sexual
nature. In the dream she is at a resort, presumably for a holiday and a
rest which, in reality, she cannot enjoy because she would then become
prey to anxiety. In the dream situation, however, she has decided to face
this anxiety directly since the paraphernalia she is carrying tell us plainly
what her wish is: sexual gratification. The paper bag is the kind used by
department stores for small purchases; in the dream it symbolizes the
vagina. The patient's association to the books she was carrying was the
books she returned to the library: usually she has not finished with them
and asks for and receives an “extension.” Together in the dream the bag
and the books mean: “Here is my vagina; give me an 'extension’ (erec
tion).” The little notebook in the dream was the one the patient always
carried with her. In it she marked down what she was “out of”: sugar,
oranges, kleenex, hardware, etc.; it was a symbol of her need, of that
which she lacked: a penis, and love. In this dream it was love that she
wanted.
The patient had no specific association to Atlantic City other than
to its character as a resort. She had not been there in years. Her asso
ciation to my loud sport jacket and general “Hollywoodish" attire was
that it was just the type of outfit she could not picture me selecting or
wearing. It is in these two items that the telepathic component of the
dream is to be found.
Three days prior to the patient's dream I had purchased a sport
jacket that was about as staid and conservative as the jacket of a business
suit. The salesman had tried to talk me into selecting something on the
brighter side and had begged me to try on various plaids and checks.
When I demurred and remained adamant, he reluctantly let me have my
way. When I got home I realized that, as usual, I had made an inhibited
choice, that the garment was entirely undistinguished, and that I seemed
still unable to break away from a conservatism in dress that I always
later regret.
The second item of telepathic percipience in the patient's dream de
rived again from my day's residue. On the night of the patient's dream I
had been agitating at my household for a “long week-end" holiday at
Atlantic City. I had been trying to persuade my wife to allow me to
make all the arrangements and secure the necessary accommodations, but
she had raised one objection after another to my proposal: it was a bad
season, it would be too expensive, it would tire the children who were
in the middle of their school term, etc. Why couldn't I just go myself,
she wanted to know; why did I have to make a family pilgrimage out of
it? The idea of going alone did not appeal to me, however, and I dropped
the entire idea.
I had originally intended to include in this communication a fairly
explicit self-analysis based on the material which found its way into the
patient's dream. As I glance through my notes, however, I am somewhat
taken aback at the degree of self-revelation this would entail and am
forced to leave the reader chiefly to his own interpretative devices. How
ever, the reader will find himself aided in this task by the patient, who
too has apparently assumed interpretative carte blanche. In her dream
the patient comments on my conflicts, as well as her own. And she obvi
ously makes use of the telepathically perceived facts that I had just pur
chased an ultraconservative sport jacket and had, on the night of her
dream, been vetoed by my wife on the plan for a holiday at Atlantic
City. She says in the dream: “If your wife does not wish to accompany
you to Atlantic City, why don't you take me with you? Then we can re
ally get on with our work!" The phrase, “What! Still running around
busily?" implies that my therapeutic efforts with the patient have not
been particularly successful. The reason, according to the patient's (and
perhaps not exclusively the patient's) latent thought, is that I have not
used a direct, “extended" approach to her problem. If only, she fantasies,
I were the kind of person who would choose a loud, Hollywoodish sport
jacket instead of the sober thing I did select, then I might also have gone
to Atlantic City, as my wife had prodded me to do, and would have had
no scruples about taking her along and making love to her. But, she com
plains, I am apparently just as afraid of a chance romantic adventure as
I am of wearing a sprightly sport jacket. “How, then, do you expect to
cure me?” she implies.
VI
The real subtleties of psychological interplay between analyst and pa
tient, and the most instructive sidelights on otherwise hidden aspects of
the transference-countertransference relationship, are to be found in the
phenomenon of telepathic cross association between the two during the
analytic hour. Here, however, the comparative photographic fixity of the
dream is lacking and we do not have the benefit of that framework, that
“caught moment,” in which to examine the telepathic process and
analyze its labyrinthine threads in unhurried leisure. In associative re
lationships of this sort it is generally a quick, touch-and-go affair with
the telepathic incident being suddenly struck off like a spark which in a
brief moment will lose its glow and fade into unreality. Furthermore, it
is much more difficult to assure oneself in such a situation that factors
other than telepathy—intuition, coincidence, suggestion, and the like—
are not at play. Nevertheless, when one determinedly snatches the pass
ing event out of the air, as it were, and pins it down for closer scrutiny,
one can generally convince oneself that it is really telepathy at work and
that the principles underlying its emergence are precisely those which we
have discovered operating elsewhere. But one soon ceases to ask oneself
each time anew whether it is really telepathy that has been demonstrated.
In the long run one comes to accept the fact that this is by far the
simplest assumption one can make, even if the evidential value of this or
that particular instance is alone not enough on which to base a belief in
a hypothesis for which we have as yet no physical foundation. This, of
course, is more or less the way in which we come to accept the hypothesis
of the unconscious itself: ultimately we find that such an assumption ex
plains more than any other assumption or set of assumptions in the situa
tion we are studying.
The phenomenon of cross association comes about when a thought
or a fantasy in the mind of the analyst suddenly intersects a thought or
fantasy articulated by the patient, or vice versa. There are numerous in
stances, of course, where this intersection can be easily accounted for on
the basis of the fact that the analyst, who is not concentrating too in
tently on what the patient is saying but following with “free-floating” at
tention, is identifying himself with the patient to the extent that the
latter's associations may stimulate sympathetic chords so that the analyst
will respond associatively with thoughts or fantasies that are derivatively,
even though cryptically, related on a demonstrably nontelepathic basis.
In many cases, however, it is impossible to account for the observed cross
association on such a basis alone, even though the conventional explana
tion may carry us part of the way. The organism always acts with utmost
economy of function, and the telepathic process can generally be ob
served to utilize whatever ordinary stepping stones lie to hand; but there
comes a moment, just as when two electrodes approach that distance
from each other at which the potential is able to snap the current across
the intervening gap, when the spark occurs, and one can retrospectively
observe that to achieve this spark, the patient, the analyst, or both—as if
influenced by some unseen force—have been pulled slightly (sometimes
greatly) out of the line of their expected individual orbits.
A simple example will serve to introduce us to the phenomenon of
telepathic cross association.
I had just come from a conference on hypertension and coronary
thrombosis. During an analytic hour I began to ponder the question of
differential organic neurotic adaptations. Why hypertension or coronary
artery spasm in some cases and convulsive seizures or migraine in others?
All have the factor of repressed aggression. So has the obsessive and de
pressed middle-aged patient on the couch before me; yet he has no phys
ical symptoms and no clinically demonstrable organic difficulty. How is
it that with his lifelong neurotic conflicts he has still managed to escape
organic injury? Perhaps he is the “silent" type who will one day get a
sudden coronary attack.
At this point my patient, who had been weeping and complaining
about his unhappy lot, said, “Why don't I die? Why don’t I simply get a
heart attack and die? Others do. The trouble with me is that I’m so
damned healthy." This was a fantasy new to the patient. He often spoke
in an obsessive way about suicide, but never before, to my recollection,
about having a heart attack.
It would not be difficult to pass by this episode, if one noticed it at
all,4 with the feeling that it represented nothing more than sheer, mean
ingless coincidence (whatever this well-worn concept means). Neverthe
less here, as in most instances of this kind, there exist signs to indicate
that the probabilities against the event having occurred in a chance man
ner are rather high. First, as a closer scrutiny of the data will demon
strate, there occurs not one point of intersection between my associations
and the patient’s fantasy but two: heart disease and the question of dif
ferential adaptation in different individuals. (Note the patient’s remark:
“Others do [get heart attacks, why don’t I?]. The trouble with me is
that I’m so damned healthy.") Although these are potentially linked
4 One soon recognizes that in the process of becoming aware of such a “coincidence”
one has to work against a strong tendency toward a sort of isolation-dissociation. One
can only speculate on the number of such instances which never survive our repressive
defenses, the very mechanism which gives rise to the occurrence in the first place.
ideas, they are far from being necessarily so; so far as they occur together
in both myself and the patient, without a reasonable background for the
expectation of such an occurrence in the latter, the factor of chance, as
the elementary theory of probability tells us, is greatly reduced.
Next to consider is the matter of timing or temporal coincidence. If
the patient's remarks had followed my fantasy by a matter of minutes
one would not judge the occurrence to be in any way remarkable (al
though one might therein be wrong). One would expect both in the case
of dreams and in cross associations, that instances where the material of
the analyst and patient is related with such manifest and latent specificity
would be distributed with a certain temporal diffuseness if a chance fac
tor alone were operating. However, even allowing for corrections of ex
pected ebbs and flows in the trends toward mutual identification in
analyst and patients, and taking into account the greater difficulty of
perceiving and integrating material separated in time, such is not the
case. The fact is that we do not find what we might expect to occur on a
chance basis: namely, a striking similarity (i.e., beyond the usual results
of a common symbolic heritage) between the current dream of one patient
and the dream of another days or weeks hence, or an equally striking
relationship between what the analyst happens to be thinking at one mo
ment and what the patient says twenty minutes or a day later. Actually
we find these occurrences lumping up in a fashion quite out of keeping
with any hypothesized curve of chance distribution. In most instances, as
in the instance under discussion, the condition of absolute simultaneity
seems to prevail. Unfortunately, the precision of timing involved is a
factor of such delicacy that its effect can scarcely be communicated. One
has to experience repeatedly this sensation of simultaneity before one
comes to the realization that such exquisite timing is integrally a part of
the telepathic process and is rarely, if ever, approximated by even the
"straight" unconscious.5
The final factor indicating that the probabilities against the chance
occurrence of an event such as we are considering are rather high, is that
this "coincidence" can without difficulty be patternized or interpreted in
a manner completely in conformity to our accepted notions of the dy
namics of the transference-countertransference situation. In the present
instance the patient is reacting to my repressed hostility toward him (dis
guised by my associations which, when analyzed, add up to the fantasy:
"Why doesn’t this troublesome, complaining fellow get a heart attack
c The one exception seems to occur in instances in which the analyst is the per
cipient of the patient's preconscious thoughts, and where the direction of telepathic
flow, so to speak, is from the patient toward the analyst. Here it often happens that
the analyst, who may otherwise be rarely given to obsessive thought tendencies, may
find himself strangely ruminating a thought or fantasy for a few seconds or even a min
ute before the circle is suddenly broken by the patient's intersecting thought. It is as
if the analyst begins to react when the thought enters the patient's preconscious and as
if he is compelled to hold obsessively (and often in a peculiar, ego-alien way) to this
thought until the patient releases his provoking material into consciousness. At this
point discharge occurs and the analyst is suddenly liberated from his obsessive preoc
cupation. But even this is widely different from anything we might expect on a chance
distribution basis.
and leave me in peace?”) by developing a fantasy of typical masochistic
compliance (“Very well, I will get a heart attack, if that's the way you
feel about me!"). Such an interpretation happens to fit this patient's char
acter structure squarely, and certainly does no violence to my feelings in
the matter, as every analyst who has had a patient of this kind will read
ily understand. The reader will recognize that it is not as easy to contrive
an acceptable analytic patternization of events linked at random as the
opponents of psychoanalysis, who customarily raise this objection to
analytic interpretations, may imagine. Obviously this condition applies
with equal force to presumptive telepathic events.
The following is an example of cross association with features some
what similar to the first.
During an analytic hour, my eye catches a volume of Baron's History
of the Jews standing among other volumes between book ends on the
mantelpiece. I remind myself that I should start collecting notes for a
study of anti-Semitism that I have in mind. I recall the article on this
subject that I read last night in the Encyclopedia Britannica. The name
of the author, Wolf, comes to my mind and nests there for a moment or
two somewhat obsessively, as if there were something strange about it. It
is not a specifically Jewish name, and I wonder if the author is a Jew. I
resolve to get a copy of a larger work by this Wolf, a work cited in the
bibliography.
At this moment the patient mentions that he was paid a visit the day
before by a woman who had just brought her daughter from a Mrs.
Wolfs dancing class. This amuses him. “That's what you have to look
forward to, doctor: your daughter going to Mrs. Wolf's dancing class. I
guess that's the thing for all well-bred Hebrew girls to do." He laughs at
this fantasy.
What is striking here is not simply the fact that the patient mentions
a name of which I am thinking; it is the fact that he mentions the name
in connection with the Jewish question, which I am also thinking about
in relation to this name. With this coupling the anti-chance probability
rises considerably since neither in the case of the patient's association of
the name Wolf with the Jewish question nor in mine do these two ele
ments have as high a degree of the self-determinating, non-random
linkage factor as it might at first appear. A moment's reflection will reveal
that I could have thought of the anti-Semitic question in a hundred ways
without having dragged in Mr. Wolf. As a matter of fact, I need not even
have thought of the problem of anti-Semitism at all, since this is scarcely
a direct and inevitable consequence of my eye having spied a volume on
Jewish history. Then again, we might ask why in the first place my eye
singled out this volume standing inconspicuously, from the standpoint
of size, color and position, with eleven others on my mantelpiece. In the
case of the patient's association, an even greater looseness in this kind of
determination would seem to have obtained.
The episode under consideration becomes significant in the light of
other, behind-the-scenes factors related to this telepathic interchange be
tween the patient and myself. The aspect of the anti-Semitic question
which interests me in particular is the degree to which the socially am
bitious Jews who attempt to identify with the traditions and social values
of the Gentiles have to repress their fear of and hostility to the latter. I
believe that this common tendency has unexplored consequences leading
to an increase in the anti-Semitic potential and resulting in a vicious
circle which can never be broken until the hidden aggressions are once
again found and, as such, given adequate and vigorous expression in
overt social and political activity. I have been particularly impressed
with the difficulties experienced by any Jew who has not become fully
conscious of where he stands on this question in achieving a satisfactory
measure of personal and social integration.
My patient, a Jew, is a Gentile camp-follower. His notion of social
success is the extent to which he can make himself indistinguishable from
the Gentile and be accepted by him. Yet the closer he comes to this ideal
the unhappier he is. He frequently pokes fun at himself in this regard
but cannot yet free himself from this neurotic compulsion.
In his remarks during this episode, besides poking fun at himself and
his friends, the patient is also twitting me. In effect he is saying: "You,
too, Doctor, will be finally unable to withstand the social pressure. Don't
fill your head with theories on the Jewish question. When your daughter
grows up you too will be taking her to dancing class along with all the
other ‘well-bred' Hebrews." His choice of the term "Hebrew" instead of
"Jews," incidentally, points up the incongruity he means to suggest.
In this instance all the signs indicate that the direction of telepathic
flow was from the patient to me: that I, in other words, had perceived
telepathically something that was in the patient's preconscious which he
was about to communicate to me. It is possible that I have developed a
reaction formation on the Jewish question and find the notion that I
might "sell out" an unpleasant idea against which I must defend myself
by protesting the opposite. This I accomplish by responding to the pa
tient's preconscious accusations with the thought: "You are quite wrong.
So far am I from selling out that I am even now preparing a study which
will prove that such a tendency is disastrous all around." The episode
reveals to me, however, that I had better analyze my reaction formation
before I proceed very much further either with my projected study or
with the analysis of this patient in relation to whose conflicts, it now be
comes clear, I am not sufficiently detached.
VII
One can observe that in the telepathic interplay between analyst and
patient there is no special type of material that favors the development
of the telepathic process more than any other, unless, of course, it hap
pens to be related to those complexes in himself with which the analyst
may have most difficulty. Still, this will occasion only a statistical pre
dominance of one type of material, not the qualitative exclusion of other
kinds, and one finds that repressed material of all categories—sexual,
aggressive, oedipal, preoedipal, narcissistic, etc.—can be thrown into the
spotlight through emergence in a telepathic episode. At certain times
one is likely to find one type of material coming to the fore, other types
at other times, a circumstance which provides us with an invaluable tool
for self-analysis and the stabilization of the countertransference.
One of the difficult conditions of analytic practice is the negative
phase of transference during which the patient may attack the analyst
with unremitting fierceness. In such a circumstance, the analyst, despite
his general understanding of the situation and the buffering effect of the
interpretative process, may have to repress an impulse to defend himself
or retaliate. A consequence of such repression least harmful to both pa
tient and analyst is that the latter's counterhostility be transformed into
keener analytic activity which, of course, satisfies his aggressive needs at
the same time that it provides for him a means of vindication. The fol
lowing is an example in which the analyst in such a circumstance is pro
voked into telepathic percipience.
A patient reported a series of dreams in which a central theme was
her unwillingness to accept her lack of a penis. In the first dream she had
a broken front tooth, and her angry feeling in the dream was that where
as other women might make the best of such a defect, she was not going
to put up with it. In the second dream she was in a Red Cross blood
bank giving blood in memory of a male acquaintance in the army who
had been “reported missing.” Instead of giving the usual pint, she gave
just a small amount, and the blood was thin and watery. (Menstrual
blood “in memory" of the missing penis.) In the third dream she was in
the bathroom with “Betty" X. and was looking for a thermometer which
she found hidden in the bathtub drain pipe. (Concealed penis, anal
equivalent.)
The patient reported these dreams in rapid succession, not pausing to
associate to any of them on the way. Immediately thereafter she launched
into a sniping attack on my technique, my competence, my soundness,
etc. After a few minutes of this I interrupted her to point out that her
dreams indicated how keenly she felt the lack of a penis and that this was
somehow related to her need to act in a castrative way toward me. I sug
gested then that we return to her dreams for a more detailed analysis of
their contents, whereupon the following exchange took place.
I: “Now who is this ‘Betty* you refer to in the last dream?"
Patient: “Her name isn't ‘Betty/ it's ‘Bessie/ "
I: “Oh—I was giving her name Ye Olde Tea Shoppe touch,
wasn't I?"
Patient: “As a matter of fact she spells her name B-e-s-s-y-e." (Pause.)
“I guess that is Ye Olde Tea Shoppe touch if ever there was one."6
6 This is an example of how the analyst can be provoked into saying something
quite superfluous and out of place from the conventional technical standpoint, as if
motivated by an unconscious compulsion. Holl6s cites a similar instance.
Here quite obviously, I was reacting to the patient's castrative attack
by exhibiting my intellectual phallus (telepathic percipience). At the
same time, however, and as a result of gratifying my repressed sadistic
retaliatory impulse, I had stumbled upon something of crucial im
portance which the patient was attempting to conceal behind the ana
lytically imposing facade of a series of dreams whose very obviousness
should have invited suspicion. This crucial point was precisely what lay
concealed behind the seemingly innocent change from “Bessie” to
“Bessye" (“Ye Olde Tea Shoppe" touch). It is possible that the patient
might not have mentioned the point had I not reached down and dragged
it out in this manner.
The change in this name from “i" to “y" in either printed or written
form signifies the substitution of a penis for a vagina, as a study of the
basic shape of these letters will indicate. It is, however, a change that is
camouflaged behind a seeming move in the direction of increased or in
tensified feminity. Yet the entire “Ye Olde Tea Shoppe" idea is really a
burlesque of true femininity behind which lies an aggressive snobbishness
that can be used quite castratively, especially against men. This was pre
cisely what existed in the patient as a very subtle, deeply rooted and per
sistent trend, something which had come up again and again in the
analysis and which in the past the patient and I had come to refer to as
the “parasol, lavender and lace" complex. The patient had many sadistic
ways of exhibiting this trend, while concomitantly utilizing it to buttress
her inflated notions of exclusiveness and superiority over the common
run of people. Now, through the analysis of this dream in which “Bessye"
(with whom she identified) was with the patient in the bathroom where
she found her concealed, anal penis, it became clear that not only was
this “Ye Olde Tea Shoppe" or “parasol, lavender and lace" touch an at
tempted repudiation by the patient of her concealed anal gratifications
(which were penis substitutes) but it was also a direct compensation for
her lack of a penis, just as Bessie compensated for her lack by changing
her name to Bessye. (It should be mentioned that the patient had
changed her name from a Semitic to an Anglo-Saxon one which, in con
nection with her social ambitions, was just as much a compensation for
her lack of a penis as the change from “Bessie" to “Bessye.") As it turned
out, Bessie's name change and what it represented was the only reason
for the use of “Bessye" in the dream.7
This brings us to a final factor in the telepathic interplay between
me and the patient in connection with this name change. While the pa
tient's attack on my analytic competence had clearly dealt a blow to my
narcissism, another area of vulnerability in me has to do with my name
“Jule," which is weak and feminine instead of strong and masculine like
“Jules" or “Julius." My name has often occasioned joking remarks (par
ticularly by women who are eager, like the patient, to expose some fem
inine weakness in me) and I not infrequently get circularized letters
7 I have invariably found that where a woman has preferentially adopted a "y” in
place of an “i” or “o” in her name (e.g., as in Edythe, Caryl) observation will disclose
a strong but usually inverted penis envy throughout her entire character structure.
This may also, curiously enough, be observed in the case of men.
addressed to “Miss Jule—.” The full import of my telepathic percipience
in this instance, thus, is not only my effort to vindicate myself and punish
the patient for her attack, but my attempt at the same time to demon
strate my superiority in a particularly appropriate and cutting way. This
is accomplished by a telepathic perception in which I demonstrate my
prowess, expose a hidden character weakness of the patient arid, at the
same time, finally hold up to her the fact that in my case only my name
is feminine whereas in her case no matter what she does to a name or its
equivalent she cannot really get a penis.
VIII
A study of the finer currents of the transference-countertransference
relationship as they manifest themselves in telepathic interplay reveals
that the therapeutic relationship between analyst and patient is not al
ways a one-way affair with only the analyst in the role of therapist; there
are instances where, on the inarticulate, unconscious level of thought
transference, the therapeutic balance is tipped in favor of the analyst.
One gets the impression that the anxiety potentials in the analyst and
patient exist in a free fluid state constantly striving to achieve equilib
rium, with the analyst unconsciously seeking out in the patient the neu
tralizing areas for his own anxieties at the same time that the reverse is
going on. The use of the patient for these purposes by the analyst is, of
course, a well-known phenomenon that is looked upon ordinarily as a
perversion of the analytic relationship. However, in so far as the analyst
is a human being striving for the satisfaction of his needs, it is not an
easy matter for him to keep his strivings from seeping into “the sessions
of sweet, silent thought,” however much they are inhibited in the more
overt aspects of practice. The following is a relatively simple illustration
of this phenomenon.
At the start of the hour a patient began to talk about his young son's
upper respiratory infection which had just been controlled by sulfadi
azine. My attention began to wander somewhat and my thoughts turned
to a matter apparently provoked by my eye just having rested on Pro
fessor X.'s book on psychotherapy which was wedged into place on one
of the shelves at the far side of the room. It was a bad book, and I re
called the scathing review of it which I had written. What somehow
seized the center of my thoughts at this moment was a parenthetical re
mark in this review that had been deleted by the cautious editor. “Psy
choanalysis,” I had written, “is referred to by the author as ‘mental
liquidation' (where he picked up this banker's cant, he does not state).”
I smiled to myself as I recalled this remark about “banker's cant” but
silently conceded that the editor had been right to delete my envious
allusion to the fact that the professor must have had bankers as patients,
a fact widely known.
My thoughts must have been somewhat obsessively revolving about
this circumstance for a half-minute or so when the patient began to tell
me a dream of the night before in which he was standing on a station
platform with Herbert Hoover to whom he was giving a few pointers on
administration, explaining to the ex-president why he had missed his
chance of becoming historically great. The patient laughed in some em
barrassment on recounting this dream and insisted on immediately giv
ing me its background in order to demonstrate that the idea of his chat
ting with Hoover was not such a grandiose delusion as it might seem
from the dream. He explained that on the preceding evening he had had
two bankers to dinner, friends of his of long standing. They had talked
of the fact that a few evenings before they and other bankers had been
to a dinner with Hoover at which certain matters of party policy had
been discussed.
The unconscious interplay between the patient and myself in this in
stance would seem to have followed the pattern of purposive behavior in
so far as the psychic apparatus acts in a way to reduce tension. Here my
needs are met by the immediately forthcoming associations of the patient
which provide a reassuring fantasy for my frustration at not having
wealthier people or even bankers as patients. “Some of my best friends
are bankers,” the patient informs me. “If you treat me nicely, perhaps
some day I will send you one as a patient.” It should be stated, of course,
that I had had no idea that my relatively new patient traveled in such
circles since he himself was a teacher with, as far as I knew, an essentially
middle-class and somewhat liberal background.
The question occurs as to whether the patient's information about
his circle of acquaintances would not have given me just as much of a
lift without my prior preoccupation with bankers and “banker's cant.”
What economy of function, in other words, was served by my setting up
a situation of tension in order, apparently, to meet the patient's tension-
reducing device half way? It is as if my reservoir of latent anxiety, like an
electro-magnetic field, were capable of transiently developing high po
tentials in those areas close to an avenue of possible discharge, with a
temporary redistribution of anxiety being effected in order to develop
the optimal concentration at the point most suitable for this discharge.
This kind of behavior may be observed again and again, but I am afraid
that answers by analogy to the questions it raises cannot be very satis
factory.
There is another aspect of this cross association that is of sufficient in
terest to warrant mention. This is the fact that although I had not con
sciously thought of my review of Professor X.'s book for a long time, I
cannot recall ever in the past having thought of it without a twinge of
regret and perhaps resentment at the deletion of my “choice” paren
thetical remark. How does it happen that when it springs to mind at the
current moment, I finally bestow upon the editor absolution for his
crime, think of the deletion with no resentment, applaud the editor's
superior tact and smile at my own envy and bad taste? Had a genuine
therapeutic progression taken place for my attitude to have changed as it
had? It might at first appear that a “working through” had occurred.
Reference to the patient's forthcoming associations, however, and taking
into account the assumption that I had telepathic access to them, would
indicate that no real insight or working through had occurred in me any
more than it can be said to occur in a miser who tips his porter a half
dollar just after he has learned that he has inherited a fortune. In my
instance, I am finally permitted to think with some charity of both the
author and the editor simply because I too am about to learn, as it were,
that I may some day inherit a banker. (The patient, I am afraid, was
clearly resorting to tactics of reassurance therapy instead of forcing me
to analyze out the deeper unconscious determinants of my attitude.)
Not all cross associations are as comparatively simple as the ones cited.
Sometimes they are extraordinarily complex, involving besides the ana
lyst two or three patients severally participating in an equilibrating sys
tem that moves across the analytic day with the analyst at the vortex and
the others being drawn in one by one, all giving to the system according
to their capacities and taking according to their needs. I have at hand,
as I write, the detailed and extended notes on one such telepathic series
that I had intended to include in this communication because it illus
trates very well the temporary reversal of roles in the analytic situation
and demonstrates conclusively that the two patients involved were giving
me a much needed supportive therapy. However, my better judgment
now warns me to forego such an extravagance and to omit the exposi
tion of this series since, when I identify with the reader (who, I realize,
does not have at his finger tips the interstitial data and background in
formation that I unconsciously call upon and use), I find myself ex
tremely hard put to follow the threads of the projected demonstration.
In any case it cannot be too frequently emphasized that the outstand
ing characteristic of practically all telepathic occurrences as seen in
analysis is the involvement of the analyst himself to the extent that his
repressed, affect-laden material therein relates itself dynamically to the
repressed material of the patient. This material, as Holl6s pointed out,
may be held in repression at any and all levels of the psychic apparatus,
from the preconscious to the deep unconscious, and has its derivatives,
naturally, in all temporal and topographical aspects of the individual.
Although frequently the case, the repressed material of the analyst need
not always be “identical” with or similar to that of the patient so long
as the one can function in relation to the other in such a way as to re
duce anxiety in one or both. The one apparent exception to the rule that
the analyst, if he search deeply enough, will always find himself involved
in the telepathic occurrence in analysis, is where two patients dovetail
in a telepathic dream or dreams without seeming to involve the analyst
in the transaction except as a passive middleman. There seem to be in
stances in this category in which the analyst can still find himself unrep
resented after an honest and thorough search of the data. Yet even here
it would be safer to consider the exception merely “apparent,” pending
further investigation. The following is a relatively simple example of an
occurrence of this nature which initially appeared as if it might be one
of the exceptions but which later turned out to follow the general rule.
A woman patient in analysis reported the following dream of the
night before: “I was in a vegetable store. I said to the clerk: 'Give me
two potatoes—what am I saying—I mean two pounds/ " An analysis of
this dream based exclusively on this patient's associations and day's resi
due indicated that its meaning was precisely what one would have im
mediately suspected from the transparent manifest content: the patient
would like to obtain male genitalia. Curiously, despite the simplicity and
seeming transparence of the dream's manifest content, it had been elab
orated from a great amount of overdetermined latent material which had
been dealt with by distortion, displacement, condensation, etc., just as if
the manifest content had been cryptic and complicated. One wondered
what all the fuss was about. However, the analysis of the dream did
serve to demonstrate conclusively that the patient (whom I knew in any
case to have a strong penis envy) wanted testicles—not breasts or ovaries.
Two hours later a male patient in analysis reported the following
dream of the night before: ‘ I was a grocery clerk in some store selling
shredded wheat, grape nuts, etc ” This patient suffered from sexual im
potence associated with an intensely passive, dependent attitude toward
life. I had frequently pointed out to him that despite his conscious
protestations to the contrary, he would not welcome the return of sexual
activity but would unconsciously do everything in his power to maintain
a state of genital quiescence and inactivity. To demonstrate my point I
had arranged for him two days before to have an injection of male sexual
hormone, which he had long requested me to do. Several hours following
the injection he began to experience intense anxiety and telephoned me
in a panic to be reassured that the physician who had injected him had
not made a mistake in the dosage (a point to which I shall refer later).
During his hour on the day of the dream (i.e., the hour preceding the
one in which he reported the dream) I had pointed out to the patient
that his anxiety could not have been due to the chemical stimulation of
the hormone, since this would not have taken effect for several days to
come, but was due to the inner threat that it might work. This was a dis
turbing prospect not only because of his castration anxiety, but also be
cause it would mean, by implication, that he might have to relinquish
the infantile, passive way of life to which originally he had regressed as a
secondary compensation for his genital inactivity but which now had
achieved a powerful momentum of its own.
This patient's dream taken by itself would seem simply to be an at
tempted repudiation of the passive, dependent wishes that I had cited in
him: “I do not wish to be served on an oral, infantile level,” he would
appear to protest; “on the contrary, I wish to serve others in this fashion.”
Taken in conjunction with the dream of the first patient, however, this
dream exhibits a concealed self-castrative wish (Rado's “riddance reflex”)
in complete conformity with my interpretation of the day before. When
my female patient expresses a dream wish for the male genitalia, this pa
tient says, “Here, I'll give you mine (grape ‘nuts').” When this interpreta
tion was communicated to the patient, along with the evidence that had
made it possible, he responded with an immediate confirmation by re
calling fantasies of self-castration that he had never before brought up—
not even, strangely, during the analytic sessions of the preceding days
which had dealt with the same trends.
Here was an instance where I found it difficult to plot my own posi
tion along the ordinate of my female patient and the abscissa of my male
patient. Conceivably I might have managed to work myself in somewhat
hermaphroditically since, at the very least, I was in any case involved
with the attitudes of each patient in the transference situation and the
oretically should not have found it too difficult to find somewhere in my
unconscious a corresponding set of anxieties to each. However that may
be, the fact remained that any latent anxieties in these areas that I might
have had were not discoverably in evidence at this time, since a careful
search among the data failed to reveal one specific reference to me and
my problems.
With some apologies for the manner in which this exposition must
unavoidably be organized, I wish to return now to an aspect of the
dreams and their interrelationship which is brought to the fore by the
item we temporarily shelved a while back: the matter of injection and
dosage. As we stated earlier, the first patient's dream—as it stood—had
been elaborated from an imposing mass of overdetermined latent mate
rial from the experience of the patient herself; and we apparently had no
need to borrow from other sources in order to render it completely in
telligible to ourselves and to the patient. When the second patient's
dream was reported, it appeared at first blush as if it were solely and ex
clusively a dependent, parasitic structure, deriving its entire life and
meaning from the manifest and latent material of the first patient's
dream and contributing nothing in return. It appeared, in other words,
as if the first patient's dream—a distinct and unified entity in itself when
annotated by the patient's own associations—could have been dreamed
at exactly the same time and in exactly the same terms had not the second
patient even existed, whereas the second patient's dream manifestly
hinged on that of the first. If this were so, such an event, contradicting
the rule of telepathic reciprocity, would pose a problem of considerable
theoretical significance.
Actually, deeper study of these dreams revealed that the first was not
as independent in its derivation as it had appeared to be. One of the
latent sources of this dream had been an experience of the patient on the
day of the dream. She had gone to the grocery store with the idea of
buying one hundred pounds of potatoes. When she got there she decided
to buy only ten pounds because the weather had become warm and she
feared that the larger amount would spoil. But the sudden change in the
weather had also provoked another thought in the patient: soon she
would have to exhibit herself on the beach. This was always an unpleas
ant thought because it meant unconsciously: “Everyone will see that I
have no penis, that I am only a woman.” In the dream one thought dis
places the other but utilizes the same mechanism of adjustment to the un
conscious requirements of the situation: “If I can handle one situation by
asking for ten pounds instead of one hundred, why cannot I meet the
other threat provoked by the warm weather by making a seeming slip
and asking for two potatoes instead of two pounds.” During the analytic
hour in which the dream was reported the patient made several puns and
showed a tendency consistently to sink into slang expression. This was so
marked that the patient herself commented on it. This trend was, as it
were, an extension of the dream pun (potatoes: testicles) and provided a
clear hint as to the mechanism on which the dream elaboration hinged,
as well as seemingly explaining the meaning behind the manifest dream
element “what am I saying ” (The element of transformation and magic
substitution contained in punning is often at the roots of such a tendency
in women with a strong penis wish.) At the time this dream was ana
lyzed, the foregoing material appeared completely adequate to account
for the elements found in the manifest content, especially when taken in
conjunction with other of the patient's associations (potato races, her
unusual competitiveness, prizes, her compulsive need to search for four-
leaf clovers) and a slight bit of acting out (a confessed unwillingness to
take off her jacket during the hour despite the heat). What did not reveal
itself at the time, however, was a thread of latent data that I did not per
ceive until after I had already communicated to the second patient the
interpretation which seemed—even as it stood—adequate enough. When
the data were subsequently combed, the following striking and hitherto
unsuspected correspondence emerged, throwing a new light on the ques
tion that had arisen in my mind. During the first patient's summer holi
day almost a year before, she had asked a young country doctor to give
her an injection for hay fever (which, in her case, had a strong phallic
component). Through some slip a mistake had been made in the dosage,
and she received in a single injection ten times the correct amount, an
error that almost brought on a state of shock. Although the patient did
not bring this up in association to the dream element of a slip involving
metrically related amounts, I now recalled the episode in connection with
the second patient's injection and his frantic telephone call to ascertain
whether a mistake might not have been made in the dosage. It became
clear from this that the first patient had made use of this event and had
woven it into the already firm fabric of her dream by substituting it for
her metrically overdosaged injection of the past summer. In other words,
if any male sexual hormone was being given out, she wanted to be in on
it, and if any slip in dosage was being made—well, as long as it was male
sexual hormone, the more the merrier.
Thus we see that an apparent exception to the rule of telepathic
reciprocity has lost its claim to be an exception when a more detailed
analysis of the data was undertaken. And if the reader now spies what
else has emerged from the additional data, he will see at once that an ex
ception to another rule has fallen by the wayside: namely, the analyst is
involved in this interplay after all. It is all too clear now that the first
patient also wanted an “injection” from me, and that the reason I prob
ably repressed any sexual response to her was because she did not want
the “injection” as such (this is a painful, not a pleasurable business to
her) but only as a means of extracting from it the phallic potency it
might bring. Thus I find that my castration anxiety, which initially I
had thought was not in evidence in relation to this telepathic episode,
was present after all, conscientiously guarding my integrity and seeing to
it that some one else was found and pressed into service as a sacrificial
victim. A final survey, then, of what I as an active and reactive middle
man had engineered would seem to indicate that I had thereby done
each patient a disservice. But it allows me to hold with more conviction
the impression that I have mentioned earlier: future investigation may
reveal that no telepathic occurrence in analysis, even in the category of
the reve a deux or a trois among the patients, excludes the analyst and
his repressions from taking an active role therein. And I should not
neglect to mention, finally, that where my dreams get mixed with those
of patients, I always turn out to be heavily involved, as one would natu
rally expect, no matter how tenuous the linkage might at first appear
from an examination of the manifest contents. Fortunately, I have no
occasion to cite this material since the principles involved are sufficiently
explicable in terms of data to some degree less personal.
IX
The reader can gather from the foregoing examples that the func
tional range and complexity of telepathic phenomena far transcend what
may be simply subsumed under the term “extrasensory perception,” and
for this reason it might be wiser to continue with the term “telepathy,”
faulty though it may be, until a better one suggests itself. Telepathy, in
other words, is no more a matter of isolated, dissociated perception than
is any other purposeful human activity: it is obviously a thoroughgoing
part of the total behavior of the individual, suited to his homeostatic
needs, and capable of—in fact, necessarily—integrating itself into the
main currents of his life and being. No mere concept of the unitary
“mental” function, in the tradition of the older, elementalistic psy
chologies, can cover the dynamic gestalt of fantasy, emotion, activity
which we see exhibited in these phenomena, any more than it could the
complexities of individual behavior that psychoanalysis has formerly de
scribed. As a matter of fact, once we have grasped the reality of the
telepathic unconscious, it becomes immediately clear that we cannot
make a division between one side of life that has telepathic determinants
and another side that has not, any more than we can say that the uncon
scious is at work in one set of human activities but not in another. It is
simply a question of quantitative and qualitative relationships that have
yet to be fully explored.8
8 For example, it is no more mysterious or supernatural for a telepathic stimulus to
occasion an asthmatic attack or any other set of physiological events than it is, on one
hand, for a telepathically perceived stimulus to be reacted to in a dream, or, on the
It would not be difficult to speculate widely about the possible im
portance of telepathy in a fuller understanding of psychiatric, psycho
analytic, biological and sociological problems. For the present, however,
I prefer to remain within short tether of the data as observed in analysis;
beyond this, every man to his own fancies.
As far as analysis goes, an understanding of telepathic behavior seems
to place in our hands an instrument of definite potentialities at the same
time that it points unmistakably toward certain ultimate limitations in
our ability to perceive and comprehend the psychological activities of
the patient. The promise of the instrument lies in the sharpened focus
with which we may in this way view the patient’s unconscious life, the
deepened background out of which interpretations can be communicated,
and the greater measure of control afforded the analyst in the transfer-
ence-countertransference relationship, where a feed-back system is an
urgent necessity. The limitations suggested are chiefly in the extent to
which we can expect to carry our analysis of dream material when we
realize the broadened scope of the background out of which the “day's
residue” can possibly be derived.
There are many instances in analysis where the use of the telepathic
hypothesis brings to light material that otherwise—at least at the time—
would appear not to be accessible to analytic approach. This is particu
larly true where the patient holds his deeper attitudes and feelings to
ward the analyst in such tight check that it is difficult even to glean them
from ordinary dream material. In such cases an analysis of telepathic
dreams has succeeded again and again in forcing the patient to face feel
ings which conventional analytic techniques seemed unable to bring to
the fore. Naturally this involves communicating to the patient the tel
epathic background of his dream and supplying him with the telepath
ically perceived data which otherwise he would be unable to bring to
consciousness and assimilate. One of the most surprising aspects of this
process is the reaction of patients to this type of interpretation: they are
not baffled or disturbed but seem immediately to grasp the core of the
situation as if it were an everyday experience, and repeatedly exhibit the
well-known evidences of a correct and effective interpretation—laughter,
delighted astonishment, confirmatory material, the resolution of a symp
tom. I have yet to discover a contraindication to this kind of interpreta-
other hand, for a nontelepathic stimulus to be reacted to in bodily terms, a circum
stance which is now accepted as commonplace enough. In analysis I have seen several
examples of psychosomatic developments on a telepathic basis where the dynamics
were no less clear—and no more mysterious—than in the instances of telepathy in an
alysis already cited. However, since these examples do not illustrate any basic prin
ciples beyond those already described, there is no need to include them in this paper.
tion, nor would there seem to be any limitations to its use other than the
discretion necessarily involved in touching upon the intimate secrets of
others, or the extent of the analyst’s reluctance to disclose details of his
own personal life. The tendency of the patients to make capital of this
“special” type of linkage to the analyst must, naturally, be analyzed along
with other aspects of their transference strivings.
The only instances I have seen in which interpretation based upon
telepathic data was even mildly disturbing occurred in the cases of two
obsessive neurotics. But in the case of one of them, a woman who was
severely crippled by her obsessional neurosis, such interpretations, it must
be said, were hardly more disturbing than other aspects of the analytic
approach: it was simply that anything which threatened to penetrate her
excessively intellectualized defenses was sufficient to provoke her scorn
and hostility. The other patient had an obsessive character neurosis and
the basis of her negative reaction turned out to be related to specific
childhood oedipal fantasies which had been deeply repressed. When this
was analyzed out in the course of telepathic dream analysis, a clear turn
ing point in the patient’s treatment was reached. Lest it be imagined that
something in the structure of the obsessional neurosis itself might render
difficult the use of interpretation based upon telepathic data, I should
mention that a third obsessive neurotic, a middle-aged man with classical
features of the illness, took to the telepathic aspects of analysis with
great ease.
As to the reactions of other types of individuals, it would be hard at
this point to delineate any outstanding differential characteristics. Nor
would it be possible to state that certain types of individuals are mark
edly more given to telepathic functioning than others, unless, perhaps, it
be those highly involved in the oedipus complex and having a good deal
of primal scene material in the repressed background.9 However, one
could not state without further study that these individuals function
telepathically to a greater degree than others; it may simply be that the
way in which their material is assembled and elaborated makes it easier
for the analyst to perceive the interrelated patterns. Since accustoming
myself to deal quite easily with telepathic material, I have not yet come
across an analytic patient who appeared without the capacity to function
telepathically, and my experience includes borderline psychotics and
epileptics, as well as neurotics. The phenomenon can also be easily ob
served in nonanalytic patients and even persons who come for single
consultative visits.
The question naturally arises as to what conditions in the analyst
would favor the emergence of comprehensible telepathic episodes in
0R6heim (XIII) brought out this connection in the case he described.
analysis. The answer probably is to be found in a study of the fluctua
tions of the analyst’s anxiety level and his characteristic mechanisms of
defense. Obviously, if the hypothesis relating to the role of active repres
sion in the analyst as a condition for the telepathic occurrence is correct,
an analyst who never experienced anxiety would hardly have occasion to
see the phenomenon; however, the peculiar conditions of analytic work
are usually sufficient to guarantee even the sturdiest practitioner a cer
tain percentage of off-key days. Holl6s stated, as an auxiliary demonstra
tion of his thesis in regard to the analyst’s role, that on days in which he
was for some reason anxious or in conflict, when everything went wrong,
the frequency of telepathic occurrences was so great that these seemed to
crowd out all other material. He felt reassured by the fact that fewer
instances seem to have occurred toward the end of his twenty years of ex
perience with telepathic phenomena. I cannot draw such a simple curve
from my experience. On days on which I am out of sorts or in sub
jectively felt conflict over some matter, I sometimes perceive few or no
telepathic occurrences in analysis; on days when I am active, have a sense
of well-being and am well disposed toward the world and my fellows
(that is, if I am slightly on the hypomanic side) I am likely to see as much
telepathy as under any other conditions. In the latter circumstance I do
not have less latent anxiety than when I am feeling less buoyant or out
of sorts, but my repressive mechanisms are probably working better. It
would appear as if the analyst’s role in the telepathic process followed
the curve of a parabolic function: too little free-floating anxiety would
not favor the emergence of the telepathic occurrence; too much might
block his perception. As to Holl6s’s assertion that he encountered fewer
manifestations of telepathy in his later years. I am inclined to think that
this may possibly be related to the natural waning of the biological pow
ers with age. Many types of data have led me to suspect that the tel
epathic function is more closely geared to the strength of the instinctual
drives, particularly the sexual, than are the more specific sensory func
tions.
The most important question to be settled in connection with the
role of telepathy in analysis is not the optimum degree of anxiety
or freedom from anxiety in the analyst but his genetic type of psycho
logical constitution and the way in which his anxieties are structuralized
and related to his defense mechanisms. The question this raises as to
whether or not the technique of analyzing telepathic material can ever
have general applicability will have to be settled by future research.
Whether or not the technique of analysis of telepathic material ever
achieves general applicability, the very fact that telepathic functioning
occurs at all—and this, I believe, can ultimately be proven to the satis
faction of most—must be considered seriously for the implications it
holds in regard to dream analysis. Freud maintained that the majority
of dreams in a difficult analysis are virtually unanalyzable by means of
the dreamer's own associations (83). This he attributed to high resistance.
“If the pressure is high, one may perhaps succeed in discovering what
the things are with which the dream is concerned, but one cannot make
out what it says about these things. Least of all can one learn any
thing from them upon the recurring question of where the dreamer's
wish-fulfilment may lie hidden." When one has studied many telepathic
dreams in which wish fulfillments are to be found in events occurring
outside the direct and immediate experiential scope of the dreamer him
self, one wonders if it is not a fortuitous occurrence when we do manage
satisfactorily to analyze a dream without these contributory factors, par
ticularly since the patients' resistances may attempt to utilize these very
elements for added concealment, not only from the analyst, but, of course,
from the dreamers' own egos. Fortunately there exist helpful signs to
indicate when a particular dream is apt to incorporate telepathically
perceived residues and under what conditions one should be especially
on the alert for these occurrences. This will have to be the subject of a
separate communication.
X
One of the greatest advances—to my mind the greatest—in the study
of telepathy and allied phenomena occurred when Freud made the simple
observation that psychoanalysis was capable of unmasking a telepathic
event which otherwise could not be recognized as such. In spite of this*
and perhaps because he lacked at the time the tremendous corroborative
value of the statistical work in the field which we now have, Freud re
mained somewhat ambivalent toward his own discovery. He was partic
ularly afraid of two things: that the future of psychoanalysis would
somehow be endangered if analysts became preoccupied with the “occult"
(V), and that the work might bring him once more face to face with his
old adversary—religion, perhaps in the sense that the data might be
seized upon by hungry religionists as proof that the materialist concep
tion of the universe has not given us a correct picture of reality after all.
That the facts of telepathy in any way endanger the accepted body
of psychoanalytic findings cannot be maintained. If anything, these facts
augment, extend and validate what we already know and in no instance
have they revealed anything that might run counter to what has been
solidly established. In certain questions, furthermore, as in the problem
of anxiety dreams in which wish-fulfilling or anxiety-controlling elements
appear to be absent, telepathy provides the necessary data to bring many
apparent exceptions within the scope of the general rule. But I do not
believe that this was Freud's primary concern. No one had a more abso
lute trust in the methods of science than he, and he repeatedly demon
strated his capacity to examine a new hypothesis with equanimity and
candor. What was of greater concern to him was the possibility that
psychoanalysis—should its devotees become known as trafficking in a
subject savoring of the black arts—might have on its hands a war on two
fronts when one was troublesome enough.
Such a possibility, nay, almost a certainty should a widespread inter
est in telepathy develop among analysts, cannot be lightly dismissed.
However, psychoanalysis is in a much stronger position to wage such a
war today than in its earlier years, first because it is at last firmly en
trenched behind its own achievements and fortified by its diplomatic
successes in many quarters, and second, because its fighting allies possess
greater numbers and are of a much different caliber than what they
could have been twenty or thirty years ago. We do not today have to
align ourselves with discredited crystal gazers and table-lifters; we are
amply supported by researchers of the highest academic standing.
As to the religious question, psychoanalysis armed with the data of
telepathy is in a much better position than ever before—and, I believe,
in a much better position than any other critical discipline—to sound
the death knell for all the superfluous hypotheses that have constituted
the rationalistic background of the religious view of nature. What psy
choanalysis has dealt with thus far has been the emotional origin of the
need for religion, and this, of course, will probably continue to be a
persistent factor in the future of society. But what psychoanalysis and
every other scientific critique of religion has hitherto neglected to deal
with is a considerable core of empirical fact woven into the texture of
religious doctrine which has immediate, personal significance to millions
upon millions of people. We need not (oftentimes, actually, we cannot)
attack these facts; but with the assumption of telepathy we are in a posi
tion to strip the deity of his few remaining uses to the faithful as a
conceptual middleman. When the data of telepathy are explored psycho
analytically, it can be shown that all evidences of divine mercy and love,
as well as of divine wrath, can easily be accounted for on the basis of
the unconscious telepathic interrelationships of mankind. Nor will the
survival hypothesis as it now stands (a hypothesis staunchly defended not
only by uncritical lay persons but by a great many scientists as well)
survive the spotlight of psychoanalytic investigation. Those who have
not studied the extensive data of cross correspondences compiled by
serious investigators in the field may imagine that it is an easy matter to
laugh away the idea of survival on a priori or other grounds. It is not.
I was surprised to find that the hypothesis is buttressed by a good deal
of provocative evidential material and that its demolition would require,
in fact, at least one missing link. But even now that link can be supplied
by the assumptions of both psychoanalysis and telepathy, or rather by
the possibilities of telepathic phenomenology as revealed through psycho
analytic study (140). All in all, psychoanalysts may be assured that
the study of so-called paranormal psychological phenomena can only
strengthen that view of man and nature which science in general and
psychoanalysis in particular has revealed to us.
Freud concluded an early paper on telepathy by citing the remark
a certain sexton used to add to his recital of the story of St. Denis, who
allegedly, after his execution, picked his severed head up in his arms
and took a step forward with it: “In cases of this sort," the sexton
would say, “it is the first step that counts." It is possible that Freud was
too hopeful in this instance and that many more steps will be needed
before people will take kindly to a hypothesis as unwelcome in its way
as psychoanalysis itself was. Fortunately we shall not be called upon to
convince anyone that an individual can function without his head—
merely that he frequently, as it were, makes good use of someone else’s.
Chapter 23
THE DREAMS OF TWO PATIENTS IN ANALYSIS
INTERPRETED AS A TELEPATHIC
REVE A DEUX*
By JULE EISENBUD, M.D.
6 Experience with telepathic phenomena has convinced me, as it has many others,
that time is an artefact belonging to the ego and simply- exists in the realm of events
which is structured by the ego. Other analysts have arrived substantially at this opinion
without using the telepathic hypothesis, notably Bergler and R6heim, in their article
on the “The Psychology of Time Perception” (10).
Chapter 24
"I was taking my girl out to dinner. She ate about seven dollars'
worth of food and my meal only came to two dollars. I was rather mad
but said nothing about i t ”
B.'s resentment at what women demand of him, shown in this and in
the previous dream is the reverse of his constant disappointment that
women do not give him enough. In each dream he used a current sup
pressed disturbance of mine to declare a feeling he usually denies.
I began to think that my wish for telepathic experience was realized
and expected each new domestic vexation to be reflected in a patient's
dream. This did not happen again until months later, when I was think
ing of matters other than telepathy.
One Saturday evening I visited a street and neighborhood previously
unknown to me. What happened there bothered me because it reminded
me of other occasions I wished to forget. That same week end a patient,
D., dreamed that he was in that same street.
He said he had lived in that street as a boy. His father's funeral had
taken place there. D. had an outspoken transference to me of a docile
boy to a tyrannical father. He had been angry with me as he felt the
analysis was driving him to maturity. He had not dared to show or even
recognize this anger until it was revealed by the association with his
father's funeral. An emotion which he wished to hide was declared by
mentioning a locality I wanted to forget.
Though other dreams occurred about this time which suggested te
lepathy, I choose only for demonstration those where there was no pos
sibility that the dreamers could have inferred their knowledge of my
mind from details seen or heard as they came into my office. All of these
telepathic dreams have some common features.
1. All but one occurred when I had a special attitude toward te
lepathy of slightly suppressed eagerness to participate.
2. They occurred only in patients resistive to analyzing their trans
ferences.
3. The manifest content of the patients' dreams relating to my life all
had unpleasant connections for me, and I had decided to suppress each
of them. They appeared in the dreams connected with the patients'
anxieties.
4. The incidents occurred in the patients' dreams at exactly the same
time I was trying to avoid them.
Why telepathic phenomena became recognizable in the dreams of my
patients, and why they appeared frequently at a certain time and seldom
at others would seem to be connected in time with my wish to participate
in telepathic happenings. This wish had only been fulfilled very occa
sionally in reality. I had excluded it from conscious fantasy.
It is probable that this wish in operation helped overcome the
anxiety which would usually prevent me from recognizing the repressed
content of my own mind in the dreams of others. It is possible that this
wish, communicating itself by means not yet understood, told my pa
tients, “Here is a matter about which the analyst is particularly vulner
able. You can hurt her by mentioning it, while at the same time pretend
ing to please her with telepathic knowledge." As the wish became ful
filled, the telepathic phenomena ceased.
Many speculations have been made regarding the nature of telepathy.
Saul quoting Alexander (XVIII) says, “One possibility among others is
that perceptions once operative have been lost or overlaid due to domes
tication and the development of the intellect along with other animal
powers such as the sense of smell." Thouless and Wiesner (187), non-
analytic writers, offer a similar hypothesis.
The same idea may be considered in neurological terms. Before their
sensory and motor apparatus were differentiated, our primeval unicel
lular ancestors displayed irritability, the faculty of reacting appropriately
to variations in their environment. It is immaterial whether they were
affected by the radiations to which we respond now or by others. Early
the evolutionary process altered amorphous free swimming creatures into
beings with something like a head and a tail, a fore and an after end.
Greater importance was given to stimuli upon the end connected with
alimentary intake and aggression rather than to those affecting the
eliminative and more passive part of the organism. Prototypes of tactile,
olfactory, auditory or visual organs appeared at the forward end. A nerv
ous system was developed to interpret and to produce reactions suitable
to the information these receptors predominantly provided. Stimuli from
other parts arising from the innate irritability of the organism were
redundant. The reflex paths of the nervous system were not designed to
deal with them. Such stimuli therefore had to be ignored.
The persistence of early extrasensory perception might have hindered
development. If men could have communicated by simple telepathic
means speech with its cumbersome use of symbols and concepts would
have been unnecessarily laborious, and never elaborated. Awareness of
one another's naked erotic and aggressive impulses which telepathy of
fered had to be repressed when men became communal beings.
Chapter 25
TELEPATHY IN ANALYSIS*
A Discussion of Five Dreams
By NANDOR FODOR, LL.D.
I n tro d u ctio n
Psychoanalysts have examined the reality or spuriousness of “tele
pathic" occurrences during analysis, the conditions under which they
“take place" and the psychological mechanisms “responsible for" such
occurrences. Yet, with two exceptions (XXIX, 49) only passing remarks
have been made about the concrete technical problems created by such
occurrences.
(1) Concern with Problems of Occultism. In the course of analysis,
there admittedly occur certain striking incidents which cause one to con
sider—be it favorably or unfavorably—the possibility of their being
“telepathic" in nature. The investigation of this possibility is a legitimate
one, as long as it does not take place during the analytic hour itself. This
point of view is not a discriminatory one, since, in our opinion, one may
not even use the analytic hour for the purpose of proving, e.g., the reality
of the oedipus complex. As Hann-Kende, who appears to believe in
telepathic phenomena, points out: “The analyst may not consider the
therapeutic process as a means to a selfish end. In other words, he should
not treat the patient for the purpose of substantiating a certain analytic
thesis, nor in order to find proof for some new, and theoretically ap
parently sound, theory. The sole purpose of psychoanalytic therapy is the
cure of the patient (XIV). This austere attitude is justified also by
Freud’s opinion that concern with the problem of the genuinely or spuri
ously occult nature of an event diverts the analyst from subjects of
legitimate interest to him as an analyst (V).
In brief, regardless of whether psi phenomena are real or spurious,
the analyst may not concern himself with such problems during the
• From Winter Veterans Administration Hospital, Topeka, Kansas.
analytic hour, though he may do so afterward. This, in turn, implies that
the validity of our technical recommendations is independent of the
question of the reality or spuriousness of telepathic events.
(2) The Lure of the Occult. The temptation to concern oneself with
the occult even during the analytic hour is very great. The occult has a
tremendous appeal for the unconscious, since it reflects the primary
process in an almost simon-pure form, and stimulates powerful infantile
wishes and reluctantly abandoned magical attitudes. The continued sway
of the reality principle is always contingent upon constant self-analysis
and reality testing, because man gives but grudging allegiance to reality
and logic, and goes through life hoping that somehow, some day, reality
will comply with his unconscious needs, and will provide him in the end
with a miraculous “realistic” justification of his conditionally and tenta
tively abandoned magical attitudes. It is especially tempting to hope that
these temporarily shelved wishes may be confirmed by discovering in re
ality, and by reality-directed and ego-syntonic experimental and logical
means, that which one wishes to believe. This may explain Holl6sp
strictures upon the validity of experimental safeguards (98), and may
serve as a warning to examine with special care the soundness of experi
mentally or scientifically presented material.
Data of this type obtained in analysis are especially subject to caution.
The occult is almost an occupational hazard for the analyst, since patients
constantly seek to foist upon him a belief in his own omniscience and
omnipotence, this being a well-known form of resistance. No one is im
mune to such temptations. That sober skeptic, Dr. Hitschmann,
frankly admits that, in narrating a certain startling experience of his
own, he repeatedly caught himself in the act of unwittingly failing to re
port also his matter-of-fact interpretation thereof (IX). While working
on this anthology, the editor, who is also a hardboiled skeptic, had dreams
in which the word “telepathy” was part of the manifest content, and
which revealed his desire to experience a well-attested telepathic or pre-
cognitive occurrence. This indicates that skepticism is a sublimation of
an early magical attitude—an origin which must be recognized, the bet
ter to combat it. In brief, self-analysis is especially needed when one is
analyzing the telepathic claims and “feats" of patients. On one occasion
the writer was unable to discover the analytic, rather than telepathic,
nexus between something that happened both to him and to a patient
until he realized that if something telepathic had, in fact, occurred, it
was he who had been influenced by the patient, and not vice versa. Once
the narcissistic obstacle to the perception of the analytic nexus had been
deflated by this realization, the coincidence became understandable in
analytic, rather than in parapsychological terms.
As a rule, self-analysis suffices to safeguard the analyst from extra-ana
lytic interests. However, when the temptation to gratify some need and
the wish to have reality confirm fantasy are too great, one must fall back
upon Moses Maimonides’ maxim: “Teach thy tongue to say: ‘I do not
know/ ” Yet, even this utterance may be ineffective if one is unable to
achieve thereby a psychological catharsis comparable to the one expe
rienced when one says “Yes" or "No.”1
I. T h e I n flu en ce ESP H ypothesis on A nalytic W ork
of t h e
H o116s (98), Servadio (XXI), Eisenbud (49) and Gillespie (XXIX)
affirm that the telepathy hypothesis can be effectively used in analytic
work. Even if this view should prove to be correct, it does not impair the
validity of the preceding considerations, since it is one thing to use the
telepathy hypothesis for therapeutic purposes, and quite another to use
the therapeutic setting for the purpose of proving or disproving any
theory whatsoever, be it analytic or parapsychological.
(1) Changes in the Meaning of Occurrences. One and the same pair of
events changes its (imputed) significence the moment we assume that
paranormal forces of some kind are involved. For this reason Freud
differentiated between dreams and telepathic occurrences during sleep
(VI), and repeatedly stressed the change in the meaning of an event after
it is subjected to psychoanalysis. This change of meaning is quite real,
regardless of whether it disposes of the possibility that a given incident
may be telepathic, or actually reveals the presence of “telepathic” factors
(V). It is equally plausible to postulate that the parapsychological inter
pretation of a given incident may obscure the analytic significance
thereof.
(2) The Data. Analysts specify that one may view as possibly tele
pathic those occurrences in which the patient expresses the emerging
unconscious thought of the analyst, and, specifically, a thought which
does not seem to pertain to the analytic work, and which the analyst
therefore seeks to repudiate. One does not consider as telepathic an
instance in which the patient himself voices the interpretation which the
analyst was about to make, nor an utterance which can be traced back
to the perception of an almost subliminal cue which the patient then
elaborates by means of a preconscious combinatory feat, nor an instance
in which the patient accidentally makes a correct “inference” about the
analyst for subjective reasons. On one occasion one of my patients sensed
the hostility lurking behind my silence and fantasied that I would make
i According to the late L. J. Henderson, this last specification is one of the tests of
emotional maturity.
a scene. The patient was correct in assuming that I felt hostile just then,
but his inference was due to the fact that his mother habitually mani
fested her hostility by means of an ostentatious silence.
(3) The Imputation of a Nexus. The starting point of parapsycho-
logical considerations is the observation of a similarity between events
A and B. What matters in this context is not the finding that such a simi
larity exists, but the imputation that this similarity is not an accidental
one, and the specification that this formal or logical relatedness implies
a functional or causal nexus of a particular kind. What is psychoana
lytically relevant is that one seeks to establish a functional connection
between A and B. The failure to explore the unconscious motivation of
the attempt to connect two similar phenomena leads one to stress the
startling or “occult" quality of such convergences. Thus, a patient had a
dream which was startlingly duplicated by some genuinely unpredictable
occurrences the nextvmorning. The incident seemed precognitive until
the patient realized that he identified himself with the person in whose
house these events took place. Once he understood this, he recalled
certain events of the preceding day, which duplicated the content of
the dream even more startlingly. Thus, that which seemed at first to be
precognitive material finally had to be recognized as a simple day
residue.
The occurrence of pseudoprophetic dreams shows that we must ana
lyze the means whereby our unconscious induces us to find functional con
nections where there are none. We must therefore describe the analytic
technique whereby false imputations of mutual relevancy can be elim
inated. Such a technique would be important even if telepathic phenom
ena were absolutely genuine, since it would enable one to sift genuine
psi phenomena from spurious ones.
(a) From the psychoanalytic point of view the problem is, thus, not
whether certain events are prophetic or telepathic, but why they are
deemed to be prophetic or telepathic. In some instances the fulfillment
of a dream is due to mere acting out (XV, 185), causing the dream to
become a “self-fulfilling prophecy" in Merton's sense (137). Specifically,
dreams are often believed to be prophetic, because they are historical,
i.e., because the future (determined by the past) is substituted to the
past (which determines the future) (28). Many seemingly prophetic dreams
can be made to yield up their real meaning by means of this analytic
approach, which is based upon what R6heim (164) and the writer (28)
have said about the magical function of dreams. Be that as it may, certain
dreams—be they genuinely or spuriously prophetic—are believed to be
prophetic because they are internally determined projections, involving
ideas of influence and other paranoid ideas. This point was already
made by Hitschmann (X ).
(4) The Need for the Telepathy Hypothesis. Several analysts suggest
that the telepathy hypothesis may be useful in analytic work (XXI, 49,
98). This statement must be given serious consideration, since, as Freud
pointed out: “It is very remarkable that the Ucs of one human being can
react upon that of another, without the Cs being implicated at all. This
deserves closer investigation, especially with a view to finding out whether
preconscious activity can be excluded as a factor in bringing about this;
but for purposes of description the fact is incontestable*' (78).
From the practical point of view, it is felt that one should first analyze
such occurrences without any reference to the telepathy hypothesis, espe
cially since one may be sure that, if telepathy is actually involved in
them, this fact will become more, rather than less, apparent after the
material has been analyzed in the classical manner. If, on the other hand,
we start out with the telepathy hypothesis, we will not be able to analyze
the occurrence fully enough in the ordinary sense, because we would
“possess" an explanation of the phenomenon before we fully explored
it. This would be at variance with the rule that no interpretations—
including classical ones—are to be formulated before the material has
acquired an unequivocal Prdgnanz (26). The fact that one is sometimes
unable to refrain from anticipatory speculations about the meaning of
one's patient's current productions implies simply that one must control
such speculations severely, and must prevent them from influencing o r«
“abridging" the analytic inquiry.
(5) Is There a Technical Need for the Telepathy Hypothesis? Holl6s
suggests that the telepathy hypothesis may facilitate therapeutic work
(98). Servadio (XXI) supplements this view with the thesis that the refusal
to envisage the possibility that telepathy may be involved could lead to
overelaborate and overingenious interpretations. Servadio's warning
seems to be technically inaccurate, since the analyst is not supposed to
overinterpret. In less elegant terms, he is supposed to keep quiet until
he has something to say. Not obstinate skepticism, but certain neurotic
needs of the analyst lead to overinterpretations. The analyst who is prone
to overinterpret will do so regardless of whether he believes in or denies
the reality of telepathy. The real cure for the tendency to overinterpret is
not the acceptance of the telepathy hypothesis, but some further analysis
of the analyst's narcissism and omniscience fantasies (183, 184).
By contrast the point made by Eisenbud (49) and Gillespie (XXIX)
is, in many ways, well taken, and could be utilized—in theory at least—
even by a hardboiled Poincare-an conventionalist. These authors feel
that without the telepathy hypothesis many of the patients' productions
remain unintelligible even analytically. In brief, they feel that skepticism
does not lead to overinterpretations but to underinterpretations.
This view has a great logical elegance, since the rightness or wrong
ness of this technical recommendation is independent of the problem of
the existence or nonexistence of telepathy. In other words, this view
implies that, regardless of the merits of the telepathy controversy, the
telepathy hypothesis leads to analytic results not obtainable otherwise,
and does so without appreciable risks. If this be so, even the complete
skeptic may offer telepathic interpretations for analytic purposes.
(a) It must be stressed that negative demonstrations are logically
almost impossible. As Poincare pointed out: If a phenomenon admits of
one explanation, it will admit also of any number of other, and equally
satisfactory, explanations (148). We may be sure that experts like Eisen
bud or Gillespie use the telepathy hypothesis with consummate skill to
make the patient’s productions yield up their analytic meaning. Others
may use different hypotheses for the same purpose with equally grati
fying results.
(b) Both Eisenbud (49) and Gillespie (XXIX) intimate that inter
pretations based upon the telepathy hypothesis may be communicated
without risk to the patient. This, again, may be a matter of professional
skill. In the hands of a less skillful analyst such an interpretation may
induce the patient to disinhibit his primary process completely and to
wallow in magical thinking and paranoid ideas.
All things considered, the Eisenbud-Gillespie thesis that interpreta
tions based upon the telepathy hypothesis can bring out into the open
certain otherwise inaccessible, incomprehensible and unsuspected latent
meanings of a dream, etc., is per se a permissible assumption. Indeed, if
one leaves aside the problem of telepathy altogether, it represents, from
the analytic point of view, only a broadening of our current conceptions
regarding the nature of day residues, the process of symbolization, and
the range of dream work. Hence, if the analyst, after examining his own
associations—which, according to Freud, he is permitted to use whenever
they are indispensable for the interpretation of a dream (83,84)—feels
quite certain of the real latent meaning of a dream but cannot con
vincingly interpret this insight to the patient on the basis of the patient’s
own associations only, he could—in principle at least—present his analytic
inferences in terms of the telepathy hypothesis, even if he, himself, does
not happen to believe in the reality of psi phenomena. However, for
reasons to be given a little further, only time would be saved in this
manner, since the same latent material, if not interpreted at this time,
would be presented again at a later date. And, in this connection, one
may ask in general terms whether it is desirable to interpret any ma
terial still ego-dystonic enough to have to be presented in a greatly
distorted and highly symbolic form—which increases the risk of misin
terpretation, overinterpretation and underinterpretation—or whether it
is better to allow such material to “ripen on the vine” just a little longer,
until it comes closer to the threshold of the conscious sphere and be
comes ego-syntonic enough to be presented in a more transparent dis
guise.
We may ask, therefore, if it is really necessary to inform the patient
of the telepathic nature of his productions. It may be replied that one
should do so if it is timely. Unfortunately, once the matter is worded
in this manner, we are no longer dealing with the problem of the correct
ness of the interpretation, but only with the timing thereof. Now, it is
a matter of common experience that, once a patient is ready for an inter
pretation couched in any language whatsoever, if this interpretation is
not forthcoming, he will constantly reproduce this material in various
forms until it is interpreted to him (28). We may be sure that if it is not
interpreted to him when he presents it in a form which seems to require
a telepathically worded interpretation, he will soon reproduce it in a
form which admits of a nontelepathic interpretation.2 If, now, we do
assume that telepathic interpretations involve certain therapeutic risks,
the postponement of the interpretation seems fully justifiable.
Does the patient lose anything by being given a nontelepathic, rather
than a telepathic interpretation? If the task of analysis is simply the
interpretation of the patient's unconscious, and the confrontation of the
patient with his neurotic behavior, the answer must be “No!"—even in
a training analysis. Eisenbud cites the case of an adulterous woman,
whose self-punitive mechanisms could be made obvious to her by means
of the telepathy hypothesis (49). It is conceivable that the same mech
anisms could have been made equally obvious to her by stressing the
risks she had taken in committing adultery under her own roof. Thus,
no analytically relevant interpretation would have been withheld from
the patient. Similarly, when Gillespie's patient finally recognized her
transference feelings when they were interpreted to her in connection
with a striking, and seemingly telepathic incident, she was undoubtedly
ready for this insight, regardless of whether it was interpreted to her
telepathically or otherwise, since it is an axiom of analysis that the pa
tient does not understand premature interpretations (26)?
2It is likewise a common experience that when the patient produces some material
in a form which the analyst finds to be interpretable, the analyst realizes in retrospect
that the same material had already been presented previously in forms which, because
of his personal make-up, were not understandable to him.
3 There is no indication in any of Freud’s writings that he ever offered a tele
pathically formulated interpretation, except perhaps once (VIII), and then only very
indirectly.
In brief, regardless of the reality or spuriusness of telepathy, and
regardless of the analyst's undeniable privilege to formulate for himself
an interpretation in telepathic terms, nothing analytically relevant is
lost by waiting until a given production can be interpreted in analytic
terms, which will strengthen, rather than undermine, the patient's tenu
ous hold on reality.
(6) Telepathy as an Obstacle to Analysis. Schilder seems to have been
the first to point out that telepathic transmission from the analyst to the
patient would increase the difficulties of analysis (XX), presumably be
cause it would make the analyst's reserve a mockery, and would expose
the patient to the impact of residual infantile wishes emanating from the
analyst. Conversely, telepathic messages emanating from the patient
would constantly seduce the analyst into making premature interpreta
tions, i.e., he would make interpretations before the material is sufficiently
close to the threshold of consciousness, and before the resistances opposing
the normal emergence of this material had been analyzed. In addition,
the conviction that one is receiving telepathic messages from the patient
would tempt one to confuse one's own fantasies with telepathically re
ceived messages, and to interpret in terms of one's own projections. In
brief, if telepathic occurrences should prove to be common events in
analysis, classical psychoanalysis would simply become impossible. That,
of course, may indeed be the case. However, in that case we would have
to abandon classical technique altogether, and cast about for some form
of therapy which exploits telepathy systematically, instead of viewing
“occult" incidents as disturbances of the therapeutic process.
The telepathy hypothesis also tends to abort prematurely the complete
analytic exploration of a given production. Once the analyst decides that
an occurrence is telepathic, he may fail to analyze such important ques
tions as: “Why did this mechanism manifest itself in a telepathic, rather
than in a nontelepathic form? Why am I inclined to view this event as
telepathic? What causes the patient to advance the claim that his feat is
a telepathic one?" etc. Lest it should be felt that these strictures are dis
criminatory and captious, it might be stressed that, e.g., the death-instinct
theory similarly inhibits the full analysis of aggression and self-aggression.
Indeed, once we feel that we have touched biological-instinctual bedrock,
we are sorely tempted to stop further inquiry. Hence, we may fail to
investigate why the patient's aggression takes one form rather than an
other, why it is not counterbalanced to a greater extent by other instinc
tual urges, etc. The fact is that whenever, in the analytic situation, we
silently exclaim: “This is the oedipus complex, or the death instinct,
etc."—i.e., whenever we are ready to apply a theoretical label to a given
cluster of data—we become halfhearted in the further exploration of
that material.4
On closer inspection the choice of the death instinct as an example
of analytic concepts whose use in psychoanalytic therapy may—just like
the use of the telepathy hypothesis—short-circuit a complete analytic in
quiry of the conventional type appears to have been overdetermined. In
the first place, both concepts pertain to aggression and self-aggression,
i.e., to some of the most basic aspects of neurosis and of psychosis. In ad
dition, one cannot help being struck by the fact that the introduction of
the death instinct concept into instinct theory coincides with a change in
Freud's own attitude toward problems of extrasensory perception. Up to
the time at which the death instinct was formulated all clinical papers
written by analysts opposed the telepathy hypothesis. After the introduc
tion of the death instinct concept clinical papers dealing with problems
of telepathy began to favor the ESP hypothesis more than 2 to 1. This
correlation may very well be a causal rather than a fortuitous one in that
the acceptance of, or at least a preoccupation with, the hypothesis of a
death instinct may have led to a compensatory interest in the ESP hy
pothesis. Needless to say, the postulation of such a causal nexus between
the formulation of the death instinct concept and the increasing ac
ceptance of the telepathy hypothesis is entirely independent of the prob
lem of the inherent validity of either or both of these hypotheses or
concepts. The purpose of this paragraph is simply to point out a strik
ing “coincidence" in the development of psychoanalytic thinking.
(7) The Usefulness of Seemingly Telepathic Occurrences. Precisely
because certain incidents are startling enough to attract special attention,
it may be surmised that their systematic analytic study will be particularly
rewarding. The following aspects of such incidents appear to merit
detailed analytic consideration:
CONTENT ANALYSIS
(1) Psychosexual Development
What type of basic attitude, indicative of fixation on a certain level of
psychosexual development, does a claim or feat of telepathic sensi
tiveness reveal? What is the diagnostic significance of this finding?
(2) The Meaning of Sensitiveness
What is the unconscious meaning of telepathic sensitiveness—be it
genuine or spurious—for the patient and for the analyst?
4 The belief, current in a small section of the analytic world, that knowledge of
theory is an obstacle to good therapy has nothing in common with the statement made
above.
(3) Sender and Receiver
What is the unconscious significance (both for the analyst and for the
patient) of the ascription of the role of sender to the analyst and of
the role of receiver to the patient—or vice versa? Which imago is the
prototype of the sender, respectively of the receiver?
(4) The Process of Transmission
With what kind of infantile experience is the process or act of tele
pathic transmission equated in the unconscious?
(5) The “Thought-Stuff”
What infantile-magical substance serves as the prototype for the
" though t-substance" “transmitted" in a telepathic manner? Is it per
haps equated with milk, semen or enemata?
(6) “Acting Out” and Verification
Psychoanalysis of the acts leading to the discovery that a dream is
“telepathic" or “precognitive."
TRANSFERENCE AND COUNTERTRANSFERENCE
(1) Sensitiveness
(a) The General Problem
(b) The Minus-Function Hypothesis
(2) The Meaning of Telepathic Perceptiveness
(3) Hostile Perceptiveness
(4) The Problem of “Sending’
RESISTANCE AND “ACTING OUT"
(1) Telepathy as Resistance
(2) The Diversionary or “Red Herring9 Resistance
(3) The Interpretation of the Telepathic Transference Resistance
It is permissible to seek answers to these questions and related ones,
even in the course of the analytic hour, because they represent the proper
subject matter of psychoanalytic work, and are in line with the inquiries
one makes in connection with the rest of the patient’s behavior and
productions.
The rest of this study will be devoted to a discussion of these prob
lems. What we have found up to this point is something both simple and
important: There is no special technique for analyzing occult occur
rences. We hold, however, that it is a scientifically legitimate undertaking
to show that an unusual set of phenomena may be analyzed in the same
manner as other, less striking, occurrences and modes of behavior which
traditionally belong to the domain of psychoanalysis.
II. T h e T ech niq ue of C o nten t A nalysis
The technique of analyzing the latent content of seemingly telepathic
occurrences does not differ from the classical technique of content analysis
in general. For that reason the sole purpose of this section is to emphasize
the need of obtaining certain data which are of special importance in
the analysis of the latent content of such occurrences. In other words,
the present section does not describe new techniques. It merely lists cer
tain criteria for testing the completeness of the latent material obtained
by means of the classical technique.
Lack of space prevents us from discussing the technique of content
analysis of seemingly telepathic material in connection with concrete
case histories.
In principle, the ideal material for this type of content analysis con
sists of seemingly telepathic dreams and happenings, which did not occur
in the course of analysis, and are therefore not complicated by the pres
ence of transference and countertransference elements. Unfortunately,
reliable material of this type, complete with associations thereto, is sel
dom obtainable. Therefore, since for reasons of expository convenience
we propose to discuss transference and countertransference elements in a
separate section, it was decided to discuss problems of content analysis
only in general terms, instead of in connection with concrete case his
tories.
The basic rules of this type of content analysis are simple. After the
analyst has investigated a seemingly telepathic occurrence in the usual
manner and has discovered most of the latent content thereof, he may
feel inclined to check his findings, in order to discover whether they are
reasonably complete by ordinary criteria. The next step is to ascertain
whether a number of questions which are of special interest in the inves
tigation of such occurrences have been covered. If not, the material
should be subjected to further analytic study, in order to cover also the
points to be discussed below. Although the purpose of this supplemen
tary inquiry is to clarify the nature of seemingly telepathic material, the
inquiry itself must proceed in such a manner that the problem of the
genuineness or spuriousness of the nexus between the “message” and the
“reception,” i.e., between the referent and the statement, is entirely
ignored. On the other hand, the possibility of transmission through nor
mal channels of communication must—needless to say—always be exam
ined with the greatest care. This point is important not only logically
and technically but also therapeutically, since the finding that normal
transmission has taken place strengthens the patient's reality testing. In
fact, throughout the content analysis phase of the investigation—as
always—inquiry must be subordinated to the therapeutic goal.
(1) Psychosexual Development. Perhaps the first point to be ascer
tained—since this is a matter which defines the structure and “climate”
of the entire happening—is the “psychological date" (24) of the incident.
An analysis of the data collected by the writer suggests that incidents of
this type generally show the characteristics of the late anal and early
phallic stages of development. Oral and early anal material, when present,
seldom occupies a prominent position, and, in many instances, appears
in the form of regressive defenses against late anal and early phallic con
flicts. Oedipal, latency period and later material is, in turn, usually
present only in the form of the neurotic defense known as “flight into
health," one common form of this defense being a spurious and purely
intellectualizing skepticism about the experience under consideration.
The statements just made are tentative, but are not disproven by any of
the material published in this volume.
(2) The Meaning of Telepathic Sensitiveness to Patient and Analyst.
I stressed elsewhere the survival value of the infant's extreme sensitive
ness to all tokens of love, and the infant's consequent epiphenomenal
sensitiveness to slights and injuries as well (27). Certain aspects of the
problem of sensitiveness, though intimately connected also with the prob
lem of transference and countertransference, may be profitably examined
also under the heading of content analysis. For example, the analyst may
subject to a searching scrutiny the narcissistic gratification which he
obtains from his (professionally fully substantiated) belief that he is unu
sually sensitive to the voice of the patient's unconscious. Such a self
scrutiny is always a singularly sobering experience, and often destroys
the impression that one has received a telepathic message from the pa
tient. Next, one may examine the significance, for the patient, of the fact
that the entire analytic attitude encourages him to react excessively to
the slightest remark or deed of his analyst. A scrutiny of this latter prob
lem may reveal why a patient thinks he perceived “telepathically" the
fatal illness of a friend, although he never wondered why he had no
premonition of the devastating fire which broke out in his warehouse.
One may also seek to find out why, e.g., silence (77), rather than the
vision of some calamity, served to symbolize the death of the patient's
friend. A study of these questions, which center about the problem of
the patient's “selective permeability" to “stimuli," and about his personal
style of symbolizing and distorting material of various kinds, is often very
rewarding, since such data reveal a great deal about the structure of the
patient's unconscious, and also about the meaning of sensitivity per se.
It is important to stress that sensitiveness implies, by definition, the
postulation of the “heteropsychic” (39) origin of a given thought. This
insight further confirms the view that “occult” incidents cannot belong
to that stage of psychosexual development in which the self and the
world are still perceived as one and indivisible. The strong emotional
response to such incidents also suggests an overvaluation of the thought
“received.” This, in turn, suggests a “kinship” between such thoughts and
certain overvalued and priceless products such as stools, urine and semen
—a kinship which further confirms our speculations about the possible
psychological “date” of such incidents. Further research will have to
clarify many points, including the problem of whether primarily id, ego
or superego material is received “telepathically,” whether “telepathic”
dreams are more or less distorted than other dreams, etc. At present, the
paucity of material does not enable us to characterize not only descrip
tively, but also systematically, the “differences” between “telepathic” and
nontelepathic dreams.
(3) Sender and Receiver. If the patient defines an inanimate object as
the source of the message, one must look for material reflecting animistic
attitudes, i.e., for material going back to the first stages of the sense of
reality. If a person is viewed as the sender, one must ascertain the imago
which that nominal sender represents. For example, in several of the
incidents analyzed by the writer, the imago which the nominal sender
represented was the phallic mother who gives enemata. Narcissistic in
volvements, which play a determining role in assigning the role of sender
or receiver to the patient or to another person, such as, the analyst, will
be discussed in the section on transference.
(4) The Infantile Prototype of the Process of Transmission. We just
referred to the fact that the sender is sometimes a representative of the
enema-giving phallic mother. In such cases the transmission “corre
sponds” to, or is symbolic of, the process of giving an enema. In one
instance the enema, which “transmission” symbolized, was believed to
cause pregnancy. In this manner the telepathic process was linked with
the incorporation of a bad object—or of a good object which becomes
bad through being incorporated.5
(5) The “Thought-Stuff” We define as “thought-stuff” the imaginary
object which corresponds to “thought.” The relationship between
“thought-stuff” and the actual ideational content of a thought may be
imagined as similar to the relationship between “ectoplasm”6 and the
6 There are reasons to suspect that—sometimes at least—good objects are incorpo
rated orally, and bad objects anally—and also that good objects become bad' objects by
being ejected as vomitus or feces.
6 This simile is used in order to underscore the fact that the writer believes neither
in the existence of a “thought-stuff” nor in “ectoplasma.”
“form assumed by the ectoplasm." Jones discussed one example of such
a “thought-stuff" in his brilliant analysis of the Madonna's conception
through the ear (108). Quite frequently we find that patients who define
words as milk, saliva, stools, urine or semen define the “thought-stuff" in
identical terms. In one dream analyzed by the writer, the stuff was an
enema which was capable of producing pregnancy, and therefore repre
sented seminally defined urine.
(6) "Acting Out” Leading to “Verification” Sometimes the “tele
pathic" element in the dream is not consciously recognized by the
dreamer, until he has performed some—possibly inherently reasonable—
action which, to his great “surprise," leads to the discovery that his dream
was a telepathic or precognitive one (XV). One patient dreamed of torn
galoshes. The next day he investigated his wife's diaphragm which—to
his great annoyance—had again been left lying about, and discovered
that the diaphragm had an almost invisible tear. At this point one may
ask one of two questions, the choice of the question asked being deter
mined by one's attitude toward the “occult." “How many telepathic or
precognitive dreams are verified because one undertook—as though by
posthypnotic command—actions leading to their verification?" “How
many telepathic dreams fail to be verified because of a failure to under
take actions leading to their verification?" A special form of “verificatory
acting out" is the presentation of such incidents to the analyst, in the
hope of obtaining a “consensual validation" of the experience.
Conclusion. All of the above topics may be inquired into in the course
of the analytic hour, since they are of legitimate analytic interest. This
leaves the analyst free to examine the genuinely or spuriously telepathic
character of such productions after office hours—if he chooses to do so.
In other words, we simply tried to demonstrate that a complete investiga
tion of a seemingly telepathic occurrence is possible without once exceed
ing the limits of classical analytic procedure.
III. T ransference and C o untertransference
We now propose to discuss the problem of sensitiveness to “telepathic"
stimuli, and the problem of “sending" telepathic messages, in so far as
these matters have a bearing upon the process of transference and coun
tertransference obtaining in the therapeutic situation. We intend to
study in particular the significance of activity vs. passivity, and of voy
eurism vs. exhibitionism, in the ascription of the role of sender to one
member of the analytic pair, and of that of receiver to the other member,
together with the influence of such an ascription of roles upon the thera
peutic process in general.
(1) Sensitiveness. Our discussion of the role of transference and
countertransference must attempt, first of all, to elucidate the problem of
sensitiveness, because this matter has always received more attention
than has the complementary problem of “sending." We propose to show,
however, that this partiality for one aspect of the problem has appreciably
skewed our understanding of the problem as a whole.
(a) The General Problem. The theory of psi phenomena is rooted in
the assumption that there exists a quantitatively or qualitatively unique
kind of empathy, or form of sensitiveness, which is responsible for the
occurrence of telepathy, clairvoyance and precognition. For this reason
a brief discussion of the meaning of sensitiveness must precede a detailed
analysis of the process as a whole. In ordinary parlance sensitiveness usu-
»ally denotes primarily a tendency to react excessively to trifling slights
and injuries. Only by extension is this term applied also to the tendency
to overreact to other minimal stimuli, and especially to minimal tokens of
love. However, we already expressed the opinion that, genetically at
least, sensitiveness to minimal tokens of love is the more basic of the
two types of sensitiveness, since the ability to respond maximally to
tokens of love is one of the major homeostatic mechanisms of the child
in its struggle for survival. It was felt, therefore, that sensitiveness to
slights and injuries was little more than an epiphenomenal consequence
of sensitiveness to love (27). This epiphenomenal sensitiveness to injuries
eventually gives rise to those paranoid and sadomasochistic attitudes
which are determined by the presence of an extremely cruel superego.
Already Freud stressed (IV) that extrasensory perceptiveness is usually
sadistic and paranoid in nature, thus confirming Saul's view (XVIII) that
telepathic sensitiveness is a neurotic phenomenon. This observation is
not contradicted by the finding that normal persons are better subjects
for the experimental study of extrasensory perception than are neurotic
or psychotic subjects. Indeed, even the most normal person has his “psy
chotic core." However, he is able to utilize it somewhat better, and a
great deal more purposefully, than the neurotic or psychotic. Since this
“utilization" presupposes considerable ego control, it is to be expected
that, in the waking state, normals would make better experimental sub
jects than neurotics or psychotics. On the other hand, normals seem to
have fewer “spontaneous" extrasensory experiences than neurotics, at
least in a relaxed state of consciousness, and under conditions in which
the ego is in full control, i.e., outside the analytic situation.
These considerations are important for the proper evaluation of the
transference and counter transference mechanisms involved in the occur
rence of psi phenomena during analysis. Aggressive elements must be
present, but the aggression must be epiphenomenal to an earlier and
more positive transference.
(b) The Minus-Function Hypothesis. The above considerations are
confirmed by the theory of the “minus function" formally advanced by
Ehrenwald (39), but anticipated by one of Freud's patients, who declared
that she mentioned her abnormal powers of sight and hearing to her
physician with considerable reluctance, “as I was afraid he would tell
me what I regarded as plus qualities were minus qualities" (VI). Freud's
tentative assumption that such “powers" represent a regression to archaic
and obsolete modes of communication also fits the minus-function hypo
thesis, since—as is implicit in Jackson's theory of the dissolution and
liberation of functions (186)—the archaic functions reappear primarily
when higher and more recent functions are inhibited or impaired.
The point of the argument is that no lower function ever returns in
a discrete and circumscribed form. It invariably brings in its train also
a network of other archaic functions and ideas. If, then, extrasensory
perception is a minus function, i.e., a positive symptom liberated by the
dissolution of higher functions, it must, of necessity, bring with it also
much additional archaic material, carried along by the primary process.
This may explain why accounts of psi phenomena are often so untrust
worthy. Indeed, just as in ordinary remembering, one can “have" such
“experiences" only by a decathecting and partial repudiation of objec
tive present reality. Remembering is functionally a goal-directed and
reality-adjusted activity, but structurally and dynamically it represents a
repudiation of present reality, in that intrapsychic reality, rather than
immediate external reality, occupies the center of consciousness.7 Thus,
to the extent to which the theory of minus functions is correct, it in
creases, rather than decreases, the unreliability of accounts of psi phenom
ena, since any minus function would correspond closely to the primary
process and other archaic and obsolete functions not subject to the laws
of time, space and causality, and would give preference to intrapsychic
reality over situational external reality.
(2) The Meaning of Telepathic Perceptiveness. Telepathy, clairvoy
ance and precognition are traditionally defined as passive “acts," compar
able, according to Deutsch (XII), to the passive receptiveness of a tele
phone (74). We have already pointed out that the patients themselves
tend to suggest to the analyst that their telepathic sensitiveness to his
thoughts is a manifestation of their passive, feminine and submissive atti
tude. The analyst, in turn, defines his analytic—and also his “telepathic"
—sensitiveness to the thoughts of the patient as a manifestation of his
7 This may perhaps explain why all remembering is imperfect.
legitimate and professional analytic passivity. This view seems plausible
only until one is reminded by Hann-Kende that even analytic passivity
and permissiveness are highly positive activities (XIV). Nor is that all.
A further scrutiny of the concept of both sensory and extrasensory sensi
tiveness and perceptiveness reveals that the passive definition of percep
tiveness is by no means the only possible one. Indeed, it is one thing to
define, e.g., '‘seeing" as a passive-receptive mode of behavior, and quite
another thing to define “looking" in such a manner.8 In analytic terms,
it is one thing to “happen to see" and quite another thing to “look." It
is one thing to be “victimized" by an exhibitionist, and quite another
matter to be a voyeur. It is felt that the nominally passive-receptive atti
tude of the “telepathically" sensitive patient is a deceptive facade, which
usually conceals strong and active voyeuristic tendencies, such as “look
ing" or even “spying" (XI). In order to avoid cumbrous modes of expres
sion, in the following pages “perceiving" will denote the passive expe
rience of the “victim" of the exhibitionist, “looking" or “spying" will
denote the activity of the voyeur, while “seeing" will be used in a neutral
sense. It is our thesis that the patient who professes to have “perceived"
telepathically something in the analyst, is actually disguising the fact that
he is engaged in “spying upon" the analyst—usually in retaliation for
being “spied upon" by the latter.9
It hardly needs to be pointed out that “spying"—be it real or “tele
pathic"—is more than just an active mode of behavior. It is quite spe
cifically an aggressive act (142). This inference is strongly supported by
Freud's remark that most information obtained telepathically or precog-
nitively pertains to calamities of some kind (IV). This is not surprising,
since we are aware of the hostile component of both voyeurism and ex
hibitionism, which belong to the late anal, early phallic period. This, in
turn, further substantiates our belief that “telepathic" behavior is rooted
in late anal and early phallic attitudes. In fact, this latter inference now
appears as a necessary presupposition for any attempt to connect psi
phenomena occurring in analysis with the transference situation. Indeed,
although magical attitudes are connected with narcissistic omnipotence
fantasies, they are postoral, since they also presuppose at least a minimal
recognition of the existence of the external world, and at least a minimal
8 The Malay language strongly underscores this distinction. The literate Malay
seldom uses the verb “to see” in a form which implies the activity of “looking.” Where
the Malay farmer says “Saya lihat sa-ikor kuda”—I see (look) a horse—the Malay gen
tleman will say: “Dilihat oleh saya sa-ikor kuda”—is seen (perceived) by me a horse.
®Shortly after these lines were written, the editor received Dr. Gillespie’s manu
script (XXIX) which reports that a patient responded to the interpretation that the
analyst was exploring her body with the remark that she was interfering with the
analyst, by perceiving his acts telepathically.
object relationship. The presence of some object relationship is confirmed
by the frequency of attempts to validate one’s extrasensory experience
consensually.
In brief, the occurrence of psi phenomena seems to require sufficient
ego development and ego integrity to permit a hallucinatory gratification
of one’s wishes.10
Thus, whenever either the patient or the analyst exhibit “extrasen
sory” perceptiveness one has to look for aggression, for various attention-
seeking and competitive acts (VIII, XI, XII, XIV, X X, XXIII, etc.) and
even for certain paranoid maneuvers, which seek to disguise the fact that
this nominally passive, feminine and submissive attitude of “perceiving”
actually masks an active, masculine and hostile attitude of “spying.” The
obvious fright of the patient who suddenly realizes that he has had a
“telepathic” insight into the analyst, or into some other person, simply
cannot be explained in terms of passivity and masochism alone. It be
comes understandable only if it is viewed as anxiety elicited by a sudden
confrontation with his own aggressivity, and with the fact that this aggres-
sivity has been erotized by means of feminine attitudes. This, we feel,
is the dynamic background of the “delightful shivers” and “pleasantly
creepy feeling” which such experiences elicit. In simplest terms, what has
to be analyzed whenever the patient—or, for that matter, the analyst—
feels that he has shown extraordinary sensitiveness, be it “telepathic” or
normal, is the “medium’s” active-voyeuristic attitude, and its aggressive
component, rather than his passive-feminine component.
(3) Hostile Perceptiveness. At this point mention may be made of the
striking frequency wherewith calamitous dreams tend to “come true.”
Most persons harbor severely repressed death wishes toward their ^closest
associates. Hence, one would expect that many ordinary dreams and
everyday hallucinations would express such wishes, though in a highly
disguised form. When, now, these recurrent latent dream wishes are actu
ally fulfilled by reality, the earlier symbolic dream representations thereof
suddenly becomes understandable, and the veil concealing them becomes
transparent. This sudden, if belated, understanding is probably due to
two related factors. On the one hand, the real fact that the calamity
occurred, without any active and real deed on the part of the dreamer,
tends to exculpate him at least on a superficial “objective” level, and,
at any rate, to a sufficient extent to make his hostile dreams or visions
intelligible in retrospect. In a typically neurotic manner, “the Gods” (51)
rather than the dreamer himself are held responsible for the calamity,
10 The absence of true depression and elation in genuine schizophrenia, which is
characterized by an extreme immaturity and lack of integrity of the ego, confirms this
view.
which now becomes partly ego-syntonic.11 At the same time, but on a far
deeper level, such deaths intensify guilt feelings to a sufficient extent to
permit these wishes and guilt feelings to escape repression, and to discard
their habitual disguises to a sufficient extent to make the dream under
standable in retrospect, thus causing it to appear as a “prophetic” dream.
(4) The Problem of “Sending ” It is highly characteristic of much of
the analytically oriented literature on parapsychology that the sender is
usually thought to be the analyst. By contrast, the analyst's apparent
ability “to read the patient's mind" is usually attributed to an unusual
professional acumen. In simplest terms, the patient is credited with
telepathic powers, and the analyst with unusual empathy, and with the
ability to listen constructively. In this sense, the analyst's perceptiveness
is felt to be understandable in terms of Schilder's description of the
manner in which thought is determined on the one hand by the rela
tively limited possibilities of the unconscious mind (XX) and, on the
other hand, by what Marbe defines as the limitations imposed upon the
direction of thought processes by the ethos or culture pattern of a given
society (133, 134).
In brief, the analyst defines himself as a well-analyzed person, who
can perceive the unconscious without running the risk that his ego may
be overwhelmed by it. By contrast, the patient is defined as a person who
can protect his ego only by repressing or distorting the unconscious.
Thus, the analyst's “feat" is viewed as a performance in which the ego
functions are supported by the forces of the unconscious—i.e., the analyst
can analyze the patient consciously. By contrast, the patient's “feat" is
defined as a process in which ego functions are subservient to the uncon
scious—i.e., the patient unwittingly produces unconscious material by
means of ego functions (speech, etc.) and, thus, shows himself to be
analyzable. These two processes actually characterize also empathy respec
tively “telepathy."12
A second problem is connected with the analyst's professional status
and with his—often legitimate—pride in his “third ear." He therefore
defines his feats as insight or as intuition, both rating highly in his value
scale which maximizes reason and minimizes impulsiveness.
The third narcissistic factor involved is related to the “value" scale
“active-vs.-passive," which is often—and, according to Hermann, errone
ously (92)—equated with the “value" scale “masculine vs. feminine." We
believe that the analyst feels the need to stress the active-masculine
11 It is regrettable that we possess no data on possibly distinctive forms of mourn
ing occurring when calamity dreams are “confirmed" by external events.
12 These views are entirely compatible with Kris' (112a) concepts of regression and
of the primary process in the service of the ego.
aspects of his role in order to “compensate” himself for the passivity
which analytic technique demands from him. For this reason the analyst
is constantly tempted to overvalue his own production, be it a sparing
Olympian utterance, or an impressive silence. To make things worse, his
overvaluation happens to be functionally legitimate, since the patient—
who is still in the throes of the magical attitude—is indeed most respon
sive to everything the analyst does or does not do, and is constantly listen
ing for some oracular utterance, all-pervasive insight or magical word
which will effect a sudden and final cure by means of a miracle. Even
in therapeutic terms this overvaluation of the analyst's acts is accurate,
since, as long as the patient's ego is feeble and his ego ideal is vague and
uncertain, the analyst must make himself available to the patient both as
a supplementary ego and as a temporary ego ideal (28).
These realistic considerations notwithstanding, it is a fact that the
analyst must somehow find “compensation" (25) for his (“inferior")
passive role (183), e.g., by defining as much of his analytic behavior as he
possibly can as “activity." One such compensation is the assumption that
he is usually the “active-masculine" sender, and the patient the “passive-
feminine" receiver. I already referred to the case, in which I was unable
to discover the non-ESP analytic significance of a certain puzzling coin
cidence until I realized that, if telepathic transmission had taken place,
it was the patient who was the “sender" and I the “receiver."
At this point explicit recognition must be given to the exhibitionistic
element implicit in the self-ascription of the role of sender. What has to
be analyzed, once the “sender" is identified, is the exhibitionistic element.
This is particularly necessary whenever the analyst appears to be the
sender, since the entire analytic role requires systematic self-denial in
connection with the basic human urge to exhibit oneself. Indeed, the
need to analyze one's exhibitionistic impulses is never as great as when
one is silent and passive, i.e., when one seems to suppress one's ex
hibitionistic urges altogether. Thus, “impressive" silence, or a silence
which one feels to be “analytically perfect," can be a singularly hostile
and exhibitionistic activity, especially if it occurs in the analysis of a
patient who is afraid of silence. To a somewhat lesser extent, the passive
erotic element present in the pleasure of being (actively) looked at also
deserves detailed self-analysis, in that the analyst may erotize his passivity
which, without this erotization, he would define as passive-feminine and.
therefore, as “humiliating."
A dream reported by Freud clearly reveals the spuriousness of the
receiver's passivity and of the sender's activity: “More than ten years ago
a highly intelligent man told me a dream which he wanted to look upon
as proof of the telepathic nature of dreams. He saw an absent friend from
whom he had received no news for a very long time, and reproached him
warmly for his silence. The friend made no reply. It then proved that he
had met his death by suicide about the time of the dream. Let us leave
the problem of telepathy on one side: there seems to be no doubt that
here the dumbness in the dream represents death" (77). In this dream
the “receiver," and not the “sender," is the active and hostile one. This
suggests that what should be analyzed in this dream is not the “percep
tion" of a death message, but the dreamer's death wish, i.e., a positive
and hostile act directed at a nominally active “sender" who in reality is
quite passive, though “provocatively" so.
(5) Conclusions. The patient's receptiveness masquerades as an exalta
tion of the analyst's masculinity, activity and potency, and as a feminine
degradation of the patient. Actually, on a deeper level, the patient turns
the tables on the “prying" analyst. He penetrates the analyst's reserve,
sets to naught his impersonal facade and makes him the means whereby
infantile voyeuristic impulses can be gratified.13 The very fact that the
patient defines his perceptiveness as a “feat" also shows how active a
significance he ascribes to his “telepathic" performance, and how much
he himself is impressed by the spectacular nature of such a “feat."14 The
assumption that the analyst's own exhibitionism also plays a role in such
occurrences is revealed by the writings of several analysts, who report
that they only “send" at times when they are preoccupied with extra-
analytic personal matters, or otherwise deviate from the analytic rules
(XI, 98).
Nothing said hereinabove enables one to deny a priori the reality of
psi phenomena, or to disprove the reality of such phenomena as a class
of events. In some cases the analyst may reach the—possibly legitimate—
conclusion that certain patients did obtain "telepathic" knowledge about
him, i.e., that they obtained information which they could not have
obtained by means of that type of empathy into the analyst, which was
discussed by Ferenczi (54). Yet, even in such cases it is analytically desir
able to scrutinize carefully the patient's voyeuristic and one's own ex-
hibitionistic tendencies, lest the latter should find also other, and highly
inappropriate, outlets.
We conclude therefore that the “telepathic" interpretation of a given
occurrence has to be justified only in logical terms. The subjective factors
which have led one to reach this conclusion must, on the other hand, be
subjected to a careful scrutiny, regardless of whether or not the “objec
tive" conclusion happens to be a correct one. With monotonous repeti
13 Already R6heim stressed the connection between telepathic experiences and the
primal scene (XIII) .
14 The purpose of this type of “feat” will be discussed in the next section.
tiveness we are once more led to the final conclusion that the analyst's
task is to analyze.
IV. R esistance and “A cting O u t ”
(1) Telepathy as Resistance. Saul (XVIII) indicated that telepathic
claims and “feats" may be viewed as neurotic symptoms, especially when
the patient is unwilling—i.e., unable—to recognize that his feats are due
to overalertness and empathy. One of my patients, who claimed to have
prophetic dreams, was so overalert that she noticed the high heel of the
girl on Thematic Apperception Test Card No. 9GF. Another patient
admittedly listened “with bated breath” to everything I said or did, so
that, time and again, he was able to infer from an almost imperceptible
change in my rate of respiration that I was about to say something.
Helene Deutsch (XII) also reduced a seemingly “telepathic” feat to pre
conscious combinatory induction, made possible by a special kind of
identification.
Telepathic claims and feats seem to be specific manifestations of the
transference neurosis. Hence, they are in the service of transference resist
ance and reveal important unconscious components of the patient's atti
tude toward the cluster of transference problems.
Technically speaking, the analysis of unsubstantiated claims is often
especially rewarding, since such an investigation appears to disclose the
motivation of “psi phenomena” more fully than does the analysis of
“substantiated” claims. This view is fully compatible with Freud’s thesis
that the analysis of unfulfilled prophecies is especially rewarding (V). In
fact, it was precisely the analysis of such “prophecies” which led Freud
to assert that some telepathic occurrences are revealed only by analysis.
At this point the following matter has to be clarified: Assuming, for
the sake of argument, that a given dream or production is genuinely
telepathic or precognitive, why was precisely that material rather than
some other material “perceived” by the subject? It is felt that only psycho
analysis can answer this important query. Lack of space prevents me
from citing extensive case material indicating that both the choice of the
“perceived material”—if indeed it be telepathically perceived—and the
telepathic claims themselves are, in fact, connected with some of the
patient’s most important problems. This connection is a very specific
one: Telepathic insight—be it genuine or spurious—is almost invariably
a means of escaping or avoiding another, and often far more important,
insight, which is usually connected with the current transference-counter-
transference situation. For this reason we must seek to define the kind
of resistance which such claims and feats represent.
(2) The Diversionary or “Red Herring9 Resistance. We already cited
Freud's warning that preoccupation with the problem of the possibly
telepathic nature of a given incident diverts the analyst from his proper
objectives (V). It is our thesis that the unconscious purpose of the pa
tient's telepathic “feats" or claims is precisely what it does accomplish.
Needless to say, this view is compatible both with the theory of symptom
atology, and with the known fact that one of the major purposes of the
transference resistance is the manipulation of the analyst. The patient
seeks to repeat within the analysis various important events of his early
life. In order to achieve this, he tries to maneuver the analyst into dis
playing behavior comparable to that of some early imago. According to
Helene Deutsch, the analyst sometimes complies with this demand by
assuming a “complementary attitude" (XII). Hann-Kende (XIV) is,
however, right in stressing that the analyst assumes the complimentary
attitude only because he is motivated by some of his own unconscious and
unresolved problems.
We hold that telepathic “feats" and claims are means whereby the
analyst is maneuvered into a complementary attitude. All papers in this
volume indicate that telepathic “feats" and claims are quite startling.
We feel that precisely that is their chief purpose. Needless to say, the
attempt to startle the analyst is a typically hysterical maneuver, as well
as a sadomasochistic one. In a typically feminine-submissive manner a
deceptively passive-receptive (telepathic) attitude is used as a means of
impressing, overcoming, defeating and castrating the analyst. The patient
seems to proclaim: “I am utterly dependent on you. I am permeable,
penetrable (15), and feminine, I am ready to receive everything that
comes from you: interpretations, milk, semen, enemata, etc." However,
this passive pose is actually an attempt at seduction. It seeks to modify
the “analytic atmosphere" by undermining the analyst's equipoised, dis
passionate, free-floating attentiveness, partly in order to gain neurotic
gratifications, and partly in order to smuggle unconscious material past
the analyst's watchfulness. The patient's attitude is, thus, patterned upon
that of certain castrative women, who seek to give a man an orgasm only
in order to make him temporarily impotent.15 This defiant overcom
pliance defeats the purposes of the analysis and, therefore, also the an
alyst. This, as we pointed out above, is a typically hysterical maneuver,
to which are added also certain ego-syntonic paranoid elements. However,
the most important component of the maneuver is the fact that—like
15 According to R6heim (161), the Somali call the vagina “the place where the
penis goes to die/’ A woman patient told her husband after intercourse: “Now there
are no more babies in your penis. You cannot give babies to other women for a while.
I really fixed your penisl”
Gillespie's patient (XXIX )—the telepathically “receptive" patient only
masquerades as a passive-receptive person. In reality he views his “recep
tiveness" as a positive and aggressive act: As spying upon the analyst, and
as an invasion of the analyst's privacy, which is comparable to the “inva
sion" of the patient's privacy by the analyst. It is, thus, a retaliatory
activity, which mockingly parades as extreme passivity. It is voyeurism
disguised as exhibitionism.
In brief, telepathic feats and claims seek to perpetuate the illness, by
confusing the analyst and by changing positions with him. The analyst
must be ever watchful if he is to avoid this trap, which is baited not only
by his “analytic megalomania," but also by the lingering remnants of his
reluctantly abandoned early magical attitudes.
Exactly what happens when the patient performs a telepathic “feat"
or advances a telepathic claim? The analyst is startled. The spectacular
nature of the “feat"—which is comparable to the spectacular “acting out"
so characteristic of hysterics and psychopaths—diverts the analyst's atten
tion from the latent to the manifest content of the patient's behavior. The
analyst is forced, or at least tempted, to concentrate his attention upon
the event rather than upon the behavior.10 Thus, as regards the progress
of the analysis, such activities have the same effect upon the course of the
analysis as “acting out" outside the analysis has. For this reason we may
view such feats and claims as “acting out" within the analysis. This is not
a contradiction in terms, since the purpose of such activities is to make
their underlying latent content inaccessible to analysis.17 (Related ma
neuvers can be observed day after day in analysis. For example, the patient
may bombard the analyst with “horrible" plans of rape, arson and mur
der, in order to conceal that he wishes to be admired for the size of his
stools, or for some other infantile naughtiness.)
In this sense, the telepathic feat or claim is also a “test." Only if the
analyst remains unperturbed by magic and other allurements can the
patient consider him as sufficiently stable to become the recipient of the
infantile “secret." Indeed, the patient's remaining healthy component
“knows" (in a way) that the infantile “secret" is not really punishable by
eternal damnation. Nonetheless, he wants to make sure that the analyst
also knows that! He tempts the analyst to identify himself with the infan
tile imago who hurls thunderbolts at the masturbating child. If the
analyst resists this temptation, if he proves himself different from the
imago whose attitude the patient seeks to foist on him, then the patient
16 Similarly, when a patient seriously contemplates murder or suicide, the analyst
may have to cope with the manifest plan itself, before he can analyze its latent content.
171 am indebted to Dr. Bertram D. Lewin for a discussion which clarified my ideas
on the subject of “acting out within the analysis,” as well as for the term itself (123).
will reveal to him his “true secret." At that stage the patient “socializes"
his secret, and perfectly healthy, insight that, e.g., infantile masturbation
is not really a mortal sin. This insight, once it is socialized (i.e., shared
with the analyst) becomes therapeutically effective. The patient discovers
that others—i.e., the analyst—are as sane as he is. One always makes a
great mistake when one underestimates the patient's health and strength.
It is more than a technical mistake—it is, above all, a human mistake.
We should not underestimate the intensity of the temptation.to side
step the interpretation of material lurking beneath the telepathic veneer.
Freud himself confessed that, once at least: “This narrative startled me so
much, and made so disagreeable an impression upon me, that I preferred
not to subject it to an interpretation" (V). This, we assume, is precisely
what the patient had hoped to achieve all along. This supposition is also
supported by Ferenczi's cogent remarks about the patient's empathic
insight into the analyst (54).
In brief, telepathic feats and claims test the analyst's maturity, in
order to ascertain his fitness to be the recipient of the patient's real
“secrets." All “acting out"—both within and outside the analysis—may
well have this purpose. This, in turn, may explain why so many analysts
report (XI, XII, 98) that telepathic episodes occurred while they were
deviating from the classical analytic attitude (VIII).
(3) The Interpretation of the Telepathic Transference Resistance.
The idea that precognitive dreams and telepathic feats are in the service
of resistance has already been intimated by Zulliger (XV). “Telepathic"
occurrences seem to be triggered by transference on the one hand, and
by the analyst's residual transferences and unsuspected countertransfer
ences on the other hand.18 Hence, telepathic episodes are often almost
a parody of the transference relationship. This may explain why—except
perhaps in the analysis of psychotic patients—telepathic incidents do not
seem to occur before an appreciable amount of transference has been es
tablished, nor when the transference has been interpreted in a timely and
adequate manner. It therefore seems legitimate to assume that telepathic
phenomena cannot occur when the transference-countertransference sit
uation is handled absolutely correctly, i.e., classically and conservatively.
Telepathic transference resistance may take many forms, only one of
which will be mentioned: The “purloined letter" type of concealment. A
patient—who professed to have precognitive dreams without being able
to cite a single really convincing example in support of her claim—had
a dream which she did not call precognitive. The unconscious content of
the dream was suitably analyzed, but the analyst ignored the manifest
18 The latter distinction was proposed by Dr. Maxwell Gitelson in a lecture deliv
ered before the Topeka Psychoanalytic Society, January 1952 (55).
content of the dream, which clearly revealed that the patient expected to
have to go to the closed ward once more. A few days later she had her
fourth psychotic episode and had to be confined to the closed ward.
Thus, precognitive dreams are often simply dreams that are made to
come true, in the sense in which this has been described by Zulliger in
connection with prophetic dreams (XV) and by Sterba in connection with
“acting out" (185). They are “self-fulfilling prophecies" in Merton's sense
_
A special characteristic of all startling acts performed by patients—
including acting out, telepathic feats and claims, and the like—seems to
be the concentration of the truly important material in the manifest con
tent of the act or dream, as exemplified by the dream mentioned above.
The material is concealed by being made obvious enough to be ignored,
especially by the overingenious analyst, who is reluctant to admit that
the self-evident can ever be important.
The analyst can avoid the trap of the “red herring" resistance only
by the most tenacious adherence to the true purpose of the analysis,
which is concerned with the patient rather than with the act; with be
havior, rather than with incidents; with the latent rather than with the
manifest material—including especially latent material masquerading as
manifest material. Telepathic feats and claims are, thus, only two of the
many resistances which seek to divert the analyst from the behavioral
analysis of happenings, and from the therapeutically relevant unconscious
and characterological implications thereof.
C onclusion
We examined the technical problem presented by telepathic feats and
claims, without concerning ourselves with their genuineness or spurious
ness. We neither affirmed nor denied the thesis that even the most ex
haustive analysis cannot “analyze away" a “genuine" psi phenomenon—
assuming that psi phenomena do, indeed, exist. Even less can the analyst
“analyze out of existence" the general problem of the reality of psi phe
nomena—nor, for that matter, can he substantiate it. In this latter con
nection analysis can yield only heuristic results, by demonstrating that if
we do not assume a priori that two events are related in the ESP sense,
they may often be shown to be related in an analytic sense. In doing so,
we made a twofold contribution:
(1) We showed that classical analytic technique is applicable, with
out modification, also to telepathic “feats" and claims.
(2) We adhered to the principle of parsimony on the broad, the
oretical level, and offered explanations which do not require a revision
of our concept of natural processes.
In addition, we made the following suggestions:
(1) Psychoanalytic technique represents a sublimation of unconscious
wishes and attitudes.
(2) If psi phenomena do exist, then concordances between the latent
content of two patients' dreams are more important than concordances
between the manifest content of their dreams, even though the process of
symbolization is related to the primary process. However, in such in
stances, additional difficulties arise from the fact that the analyst's own
unconscious may be at the root of the similarity between the two dreams.
The final, and most important conclusion, which is a platitude that
cannot be repeated often enough is: The task of the analyst in the thera
peutic setting is exclusively to analyze in order to cure.
BIBLIOGRAPHY