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Sociology Contributions To Indian: The Anthropology of Neoliberal India: An Introduction
Sociology Contributions To Indian: The Anthropology of Neoliberal India: An Introduction
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What is This?
I
Introduction
This special issue brings together ethnographic accounts exploring
local and regional effects of transformations in India that social scien-
tists have described under the heading of ‘neoliberalism’ (Alternative
Survey Group 2007; Oza 2006; Patnaik 2007). Chief among these
transformations in India are the economic restructuring processes after
1991 when the Government of India launched far-reaching policies of
economic liberalisation, arguably under the pressure of global financial
institutions. Acknowledging this significant turning point, we aim to
highlight, however, the variegation with which neoliberal ideas, poli-
cies and technologies are dispersed and experienced among different
segments of the population. In doing so, the authors of this special issue
pursue an ethnographically informed ‘grounding’ of large neoliberal
transformations. In Michael Burawoy’s terms, such grounding is about
‘extending out from the micro-processes to macro forces, from the
space–time rhythms of the site to the geographical and historical context
of the field’ (2000a: 27).
Daniel Münster is at the Karl Jaspers Centre for Advanced Transcultural Studies,
Heidelberg University, Heidelberg, Germany. Email: daniel.muenster@asia-europe.
uni-heidelberg.de
Christian Strümpell is at the South Asia Institute, Heidelberg University, Heidelberg,
Germany. Email: struempell@uni-heidelberg.de
II
Neoliberalism and anthropology
Neoliberalism has emerged in social anthropology as a central ‘explanatory
trope’ (Kipnis 2007), a buzzword, and as a ‘master concept’ (Kingfisher
and Maskovsky 2008) informing many ethnographies concerned with the
world’s contemporary condition. Not unlike previous master concepts such
as ‘(post)modernity’, ‘postcolonialism’, ‘postsocialism’ or ‘globalisation’,
‘neoliberalism’ may seem to be prone to reification and essentialisation.
Attention to both empirical variation and alternative strains of analysis
often becomes inadequate when concepts turn ‘meta-narratives’ (Englund
and Leach 2000) for the description of the present condition. For many
anthropologists, ‘neoliberalism’ shares the allure of other meta-narratives,
such as the competitor terms mentioned earlier. It supports the linking up
of ethnographic detail to wider transnational contexts, but also shares the
danger of such narratives in shortcutting questions of scale as well as the
‘risks involved in producing “social theory” that is disembedded from
ethnographic practice’ (ibid.: 245).
Broadly speaking, anthropological approaches may be divided as
follows. Firstly, those that locate ‘neoliberalism’ in the realm of global
political economy and regard it as an economic doctrine, a project for the
(re)formation of global capitalism and for the reconstitution of upper-class
power. Secondly, a large camp of anthropologists argues for broadening
the term and including new technologies of rule beyond the economic.
In the anthropology of India, such a Foucaultian understanding of ‘neo-
liberalism as discourse’ (Springer 2012) has been particularly influential
in the political anthropology of the state.
In political–economic anthropology, ‘neoliberal’, as an adjective to
global capitalism, refers for many to a return, a ‘second coming’, of 19th
century laissez-faire capitalism and, at the same time, to an entirely new
historical formation: ‘an age that is revolutionary and is also an ongoing
chapter in the story of capital’ (Comaroff and Comaroff 2001: 45). The
sense of rupture, the often-invoked radical newness of neoliberalism, has
been subject to debate. Critics in anthropology, in dialogue with global
history and macrosociology, stress long-term cycles of capital accumula-
tion (for example, Arrighi 1994) and have questioned the very existence
of a truly global post-independence/post-war Keynesian regime which
could then be swept aside by a new regime (cf. Baca 2004; Ortner 20111).
The viability of this strand of research, represented in this special issue
in the article by Neveling, shows how even the seemingly uniform and
all-powerful Nehruvian state, often invoked in anthropology as the radi-
cal other of post-1991 India, already included significant and powerful
institutional arrangements that may well be labelled neoliberal.2 Such
criticism resembles earlier questionings of the notion of newness in rela-
tion to globalisation. In this context, Balachandran and Subrahmanian
(2005) have, for example, pointed out the extensive historiography on
Indian Ocean trade and highlighted centuries of South Asia’s integration
into global circuits of trade and finance. For neoliberalism, similar cases
would necessarily have to be made.
As the contributions to this issue by Carswell and De Neve as well as
by Subramanian show, the importance of a neoliberal ‘threshold’ around
the year 1991 remains an open question from an ethnographic perspec-
tive. This perspective may entail economic research at local and regional
scales, such as the textile and garment clusters emerging in Tiruppur in
the 1970s (Carswell and De Neve, this issue), as well as challenges to
vernacular interpretations of the contemporary condition that come to the
fore once a detailed analysis of the ‘neoliberal’ fate of large-scale state-
owned cooperations of the Nehruvian era is employed (Subramanian, this
issue). Most economic anthropologists are aware of a universal logic of
capital accumulation. Yet they insist that actual modalities of surplus ex-
traction have always been socially and culturally ‘embedded’ (Hann and
Hart 2009: 9). The experiences and social arrangements with neoliberal
capitalism are significantly uneven across India.
The ethnographic and historical cases presented here demonstrate fur-
ther how neoliberal capitalism has been felt quite unevenly across time,
regions, sectors, castes and classes, and that capitalist relations have altered
existing social formations, at best, rather than swept them away. They look
at neoliberal industrialisation and caste relations in the Tiruppur garment
belt from the 1970s to the present (Carswell and De Neve, this issue);
1
Sherry Ortner. 2011. ‘On Neoliberalism.’ Anthropology of This Century 1 (1). Available
at http://aotcpress.com/articles/neoliberalism/. Accessed on 22 July 2011.
2
Patrick Neveling. 2006. ‘Spirits of Capitalism and the De-alienation of Workers:
A Historical Perspective on the Mauritian Garment Industry.’ Available at www.scm.uni-
halle.de/gsscm/die_graduiertenschule/online_papers/2006/mauritian_garment_industry/.
Accessed on 11 November 2011.
Corbridge and Harriss argue that in 1991, the new Government of India
‘was quickly persuaded by the international financial institutions, and
economic liberals in the Indian establishment, to treat a crisis of liquidity
as a crisis of solvency (or even of development)’ (2003: 120).
As the quote indicates, it would be a mistake to perceive India’s eco-
nomic liberalisation after 1991 exclusively in terms of external pressure
from World Bank and WTO. As Shalini Randeria (2007) argues, many
states of the Global South, especially stronger ones like India, in the face
of strong popular opposition engage in a kind of ‘cunning’ game of pass-
ing the blame for unpopular policy measures to international institutions.
The long-standing interests of international financial–legal institutions
in dismantling India’s allegedly highly regulated markets and the strong
public sector were, in fact, shared by national elites eager to gain from
structural adjustments (Guha 2007; Neveling, this issue; Subramanian,
this issue). The policy changes that reshaped parts of Indian economy
thus appear to have been neither necessary nor external to the private and
corporate interests of India’s postcolonial capitalist classes (Corbridge
and Harriss 2003: 120). Neveling (this issue) documents the long history
of interaction of the Indian state with the World Bank and of early ex-
periments with export processing zones, nowadays called SEZs, that are
often mistaken as emblems of neoliberal reforms after 1991. This strong
agency of states, corporate and political elites in all historical eras points
to the first thematic focus of this Introduction, namely, neoliberalism as
a form of statecraft.
III
Neoliberalism, governmentality and the state
Aihwa Ong has recently suggested to move anthropological understand-
ings of neoliberalism beyond what she calls ‘neoliberalism with a big “N”,
or descriptions that unwittingly metaphorize neoliberalism as an economic
tsunami that attacks national space, conceived of as an inert receptacle for
market-driven forces and effects’ (2007: 4). Instead, neoliberalism (with a
small ‘n’) may be understood as a migratory set of practices that together
constitute a ‘technology of governing “free subjects” that co-exists with
other political rationalities’ (ibid.). She takes inspiration from Foucault-
ian governmentality studies that understand neoliberalism as a mode of
‘governing through freedom’ (Dean 1999; Rose 1999, 2006). In the case
the very fact that capitalist hegemony should not be taken as an analytic
starting point for studying everyday life, but rather as something to be
demonstrated ethnographically. If one leaves south India’s ‘showrooms’
of informational capitalism, such as the Chennai–Bangalore Expressway,
and ventures into the hinterland, one is bound to encounter a variety of
rural ‘local capitalisms’ (Harriss-White 2003) and other economic forms
that hardly deserve the adjective ‘neoliberal’. The linkages and encounters
between neoliberal modes of economy, politics and subjectivity and its
alleged ‘Other’—like public sector labour or subsistence agriculture—
seem to suggest that the Indian situation might usefully be portrayed as
‘cohabition and contestation among multiple economic forms’ (Gibson-
Graham 2006: xxi). In this spirit, Münster and Münster (2012) describe the
south Indian district of Wayanad as an exceptional zone of cohabitation of
speculative agriculture, farmers in crisis and desperate adivasi assertions
for land in a landscape of wild animal attacks and booming middle-class
tourism, while Carswell and De Neve (this issue) investigate the persis-
tence of caste-based labour bondage in the Tiruppur textile cluster.
In such a context, it seems opportune to move our ethnographic under-
standing of contemporary transformations not only beyond the economic
and across the alleged ‘temporal divide’ (of pre- and post-1991), but also
beyond the singular narrative of the ‘retreat of the state’. The legacy of
the strong and far-reaching Nehruvian state was not wiped away with
the ‘market-friendly reforms’ after 1991. Instead, the ways that the state
was ‘remade’ vary widely with the ‘sector, level, and branch of the state’
under consideration (Gupta and Sharma 2006: 280). Assumptions of an
unequivocal cutting of public expenditure that are often invoked to sub-
stantiate the claim of state retreat seem especially awkward against the
background of the militarisation of large swaths of the country in central
India. But the state is also highly visible in a proliferation of social sector
interventions over the past 10 years. These include state-level midday
meal schemes, subsidised rice for below poverty line (BPL) families, but
also the state’s variegated responses to the ongoing suicide crisis among
Indian cash-crop farmers (see Münster 2012). On a much larger scale,
recent welfare programmes include the National Rural Employment
Guarantee Scheme (NREGS) and the General Debt Waiver of Agricultural
Loans, which have an increasingly huge impact on many rural people
across India. Do these massive state interventions constitute exceptions
to the process of neoliberalisation, are they part of a new Polanyian
‘double movement’ (Harriss 2011; cf. Polanyi 2001 [1944]), or are they
rather, as Chatterjee (2008) and others argue, attempts at mitigating the
most negative impact of neoliberal transformations on India’s poor and
rural populations?
IV
Neoliberalism and social inequalities
This brings us to the second wider focus of research on neoliberalism
that the contributors to this special issue share: its relation to social in-
equalities of class, gender, ethnicity and caste. Geographer David Harvey
argues that in most, if not all cases, the prime motive behind the adoption
of neoliberal policies is the restoration or formation of class inequality.
This stands, of course, in stark contrast to the publicly declared benign
goals of securing the ‘freedom’ and well-being of all citizens by freeing
market and trade from state intervention. The disparity between the ideol-
ogy of ‘neoliberalism’ and the practice of ‘neoliberalisation’, as Harvey
(2005: 79) calls it, puts citizens’ loyalty to governments at risk and thus
endangers the political stability of neoliberalising states. To contain op-
position, neoliberal states might resort to force or persuasion, the latter
often in form of nationalist sentiments. For India, the coincidence of the
emergence of Hindu nationalism as a dominant political agenda around
the time of the neoliberal reforms in 1991 (cf. Corbridge and Harriss
2003) may be interpreted as supporting Harvey’s argument. Processes
of neoliberalisation—i.e. of forming a new class inequality or restor-
ing an older inequality, and of organising consent as well as repressing
resistance—proceed in uneven ways and are contingent on the longer
historical developments of social structures, cultural values and political
institutions, in particular, neoliberalising nation-states.
Pursuing ethnographically grounded analyses of such long-term trajec-
tories in the light of neoliberalisation in India, the articles in this special
issue show how class power is formed and contested among Dalit industrial
workers in Tamil Nadu (Carswell and De Neve), how opposition of labour
unions and displaced people movements in Odisha is raised and repressed
(Strümpell), how neoliberalising state ministries seek to downsize public
sector workforces (Subramanian), or how very basic principles of neolib-
eral states such as public–private partnership institutions and zones with
unbridled surplus generation were established long ago (Neveling).
V
The making and unmaking of neoliberal India
In his call for a ‘grounding’ of contemporary neoliberal globalisation,
Michael Burawoy confronted sceptics and radicals alike. Both are bound
to produce accounts—of global changes as well as continuities—that
imprint themselves on local levels. This ultimately bereaves their analysis
of any contextual and historical depth (2000b: 343). He also confronts
a third approach to globalisation, which he calls ‘perspectivalism’. It is
shared by anthropologists who, after the Writing Culture debate, have
turned into ‘radicals’ criticising earlier anthropological dichotomies of
‘us’ and ‘them’. But as they are ‘sceptical’ of the production of anthro-
pological knowledge, these ethnographers often restrict themselves to
narcissistic ‘navel gazing’. In order to overcome superficial top-down
accounts of sceptics and radicals or perspectivalists’ withdrawals,
Burawoy advocates the grounding of neoliberal globalisation through
local ethnographic descriptions that highlight the processes with which
capitalism is locally ‘upheld and reproduced, or is challenged and trans-
formed’ (ibid.: 344).
An anthropological grounding of the study of neoliberal India may
also take inspiration from Edward P. Thomson’s (1966) social history of
capitalist transformation. In his work, he reminds us that we should not
conceive of the English working class—or any other historical class
formation—as a product of an external force, such as the ‘industrial
revolution’ or ‘neoliberal capitalism’, ‘working upon some nondescript
Acknowledgements
This special issue is the outcome of a workshop organised by the editors at the Max Planck
Institute for Social Anthropology, 24–26 September 2009, and funded by the research group
Law against the State, or The Juridification of Protest, headed by Julia Eckert. We wish to
express our gratitude to Julia Eckert for her intellectual and practical support in organising
the workshop. This Introduction has benefited tremendously from critical readings and
helpful comments by Julia Eckert, John Harriss, Geert De Neve and, in particular, Patrick
Neveling, as well as the anonymous reviewers of this journal.
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