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0956 CH02
0956 CH02
CONTENTS
I. Introduction
II. Philosophical and Empirical Approaches to Causality
III. The Evolution of Causal Cognition
A. Physical Causation
B. Social Causation
IV. Causal Problems in the Predation Context
A. Understanding Predator Behavior
B. Understanding Other Monkeys’ Alarm Calls
C. A Simple Syntactic Rule
D. Understanding Nonprimates’ Alarm Calls
V. Causal Understanding in Non-Human Primates
Acknowledgments
References
I. INTRODUCTION
Causal reasoning is a defining competence of the human mind that calls for a detailed
account of the evolutionary emergence of this particular cognitive ability. So far,
research on causal understanding in non-human primates has suggested that a pri-
mate’s understanding of events is probably not based on a generalized notion of
causality but rather on memories of individualized antecedent–consequent patterns.
This conclusion is primarily based on the performance of non-human primates in
tool experiments, which is somewhat problematic because most primates do not
habitually use tools in the wild. However, when causal problems are posed in the
social domain (for example, through the behavior of conspecifics), then primates
seem to perform better. This chapter reviews a series of recent playback experiments
conducted on free-ranging Diana monkeys in their natural forest habitat in Western
Ivory Coast. The experiments were designed to investigate this primate’s ability to
assess behavioral causation in the context of predation. Results suggest that, in some
instances, the monkeys responded to experimental event patterns as if they had a
generalized notion of causality. In other cases, however, their responses can be
A. PHYSICAL CAUSATION
A review of the primate literature on causal cognition generates a largely negative
picture.6 In several studies, non-human primates behaved as if they did not really
understand why things happened, both in the physical and in the psychological
domain. When captive chimpanzees and capuchins (the only two primates that
habitually use tools in the wild) were tested on their understanding of physical
causality, individuals did not exhibit a very rich understanding of the physical forces
involved.7,8 Subjects were unable to predict the effects of gravity, a powerful and
omnipresent force in the physical world, when pushing a piece of food through a
transparent tube with a stick. Instead, they behaved as if they only knew the results
of the actions of a familiar tool. A recent review by Povinelli9 of his own work
draws a similar picture of the causality-blind, tool-using chimpanzee. However,
based on their spontaneous abilities and behavior in the wild, it is clear that more
research is needed; chimpanzees regularly innovate novel tool techniques to obtain
food, which requires at least some understanding of the physical forces involved.10
B. SOCIAL CAUSATION
In the psychological domain, humans typically identify intention as the main causal
force that drives the behavior of other individuals. Intention is assigned widely and
quickly, sometimes even to inanimate objects such as computers or cars. Non-human
primates clearly understand others as animate and separate beings with their own
behavior, which can be manipulated with communicative signals,11 but they probably
do not understand each other as intentional beings.3 Studies aimed at testing for
primates’ abilities to respond to the intentions of others have either yielded ambig-
uous results or were difficult to interpret because they involved enormous training
efforts.12–14 One field experiment conducted on free-ranging baboons (Papio cyno-
cephalus ursinus), however, has shown that these animals may perceive or even
recognize cause-and-effect relations in the context of social interactions.15 In this
species, dominance relationships are partially mediated by two kinds of vocaliza-
tions, the grunts given by a female to lower ranking group members and the fear
barks given to higher ranking ones. Through the use of a playback experiment, the
study showed that causally inconsistent call sequences — a higher ranking animal
responding with fear barks to a lower ranking animal’s grunts — elicited stronger
responses in recipients than control sequences that were made causally consistent.
100
Male alarm calls
Female alarm calls
80
60
% Trials
40
20
0
Chimpanzee social Chimpanzee alarm Leopard growls
screams (N=15) screams (N=34) (N=13)
Playback stimulus
FIGURE 2.1 Alarm-call response of different groups of Diana monkeys to chimpanzee social
screams, chimpanzee alarm screams, and leopard growls. Bars represent the relative number
of Diana monkey groups in which at least one leopard alarm call was given by the adult male
(dotted bars) or one of the adult females (black bars). (Data from Reference 23.)
10 10
8 8
6 6
4 4
2 2
0 0
0 0
1 2 3 4 5 6 1 2 3 4 5 6
Time (min) Time (min)
Chimp Alarm Leopard Chimp Alarm Leopard
Screams Growls Screams Growls
FIGURE 2.2 Alarm-call responses of male Diana monkeys to leopards after being primed
with leopard growls, chimp alarm screams, or chimp social screams (median number of
leopard alarm calls and third quartile). (Data from Reference 23.)
monkeys heard a series of Campbell’s monkeys’ eagle alarm calls, they did not show
much response to playbacks of subsequent eagle shrieks, even though this stimulus
was acoustically novel and normally highly efficient in eliciting vocal responses. In
other words, the Diana monkeys behaved as if they understood that only the Camp-
bell’s monkeys’ eagle alarm calls could indicate the presence of a crowned-hawk
eagle (Figure 2.4) and were not surprised when hearing the calls of the eagle from
the same direction.
20
10
0
Leopard growls Campbell’s Eagle shrieks Campbell’s
leopard alarms eagle alarms
Playback stimulus
FIGURE 2.3 Vocal behavior of female Diana monkeys after hearing vocalizations of a leopard
(16 groups), a crowned-hawk eagle (17 groups), or Campbell’s monkey alarm calls to leopard
(14 groups) or crowned-hawk eagle (12 groups). (Data from Zuberbühler, K., Proc. Roy. Soc.
London B, 267, 713–718, 2000.)
15 12
Median Alarm Calls
9
10
6
5
3
0 0
1 2 3 4 5 6 1 2 3 4 5 6
15 12
Median Alarm Calls
9
10
6
5
3
0 0
1 2 3 4 5 6 1 2 3 4 5 6
Time (min) Time (min)
Campbell’s Eagle Shrieks Campbell’s Leopard Growls
Eagle Alarms Eagle Alarms
FIGURE 2.4 Alarm-call responses of female Diana monkeys to leopards and crowned-hawk
eagles after being primed with Campbell’s monkeys’ eagle or leopard alarm calls (median
number of calls and third quartile). Solid bars indicate female leopard alarm calls; striped
bars indicate female eagle alarm calls. (Data from Reference 28.)
10 10
5 5
0
0 0
Booms (N=7) No booms (N=7) Booms (N=9) No booms (N=9)
Modifier Modifier
FIGURE 2.5 Alarm-call response of female Diana monkeys to Campbell’s monkeys’ eagle
and leopard alarm calls, with or without preceding Campbell’s monkeys’ boom calls (median
number of calls and third quartile). Solid bars indicate female leopard alarm calls; striped
bars indicate female eagle alarm calls. (Data from Reference 29.)
A 80
Leopard Alarm
70
Alert Call
Median call rate (calls per min)
60 Contact Call
50
40
30
20
10
0
Crested Helmeted Leopard Human
Guinea Fowl Guinea Fowl (N=12) (N=15)
(N=13) (N=10)
Playback Stimulus
B C
Median Call Rate (Calls Per Min)
40 40
Human-Primed Groups Leopard-Primed Groups
30 30
20 20
10 10
0 0
Guinea Fowl Leopard Guinea Fowl Leopard
(N=15) (N=14) (N=12) (N=11)
Test Playback Stimulus Test Playback Stimulus
FIGURE 2.6 Top: (A) Vocal response of female Diana monkeys to vocalizations of leopards
and humans, and guinea fowl alarm calls. Bottom: Vocal responses of female Diana monkeys
to guinea fowl alarm calls and leopard growls after being primed with either human speech
(B) or leopard growls (C). (Data from Reference 31.)
V. CAUSAL UNDERSTANDING
IN NON-HUMAN PRIMATES
In sum, these experiments have shown that Diana monkeys, and by extension non-
human primates, have a remarkable ability to respond adaptively to problems that,
according to human judgment, have a causal structure. When hearing an alarm call,
the monkeys respond not just to the acoustic features of the alarm calls but also to
their associated meanings. Stimuli with very distinct meaning, such as a Campbell’s
monkey’s leopard alarm call lost their effectiveness in eliciting behavior if the
information was redundant (that is, if the monkeys were already informed about the
leopard’s presence) or if the calls were syntactically modified by boom calls. More-
over, the alarm calls did not simply act as a surrogate or substitute for a predator
class, as evidenced by their highly flexible responses to guinea fowl alarm calls. In
this case, the monkeys seemed to have assigned a default meaning to the calls, which
probably coincided with the most likely scenario (i.e., presence of a leopard), but
the monkeys were able to flexibly reassign a novel cause to these calls if the available
evidence pointed elsewhere. It is clear that humans making causal judgments would
behave in an analogous way.
None of the experiments described here, however, can clearly identify the exact
mental mechanisms underlying the monkeys’ behavior. Although the monkeys acted
in many cases as if they attributed cause to events, it is entirely possible that
individuals did so because they had a situationally bound understanding that was
limited to the existing stimulus constellations, rather than a human-like conception
of a cause-and-effect relationship mediating between the stimuli. Having said this,
the human concept of causality is not that well understood, either. Attempts have
been made to understand why humans are so inclined to explain every event in
causal terms even though the real world seems to consist of nothing but covariations
of various strengths. One explanation, suggested by Premack and Premack,5 argues
that our predisposition to explain everything in causal terms is due to our early
understanding of intention. From an early age, human children are able to read other
people’s intentions. In addition, they have a natural tendency to comply with these
intentions and to carry out the desired actions. With increasing age, children learn
to inhibit this natural disposition, probably because they learn to distinguish their
own intentions from those of others. Hence, intention is experienced as a most
powerful force, ultimately responsible for all observed behavior. According to cur-
rent theory, non-human primates are not able to distinguish their own intentions
from those of a conspecific.6 Without this ability, primates will be prevented from
forming anything like a mental concept of causality, simply because they will not
be able to identify behavior as the product of intentions and therefore might always
ACKNOWLEDGMENTS
My gratitude goes to Jennifer McClung for her comments and thoughts, as well as
to the members of the Taï Monkey Project, the Centre Suisse de Recherches Scien-
tifiques, the administration of the Taï National Park, and the Ivorian Ministry of
Research and Higher Education for helping me with all aspects of the field work in
Ivory Coast.
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