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Plato - James Warren
Plato - James Warren
Plato - James Warren
Plato
james warren
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Plato
2
See also Chapter 2 in this volume, by A.G. Long.
3
Irwin 1995 is the most recent general account in English covering all the relevant
dialogues.
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j a m es wa r r e n
4
For a detailed exploration of the general structure of ancient ethical thinking see
Annas 1993.
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Plato
various recipes for their acquisition. At this point the dialogues often depart
radically from common opinions about the virtues. Although it might be
generally agreed, for example, that courage is a virtue of character that every-
one should ideally strive to acquire and display, we should not rely on
commonly accepted beliefs about the nature of courage and should not assume
that commonly regarded authorities are indeed genuine experts whose opi-
nions we should respect. (The Laches dramatizes this very point.) If, as a result
of serious philosophical reflection, it should appear that courage is in fact
something rather different from the commonly held ideals of martial prowess,
then we should be guided by those reflections and be prepared to accept a
revisionary picture of these valuable traits of character.
Since we are interested in certain excellent traits of character, ethical
inquiry must be based on a proper understanding of character. In Plato’s
dialogues this crucially involves the proper understanding of the soul. A great
deal of time and attention is spent on understanding the human soul: its
nature, the way in which it is affected by its environment, by a person’s
upbringing, social interactions, and so on. Ethical inquiry therefore requires
not only a deep psychological underpinning but also a close analysis of
political, social, and aesthetic matters. This is perhaps an occasion when
we can identify a difference between Socrates’ insistence on a purely
intellectual basis for psychological excellence and a new Platonic interest in
non-intellectual elements in the soul. Socrates notoriously presents in some
of the dialogues (e.g. Protagoras, Meno) the idea that ‘no one does wrong
willingly’ in the sense that it is impossible to think some course of action
better but nevertheless act on the basis of a desire for a worse action; human
actions are guided exclusively by whatever it is that the person in question
believes to be the better object of pursuit at the time and therefore there is no
possibility of any genuine motivational conflict. (This is the claim sometimes
known as the ‘Socratic paradox’ or the denial of ‘weakness of will’, akrasia.
The thesis is supposed to hold no matter what are the particular agent’s
current criteria for determining what is better or worse. Of course, there is
ample room for change and improvement in the criteria that are used.) One
of the likely innovations of Plato’s inquiries over those of Socrates is that in a
number of other dialogues (e.g. Republic, Timaeus, Phaedrus), we are intro-
duced to the idea that a human soul – at least when it is embodied so as to
constitute a living human person – is a complex item. A living human can be
faced with desires for physical pleasure and satisfaction, for fame and honor, and
for truth and goodness. At different times different desires may be more power-
ful and guide the person’s actions. And people may over time develop settled
31
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Plato
appetitive part of the soul is all by itself capable of some kinds of means–end
reasoning in pursuit of its own goals.) The rational part of the soul pursues
its own proper objects of desire – goodness and truth – and avoids what is
bad (e.g. Republic 439c–d, 581b). At this point we have obviously begun to
introduce some rather significant further premises which supplement this
psychological analysis with additional metaphysical and meta-ethical claims.5
The Platonic dialogues base their inquiries into human happiness on a deep
commitment to a form of moral realism combined with a teleological
account of the fundamental nature of reality, the construction of the cosmos
as a whole, and of humans in particular. The cosmos as a whole is good.
Indeed, in the Timaeus the cosmos is said to be the product of a benevolent
divine craftsman and in the Republic ‘the Good’ is said to be the first principle
and cause of all reality. In making such assertions, the dialogues demonstrate
a strong opposition to various other currents of philosophical thinking with
which Plato was familiar. These include the various promises by sophistic
teachers to impart virtue – for a fee – as a skill of persuasive rhetoric and
various forms of moral, cultural, and epistemological relativism. Plato’s
works often stage a discussion between Socrates and supporters of these
views and encourage the reader to diagnose and assess the various damaging
consequences of the misguided ideas. Granted once again the difficulties of
interpreting these carefully crafted discussions, there nevertheless emerges a
reasonably clear favored point of view that we can without too many qualms
identify as Platonic moral realism. It is regularly asserted, for example, that
not only does the world contain various perceptible and transient instances of
goodness and beauty but also that these instances of such moral properties
are both inferior to and indeed caused to be good and beautiful to the extent
that they are, by an imperceptible and intelligible, stable, eternal, and mind-
independent objective, Goodness or Beauty. So, for example, a beautiful
sunset, a beautiful young man, and a beautiful song are all made to be
beautiful to the extent that each is beautiful by Beauty or ‘Beauty itself’: an
everlasting, independent, objective, intelligible, and causally efficient item.
‘Beauty itself’ is the cause in the sense that the relationship between it and the
5
For further recent discussion of Plato’s moral psychology and the tripartite soul see
Burnyeat 2006, Lorenz 2006, Ferrari 2007a, Moss 2008. For the analogy between the
tripartite city and soul see Ferrari 2003.
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6
See for further discussion of knowledge, Forms, and ruling in the Republic: Denyer
2007 and Sedley 2007.
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Plato
7
For a detailed account of the Symposium and its account of human happiness see
Sheffield 2006.
8
See e.g. Burnyeat 2000.
35
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j a m es wa r r e n
At this point, we should pause to notice that the good life is not something
that can be achieved by all people. Most of us are sadly incapable of leading a
genuinely good human life, largely because of our intellectual incapacity and
poor early upbringing, and we must therefore make do with as close an
approximation to the ideal as we can manage. Plato’s ethical thinking, like his
epistemology, is elitist in this sense. Not everyone – in fact, very few people –
will attain full knowledge of the Forms and very few people will become
moral experts and live a good human life.
There are several consequences of this picture of moral expertise for
societies in general. In the first place, it seems to follow that the pursuit of
such moral knowledge is of tremendous importance for everyone, not only
those who might be so fortunate as to be able to acquire it themselves.
Socrates is fond of using a comparison between expertise and the health of
the body and expertise and the health of the soul. Just as someone without
medical knowledge will listen to and obey the instructions of a medical expert
in deciding how to foster his physical health, so too someone without moral
expertise should listen to and obey the instructions of a moral expert in
deciding how to foster his psychic health. The vast majority of humans will
not be able themselves to acquire the knowledge of the Good and will
therefore not be able to guarantee for themselves the kind of psychological
excellence that a moral expert can. But they will be able to approach this state
by relying on the knowledge that such moral experts have: they can bolster
their own deficient reason by relying on the precepts set down by those
experts. It is therefore in the interests of these people that they should be
ruled by moral experts. This is one way in which the dialogues set out the
deficiencies of a democratic regime in which majority opinion rather than
knowledge is allowed to dictate what is treated as good and just. The
desirability of being governed by knowledge of what is good trumps any
purported value provided by everyone having some say in judgments about
moral and political matters.9
What is more, the supreme importance of this moral expertise for every-
one’s chances of living as good a life as possible gives everyone good reason
to do their utmost to foster the chances of those who might acquire this
necessary knowledge. In the Republic, Socrates sets out how the ideal city is
organized in order to foster as much as possible the right conditions for the
acquisition and then the effective implementation of moral knowledge.
9
See Keyt 2006 and, for a more general account of Plato’s political philosophy,
Schofield 2006.
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Plato
These conditions extend beyond what might appear to be the narrow con-
fines of educational policy into requirements for the right kind of architec-
ture, artistic performances, familial relationships and the like. These often
radical policies are all ultimately justified by the idea that everyone’s good is
best served by the promotion of the conditions for moral expertise.
There is one further important element to this vision. Once someone in
such a city has acquired this knowledge he also recognizes an obligation to
use that knowledge to legislate for and guide others for the best. Socrates
thinks he is entitled to this claim not only because of the general under-
standing of the reasoning part of the soul as also motivationally efficient but
also because, in the case of those who have acquired the moral expertise as a
result of the assistance of their fellow citizens, it will be the just and good
thing to do to repay this debt by undertaking to rule in the service of the city
as a whole. And such ‘philosopher kings’ are all motivated to do what is just
and good.10
Plato’s inquiries into the psychological basis of human happiness involve not
only an interest in the nature of the soul but also an interest in the nature of
the relationship between the soul and the body. The dialogues share the view
that a living human is composed of a body and a soul and that the soul is
something immaterial that will survive after the dissolution of this body–soul
pair. The soul therefore has various affinities with the immaterial Forms that
are the proper objects of knowledge and is also closer to the divine than is the
body. But the dialogues differ to some extent in their views about which of
our human activities should be assigned to the body and which to the soul.
Nevertheless, despite the differences of detail, there is a general commitment
to the idea that embodiment is not the ideal state for the soul since, while in a
body, it is hampered in performing its proper activities. This is perhaps given
its strongest presentation in the Phaedo, where Socrates argues that the
philosopher should strive as far as possible to separate the soul from the
body by neglecting and denying value to merely bodily affections (e.g. Phaedo
79b–84b). In this way philosophy is ‘a preparation for death’ (67e). And the
idea that the soul’s natural state is to be disembodied is something to which
10
The argument of this section of the Republic (519c–521a) remains extremely con-
troversial. For some recent discussions see: Kraut 1999, Brown 2000, and Smith
2010.
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Plato seems committed throughout his career. This has obvious important
consequences for his ethical thinking and for the best way for humans to live
their embodied lives. For one, the dialogues often explore the consequences
of certain ways of embodied living for the fate of the soul once it is separated
from the body at the person’s death, often in the form of eschatological
myths (see e.g. the myths at the end of the Phaedo (110b–115a), Gorgias (523a–
527a), and Republic (614b–621d)). Souls that are affected as little as possible by
their unfortunate embodiment will fare better once they have been freed
from the body while souls that have been affected badly by being subjected to
living a life committed to physical pleasures and indulgences will fare badly.
Given the further claim that we should identify ourselves with our souls
rather than either our bodies or the temporary combinations of bodies and
souls (e.g. Alcibiades I 129b–130c), this concern for our own fate in the period
after death should be an important guide for our behavior and values during
life.
In other dialogues, however, the body is thought of in somewhat more
positive terms. In Plato’s Timaeus, for example, where we get an account of
the nature and construction of the cosmos we find that – in line with the
general framework of teleological cosmology – our physical bodies and
sense-organs were designed by divine craftsmen in order best to allow our
souls, when embodied, to come to recognize order, harmony and truth.
Although the fact of being assaulted by information through perception and
by bodily needs does threaten the soul’s proper functioning, the gods who
took care of the design of our bodies did their best to minimize the dangers.
Timaeus recommends that we should look after our bodies (88a–89a) and
also seems to grant an important role to perception, particularly the sense of
sight, since it allows us to gaze at the harmonious revolutions of the heavens
and thereby improve the revolutions of our own souls (90c–d).11 Other
dialogues emphasize the similar role that listening to the right kind of
music can play in our psychic development by encouraging an affinity for
harmony and order (e.g. Laws 669b–673d). Elsewhere, it seems that the sense
of sight can provoke at least the initial stages of the intellectual journey
towards knowledge of the Forms. In the Symposium, the apparent physical
beauty of another body can provoke the desire that, properly harnessed, will
lead to the ascent towards viewing Beauty itself. In the Phaedo and the
Republic the recognition of the way perceptible items fall short of displaying
perfect equality or appear to display a pair of contrary properties (e.g. the ring
11
Two recent detailed accounts of the Timaeus are Johansen 2004 and Broadie 2012.
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Plato
finger appears both large and small in comparison with the fingers either side
of it) is a first step on the road that can eventually lead to knowledge of the
Forms.
There is a similarly subtle account of the role of pleasure and pain in our
ethical thinking and in the best kinds of life. While mere basic physical
pleasures are never accorded a great value and will indeed often be a sign
of a damaging interest in the body rather than in the soul, it is never denied
that a good human life will be a pleasant life. In fact, it is asserted in the
Republic that the best kind of life – the philosophical life – will be by some way
the most pleasant life a person can lead. This is because of the presence in that
kind of life of great intellectual pleasures – the pleasures of knowing the
Forms – that come from satisfying the desires of the rational part of the soul.
In the longest and most complicated analysis of the place of pleasures and
pains in the good life – the Philebus – Socrates again admits that although they
come very low on the final agreed list of goods, at least some pleasures are
still a necessary part of a human life (62e–64a).12
Finally, there is one last aspect of Plato’s ethical thought that must be
addressed. From the Hellenistic period onwards, anyone asking for a one-
sentence summary of Plato’s ethical ideal would in all likelihood have been
told that according to Plato the goal of life (the telos) is ‘becoming like god’ or,
expanded a little further, ‘becoming as much like god as possible for a human’
(see e.g. Alcinous’ Didaskalikos 28). This slogan is found most prominently in
the Theaetetus (176a–c) and the Timaeus (90a–d) but it occurs in the Republic
(613a–b) and the Symposium (212b) too.
The idea that the best human life is one in which a person lives a life that is as
divine as possible is in fact common ground between Plato, Aristotle, the Stoics,
the Epicureans, and various others, although they differ from one another in
both their accounts of the best life and their accounts of the nature of divinity. In
Plato’s case, the divine life amounts to a life spent in purely intellectual pursuits
and is a further elaboration of the idea we met earlier that the good human life is
the life of philosophy. More specifically, the philosophical life which is as divine
as possible is a life spent in the contemplation of eternal truths rather than the
shifting and contingent characteristics of our familiar perceptible world. Some
dialogues – for example, the Theaetetus – choose to emphasize the way in which
12
See Russell 2005.
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this will draw a person away from mundane affairs and away from the concerns
of politics and convention. Others – such as the Republic, as we have already
seen – emphasize how the possession of such knowledge, given the right
circumstances, will issue in a desire to make the familiar world as like as possible
the perfect objects of this divine knowledge. (In this respect we might also
imagine that the philosophical rulers of the ideal city are like the craftsman god
of the Timaeus in so far as they are engaged in a project of making as close a
likeness as possible to these perfect objects in the material with which they must
work.) Through the knowledge of these things, as we have seen, such a person
will not only be perfecting the very best part of himself – his reason – but will
also himself become just and good, because he will know what is truly just and
good.13 In this way we see once again the close connection between possessing
knowledge, particularly knowledge of moral truths, and being a just and good
person. This close connection was in all likelihood something that Plato first
saw being argued for by Socrates and it is a connection that he retained and
elaborated throughout his career.
BIBLIOGRAPHY
13
See Sedley 1999.
40
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Plato
Moss, J. 2008, ‘Appearances and Calculations: Plato’s Division of the Soul’, Oxford Studies
in Ancient Philosophy 34, 35–68
Russell, D. 2005, Plato on Pleasure and the Good Life, Oxford University Press
Santas, G. (ed.) 2006, The Blackwell Guide to Plato’s Republic, Oxford: Blackwell
Schofield, M. 2006, Plato: Political Philosophy, Oxford University Press*
Sedley, D. 1999, ‘The Ideal of Godlikeness’, in Fine 1999: 309–28
Sedley, D. 2007, ‘Philosophy, the Forms, and the Art of Ruling’, in Ferrari 2007b: 256–83
Sheffield, F. 2006, Plato’s Symposium: The Ethics of Desire, Oxford University Press
Smith, N. 2010, ‘Return to the Cave’, in M. McPherran (ed.), Plato’s Republic: a Critical
Guide, Cambridge University Press, 83–102
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