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Mock Test 2 » Total Questions: 10 Take More Tests

Question 1:
unattempted

For registering as a DP, the application should be submitted __________.

✔ to Depository, who will in turn forward it to SEBI after evaluation

✘ to Depository who will in evaluate and register the DP

Question 2:
unattempted

The Rights and Obligation Document is a standard document approved by

✔ SEBI

✘ RBI

✘ DCA

✘ Depositories

Question 3:
unattempted

Only a guardian can open a depository account for a minor.

✔ True

✘ False

Question 4:
unattempted

In the event of the death of a joint holder, the balance lying in the account can be transmitted, on request of
the surviving holders, to a new account to be opened by the surviving holders.

✔ True

✘ False

Question 5:
unattempted

The beneficial owners name in the account can even be changed after the account has been opened.

✔ True

✘ False

Question 6:
unattempted

Within how many days of request for remat of securities should the client receive the physical securities?

✘ 10 days

✘ 20 days

✔ 30 days

Question 7:
unattempted

It is possible for investors to transpose names of the joint holders along with the process of
dematerialisation through their DPs.
✔ True

✘ False

Question 8:
unattempted

Who can make a request for demat of the security?

✘ Company

✔ Registered holder of the security

Question 9:
unattempted

Only those securities whose ____________ has been activated by the depository, can be dematerialised in the
depository system.

✔ ISIN

✘ WAP

✘ IIP

Question 10:
unattempted

Transfer due to a transaction done on a person to person basis is called

✔ Off Market

✘ Market

✘ Sub-Market

✘ Intra-Market

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