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Metaphysics of Buddhist Experience and The Whiteheadian Encounter Philosophy East and West
Metaphysics of Buddhist Experience and The Whiteheadian Encounter Philosophy East and West
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Kenneth K. Inada The metaphysics of Buddhist experience and the
Whiteheadian encounter
General Remarks
Within a few centuries of the Buddha's demise, Buddhism distinguished itself
from other "forsaken ways" by the well-known Three Marks (tri-laksana),
that is, impermanence (anitya), non-self (anatman) and the enlightened state
of existence (nirvana). Later on, universal suffering (duhkha) was added to
make the Four Marks. Buddhist literature is replete with references to these
doctrines as a way of extolling the Buddhist way of life, but there is hardly any
systematic accounting of them in ways that would render understanding their
true import clear and unmistakable. In the highly metaphysical treatment of
dharmas, such as in the Abhidharmasection, the analysis turns out to be too
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it must be granted that the section, being a later development in Buddhist litera-
ture, does integrate, focus on and give a structural analysis of experience. It
brings into focus the principal ideas manifest in the Sutra (Discourses) and
Vinaya (Disciplines) sections.
It is to be noted that the structural nature of experience is not forsaken by
the Mahayana developments, although some schools may show trends of
denying or not bothering with such a scheme. And in time no doubt some
modern scholars will take up such trends and analyze only those unique features
beyond the basic Abhidharmic thought, in order to confer independent statuses
to the schools in question. This is too simplistic and erroneous. It runs counter
to the Buddhist spirit of "unity and diversity" and does not heed the advice
enunciated so clearly by the various patriarchs from Nagarjuna, Buddhaghosa,
Hui-neng to Shinran that they were only transmitting what the Buddha had
taught. One case in point is the philosophy of Vasubandhu. He was an Abhi-
dharmist converted to Mahayana at the instigation of his brother Asafiga. But
conversion was not abandonment of previous doctrines. In the subsequent
school which Vasubandhu helped to establish, the Vijfianavada (Fa-hsiang,
Consciousness-only or Phenomenalistic school), the basic structure of experi-
ence is retained but rendered more elaborate and accommodative by way of
the 100 dharmic analyses. In the analysis, Vasubandhu was careful to give due
respect to the foundational elements but added new elements or phases of
experience in order to present a more consistent and coherent nature of the
highly complex functions of the mental pole. Let us keep this in mind and
return to the discussion at hand.
The genetic structure of experience has been described in different ways,
from the general to the more specific and detailed.
1. Five skandhas (constituents of being)
a. rupa (corporeal nature of being)
b. vedana(sensitivity or general feeling of being, in the sense that a being is a
"bundle of feeling")
c. samjha (integrated awareness of perceptual objects)
d. samskara (activity in the being relative to the perceptual objects)
e. vijiana (discriminative play of ideas or concepts based on the perceptual
objects)
The five skandhas are listed serially to show the genetic flow, the continuity,
from the basic corporeal nature and up to the conscious realm. Each component
implicates or flows into the other realm. In the already complex organism that
we are, the inception of any particular experience is hard to pinpoint or locate,
because we must be mindful of the doctrines of anitya and anatman. The early
Buddhists spoke of sixteen moments of existence before one becomes conscious
of a perceptual object. The moments in question are the momentary flow within
the skandhas. Thus, according to this theory, we are forever "looking" to the
past moments for the thing or object.
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vijhanas are incorporated and given their due import, but it goes further in
elaborately analyzing the activities relative to the mental (caitasika or citta-
samprayukta-samskara) and nonmental (citta-viprayukta-samskdra)forms of
experience. For example, greed, ill will, anger, arrogance, shame, idleness, etc.,
are considered to be mental dharmic factors or forms; and acquisition, life-
force, subjective-objective components, life, and aging are nonmental factors.
In either case, these dharmasdescribe and alter the nature of one's being.
One of the greatest contributions or insights of the early Buddhists (perhaps
attributable directly to the historical Buddha) and followed very closely by
the Mahayana, is to divide the dharmic factors into the "constructive" or
"creative" (samskrta-dharmas)and the "nonconstructive" or "noncreative"
(asamskrta-dharmas)realms. The former is the category of the formed or that
which has been carved out, something done within the existential process. There
is a carving-out phenomenon of existence in that it is the result of appropriation
by way of the dharmic forces, ending in fragmentation of the process. The
latter (asamskrta-dharmas),however, is the exact opposite of the former. It is
the realm where the existential process is not strained, hindered, or hampered
by any of the dharmic factors. Thus although this category has also dharmic
character, it does not have it in the same manner as the former. For example,
one of the "nonconstructive" dharmas is space. Space is an universal dharma
in the sense that it exists pervasively throughout the total existential process.
It is neither a locatable nor manipulable dharma. It is not here or there but
always remains a vital component of any experience. Another example is the
nature of suchness or thusness of being (tathata), which is the result of achieving
enlightenment. Nevertheless, it functions thereafter as a "nonconstructive"
dharmic force of existence. Thus we observe that there must be an internal
consistency to all human experience, from the ordinary duhkha-bound realm
to the unbounded enlightened realm of existence. The Abhidharma thought
made it clear that no extraneous or transcendental force or factor is introduced
to explain the seen and unseen factors of experience. This is a basic position
which shows up in force in the subsequent developments of the Mahayana but
which scholars have tended to overlook.
We have now gone through a tedious abstract analysis of the Abhidharma
genetic structure of experience but have left out the crucial examination of the
term, genetic. The term is what makes possible the structural dynamics of
experience or what explains the nature of the experiential process itself. The
heart of the matter is to be seen in the next important doctrine.
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472 Inada
"realities." The Madhyamika, on the other hand, sought the basis for the
coming and going phenomenon with the "shadowy" existences of the various
dharmas. Thus, the fact of relational condition (pratyaya) or interdependent
nature (paraspara-apeksa) is not sufficient to explain the unique experiential
process. In the Prasannapadil1, Candrakirti explains that the term pratTtya
is a gerund signifying the phenomenon of "reaching" or "extending over," and
the term samutpada means origination or manifestation of the momentary
event. Thus in conjunction, pratltya-samutpada, refers to the dynamics of
momentary experiential existence.
The concept of duhkha again enters at this point. In a very significant sense,
it has direct reference to the experiential process in terms of pointing to the
inability to understand the nature and function of the process. That is, any
dharmic reference to the Wheel itself or its twelve components hampers under-
standing of the Buddhist nature of existence. The Wheel is not to be seen in
terms of the components or segments but as the continuity, the linking (nidana)
process itself. If one is able to see the Wheel in the latter sense, then the Wheel
turns either clockwise (anuloma) or counterclockwise (patiloma), or serially or
aserially, that is, it turns at a nondesignatable referential point. This is indeed
cryptic but not in the sense of the transcendental or impossible.
The concept of duhkha is basically in the "constructive" or "creative"
(samskrta) realm of existence.12 As all dharmas are forms of grasping phe-
nomena, the dharmic reference is decidedly forced or strained. As we know,
basic Buddhist teaching says that suffering is owing to desires or passions
(trsna) and the attachments (upadana)thereof. Now, in the above analysis, the
dharmas are the mental conformations (samskira) which are adhered to in the
entifiable sense. Such adherence is, to be sure, the very basis of consciousness
(vijhana,vikalpa),where postulated entities must be clear and distinct. However,
the postulational is narrow and limited as compared with the esthetic nature
of experience which goes beyond any circumscription.
Let us now expand on the inordinate nature of the experiential process. It
should not be doomed or fated to duhkha. Duhkha, after all, only refers to the
samsaric realm of existence. One need not be tied down to it. In fact, as sug-
gested all along, the tying-down process is of one's own making due to the
upadina-objectifying phenomenon. Even the Theravada tradition made it plain
that the grasping of the skandhasentails a basic form of suffering(pahcaskandha-
upadana).13But it was Nagarjuna who gave the clearest expression to the bold
insight that the samsaric realm is only the "covered" side of reality (samvrti-
satya), in the famous verses treating the spheres and limits of the twin concepts
of samsara and nirvana.'4 The empirical world of grasping and conceptual play
are not foreclosed to the states of release (nirodha) or rest (upasama).15They
are the very ingredients whereby the opening to the enlightened realm is pos-
sible, since the Buddhist truth of existence spans the relative as well as supreme
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474 Inada
the sense that he will cause a great mass and collection of beings to achieve
the highest (state of existence)."21 Then Sariputra, a disciple with a Theravada
background, is made to say: "A Bodhisattva is called a great being in the sense
that he will demonstrate dharmasso that the great errors should be forsaken-
such erroneous views as the assumption of a self (atman), a being (sattva), a
living soul (fiva), a person (pudgala), of becoming (bhava), of not-becoming
(abhava), of annihilation (uccheda), of eternity (nitya), etc."22
(3) What are dharmas? After all, it is said that the bodhisattva trains or
disciplines himself in the prajhaparamitas.The piramitas refer to the six (or
ten) so-called spiritual excellences that,23 if practiced properly, will bring about
the nature of irreversibility, that is, the movement from one stage to the next
without retrogression until full enlightenment is attained. In the spiritual de-
velopment, the bodhisattvacourses in the paramitas but does not treat them as
dharmas, as objective factors, or as components of existence. The sutra says,
"He does not go near any dharmaat all, because all dharmasare unapproachable
and unappropriable."24 It is the foolish, untaught, and common people who
are accustomed to treat the dharmas as realities. But these people "have con-
structed all the dharmas. And, having constructed them, attached themselves
to (the idea of) the two extremes (i.e., existence and non-existence)."25 Because
of the adherence to the concepts of existence and nonexistence, (is or is not
framework), ordinary people attach the three temporal moments ... past,
present and future-to the dharmas. But dharmas do not go anywhere nor
remain in a place. Finally, having established or constructed their own limits
(koti) of being, ordinary people are not able to expand, extend, and realize the
true realm of existence (bhuzta-koti).26 The dharmasare not objects of manipula-
tion (anupalambha,anupalabdhi). They are not made (samskrta) nor are they
brought about (anutpada). They do not have self-nature of own-being (sva-
bhdva).27
Another sitra belonging to the same genre, goes on to say that the bodhi-
sattva "does not see any dharma as conditioned (samskrta) nor unconditioned
(asamskrta); he does not see existence as conditioned, or non-existence as
unconditioned; he does not see the sign as conditioned, or the signless as
unconditioned; he does not review the beingness or non-beingness of any
dharma, except in such a way that he does not transgress against the suchness
(tathata,iunyata) of all dharmas."28
A word of caution is in order here. The sunyata of all dharmas spoken of so
frequently in the suitrasis not really an imputation of the nature of suchness or
emptiness of the dharmasthemselves as independent of the experiential process.
Sunyata is a unique experience arrived at and has reference to the experiential
process as a whole and not to any of its constituent parts. The Buddhist is not
saying that each skandha or each dharma is empty or void, nor is he saying
that all these are grounded in the nature of sunyata. On the contrary, they
become empty or void as a result of enlightenment whose content is sunyata.
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(9) Despite the foregoing analysis, which has bordered on the mystical and
the impossible at times, Buddhist metaphysics is, nevertheless, consistent and
coherent within the nature of things. The one doctrine that has always been
at the core, whether in the unenlightened or enlightened sense, is relational
origination (pratTtya-samutpada).It is a doctrine that one begins with in terms
of the duhkha-orientednature and ends up with in terms of the sunyata-oriented
nature. The doctrine is pervasive but makes its curious (or unique) Buddhist
turn in the process from the conditioned to the unconditioned nature of things.
Subsequent literatures, such as the Lahkavatara Sitra, speak of that turn as a
revulsion (paravrtti) or a transformation (parinimana) of being; it is a turning
over of the duhkha-oriented outflows (asraya-paravrtti). The result of such a
turn has inspired such men as Nagarjuna to spell it out in the famous "doctrinal
equation" seen earlier (pratUtya-samutpida=sunyata=prajhapti=madhyami-
pratipad). Such an equation is quite baffling even to the Buddhist; how much
more to the non-Buddhist?
II
Whitehead says that metaphysics is nothing but the description of the generali-
ties which apply to all the details of practice.32 And in terms of the foundation
of metaphysics, he says that it "should be sought in the understanding of the
subject-object structure of experience, and in the respective roles of the physical
and mental functionings."33 This also implicates metaphysics into two con-
trasting terms, that is, "appearance" and "reality." Their distinction arises in
the process of self-formation of each actual occasion.34 "Reality" according
to Whitehead, is the objective content as given in the antecedent world of that
occasion.35 It is from which the occasion advances creatively. "Appearance,"
on the other hand, refers to the "difference between the objective content of
the initial phase of the physical pole and the objective content of the final phase,
after the integration of physical and mental poles."36 It is the effect of the
activity of the mental pole."37
There is thus an intimate interplay or bond between "reality" and "appear-
ance" in the subject-object perceptual process of the actual occasion. Paren-
thetically, it must be understood that Whitehead refers to the human individual
as a grouping of occasions, a society of occasions, a person or personal, but the
manner in which a single occasion and a society of occasions are involved in
process is essentially the same. Whitehead is keen on understanding the proper
function of the percipient subject. He says, "the living organ of experience is
the living body as a whole."38 Further, "there is inheritance of sense-perception
from the antecedent members of the personal succession."39 And he cautions
that "a mere sensationalist perception does not account for our direct observa-
tion of the contemporary world. There is some other factor present, which is
equally primitive with our perception of sensa. This factor is provided by the
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within the subject."43 While datum becomes the prehended object, the subject
is thereby affected and develops a subjective form in regard to the datum. The
prehending subject is the way experience occurs.
The notion of a subjective form, the affective tone, strongly suggests a re-
lationship to the Buddhist dharmic analysis of experience. For, each dharma
is a definite form or mode of being expressing a particular event whether in the
conditioned or nonconditioned realm of existence. As seen earlier, even a
particular skandha is a form or dharma, so are the sense faculties, the different
kinds of consciousness, and the various mental conformations. But in Bud-
dhism, a form or mode in and of itself is not self-generative nor self-sustaining,
because it has to give way to the relational nature of being as well as the larger
context in which the concept of being ultimately appears. A dharma, being
evanescent, still exerts itself long enough to exhibit a certain characteristic to
an experience or of the percipient.
Both Whitehead and Buddhism converge upon several crucial elements of
experience as a way of accommodating the larger aspects of things. There are
three aspects in particular worth mentioning:
(1) An actual occasion or an event is never independent. As an actual oc-
casion prehends other entities, so is it influenced by them. The doctrine of
mutuality or mutual immanence holds for both systems.
(2) An actual occasion is never "vacuous." Part of this idea naturally comes
from the above. Whitehead says that "the term 'vacuous actuality' here means
the notion of a res vera devoid of subjective immediacy."44 This notion is
closely allied with the notion of "inherence of quality in substance" which is
also denied by him.45 The "other side" of vacuous actuality will then be an
actuality which is vitally related to the rest of nature, including its own self-
enjoyment ... the subjective immediacy which takes on the dynamic nature
of a subject-superject structure. But this entails a reassessment of the notions
of presentational immediacy and extensive continuum, both of which are
elaborate descriptions of the so-called horizontal (or serial) and vertical re-
lationships with respect to the concrescent process. This type of description is
not alien to the whole scheme of Buddhist experiential process.
(3) Given the nature of mutuality and nonvacuous actuality, Whitehead goes
on further to complete his cosmology. As he says, "the cosmological story, in
every part and in every chapter, relates the interplay of the static vision and the
dynamic history."46 The interplay of course reveals the paradoxical nature
involved, that is, permanent factors in the impermanent nature of things; in
general the play of the ideal opposites in process. For example, he says that
the ultimate facts of immediate experience are the actual entities, prehension
and nexus.47 Although these exhibit the facts of the concrescent process, they
are at the same time part and parcel of the dynamic nature of that process itself.
But the process is extensive since it "is an individualization of the whole uni-
verse."48 By saying this, Whitehead is cautious and does not wish to advance
the Platonic concept of a receptacle since the latter is "bare of all forms ... void,
abstract from all individual occasions."49 He wishes to work not from the
abstract notion of a container but from the concrete facts of experience as they
are related to the whole. He says that the "connectedness of things is nothing
else than the togetherness of things in occasions of experience."50 But in the
interplay of the static vision and the dynamic history there is a sense of the
"unbound permanence."
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482 Inada
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NOTES
1. Alfred North Whilehead, Process and Reality (New York: Macmillan, 1927), p. 4; hereafter
cited as PR.
2. The Brahmajala Sutta of Digha Nikdya, I, treats the "Sixty-two Theories," such as, to hold
that the world is eternal, noneternal, infinite, finite; that the soul is in the body, it is different from
the body; that the truth is destroyed at death, it continues despite death, etc.
3. Dharma (Sanskrit) or dhamma (Pali) is derived from the verb dharati, which means to hold,
carry, bear in mind, endure, and lasting. (Cf. Pali Text Society Pali-English Dictionary. Edited by
Rhys Davids and William Stede, p. 175.) The root of these terms is dhr which signifies the pheno-
menon of holding or supporting. Generally speaking, the dharma in terms of this phenomenon
reveals the basis for the structured nature of each moment or event.
4. Majjhima-Nikiya, II, 32; Samyutta-Nikaya, II, 28; Anguttara-Nikiya, V, 184, etc. Imasmin
sati, idam hoti, imass' uppadi, idam uppajjati; imasmin asati, idam na hoti; imassa nirodha, idam
nirujjhati.
5. The Conceptionof BuddhistNirvana (Leningrad: Publishing Office of the Academy of Sciences
of the USSR, 1927), p. 41.
6. The Conception, p. 39.
7. The Conception, p. 40.
8. The Conception, pp. 40-41.
9. Th. Stcherbatsky: The Central Conception of Buddhism and the Meaning of the Word
"Dharma," Second Printing (Calcutta: Susil Gupta Ltd., 1956, pp. 60-61.
10. The Conception, p. 39.
11. Prasannapada,5.1. Stcherbatsky, The Conception,p. 85.
12. Buddhaghosa, the great Theravada patriarch, crystallized all sufferings into three categories:
(1) ordinary physical suffering (duhkha-duhkha),(2) suffering due to the inability to accommodate
change (viparinamadukkha),and (3) suffering due to mental constructions or dharmic analysis
(sankhita-dukkha). All three are, of course, incorporated in the Mahayana way of thinking. Confer
Buddhabhosa's Visuddhimagga,XVI, 499-502; Bhikkhu Nanamoli's translation as The Path of
Purification, published by R. Semage, (Colombo, Ceylon: M. D. Gunasena & Co., Ceylon: 1956),
pp. 567-571.
13. Samyutta-Nikiya, III, 20f, 31; Pali Text Society trans. KindredSayings, III, p. 20f, p. 30.
14. Mulamadhyamakakariki, XXV, 19, 20; hereafter cited as MK.
15. MK, XXV, 24.
t6. MK, XXIV, 8, 9, 10.
17. MK, XXIV, 18.
18. Edward Conze has done the most extensive work in this area by way of editing and translating
the bulky major works. Cf. especially his The Prajha-paramitaLiterature (The Hague: Mouton
& Co., 1960), which analyzes the known works and their contents.
19. Astasdhasrika Prajhiapdramit&, i, 23-24; Edward Conze, The Perfection of Wisdom in Eight
ThousandSlokas (Calcutta: The Asiatic Society, 1958); hereafter cited as AP. pp. 9-10.
20. The Perfection of Wisdom, p. 7.
21. The Perfection of Wisdom, p. 7.
22. The Perfection of Wisdom, p. 7.
23. The six paramitis are: ddna (charity or generosity), sTla(virtuous conduct), ksanti (forbear-
ance, patience), virya (mental energy), dhyina (concentration), and prajii (wisdom). The four
supplementary paramitas to make up ten in all are: upaya or upaya-kausalya (skillful in means),
pranidhina (strong resolution), bala (strength, power), andjiina (knowledge).
24. AP, p. 5.
25. AP.
26. AP, p. 6.
27. Edward Conze, The Large Suitraon Perfect Wisdom with the Divisions of the Abhisamayd-
lahkira, Parts II and III (Madison, Wisconsin: College Printing and Typing Company, 1964), p. 513.
28. The Gilgit Manuscript of the Astidasasdhasrikdprajhadparamitd, Chapters 55 to 70 Corres-
ponding to the fifth Abhisamaya. Ed. and trans. Edward Conze (Rome: Instituto Italiano per Il
Medio Ed Estremo Oriente, 1962), pp. 288-289.
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488 Inada
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