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Journal of Cleaner Production 377 (2022) 134537

Contents lists available at ScienceDirect

Journal of Cleaner Production


journal homepage: www.elsevier.com/locate/jclepro

Review and environmental footprint assessment of various formalin


production pathways
Jan Puhar , Damjan Krajnc , Lidija Čuček , Annamaria Vujanović *
Faculty of Chemistry and Chemical Engineering, University of Maribor, Maribor, Slovenia

A R T I C L E I N F O A B S T R A C T

Handling Editor: Kathleen Aviso Formalin is among the most important commodity chemicals, used mainly as a precursor to a wide range of
value-added products. Currently, formalin is widely produced from methanol derived from natural gas, however
Keywords: a transition from fossil-based production to sustainable feedstocks and pathways is crucial. This study evaluates
High production volume chemicals the environmental impacts of selected promising formalin production technologies to shape a pathway towards
Formalin
more sustainable production of key chemicals. Among the investigated production routes are through methane
Formalin production
steam reforming of other fossil and renewable sources, hydrogenation of CO2, and direct conversion of methane,
Production pathways
Environmental impact assessment syngas or CO2. to formalin. A comparative Life Cycle Assessment (LCA) is performed for seven different formalin
synthesis routes with higher readiness levels. Technologies utilizing waste CO2 and biogas from manure as
feedstocks show the most promising results, reducing greenhouse gas footprint by roughly 60% compared to the
conventional pathway. Results show that a key contribution to the environmental impact mitigation was the
unburdening effect due to the use of waste and product’s substitution. With this study, a more comprehensive
outlook focusing on the environmental sustainability of formalin production is provided. Environmental per­
formance and readiness levels of formalin production technologies utilizing renewable or waste feedstocks
indicate that such pathways could be applied to industrial scale in the future.

shown that such materials could be produced in a circular manner, by


1. Introduction considering raw materials sourced from either renewables or waste
(Vujanović et al., 2021). However, potentially viable production path­
Formalin is an essential precursor to produce value-added chemicals ways still remain unexplored, particularly in the case of formalin
such as resins and plastics (Reuss et al., 2000). With plastic consumption production.
increasing every year and with its further growth expected (Borrelle et al., Formalin is the most commonly stored and distributed as an aqueous
2020), this production sector of the chemical industry presents a significant solution of formaldehyde, containing around 37 wt% formaldehyde in
environmental burden. To tackle these issues, it is important to systemat­ water (PubChem, 2019). Production of formalin has been increasing
ically consider the value chains of plastic materials, which include pro­ globally and will likely continue to increase due to the rising demand for
duction of formalin as a precursor. Formalin is mainly used in the synthesis wood-based panels, which is one of its chief products (IHS Markit,
of three important thermoset plastic resins: phenol-formaldehyde, ure­ 2019). The global consumption of formalin is projected to increase at an
a-formaldehyde, and melamine-formaldehyde, which are produced in the average annual rate of approximately 6.1% between 2020 and 2024
amounts of around 80 • 106 t/y in total, of which 40 • 106 t/y is (TechNavio, 2020).
urea-formaldehyde, 21 • 106 t/y is melamine-formaldehyde, and 16 • 106 Formalin can be produced from a range of raw materials, including
t/y is phenol-formaldehyde (The Essential Chemical Industry, 2017). natural gas, coal, biomass, and other carbon-based sources. Its most
By selecting greener production pathways for formalin, more sus­ common production process involves steam reforming of natural gas,
tainable production of formalin-based resins could be achieved, followed by methanol synthesis from the produced syngas, and finally
addressing the objective to develop a circular economy for these plastic formalin synthesis from methanol and oxygen. There are currently two
materials (Santander et al., 2020). Simulation of more sustainable al­ main routes to produce formalin on an industrial scale: oxidation-
ternatives for the production of melamine-formaldehyde resin fibres has dehydrogenation using a silver catalyst which can involve either

* Corresponding author.
E-mail addresses: jan.puhar@student.um.si (J. Puhar), damjan.krajnc@um.si (D. Krajnc), lidija.cucek@um.si (L. Čuček), annamaria.vujanovic@um.si
(A. Vujanović).

https://doi.org/10.1016/j.jclepro.2022.134537
Received 15 March 2022; Received in revised form 1 October 2022; Accepted 2 October 2022
Available online 5 October 2022
0959-6526/© 2022 The Authors. Published by Elsevier Ltd. This is an open access article under the CC BY license (http://creativecommons.org/licenses/by/4.0/).
J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

Abbreviations ILCD International Reference Life Cycle Data


LCA Life Cycle Assessment
ADP Abiotic depletion potential LCI Life Cycle Inventory
AP Acidification potential MDEA Methyl diethanolamine
CAMERE Carbon dioxide hydrogenation to form Methanol via a MEA Monoethanolamine
Reverse-water-gas-shift reaction MER Melamine etherified resin
CML Centrum voor Milieukunde Leiden (Institute of MSR Methane steam reforming
Environmental Sciences Leiden) MSW Municipal solid waste
DCB Dichlorobenzene NADH Nicotinamide adenine dinucleotide cofactor
DEA Diethanolamine POP Photochemical oxidation potential
EP Eutrophication potential RWGS Reverse water-gas shift
GHG Greenhouse gas SOEC Solid oxide electrolysis cell
GWP Global warming potential TRL Technology Readiness Level
HTP Human toxicity potential WGS Water-gas shift

complete or incomplete methanol conversion, and the direct oxidation management has been utilized to evaluate the carbon footprint of
of methanol to formaldehyde using a selective metal oxide catalyst coal-to-methanol chain (Qin et al., 2016). The authors discussed
(Thrane et al., 2021). detailed greenhouse gas (GHG) generation during the methanol pro­
More than 90% of the formalin production in the world is realized by duction process, providing a systematized method for identification of
the natural gas reforming via methanol synthesis route (Bertau et al., related direct and indirect emissions. The life cycle environmental per­
2014). However, alternative production pathways have gained rele­ formance of various fuels such as liquefied natural gas, methanol, and
vance in recent years due to the pressure on the chemical industry to bio-methanol has been compared (Brynolf et al., 2014). The environ­
reduce its environmental burden. Rising crude oil prices and advances in mental impacts of methanol production has been analysed, where the
formalin gasification and synthesis technologies have led, especially in study considered sugarcane bagasse and Brazilian conditions as raw
China, to a shift in production to the synthesis of coal-based methanol material (Reno et al., 2011). Methanol production routes have been
and further formalin synthesis (Li and Broadstock, 2021). As a result, compared based on a cradle-to-gate LCA, where global warming po­
technological innovation has triggered increased attention towards tential (GWP) and energy demand were discussed (Kajaste et al., 2018).
alternative raw materials, such as bio-based resources or waste mate­ When considering both operating costs and the impact of GWP, meth­
rials. Such resources could contribute towards mitigation of environ­ anol produced by gasification of wood biomass was recognized as the
mental burdens and support the transition towards circular economy. best performing technology.
Methanol, which is required to produce formalin by most conven­ Environmental aspects should be considered when designing
tional pathways, can also be obtained using different production path­ different production routes for the sustainable production of chemicals,
ways and with a vast number of feedstocks. While natural gas-based especially those produced in larger quantities. Research has already
production pathways are most common, there has been a significant shown that coal coking technology causes lower environmental harm
increase in research of more renewable pathways (Roode-Gutzmer et al., than coal gasification (Li et al., 2018a). Other processes, such as CO2
2019), such as conversion of wind power to methanol (Bos et al., 2020), electrolysis, have shown great promise regarding their yield efficiency,
utilization of renewably produced hydrogen (Cifre and Badr, 2007), and mild operating conditions and lower environmental impact (Patel et al.,
the utilization of biogas (Entesari et al., 2020). Companies around the 2016). One of the most promising alternatives is methanol production
world are already using new and innovative sources to synthesize by hydrogenation of captured CO2, which has been developed to a
methanol, with syngas or liquid fuels being produced from sources such readiness level appropriate for higher scale implementation (Álvarez
as waste black liquor (Häggström, 2011), crude glycerine (Van Benne­ et al., 2017). However, despite the presence of new technologies with
kom et al., 2012), CO2 emissions (Hobson and Márquez, 2018), and solar the potential to replace current practice, there is insufficient research
energy (Steinfeld and Lehmann, 2019). comparing the current industrial state and alternative technologies
Factors such as resource availability have an important effect on (Al-Kalbani et al., 2016).
choosing production pathways. In the example of China, which produces To the best of the authors’ knowledge, there was no comprehensive
most of the methanol in the world (Su et al., 2013), there is an abun­ environmental analysis performed yet evaluating different processing
dance of coal, which has caused the methanol industry to shift to routes for formalin production from different feedstocks. This study
coal-based production pathways. To consider the impacts of resource therefore brings a review into currently available formalin production
extraction, transport, and production, a systematic comparison of the technologies, complementing LCA with Technology Readiness Level
different options is required. (TRL) analysis to offer a well-rounded comparison when making de­
Life Cycle Assessment (LCA) is a widely recognized method for cisions among different technologies. The objectives of this paper are to
assessing environmental impacts of products and services. LCA and life investigate environmental performance of formalin production from
cycle thinking has thus far been beneficial in the field of sustainable different synthesis routes and to understand the sustainability of the
plastics as a tool for estimating the most environmentally friendly formalin production technologies. To make a balanced comparison
strategies on a policy level (Tamburini et al., 2021). Despite the global among the formalin production pathways, only technologies with a
scale of formalin production and the relevance of formalin as a product, moderately high TRL are investigated. In this way, realistic input-output
to the knowledge of the authors, there has been no comprehensive data is considered for technologies at or above pilot scale. The
comparative LCA studies performed regarding different synthesis routes comparative assessment was carried out using seven environmental
of formalin (Riaz et al., 2013). impact categories to identify the possible impacts of formalin produc­
Several research works have been published on the LCA of methanol tion: GHG footprint, eutrophication potential (EP), human toxicity po­
production. Comparative LCA was performed for coal-based methanol tential (HTP), potential for abiotic depletion of fossil fuels (ADP),
and electricity co-production and natural gas reforming process (Sli­ acidification potential (AP), photochemical oxidation potential (POP),
winska et al., 2017). The concept of hierarchical attribution and eco-costs. OpenLCA software with the integrated database

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

Ecoinvent 3.6 (Ecoinvent V3.6, 2019) and other was used for the envi­ CO + 2H2 ↔ CH3 OH (5)
ronmental analysis.
Finally, formalin is synthesised from methanol and oxygen by the
2. Review of formalin production pathways combination of partial oxidation and dehydrogenation of methanol
(Millar and Collins, 2017). Eq. (6) represents the formalin synthesis
This section briefly describes the formalin production pathways and reaction.
classifies them in three categories: (1) Formalin synthesis via syngas 2CH3 OH + 0.5O2 → 2CH2 Ο + H2 O + H2 (6)
conversion, (2) Alternative formalin synthesis routes from methanol
produced by hydrogenation of CO2, (3) Direct conversion to formalin. 2.1.2. Syngas produced via gasification of biomass, combustible waste or
coal
2.1. Formalin synthesis via syngas conversion Syngas may be produced from bio-based sources such as wood
biomass and various other carbonaceous feedstocks, such as municipal
Syngas conversion to methanol and further to formalin is currently solid waste (MSW) or coal. In the case of biomass gasification, the first
the standard process used to produce formalin industrially. In the first part of the process consists of feedstock delivery, weighing and prepa­
step of the process, syngas is converted to methanol, which is later pu­ ration by drying and preheating. The dry biomass is then gasified by
rified by removing water and other impurities. In the next step, form­ partial oxidation and pyrolysis, and the resulting raw syngas is purified
aldehyde is produced from methanol and air, where the leading by quenching and acid gas separation (Cifre and Badr, 2007). The
industrial reaction pathway today is the Formox process, where formalin simplified biomass gasification process is shown in Eq. (7). It should be
is synthesised by conversion over a metal oxide catalyst (Rellán-Piñeiro noted that glucose is used to represent wood biomass, however actual
and Lopez, 2015). The syngas used as feedstock can be obtained from biomass composition is more complex due to its complex structure and
various carbon-based sources, the most common of which is natural gas. composition.
The production pathways described in this section are presented in C6 H12 O6 + O2 + Н 2 O → CO + CO2 + H2 (7)
Fig. 1.
Coal-based syngas is mainly produced by two methods: coal gasifi­
2.1.1. Formalin produced via steam reforming of natural gas cation and coal coking (Li et al., 2018a). During gasification, the coal is
Currently, the majority of formalin is produced via the natural gas blown through with oxygen and steam, as shown in Eq. (8). Addition­
reforming route. The process consists of: (1) methane steam reforming ally, the oxidation reaction shown in Eq. (9) takes place in the gasifier,
(MSR), (2) methanol synthesis from syngas, and (3) formalin synthesis. resulting in a gaseous mixture of CO, CO2, H2 and water vapour.
The MSR reaction, which generates syngas by the reaction of Alternatively, the coal coking process refers to heating the coal inside an
methane and high-pressure steam, is presented in Eq. (1). The syngas is oven, where the main difference to the gasification process is seen in the
mainly composed of H2, CO and CO2. To increase the H2 content in the raw syngas composition. The gas is also named coke oven gas, and
syngas, the water-gas shift (WGS) reaction occurs, as shown in Eq. (2). contains mainly CO2, H2 and CH4. To purify the coke oven gas, steam
reforming is used to convert the methane into additional CO and H2.
CH4 + H2 O → CO + 3H2 (1)
3C + O2 + H2 O → H2 + 3CO (8)
CO + H2 O ↔ 3H2 + CO2 (2)
C + O2 ↔ CO2 (9)
In the second part of the process, methanol is formed according to the
equilibrium reactions shown in Eqs. (3)–(5). Syngas from waste can be produced also from the organic content of
MSW, which consists of combustible components such as non-recyclable
CO2 + 3H2 ↔ CH3 OH + H2 O (3) plastics, cardboard and other materials. The waste is gasified to produce
syngas, which is later purified, removing the contents of salts, HCl and
CO2 + H2 ↔ CO + H2 O (4) H2S. The high-temperature gasifier enables a high selectivity of CO and

Fig. 1. Formalin production pathways via conversion of syngas.

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

H2 in the resulting gas and avoids CH4 formation, resulting in syngas sources range from organic waste such as manure, sewage sludge,
composition that is more suitable for future use in methanol production agricultural residues, organic fraction of MSW and other. Purification of
(Iaquaniello et al., 2017). biogas to remove contaminants such as H2S is also conducted to ensure
For all the pathways described, methanol and formalin are syn­ its quality for future use (Mulu et al., 2021). To produce syngas, the MSR
thesised after syngas has been formed. The synthesis occurs in the same method similar to natural gas reforming is used. This method is desirable
manner as the natural gas-based process, which is referred to in Eqs. (3)– as WGS produces additional H2, which results in syngas composition
(6). that is more beneficial for further processing (Vita et al., 2018). In the
following steps, methanol and formalin are synthesised from syngas as
2.1.3. Syngas produced via gasification of black liquor described in Eqs. (3)–(6).
Black liquor is formed during the Kraft pulping process by converting
wood into wood pulp, which is the dominant method for producing
2.2. Alternative formalin synthesis routes from methanol produced by
paper. During the Kraft process, wood chips are treated by a white liquor
hydrogenation of CO2
solution containing sodium hydroxide and sodium sulfide, which pro­
duces black liquor as the by-product. The black liquor contains organic
To obtain methanol used in formalin production, an alternative to
matter from wood and is usually gasified in the paper mill to recover
the conventional routes may be the hydrogenation of CO2. The CO2 used
energy by producing heat and/or electricity (Magdeldin and Järvinen,
can be obtained by physical or chemical absorption to capture CO2 from
2020). However, it can also be used as a gasification feedstock to pro­
flue gases. A solvent, usually amine-based, such as diethanolamine
duce biofuels such as methanol. Due to black liquor being sourced from
(DEA), methyl diethanolamine (MDEA) or monoethanolamine (MEA)
wood and due to its liquid state, it presents a practical option for use in
(Vega et al., 2018) is used to obtain a liquid phase containing mainly
chemical industry. It offers the additional advantage of containing a very
CO2 after absorption. The CO2-rich stream is introduced to an acid gas
small amount of methane in the resulting syngas (IEA Bioenergy, 2007).
stripper, where desorption occurs and purified gaseous CO2 is obtained.
Gasification of the black liquor, which burns in a manner similar to
Technologies where CO2 is used to produce methanol and further
heavy oil, occurs in a pressurised reactor, and the generated gas is
formalin are presented in Fig. 2.
cleaned to remove smelt, ash and H2S. The resulting syngas contains
mostly H2, CO and CO2. In the following steps, methanol and formalin
2.2.1. Formalin produced via methanol from CO2 capture
are synthesised from syngas as described in Eqs. (3)–(6).
Formalin is alternatively produced by the catalytic hydrogenation of
CO2, a process which can be sourced fully from renewable or waste
2.1.4. Syngas produced via biogas
sources if hydrogen is produced by one of the greener pathways such as
Another bio-based process which can be used to produce syngas is
electrolysis of water. The CO2 required for the reaction is usually sup­
biogas. Biogas is obtained via anaerobic digestion, where organic matter
plied from flue gases of fossil-fuel power plants and factories (Cifre and
is decomposed by microorganisms in the absence of oxygen and is
Badr, 2007). Once it is separated from the bulk gas stream, methanol is
converted to a gaseous mixture of methane, CO2, water, and other trace
produced by mixing CO2 with H2 in the stoichiometric ratio according to
compounds, which are largely dependent on the biogas source. These
Eqs. (3)–(5). Finally, analogous to the syngas-based process, methanol

Fig. 2. Alternative formalin production pathways.

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

and oxygen are used to produce formalin.


CO2 + 2e− ↔ CO + O2− (15)
2−
2.2.2. CAMERE conversion process of CO2 to methanol The anode reaction is shown in Eq. (16). O oxygen ions are
Aside from the direct hydrogenation of CO2 process described in transported through a solid oxide electrolyte, and O2 gas is generated by
section 2.2.1, the CAMERE process (CO2 hydrogenation to form meth­ oxidation.
anol via a reverse WGS (RWGS) reaction) presents an alternative
2O2− ↔ O2 + 4e− (16)
pathway to produce methanol from CO2. The process employs a RWGS
reaction to partially convert CO2 to CO and water. The water in the The overall reaction is shown in Eq. (17). Along with it, the WGS
solution is then removed by a flash separator, which is beneficial for takes place, increasing the amount of H2 in the resulting syngas.
resulting in higher methanol content during the methanol synthesis
CO2 + Н 2 O ↔ CO + H2 + O2 (17)
(Araya et al., 2020). The gaseous mixture of CO, CO2 and H2 is then fed
to the methanol synthesis reactor, where methanol is formed according In the following steps of the process, methanol is produced from
to reactions specified in Eqs. (3)–(5). The RWGS occurs at temperatures syngas and later purified, and formalin is produced from methanol and
above 600 ◦ C and up to 800 ◦ C (Park et al., 2004) and is shown in Eq. air as specified in Eq. (6).
(10). Catalyst selection is critical for this reaction, as the RWGS is
required to effectively convert CO2 to CO and to remain stable at tem­ 2.2.4. Conversion of CO2 to methanol by alternative means
peratures up to 800 ◦ C. Research has shown that ZnAl2O4 is among the Additional methods to perform reduction of CO2 to methanol, such as
efficient catalysts that could be used to produce methanol with the photocatalytic or enzymatic methods, have received experimental
CAMERE technology (Aničić et al., 2014). attention. One of the promising technologies is photocatalytic reduction
of CO2 using UV light irradiation (Ali et al., 2015). The process uses
CO2 + H2 → CΟ + H2 O (10)
semiconductor materials such as TiO2, ZnO, and ZnS as well as reducing
substances like H2O, H2, CH4 and alcohols. While the operating condi­
2.2.3. Electrocatalytic reduction of CO2 to methanol
tions of this process are rather mild, the downside is a substantial energy
Methanol may be produced from CO2 via electrocatalytic reduction,
demand to convert CO2 to methanol. The process of photocatalytic
a method which attracts interest due to its ability to be performed under
conversion of CO2 is still far from practical applications, particularly due
ambient conditions. Two electrocatalytic pathways of methanol pro­
to a complicated mechanism and inefficient product selectivity (Kar­
duction are described in this section: the direct electrocatalytic con­
amian and Sharifnia, 2016), and will therefore require significant im­
version of CO2 and water to methanol and the electrocatalytic
provements in catalyst modification or other areas before it can be
conversion of CO2 and water to syngas.
performed at the industrial level.
During the direct electrocatalytic conversion of CO2 to methanol,
The biological conversion to methanol offers the benefit of being
electricity is supplied to establish a potential between electrodes and
carried out at ambient conditions (Patel et al., 2016). The proposed
reducing CO2 to other value chemicals. The products of this electro­
method utilizes CH4 and CO2 as feedstocks to produce methanol by
chemical reduction depend on catalyst materials and the reaction me­
enzymatic reactions. There is potential for this technology to be utilized
dium. To obtain methanol from CO2 and water, metal compounds such
for biogas conversion, as biogas is comprised of a mixture of gaseous
as oxidized copper, either in the form of Cu2O cubes or oxidized copper
CH4 and CO2.
foil, are selected for the cathode, while platinum is commonly used for
the anode. For the reaction medium, the electrochemical reduction of
CO2 most often requires an aqueous solution of inorganic salts con­ 2.3. Direct conversion of various precursors to formalin
taining Cl− , HCO−3 or OH− anions, which offer high conductivity and are
beneficial for product selectivity (Albo et al., 2015). The overall reaction Several reaction mechanisms to produce formalin from precursors
of the electrode system is presented in Eq. (11). The individual cathode other than methanol have been proposed, mainly focusing on feedstocks
and anode reactions are presented in Eqs. (12) and (13). such as CO2, syngas and methane which could be converted directly to
formalin. The majority of research on direct conversion to formalin is
CO2 + 2H2 Ο ↔ CH3 OH + 1.5O2 (11)
still far from practical applications, however the technologies in this
CO2 + 6H+ + 6e− ↔ CH3 OH + H2 O (12) section offer vital opportunities in transitioning towards more sustain­
able production of formalin at lower cost and energy demands (Heim
3H2 O ↔ 1.5O2 + 6H+ + 6e− (13) et al., 2017).

However, the described process has so far not been carried out effi­ 2.3.1. Direct conversion of CO2 to formalin
ciently regarding the methanol yield, and therefore it is unlikely to be Formalin has been produced by a stoichiometric reduction of CO2,
applicable in practice without additional research of the process where the reducing agent used was the zirconium metallocene complex
mechanism (Albo et al., 2015). [Cp2Zr(H)(Cl)]n (Heim et al., 2017), as shown in Eq. (18). Formalin is
A method more likely to be used is electrolysis of CO2 and water to also formed when CO2 is inserted in the Si–H bonds of a decomposed
form syngas, which can then be used to produce methanol by known silyl formate molecule (Sun and Wang, 2021), shown in Eq. (19). Format
reactions, specified in Eqs. (3)–(5). To perform water electrolysis, water dehydrogenase and formaldehyde dehydrogenase enzymes coupled
and CO2 input flows are used alongside a solid oxide electrolysis cell with the nicotinamide adenine dinucleotide (NADH) co-factor also
(SOEC). Similar to the CO2 capture and hydrogenation method reduce CO2 to formalin with the enzymatic reaction occurring at 37 ◦ C as
described in section 2.2.1, CO2 is first captured from flue gas by chem­ shown in Eq. (20).
ical absorption with amine solvents. It is heated to the SOEC operating
temperature of 800 ◦ C, where together with water, syngas consisting of 2Cp2 Zr(H)Cl + CO2 → [Cp2 (Cl)Zr]2 O + CH2 O (18)
CO, CO2 and H2O is produced (Al-Kalbani et al., 2016). Three separate
reactions occur inside the SOEC: water electrolysis and CO2 electrolysis 3NC11 H12 –SiC7 H8 O2 → N3 Si3 C51 H54 O3 + 3CH2 O (19)
as shown in the cathode reactions in Eqs. (14) and (15), as well as the
CO2 + 2NАDH + 2H+ ↔ CH2 O + 2NАD+ + H2 O (20)
WGS reaction (Eq. (2)).

H2 O + 2e− ↔ H2 + O2− (14) 2.3.2. Direct conversion of syngas to formalin


Formalin conversion directly from syngas has been successfully

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

carried out as hydrogenation of CO in the aqueous phase, where a hydrogenation have reached a readiness level that shows they could be
selectivity of 100% and conversion of 19% were achieved (Bahmanpour utilized for methanol production on a higher scale. Other technologies
et al., 2015). By using a selective Ru–Ni/Al2O3 catalyst, the reaction such as biogas utilization have been developed up to pilot-scale capacity
equilibrium was pushed towards formalin as the major product in and could be viable options in the future. On the other hand, technol­
aqueous solution. For the formalin to stabilise, methanediol (CH4O2) ogies such as electrocatalytic reduction of CO2 or various pathways for
was formed as the main product in the resulting aqueous solution of direct conversion of precursors to formalin are at very low maturity
formalin. levels, and they clearly require further research to increase production
capacity.
2.3.3. Direct oxidation of methane to formalin Table 1 shows the studied formalin production technologies and
Formalin formation has also been studied using the direct oxidation their respective TRLs. Descriptions of TRLs are taken from guidelines
of methane at temperatures between 600 and 770 ◦ C and in the presence available in the literature (Buchner et al., 2019), where levels 1–3
of a surface containing SiO2. The process mechanism involves initiation represent technologies in the proof of concept stage, levels 4–6 represent
by formation of free radicals on the solid surface and chain propagation proof of principle, and levels 7–9 represent proof of performance. Of the
in the gas phase (Bobrova et al., 2007). With the surface oxygen indi­ 11 technologies where TRL was assessed, 6 technologies (T1-T6) which
cated by Os, methyl radicals are first formed from methane, and con­ have a moderately high TRL were further analysed in this study to
verted to formalin in the secondary interaction with Os (De Vekki and evaluate their environmental impacts. The evaluation was conducted for
Marakaev, 2009), as shown in Eqs. (21) and (22): technologies which operate on a comparable scale and can provide
sufficient and realistic data for accurate LCA analysis.
CH4 + Os → CH3 + HOs (21)
The different production routes have been assessed for all process
stages of formalin from cradle to gate of the factory. Screening was
CH3 + Os → CH2 O + 0.5H2 (22)
performed to only include technologies with TRL above 6 for further
analysis, by excluding laboratory-scale systems due to insufficient data
3. Environmental footprint analysis
for environmental assessment. Out of the 11 production routes of
formalin technologies listed in Table 1, seven were reviewed, including
The LCA study was performed in four steps according to the ISO
both emerging and conventional technologies:
14040 series standards (International Organization for Standardization,
2006a, b): goal and scope definition, inventory analysis, impact assess­
(1) Case A: Formalin produced via steam reforming of natural gas
ment and interpretation. This study aims to compare the life cycle im­
(T1);
pacts of formalin produced from different resources and using
(2) Case B: Formalin produced via gasification of wood biomass (T2);
alternative technologies on a cradle-to-gate basis. The final use of
(3) Case C: Formalin produced via gasification of coal (T2);
formalin as a chemical is excluded from the evaluation due to the
(4) Case D: Formalin produced via gasification of black liquor (T3);
various possible end uses.
(5) Case E: Formalin produced via biogas utilization (T6);
The Ecoinvent database version 3.6 (Ecoinvent V3.6, 2019) with
(6) Case F: Formalin produced via CO2 capture technology and hy­
allocation at the point of the substitution system model was taken,
drogenation of CO2 (T4);
meaning that impacts of waste burdens are shared between its producers
(7) Case G: Formalin produced via the CAMERE process (T5).
and its subsequent users benefitting from waste treatment products
(Ecoinvent Association, 2021).
In the study, operational CO2 emissions from bio-derived fuels are 3.2. Definition of the functional unit and system boundaries
considered to be zero, as they captured from the atmosphere during
feedstock growth (Gilbert et al., 2018). The LCA included production of The functional unit provides a reference unit for the system. In this
raw materials and formalin while did not include the construction, study, the functional unit considered was defined as 1 t of produced
distribution, and use. formalin. The seven formalin production routes were assessed within the
In the Life cycle inventory (LCI) phase of LCA, the inputs and outputs system boundaries "cradle-to-gate", including raw materials extraction,
of the production system are quantified. In the case of formalin pro­ methanol synthesis and final formalin production. The study considered
duction from captured CO2, hydrogen is produced by steam reforming of all the relevant raw materials, energy, utilities (e.g., electricity, steam,
natural gas, a process which was taken from the Ecoinvent database. LCI
for electricity consumption for the processes is assumed to be coming Table 1
from the Slovenian electricity mix (Statistical Office of the Republic of Technology readiness levels of previously investigated formalin production
Slovenia, 2021). Also, the LCI for natural gas production and transport technologies.
processes was based on the Slovenian natural gas basket (Ministry of Technology Name TRL Description
Infrastructure of Republic of Slovenia, 2019). Inventories for Natural gas reforming T1 9 Actual system proven through
country-specific natural gas production processes were obtained from Biomass or coal T2 9 successful operation in a commercial
Ecoinvent database with estimated transport distances to the case re­ gasification setting
finery location (assumed to be Kočevje, Slovenia). Black liquor gasification T3 9
Hydrogenation of CO2 T4 8–9

3.1. Goal and scope definition CAMERE process T5 6–7 Pilot-scale system demonstrated in
Biogas utilization T6 6 relevant laboratory environment

An important variable to consider when assessing the sustainability Electrocatalytic T7 3–4 Proof-of-concept validated through
of technologies is their maturity level, which is related to the viability of reduction experiment or analysis
a given technology to be implemented into a full-scale operation. This Photocatalytic or T8 3
enzymatic reduction
can be expressed via the technology readiness level (TRL), which has
CO2 to formalin (direct) T9 2–3
been researched by the authors in previous work (Puhar et al., 2021).
The study investigated available formalin production technologies and Syngas to formalin T10 2–3 Technology concept and/or
assigned TRLs according to standardized guidelines. It was found that (direct) application formulated
while the MSR pathway is the most common one for formalin produc­ Methane to formalin T11 2–3
(direct)
tion, alternatives such as black liquor gasification and CO2

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

water), auxiliary chemicals, and emissions involved in each stage. The production and to generate the inventory for the comparative LCA of
use of formalin and waste treatment was not considered. The direct formalin production. OpenLCA software with integrated databases
wastewater emission has not been considered because it was assumed Ecoinvent (Ecoinvent V3.6, 2019), GaBi (GaBi Software System, 2020),
that each production facility has its own on-site wastewater treatment Soca (Ciroth and Eisfeldt, 2016), and ILCD (International Reference Life
system. For the simplification, infrastructure, facilities, and labour were Cycle Data) (ILCD Handbook, 2010) has been applied to perform LCA
not included in the system boundary. Enzymes were also not considered models.
since their amount is minimal when considering the overall inputs and For Case A, where formalin is produced via the natural gas pathway,
outputs of systems. the material mass flows for methanol production are obtained from a
study which compared the environmental and economic performances
4. Footprint analysis of formalin production pathways of different methanol production routes (Li et al., 2018b). The LCI data
was assumed from the paper, where inputs and outputs for methanol
In this section, inventory data for the different formalin production production from natural gas are specified. For formalin production in
pathways is presented. LCA evaluation was conducted by using the CML the second part of the process, the LCI data is obtained from a simulated
midpoint method (CML - Department of Industrial Ecology, 2016). The process for formalin synthesis, which is described in detail in previous
selected impact categories considered are GHG footprint, ADP, EP, HTP, work (Vujanović et al., 2021). The required compression electricity and
AP, and POP. Additionally, the single-score metric of eco-costs was heating and cooling energy is also calculated. The data for compressed
evaluated at the endpoint level. air is obtained from average air blower’s electricity consumption.
GHG footprint reflects global warming and climate change and is For Case B, a wood-based methanol process was sourced from the
expressed with the amount of CO2 and other GHG emissions (mass of Ecoinvent database (Ecoinvent V3.6, 2019), which covers pre-treatment
CO2 equivalents). ADP represents the potential depletion (or exhaus­ and gasification of wood biomass to obtain syngas, and subsequently
tion) of non-renewable fossil resources from the estimated world re­ methanol synthesis. Methanol production includes the estimation of
serves and is measured in MJ. EP estimates the potential to cause over- catalyst use, even though the amount is minimal when compared to the
fertilization of water and soil, which causes growing of biomass. HTP overall inputs and outputs of the system. The catalyst selected for the
reflects the potential harm of a unit of chemical released into the envi­ methanol synthesis was Cu/ZnO/Al2O3 due to be one of the most
ronment, quantified in 1,4-dichlorobenzene (DCB) equivalents. AP es­ commercially available catalyst for methanol production (Puig-Gamero
timates the potential of chemicals such as SO2 and NOx to contribute to et al., 2018). For the consumption of catalysts, it is assumed that the
deposition of acid. POP estimates the potential for creation of photo­ 44.5 t Cu/ZnO/Al2O3 (Van-Dal and Bouallou, 2013) are renewed once a
chemical smog. Finally, eco-costs are defined as the monetary value for year. A typical wood-based biomass uptake area is estimated at a slightly
prevention of environmental pollution, and are comprised of impact conservative level at about 150–200 km. In this study, the average
categories for human health, ecotoxicity, resource depletion and global one-way transport distance of wood biomass to the conversion plant is
warming (Sustainability Impact Metrics, 2021). estimated to be 150 km by truck (50% load, 16–32 metric ton). Similar
The LCI data for the relevant inputs and outputs from the production to Case A and other selected formalin production pathways, the LCI data
of 1 t formalin is shown in Table 2 for the seven cases considered (Case A for production of formalin from methanol was obtained from the
– Case G). Inventory data for the methanol production step was obtained simulated process.
from a distinct source in each of the seven cases representing different Formalin production via coal gasification (Case C) is a similar pro­
production pathways, where the sources are described in detail for each cess to biomass gasification, with the main difference represented by the
case below. Inventory data for the production of formalin from methanol mining, processing, and transportation of coal. The LCI data is partially
was obtained from a previous study by the authors (Vujanović et al., based on a recent study (Liu et al., 2020), where a simulated process for
2021), where several production pathways for melamine etherified resin the extraction and gasification of coal and subsequent methanol syn­
(MER) fibres were simulated. Data for both the methanol production and thesis was presented. Input and output data for raw coal, fuel coal, and
formalin production steps was adjusted to fit the needs of 1 t formalin electricity during the extraction process was provided.

Table 2
Life Cycle Inventory analysis for formalin produced via different pathways.
Parameter Case A Case B Case C Case D Case E Case F Case G Unit

Inputs
Compressed air 304.97 317.57 315.26 295.29 315.26 315.25 295.29 m3
Water 6.58 0.78 0.80 0.80 1.00 0.81 0.80 t
Electricity 982.43 18.38 459.57 47.33 878.53 1333.76 637.43 MJ
Steam 0.27 0.27 2.06 0.27 0.36 3.97 0.27 t
Natural gas 278.28 / / / / / / m3
Wood chips / 1.52 / / / / / t
Hard coal / / 0.76 / / / / t
Fuel gas / / 128.46 / / / / MJ
Bark / / / 0.18 / / / t
Fuel biomass / / / 0.34 / / / t
Pulp wood / / / 1.21 / / / t
Biogas / / / / 384.57 / / m3
Captured CO2 / / / / / 0.67 0.78 t
DEA / / / / / 0.62 0.77 g
Hydrogen / / / / / 85.48 85.48 kg
Outputs
Pulp / / / 0.93 / / / t
CO / / 0.26 / 49.04 / / kg
Ash / 12.19 71.72 / / / / kg
Carbon dioxide 57.73 58.16 59.42 58.16 69.99 58.16 58.16 kg
Nitrogen oxides 5.81 5.86 5.81 5.81 5.81 5.81 5.81 kg
Wastewater 2.42 2.38 2.45 12.16 2.58 2.69 2.43 t
Formalin (product) 1.00 1.00 1.00 1.00 1.00 1.00 1.00 t

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

The LCI data for formalin production from black liquor (Case D) is represents the key raw material used in each respective case: natural gas
based on a study which proposes a pulp mill, where black liquor is ob­ in Case A, wood chips in Case B, hard coal in Case C, pulpwood in Case
tained during pulp production (Carvalho et al., 2018). The black liquor D, a mixture of liquid cattle manure, liquid swine manure, solid cattle
is further gasified and converted into methanol. For the inputs of manure and sewage sludge in Case E, and captured CO2 in both Cases F
pulpwood, electricity, bark and biomass (both used as fuel), and outputs and G. The cases E-G show the unburdening effect of the main feedstock
of produced pulp and wastewater, the readers are referred to the paper. due to avoided emissions, and the total impact is defined as a sum of
For LCI of formalin production via biogas (Case E), the reference was burdening and unburdening effects (Kravanja and Čuček, 2013). The
a proposed system which consists of a series of simulated methanol category “Other” combines contributions of various other chemicals,
production processes, among them methanol from biogas (Clausen et al., fuels, and transport demands for the processes.
2010). Mass flows of biogas and steam inputs as well as water and syngas Results show that the highest GHG footprints are obtained in Cases A
outputs were specified. Data for required heating energy and compres­ and C, which are the only cases utilizing fossil sources as main feed­
sion electricity was also stated. The first part of the process, the anaer­ stocks. The Case C contributed to 987 kg CO2 eq./t formalin, which is by
obic digestion and conversion of waste to biogas was assumed from far the highest value among all the cases. GHG footprint is reduced by
databases. 41% when utilizing natural gas, and up to 79% when utilizing renewable
LCI for formalin produced by CO2 capture (Case F) is based on and waste feedstocks. These two cases show that majority of footprint is
simulation data from a study on a methanol production plant via CO2 due to utility demand of processes, particularly due to high electricity
hydrogenation (Van-Dal and Bouallou, 2013). The simulated process demand in Case A and high contributions of coal mining and gasification
includes CO2 capture by DEA absorption and subsequent hydrogenation operations in Case C.
of CO2 to methanol. Hydrogen is assumed to be produced by steam When considering Case B, where methanol is obtained by gasifica­
reforming of natural gas, where the Slovenian electricity mix (Statistical tion of wood biomass, GHG footprint is reduced by 28% compared to
Office of the Republic of Slovenia, 2021) is used. The LCI data for Case A and by 58% compared to Case C. The reduction is attributed to
hydrogen production via natural gas is obtained from the Ecoinvent the use of a wood-based methanol production process with lower
database. The compression and transport of hydrogen are excluded from emissions from electricity consumed. Wood used in gasification is
the data set. considered as a carbon-neutral feedstock due to its embodied biogenic
The LCI data of formalin produced via the CAMERE process (Case G) carbon being returned to the atmosphere upon gasification. Because of
are obtained from a study of simulated methanol production plant from this, no unburdening effects are considered in this case.
CO2 using the CAMERE process (Aničić et al., 2014), which is described Case D, where black liquor is gasified to produce methanol, further
in more detail in section 2.2.2. The data specified was mass flows of CO2 reduces GHG footprint for around 47% compared to Case A and 69%
and H2 as well as heating energy and electricity. Pure methanol is ob­ compared to Case C. The process is highly energy efficient in terms of
tained in the proposed process. The CO2 used in LCI is assumed to be electricity and steam demand. The largest contribution comes from
captured CO2 from flue gas of a coal-fired power plant (Vujanović et al., emissions from treatment of pulp sludge as a part of the overall process.
2021). The feedstock for this process is considered as the pulpwood entering the
pulp mill, which produces black liquor as a by-product. The utilization
5. Results and discussion of black liquor was not considered as an unburdening effect, as this
material should not be discharged into the environment but rather
This section presents the results of environmental analysis for GHG gasified and electricity and/or heat could be produced in recovery
footprint, EP, HTP, ADP, AP, POP, and eco-costs. Fig. 3 shows the results boilers (Naqvi et al., 2010). It is worth noting that in the event of black
for GHG footprint for production of 1 t of formalin by the considered liquor leakage, a significant hazard to the environment would be caused
production pathways. GHG footprints are shown for the following con­ due to its toxicity and poisoning effect on aquatic ecosystems (Sari et al.,
tributions to the footprint: main feedstock, electricity, steam (as hot 2015).
utility), output emissions, and other. The main feedstock contribution Case E, which utilizes biogas for formalin production, is among the

Fig. 3. Global warming potential for different formalin production pathways.

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

least environmentally burdensome cases, with a 59% reduction in GHG mainly represented by the demand for hydrogen, a feedstock which is
footprint compared to Case A and 76% reduction compared to Case C. A unique to these two cases.
significant contributor to the low environmental impacts is the unbur­ Results for the impact categories EP, HTP, ADP, AP, and POP are
dening effect of the main feedstock, which is considered as a combina­ presented in Fig. 4. For better representation, some of the scales have
tion of liquid swine manure, liquid and solid cattle manure and sewage been modified to fit the graph. For example, the observed ADP value
sludge. The GHG footprint of manure is negative mainly due to avoided presented in 10 MJ units must be multiplied by a factor of 10 to obtain
methane emissions by considering 10-days storage period in average. the actual calculated value.
This causes a total unburdening effect of − 142 kg CO2 eq./t formalin and The results for the selected impact categories show that low utility
results in a reduced overall figure for Case E. demands in Case B and the use of wood rather than fossil-based re­
Cases F and G, which utilize different methanol production pathways sources cause this to be among the least environmentally burdensome
from CO2 (direct CO2 hydrogenation in Case F and CAMERE in Case G), cases, as can be seen in the low impact values of POP, which is reduced
also include unburdening effects, which are obtained by capturing CO2 by 69% compared to Case A, as well as HTP, which is reduced by 58%
from flue gases, thus avoiding CO2 emissions to the atmosphere. Case F compared to Case A. However, the case shows a slight increase in AP
reduces GHG footprint by 37% compared to Case A and by 64% when compared to Case A, which is attributed to NOx, SO2 and ammonia
compared to Case C, while Case G has the lowest GHG footprint obtained emissions during plywood production. The differences among the cases
in the study, with respective reductions of 63% and 79%. The difference for the category of AP are fairly small, as around 55% of this impact is
in results between the two processes is mainly related to the lower de­ caused by NOx outputs from the formalin production process, a value
mand for hot utilities in the CAMERE method (Case G). The contribution which is shared among all cases producing 1 ton of formalin.
of impacts in the “Other” category is notable in these two cases, and it is Case C unsurprisingly shows highest results in the categories of AP

Fig. 4. Environmental impacts for different formalin production pathways.

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

and ADP, where its demand for steam and utilization of hard coal as a demand for electricity and related increase in the eco-costs of eco-
non-renewable feedstock are main contributors. Similarly, its high HTP toxicity.
and EP result values are obtained due to a higher demand for hard coal
and lignite mining. Case A also shows high results in the HTP category 6. Conclusions
mainly due to emissions caused by the natural gas extraction and pro­
cessing phase. In this paper, the environmental performance of seven different
Case D, which utilizes black liquor gasification, results in significant production pathways for formalin having higher TRL values were
reductions from an environmental standpoint, yielding the lowest value investigated: natural gas, biomass gasification, coal gasification, black
in AP (reduced by 24% compared to Case A) as well as ADP (reduced by liquor gasification, biogas utilization, CO2 hydrogenation, and CAMERE
61% compared to Case A), which is mainly attributed to the process process. Seven environmental impact metrics were used to conduct the
utilizing pulpwood as main feedstock, as well as fuel biomass for process LCA assessment of the production of 1 t formalin: GHG footprint, EP,
heating. However, this process also has the highest EP among all cases HTP, ADP, AP, POP, and eco-costs.
(increased by 19% compared to Case A), which is attributed to treatment In comparison to the conventional fossil-based pathways of formalin
of waste pulp sludge. production from natural gas and coal (Cases A and C), the analysed
Case E, which utilizes biogas, has among the lowest results in most alternative pathways were shown to be beneficial from an environ­
selected environmental impact categories with around 34% reductions mental standpoint, as they resulted in reduced GHG footprint. Aside
in EP and HTP, and 77% reduction in ADP compared to Case A, mainly from the reduced contributions of feedstock sources, they also show a
due to low utility demands and use of natural feedstocks. However, it is reduced utility demand, which leads to their improved environmental
notable for its increase in POP when compared to other cases. The result performance.
is attributed to direct impacts of the process output emissions, where a Several formalin production pathways are notable for their envi­
small amount of syngas is purged from the process, causing the ronmental unburdening effects. In Case E, which utilizes biogas pro­
embodied CO to contribute to photochemical oxidation potential. duced by anaerobic digestion of manures and sewage sludge, GHG
Cases F and G, which both utilize captured CO2, are noted for their footprint is reduced due to the unburdening effect of avoiding methane
unburdening effect in the category of POP, which is due to capturing emissions during manure storage. In Cases F and G, which both utilize
CO2 from flue gases that would otherwise be released into the atmo­ CO2 capture technology, unburdening effects are caused by removing
sphere. Results also show that Cases F and G rank relatively high in the CO2 emissions from flue gas. These unburdening effects result in Case G
category of ADP (higher than for all Cases except Case C). The impacts in yielding the lowest GHG footprint value among all cases. Similarly, Case
both cases are clearly caused by the demand for hydrogen, which is E also reduces GHG footprint significantly due to these effects. For the
produced from natural gas. wood gasification pathway, unburdening effects were considered
In addition to GHG footprint and potential environmental impacts, regarding carbon-neutral nature of wood. Also, the black liquor process
formalin production is also evaluated using the eco-costs method. The brings some unburdening as utilities could be produced by further
impact metric is shown in Fig. 5, broken down into its four core cate­ valorization of the waste black liquor.
gories: eco-costs of carbon footprint, resource depletion, eco-toxicity Accounting for unburdening effects is a key step towards under­
and human health. standing the cumulative environmental impact of a process. In the
Results show that eco-costs are highest for Case C at over 120 EUR/t present study unburdening offers additional insight into the pathways
formalin, which is driven mainly by eco-costs of carbon footprint from that should be prioritized when selecting among alternatives. The results
fossil fuel use. The next highest eco-cost burden is yielded by Case A, indicate that pathways which utilize renewable and waste sources and
where natural gas demand is the main contributor towards the impact particularly pathways with unburdening environmental effects should
category results. These two cases rank as by far the most environmen­ be prioritized over traditional natural routes.
tally burdensome among the alternatives, similar to their results in Results obtained for the environmental impact categories of EP, HTP,
categories such as GHG footprint and HTP. The remaining cases show ADP, AP, and POP also reflect the benefits of utilizing renewable and
promising results toward mitigating environmental impacts, particu­ waste sources in chemical production processes. Values for HTP are the
larly Cases E and G, which benefit from unburdening effects of biogas highest in Cases A and C which utilize natural gas and coal and are
and captured CO2 utilization. Case E, where biogas from manure is used, reduced by up to 58% when considering the alternative cases, owing
reduces total eco-costs by 65% compared to Case A (natural gas) and by largely to the reduced demand for fossil fuels. ADP category results
71% compared to case C (coal). Despite also using captured CO2 as the reflect the importance of considering more sustainable hydrogen pro­
main feedstock, eco-costs of Case F are notably higher due to its greater duction pathways when producing methanol by CO2 hydrogenation

Fig. 5. Eco-costs of formalin production pathways.

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J. Puhar et al. Journal of Cleaner Production 377 (2022) 134537

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