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15 Practical Ethics For Psychologists - A Positive Approach
15 Practical Ethics For Psychologists - A Positive Approach
http://dx.doi.org/10.1037/0000036-015
Practical Ethics for Psychologists: A Positive Approach, Third Edition, by S. J. Knapp, L. D. VandeCreek,
and R. Fingerhut
Copyright © 2017 by the American Psychological Association. All rights reserved.
273
Although most of the ethical issues that emerge during the conduct of
psychological research are not as dramatic as those faced during the prison
simulation experiment, they nonetheless do arise consistently. Researchers
have obligations both to produce socially useful information and to protect
the well-being of research participants (Fisher & Vacanti-Shova, 2012).
Second, did the psychologists take sufficient steps to ensure that the
results were reported accurately and thoroughly? According to principle-based
ethics, the accuracy and usefulness of a scientific finding rests upon the over-
arching ethical principle of general or public beneficence. In other words, do
Copyright American Psychological Association. Not for further distribution.
the findings help promote public well-being? Educational, health care, and
public policy decisions are often based on psychological evidence. If that evi-
dence is flawed, then the decisions based on it are likely to lead to harm or, at
minimum, squander resources.
According to principle-based ethics, the other moral principles relevant
in research and scholarship are respect for research participant autonomy1
(e.g., through informed consent requirements, freedom from coercion, and
limitations on the use of deception) and fidelity/integrity (e.g., standards require
accuracy in awarding authorship and in reporting data). However, beneficence
and nonmaleficence apply here as well, especially if the researchers are provid-
ing health care treatment. Although beneficence and nonmaleficence are
usually applied only to humans, the principles also could be interpreted to
mean that psychologists have an obligation to treat animal subjects humanely.
Justice could also be relevant to research ethics to the extent that research
participants are recruited from all segments of society and treated fairly, such
as through the use of linguistically appropriate informed consent forms. As
noted above, general (public) beneficence is relevant here because health
care professionals, educators, and policymakers will rely on the accuracy and
thoroughness of published scientific work to make daily decisions in their
respective professions. Even though the classic study by Zimbardo referenced
above was controversial, it did result in some socially useful information. In
light of the relevance of all of these overarching ethical principles, it is safe to
conclude that psychologists should integrate ethical considerations into the
development and implementation of any research design (Fisher & Vacanti-
Shova, 2012).
Standards governing the conduct of psychologists in research come
from the American Psychological Association (APA) Ethical Principles of
Psychologists and Code of Conduct (hereafter, Ethics Code; APA, 2017).
Other APA publications relevant to research are the Publication Manual of the
1In this chapter we modify the principle “respect for patient autonomy” to read “respect for research par-
ticipant autonomy.” Some research participants are patients, but many are not.
An argument could be made that these public postings fall under the category
of a naturalistic observation and are exempt from the necessity for informed
consent, insofar as they are available to the public, although the Common
Rule (the term for the federal rules that protect the rights of American
research participants) does not explicitly address this issue. Nonetheless,
this conclusion appears to be reasonable, and many hope that the revised
Common Rule will adopt this position (Fiske & Hauser, 2014). Of course,
interactive studies conducted with individuals over the Internet, whether
using social media or not, would still generate the need for informed con-
sent and other research participant protections. Even when working with
populations such as adolescents in situations in which informed consent
may not be legally required, it may be desirable to get their assent. Doing so
shows respect for the adolescent and may help ensure fuller participation in
the research process.
Participant Recruitment
Competence
ethical problems if the family members do not act as a bona fide fiduciary
for the research participant. One of the recommendations of the National
Bioethics Advisory Commission (NBAC) is for the proxy to base the deci-
sion “upon a best estimation of what the subject would have chosen if capable
of making a decision” and that the proxy decision maker be “available to
monitor the subject’s recruitment, participation, and withdrawal from the
study” (NBAC, 1999, p. 7).
ing that assisted in interpreting the data and in planning for future research
(Blanck et al., 1992).
If deception was used or a reasonable possibility exists that the partici-
pants might have misunderstood the nature or conclusions of the study, then
psychologists need to attempt to correct these misconceptions, unless there
are humane or scientific reasons for not doing so. For example, a child might
not have the capacity to comprehend the research rationale and the debrief-
ing may cause confusion, embarrassment, or a sense of betrayal (Fisher, 2012).
Finally, debriefing participants gives researchers an opportunity to determine
whether harm has occurred and provides an opportunity to minimize the harm.
Brody, Gluck, and Aragon (2000) found wide variability in the con-
tent, format, and time allotted for debriefing (i.e., between 2 and 20 minutes).
Participants often felt dissatisfied with the debriefing. Their results suggest the
need to give more attention to how researchers could better use debriefing to
educate participants about the nature or value of the research.
sion of the data collection. Psychologists also permit participants who were
deceived to withdraw their data (Standard 8.07c).
The issue of deception involved an unusual twist when researchers used
Facebook to study emotional contagion. In this study, they decreased either
the negative or the positive responses that participants received following their
postings (Kramer, Guillory, & Hancock, 2014). Although the manipulation was
consistent with Facebook’s policy, it raised questions as to whether the interven-
tion, which had the potential to harm the emotional state of the participants,
should have required informed consent (Kleinsman & Buckley, 2015).
Despite the great harm that can occur because of scientific fraud, even
more inaccurate information may be disseminated by research and publish-
ing practices that reward what appear to be innovative breakthroughs, even if
the methodology used is weak. Starting in 2011, the Center for Open Science
2Portions of this section were adapted from “Restoring the credibility of psychological research,” by
S. Knapp, 2016, The Pennsylvania Psychologist, 76, 5–6. Copyright 2016 by the Pennsylvania Psychological
Association. Adapted with permission.
psychology as opposed to social psychology journals, and the studies that were
replicated were more likely to show more robust findings in the original study.
The striking implications of this project are that much of what is
assumed to be true in psychological science might, in fact, not be true. The
authors noted that the progress of science necessarily involves efforts at
falsification of hypotheses.
Reproducibility is a defining feature of science. . . . Scientific claims
should not gain credence because of the status or authority of their
originator but by the replicability of their supporting evidence. (Open
Science Collaboration, 2015, p. 943)
It is possible that the findings from many of the original studies were
inaccurate. However, those conclusions should not be drawn from the results
of one failed replication. First, replication is never completely perfect. No
study can be replicated with complete fidelity; there will always be differ-
ences in the populations from which the experimental sample was drawn, and
minor differences in actual experimenter behavior could influence the results
in some way. Also, the replication study may be a false negative (failure to
find a result that actually exists).
The Open Science Collaborative reported on a groundbreaking ini-
tiative, but it represents only the most prominent example of a movement
toward greater transparency in science. For example, the journal Experimental
Psychology has a registered report format in which authors of replication studies
submit their proposal and design to the journal before the actual implemen-
tation of the study. “The paper will be published regardless of the results,
given that the research is conducted and analyzed in accordance with the
proposal and the conclusions follow from the results” (Stahl, 2015, p. 1).
Preregistering projects reduces the likelihood that the researcher will publish
hypotheses that were not substantiated or parts of the study that were incon-
sistent with the major hypotheses. Similar projects have been instituted by
other journals (see, e.g., Simons, Holcombe, & Spellman, 2014).
In addition, the editors also require authors to make their data avail-
able for sharing. Recent technological changes have eliminated the problems
As noted above, some journals are now requiring authors to make their
data available for reanalysis in a specific format that is easily accessible to
other scholars. The APA Ethics Code states that psychologists should not
withhold data needed for reanalysis or verification (Standard 8.14, Sharing
for purposes other than reanalysis. Sole reliance on oral communications can
sometimes lead to misunderstandings. Of course, the sharing of data assumes
that the confidentiality rights of the participants and any proprietary rights
of the funder of the research remain protected.
Avoiding Plagiarism
Editors and authors may not reference works submitted for publica-
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tion without the consent of the author until they are actually published
(Standard 8.15, Reviewers). Manuscripts commonly change considerably
from the time they are first submitted until the time they are published. It
is not fair to the author to reference an earlier and less polished version of
the work. Reviewers should also respect the originality of ideas found in the
manuscripts or proposals that they review.
The salience of ethical issues dealing with research has changed over
time. Ethical issues in research have always emphasized the need to protect
research participants, use prudence when engaging in deception in research,
and follow authorship rules conscientiously. However, recent years have
seen a substantial increase in the concern about the very content of research
whereby the nature of some findings is being challenged. This is not a new
issue; there has always been a concern about replicability. However, the
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