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Foundations of Criminology III
Foundations of Criminology III
INTRODUCTION
Social structure refers to patternings in social relations that have some sort of
obduracy. Within this general definition, there are two primary families of more specific
approaches. In the first, ‘structure’ may be used to refer on the macro level to the
abstract organization of reciprocally defined social categories that are seen to comprise
some social whole. In the second, the term can be used to refer to smaller scale ‘social
criminal offending and delinquency, across both time and space, as a product of
institutional disintegration. These institutions (family, school, church, friendship, etc.) are
among groups within the local community. This organization is then linked to the bond
or “sense of belonging” one might feel in regards to their community, which decreases
negatively affect that community. (As cited in Capellan, Chinatkindri, and Porter, 2015)
Thus, varying levels of cooperational organization associated with these
institutions result in variation of reciprocal attachment that the individual might feel in
relation to that community. The result is less social deterrence for crime/delinquency
crime variations is associated with the rise of individualism, rapid societal change, and
individual experience. Shaw and McKay (1929) built on this in their analysis of crime
variations in Chicago during the early twentieth century. Shaw and McKay’s work has
Porter, 2015)
Robert Faris (1948) furthered this structural argument through the explanation of
crime patterns (“social pathologies” in his words) as being related to the weakening of
(1988) points out that crime then contributes to the further destruction of social
crime. The major critique centering on the idea the structural conditions cannot be solely
responsible for the existence of crime but should be included in combination with the
potential indicators of agency and action of individuals likely to be involved in such
In response to such critiques, others have made the point that the strength of
social disorganization theory itself lies in its parsimonious ability to explain patterns
approach that lends itself to replication and an ease of interpretation, which became the
foundation of Shaw and McKay’s (1942) contribution to the modern foundation of social
disorganization theory. Since its development in the field of criminology, Shaw and
McKay’s social disorganization theory with its focus on the interaction of neighborhood
structures, social control, and crime has become one of the most frequently tested and
contested theories due to its operationalization and underlying assumptions. This entry
seeks to provide readers with a general overview regarding the origins and foundations
of social disorganization theory, recent developments and advances in the theory, and,
finally, popular critiques of the theory. The foundations and assumptions of social
occurred in the late nineteenth and early twentieth centuries. (As cited in Capellan,
The end of the hunter/gatherer period of human history and the dawn of the
Neolithic Revolution around 10,000 BCE provided humans with access to surplus
nutrition, material wealth, and surplus time to study science, technology, engineering,
and mathematics. These social conditions set the foundations for massive urban
planning projects, advances in irrigation and sanitation, and architectural development
to occur around the globe. This allowed humans to begin settling into large villages,
towns, and eventually cities without the constant fear of suffering from famines,
droughts, and other disasters which history has repeatedly demonstrated can result in
mass death and the dissolution of human settlements (Zeder, 1994). Surplus time also
allowed humans to begin organizing socially and producing what we now conceptualize
as communities for providing social controls and cultural capital. Furthermore, the
advent of the industrial revolution in the early twentieth century resulted in the division of
urban areas to emerge for housing the growing demand for human labor. Different
races and ethnic groups migrated and heterogeneously assimilated into large cities
religious differences, differing values, and ethnic tensions have been documented as
sources of conflict with in neighborhoods housing the labor and thereby impacting the
effectiveness of informal social controls such as schools and religious institutions for
preventing crime and deviance. Although the development of cities has been
been observed that densely populated urban areas produce unintended and adverse
social conditions that can result in alienation, psychological distress, criminality, and
deviance. Social scientists in particular have observed and theorized that increases in
population density, the ecological context, and the social organizational patterns within
a community can cause humans to disregard popularly held social norms and laws, and
collected data from public records and observed through quantitative data analysis that
communities and nations that had highly integrated forms of socioreligious development
and strong social controls through religious leadership also had lower rates of suicide.
More specifically, Durkheim demonstrated the example of how nations with high rates of
Catholicism being homogeneously practiced also had the lowest rates of suicide. He
attributed this to the fact that the Catholic religion had strong social controls for
preventing deviance and suicidal behavior (Durkheim, 1897). Similarly, in 1899 in his
treatise The Philadelphia Negro, W. E. B. Du Bois used survey data and quantitative
analysis to observe that the crime rates among the recently emancipated African
American residents in the seventh ward of Philadelphia were not the result of racial or
biological characteristics of the inhabitants but were directly related to the social and
environmental conditions that African Americans were forced to endure while living in
concentrated near the industrial centers of major cities across the United States. The
conditions that African Americans were forced to accept as a condition of gaining their
livelihood in the densely populated seventh ward included high rates of poverty,
rates of illegitimate births, and poor public health outcomes related to disease and death
among residents. Both Durkheim and Du Bois recognized that the social environment
framework to explain the relationship between social disorganization and crime (Du
Bois, 1899). In the early 1920s, at the University of Chicago, Robert E. Park and Ernest
W. Burgess sought to understand the foundations of deviant and criminal behaviors that
humans engaged in when living in or near densely populated urban areas through an
ecological framework called the concentric zone theory. The social ecological theory of
Park and Burgess stated that residents living in a city environment had varying
propensities to engage in criminal behavior based on how close in social and spatial
proximity the residents were to the zone of transition. The zone of transition is
characterized as the parts of the city that are designated for industrial manufacturing
and house low-income residents, particularly those who were racially African American
researchers observed that the zones of transition had high rates of poverty,
dysfunctional families, low rates of literacy, and had racially and ethnically
heterogeneous population characteristics. The researchers also noted that the zone of
transition had high crime rates related to alcoholism, prostitution, and violence (Park,
Burgess, & McKenzie, 1925). More specifically, these theorists argued that deviant and
criminal behavior among residents in the zones of transition are not related to individual-
level biological or psychological characteristics but instead are directly related to the
ecological and environmental context in which the residents lived in. Therefore, Park
and Burgess observed that individuals who lived in close proximity towards the
epicenter of the zone of transition also had the highest likelihood of engaging in crime or
unfolded as individuals live closer to the epicenter of the zone in transition, is described
as being the result of weakened social controls and limited cultural capital due to the
anonymity made possible by densely concentrated urban-industrial environments.
Although, Park and Burgess developed the ecological framework for modeling how
criminality develops across space and time in urban environments, their theory did not
techniques for measuring the relationship between high rates of poverty, stability of
residential patterns, and level of racial heterogeneity and how these conditions impact
the rates of deviance and criminality on a macro-scale. Particularly, Park and Burgess’s
(1925) failure to identify and focus on the conceptual importance of operationalizing and
measuring macro-level social controls and its relationship to crime prompted Shaw and
McKay (1942) to produce one of the most frequently tested general theories of social
disorganization (Park, Burgess, & McKenzie, 1925; Shaw & McKay, 1942). Heavily
influenced by Park and Burgess (1925), the social disorganization theory developed by
Shaw and McKay (1942) at the Chicago School in the 1940s, is a recent reformulation
of the idea that crime and deviance are a byproduct of both the physical environment
and social structure and the way in which they interact and are organized can be
studied through an ecological framework. What set Shaw and McKay apart from Park
and Burgess about the ecological foundations of criminality and social disorder was
social controls in the community. The theorists posited that disorganized urban areas
are primarily lacking in social controls and attribute the high levels of poverty and crime
in urban areas to the dissolution of vital social institutions that generally provide social
control such as the family, schools, and businesses. Shaw and McKay state that
neighborhoods with high rates of residential mobility and limited social capital produce
the conditions for crime to emerge and persist. The researchers further posit that high
crime-rates emerge when there is a confluence of high rates of residential mobility, low
rates of homeownership, lack of job stability, high rates of poverty, and increasing
observing and measuring macro level (a) low socioeconomic development, (b) high
rates of residential mobility, and © high rates of ethnic heterogeneity. Shaw and McKay
(1942) developed the use of empirical data, research designs, and analytical
methodology for testing the magnitude of the relationship between the social
environment, social controls, and crime rates. The next section will delve deeper into
the recent developments and applications of social disorganization theory and how it
continues to shape the fields of criminology and criminal justice policy. (As cited in
Strain Theory
Robert K. Merton (1938) developed the first major strain theory in criminology.
He argues that all people in the United States are encouraged to strive for the
prevented from achieving this goal through legitimate means. Their parents may
fail to provide them with the skills and attitudes necessary for school success,
they may live in communities with inferior schools, and their parents often lack
strain being a function of the disjunction between their goals and the legitimate
means for achieving them. Merton states that there are several ways to cope with
this strain, some of which involve crime. Individuals may attempt to achieve
monetary success through illegitimate channels, such as theft, drug selling, and
prostitution. They may strike out at others in their frustration. They may engage in
drug use to alleviate their frustration. And they may reject the goal of monetary
success and focus on the achievement of other goals, certain of which involve
crime. Merton noted that most strained individuals live with their strain rather than
cope through crime, and he went on to describe factors that influence the
strain theories, including that of his student, Albert Cohen. Cohen (1955) drew on
Merton’s theory to explain the origins of the lower-class, adolescent, male gangs
that were common in the 1950s. Cohen states that lower-class individuals desire
middleclass status, which includes both money and the respect of others. Lower-
class people, however, have trouble achieving such status through legitimate
channels. In particular, lowerclass juveniles are often unprepared for school and
students with whom they compete. But unlike monetary success, middle-class
status is not a goal that can be readily achieved through illegitimate channels
Their hostility toward the middle class, among other things, leads them to value
those things that the middle class rejects. The middle class values private
property and polite behavior, for example, while these lower-class juveniles value
theft and aggression. This alternative status system takes the form of juvenile
gangs, with the gangs rejecting the cultural goal of middleclass status and
values and embrace crime (Agnew, 2000). But his argument that individuals
merit (Agnew, 2000). Cloward and Ohlin (1960) developed yet another major
version of strain theory. Like Cohen, they wanted to explain the formation and
nature of lower-class juvenile gangs. And they too argue that the inability to
the creation of gangs. But what most distinguishes their theory is the argument
that any explanation of crime must consider not only the individual’s opportunities
drug use and sales, and other crimes. Specifically, are individuals in contact with
others who provide the skills, beliefs, and resources that facilitate these types of
crime? This idea has found contemporary expression in routine opportunities and
theories of Merton, Cohen, and Cloward and Ohlin share in common the idea
that strain involves the inability to achieve conventional success goals through
legitimate means. These theories were perhaps the dominant theories of crime in
the 1950s and 1960s. They also had a major impact on public policy, being an
inspiration for the War on Poverty (Agnew, 2000). The War on Poverty was
designed to make it easier for people to achieve material success through legal
enrichment program, and Job Corps, a jobs training program. But by the 1970s
and 1980s, classic strain theory was being heavily criticized and came close to
being abandoned (e.g., Agnew, 2000; Agnew et al., 1996; Kornhauser, 1978).
Classic strain theory predicts that crime is concentrated in the lower classes, but
many self-report studies in the 1960s and beyond found that the relationship
between class and crime was weak. Relatedly, research revealed the existence
during the 1960s, despite increasing economic prosperity and a sustained effort
to reduce poverty. Finally, several studies attempted to test classic strain theory
educational and occupational goals, and argued that if classic strain theory is
correct, crime should be highest among those with high aspirations but low
expectations (i.e., those who desire a lot but expect little). Instead, crime was
highest among those with low aspirations and expectations (e.g., Agnew, 2000;
Agnew et al., 1996; Kornhauser, 1978). Classic strain theory, however, has
experienced a revival in recent years. It has been argued that the theory can
explain higher class crime, since success goals are relative rather than absolute.
That is, people look to others in their reference group when deciding what goals
to pursue and evaluating their levels of goal achievement. Those in higher social
privileged others (Passas and Agnew, 1997). This argument also helps explain
the increase in crime during the 1960s. While many people improved their
economic situation, others did not. These others may have experienced intense
strain as they witnessed the economic progress of their friends and neighbors.
expectations were criticized for not focusing on economic goals (Agnew, 2000;
Agnew et al., 1996; Passas and Agnew, 1997). Also, the inability to achieve
have something of the utopian in them, so failure to achieve them does not
generate much strain. More recent studies have found that dissatisfaction with
one’s monetary status and the experience of economic problems, such as trouble
paying bills, are related to crime; these findings are supportive of classic strain
psychology and sociology, however, suggested that the focus of classic strain
theory on the inability to achieve conventional success goals was too narrow. (As
In their influential article “An Empirical Test of General Strain Theory,” Agnew and White
(1992) describe strain theory in the following way: “Strain theory focuses on negative
relationships with others; that is relationships in which others do not treat the individual
as he or she would like to be treated” (p. 476). The description of strain presented by
Agnew and White expanded the definitional parameters of this theory by including a
variety of emotional and contextual components of lived experience that were not
expanded to include the threat of losing something of value, as well as the threat of
& White, 1992; Brody, 2001). Taken from this revised theoretical context, the
negative life situations, the integrity and uniqueness of those individual solutions to the
seems to reject a linear causal relationship between the experience of strain and the
another way, strain does not cause one to react in any specific manner; rather, it
becomes an aspect or factor within the confines of our lived experience that is made
meaningful from the uniqueness of our individual perspective (Agnew, 2006a, 2006c).
Absent the presence of causal determinism, one’s response to strain becomes a fluid
articulation of lived experience that will construct the way in which this specific event
becomes meaningful for the individual (Agnew, 2006a, 2006b; Agnew et al., 2002). In
his book Pressured Into Crime: An Overview of General Strain Theory, Agnew (2006a)
identifies four specific types of strain: objective, subjective, vicarious, and anticipatory.
Objective strain is defined as an event or condition that most individuals would perceive
as negative. However, Agnew (2006a) admits that the experience of objective strain will
differ based on the “subjective evaluation of the same events and conditions—even
those events and conditions classified as objective strain” (p. 9). In other words, the
meaning of objective strain will only find significance within the specific lived experience
of the individual who is confronting this event or situation. Subjective strain “refers to an
event or condition that is disliked by the particular person or persons being examined”
(Agnew, 2006a, p. 10). Even though Agnew makes a distinction between the objective
and subjective nature of strain, it is clear that the more significant aspect of this
relationship is evoked through the way in which individual perspective provides specific
much the fact of the individual’s death but the perceived meaning others will give to this
event. For example, a former client used one of his therapeutic sessions to discuss the
murder of his close friend. Although he seemed angered by his personal loss and
potentially bent on revenge, he added that his friend “must have done something to get
shot. No one gets shot for nothing. There ain’t no incident victims in this game.” In this
encounter, the presence of subjective strain not only evokes a specific set of negative
emotions directed toward the perpetrators of this act but also seeks to include, in a very
intentional way, the contextual meaning this act has for a very specific type of shared
lived experience. The additional inclusion of the victim’s possible complicity in this
event, based on his own rulebreaking behavior, allowed this young man to define the
death of his friend differently, which in turn seemed to have a significant impact on his
subsequent behavior (Agnew, 2006a, 2006b). Whereas objective and subjective strains
are more related to the specific individual or group experience of a negative event,
vicarious and anticipated strains are more indirect in nature insofar as they reflect a
“once removed” type of subjective experience. Vicarious strain can be best described as
the emotional response one encounters when something bad happens to a loved one,
close friend, or associate. Anticipated strain represents the belief that one’s current
experience of “strain will continue or that new strains will be experienced” (Agnew,
2006a, p. 12). In the above example, the presence of vicarious strain as represented by
the loss of a close friend can be seen. Vicarious strain is experienced by the young man
through the ambivalent feelings of anger and rationalization used to construct the
meaning of his friend’s death. The possibility of anticipatory strain exists within the
confluence between his specific response to this situation and the way in which his
social context demands or expects him to respond based on how the meaning of this
event is constructed by others. Most important to the above discussion of the various
experiences. Although various attempts have been made to generalize the factors of
methodological approach ignores the socially constructed reality of these meanings and
assault on the way in which existence is lived and made meaningful through the
everyday interaction with the social world. Agnew (2006a) admits as much through his
great harm to the unique quality of this type of human encounter. Furthermore, because
most attempts to explore the experience of strain seem to take for granted the social
contexts from which these encounters emerge, the incongruent aspects of lived
experience are rarely examined with any power or depth. In a more recent article,
Agnew attempts to address the subjective aspects of strain that have been mostly
conceptualization of what he identifies as the story line. Agnew (2006b) defines story
line as a “temporally limited, interrelated set of events and conditions that increases the
likelihood that individuals will engage in a crime or a series of related crimes” (p. 121).
The story line represents some type of unexpected change in the normal existence of
the individual, which disrupts normal day-to-day lived experience. This disruption, rather
than representing the introduction of yet another factor related to subsequent criminal
behavior, comes to symbolize a disruption of personal meaning for the individual, whose
truth is now threatened by the presence of this dangerous intrusion on lived experience.
Although Agnew (2006b) continues to agree with those who tend to focus on
Absent from this overemphasis of quantifiable variables is the lived meaning these
factors and situations hold for the individual relative to their subsequent criminal
behavior. Story lines represent the way in which individuals construct the meaning of
their personal experience and give flesh to those situational factors that are most often
perspective when attempting to understand criminal behavior. Those factors that help
lead an individual to a criminal lifestyle are never value-free and never separate from
the lived reality that provides them their specific meaning. Such facts are always
contextual to the specific lived experience of the individual, and lose much of their
significance when examined outside of this unique frame of reference. Story lines help
to reconfigure the relationship between the factors believed responsible for criminal
behavior and the subjective experience from which these “facts” are inseparably linked.
Anomie Theory
Durkheim is the first sociologist to introduce the concept of anomie into sociology.
Durkheim discusses his notion of anomie for the first time in “The Division of Labor in
Society”, and later more concretely in “Suicide”. In “The Division of Labor in Society”,
Durkheim claims that social life comes from similarity of social “consciousness and
division of social labor” (1964:226), and argues that the division of labor creates social
According to Durkheim, as the labor is divided into many parts due to the industrial
developments and the changes in society, it is quite common to witness some problems
in the division of labor (1964:353). Moreover, Durkheim says, “If, in certain cases,
organic solidarity is not all it should be, it is certainly not because mechanical solidarity
has lost ground, but because all the conditions for the existence of organic solidarity
have not been realized” (1964:364-365). He also maintains, “If the division of labor does
not produce solidarity in all the cases, it is because they are in a state of anomy”. At this
point, failure of organic solidarity and emergence of the state of anomy refer to the
same idea that solidarity organs do not work efficiently and effectively in the
maintenance of the roles of the individuals and the rules of the social unity. Durkheim
exemplifies this with the problems in the industrial life. In that, the industrial life
decreases the level of interaction between the units. Due to the specialization, workers
may lose their sense of unity and common solidarity (1964:359). Emergence of the new
rules may not be understood among the workers. Therefore, Durkheim maintains that
anomic forms can be present in the conflict between the workers and the employers
(1964:370-373). In this case, for Durkheim, the relationship among social organs needs
to be regulated in order to sustain solidarity among them. However, the division of labor
is not a root cause for the state of anomie, but instead it is a source of social solidarity, if
regulated necessarily. Durkheim claims that “society is not only something attracting the
sentiments and activities of individuals with unequal force but it is also a power
controlling them” (1951:241). Therefore, for Durkheim, the individuals confront with
social anomie on the occasion of breakdown of the social system. Anomie occurs as a
result of abrupt crises, political, economic and social changes. During these periods,
society attempts to adjust to the new conditions, but it may dissolve and cannot sustain
moral regulation at large. Moreover, social structures may not regulate the expectations
and behaviors of the individuals. Durkheim describes the lack of social control as
follows: “The limits are unknown between the possible and the impossible, what is just
and what is unjust, legitimate hopes and claims and those which are immoderate.
public opinion, become distorted... and more impatient of control. The state of… anomie
is thus further heightened by passions being less disciplined, precisely when they need
“declassification” and “deregulation” in which the individuals lose their current state and
decrease to a lower state than the previous one. For Durkheim, “all the advantages of
social influence are lost” … and society cannot adjust the new situation, while suffering
Durkheim defines anomic suicide as the result of “man’s activities’ lacking regulation
and consequent sufferings” in the following period of time (1951:258). In relation to this
social change, Durkheim explains suicide cases with the macro-level causes such as
occurs during the economic crisis in society. Therefore, he also calls this type of anomie
life, the social institutions lose their ability to fulfill functions and cannot accomplish its
tasks accordingly. For Durkheim, “in anomic suicide society’s influence is lacking in the
basically individual passions, thus leaving them without a check-rein” (1951:258). Then,
the members of society experience normlessness. In other words, the individuals lose
the meaning of life. Moreover, they also cannot adapt to their new environment, and fail
in changing their lifestyles according to the new conditions in their social environment.
Durkheim states that anomic suicide is inevitable under these circumstances. Durkheim
also believes that industrialization abolishes the limits on human passions and
behaviors, while alleviating the influence of society on people in control of needs and
desires. For Durkheim, “unlimited desires are, by definition, insatiable, and insatiability
is rightly considered a sign of morbidity” (1951:247). More simply, social anomie is
inevitable for people living without any limit. In that, they face with misery in case of any
significant change such as loss of status, economic capital or property due to economic
crisis. Durkheim’s main emphasis is that the human beings should be balanced with a
moral order that regulates and limits the behaviors of them (1951:248). In that, human
beings have moral needs as well as physical needs. As long as social authority provides
moral needs, physical needs will also be balanced. Durkheim claims that although
religion appears to relatively lose its power on the individuals, moral order is still
required for the regulation of the needs and the expectations of different groups in
society. Religion consoles the lower classes…“by informing them of the providential
nature of social order, that share of each class was assigned by God himself, and by
holding out the hope for just compensation in a world to come in return for the
inequalities of this world” (1951:254). On the other hand, achieving economic prosperity
frees industrial and commercial occupational groups from any type of authority including
moral order of society and religion. For them, sustaining economic well-being replaces
all human law. Wealthy people are haunted by greed for more and the feeling of infinity
for desires. In the end, Durkheim adds that, “society has grown to accept them and is
system and the reality of life are felt alike between upper and lower classes. In this
regard, Durkheim maintains that due to loss of moral values, “disorder is greatest in the
economic world” and therefore, people from industrial and commercial positions are
readily victims who will be stricken by social anomie. Therefore, the greatest number of
from the life are quite modest (1951:257). Durkheim also gives us another form of
anomie called as “domestic anomie” (1951:259) which occurs due to the divorce, death
sexual life of the individuals. Marriage sustains social equilibrium between men and
women in society (1951:270). According to this, any change in marital status may
produce different results for men and women (1951:266). After the end of marriage,
men may not adjust new period without a spouse, and attempt to commit a suicide
because of social anomie characterized by lack of moral control, normlessness and loss
of meaning in the life. Moreover, unmarried men also face with social anomie, as they
lack moral authority sustained by the marriage. In that sense, Durkheim states that men
frequently become victims of domestic anomie, as they need more social control on
them. However, domestic anomie is not serious problem for women (1951:271-272).
structure on the individuals, which lead them to social anomie. He also refines his study
by analyzing the impact of cultural motives and social norms on the individuals (Coser
and Rosenberg 1969:504). Durkheim’s ideas on social anomie help Merton improving
his own original ideas within the American functionalist tradition. In general, Merton’s
patterns of conduct” and the explanation of how “frequency of deviant behavior varies
within different social structures and how it happens that the deviations have different
shapes and patterns in different social structures” (Merton 1968:185). Merton explains
social anomie in a more constructed way. He claims that anomie emerges in a situation
that cultural goals and institutional means are in a conflict. In other words, the
individuals encounter with social anomie, when they attempt to reach cultural goals with
inadequate institutional means or without any means. This state of conflict also results
finding how social structure affects the individuals in a way that they adopt non-
influential on the individuals in the sense that it may generate anti-social behavior due to
“dissociation of culturally defined goals and socially structured means” (1938:674). For
Merton, cultural goals and institutional norms are said to be in order or in equilibrium, as
long as two of them are in harmony. If cultural goals and acceptable means are
conflicted with each other, then “the integration of society becomes tenuous and anomie
ensues” (1938:674). Anomie has certainly an impact on individuals in the sense that it
forms the structural basis for deviant behavior. Fraud, corruption, vice and crimes
appears to be common because of the disjunction between culturally induced goals and
institutional emphasis (Merton 1938:675-676). At this point, Merton underlines that anti-
social behavior emerges as a result of restraints imposed by society, which supports the
overall idea that society exerts pressure on the individuals. He also concludes that
According to this, he develops five modes of adaptation that refers to the individual
responses to social anomie. The modes of adaptation also indicate the disequilibrium
and equilibrium between cultural goals and institutional means (1938:677). Merton’s
“people may shift from one alternative to another as they engage in different social
conform to institutional means and easily attain the cultural goals. If the individuals
achieve conformity, then there exists equilibrium in the social system (1968:195).
Society has a sound social order within itself. Moreover, conformity, defined by Merton
as the conventional role behavior, allows people to form a society at the aggregate
level. Without conformity, “stability and continuity of society could not be maintained”
(Merton 1938:677). Merton categorizes remaining four types of adaptations to the social
order on the basis of acceptance or rejection of cultural goals and institutional means
(1968:193-211). Innovation points out individuals conform to the cultural goals but do
not attain institutional means. In other words, the individuals are in a situation in which
they are constrained by the social system. For that reason, Merton thinks that the
individuals may develop other behavioral forms including crime in order to reach the
cultural goals. This point can also be exemplified with the “American Dream”. Many of
the American people realize this dream, as it is a kind of cultural goal. However, many
others cannot achieve this goal, as they do not have adequate institutional means such
motivates the individuals to use illegitimate means to succeed. This state of deviance
also explains the crime rates in the US, as Merton illustrates, the criminal tendency
emerges as a result of the social constrains. Merton refers to the cultural value of
material success in America as one of the causes for anomie: “Americans are
admonished not to be a quitter for in the dictionary of American culture, as in the lexicon
of youth, there is no such word as fail. The cultural manifesto is clear: one must not quit,
must not cease striving, and must not lessen his goals, for not failure, but low aim, is
crime” (Merton 1968:193). However, social institutions do not provide the individuals
with equal means to attain the cultural goals. On the other hand, the American culture
portrays material success as the “American Dream” for all living in the USA.
endowed with the material success in a traditional way. The other portion of society
finds different alternatives to achieve the cultural goals, even if it is attained through
crime. Therefore, Merton concludes, “the American stress on pecuniary success and
ambitiousness for all thus invites exaggerated anxieties, hostilities, neuroses and
explains that the individuals do not comply with the cultural goals but they significantly
abide by the institutional means. Merton asserts that these groups of people adopt
institutional means in order to protect their positions in the social system (Merton
1968:203-207). Retreatism is the most radical one among other individual responses to
the social constrains. In that, the individuals prefer to be passive toward cultural goals
and institutional means. They are indifferent to the social life. For Merton, they are “in
society but are not of it” (Merton 1938:677). Merton exemplifies the group of people who
retreat from the social life as "psychotics, autists, pariahs, outcasts, vagrants,
vagabonds, tramps, chronic drunkards, and drug addicts" (Merton 1938:677). For
Merton, they are fictional part of the population. Yet, their existence in society may also
cause a problem for the individuals of socialized population. The last mode of
adaptation is also as original as the other categories. In that, the people who adapt to
rebellion type tend to reject all cultural goals and institutional means. They are inclined
to reinvent their own goals and means. For Merton, rebellious people will be the new
ruling class of society (1968:209-211). (As cited by Irmak, F.& Çam, T. ,2014)
Relative deprivation (RD) is the judgment that one is worse off compared to some
individual achievement and deviance, intergroup attitudes, and physical and mental
health. But the results are often weak and inconsistent. To determine whether these
analytic review of 210 studies (representing 293 independent samples and 186,073
respondents). RD measures that (1) include justice-related affect, (2) match the
outcome level of analysis and (3) used higher quality measures yielded significantly
stronger relationships. Marx (1847) captures the intuitive appeal of relative deprivation
even themselves at different points in time lead people to believe that they do not have
what they deserve, they will be angry and resentful. Relative deprivation (RD) describes
It postulates a subjective state that shapes emotions, cognitions, and behavior. It links
the individual with the interpersonal and intergroup levels of analysis. It melds easily
with other social psychological processes to provide more integrative theory – a prime
disciplinary need (Pettigrew, 1991). Moreover, RD challenges conventional wisdom
about the importance of absolute deprivation for collective action, individual deviance
and physical health. And it has proven useful in a wide range of areas. Researchers
have invoked RD to explain phenomena ranging from poor physical health (Adler, Epel,
Catellazzo & Ickovics, 2000) to participation in collective protest (Newton, Mann &
Indeed, the concept has been used throughout the social sciences (Walker & Smith,
2001), from criminology (e.g., Lea & Young, 1993) and economics (e.g., Yitzhaki, 1979)
to political science (e.g., Lichbach, 1990) and history (Snyder & Tilly, 1972). Smith, HJ
Pettigrew, TF (2015)
Since its inception as a discipline, sociology has studied the causes of deviant behavior,
examining why some persons conform to social rules and expectations and why others
social relationships and the social areas in which they live and work assist in explaining
the commission of deviant acts. This emphasis on social experiences, and how they
contribute to deviant behavior, contrasts with the focus on the internal states of
Sociological theories are important in understanding the roots of social problems such
as crime, violence, and mental illness and in explaining how these problems may be
remedied. By specifying the causes of deviance, the theories reveal how aspects of the
social environment influence the behavior of individuals and groups. Further, the
theories suggest how changes in these influences may yield changes in levels of
deviant behaviors. If a theory specifies that a particular set of factors cause deviant
behavior, then it also implies that eliminating or altering those factors in the environment
will change levels of deviance. By developing policies or measures that are informed by
or violence are more likely to yield meaningful reductions in criminal or violent behavior.
Despite their importance, deviance theories disagree about the precise causes of
deviant acts. Some look to the structure of society and groups or geographic areas
within society, explaining deviance in terms of broad social conditions in which deviance
is most likely to flourish. Others explain deviant behavior using the characteristics of
individuals, focusing on those characteristics that are most highly associated with
learning deviant acts. Other theories view deviance as a social status conferred by one
order to protect their positions of power. These theories explain deviance in terms of
This chapter reviews the major sociological theories of deviance. It offers an overview of
each major theory, summarizing its explanation of deviant behavior. Before reviewing
the theories, however, it may prove useful to describe two different dimensions of theory
that will structure our discussion. The first of these, the level of explanation, refers to the
scope of the theory and whether it focuses on the behavior and characteristics of
divides theories into two groups, those that explain the social origins of norm violations
causes of norm violations. Typically, these theories identify aspects of the social
environment that trigger norm violations; social conditions in which the violations are
matter of social construction, a status imposed by one person or group on others and a
status that ultimately may influence the subsequent behavior of the designated deviant.
Social reaction theories argue that some individuals and groups may be designated or
labeled as deviant and that the process of labeling may trap or engulf those individuals
These two dimensions offer a four-fold scheme for classifying types of deviance
theories. The first, macro-level origin theories, focus on the causes of norm violations
associated with broad structural conditions in the society. These theories typically
like the concentration of poverty, levels of community integration, or the density and age
distribution of the population on areal rates of deviance. The theories have clear
implications for public policies to reduce levels of deviance. Most often, the theories
highlight the need for altering structural characteristics of society, such as levels of
his or her immediate social environment. These theories typically examine the
influence of peers and significant others, persons' emotional stakes in conformity, their
beliefs about the propriety of deviance and conformity, and their perceptions of the
threat of punishments for deviant acts. In terms of their implications for public policy,
negative peer influences while also increasing their attachment to conforming lifestyles
and activities.
label the deviant and thereby reinforce her or his deviant social status. According to
these theories, reactions to deviance may have the unintended effect of increasing the
deviance, micro-level reaction theories argue that agencies of social control (e.g. police,
that are associated with the designation of entire groups or segments of the society as
mechanism for controlling those groups that represent the greatest political, economic,
or social threat to their position of power. The theories also imply that society can only
achieve reduced levels of deviance by reducing the levels of economic and political
inequality in society.
The rest of this article is divided into sections corresponding to each of these four
"types" of deviance theory. The article concludes with a discussion of new directions for
theory—the development of explanations that cut across and integrate different theory
types and the elaboration of existing theories through greater specification of the
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