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Microstrip Resonant Phase Shifters
Microstrip Resonant Phase Shifters
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Matjaž Vidmar
University of Ljubljana
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There are several possible designs for adjustable phase shifters (or adjustable delay lines)
depending on the operating frequency, required bandwidth, power handling and technology
used (mechanical, ferrite, PIN diode, varactor or I/Q modulator). This article describes the
particular problem of providing a continuously adjustable delay for the STM64 (OC192)-
specified clock frequency of 9.95328 GHz and its integer multiples and submultiples to control
different electro-optical devices in optical-fiber line-terminal equipment.
Electrically adjustable phase shifters are usually narrowband devices that can be used only to
adjust the delays of clock signals. Fortunately, in most electro-optical systems only the relative
phase between data and clock is important. Therefore, a practical solution is to feed the data
line directly with no adjustable delays while the phases of all required clock signals are made
adjustable. One side advantage of this technique is that distortion of the data signal due to
reflections is minimized. In addition, some jitter may be removed from the clock signal by
narrowband phase-shifting devices.
Electronically controlled phase shifters are usually built with varactors when a continuous phase
adjustment is required. The adjustable reflection coefficient of a varactor is transformed into a
variable phase shift with a circulator or quadrature hybrid. The quadrature hybrid requires two
identical varactors.1 However, the phase shift of available varactors becomes quite limited at
microwave frequencies due to chip and package parasitics. Furthermore, varactors are rather
lossy capacitors at microwave frequencies. The Q of silicon varactors may be less than 10 at X-
band frequencies while GaAs varactors are just slightly better. If chip and package parasitics
are tuned out by additional reactive components at a particular frequency, circuit losses due to
poor varactor Q will further increase.
Clock phase shifters require a range of at least 360° and some overlap is desired on both ends.
Due to the limited phase shift of available varactors, the concatenation of several phase-shifting
stages is required. The insertion loss of such a complex circuit as well as insertion loss variation
with the varactor control voltage may become considerable. In addition, the microstrip circuit
board area may become quite large due to the many quadrature hybrids and reactive
components used to tune out varactor parasitics.
Different phase shifter circuits were developed and tested to minimize the circuit board area
and number of varactors used. In particular, resonant phase shifters were found to be both
simple and efficient. It is possible to build suitable resonant phase shifters for the STM64 clock
frequency with a limited number of inexpensive surface-mount device (SMD) plastic-packaged
silicon varactors.
Each of the two solutions has its own advantages and disadvantages.
Quarter-wavelength resonators require less printed circuit board area
and allow wider coupling gaps between adjacent resonators but
require critical connections to ground of the varactors through via holes in the circuit board. On
the other hand, half-wavelength resonators do not require any connections to the groundplane
on the other side of the printed circuit board, but the narrower coupling gaps require more
accurate circuit board etching. Practically speaking, quarter-wavelength resonators are the best
solution at lower frequencies, perhaps up to 5 GHz. On the other hand, half-wavelength
resonators become practical at frequencies above 5 GHz. Both solutions are presented in this
article using practical examples.
A practical varactor resonant phase shifter for the STM64 (OC192) clock frequency of 9.95328
GHz (sometimes abbreviated to 9.95 GHz or, simply, 10 GHz) can be
built with half-wavelength microstrip resonators. Of course, besides
the microstrip resonators and varactors, several other microstrip
components (quarter-wavelength chokes and printed capacitors) are
required to apply the DC bias voltage to all varactors. In addition, SMD
resistors are used to suppress unwanted resonances of the bias
network, as shown in Figure 3.
The circuit was first built with BB833 silicon varactors (minimum
capacitance of 0.75 pF in an SOD323 SMD package with 2nH lead
inductance). Later, the circuit was improved with the new BB857 silicon varactors with 0.55 pF
minimum capacitance and an SCD80 SMD package with 0.6 nH lead inductance. Besides a
smaller package, the new BB857 varactor also offers an improved Q with respect to the older
BB833 device.
According to the manufacturer’s data sheets, both varactors are only intended to be used in
satellite television indoor units at frequencies up to 2.8 GHz. At 10 GHz even the BB857
varactor actually behaves as a variable inductor. Its minimum capacitance produces a
reactance of –j28.9 W at 10 GHz, while the SCD80 package inductance adds +j37.7 W at 10
GHz. A single BB857 varactor can provide only a limited phase shift at 10 GHz. Therefore, a
series connection of nine resonant phase shifting stages is required for a full 360° range phase
shifter.
Some further insight into the operation of the described phase shifter
an be obtained by characterizing it as a tunable bandpass filter. The
amplitude vs. frequency responses of both
versions are shown in Figures 8 and 9 for
control voltages of 0 and +30 V. Of course,
the phase shifter should be used only for
frequencies within the filter passband.
The data show clearly that the minimum insertion loss of the circuit is inversely proportional to
the varactor bias voltage, a function consistent with the fact that the varactor Q increases with
the reverse bias voltage.2 Therefore, both versions of the described phase shifter should
provide an even larger phase shift variation at slightly higher frequencies (although with a
much larger insertion loss variation).
The total obtainable phase shift vs. frequency is shown in Figure 10.
Both versions provide much more than the required 360° of phase
shift variation at higher frequencies. If the control voltage range is
restricted to higher voltages, both versions of the phase shifter will still
provide an acceptable insertion loss at 10.66 GHz, used as the raw-
data clock frequency in STM64 (OC192) systems with forward error
correction.
Since the early days of analog (voice) frequency and/or phase modulation, frequency
multipliers have been used to increase frequency deviation and/or phase shift. Of course,
frequency multipliers also can be used at microwave frequencies to simplify the design of
microwave phase shifters as described previously.1 At a subharmonic frequency, only a fraction
of the total phase shift required at the final frequency needs to be provided. In addition, the
effects of chip and package parasitics are smaller and the Qs of available varactors are higher,
further simplifying the design of a suitable phase shifter.
In the case of an STM64 clock phase shifter it is convenient to build the varactor phase shifter
at one-quarter of the final frequency or 2.48832 GHz. This frequency corresponds to the clock
frequency of earlier systems (STM16 or OC48) and is available in multiplexing and
demultiplexing as well as various types of test equipment. Since operation at a single clock
frequency is required, frequency multiplication by four can be performed by a single nonlinear
device followed by a bandpass filter to select the desired harmonic.
The overall circuit diagram of a 2.5 GHz phase shifter and 4¥ multiplier
to 10 GHz is shown in Figure 11. An input attenuator is used both to
isolate the phase shifter from other users of the 2.5 GHz clock and to
reduce the input signal level below 1 mW to avoid nonlinear effects in
the phase shifter varactors. The phase shifter is constructed as an
interdigital filter with quarter-wavelength resonators. Since a phase
shift range of only 90° is required, two varactor-tuned resonators are
more than sufficient. In particular, low
voltage silicon varactors similar to the BBY51-
03W are used. Although their capacitance
ratio range is rather restricted with the control voltage Vbias between
0 and +5 V, the phase shift range still reaches almost 100° at 2.5
GHz. Figure 12 shows the capacitance vs. voltage characteristics of
the BBY51-03W and BB857 varactor diodes.
Since the 2.5 GHz signal is further attenuated in the phase shifter, a
2.5 GHz amplifier (ATF35376 high electron mobility transistor (HEMT))
is required to restore the signal level. The HEMT multiplier that follows requires several
milliwatts of drive power to efficiently produce harmonics of the input signal. The HEMT
multiplier is followed by a 10 GHz bandpass filter with four half-wavelength resonators. Finally,
the 10 GHz output signal is further amplified by yet another ATF35376 HEMT to raise the signal
level above +5 dBm (usually between +7 and +10 dBm) as required by the clock inputs of the
devices used in STM64 line-terminal equipment.
The 2.5 GHz phase shifter and 4¥ multiplier are built as a microstrip
circuit etched on 0.8-mm-thick (1/32") FR-4 glass fiber-epoxy
laminate (with a dielectric constant of 4.5). The microstrip circuit
board measures 20 mm ¥ 80 mm and is shown in Figure 13.
Although the FR-4 laminate introduces additional losses in the circuit, a
lossy substrate prevents high gain devices like the ATF35376 HEMTs
from oscillating in the millimeter-wave region.
The described 2.5 GHz phase shifter and multiplier to 10 GHz are used
as part of an STM64 (OC192) 9.95 Gbps clock recovery unit, as shown
in Figure 15. The clock recovery unit includes a full-wave rectifier to obtain a clock spectral
line from an input nonreturn-to-zero (NRZ) signal and a phase-locked
loop (PLL) used as a narrow bandpass filter. The PLL includes a 2.5
GHz VCO driving different multipliers. A frequency doubler to 5 GHz is
used to drive two subharmonic mixers in quadrature. The output of the
in-phase mixer is used to stop the search logic when the PLL locks.
The quadrature mixer then drives the loop amplifier. The search logic
allows a very wide capture range (and/or a wide VCO/frequency
tolerance) that is independent of the loop bandwidth in the locked
state.
The described clock recovery circuit provides several clock outputs. The two 10 GHz outputs
have independent phase shifters and multipliers; both can be used as clock sources for different
data-processing devices. The additional 2.5 GHz output comes directly from the VCO and has
no phase shifter. The 2.5 GHz can be useful in triggering various types of test equipment such
as a sampling oscilloscope.
Acknowledgment
The phase shifters and STM64 clock recovery unit described in this article were developed for
use in field experiments as part of the European Community Esther ACTS 063 research project.
The described circuits were integrated in different optical-fiber transmission experiments at
Pirelli Cavi e Sistemi SpA, Milano, Italy. The BB857 and BBY51-03W varactors are
manufactured by Siemens Semiconductors, Munich, Germany. The capacitance vs. voltage
curves for both varactors are copies taken from the corresponding manufacturers’ data sheets.
The ATF35376 HEMTs were manufactured by Avantek (now Hewlett-Packard Co.). The data
plots were obtained with an HP8510A vector network analyzer (including an HP8514A S-
parameter test set, HP8530B sweep mainframe and HP8A3594A plug-in) and an HP83480A
sampling oscilloscope with an HP83482A plug-in.
References
Matjaz Vidmar received his BSEE and MSEE from the University of Ljubljana, Slovenia in 1980
and 1983, respectively. He received his PhD in 1992, also from the University of Ljubljana, for
developing a single-frequency GPS ionospheric correction receiver. Vidmar is currently teaching
undergraduate and postgraduate courses in electrical engineering at the University of
Ljubljana. His research includes high speed electronics for optical fiber communications. Vidmar
is also taking part in amateur satellite projects. He developed very high efficiency VHF and UHF
transmitters that were successfully flown in space on the Microsat mission in 1990.
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