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Definition, Incidence, and Epidemiology of Pediatric Acute Respiratory Distress Syndrome - From The Second Pediatric Acute Lung Injury Consensus Conference
Definition, Incidence, and Epidemiology of Pediatric Acute Respiratory Distress Syndrome - From The Second Pediatric Acute Lung Injury Consensus Conference
T
he 2015 Pediatric Acute Lung Injury Consensus Conference (PALICC)
provided the first definition of acute respiratory distress syndrome Copyright © 2023 by the Society of
(ARDS) specifically for pediatric patients (PARDS), formulated by Critical Care Medicine and the World
pediatric stakeholders (1). Prior to this, ARDS had been defined at the 1994 Federation of Pediatric Intensive and
American-European Consensus Conference (AECC) (2) and again in the 2012 Critical Care Societies
Berlin revision (3), primarily for adult patients by adult experts. The original DOI: 10.1097/PCC.0000000000003161
PALICC definition of PARDS facilitated dedicated re- each of the corresponding subsections detailed below
search and subsequent studies that specifically tested (Supplemental Figs. 1–6, http://links.lww.com/PCC/
the utility of the newly developed definition. Since C296). As detailed below (and in Tables 1 and 2),
then, large single- and multicenter observational stud- children on invasive mechanical ventilation (IMV) or
ies, as well as randomized clinical trials, have used the full-face noninvasive ventilation (NIV) can be diag-
PALICC PARDS definition for enrollment. nosed with PARDS when hypoxemia is sufficient or be
As substantial data have accrued since 2015, the termed at-risk for PARDS when it is not. Children on
Second PALICC (PALICC-2) was convened (4). In nasal support modes can be diagnosed with possible
this article, we address key question number 1 as out- PARDS when hypoxemia is sufficient or be termed at-
lined in the accompanying Methods article (4): “How risk for PARDS when it is not.
should PARDS be defined, and what are the variables
that best characterize the global burden of PARDS?” Age
Here, we detail the rationale for specific statements
underlying the 2022 PALICC-2 updated definition of There may be age-related differences in the epidemi-
PARDS and the related diagnoses of “Possible PARDS” ology of PARDS, and there are existing definitions for
and “At-Risk for PARDS.” ARDS in neonates (5) and adults (Berlin) (3) that dif-
fer from PALICC criteria (e.g., requiring bilateral infil-
METHODS trates). However, there are insufficient data to justify
precise population-level, age-based cutoffs to move
The details of the literature search are outlined in the between the published definitions of neonatal ARDS
PALICC-2 Methodology article in this supplement (4). (NARDS), PARDS, and ARDS among patients cared
Due to the nature of the research questions, a scoping for pediatric intensivists who may range in age from
review was conducted to identify relevant studies re- neonates to young adults.
lated to the topics that could inform the definition and
epidemiology of PARDS. These included studies re- Definition Statement 1.1. All patients less
lated to occurrence rate and outcomes of patients with than 18 years of age without active perinatal
PARDS, the association between age and PARDS ep- lung disease should be diagnosed with PARDS
idemiology or pathobiology, PARDS timing and trig- using PALICC-2 criteria.
gers, radiographic findings in PARDS, oxygenation Remarks: Practitioners can use either the
metrics, risk factors for development of PARDS, coex- PALICC-2 or neonatal definition (Montreux
istence of PARDS and cardiac disease, and PARDS in NARDS) for neonates and can use either the
patients with congenital heart disease and chronic pul- PALICC-2 or adult definition (Berlin ARDS)
monary failure. Adult data were excluded except when for young adults (Ungraded definition state-
considering the association between age (up to 40 yr ment, 94% agreement).
old) and ARDS diagnosis and epidemiology. The com-
plete search strategies can be found in Supplemental Justification. We found no studies establishing age-
Tables 1–5 (http://links.lww.com/PCC/C296). Details dependent differences between neonates and children
of title/abstract review, full-text review, data extrac- on the epidemiology of ARDS (6, 7). Some data sup-
tion, and generation of clinical practice recommenda- port changes in epidemiology and outcomes of ARDS
tions, research statements, and policy statements are along the spectrum of ages typically seen in the PICU
outlined in the PALICC-2 Methodology article (4). In (8–10). In an observational study of children with
general, revisions of the original PALICC definition acute lung injury in China, ARDS (AECC criteria) was
were only considered when supported by new data. associated with older age (4.8 yr [interquartile range
0.5–8 yr] vs 0.6 yr [0.3–1 yr]; p = 0.01) (8). Older age
was also associated with PARDS among PICU trauma
RESULTS
patients (9, 10). However, three other studies of ARDS
Results of the literature searches are detailed in the in children did not suggest age-dependent differences
Supplemental Digital Content (http://links.lww.com/ in severity or outcomes (11–13). Similarly, we found
PCC/C296) with the Preferred Reporting Items for no data supporting a specific age cutoff among younger
Systematic Reviews and Meta-Analyses flowcharts for adults, with an insufficient number of subjects between
S88 www.pccmjournal.org February 2023 • Volume 24 • Number 2 (Suppl 1)
Copyright © 2023 by the Society of Critical Care Medicine and the World Federation of Pediatric Intensive and Critical Care Societies.
Unauthorized reproduction of this article is prohibited
PALICC-2 Supplement
TABLE 1.
Diagnosis of Pediatric Acute Respiratory Distress Syndrome (Definition Statement 1.7.1)
Variable Definition
DS = definition statement, IMV = invasive mechanical ventilation, NIV = noninvasive ventilation, OI = oxygenation index, OSI = oxygen
saturation index, PARDS = pediatric acute respiratory distress syndrome, Spo2 = oxygen saturation.
a
Children in resource-limited environments where imaging is not available who otherwise meet PARDS criteria are considered to have
possible PARDS.
b
Oxygenation should be measured at steady state and not during transient desaturation episodes. When Spo2 is used, ensure that Spo2 ≤
97% (DS 1.4.5).
OI = mean airway pressure (MAP) (cm H2O) × Fio2/Pao2 (mm Hg).
OSI = MAP (cm H2O) × Fio2/Spo2.
c
Diagnosis of PARDS on NIV (NIV-PARDS) requires full facemask interface with continuous positive airway pressure (or expiratory
positive airway pressure) ≥ 5 cm H2O.
d
Stratification of PARDS severity does not apply to these populations.
PARDS should not be diagnosed in children with respiratory failure solely from airway obstruction (e.g., critical asthma, virus-induced
bronchospasm).
18 and 40 years old included in adult studies. In adults bilateral opacities). On balance, the consensus was that
with hypoxemic respiratory failure, patients with the PALICC-2 consensus statements are intended for
greater than or equal to 1 ARDS risk factor were older children less than 18 years without acute perinatal condi-
(62 ± 19 vs 49 ± 22 yr) and had a higher in-hospital tions (e.g., meconium aspiration, surfactant deficiency)
mortality (33.9% vs 17.3%) as compared with patients and are recommended for use in that population but that
with no ARDS risk factors (14), suggesting that even in practitioners may use their preferred definitions for neo-
adults, worse prognosis with age may be due primarily nates (PALICC-2 or Montreux) or teenagers and young
to accumulation of comorbidities. adults (PALICC-2 or Berlin). This may negatively impact
The benefit of not having specific age cutoffs for definition implementation, in particular, inhibiting au-
PARDS is that practitioners who care for neonates, chil- tomated systems that require clear, objective definitions.
dren, and/or adults can use the definition of ARDS for
which they are the most comfortable for infants, teen-
Timing and Triggers
agers, and young adults. Potential challenges include
misclassification of patients especially related to key Since the 2012 Berlin definition, “acute” onset of hypox-
differences between the definitions (e.g., unilateral vs emia has been operationalized as occurrence within 7
Pediatric Critical Care Medicine www.pccmjournal.org S89
Copyright © 2023 by the Society of Critical Care Medicine and the World Federation of Pediatric Intensive and Critical Care Societies.
Unauthorized reproduction of this article is prohibited
Yehya et al
TABLE 2.
Diagnosis of Possible Pediatric Acute Respiratory Distress Syndrome and At-Risk for
Pediatric Acute Respiratory Distress Syndrome (Definition Statement 1.5.3, 1.7.2)
Variable Definition
days of an inciting trigger (5). This cutoff was adopted PARDS was either present at PICU admission or was
by PALICC in 2015 for PARDS (1). We identified no diagnosed within 24 hours for most subjects (12, 15,
studies of PARDS in which cases were attempted to 16). The median time between intubation and PARDS
be identified beyond 7 days after an identified trigger, diagnosis was less than 24 hours in all reviewed stud-
suggesting widespread acceptance of this threshold. ies. The benefits of keeping the window up to 7 days
are consistency with existing literature and sensitivity,
Definition Statement 1.2. Symptoms of hy-
as it allows subjects with risk factors to plausibly de-
poxemia and radiographic changes must occur
velop the clinical findings of PARDS in a reasonable
within 7 days of a known insult to qualify for
timeframe. Shortening (e.g., within 3 d) would plau-
PARDS (Ungraded definition statement, 96%
sibly capture the majority of subjects but risks missing
agreement).
some patients who were still developing the specific
Justification. There is widespread acceptance of 7 combination of clinical and radiographic criteria for
days as the cutoff between PARDS trigger and meet- PARDS. On balance, the increased sensitivity, congru-
ing the remainder of the criteria (hypoxemia and im- ence with existing literature and adult Berlin ARDS,
aging), such that nearly all cohort studies have adopted and ease of operationalizing this was felt to outweigh
this threshold. In all large cohort studies reviewed, any benefits to shortening the observation window.
progression and potential avenues for disease to their risk of poor outcomes and possible need for
prevention. (Ungraded definition statement, closer monitoring (PICU instead of general ward),
96% agreement). avoidance of additional injurious stimuli, and provi-
sion of possibly beneficial treatments. Alternatively,
Justification. The original at-risk for PARDS crite- the possible PARDS definition could cause harm by
ria were validated in the PARDIE study and a single- increasing unnecessary PICU utilization or exposing
center study of children with viral lower respiratory moderately ill children to unproven PARDS-related
tract infections, both of which found an increased rate therapies. There are likely differences between nasal
of subsequent PARDS among children meeting at-risk possible PARDS patients and those missing chest im-
for PARDS criteria (22, 23). It is not known how many aging, but the consensus was to use one term to describe
at-risk for PARDS patients would have been diagnosed all patients who possibly have PARDS but are unable to
with PARDS had a clinician changed their interface (or be properly diagnosed; clinicians should consider this
level of respiratory support). To test the potential im- when deciding how to treat possible PARDS patients.
pact of these new definitions of possible PARDS, we Subjects diagnosed with possible PARDS due to using
performed secondary analysis of the PARDIE dataset a nasal interface could be escalated to full-face NIV to
to identify support levels that discriminated children assess whether they are most appropriately stratified as
with less favorable outcomes as a surrogate for un- having PARDS or being at-risk for PARDS, and fur-
diagnosed PARDS. Of the 222 patients who met the ther research will hopefully enable better stratification
PALICC 2015 definitions for at risk for PARDS, 50 in the next iteration of the guidelines. On balance, the
(22.5%) would now be reclassified as meeting the pro- group favored creation of this new definition to iden-
posed possible PARDS definition, all but one of which tify children who may benefit from closer monitoring
(n = 49) were on HFNC (Supplemental Table 6, http:// and require further research aimed at preventing pro-
links.lww.com/PCC/C296). Compared with children gression to PARDS, especially given that implemen-
not meeting possible PARDS criteria, categorization as tation of the new definition of possible PARDS was
possible PARDS was associated with a two-fold higher felt to be reasonably feasible. Similarly, the availability
percentage of subsequent PARDS (37% vs 17%; p = and indications for chest imaging vary substantially
0.007), and the 31 possible PARDS patients who were according to geography and economics, neither of
not subsequently diagnosed with PARDS had a longer which impact the underlying pathophysiology or de-
PICU length of stay than the children who never met gree of hypoxemia. Including children lacking imaging
possible PARDS or PARDS criteria (5.3 d [3.2–8.3 d] due to resource limitations in this new diagnosis is an
vs 3.0 d [1.7–5.1 d]; p < 0.001) (Supplemental Table advantage that promotes equity in the applicability of
6, http://links.lww.com/PCC/C296). The Possible our definition.
PARDS definition is further supported by recent data
showing most children with bronchiolitis (71%) on
Diagnosing PARDS in Patients With Chronic
HFNC had a peak inspiratory flow of less than 1.5–2 L/ Cardiorespiratory Disease
min/kg. This suggests that significant entrainment of
room air is unlikely for children on HFNC supported The 2015 definition permitted diagnosis of PARDS in
with HFNC at flow rates greater than or equal to 1.5 L/ children with coexisting left ventricular (LV) dysfunc-
kg/min, indicating that prescribed Fio2 is likely sim- tion, cyanotic congenital heart disease, and chronic
ilar to delivered Fio2 and is reasonable for calculating lung disease requiring variable levels of support. In rec-
Spo2/Fio2 ratio (24). Additionally, experts in ARDS ognizing the difficulty of risk stratifying these subjects
suggested making adults on HFNC of greater than due to unreliable metrics of hypoxemia (cyanotic mix-
or equal to 30 L/minute eligible to be diagnosed with ing lesions) or because of variable baselines (chronic
ARDS (25), and pediatric experts recently defined res- invasive ventilation), these subjects are not risk strati-
piratory failure using our same HFNC thresholds of fied using hypoxemia metrics. Our scoping review did
greater than or equal to 1.5 L/kg/min or greater than not reveal new literature supporting changes in these
or equal to 30 L/min (26). recommendations, all of which were reapproved by the
The benefits of labeling children with significant hy- PALICC-2 members with greater than or equal to 90%
poxemia as “Possible PARDS” include calling attention agreement.
Definition Statement 1.6.1. Patients with cy- satisfy PARDS criteria as having PARDS was felt to be
anotic congenital heart disease are considered beneficial, because the underlying pathophysiology was
to have PARDS if they fulfill standard PARDS similar and such subjects likely benefit from PARDS-
criteria and have an acute deterioration in directed therapies. Finally, stratifying chronically in-
oxygenation (relative to baseline) not fully vasively ventilated subjects and children with cyanotic
explained by the underlying cardiac disease. lesions based on OI or OSI should be avoided. Variable
(Ungraded definition statement, 98% baselines among chronically ventilated subjects make
agreement). using standard OI/OSI PARDS cutoffs potentially mis-
Definition Statement 1.6.2. Patients with LV leading. Subjects with chronic lung disease normally
dysfunction who fulfill standard PARDS cri- supported on NIV, subjects with noncyanotic heart
teria are considered to have PARDS if acute lesions (including palliated and surgically corrected
hypoxemia and new chest imaging changes lesions), and those with LV dysfunction can be strat-
cannot be explained solely by LV heart failure ified using OI and OSI if intubated.
or fluid overload. (Ungraded definition state-
ment, 92% agreement). Definition of PARDS, Possible PARDS, and
Remarks: Cardiac ultrasonography and/or left At-Risk for PARDS
atrial pressure may be useful in identifying hy-
drostatic pulmonary edema The above statements were formalized into the tables
Definition Statement 1.6.3. Patients with defining PARDS (Table 1) and Possible PARDS and
preexisting chronic lung disease treated with at-risk for PARDS (Table 2). We also provide a flow-
supplemental oxygen, NIV, or IMV via trache- chart for stratifying subjects according to mode of sup-
ostomy are considered to have PARDS if they port and degree of hypoxemia (Fig. 3). PARDS can be
demonstrate acute changes that fulfill standard diagnosed only in children on IMV or full-face NIV.
PARDS criteria and exhibit an acute deteriora- Possible PARDS can be diagnosed for children on
tion in oxygenation from baseline that meets nasal modes (and IMV or full-face NIV in resource-
oxygenation criteria for PARDS. limited environments where chest imaging is una-
(Ungraded definition statement, 96% vailable). Children on any mode who meet PARDS
agreement). criteria except have insufficient hypoxemia are termed
Definition Statement 1.6.4. Patients with at-risk for PARDS. Compared with the 2015 tables, we
chronic lung disease who receive mechanical clarified that atelectasis and pleural effusion are not
ventilation at baseline or have cyanotic con- qualifying opacities. The threshold for NIV PARDS by
genital heart disease with acute onset of illness Spo2/Fio2 was rounded to 250 for ease of implemen-
that fulfill standard PARDS criteria should tation and deemed acceptable given lack of evidence
not be stratified by OI or OSI risk categories. supporting either cutoff as superior. New footnotes
Future studies are necessary to determine specifically excluding acute respiratory failure solely
PARDS risk stratification of such patients from obstructive processes (e.g., critical asthma, virus-
with acute-on-chronic hypoxemic respiratory induced bronchospasm) were added. LV dysfunction
failure. (Ungraded definition statement, 90% was removed from special populations as it was redun-
agreement). dant with the origin of edema.
Justification. Hydrostatic pulmonary edema (LV Definition Statement 1.7.1. PARDS shall be
dysfunction, fluid overload, pulmonary lymphatic defined using Table 1 (Ungraded definition
failure) and alveolar-pulmonary capillary membrane statement, 84% agreement).
injury can occur individually and concomitantly. Definition Statement 1.7.2. Possible and
Similarly, acute and chronic lung disease frequently at risk for PARDS shall be defined using
coexist. On balance, classifying children with cyanotic Table 2 (Ungraded definition statement, 94%
congenital heart disease, LV dysfunction, right-to-left agreement).
intracardiac shunting, total body fluid overload, and Remarks: Clinicians should consider treating
chronic lung disease with acute illness that otherwise patients with possible PARDS as if they have
Pediatric Critical Care Medicine www.pccmjournal.org S95
Copyright © 2023 by the Society of Critical Care Medicine and the World Federation of Pediatric Intensive and Critical Care Societies.
Unauthorized reproduction of this article is prohibited
Yehya et al
Figure 3. Flowchart for diagnosing pediatric acute respiratory distress syndrome (PARDS), possible PARDS, and at-risk for PARDS
based on type of support and degree of hypoxemia. HFNC = high-flow nasal cannula, IMV = invasive mechanical ventilation,
LPM = L/minute, NIV = noninvasive ventilation, OI = oxygenation index, OSI = oxygen saturation index, P/F = ratio of Pao2/Fio2, S/F =
ratio of oxygen saturation/Fio2, Spo2 = oxygen saturation.
PARDS and apply other recommendations they were retained based on the justifications described
after considering the specific risks and benefits above.
for that specific patient.
CONCLUSIONS
Justification. Most elements of the definitions are
discussed in the Justifications above. It is notable that In 2015, we provided the first pediatric-specific defini-
Definition Statement 1.7.1 met our a priori criterion tion of PARDS for children. We now provide a revised
for acceptance but had the lowest agreement (84%) of definition of PARDS based on current data and ex-
all statements in this section. This is likely because a pert consensus. The major changes to the definition of
panelist disagreeing with any of the other statements PARDS revolve around the timing and severity strati-
(e.g., age, chest imaging) would likely disagree with fication of hypoxemia, with the institution of a 4-hour
that element of Table 1, in essence making all disagree- waiting period prior to risk stratification and a simpli-
ments funnel to this Statement. In particular, changes fied stratification of nonsevere or severe for both NIV
in severity stratification to two categories (from three PARDS and invasively ventilated PARDS. Furthermore,
[IMV] and one [NIV] in PALICC-1) and to a delayed we have introduced the concept of Possible PARDS
strategy (i.e., at ≥ 4 hr after PARDS diagnosis) were to capture subjects who likely possess underlying
most debated among the final statements, although pathophysiology consistent with PARDS, including
children missing imaging in resource-limited environ- injury consensus conference. Pediatr Crit Care Med 2015;
16:S23–S40
ments. While controversies remain, particularly in the
2. Bernard GR, Artigas A, Brigham KL, et al: The American-
domains of age, PARDS trajectory, and noninvasive
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Supplemental digital content is available for this article. Direct 9. Killien EY, Mills B, Watson RS, et al: Morbidity and mortality
URL citations appear in the printed text and are provided in the among critically injured children with acute respiratory distress
HTML and PDF versions of this article on the journal’s website syndrome. Crit Care Med 2019; 47:e112–e119
(http://journals.lww.com/pccmjournal). 10. Killien EY, Huijsmans RLN, Ticknor IL, et al: Acute respiratory
All authors were involved in the conception, design, and drafting distress syndrome following pediatric trauma: Application of
of the article. pediatric acute lung injury consensus conference criteria. Crit
Care Med 2020; 48:e26–e33
Dr. Yehya’s institution received funding from the National Heart,
Lung, and Blood Institute; he received support for article re- 11. Hermon M, Dotzler S, Brandt JB, et al: Extended use of the
search from the National Institutes of Health. Dr. Lee’ s institution modified Berlin definition based on age-related subgroup
received funding from the National Research Medical Council, analysis in pediatric ARDS. Wien Med Wochenschr 2019;
Singapore. Dr. Shein received funding from Hill Ward Henderson 169:93–98
Law Firm. The remaining authors have disclosed that they do not 12. Khemani RG, Smith L, Lopez-Fernandez YM, et al; Pediatric
have any potential conflicts of interest. Acute Respiratory Distress syndrome Incidence and
For information regarding this article, E-mail: yehyan@email. Epidemiology (PARDIE) Investigators: Paediatric acute res-
chop.edu piratory distress syndrome incidence and epidemiology
(PARDIE): An international, observational study. Lancet Respir
The Second Pediatric Acute Lung Injury Consensus Conference
Med 2019; 7:115–128
(PALICC-2) group members are listed in Appendix 1 (http://
links.lww.com/PCC/C296). 13. Prasertsan P, Anuntaseree W, Ruangnapa K, et al: Severity
and mortality predictors of pediatric acute respiratory dis-
tress syndrome according to the pediatric acute lung injury
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