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Zimbardo and Leippe - 1991 - Part5
Zimbardo and Leippe - 1991 - Part5
Zimbardo and Leippe - 1991 - Part5
The frame makes the picture. In addition to isolating the specific types
of beliefs that messages should target, mass media health campaigns
can benefit from adopting psychological approaches that emphasize
principles of social perception and social judgment. A good example
comes from research aimed at convincing women to perform breast self
examinations. Breast cancer strikes nearly 10 percent of all American
women, but the disease is highly curable if detected and treated early.
One way to detect it is through self-administered breast exams, which
take about 5 minutes to perform. Yet the percentage of women who
regularly perform the simple exam is quite low, even among those who
are aware of the American Cancer Society's recommendation that it be
performed monthly.
How can we explain this noncompliance? After all, 5 minutes a month
is a tiny sacrifice to save your life. The researchers suspected that the
positive outcomes usually touted by messages that promote breast self
exams are too meager to offset a tendency to avoid the risk of actually
discovering a lump on one's breast (Meyerowitz and Chaiken, 1987).
Outcomes such as the treatment benefits of early detection or becoming
skilled at noticing a lump if there is one-these appear as very modest
and pallid gains, especially to young women who assume that they are
healthy (remember the optimism bias). Accordingly, the researchers
34 8 9 / SOCIAL INFLUENCE IN THE SERVICE OF HEALTH AND HAPPINESS
reasoned that messages might have more impact if they presented these
benefits not as gains but as losses that could be avoided by performing
breast exams. As we mentioned in our discussion of environmental at
titudes, the threat of a small loss often has more impact than the prom
ise of a small gain (Tversky and Kahneman, 1986). No one likes to lose
benefits they already have. Thus, a message phrased, or "framed, " in
the negative (loss) should be more salient and thought-provoking.
To test these ideas, female college students were presented with
foldout pamphlets that included information about breast cancer and
how to perform breast self-examinations. While some were randomly
assigned to a condition where they got only that input, others were in
conditions where they also received six persuasive arguments for
monthly breast exams framed in the usual gain terms, or six arguments
for monthly breast exams framed in loss terms. For example, two of the
gain arguments read as follows:
By doing breast self-examinations now, you can learn what your normal,
healthy breasts feel like so that you will be better prepared to notice any
small, abnormal changes that might occur as you get older.
Research shows that women who do breast self-examinations have an in
creased chance of finding a tumor in the early, more treatable stages of the
disease.
Now check out the same arguments framed in loss language:
By not doing breast self-examinations, you will not learn what your normal,
healthy breasts feel like so you will be ill-prepared to notice any small, ab
normal changes that might occur as you get older.
Research shows that women who do not do breast self-examinations
have a decreased chance of finding a tumor in the early, more treatable
stages of the disease.
The results of this very subtle manipulation, presented in Figure
9.1, were anything but subtle. The women who received the loss argu
ments later expressed more positive attitudes toward breast self-exams
and stronger intentions to begin performing the exams regularly than
those who received either no arguments or the gain arguments. These
differences were still evident in a telephone survey 4 months later. And
during the intervening 4 months, those given loss arguments reported
having actually performed breast self-exams significantly more often than
the others.
When you think about it, this study is remarkable. A slight variation in
language achieved an increase in the number of people engaging in a
healthful behavior that could prevent future suffering and even prolong
life. Health messages should routinely be analyzed in terms of how the
targeted audiences perceive the health benefits they promise. Perceptions
matter.
THE PROMOTION OF HEALTH 349
Positive
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Negative
'-----'-----------'----'
Immediately 4 months Immediately 4 months
after pamphlet later after pamphlet later
read read
Time of measurement Time of measurement
Pamphlet Pamphlet ___ Pamphlet had
-- emphasized loss ---- emphasized gain no arguments
FIGURE 9 . 1
Female college students were given pamphlets about how to do breast self
examinations (BSE) for cancer. The pamphlets included either no arguments
promoting BSE, arguments emphasizing what one gains from doing BSE, or
arguments emphasizing what one loses from not doing BSE. The pamphlet
emphasizing loss had greater and more lasting impact. (A no-pamphlet control group,
not shown, resembled the no-argument group in intentions and behavior. )
(Data from Meyerowitz and Chaiken, 1987. Copyright 1987 b y the American Psychological
Association. Adapted by permission.)
Making "safe" sexy. With our eye on perceptions, let us turn briefly
to the grave health problem of AIDS. Do radio spots which dryly inform
the public that using condoms helps prevent the spread of AIDS and
other sexually transmitted diseases have their desired impact? Do they
compel most teenagers and college students to invariably use condoms
during sex? Do more dramatic TV spots showing a young woman send
ing this same message to a potential sexual partner increase this health
ful behavior? We don't have enough evidence to know yet, but there
are some promising, if mixed, signs.
A recent survey and personal interview study found that condom
use among teenage boys had doubled between 1979 and 1988 (reported
by Landers, 1990). Condom use among 17- to 19-year-olds reportedly
increased from a low of 21 percent in 1979 to 58 percent in 1988. It ap
pears that it was fear of AIDS and not fear of fathering a child that was
responsible for much of this increase. On the negative side were the re
lated findings that two-thirds of the 1979 sample (609 boys) were sexu
ally active compared with three-quarters (of 742 boys) in 1988, and 42
3 50 9 I SOCIAL INFLUENCE IN THE SERVICE OF HEALTH AND HAPPINESS
percent of the latter did not use condoms. Most distressing is the find
ing that most groups at greatest risk of contracting AIDS were still not
practicing safe sex. Only 21 percent of teen intravenous drug users (or
those who had partners who were intravenous drug users) used
condoms, as did only 17 percent of those who had sex with prostitutes.
Also on the downside is the evidence that a mere 37 percent of the most
sexually active teen males, those who had sex with five or more partners,
reported using condoms. Of course, all these data are likely to be overes
timates since they are reports given to survey researchers in a context
where the teens know that they should have been using condoms.
Social psychologist Elliot Aronson worries that most of the ad cam
paigns for safe sex may create in people's minds an association between
condoms and sterile hygiene practices, coldly planned "bad" sex, and
the threat of death. As a result, many sexually active adolescents and
young adults may tune out entirely or counterargue the message
("Hey, no one I would have sex with could possibly carry AIDS"). Even
those who "get the message" may not spontaneously think of stopping
the action to do the "right thing" and put on that good news condom in
the heat of their passionate encounter. A device associated with death
and dulled sensation is hard to incorporate into one's passion-filled sex
ual script, which for males (at least) includes a subplot of "strike while
the iron is hot."
Aronson (1991) offers an interesting remedy: persuade people that
condoms are sexy. This could be accomplished by public service ads show
ing erotically arousing but tasteful lovemaking scenes which suggest that
having both parties engage in putting on and using a condom as an en
joyable, integral part of the foreplay experience. Theoretically, a racy ad
like this might achieve two ends. First, it encourages the perception that
using a condom is itself an appealing, immediately satisfying act. Second,
through the classical conditioning process we discussed in Chapter 7, the
audience may acquire a positive attitude about condoms because of their
association with sexual arousal elicited by the love scene.
Pulling out all the stops. The mass media message is but one social
influence weapon. Why not aim the entire arsenal more directly at un
healthy behaviors? This ,was exactly the thinking of the researchers who
launched the Stanford Heart Disease Prevention Program (Farquhar et
al., 1984; Maccoby et al., 1977; Meyer et al., 1980). They conducted an
important long-term field experiment to find out how best to educate
adults about cardiovascular health and get them to engage in health be
haviors that reduce their risk of heart disease. The targeted behaviors
ran the gamut of cardiovascular health: eat right, don't smoke, exercise,
have frequent cholesterol and blood pressure checks, and reduce cho
lesterol intake. The targeted people were not the usual laboratory sub-
THE PROMOTION OF HEALTH 35 1
jects but rather the residents of three California towns with a popula
tion of about 14,000 each.
Town A was the control town; it received no special influence inter
ventions beyond those routinely presented in the local mass media.
Town B received an intense 2-year mass media campaign consisting of
educational messages about the causes of cardiovascular disease and
the behavior patterns that influence risk. Town C received the same
mass media informational campaign, and in addition, a sample of 100
recruited volunteers from this town participated in a series of instruc
tion sessions and workshops over a period of several months during
the media blitz.
These volunteers, ranging in age from 35 to 59 years, were all at
high risk for heart disease as a result of poor health habits. The instruc
tion they received involved a variety of influence and educational meth
ods. Participants watched films about smoking, dieting, and exercising.
They were taught how to self-monitor healthy and unhealthy behav
iors, and how to shop, cook, and store the "right" foods. Cognitive and
behavioral aids for quitting smoking were introduced and practiced.
Various forms of reinforcement (praise and feedback) were adminis
tered for smoking reduction and weight loss. Opportunities for commit
ment and self-persuasion were provided.
The Town C volunteers, and comparable groups of high-risk citi
zens of Town A and Town B, were tracked for 3 years, beginning just
before the interventions and continuing for a year after the interven
tions were over. Yearly measures of the participants' knowledge about
cardiovascular health, their health behaviors, and their weight, blood
pressure, and cholesterol levels were taken.
The major results are presented in Figure 9.2. Looking at the
graphs, we can see that, compared with high-risk citizens in the control
town (Town A), citizens of the town that received only the media blitz
(Town B) showed a lasting increase in knowledge and a lasting decrease
in behaviors and indicators associated with high risk. A heavy dose of
mass media messages had a clearly positive health impact. However,
there was clearly a much bigger impact among the Town C residents
who received both the media messages and hands-on training.
This study is encouraging on two counts. First, it suggests that well
executed mass media campaigns do influence health behaviors. Second,
it demonstrates that, if money and resources are available to do so, per
sonalizing these campaigns with interpersonal direct influence and edu
cation adds considerably to their power. Health campaigns, then, get
what they pay for. And even the less expensive (mass media) approach
can help to some degree.
Psychological know-how can make a difference in effectively com
municating health advice to a large, faceless audience through the me-
35 2 9 I SOCIAL INFLUENCE IN THE SERVICE OF HEALTH AND HAPPINESS
,;,: 40
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1 2 3 0 1 2 3
Years Yeaffl
FIGURE 9.2
Knowledge of cardiovascular disease risk factors was greater among residents of Town
B, who were exposed to a 2-year mass media health campaign, than among residents
of Town A, who were not exposed to a campaign. Knowledge gain was greater still
when residents (of Town C) participated in intense workshops and instruction
sessions for several months during the media blitz. As knowledge increased, bad
health habits (risk behaviors) and signs (indicators) decreased, with Town C again
leading the way followed by Town B.
(Data from Meyer, Nash, McAlister, Maccoby, and Farquhar, 1980. Copyright 1980 by the
American Psychological Association. Adapted by permission.)
'" As many as half of the patients with active illnesses fail to take the
medications prescribed by physicians at medical clinics.
'" About half of all such patients also fail to show up for scheduled
treatment appointments.
" The majority of hypertensive patients ignore the diet and slower
pace regimens specified by their doctors.
• Even people with acute and painful illnesses, like gastrointestinal
ulcers, ignore prescribed regimens.
• While in the hospital, patients with ulcers, on average, take less
than half the prescribed liquid medication. Patients who are ini
tially compliant tend to slack off within 3 to 5 days.
Of course, patients should not blindly agree with a person just be
cause "M.D." follows the person's name. Medical doctors are not infal
lible, and legitimate differences of opinion are certainly possible in
modern medicine. Milgram's research is a potent reminder of the dan
gers of kneejerk obedience to someone wearing the cloak of authority.
Still, these rates of noncompliance are too large to reflect only rejection
of faulty diagnoses by highly intelligent patients. Look at it this way:
People are more likely to disobey their own doctor's orders than to dis
obey an unknown experimenter's instructions to deliver painful shocks
to a fellow subject in Milgram' s experiments!
Why? One factor is that the image of the medical establishment is
not very positive nowadays (Gibbs, 1989). In an era of specialists, cold
and imposing technology, and clinic-based care, close doctor-patient re
lationships are less common than they once were. The threat of medical
malpractice suits makes many physicians uneasy with patients, while
increasing patient loads make them sometimes curt. For its part, the
public, aware of the advances of modern medicine, often expects mira
cles from doctors. And caught up in a culture of consumerism, some
people are inclined to second-guess and comparison-shop for a doctor
who says what they want to hear. All these trends conspire to under
mine the perceived attractiveness, trustworthiness, and expertise of
doctors-the very factors that contribute to their effectiveness as influ
ence agents.
Lack of trust in the doctors is a major cause of patient noncompli
ance with medical advice. Beyond the poor image of the medical estab-
354 9 I S O CIAL INFLUENCE I N THE SERVICE OF HEALTH AND HAPPIN ESS
too costly, even when the cost of not undergoing it could be one's life.
Smaller, immediate costs loom greater than larger, distant ones.
Defense avoidance of medical advice may also occur if self-defining
beliefs and values are threatened by the admission that one is ill. The
steadfast resistance of some patients to do what the doctor ordered be
cause it challenges personal beliefs or cultural values is the opposite
side of the coin to another stress-related style of responding to physi
cians' instructions. Instead of defensive avoidance, stress might cause
an irrational response to medical advice known as hypervigilance (Janis,
1984). This occurs when patients panic over their malady and overreact
to their symptoms and any piece of symptom-relevant information they
come across. They accept uncritically all they read or hear about their
illness-every magazine article, every rumor, every anecdote provided
by an acquaintance. ("You know, Fred, my cousin had what you have,
and he was cured by .. . ") The doctor's advice, too, is eagerly followed.
But if it doesn't work immediately, the hypervigilant patient begins
second-guessing or mixing medically prescribed treatments with "home
remedies." He is likely to jump from doctor to doctor, from doctor to
faith healer, or to guaranteed "miracle cures" promoted in The National
Enquirer.
In sum, lack of trust in doctors, misunderstanding of instructions,
and patient stress contribute to the rather common inability of doctors
to influence their patients. Fortunatelyr these are human relations prob
lems that can be overcome through more effective social influence. Rec
ognizing this, more and more medical schools are including course
work on interpersonal relationships in their curricula (Gibbs, 1989). We
might recommend adding in a bit about strategies and tactics of social
influence. Physicians could be taught how to design effective fear ap
peals, how to solicit public commitments from patients to follow recom
mended treatments, and how to show that they are more caring, re
sponsive human beings and concerned, persuasive communicators.
doctor's office. Doctors can personalize their messages for the individ
ual patient. They also can supplement them by teaching and encourag
ing the patient to think positively. For example, doctors can teach "pos
itive self-talk," which involves making a habit of giving oneself
confidence-boosting messages like "I can meet this challenge" or "I can
call upon lots of different strategies to get through this." In so doing,
the patient mentally redefines the situation into one of hope and confi
dence. As we learned in Chapter 3, behaviors readily flow from self
attributions.
which makes them more inactive, which leads to more depression, and
so on. It's a vicious cycle.
The inaction (lack of trying) portion of this cycle has its source in
cognition. Depressed people are pessimistic thinkers. They make "de
pressive attributions." When bad things happen, they make internal at
tributions ("It's my fault . . . ") and see future improvements as beyond
their control (" . . . and I can't make it any better"). Good outcomes are
chalked up to temporary luck or someone else's doing. This
attributional style leads to a sense of hopelessness and, hence, a lack of
trying to improve one's lot (Peterson and Seligman, 1984).
To go along with their depressive attributions, depressed people tend
to think too many negative thoughts in general. Remember the role of pos
itive self-talk in patient compliance with difficult medical regimens? Self
talk goes on most of the time in most of our heads. We talk to ourselves, in
Hamlet-like monologues, more than we dialogue with anyone else. Re
search suggests that well-adjusted people average about two positive
thoughts for every negative one (Schwartz and Garamoni, 1986).
Depressed people, in contrast, have less than one positive thought
for every negative one. A study found that about 55 percent of their
thoughts were negative (Kendall, 1987). Negative thinking becomes
practically automatic in depression (Beck, 1976). ('Tm just not smart
enough to cut it at this school. " "Nobody finds me very interesting." "I
feel like an old toilet brush.") Their thoughts are filled with doom and
gloom. They feel that they are going down and being counted out-by
the referee aspect of self.
Cognitive-behavioral therapy attacks depression on both the cogni
tive and behavioral fronts. On the cognitive side, the therapist points
out the negative thinking and self-blaming attributions, and argues that
this negativism is invalid. Using negative events described in a log kept
by the client, the therapist recasts negative outcomes as products of sit
uational factors rather than personal, dispositional shortcomings. In ef
fect, the therapist delivers highly personalized persuasive arguments
meant to change the client's beliefs about the world.
On the behavioral side, the client is given "activity assignments" to
go out and do something positive. But first there is training in carefully
planning one's actions to ensure success. Compared with the client's
current passivity, almost any outcome of these actions is bound to be
positive. This sets the stage for classic self-attribution effects. From their
successful actions, clients should infer that they are, in fact, efficacious
agents who can control what happens to them. Be assured that the ther
apist pumps successful behaviors for every ounce of self-attributional
potential. For example, hearing his patient express just the slightest
sense of satisfaction about a recent party she hosted, the therapist
might remark, "You must be a rather well-organized person to put a
7
Being the new kid on campus is tough for all of us. Before they
ever face a marriage crisis, many people face their first year of college
something they so desired in high school and worked so hard to
achieve, yet so scary when it is finally realized. Big, impersonal, and
difficult classes; possibly being away from home and living with a
roommate; going from being a "senior hot shot" to a frosh nobody who
has to prove to everyone that you really belong there and you are not a
fraud-these are realities that most new students face. The adjustment
can be hard and stressful. When students experience difficulty adjust-
364 9 1 SOCIAL INFLUENCE IN THE SERVICE OF HEALTH AND HAPPINESS
them from beliefs that keep them in the paralyzing clutches of self
blame or steadily worsening social relationships.
130
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IImplosion therapy
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I FIGURE 9.3
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l Whether the therapy for a
I snake phobia was real
"1 I (implosive therapy) or bogus
.<: (exercise therapy), it worked if
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1/ and only if subject-clients freely
chose to undergo the therapy
after learning how effortful it
0 would be.
Low choice High choice (Data from Cooper, 1980.)
Now you are ready to go forth and face the brave new world, to
make friends, to influence worthy causes, and to resist unwanted pres
sures from groups to conform, from peers to comply, and from the me
dia to be persuaded. The new theoretical and practical information pro
vided here should be a booster rocket for your self-competence in the
area of social influence. But temper your newfound sense of "influence
smarts" with the stark awareness that there are people out there-and
agencies and corporations- whose livelihood and survival depend on
developing ever new, more subtle, more effective techniques of mind
and behavior control to use on you and us. Our journey with you is end
ing, but yours with them is just beginning. We hope that we have pre
pared you to be as independent and autonomous as possible and have
armed you with the best weapon in the encounter- the force of psy
chological knowledge. Let that force be with you always; use it with in
tegrity and honesty, but use it now that you have it.
yo S UM UP . . .
This final chapter focused on applying social influence principles to a variety of
significant pro-social causes. We examined how social psychology can be used
to promote pro-environmental behavior, healthful living habits, and mental
health.
behavior poses a noxious health threat, (2) the target is highly vulnerable to
the threat, (3) a change in behavior will remove the threat (response efficacy),
and (4) the target is capable of the change (self-efficacy).
• Noncompliance with medical advice is common even among patients with se
rious illnesses. The reasons include the patients' lack of trust in physicians,
poor communication skills of physicians, and high patient stress levels that
lead to defensive avoidance (denying the severity of illness) or hypervigilance
(uncritical acceptance of all "remedies"). To overcome patient resistance, phy
sicians and nurses must be willing and able to give effective fear appeals, gain
patient commitments, make patients aware of their rationalizations, and give
positive nonverbal signals of concern to their patients.
• Many mental health problems involve maladaptive habits for coping with
stress, conditioned emotions, and negative thinking styles- problems amena
ble to normal change processes.
• Effective psychotherapy requires persuasive communications. Therapists
must prompt systematic processing and be perceived as genuine ("together"
and "up front") and as holding values similar to those of the client.
• Depression involves a vicious cycle: negative thinking leads to reduced activ
ity, which leads to more negative thinking, and so on. To break this cycle,
cognitive-behavior therapy encourages situational attributions for negative
outcomes, guides clients into successful actions, and encourages dispositional
self-attributions for those successes.
• Counseling aimed at changing attributions can also be effective for marriage
and adjustment problems. Therapists may seek to correct "faulty" attribu
tions. But they may also promote slight attributional distortions, such as the
overoptimistic sense of control characteristic of well-adjusted people.
3 70 9 I S O CIAL INFLUENCE IN THE SERVICE OF HEALTH AND HAPPINES S
2vsearch a d
xperimental Method
❖ -- - - -
1 When the variation in one set of data is related to the variation in a corresponding second set (for
example, two test scores for each person), the conclusion can be expressed mathematically as the
coefficient of correlation, or r. This value may range from - 1 .0 through 0 to + 1 .0. When r = 0, the
two distributions of data bear no relation to each other. A positive value of r indicates that variation
in each set of data is in a common direction: as A increases, so does B. A negative value of r indi
cates that A and B go in opposite directions. As r approaches either + 1 . 0 or - 1 .0, it becomes more
likely to predict one event knowing the other, that is, to explain the variation in one set of obser
vations from knowledge of the variation in the other.
A.1
A.2 APPENDIX A
Field studies like these, and others that employ surveys and polls, are valu
able in discovering and analyzing behavioral relationships, and in suggesting
variables that might play a vital role in these relationships. Because the obser
vations are made in the everyday world, with minimal interference, their appli
cation to everyday life may often be greater than that of observations taken in
the more contrived confines of the laboratory. Most field studies, howeve r, are
correlational. Variables are simply observed, not controlled or changed. Two
events or behaviors (A and B) may turn out to be highly related, or correlated;
yet if they have simply been observed, we cannot be certain whether A caused
B, B caused A, the relation was coincidental, one indirectly caused the other
through the operation of an intermediate (unknown variable), or a third vari
able caused the occurrence of both A and B.
For example, studies of marital relationships sometimes report that happy
couples have sexual relations more often than unhappy couples. Does sex cause
happiness? Or does happiness cause sex? Probably both causal sequences oc
cur, but we cannot be sure just from observing the co-occurrence of sex and
marital bliss. We also cannot be sure whether a third variable causes the rela
tionship. Perhaps the busy work schedules of some couples cause them to be
apart most of the time. This may serve as both a source of unhappiness and an
obvious impediment to sexual encounters.
Sometimes correlational studies can provide strong (but still not definitive)
insight into causation by varying the times in which variables are measured. It
might be observed that whereas changes in variable A at time 1 are correlated
with changes in variable B at time 2, changes in variable B at time 1 have little to
do with changes in variable A at time 2. This pattern implies that A has a caus
ative influence on B. It is also possible to use certain statistical procedures to
tease out suggestions about causation.
Systematic errors may arise, for example, when the experimenter uninten
tionally gives the subject cues as to what response is predicted, or when an ex
perimenter who knows which subject received a given treatment (such as a
drug) is also responsible for making subjective ratings of his or her behavior.
Random errors result from environmental disturbances or methodological inad
equacies. A transient event could alter the response to the manipulated stimu
lus on any given occasion (as when an unexpected noise occurs during a con
ditioning procedure). Similarly, the score could be elevated or depressed in
unsystematic and unknown ways if the experimenter presents the stimulus dif
ferently to each subject within the same condition. Systematic errors may be
minimized by use of controlled procedures, objective scoring methods, ran
domization, and control groups. Elimination of random errors depends largely
upon standard methodology and use of an environment not subject to random
changes in features that could affect the subject's response.
To recast the goal of research in light of the present discussion, we might
say that an experiment is a set of objective procedures for isolating a signal from
a background of noise. The true score, or signal, must be conceptually purified
to distinguish it from similar signals. The treatment procedures are designed to
amplify the signal, while the measurement procedures should be able to detect
even a weak signal. This is possible only when adequate control can be exer
cised over competing signals and background noise, either by minimizing them
or by being able to precisely evaluate their contribution to the observed value of
the primary signal.
But what about the generalizability of the findings of an experiment? Few
scientists are satisfied with conclusions limited to the details of the specific stim
uli and operations used with a unique sample of subjects who gave a particular
response. We want our conclusions to be at a higher level of abstraction. We
have already seen that, when studying basic psychological processes, research
ers may be able to assume that their results will hold in the "big picture" of the
larger population. But there are a number of factors involved in experimental
research that are relevant to ensuring that this assumption is reasonable. We
examine these in the following sections.
tion of creative thinking each may cause. For example, in making upward in
ferences to generate conceptual, theoretical statements about physical or psy
chological reality, progress may be more impaired by a type 2 error (which
could serve to close off an area of investigation prematurely) than by a type 1
error (which ought to be readily discovered by others in independent replica
tions). However, if replication studies are rare, then a type 1 error may be per
petuated, resulting in much wasted effort testing derivatives of the original,
unsubstantiated hypothesis.
Experimental and mundane realism. To bridge the gap from lab to reality,
experimental researchers generally strive to make their experiments realistic.
The most important kind of realism is experimental realism, which in essence re
fers to "bringing the experiment to life" (Aronson and Carlsmith, 1968;
Aronson et al. , 1990). Care must be taken to make the procedure engaging and
interesting and to make the independent variables attention-getting and
attention-keeping. Subjects should be "caught up" in the laboratory experience,
responding (naturally) to the events taking place rather than being bored,
thinking (and maybe worrying) about themselves as objects being scrutinized,
A.8 APPENDIX A
or trying to figure out what the experimenter's theory is. If an experiment does
not have experimental realism, there is a risk that the observed causal relation
ships are limited only to when people know they are in an experiment. Hence
we may learn little about psychological processes in general.
In some cases, the experimenter also seeks mundane realism, which refers to
manipulating and measuring variables in the same way they exist in the every
day world (Aronson and Carlsmith, 1968). A researcher interested specifically
in how questioning style influences eyewitness memory for criminal events (see
Chapter 8) might have subjects watch a live staged crime and then report their
memories of it under various kinds of questioning conditions. This would have
more mundane realism than having subjects view a series of slides and then
questioning them. Mundane realism is especially important when generaliza
tion is sought to a specific setting or psychological process in the everyday
world rather than to a broad class of settings or processes.
2
The remaining parts of this appendix are largely derived from a book by Campbell and
Stanley (1963).
APPENDIX A A.9
influence and attitude change it is rare to find variables that are not limited or
qualified by their interaction with other variables. Researchers, in fact, often de
sign studies expressly to discover interactions, because interactions inform us
about the all important question of when a causal relationship exists and when
it does not.
We can now examine some of the more common factors which may limit
external validity.
l. Reactive effects of measurement: When subjects are given a test, say a self
rating attitude scale, it may be that taking the test itself influences how
the subject will behave. In an attitude measurement study, the test may
become the stimulus condition that elicits the attitude; the subject either
did not have the attitude before or changes his or her true response af
ter realizing the intent of the test or experiment. Thus, any findings
would be limited to subjects who had taken the test.
2. Interaction of selection bias and experimental variable: The effect o f an exper
imental variable may show up only on certain kinds of subjects. For ex
ample, if only subjects with extreme attitudes were studied, it is possi
ble that variables that normally change the attitudes of more moderate
subjects would not have an effect on these extreme ones.
3. Reactive effects of experiment: Specific differences between the conditions
existing in the experimental setting and the conditions existing outside
of it may be crucial in determining whether or not the results of the
experiment can be applied. For example, experimental subjects might
always be highly motivated to attend to the communication, a condi
tion that would not occur naturally.
4. Multiple treatment effects: Sometimes each subject is measured with and
without the experimental variable present. It is thus possible for se
quential effects to occur; that is, the first manipulation affects how the
second manipulation will influence the subject's behavior. The results
would apply only to subjects who had been exposed to more than one
treatment and possibly only one order of treatment.
Experimental Designs
Now that we have presented a few of the more common sources of internal and
external invalidity, let us see how well these sources of error can be eliminated
by various experimental designs.
Table A . 1 presents, in summary form, a set of five highly sophisticated ex
perimental designs. The symbol O in the table refers to observation or measure
ment, while the symbol M is used to refer to an experimental manipulation of
an independent variable that is presented in that condition. In each of these ex
periments there are at least two groups of subjects. Some of the subjects expe
rience the manipulation; others do not. Those subjects who experience the ma
nipulation and those who do not are always determined randomly. This
random assignment of subjects to conditions is indicated by an R in front of
APPENDIX A A.11
Experimental
Designs 1 2 3 4
I . Pretest-posttest design Yes Maybe Maybe No
Group
1 R O 0
2 R O M 0
2. Solomon four-group design No Maybe Maybe No
1 R O M 0
2 R O 0
3 R M 0
4 R 0
3. Posttest-only design No Maybe Maybe No
G roup
1 R M O
2 R 0
4. Time series with control Yes No Maybe No
Group : Time --+
1 R 0000000
2 R OOOMOOO
5. Separate sample pretest No No No No
posttest design
r
� O
roup
M1 0
R* {
3 RO
4 R 0
5 RO
6 R M2 0
R* {
7 R 0
8 R 0
'Here one randomizes both by assignment of individuals to groups and by whether or not comparison groups
experience the manipulation.
1 1 1 1 11
A . 12 APPENDIX A
each group. For example, the simplest design presented in Table A. l is a two
group design in which the subjects are randomly assigned to one or the other
group. Only subjects in group 1 experience the manipulation, after which both
groups are observed.
Group 1 R M 0
Group 2 R 0
Also in the table is a list of the various sources of external invalidity previ
ously described. For each design, if a "yes" appears in the column for the par
ticular source of invalidity, it means that the design is not able to remove that
particular kind of error. A "No" means that it does not have that problem. (In
ternal sources of invalidity are not shown in the table. None of them are a prob
lem with any of these designs as long as the investigator properly designs and
monitors the experimental procedure.)
The "best" design to use to minimize sources of invalidity is the separate
sample pretest-posttest design. Here the experimenter randomly assigns sub
jects to a number of conditions. The experimenter initially measures the
pretreatment responses of only half of all the subjects. The remaining half are
measured some time later. However, those subjects who are measured later are
also divided in half so that one group experiences the manipulation and the
other does not. Furthermore, the reader should note a very distinctive feature
of this design. It is possible to demonstrate that the conceptual status of the
independent variable is not limited to a single set of specific operations. By us
ing two different sets of operations (M1 and M2), both derived from the same
conceptual independent variable, general conclusions can be drawn from con
crete observations to abstract variables.
From this description you can see that, in any design, randomization is
very important. It is also important that the observations made of the subjects do
not interfere with the behavioral effects of the experimental manipulations.
APPENDIX
I n experimental and field studies, people's responses are measured. In this text, we
examine many studies, giving brief descriptions of how the dependent variable was
measured. In this appendix, we describe some basic measurement techniques in
greater detail. These techniques often form the basis from which specific measures are
fine-tuned to fit the needs of a specific study. Mostly we will concentrate on measuring
attitudes, the central concept of this text. We will also briefly note how other compo
nents of attitude systems may be measured.
If you stop to think about it, you will realize that measuring an attitude is not an
easy task. How do you measure something that is inside a person's mind? As you might
guess, the only solution to that problem is to get the person to make the internal attitude
external, so that you can then assess it. Put another way, you must get the person to
translate an internal attitude into an external behavior. This behavior might involve com
pleting a paper-and-pencil test or questionnaire.
Attitude Scales
Several different paper-and-pencil tests have been developed to measure attitudes. Of
these tests, four have been fairly highly refined. These major techniques are Thurstone' s
method of equal-appearing intervals, Likert's method of summated ratings, Guttman's
scalogram, and Osgood's semantic differential. A brief review of each of these methods
will hopefully provide you with a clearer understanding of how the social psychologist
obtains the data from which he or she so elegantly extrapolates.
Each of the techniques to be discussed makes different assumptions about the na
ture of the test items that are used and the kind of information they provide about a
person's attitudes. However, there are certain basic assumptions that are common to all
of these methods. First of all, it is assumed that subjective attitudes can be measured by
a quantitative technique, so that each person's opinion can be represented by some nu
merical score. Secondly, all of these methods assume that a particular test item has the
same meaning for all respondents, and thus a given response will be scored identically
B.1
B.2 APPENDIX B
for everyone making it. Such assumptions may not always be justified, but as
yet no measurement technique has been developed that does not include them.
The hallmark of a Thurstone scale is that the intervals between the state
ments are approximately equal. This property of the scale is achieved by the
method in which it is constructed. The first step is to collect a large number of
opinion statements about some particular issue. Any statements that are con
fusing, ambiguous, double-barreled, or likely to be approved by individuals
with opposed attitudes are immediately discarded. Each of the remaining state
ments is then sorted into one of eleven categories by a group of judges, accord-
APPENDIX B B .3
Rating
Value
1 (a) Strongly agree
2 (b) Agree
3 (c) Undecided
4 (d) Disagree
5 (e) Strongly disagree
Likert assumes that each statement which is used in the scale is a linear func
tion of the same attitude dimension. This assumption is the basis for the operation
'.Jf adding up a person's individual scores (or summating the ratings, to put it more
formally) to obtain the final score. A further implication is that the items in a scale
must be highly correlated with a common attribute and thus with each other, as
opposed to Thurstone's distinct and independent items. It is important to note that
at no point does Likert assume equal intervals between scale values. For example,
it is quite possible that the difference between "agree" and "strongly agree" is
much larger than the difference between "agree" and "undecided." This means
that a Likert scale can provide information on the ordering of people's attitudes on
a continuum, but cannot precisely indicate how close or how far apart different
attitudes might be.
I II 1 1 1 1 111 11 1
B .4 APPENDIX B
A person's attitude is then measured by having him or her check all the
statements on the scale that are acceptable. Variations of Guttman scales are
used in research on attitude involvement to determine people's latitudes of ac
ceptance and rejection (see Chapter 6). The final score is that of the appropriate
scale type or (if the person has given a nonscale response pattern) that of the
scale type closest to his or her response. As the latter scoring procedure implies,
it is almost impossible to develop a perfect unidimensional scale. This may be
because people are actually responding not on the single dimension hypothe
sized but rather on a different one, or on multiple dimensions.
Good Bad
Strong Weak
Fast Slow
Active Passive
and so on.
An analysis of the ratings collected by this method may reveal the particular
dimensions that people use to qualify their experience, the types of concepts
that are regarded as similar or different in meaning, and the intensity of the
meaning given to a particular concept. Osgood's own research has indicated
that there are three dominant, independent dimensions that people use in judg
ing concepts (Osgood et al. , 1957). He refers to these dimensions as the evalu
ative factor (such as good-bad), the potency factor (such as strong-weak), and
the activity factor (such as active-passive) . Although this method can provide a
lot of information about a concept, it is not exactly clear how the concept's mean
ing for a person is related to the person's attitudes.
his or her agreement with it on a Likert scale. It may have five, ten, or even
thirty or more points, and descriptive labels attached to a subset of the points.
For example:
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15
Disagree Disagree Undecided Agree Agree
Strongly Moderately Moderately Strongly
The semantic differential may also be used in modified form. Often the se
mantic scales are chosen to emphasize the good-bad dimension, which best
captures the definition of an attitude as an evaluative summary. For instance,
after hearing a message advocating a student parking fee, the subjects might be
asked to "rate the concept of a parking fee for students on the following four
dimensions." The dimensions might be good-bad, wise-foolish, favorable
unfavorable, and beneficial-harmful. In some cases, each subject's ratings
would be added together and the sum taken as the subject's attitude score.
Beyond these common approaches, specific self-rating scales have been em
ployed. For example, subjects may be asked to rate themselves on a scale of
"like to dislike" for an attitude object.
pects of attitude. Third, we note that different researchers and different studies
may not all be focused on precisely the same conceptualization of attitude.
Some theoretical treatments or applied research problems, for example, may be
concerned primarily with attitude as a summary of beliefs and cognitions, while
other treatments and problems may be concerned primarily with the affective
component of attitude. In the former case, a Thurstone scale might be most ap
propriate; in the latter, ratings on like-dislike and good-bad scales might be
called for. Both concerns are with attitudes, but the measurements are neither
conceptually nor operationally identical-nor should they be.
attitude statements (called reaction time) has been used to study the accessibil
ity and strength of attitudes.
Physiological measures such as heart rate and galvanic skin response (akin
to sweating) have long been used to tap into emotions and the affective com
ponent of attitudes. Traditional physiological measurement procedures can val
idly gauge changes in the intensity of feelings and emotions but they do not
reveal whether those responses reflect positive or negative attitudes. More re
cently, however, researchers are examining very specific bodily reactions to so
cial stimuli that, with further testing, may prove to reflect one's actual attitude
orientation to a social stimulus. For example, in one careful program of re
search, it has been observed that small but measurable changes in the activity of
the facial muscles around the mouth occur as people listen to and think about
persuasive messages (Caciop p o and Petty, 1987). One pattern occurs when the
recipient is known to be counterarguing, and another when the message is
evoking positive, agreeing cognitive responses. This work builds on the relation
ships known to exist between emotions and facial expressions (see Chapter 7).
All in all, it may be said that measurement techniques in the study of atti
tude change and social influence are many and varied, with some approaches
more developed than others.
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Birk, T. , 358 Chafetz, M. E. , 357
Bisanz, G. L., 128 Chaffee, S., 143
Bizrnan, A., 82 Chaiken, S., 99, 148, 153, 157, 158, 182, 230,
Blane, H. T., 357 247, 274, 347, 349
Blank, A. , 258 Chanowitz, B., 258
Blosser, J. L., 191 Chapline, W., 364
Blum, A. , 24, 27, 28 Charen, M., 95
Bobocel, D. R. , 156 Chassin, L. , 194
Boettger, R., 218 Chidester, T. R., 222-223
Bond, R. N., 272 Christiaansen, R. E., 300
Bonorna, T. V., 115 Christie, R., 326
Bornstein, R. F., 280 Church, G. J., 209
Bothwell, R. K., 314 Cialdini, R. B., 73, 76, 77, 81-83, 208, 212, 232,
Bower, G. H., 310 240, 337
Bowers, K. S., 248 Clancey, M., 272
Bray, R. M. , 318, 319, 322, 325
Brehm, J. W., 178
Brehm, S. S., 365
Cochran, P. J. , 191
Cohen, R. E. , 358
Coker, R., 358
I
Brent, E. E., 163 Cole, C. M., 81
Breslow, L., 341 Coleman, R., 326
Brice, P. , 105-106 Comstock, G., 143
Brickman, P. , 171 Cone, J. D., 335
Brigham, J. C., 280, 314 Conlee, M. C., 172
Broadbent, D. E., 247 Conley, J. M., 311
Brock, T. C., 156, 157, 215 Conway, M., 96
Brown, C., 22, 23 Cook, T. D., 184
Brown, C. E., 265, 267 Cooper, D. S., 302
Brown, K. S., 229, 233 Cooper, J., 114, 119, 123, 365- 367
Brown, R. , 72-73, 269, 273, 321 Corty, E., 194
Brown, Y., 323 Cotronea, R., 342
Bruner, J., 223 Cottier, L., 359
Bryan, J. H., 52 Crandell, R., 171
Bryant, J., 97 Crano, W. D., 197
Buckhout, R., 298, 301 Critchlow, B., 119
Buckley, J. , 304 Crocker, J., 206
Burger, J., 78, 79 Cross, T., 307
Burgoon, J. K., 358 Cunningham, M. R., 82
Burgoon, M., 358
Burns, H. J., 299, 303
Burnstein, E., 321 D'Agostino, P. R., 279
Byrne, D. , 16, 138 Darley, J. M. , 131, 133, 191
d'Avernas, J., 229, 233
Davis, J. H., 318, 319, 322, 325
Cacioppo, J. T., 60, 81, 128, 150, 152-158, 177, Davis, K. E., 92
179, 211, 232, 249, 297, B.7, B.8 Davis, R. M., 23, 24
Calder, B. J. , 150 Dawson, K. E., 271
Caldwell, C., 324 DeBono, K. G., 224
Caldwell, J. R., 358 Deci, E. L. , 122
Campbell, A. C., 52 Deffenbacher, K., 302
NAME INDEX I.3
Television:
degree of attention to, 143 Yale Communication Research Project, 135,
images as persuasion cues and, 158-162 A.3