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C O R P O R AT I O N

A N N U A L R E P O R T 2 0 1 3
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Research and Analysis 2013 by the Numbers News

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Outreach Events Pardee RAND Graduate School

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Investing in People and Ideas Advisory Boards Clients and Grantors
nonprofit
nonpartisan
committed
to the
public
interest
RAND develops solutions
to public policy
challenges to help
make communities
throughout the
world safer and more
secure, healthier
and more prosperous.
Message from the Chair and the President

RAND tackles critical issues in security, health, education, sustainability, growth, and development—helping
people and organizations throughout the world devise solutions to the most vital public policy matters.

In 2013, with most of the provisions of the Affordable Care Act about to take full effect, RAND experts were
at the forefront of some of the biggest questions, projecting the long-term benefits of Medicaid expansion
and crafting plausible solutions to a projected shortage of physicians in the United States. When the
U.S. Department of Defense faced budget cuts such as the ones mandated under sequestration, RAND
experts were proposing alternative scenarios (and calculating projected savings) to accommodate such
reductions—and presenting their recommendations to policymakers. In the Middle East, when the use of
chemical weapons in Syria escalated a pervasive turmoil that has shown no signs of abating, RAND experts
were evaluating the risks of using U.S. and allied airpower to intervene. And while U.S. lawmakers debated
various measures intended to prevent military sexual assault, RAND was creating new ways to detect
sexual misconduct and recommending how to improve survivors’ access to physical and psychological care.

We are pleased to share with you these and many other highlights from the past year, each illustrating the
ways RAND develops solutions to public policy challenges to help make communities throughout the world
safer and more secure, healthier and more prosperous.

Thank you for your continuing interest and support.

Karen Elliott House Michael D. Rich


Chair, RAND Board of Trustees President and Chief Executive Officer
Service Members, Veterans, and Their Families
The wars in Iraq and Afghanistan have presented ongoing challenges for those who serve,
as well as their families and support networks. In 2013, RAND was at the forefront of
research on the needs of caregivers; the effects of deployments on marriages; and the
physical, psychological, and financial ramifications of sexual assault in the military.
“ Just as the nation’s
longest period of
wartime has posed
challenges for the
military, the wars in
Afghanistan and Iraq
have created hardships
on the family members
Military Caregivers
and others who
provide care to the
Spouses, family members, and others the signature wound of the Iraq and wounded warriors
who care for U.S. military members after Afghanistan conflicts. These service once they return home.
they return home from conflict often toil members and veterans often suffered
long hours with little support, putting from multiple health conditions, such as RAND has estimated
them at risk for physical, emotional, and musculoskeletal problems, hearing loss, the number of—and
financial harm, according to a 2013 RAND respiratory problems, and post-traumatic
burdens faced by—
project commissioned by the Elizabeth stress disorder. This means that
Dole Foundation. caregivers must often navigate multiple these caregivers
systems of health care and benefit and identified ways
Researchers estimate that there are
providers on behalf of their loved ones.
to better support


about 1 million men and women who are
providing care or have provided care for Many caregivers reported having
them.
military members or veterans who served insufficient time or energy to devote
in Iraq or Afghanistan. Caregivers include to parenting and feared those
spouses, children, and parents of military circumstances would have negative
members and veterans. consequences for their children.

As part of this project, caregivers shared This research is part of an ongoing, larger
firsthand insights about the challenges body of RAND work that will provide a
they face. Many of the wounded veterans more comprehensive understanding of
cared for by project participants had the needs of military caregivers and the
experienced a traumatic brain injury, gaps in services to support them.
Terri Tanielian
Senior Social Research Analyst

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 5
Effects of Deployments
on Military Marriages

The wars in Iraq and Afghanistan have risk of divorce among military couples,
been hard on U.S. military marriages, and the risk of divorce was higher for
with the risk of divorce rising directly hostile deployments than for nonhostile
in relation to the length of time service deployments.
members have been deployed to combat
These and other findings about the effects
zones, according to RAND findings
of deployments on marriage shed light
published in the Journal of Population
on how departments and agencies might
Economics.
better tailor resources to the specific
While researchers found that any needs of military families.
deployment increases the risk of divorce
among military members, the negative
consequences were higher for those
deployed to Afghanistan and Iraq.

The negative effects of deployment


were also found to be largest among
female military members, with women
facing a greater chance of divorce than
men. In addition, more cumulative
months of deployment increased the

6 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND IMPACT

Detecting Misconduct After the


conviction of 26 U.S. Air Force personnel
for sexual misconduct, many questioned
the Air Force’s ability to ensure the
safety and well-being of its personnel,
particularly its vulnerable junior enlisted
population. The Commander of Air
Education and Training Command
requested assistance from RAND
Project AIR FORCE, which responded
immediately with on-site expertise and
Sexual Assault in the Military
advice. Over the next year, a larger
RAND team worked closely with Air Force
staff to design, test, and implement a set
Awareness of sexual violence within the In addition, service members report of survey tools to more effectively monitor
U.S. military has grown over the past concerns that they will appear weak the basic training environment and
decade. In 2012 alone, almost 3,400 service to leadership and that seeking help help Air Force leaders detect incidents
members—women and men—formally will harm their careers. Concerns of abuse, harassment, unprofessional
reported that they had been victims of about the availability of mental health relationships, and sexual assault. Since
a sexual assault. records to the chain of command may October 2013, the surveys have been
be particularly problematic for victims, administered to each class of Air Force
According to RAND researchers, service
given that the perpetrator is within the
members who have been sexually basic military trainees—thousands, so far.
victim’s chain of command in about a
assaulted and develop a mental health At RAND’s recommendation, respondents
quarter of the cases.
condition encounter multiple barriers are able to complete the online surveys
when trying to access psychological health Beyond the indisputable physical without using any identifying access
care, such as long wait times, shortages and mental devastation suffered by cards or personalized information. Such
of well-qualified mental health service victims, RAND researchers found that a fully anonymous process has very
providers, and a limited availability of care military sexual assaults have real rarely been used in a military setting and
in rural regions. Active-duty personnel financial costs for individuals and for represents a significant breakthrough in
are often unable to take time off during society, including medical and mental eliciting the candid feedback necessary
standard work hours to seek care. And care, days missed from work, and other for revealing potential problems and
worries about confidentiality may prevent tangible and intangible financial costs. facilitating intervention. Air Force leaders
some from getting help. view these tools as a critical part of
their strategy to detect and deter future
misconduct in basic training. Moreover,
the survey instruments and their rapid,
innovative implementation are sparking
wider interest within the U.S. Department
of Defense.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 7
The Era of Austerity?
What are the strategic and financial alternatives that military forces should weigh
as they strive to uphold high levels of security while cutting hundreds of billions
of dollars from defense budgets over the next decade? As decisionmakers confront
the budgetary realities of fiscal austerity, RAND is helping them understand the
risks and trade-offs.
“ The defense cuts
have been driven by the
need to reduce large
budget deficits—not by
a change in the nature


of external threats.
NATO and U.S. Strategies

In 2013, the boiling points for defense • pooling and sharing resources
budgets came after years of percolating • “leapfrogging”
to new capabilities
pressures that have spanned the by investing heavily in emerging
Atlantic Ocean. In the United States and technologies
throughout Europe, governments ran
• forming
ad hoc coalitions to conduct
the risks of imposing deep cuts without
missions beyond Europe’s borders F. Stephen Larrabee
applying deep thought to what should
• encouraging
Distinguished Chair in
be cut and why. According to F. Stephen Britain and France to
European Security
Larrabee, RAND’s distinguished chair in intensify their defense cooperation
European security, “If this uncoordinated • encouraging Britain and the southern
process of reduction continues, NATO alliance members (France, Italy,
risks losing critical capabilities that could and Spain) to assume primary
seriously erode the alliance’s ability to responsibility for managing crises
meet the security challenges it will face in in the Maghreb
the coming decade.”
• encouraging Germany to intensify its
A research team led by Larrabee proposed defense cooperation both with Poland
several measures to help the European to secure Eastern Europe and with
members of the NATO alliance arrest the Denmark and Sweden to secure the
sharp downward spiral of their defense Baltic region.
capabilities.
For NATO to retain its political
These measures, which all have their and military relevance, according to
own limitations, include the research team, austerity cuts
among the European allies must be
closely coordinated in the short run
and arrested in the long run. >>

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 9

It is not surprising that a debate is under way as to the future role of
America in the world, specifically regarding the size and characteristics
of the U.S. overseas military presence. If U.S. defense leaders can agree on their
highest global priorities, then the tough budgetary decisions will be easier to


make, and the highest priorities will more likely be served. Lynn E. Davis
Senior Political Scientist

Meanwhile, the looming threat of a between focusing on Asia or on the Middle


budgetary sequester in the United States East. America cannot do it all, says Davis.
portended steep across-the-board cuts in
In addition, a RAND team led by Stuart E.
U.S. military expenditures, fueling a debate
Johnson and Irv Blickstein offered three ways
as to the future role of America in the world,
to cut roughly $400 billion to $500 billion
specifically the size and characteristics
more from U.S. defense programs over the
of the U.S. overseas military presence.
next decade strategically, without crippling
Whereas the Obama administration called
the force. One strategic direction would
for a strategic shift toward Asia and the
prepare for persistent land-based conflict
Middle East while maintaining defense
(against violent extremists); another would
commitments to Europe, other voices called
cede more responsibility to allies and
for bringing most U.S. military forces home.
partners; the third would focus U.S. resources
The U.S. military must first decide whether on Asia.
its allies in Europe and Northeast Asia are
Each direction carries risks. But by tying
willing to assume primary responsibility
budget decisions to a strategic direction,
for their own security, according to senior
the risks are made explicit both to
political scientist Lynn E. Davis. If so, the
policymakers, so they can adjust their
United States can reduce its overseas
decisions accordingly, and to the body politic,
presence. If not, one option is to rely
to create realistic national expectations.
primarily on U.S.-based forces to respond to
global crises. But if that is untenable, then
the United States will be forced to choose

10 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND IMPACT

drive to cut costs. RAND’s federally distribution efficiencies Some


funded research and development centers repair parts and other sustainment
have been supporting this effort. For items have been accumulating in
the Office of the Secretary of Defense, forward operating bases in Afghanistan,
the RAND National Defense Research raising the possibility that they will be
Institute (NDRI) developed policy shipped back to the United States as
recommendations for better integrating unneeded excess, when they might
the DoD supply chain. NDRI then worked instead be of use elsewhere in country.
with the Defense Logistics Agency (DLA) RAND Arroyo Center has worked with
to devise a way to determine the number the Department of the Army (Logistics),
and location of stockage points for each the Army Materiel Command, and the
item that would minimize total supply Defense Logistics Agency to shift the
chain costs. For another project assisting mission of the DLA distribution center
DLA, RAND developed an integrated in Kandahar, Afghanistan, to focus
inventory, transportation, material on retaining and redirecting these
handling, and procurement model of items to points of potential use. Arroyo
the DoD distribution network to quickly researchers developed algorithms for
assess the total cost effects of changing the Army that alert managers about
the number of major distribution centers. changes in distribution costs, current
This model incorporated input from on-hand inventory, and economic
previous research by RAND Arroyo Center and readiness considerations at the
and NDRI. item level. Currently some $25 million
in inventory is being drawn down
Drawing on the distribution network
each month, reducing the need for 90
model, the project team recommended a
containers of sustainment to be sent out
long-term strategic distribution network
of theater—only to be returned later—
direction that was ultimately accepted by
saving more than $6 million per month,
The Efficiency of DoD’s DoD and incorporated into its Strategic
or $70 million per year, in second-
Distribution Network Network Optimization Initiative. In
destination transportation costs. This
addition to changing plans for the number
also reduces the time required for
of major DoD distribution center hubs,
inventory recordkeeping and increases
The U.S. Department of Defense this modeling work enabled DLA to
the potential for utilization.
(DoD) has been continually looking for implement and adopt related initiatives
supply chain and logistics efficiencies, that will save DoD at least $75 million
a search further motivated by the and up to $175 million per year.
current budget environment and the

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 11
Forces and Resources
By evaluating existing and emerging technologies, alternative force
structures, and workforce management policies, RAND helps maximize the
efficiency and effectiveness of military operations for the United States and
allied nations in an increasingly resource-constrained environment.
RAND IMPACT

FORCE MIX As budget cuts force


reductions in the size of the U.S.
military, the Army must decide what
mix of active and reserve component
units is needed to meet a wide range
of operational military demands.
Conventional
wisdom for the
past several
decades has
Do Joint Fighters Save Money? been that
reserve forces
cost less. But there has been a
In planning for future fighter aircraft, Aside from cost considerations, lack of impartial, empirical analysis
the U.S. Department of Defense (DoD) policymakers should be mindful of the of the issue, and debate has been
should avoid a joint acquisition approach, effects of joint aircraft programs on the characterized mostly by politics and
according to a 2013 RAND project. combat aircraft industrial base and on emotions. To help decisionmakers
The prevailing thinking has been that operational risk. The pursuit of joint navigate a path forward, RAND
savings can be achieved in life-cycle aircraft programs in recent decades developed a suite of innovative new
costs through economies of scale and has coincided with a reduction in the modeling techniques and tools.
elimination of duplicative efforts in R&D, number of major fighter aircraft prime Applying data from recent military
production, and operations and support. contractors from eight in 1985 to only operations, the team found that it was
However, RAND researchers found that three today. Such a situation reduces actually more expensive to maintain
historical joint aircraft programs have the potential for future competition, some types of reserve component
not saved money, have caused services to may discourage innovation, and makes units in the field than
accept unwelcome design compromises, costs more difficult to control. Having
to staff the same unit types with full-
have contributed to the shrinking of a variety of fighter aircraft platforms
time, active soldiers. This convinced
the industrial base, and have increased across the service inventories also
senior Department of Defense leaders
strategic and operational risk. provides a hedge against design
to revise their recommendations
flaws, maintenance problems, and
In light of these findings, researchers for transferring these units to the
safety hazards that could cause fleet-
recommend that unless the participating reserves in the Strategic Choices
wide stand-downs—and, moreover,
services have identical, stable require- and Management Review, the
increases the options available to meet
ments, DoD should avoid future joint department’s crucial 2013 internal
unanticipated enemy capabilities.
fighter and other complex joint aircraft study of its future budget options.
development programs.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 13
“ The critical takeaway from this
study is that a significant number
of people working on the ground
in conflict zones are suffering from
these problems, and many of their
deployment-related health needs


are not being addressed.
The Well-Being of
Molly Dunigan Political Scientist
Private Contractors

For the past decade, private contractors have 2013. Sixty-one percent of those responding
been deployed extensively in conflict zones to the RAND survey were U.S. citizens; 24
throughout the world, supporting U.S. and percent were from the United Kingdom; and
allied forces in Iraq and Afghanistan, as well the rest were citizens of Australia, South
as foreign governments, nongovernmental Africa, New Zealand, and other nations.
organizations, and private businesses. These RAND’s is the first survey to examine a broad
contractors experience many of the same range of deployed contractors—not just those
traumas of war faced by military forces— who provide security services.
combat stressors known to have negative
Researchers found that among those
physical and mental health implications
surveyed, 25 percent met criteria for post-
for armed forces personnel. Unlike military
traumatic stress disorder (PTSD), 18 percent
service members, however, many contractors
screened positive for depression, and half
don’t have access to mental health resources
reported alcohol misuse. A number of
before, during, or after deployment.
contractors also reported physical health
To find out how they are coping with the problems as a result of deployment, including
after-effects of working in a war zone, RAND traumatic brain injuries, respiratory issues,
surveyed more than 650 contractors who had back pain, and hearing problems. Although
deployed on contract to a theater of conflict most had health insurance, only 28 percent
at least once between early 2011 and early of those with probable PTSD and 34 percent
of those screening positive for depression
reported receiving mental health treatment in
the previous 12 months.

14 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
“ Our model will
allow the U.S. military
to understand the
workforce effects
of permanent
Helping the Military Improve Retention and compensation and
Manage Its Compensation System other workforce
policies during a
A 2013 RAND project outlines For example, the researchers analyzed transition period; the
advancements to a key modeling tool the effects of an important strategy that effects of temporary
that will allow the U.S. military to better could provide additional flexibility to
manage the size of the armed forces and its the military: Offer service members the
policies, such as
compensation system. option of either being “grandfathered” pay freezes; and the
under the existing policies, or switch
The Dynamic Retention Model is a state-of- effects of alternative
to the new compensation package.
the art modeling tool developed at RAND
Accurately capturing the effects of options transition plans, such
that has been used by the U.S. military to
like these on the makeup of the force
as grandfathering


support military compensation decisions to
requires understanding and modeling
sustain the all-volunteer force in the United
service members’ decisionmaking, one of versus ‘opt-in.’
States. While valuable, the tool had been
the technical challenges overcome in the
limited because it could only forecast the
new model.
retention and cost effects of policy changes
once fully phased in across the entire This research was made possible
workforce. by RAND’s Gene Gritton Award for
Innovation in Defense and National
But changes often are phased in, with
Security. This funding enables researchers
existing service members “grandfathered”
to pursue promising avenues of inquiry
under the policies they signed up for,
for which traditional client funding is
and new policies applied only to service Beth J. Asch
unavailable but that has the potential to
members who join after a certain date. Senior Economist
make substantial advances in policy and
The new research represents a major practice. The award honors Gene Gritton,
technical innovation that sets RAND apart former vice president of the RAND
in its ability to conduct analysis of potential National Security Research Division.
changes to compensation and retirement,
and to manage a force drawdown.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 15
International Affairs
RAND’s research and analysis in international affairs cover a multitude of issues—
from regional security and stability, global economies and trade, and space and
maritime security to diplomacy, nation-building, and more.
“ How these huge
issues are resolved
will depend largely
on how invested the
North Korean people
are in becoming one
with the South. In
Preparing for the Possibility
of a North Korean Collapse the divided Germany
of the late 1980s,
virtually all Germans
North Korea is a failing state that has South Korea and the United States
showed signs of instability for some time. almost certainly will need to militarily
thought they would be
A 2013 RAND report by senior defense intervene in the North, even if only to better off if unification
analyst Bruce W. Bennett describes many secure the delivery of humanitarian
aid and demobilize the North Korean
occurred. South Korea
of the possible consequences of a North
Korean government collapse, including military. South Korea and the United should be working
civil war in the North; the potential States also need to be prepared to deal
toward creating this
use and proliferation of the nation’s with North Korean security services,
chemical, biological, and nuclear including those operating the political same kind of feeling of
weapons; and even war with China. prisons—as it will be necessary to
solidarity between its
Failure to establish stability in North liberate North Korea’s estimated
people and those


Korea could disrupt the political and 120,000 or so political prisoners as
economic conditions in Northeast soon as possible to prevent what is of North Korea.
Asia and leave a serious power vacuum clearly a human rights disaster from
for a decade or longer. deepening further.

The research also examines ways of


controlling and mitigating the
consequences of a North Korean
government collapse, recognizing that

Bruce W. Bennett
Senior Defense Analyst

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 17

China’s market share of the
global production of critical
materials has grown dramatically
over the past two decades
from a strong position to an

Raw Materials and


U.S. and World Markets
overwhelmingly dominant one.

Richard Silberglitt ”
Senior Physical Scientist

The U.S. economy, and especially its grown, it has instituted production controls,
manufacturing sector, is dependent on export restrictions, mine closings, and
the supply of raw and semi-finished company consolidations that have led to
materials used to make products. While two-tier pricing—which creates pressure
the United States has extensive mineral to move U.S. manufacturing operations
resources and is a leading global materials to China and contributes to strong price
producer, many materials critical to U.S. increases for these materials on the world
manufacturing are imported, sometimes market.
from a country that has the dominant
To mitigate the impact of these market
share of a material’s global production
distortions on the global manufacturing
and export. In 2013, RAND researchers
sector, researchers suggest the need for
identified 14 critical materials for which
actions that (1) increase resiliency to supply
production is concentrated in countries
disruptions or market distortions and
with weak governance, as indicated
(2) provide early warning of developing
by the World Governance Indicators
problems regarding the concentration of
published by the World Bank.
production.
China is the controlling producer of
This research is of significance not only to
11 raw materials critical to U.S.
a broad spectrum of organizations in the
manufacturing, nine of which have
materials and manufacturing sectors but
been identified as having high economic
also to government, private-sector, and
importance and high supply risk. As
nonprofit organizations involved with or
China’s market share and domestic
concerned about those sectors.
consumption of critical materials has

18 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
The Western Pacific

China views nearby U.S. sea power as a has and make its sea power less vulnerable
threat to itself, its regional aspirations, and by relying more on submarines; drones; and
its access to the world’s oceans, resources, smaller, elusive, widely distributed strike
and markets. So China is expanding its platforms. But the U.S. fleet would even then
sea power in East Asian waters, deploying be vulnerable to cyberattack. Therefore, the
advanced antiship missiles, submarines, analysis suggests, in parallel with making
cyberweapons, and other capabilities that its sea power more survivable, the United
threaten the U.S. fleet. The United States, States should propose an alternative to
however, will not relinquish its sea power, confrontation at sea: East Asian multilateral
which it sees as needed to maintain its maritime-security cooperation, with China
influence and stability in this vital region. invited to join. While China might be wary
that such a regional arrangement would be
Defending U.S. ships will prove difficult,
designed to contain and constrain it, the
expensive, and probably futile in the face
alternative of exclusion and isolation could
of China’s accelerating and well-funded
prompt China to join.
buildup, according to a 2013 RAND
analysis. The United States can exploit
technology more boldly than it previously

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 19
Turkish–Iranian Relations

As the political, social, and economic security interests, especially opposition to


landscape in the Middle East continues to the emergence of an independent Kurdish
shift, the intensification of Turkish-Iranian state, their interests are at odds in many
cooperation—driven largely by Turkish areas across the Middle East. In particular,
energy needs and Iran’s vast oil and Turkey’s main fear is that Iran’s acquisition
natural gas resources—has attracted the of nuclear arms could lead to an arms
attention of leaders throughout the world. race in the Middle East. This, in turn,
A 2013 RAND analysis posed several could increase pressure on the Turkish
critical questions: How are Turkish-Iranian government to consider developing its own
relations likely to evolve in the coming nuclear weapon capability.
decade? To what extent are Turkish-
This work was conducted within the
Iranian security interests convergent,
National Defense Research Institute, a
and to what extent are they divergent?
federally funded research and development
And when they diverge, what are the
center at RAND. The institute provides
implications for security in the Middle East
research on complex policy and strategy
and for U.S. and Turkish interests?
problems—such as international economic
Researchers found that although economic relations, risk assessment, and emerging
cooperation between the two countries challenges—to help inform the public
has increased over the past decade, they discourse and improve the security and
remain strategic rivals because they well-being of people throughout the world.
have fundamentally different political
identities and ideologies. While the two
states may share certain economic and

20 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
Syria

RAND IMPACT
Shortly after reports emerged that the
Syrian government had used chemical AFGHANISTAN In 2013, RAND resurgence of al Qaeda and other
weapons against opposition forces, RAND supported U.S. Special Operations militant groups in Afghanistan after
evaluated five options for using U.S. and Forces (SOF) by deploying analysts to 2014; this research was briefed at the
allied airpower to intervene in the Syrian Afghanistan and conducting research White House, at the departments of
civil war. back in the United States. RAND State and Defense, throughout the
Researchers concluded that destroying research explored policies necessary U.S. Intelligence Community, and to
or grounding the Syrian air force is to achieve unity across U.S. and other members of Congress. The work was
operationally feasible but would have only NATO SOF; analyzed key challenges used as input into several National
marginal benefits for protecting civilians, facing Afghan National Security Forces; Security Council Principals Committee
while protecting safe areas would amount developed tools that SOF could use for meetings that discussed U.S. options
to joining the war on the side of the supporting the coordination, integration, in Afghanistan after 2014, including
opposition. They also warned that any and sustainability of Afghan SOF; and troop levels, the possibility of civil war,
airpower intervention would involve assessed the effectiveness of SOF and prospects for economic growth.
substantial risks of escalating to greater targeting of insurgents. These efforts were just part of RAND’s
U.S. military involvement in Syria. program of analysis for the leadership
This research was used by U.S. and
of U.S. Special Operations Command.
The work was supported through other NATO leaders in their efforts to
A significant body of additional research
philanthropic contributions and improve SOF effectiveness, contributed
informed the development of the first
conducted within the RAND Center for directly to the priorities and plans of
Middle East Public Policy, which brings U.S. Global SOF Campaign Plan,
SOF commanders, and was influential
together analytic excellence and regional among other contributions.
in identifying and examining emerging
expertise from across RAND to address issues. In addition, RAND conducted
the most critical political, social, and
research for U.S. Special Operations
economic challenges facing the Middle
Command on prospects for the
East today.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 21
Health and Health Care
A substantial body of RAND research has focused on examining the cost
implications of healthy and unhealthy behaviors, with an eye toward promoting
health and preventing disease; evaluating existing and potential policies to
lower health care costs; and improving health system value, reducing waste,
and improving the quality of care.
“ Just because we
The Mapping Pathways consortium—
comprising RAND Europe, AIDS
Foundation of Chicago, Desmond Tutu
know that antiretroviral
HIV Foundation, NAZ India, AIDS drugs can prevent
United, and Bairds CMC—studied the
use of antiretroviral drugs in HIV/AIDS
HIV infection does not
prevention strategies. The consortium mean that we will, in
found that the scientific evidence on
practice, successfully
the drugs’ effectiveness is interpreted,
prioritized, and used differently in implement their use in
various local contexts.
communities that need
Research was conducted in South them. It is important
Africa, India, and the United States,
collecting the views of stakeholders from to make decisions on
community advocates to policymakers, prevention programming
and bringing these together with those
of multidisciplinary experts and findings that make sense locally,
from the latest scientific literature. for communities to map
With a foreword by Archbishop out their own, unique


Desmond Tutu, the 2013 publication
Mapping Pathways: Developing Evidence-
pathways.
Based, People-Centred Strategies for the
Use of Antiretrovirals as Prevention
HIV Prevention Strategies explains that antiretroviral prevention
strategies need to be crafted for success
at the local level before they can have
a global impact on eradicating the
The global fight against HIV/AIDS is far disease. Throughout 2013, workshops
from over. Worldwide, there are more in San Francisco, Washington, D.C.,
than 2 million new infections each and Atlanta have taken the report’s
Molly Morgan Jones
year. This “big picture” hides some insights forward in discussions with Senior Policy Researcher
fundamental differences in how the policymakers and practitioners,
infection, its treatment, and its prevention mapping out future scenarios grounded
are understood at the community and in local contexts.
country level.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 23
“ The economic
burden of caring
for people in the
United States with
dementia is large
and growing larger.
But people with Dementia’s Mounting Toll on the U.S. Economy
dementia do not get
significantly more The monetary cost of dementia in the The study provides a clearer picture of the
health care services United States ranges from $159 billion to economic burden caused by the disease
$215 billion annually, making the disease because it eliminates costs related to other
than other people. more costly to the nation than either heart illnesses suffered by dementia patients,
The real drivers disease or cancer, according to a 2013 RAND accounts for variations in the severity of
study published in the New England Journal of dementia, and uses a better estimate of
of the cost are Medicine. But the greatest costs are associated the incidence of the illness.
for nonmedical


with providing institutional and home-based
In 2011, President Obama signed the
long-term care rather than medical services.
care. National Alzheimer’s Project Act, which
The study, funded by the National Institute calls for increased efforts to find new
on Aging, is the most-detailed examination treatments, to provide improved care
done in recent decades on the costs of for those with dementia, and to track
dementia. the financial costs of dementia. RAND’s
findings underscore the urgency of federal
The prevalence of dementia increases
efforts to develop a coordinated plan to
strongly with age and the analysis suggests
address the growing impact of dementia
that the costs of dementia could more than
on American society.
double by 2040 if the age-specific prevalence
Michael D. Hurd rate of the disease remains constant as the
Director, RAND Center for population continues to grow older.
the Study of Aging

24 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
“ RAND’s findings offer good
evidence that lowering the
cost of nutritionally preferable
foods can motivate people to


significantly improve their diet.
Roland Sturm
Senior Economist

Eating Better for Less

Lowering the costs of healthy foods in 20 percent of food spending at supermarkets.


supermarkets increases the amount of Eligible items are marked at supermarket
fruits, vegetables, and whole-grain foods shelves and include fruits and vegetables,
that people eat, while also appearing to whole grains, and nonfat dairy, but excludes
reduce consumption of nutritionally less- most items with added sugars or salt.
desirable foods, according to a 2013 RAND
The research team collected supermarket
study published in the American Journal of
scanner data linked to 170,000 households
Health Behavior.
and survey data about diet patterns from
Researchers examined a program available 350,000 individuals, including both those
to members of South Africa’s largest who participated in the rebate program and
private health insurance company that those who did not. Regardless of how the
provides a rebate of 10 percent or 25 information was analyzed, lower prices for
percent on purchases of healthy foods. The healthy foods were significantly associated
program, started in 2009, now has about with better self-reported diet.
800 participating supermarkets and enrolls
more than 260,000 households.

In the program, South African shoppers


can get the rebate on a list of foods selected
by a panel of nutritionists, physicians, and
behavioral scientists. That list has more
than 6,000 items that account for

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 25
RAND IMPACT

HEALTH CARE FOR LOW-INCOME


AMERICANS One of 2013’s most
significant U.S. health care policy
issues was whether states would
accept Medicaid expansion or opt
out. Using the RAND-developed
COMPARE microsimulation tool,
RAND researchers were able to
model the likely effects of Medicaid
expansion for specific states—
a unique and highly valuable The Effect of Health Reform on Young Adults
resource to governors and
state legislators confronting this
decision, and one made possible
The provision in the Affordable Care Act covered by private insurance. Without
only by years of investment
that allows young adults to remain on their the new regulation, those costs would
in COMPARE by RAND and
parents’ medical insurance up to age 26 has have been paid by young people and their
our donors and through other
shielded them, their families, and hospitals families, or been written off by hospitals as
commissioned analyses. Arkansas
from the full financial consequences of uncompensated care.
and Pennsylvania were two
serious medical emergencies, according to
states initially unlikely to accept The study estimates that more than 22,000
a 2013 RAND study published in the New
expansion. Stakeholder groups in nondiscretionary emergency room visits
England Journal of Medicine.
each state asked RAND to analyze during 2011 involved young adults who were
the potential effects on their local Examining U.S. hospital emergency newly insured under the provision. The
economies, jobs, and low-income department use during the first year change increased health insurance rates by
populations. RAND’s analyses after the provision went into effect, 3 percent among the young adults needing
forecast significant economic researchers estimate that $147 million in care in emergency departments nationwide
benefits to both Arkansas and nondiscretionary medical care was newly during the period.
Pennsylvania were they to
implement the expansion, helping
to create a more informed debate.
Arkansas accepted expansion,


with some modifications; as of
early 2014, Pennsylvania was The change allowing young people to remain on their parents’
considering expansion, also with
medical insurance is protecting young adults and their families
modifications.
from the significant financial risk posed by emergency medical
care. Hospitals are benefitting, too, because they are treating fewer


uninsured young people for emergency ailments.

Andrew W. Mulcahy Policy Researcher

26 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND IMPACT

MEDICARE SAVINGS As part of a


broader set of efforts to enhance
its fiscal sustainability, Medicare
recently implemented a program to
allow it to more easily collect from
beneficiaries money it is owed but has
traditionally been unable to collect.
This secondary payer liability program
requires companies that provide auto,
homeowner’s, and other types of
Solving the Anticipated U.S. Physician Shortage insurance to report award payments
made to Medicare beneficiaries to the
U.S. Centers for Medicare and Medicaid
Services. In theory, the reports would
Forecasts suggest that as more Americans practitioners and physician assistants
allow Medicare to identify when a
seek health services once they become than today’s predominant models of
beneficiary’s injury treatment had already
newly insured under the Affordable Care delivering medical care. Expansion
been paid for by Medicare, enabling
Act, shortages of primary care physicians of patient-centered medical homes
Medicare to recoup its costs from the
could worsen. But much of the shortage and nurse-managed health centers
insurance award. But the program has
expected over the next decade could could help eliminate 50 percent or
experienced challenges amid a glut of
be eliminated through the use of new more of the shortage.
data, and its promise of greater efficiency
models of medical care, according to
Researchers say such expansion and financial benefit for Medicare has
RAND findings published in Health Affairs.
is plausible under the Affordable been challenged by those who claim it
Both patient-centered medical homes Care Act. The use of medical homes impedes attorneys from settling cases,
and nurse-managed health centers are has been growing rapidly and the delays payments to injury victims, and
models of primary care that use a mix of Affordable Care Act provides up increases legal costs. In 2011, the RAND
medical providers that is richer in nurse to $50 million to support nurse- Institute for Civil Justice published
managed health centers. a first-of-its-kind empirical study of
the Medicare reporting program and
demonstrated that exempting low-value
claims from having to be reported


could enable the system to operate
The solution to the shortage may require more efficiently without sacrificing
changes in policy, such as laws to expand the much revenue recovery for Medicare.
Congressional sponsors cited RAND’s
scope of practice for nurse practitioners and analysis when they introduced new
physician assistants, and changes in acceptance, legislation establishing such a reporting
floor, and that legislation was signed into
on the part of providers and patients, of new


law by President Obama in early 2013.
David I. Auerbach
models of care that rely less on doctors. Policy Analyst

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 27
Public Safety and Security
RAND helps improve policies related to public safety, including policing, law
enforcement, and corrections; drug policy; and homeland security. Our experts
use the best analytical tools and methods to develop objective policy solutions
and help strengthen public policy.
“ We found
a number of factors account for why some
ex-prisoners succeed and some don’t, a
lack of education and skills is one key
strong evidence that
reason. This is why correctional education correctional education
programs—whether academically or
vocationally focused—are a vital service
plays a role in reducing
provided in correctional facilities across recidivism. Our findings
the United States.
are clear that providing
But do such correctional education
inmates education
programs actually work? According to
senior policy researcher Lois M. Davis, programs and vocational
“The answer matters because we want training helps keep
ex-prisoners to successfully reenter
communities and because we have a them from returning
responsibility to use taxpayer dollars to prison and may
judiciously to support programs
improve their future


that are backed by evidence of their
effectiveness—especially during difficult job prospects.
budgetary times.”

So in 2013, RAND researchers examined


the association between correctional
education and reductions in recidivism,
improvements in employment after
Educating the Incarcerated release from prison, and learning in
math and in reading.

Researchers found that participating


Each year, thousands of incarcerated in correctional education programs Lois M. Davis
adults leave U.S. prisons and jails and reduced the rate of reincarceration Senior Policy Researcher
return to their families and communities. by 13 percentage points and may improve
While many successfully reintegrate into inmates’ odds of obtaining employment
their communities, find jobs, and become after release. They also found that
productive members of society, many correctional education is cost-effective—
others will commit new crimes and end every dollar invested in these programs,
up being reincarcerated. Although on average, saves taxpayers as much
as $5 in incarceration costs.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 29
RAND IMPACT

EUROPEAN CYBERCRIME
In 2013, the European Cybercrime
Centre (ECC) was established
within Europol, the European
Union’s criminal intelligence
agency, to be the focal point in
the EU’s fight against cybercrime.
The design and operational
approach of the ECC was based
directly on recommendations
from a RAND Europe study. Measuring Marijuana Markets
RAND Europe researchers
provided an assessment of the
nature, extent, and effects of
In 2013, two U.S. states—Washington and precise in describing their consumption. The
cybercrime in Europe, as well as
Colorado—moved ahead with unprecedented result: a more accurate estimate of the state’s
the capabilities of 15 of the EU
plans for legalizing marijuana, which marijuana market that was twice as large
member states’ computer crime
would permit the commercial production, as state officials had previously projected. The
units to combat it. They proposed
distribution, and possession of marijuana analysis is helping the state’s decisionmakers
and evaluated various options
for nonmedical purposes. To prepare for in numerous ways, including enabling them
for a pan-European, coordinated
regulating and taxing a new marijuana to make more informed decisions about the
cybercrime unit and helped EU
industry, Washington state needed number of licenses to distribute and to more
decisionmakers better understand
baseline information about the amount accurately project tax revenue. The project team
the operational and institutional
of marijuana consumed there and turned also was asked by the White House to estimate
costs of a coordinated unit, as
to RAND for help. Researchers took to the the size of the national marijuana market. They
well as location and governance
task by supplementing existing household briefed their results to the Office of National
considerations. The ECC is now
surveys with new data from a novel, web- Drug Control Policy and the Drug Enforcement
operating consistent with RAND
based consumption survey they designed Administration, and the findings were made
Europe’s recommendations.
specifically to help respondents be more public in early 2014.

“ There is still a lot of uncertainty


surrounding marijuana market estimates,
but our work used new insights and novel
data collection tools to improve upon


previous efforts. Beau Kilmer
Codirector, RAND Drug Policy
Research Center

30 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND IMPACT

TERRORIST TRANSIT HUBS


Using social network analysis and
drawing on sensitive classified
information collected across the U.S.
Intelligence Community, RAND has
identified key global transit hubs
used by violent extremist groups
to move money, weapons, and
personnel in support of their activities.
RAND’s assessment of each hub’s
Policing in 21st-Century Israel vulnerabilities is helping U.S. national
security agencies to dismantle them.
RAND’s findings have been briefed
throughout the U.S. government—
In Israel, the public holds both positive for gaining and sustaining public
including to the Office of the Secretary
and negative views of its national police support and demonstrated how
of Defense, the Joint Staff, several
force. Many Israelis, for instance, consider equipping officers with video cameras
Unified Combatant Commands, the
the police to be effective at fighting crime. can be useful in providing feedback on
National Counterterrorism Center,
At the same time, despite relatively low their performance.
and the National Security Council
crime rates, a perception persists among
Following the reports of two working staff—and have influenced the
many that the police do not always
groups impaneled by the commissioner planning and strategies of numerous
appear to behave in a professional way
of Israel’s national police force to security agencies.
and do not adequately provide safety and
focus on police professionalism and
security.
public accountability, implementation
A RAND study of the Israel Police— of RAND’s recommendations is now
funded by the government of Israel, the under way.
Y&S Nazarian Family Foundation, and
other U.S. philanthropists—is changing
how the organization approaches
community relations, deterrence,
and performance measurement. The
analysis included recommendations

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 31
Education
Nations today have complicated education objectives—among them, nurturing
productive citizens, closing achievement gaps, improving underperforming schools,
and training and retaining highly skilled teachers. RAND provides state-of-the-art
policy research and analysis to governments, private foundations, and philanthropists
in the United States and around the world to help them meet such goals.
“ Summer learning
RAND researchers examined six school
districts in Boston, Cincinnati, Dallas,
Duval County (Florida), Pittsburgh, and
programs have the
Rochester, New York—districts that are potential to close
among the few large urban districts
offering voluntary, full-day programs for
the achievement gap
five to six weeks free of charge to large associated with the loss
numbers of elementary students each
of educational skills
summer. They then synthesized the key
lessons learned about how to establish during the summer
and sustain such programs.
months. But these
The most important steps school programs are often
districts can take to implement an
effective summer learning program are an afterthought or not
to begin planning at least six months offered at all, particularly
in advance and to include both district
and summer site leaders in the process. when education budgets
Because the costs of summer learning are tight. This research
programs sometimes are a barrier
to implementation, the researchers
provides districts with
recommend school districts design guidance on how to
programs with costs in mind. This
includes hiring staff based on projected
create summer learning
daily attendance rather than initial programs that could
number of enrollees, and restricting the
offer real benefits to


number of sites to control administrative
Summer Learning expenses. struggling students.
The study is the second in a series
providing the most comprehensive
Research shows low-income students research on summer learning to date,
suffer disproportionate learning loss over and is part of a five-year demonstration
the summer—and because those losses project funded by The Wallace
accumulate over time, they contribute Foundation to examine whether and
substantially to the achievement gap how summer learning programs can
between low- and higher-income children. stop summer learning loss and create
achievement gains. Catherine H. Augustine
Senior Policy Researcher

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 33
One approach that has proven effective in
other countries is explicitly linking funding
to well-defined quality measures and quality
assurance processes. While the 12th Five-Year
Plan discusses the importance of linking
quality improvement and funding, it does not
discuss how quality improvement should be
directed under a “steer and evaluate” approach
to governance.
India’s Challenge
Although there are few direct national
comparisons to India, RAND researchers
analyzed evidence from several countries that
India is seeking to improve the quality have dealt with issues of scale (such as China
of its higher education systems by and the United States), governance structure
giving greater autonomy to and asking (Brazil and the United States), and quality
for greater accountability from lower (in Europe and the United States). The study
levels of government (i.e., states and revealed a connection between successful
municipalities) and the higher education autonomous institutions and measures of
institutions themselves. India’s key policy quality that are aligned with national goals for
document for economic development higher education.
through 2017—the 12th Five-Year Plan—
Taking into account these lessons as well as
proposes a number of reforms to higher
India’s unique challenges, the research team
education to redirect the role of the
developed a seven-point course of action to
national government from “command
guide India’s higher education system toward
and control” to “steer and evaluate.”
the “steer and evaluate” model proposed by
the 12th Five-Year Plan.

“ India’s higher education system is in


transition. Instituting policies that link funding
to quality will help guide the country’s newly
autonomous institutions as they aim to


improve overall education quality. Rafiq Dossani
Senior Economist

34 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND IMPACT

TEACHING EFFECTIVENESS How well American students do practices from the research evidence. Through their various
in school is influenced by many factors. When it comes to what advisory roles with states, districts, and charter management
schools can do to help, teaching effectiveness has the largest organizations, they are helping to answer fundamental
impact. As a result, policymakers think that teachers should be questions raised by the new policies, including how to
evaluated, in part, based on how much academic growth they provide effective feedback to teachers to drive instructional
produce in their students. improvement, and when and how to use these measures in
personnel decisions, such as tenure and dismissal.
Over the past decade, RAND has conducted extensive
research on the strengths and weaknesses of various methods
of measuring teaching effectiveness, including those that rely
primarily on student achievement growth as measured by tests
and those that are based on direct measures of instruction using
structured observations. An important recommendation from this
work is for states and school districts to use multiple measures
when assessing teaching effectiveness that combine information
about achievement and practice along with other validated
sources of evidence, instead of relying exclusively on principal
judgments, as has been the norm for years.

In the past year, this approach has been increasingly adopted.


As of 2013, 40 U.S. states and the District of Columbia have
passed new legislation requiring that objective measures based
on student achievement be incorporated into teacher evaluation
systems to complement administrator judgments.

RAND researchers are now working with key education leaders


throughout the United States to implement evaluation systems
that conform to legislated requirements and represent best

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 35
2013
By the Numbers
1,700 Staff
Our people bring a diverse range
of professional and educational
experiences and cultural
backgrounds to their project teams.

47 Countries
People 65 Languages
Many of our people are multilingual.
With locations in North America and Languages spoken include Arabic,
Europe, RAND attracts top talent from Chinese, Japanese, Korean, French,
almost four dozen nations. German, Russian, and Spanish.

57
Arts & letters (3%)
Other (1%)
Bachelor’s (5%) Other (1%)
Behavioral sciences (9%)
Social sciences (11%)

% Master’s
(29%)
Political sciences
(7%)
Business & law (5%)

Computer sciences (5%)


Policy
analysis (10%)

Hold Doctorates Physical


Economics (12%)

sciences (5%)
Well over half our research staff of ~800 JD (1%)
Math, operations Engineering (8%)
hold one or more doctorates—and another MD (7%) research, statistics
29 percent hold one or more master’s Doctorate (6%) International relations
(57%) Life sciences
degrees—in a vast array of disciplines. (9%) (9%)
7.5M
Web Downloads
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Through more than 1,700 projects (including
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almost 600 new ones), RAND provides
research services, systematic analysis, and
innovative thinking to a global clientele.

350
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ideas 350 Reports
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government agencies, international library—13,000 and counting—of reports,
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$263.1M in Revenue * Expenses


Private sector ($4.8M)
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government agencies ($16M)
Research and analysis (76%)
Other federal agencies ($7.8M) Facilities (10%)

U.S. Army ($33.1M)


U.S. Department of Health
and Human Services and
related agencies ($52.3M) A complete copy of RAND’s Financial
Statements can be found at
www.rand.org/about/financial_statements.
Office of the U.S. Secretary of Defense and * FY2013, net of subcontracts
other national security agencies ($63M) and RAND-initiated research.
News At the 65th annual meeting of the board of trustees in April 2013,
Karen Elliott House and Richard J. Danzig were elected chair
and vice chair, respectively.

Karen Elliott House Richard J. Danzig


House is the former Danzig served as
publisher of The Wall the 71st secretary
Street Journal and of the Navy from
former senior vice November 1998
president at Dow to January 2001,
Jones & Company, and as under
Inc., where she secretary of the
was responsible for the business and Navy from November 1993 to May
editorial staffs of all Dow Jones overseas 1997. From 1981 to 1993, he was a
publications and services. She also Washington, D.C., partner of the
wrote about foreign affairs for WSJ, and national law firm Latham & Watkins.
she received the 1984 Pulitzer Prize in Prior to that, he served as deputy
International Reporting for her coverage of assistant secretary and then as the
the Middle East. Her book On Saudi Arabia: principal deputy assistant secretary of
Its People, Past, Religion, Fault Lines—and defense for manpower, reserve affairs,
Future was published in 2012. House has and logistics. He received the Defense
more than ten years of service on the Public Service Award in 1981. A former
RAND Board of Trustees, including a term summer associate at RAND, Danzig
as vice chair. She is a former director and is a coauthor of National Service: What
a current member of the Council on Would It Mean? The book contributed to
Foreign Relations and a fellow of the the development of America’s current
American Academy of Arts and Sciences. civilian national service system. He is
a member of the Defense Policy Board
and a director of the Partnership for
Public Service.

38 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
Kenneth R. Feinberg chief of staff, deputy director of the Office of
Management and Budget, and administrator
Kenneth R. Feinberg was also elected of the U.S. Small Business Administration.
to the board. Feinberg, founder and He was U.S. ambassador to the Court of St.
managing partner of Feinberg Rozen, LLP, James’s from 1997 to 2001. He is currently
is a lawyer and one of the nation’s leading chairman of WPP plc, the global advertising/
experts in mediation and alternative communications services firm that includes
dispute resolution. He has served as J. Walter Thompson, Ogilvy & Mather, and
the administrator of the BP Deepwater Young & Rubicam, among other companies
Horizon Disaster Victim Compensation in 110 countries.
Fund, special master for the Troubled
Asset Relief Program (TARP) executive
compensation, special master of the Sheila C. Bair
September 11th Victim Compensation RAND’s newest trustee, Sheila C. Bair, a
Fund, and special master of the Agent finance and banking expert with a long
Orange Victim Compensation Program. history of public service, joined the board
Feinberg was designated Lawyer of the in April 2014. Bair chaired the Federal
Year by the National Law Journal in Deposit Insurance Corporation from
2004. He is a member and former chair 2006 to 2011 and remained as a director
of the RAND Institute for Civil Justice through 2013. Among her other public
Board of Overseers, and is also the service, she served as assistant secretary for
founding chair of RAND’s new Center financial institutions at the U.S. Treasury
for Catastrophic Risk Management and Department, acting chairman of the U.S.
Compensation (see page 40). Commodity Futures Trading Commission,
and research director and counsel to former

Philip Lader Senate Majority Leader Robert Dole. She has


received numerous awards for her public
The April board meeting also marked service, including the Kennedy Library’s
the return of Ambassador Philip Lader. Profiles in Courage Award and the National
He previously served as a RAND trustee Academy of Public Administration’s Elliot
from 2001 to 2011—and for a portion of Richardson Award. Bair currently chairs
that time as the board’s vice chair. His the Systemic Risk Council, a public interest
volunteer leadership with RAND also group of prominent former government
extends to our international operations, officials and financial experts who monitor
where he currently serves on the RAND the adoption of financial reforms in the
Europe Council of Advisors. Lader was a United States, and serves as a senior advisor
member of President Clinton’s Cabinet to the Pew Charitable Trusts.
and has served as White House deputy

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 39
Lloyd Dixon that many students will address while at
RAND and in their subsequent careers,
In 2013, RAND established the Center including HIV/AIDS, mental health, obesity/
for Catastrophic Risk Management nutrition, end-of-life care, patient safety,
and Compensation. The center, led by homelessness, domestic violence, health
senior economist Lloyd Dixon, seeks to care cost and efficiency, medical manpower,
identify and promote laws, programs, and social networks. In addition to a large
and institutions that reduce the adverse body of work in the United States, he has
financial effects of natural and man-made worked extensively in Africa, Latin America,
catastrophes. Researchers are focusing on and the Middle East.
three broad areas: compensation for losses
following catastrophic events; performance
of insurance markets for catastrophic Martin Roland
risk; and identifying and preparing for the In 2013, the Professorship of Health
financial impacts of catastrophic risks. Services Research, a position held by
The center’s advisory board, chaired by Martin Roland CBE at the University
RAND trustee Kenneth Feinberg, consists of Cambridge, was retitled the RAND
of thoughtleaders who represent major Professorship of Health Services
corporations, the judiciary, academia, Research in recognition of the successful
government, and the legal profession. collaboration between the University of
The center will be funded through a Cambridge and RAND Europe to develop
combination of philanthropic contributions a center of excellence and innovation in
from advisory board members, project- health services research. The Cambridge
specific contributions, and traditional Centre for Health Services Research was
grants and contracts. established in 2009 and is codirected by
Roland and Ellen Nolte, director of the

Gery Ryan health and health care program at RAND


Europe. As the RAND Professor of Health
Gery Ryan is the Pardee RAND Graduate Services Research, Roland provides research
School’s new assistant dean. Trained as a leadership in evaluation of health service
medical anthropologist, Ryan has conducted organization and delivery, with particular
research on decisionmaking processes, attention to primary care, the interface
ethnographies of health care and education between primary and secondary care,
systems, and the integration of qualitative and patients’ experiences of health care.
and quantitative methodologies. His diverse Roland also serves as special advisor to the
research portfolio covers areas that are president of RAND Europe. In 2003, Roland
central to the types of policy problems was recognized with a CBE—or Commander
of the Most Excellent Order of the British
Empire—for services to medicine.

40 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND IMPACT

Willis Ware, a pioneer at RAND, passed away in 2013 at the He was the recipient of numerous honors, including the
age of 93. Ware was an electrical engineer who in the 1960s Computer Pioneer Award from the IEEE Computer Society,
predicted the ubiquity of the personal computer, the ways a lifetime achievement award from the Electronic Privacy
it would propel people into lives of perpetual change, and Information Center, and a Pioneer Award from the Electronic
the perils it would pose for personal privacy. Much of Ware’s Frontier Foundation. In 2013, he was inducted into the
research focused on the use of computer technology by both the National Cyber Security Hall of Fame.
military and society at large. In 1966 he wrote: “The computer will
touch men everywhere and in every way, almost on a minute-to-
minute basis. Every man will communicate through a computer
whatever he does. It will change and reshape his life, modify his
career, and force him to accept a life of continuous change.”

Decades before it became a popular concern, Ware predicted


that increased reliance on computers would present serious
privacy issues. He led several committees aimed at safeguarding
computer user privacy rights, including the Privacy Protection
Commission created by President Ford, which led to the creation
of the Federal Privacy Act of 1974.

Ware was among the crew during the late 1940s that built the
IAS computer at Princeton University, which was one of the first
electronic computers. The IAS computer is among a handful of
projects credited with the dawn of the computer age and the
design of the IAS computer was widely copied.

Ware came to RAND in 1952 to help build the Johnniac


computer, a clone of the IAS machine that helped propel the
use of computers forward. The Johnniac was retired in 1966 and
currently resides at the Computer History Museum in Mountain
View, California. Ware worked at RAND for more than 55 years
and was one of the organization’s longest-serving employees.

Ware was a member of the National Academy of Engineering,


a fellow of the Institute of Electronic and Electrical Engineers, a
fellow of the American Association for Advancement of Science,
and a fellow of the Association for Computing Machinery.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 41
Outreach
The scholarly objectives of
expanding knowledge, illuminating
issues, and developing new ideas
are only a first step in RAND’s
mission to help improve policy and
decisionmaking through research
and analysis. We also strive to
reach key decisionmakers and the
broader public to enrich the
quality of public debate.

RAND Review Congressional Briefings Congressional Testimony


RAND’s flagship magazine, RAND’s Office of Congressional On more than 20 occasions in 2013,
RAND Review, helps readers Relations arranges for experts from experts from RAND testified before
stay ahead of the curve RAND to visit Capitol Hill to inform members of Congress. Testimonies are
on the issues that matter policymakers about research and available at www.rand.org/testimony;
most. Issues in 2013 analysis that is relevant to current highlights include the following:
featured RAND insights legislative debates. Video and audio
Efforts to Reform Physician Payment:
on military sexual assault, recordings of briefings are available
Tying Payment to Performance
comprehensive immigration at www.rand.org/congress.
Cheryl L. Damberg | presented before the
reform, cyberwar and
House Energy and Commerce Committee,
cybersecurity challenges, Subcommittee on Health | February 14, 2013
and the ramifications of health reform. RAND Review
is available online at www.randreview.org, where Managing September 12th in Cyberspace

you can also subscribe to the digital edition. Martin Libicki | presented before the House
Foreign Affairs Committee, Subcommittee
on Europe, Eurasia, and Emerging Threats |
March 21, 2013

42 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND is committed
to making
our research
RAND findings and analysis are available
through published reports and commentary
by RAND researchers; through The
accessible to
RAND Blog, our weekly Policy Currents
e-newsletter, and our topical e-newsletters people throughout
for legislative audiences; through coverage
by media outlets around the world; through the world.
social media outlets such as Facebook,
Twitter, and YouTube; and via our new and
improved website.

The Monetary Costs of Dementia The Terrorist Threat from Al Shabaab


in the United States Seth G. Jones | presented before the
Michael D. Hurd | presented before the House Foreign Affairs Committee |
Senate Special Committee on Aging | October 3, 2013
April 24, 2013
The Challenge of North Korean
Lashkar-e Taiba and the Threat to the Biological Weapons
United States of a Mumbai-Style Attack Bruce W. Bennett | presented
Jonah Blank | presented before the before the House Armed Services
House Homeland Security Committee, Subcommittee on Intelligence,
Subcommittee on Counterterrorism Emerging Threats, and Capabilities |
and Intelligence | June 12, 2013 October 11, 2013

Nuclear Waste Administration Act of The Role of Terrorism and Terror


2013 (Written Testimony on S. 1240) in Syria’s Civil War
Lynn E. Davis and Debra Knopman | Brian Michael Jenkins | presented
submitted at the request of the Senate before the House Foreign Affairs
Energy and Natural Resources Committee, Subcommittee on
Committee on August 14, 2013, as part Terrorism, Nonproliferation, and
of the record for a hearing held on Trade | November 20, 2013
July 30, 2013

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 43
Events
RAND events inform and inspire debate on timely
policy issues, offering a unique opportunity for
intellectual fellowship, community engagement, and
high-level deliberation of important policy matters.

(Above) RAND’s president and CEO, Michael


D. Rich, welcomed Belgium’s King Philippe
and members of the Belgian Economic Mission
to RAND’s headquarters campus in Santa
Monica; (left) senior sociologist Chloe Bird led
a discussion on women’s health with Amanda
Daniels, a heart coach and advocate, and Karol
Watson, an associate professor of medicine at
UCLA; (below) Charles Ries, vice president,
International, spoke on the U.S. withdrawal from
Afghanistan at a joint Wilson Center–RAND event
in Washington, D.C., with MG Jeffrey Buchanan,
U.S. Army, and Wilson’s Ken Pollack.

44 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
(Clockwise from left) Author and radio and
talk show host Tavis Smiley presented at the
Pardee RAND Graduate School’s inaugural
Summer Faculty Workshop in Policy Research
and Analysis; Roberta Wilson attended the
dedication of the James Q. Wilson Collection,
which recognizes the life and legacy of her
late husband, longtime Pardee RAND board
member and RAND trustee James Q. Wilson;
Naveena Ponnusamy, executive director of
development, hosted a donor appreciation event
in Santa Monica; senior political scientist
Peter Chalk (shown with Tasha C. Enemark),
spoke about maritime piracy after a special
advance screening of Captain Phillips at Sony
Pictures Studios for RAND supporters; the
RAND Center for Middle East Public Policy
hosted a visit by Admiral Amichay Ayalon,
former director of the Israel Security Agency,
shown in discussion with Brian Michael
Jenkins, a terrorism expert and senior advisor
to the RAND president.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 45
Pardee RAND
Graduate School
Founded in 1970 as one of
eight graduate programs
created to train future
leaders in public policy,
the Pardee RAND Graduate
School is the only program
specializing exclusively in
the Ph.D., and the only one
based at a public policy
research organization. The
student body represents
diversity in work experience;
academic training; country of
origin; and race, gender, and
ethnicity. For both RAND and
the Pardee RAND Graduate
School, this diversity
promotes creativity, deepens
understanding of the
practical effects of policy, and
ensures multiple viewpoints
and perspectives are heard in
the classroom and beyond.

Almost 40 percent of the


incoming class hails from
outside the United States,
including for the first time
students from Azerbaijan,
Chile, and Trinidad and
Tobago.

46 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 47
“ I have long believed that RAND’s collection of
activities—commissioned client research projects, public
outreach and engagement, and graduate education—has
colossal power that we can leverage even more effectively
to benefit the public good. No other organization does all


three things at the level we do.
Michael D. Rich
President and CEO, RAND Corporation

48 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
The Pardee RAND
Graduate School is
producing the next
generation of policy
leaders who will
help keep RAND at
the forefront of
innovation.

Pardee Initiative for Global Human Progress

Frederick S. Pardee contributed $3.6 million to create According to Dean Susan L. Marquis, “Fred Pardee’s
the Pardee Initiative for Global Human Progress and to generous gift will seed projects that help those in developing
support the graduate school’s endowment. The initiative countries—many from which our students originate—and
draws on the talent and innovation of Ph.D. candidates also help researchers develop new approaches to problem-
and RAND research staff while advancing RAND’s work solving. Our students are interested in doing fieldwork in
in international development. Africa and Asia, on topics such as food security; higher
education; and how to shape cities as engines of innovation,
“I care about future generations—making sure that
growth, and development.”
individuals live, with dignity, in a safe, sustainable, and
secure world,” says Pardee. “I’m particularly interested Fred Pardee worked as an economic analyst at RAND from 1957 to 1971.
in what’s in store for humankind over the next 35 to After leaving RAND, he founded a privately held investment firm that owns
and operates apartment complexes in and around Los Angeles. In 2001, he
200 years. We must create innovative, multiregional
donated $5 million to RAND to create the RAND Frederick S. Pardee Center
solutions for a range of social and economic challenges. for Longer Range Global Policy and the Future Human Condition. Later,
The Pardee RAND Graduate School trains the best in 2003, he donated $10 million to support the RAND Graduate School’s
endowment for core student support. The gift allowed the graduate school
and brightest students from throughout the world to to expand, and today more than 100 students are pursuing their Ph.D.’s in
confront the big issues.” policy analysis. The school was renamed in Fred Pardee’s honor in 2003.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 49
James R. Burgdorf
The Pardee RAND Graduate
School awarded its 300th
Ph.D. in policy analysis
to James R. Burgdorf in
September 2013. Burgdorf
is now working as a staff
researcher in family and
preventive medicine at the
University of California,
San Diego. His dissertation,
“Labor Market Outcomes
300

of Health Shocks and


Dependent Coverage
Expansion,” disentangles the
effects of employer-provided
health insurance on labor New Courses
market outcomes.
Members of the faculty drive the improvement of Pardee RAND’s curriculum. Drawing on their
own substantive interests and technical expertise, they regularly propose new courses to
ensure that students become acquainted with cutting-edge methods and policy perspectives.
This year, Pardee RAND offered four new electives:
Food Policy. This course addressed how governments Survey Sampling I & II. These two courses
design and implement policies and programs to on sampling design and survey data analysis
foster social goals, such as ensuring a sufficient, covered basic and complex designs as well as
safe, affordable, and sustainable food supply. issues related to nonresponse.
Taking a Systems Approach to Policy Analysis. Behavioral Economics. This course examined
This course examined approaches to public policy how the robust anomalies in the behavior of
that work directly with the client and additional individuals and consumers can affect policy
stakeholders to design and improve government and policy analysis.
processes across a large number of complex issues.

50 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
BE THE ANSWER

For the graduate school to continue to offer students a world-


class education—and to extend the impact of its graduates on
communities throughout the world—it relies on philanthropic
support. Donald B. Rice, former president of RAND and a
current trustee and member of the school’s board of governors,
is leading Pardee RAND’s Be the Answer fundraising
campaign.

The campaign was kick-started in May 2011 with a generous


gift from former RAND trustee and school board member
James F. Rothenberg and his wife, Anne. By the end of 2013,
a group of dedicated donors, board members, RAND trustees,
and friends and alumni had contributed more than $15 million,
and their efforts continue.

Leadership Contributors

$3.6M $100K–$499K
Frederick S. Pardee Hagopian Family Foundation,
Mary Ann & Kip Hagopian
$1M–$2.5M
Ann McLaughlin Korologos
The Estate of Doris Dong
Nancy and Dana G. Mead
Jim Lovelace
Paul H. and Nancy J. O’Neill
Donald B. and Susan F. Rice
John S. and Cynthia Reed
Anne and James F. Rothenberg
Foundation
$500K–$999K Maxine and Eugene S. Rosenfeld
Colene and Harold Brown The SahanDaywi Foundation
Marcia and Frank C. Carlucci
The Speyer Family Foundation
David I.J. Wang

“ When we see how successful the School has been at attracting top talent
from around the world, and what a significant part scholarships play in that
effort, we feel genuinely enthused about making these gifts. We know we’re
making a difference, in the lives of these students, in strengthening the


School, and, over time, in the world at large.
Donald B. and Susan F. Rice

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 51
Investing in We rely on philanthropic
People and Ideas support to reach
In 2013, gifts from donors beyond the scope of
enabled RAND to fund innovative
research projects on critical client-sponsored work
issues in national security, health,
education, sustainability, growth, to tackle questions
and development. Here are
that may be too big, too
highlights from three.
complex, or too new for
our clients to address.

Connecting the Dots:


Food, Energy, and Water Security
Governments and nongovernment organizations around the
world follow trends in food, energy, and water security for
a host of reasons. They use the information to decide how
foreign assistance can most effectively be applied, to anticipate
where humanitarian crises might occur, and to try to predict
when global security might be affected by changes in these
resources. And businesses use such trend information to inform
their enterprise risk management efforts. However, indices
that provide data on food, energy, and water do so in isolation,
making it difficult for organizations to arrive at an integrated
assessment that considers all three.
With support from donors, RAND was able to fill this gap by
developing an integrated index of food, energy, and water
security, showing how each are interconnected and describing
how a change in one resource influences the security of others.
The index will be used by an array of global stakeholders
as they seek to mitigate the impacts of conflicts, disasters,
and climate change.

52 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
Saving Big Health Care Dollars
Relentless growth in health care costs is perhaps America’s
most critical domestic policy challenge. For decades, gridlock
has stalled some of the more-sweeping measures proposed to
address health care cost growth, such as tort reform, pay-for-
performance, and changes to Medicare or Medicaid eligibility.

What if health policy researchers tackled the health care cost


problem by thinking small instead of large? Could it be that
modest cost-saving policy changes will, in the aggregate,
achieve significant savings? RAND researchers believe that
they may. The RAND Blog featured a series of posts that
describe new ideas about opportunities for modest cost savings,
including eliminating copayments for higher-risk patients on
cholesterol-lowering drugs; reducing Medicare Part D use of
brand-name prescription drugs by diabetes patients; and giving
emergency medical services more flexibility in transporting
low-acuity patients. Each post offers a description of the policy
change, an estimate of annual savings, and a projection of
each idea’s operational and political feasibility.

Rescued: Preserving Data from the Front


During Operations Enduring Freedom and Iraqi Freedom,
U.S. Army personnel collected thousands of gigabytes of data,
including mission-centric orders, process information, lessons
learned, and information on missions beyond combat, such as
reconstruction, rebuilding, and training. Some of these data
were likely used to produce documents now in the official
records of the Department of Defense (DoD), but the raw data
were scheduled for deletion despite potential future value to
military planners and other analysts.
RAND collected 1.4 terabytes of information before it was wiped
from servers and developed a plan to make the 900,000
unstructured, unmineable files accessible, organized, and
searchable using Hermes, a RAND-developed application that
processes and indexes heterogeneous file types, provides
rapid document searching, and supplies extensive visualization
capabilities. The result? An organized and searchable collection
of valuable Army data and an innovative app that, with further
development, will make other larger data collections—including
those beyond the DoD—more accessible and useful.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 53
Supporting Talent

Philanthropy supports distinguished chairs for outstanding researchers recognized as world-class among
peers. Distinguished chairs—listed below—pursue bold, new ideas; help deliver RAND’s findings and
recommendations to influential audiences; and mentor junior policy analysts.

Air and Space Policy Health Care Quality Paul O’Neill Alcoa Professorship
Natalie W. Crawford Eric C. Schneider in Policy Analysis
(vacant)
Education Policy Health Care Services
Rebecca Herman Robert H. Brook Policy Analysis
Susan L. Marquis
Education Policy International Economic Policy
V. Darleen Opfer Krishna B. Kumar Samueli Institute Chair in Policy
for Integrative Medicine
European Security (emeritus) International Economics
Ian D. Coulter
F. Stephen Larrabee Charles Wolf, Jr.
Statistics
Health Care Payment Policy Labor Markets and
Marc N. Elliott
Cheryl L. Damberg Demographic Studies
James P. Smith

RAND also uses philanthropic support to engage individuals who have recently completed
distinguished government or other policy analysis service as fellows who contribute to RAND
research activities and the development of our research practices and talent.

Inspiring Ideas

For more examples of work


funded through RAND’s
Investment in People and
Ideas program, scan the
code with your smartphone.

54 R A N D C O R P O R AT I O N A N N U A L R E P O R T 2 0 13
Policy Circle

Policy Circle members enjoy special events


and access to leading RAND researchers,
policymakers, and thoughtleaders from around
the world. In 2013, Policy Circle programs
addressed such issues as military and
nonmilitary use of drones; privacy, security,
and liberty; and women’s heart health and
potential effects of gender on health. Conference
calls with RAND experts were convened in the
wake of breaking developments, offering Policy
Circle members an opportunity to go “behind
the headlines” on issues such as North Korea,
the Middle East and North Africa, immigration
reform, U.S. space policy, and future terrorist
threats to the United States. Their gifts of
$1,000 or more support RAND’s Investment in
People and Ideas, and make possible innovative
work on new and emerging policy challenges.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 55
Gifts—Making a Difference
RAND’s Investment in People and Ideas program combines
philanthropic funds from individuals, foundations, and private-sector
firms with earnings from RAND’s endowment and operations to
support research on critical issues that reach beyond the scope
of traditional client sponsorship.

RAND gratefully acknowledges gifts made by the following


donors in 2013.

$1,000,000 and up Chevron Corporation $25,000–$49,999


Anonymous ExxonMobil Corporation Anonymous
Donald B. and Susan F. Rice Farmers Insurance Group/Zurich U.S. Robert J. Abernethy
Anne and James F. Rothenberg Kenneth R. Feinberg American Insurance Association
Diane and Guilford Glazer Fund AT&T Corporation
$100,000–$999,999 Ann and Steve Hinchliffe S. Ward Atterbury
Susan and Tod Hullin Chey Tae-won
Allstate Insurance Company
JL Foundation Michael J. Critelli
BP
Karen L. Katen The Crown Family
Chartis Insurance/
American International Group, Inc. Thomas Lord Charitable Trust The Dana Foundation
The Chubb Corporation Jim Lovelace The Walt Disney Company
Edison International Janine and Peter Lowy The Dow Chemical Company
Rita E. Hauser Eloisa and Santiago Morales Jacques E. and Carine Dubois
Estate of Judith A. Larson Pfizer, Inc Kathleen and Robert Eckert
Liberty Mutual Insurance Companies Paul M. Pohl Thomas Epley and Linnae Anderson
The Speyer Family Foundation Property Casualty Insurers Association Freehills
of America
State Farm Insurance The Funari Family Foundation
The SahanDaywi Foundation
Swiss Reinsurance Company Greater Kansas City Community Foundation
Siguler Guff & Company & Affiliated Trusts
Charles J. Zwick
Wal-Mart Stores, Inc. Gerald Greenwald
Westfield Group
$50,000–$99,999 Ellen Hancock
Ronald A. Williams Leslie Hill
American Association for Justice
XL Group Merle A. Hinrichs
Kakha Bendukidze
Lawrence Zicklin Benny T. Hu
The Boda Charitable Star Trust
The Harold and Colene Brown Family Reginald L. Jones
Foundation Gerald L. Kohlenberger
John M. Cazier Darcy Kopcho
Ann and Tom Korologos
KPMG LLP

56 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
Michael M. Lynton $10,000–$24,999 Reinsurance Association of America
William E. Mayer Anonymous Paul D. Rheingold
Bonnie McElveen-Hunter Goran Ando Hector de J Ruiz, Ph.D.
Dana G. Mead Ambassador Barbara M. Barrett Hasan Shirazi
Steve Metzger Ambassador Frank and Kathy Baxter Snell & Wilmer LLP
Michael G. Mills Marcia Bird Southern California Permanente Medical Group
Ed Mullen Compliance Strategists LLC Sharon Stevenson
The NAREIT Foundation Brad D. Brian Mary-Christine (M.C.) Sungaila
National Council on Compensation Insurance Alan F. Charles The Gail and Lois Warden Fund
Y&S Nazarian Family Foundation Cooperative of American Physicians, Inc.
Gwendolyn and Peter Norton Natalie W. Crawford
$5,000–$9,999
Christopher J. Oates Michael Critelli Anonymous
Thomas Perrelli Deloitte Consulting LLP Odeh F. Aburdene
Anne E. Rea Dickstein Shapiro LLP Ampco-Pittsburgh Corporation
The Real Estate Roundtable David T. Feinberg George N. Chammas
William J. Recker A. Frederick Gerstell Citibank
John J. Rydzewski Peter H. Griffith, Ernst & Young Global Limited Margery A. Colloff
Leonard D. Schaeffer Hagopian Family Foundation, Mary Ann & Richard J. Danzig
Lucille Ellis Simon Foundation Kip Hagopian Ed and Connie Engler
Douglas J. Smith Edwin E. Huddleson Karen Wolk Feinstein, Jewish Healthcare Foundation
State of Missouri Department of Social Services Robert and Ardis James Foundation Joe and Janus Greer
Joseph P. and Carol Z. Sullivan Henry Luce Foundation, Debra Knopman Daniel Grunfeld
U.S. Chamber of Commerce John H. O. La Gatta Estate of Olaf Helmer
Enzo Viscusi, ENI Terry F. Lenzner William and Linda Hernandez
Roberta Weintraub and Ira Krinsky David A. Lubarsky Henry and Elsie Hillman
Michael G. Zamagias Munger, Tolles & Olson LLP Karen Elliott House
Robert B. Oehler Roy A. Hunt Foundation
Paul H. and Nancy J. O’Neill William H. Hurt
Pepper Hamilton LLP

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 57
Palmer G. Jackson $1,000–$4,999 Mary Jane Digby
Paul G. Kaminski Anonymous Ann Dugan, Institute for Entrepreneurial Excellence
Iao Katagiri Dorothy and Allan Abrahamse Allison Elder and Tom Reinsel
Philip and Linda Lader Yılmaz Argüden, ARGE Glenn A. Ellis
Michael and Alice Leiter Susan Woods Barker Mr. and Mrs. David Epstein
Arthur and Marilyn Levitt Ginger and John T. Barnard Sari and Aaron Eshman
Admiral James M. Loy Russell Belinsky Jo Ann and Julian Ganz, Jr.
Kent and Martha McElhattan Michael Beltramo and Jane Spiegel Herbert Gelfand
Patricia and Richard Minter Mei and Robert Bickner Robina Gibb
Morley Builders Andrew Bogen Harry M. Goern
Jane and Ronald L. Olson Bill Bohnert William Goldstein
Kathleen Flynn Peterson Kharlene and Charles Boxenbaum Arthur N. Greenberg
Michael D. Rich and Debra Granfield Brent and Linda Bradley Susan and Alan Greenberg
Stephen G. Robinson Vicky J. Brilmyer, The Hillman Company James A. Greer
Cindy and David Shapira Steven D. Broidy Gene and Gwen Gritton
Sierra Investment Mgmt., Inc. James L. Brown Scott Harris, Mustang Marketing
Kenneth W. Slutsky Carole King and Chip Burke Jay J. Hellman
Marjorie and Robert Templeton Ann W. and Frank V. Cahouet Bud Heumann and Patricia Rosenburg
Suzanne S. and Michael E. Tennenbaum John Carson Jeffrey Hiday
Darlene and James A. Thomson Jacqueline and Andrew Caster Katie and Phil Holthouse
Thomas T. Tierney Louis M. and Sarah Jane Castruccio Marsha Drapkin Hopwood
Christine Jack Toretti Thomas J. Christensen Walter J. Humann
Winnie Wechsler and Jeffrey Wasserman Carl and Neala Coan Christopher William Ince, Jr.
The Winston Foundation Kollyn Kanz and Daniel Cody Victor G. Jackson
Thomas D. Wright Lovida H. Coleman, Jr. Ralph T. Jones
David and Claudia Zuercher George W. Collins Robert W. Kampmeinert

Colleen Conway-Welch Bruce Karatz

Gordon B. Crary Eric D. Kaufman

Greg Dawley and Erica Broido Ann Kerr-Adams

58 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
Spencer H. Kim John Edward Porter Gifts were given in honor
David Konheim Molly Larsen Pratt of the following
William Kovacic Irma Quintana and David Bigelow Natalie W. Crawford
Lindsey Kozberg Samantha Ravich Erin Egloff
Rini and Arthur D. Kraus John Riordan Guilford and Diane Glazer
Karen J. Kubin Louis Rowell Health Sciences Group and Robert Brook, MD
H.F. Lenfest Henry and Beverly Rowen Paul and Julie Kaminski
Hugh Levaux Shari Saidiner Low-income students
Anne Lewis Margaret Schumacher RAND alumni
Don and Bev Lewis Ralph and Shirley Shapiro TeleMED-Haiti
Leon S. Loeb Abe Shulsky
Cori and Richard Lowe Ken and Marinette Simon Gifts were given in memory
Donna G. Mariash Victoria and Barry Simon of the following
Paul Marks Ted J. Slavin John W. Ellis, Jr.
Susan L. Marquis and Christopher J. Thompson The H. Russell Smith Foundation William B. Graham
Linda G. Martin Roberta Jean Smith, Matrix Planning, Inc. Larry Hill
William M. Matthews Jed Snyder Mike Hix
Randolph McAfee The Sidney Stern Memorial Trust Robert Judson
Thomas D. Michael Larry S. Stewart Peter Kezirian
Jimmy and Cheryl Miller Michael Traynor Kevin N. Lewis
Newton N. Minow Karen and Gregory Treverton David Ravich
Joel R. Mogy Wesley and Marianne Truitt Nikki Shacklett
Edward R. Muller and Patricia E. Bauer John and Andrea Van de Kamp Gus Shubert
William A. Owens Paul A. Volcker Palmer Van Dyke
Mary E. Peters Tracy and Hui Wang Robert J. Young
John David Pinder Harold W. Watts
Naveena Ponnusamy Weingart Foundation
Arnold and Anne Porath Linda Tsao Yang
Daniel Yun

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 59
RAND Advisory Boards
Members of RAND advisory boards support RAND and enrich our
research initiatives by adding their diverse experience, perspective,
and knowledge to our efforts to improve public policy. Our advisory
boards include distinguished individuals in the public and private
sectors who have demonstrated leadership and a commitment to
transcending partisan conflicts and political ideologies.

Pardee RAND Graduate School RAND Center for Asia Pacific RAND Center for Catastrophic Risk
Board of Governors Policy Advisory Board Management and Compensation
Advisory Board
Pedro José Greer, Jr., M.D. (Chair) G. Chris Andersen
Kakha Bendukidze Stephen A. Fuller Kenneth R. Feinberg (Chair)

John Seely Brown Lalita D. Gupte Haley R. Barbour

Jane Cavalier Christopher R. Hill Sheila L. Birnbaum

Robert A. Eckert Merle Hinrichs Elizabeth J. Cabraser

Thomas E. Epley Benny T. Hu Brackett B. Denniston

Francis Fukuyama Spencer Kim Eldon E. Fallon

Francisco Gil Díaz Robert Oehler Thomas V. Girardi

Robert E. Grady William Owens John C.P. Goldberg

Daniel Grunfeld George Siguler David J. Heller

B. Kipling Hagopian Donald Tang Alvin K. Hellerstein

James B. Lovelace Michael Tang Charles J. Kalil

Michael Lynton Marsha Vande Berg Jan Lane

William E. Mayer Linda Tsao Yang Stephen McManus

R. Preston McAfee Daniel Yun Thomas H. Milch

Dana G. Mead Frank Nutter


AS OF DECEMBER 2013

Santiago Morales Thomas J. Perrelli

Frederick S. Pardee Geir Robinson

Donald B. Rice Larry S. Stewart

Eugene S. Rosenfeld Stephen D. Sugarman

Sharon Stevenson AS OF DECEMBER 2013

Faye Wattleton
E x O fficio

Michael D. Rich

AS OF DECEMBER 2013

60 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND Center for Corporate RAND Center for Global RAND Center for Health and
Ethics and Governance Risk and Security Safety in the Workplace
Advisory Board Advisory Board Advisory Board
Larry Zicklin (Chair) Tod Hullin (Chair) Christine Baker
Donna Boehme Robert Abernethy Connie Bayne
Lovida H. Coleman, Jr. Harold Brown Eric Frumin
Robert Deutschman Albert Carnesale John Howard, M.D.
Robert P. Garrett Carl Covitz Lucinda Jackson
Robert J. Jackson Jacques Dubois Cameron Mustard
Jack Jacobs Henry Kissinger Jeff Shockey
Matthew Lepore Peter Norton Kimberly Tum Suden
Arthur Levitt Ronald Simms James R. Weigand
Bradley Lucido Todd M. Wilcox Ken Wengert
Lawrence F. Metz Matt Wollman Frank White
Justin M. Miller Mike Wright
AS OF DECEMBER 2013

Cindy Moehring
AS OF DECEMBER 2013

Christopher Petitt
Paul N. Roth
Kenin Spivak
Steve Strongin
Richard Thornburgh
Robert L. Watkins

AS OF DECEMBER 2013

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 61
RAND Center for Middle East RAND Health Board of Advisors David M. Lawrence
Public Policy Advisory Board Steven Lazarus
Karen L. Katen (Chair)
Frank Litvack
Stephen Hadley (Chair) John J. Rydzewski (Vice Chair)
Steve Metzger
Odeh F. Aburdene Joseph P. Sullivan (Chair Emeritus)
Edward J. Mullen
Nancy A. Aossey Goran Ando
Mary D. Naylor
William F. Benter Otis Webb Brawley
Paul H. O’Neill
L. Paul Bremer Colleen Conway-Welch
Bradley A. Perkins
Alexander L. Cappello Michael Critelli
Scott C. Ratzan
George N. Chammas Susan G. Dentzer
Sir Michael Rawlins
Marc Ginsberg Mary Kay Farley
David K. Richards
Guilford Glazer David T. Feinberg
Marshall A. “Tom” Rockwell
Ray R. Irani Michael W. Ferro, Jr.
Leonard D. Schaeffer
Ann Kerr-Adams Jonathan E. Fielding
Gail L. Warden
Zalmay Khalilzad Robert G. Funari
William C. Weldon
Sharon S. Nazarian Pedro José Greer, Jr.
Ronald A. Williams
Younes Nazarian Karen Hein, MD
Phyllis M. Wise
Christopher J. (“C.J.”) Oates Susan Hullin
Christopher Petitt Suzanne Nora Johnson AS OF DECEMBER 2013

William Recker Joseph S. Konowiecki


David K. Richards
Hasan Shirazi
Donald Ellis Simon
Enzo Viscusi

AS OF DECEMBER 2013

62 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND Institute for Civil Justice Michael G. Mills RAND Justice, Infrastructure, and
Board of Overseers Malini Moorthy Environment Advisory Board
Kenneth J. Paradis
Robert S. Peck (Chair) Ellen M. Hancock (Chair)
Kathleen Flynn Peterson
Dan C. Dunmoyer (Vice Chair) S. Ward Atterbury
Andrew J. Pinkes
Richard E. Anderson Lovida H. Coleman, Jr.
Paul M. Pohl
S. Jack Balagia, Jr. Margery A. Colloff
Arturo Raschbaum
Brad D. Brian Janet Crown
Anne E. Rea
James L. Brown A. Frederick Gerstell
Paul D. Rheingold
Kim M. Brunner Scott M. Gordon
Dino E. Robusto
Robert A. Clifford Gerald Greenwald
Lee H. Rosenthal
Christine M. Durham Leslie Hill
John F. Schultz
Kenneth R. Feinberg Stephen F. Hinchliffe, Jr.
Hemant H. Shah
Richard W. Fields Frank L. Holder
Mary-Christine (“M.C.”) Sungaila
Deborah E. Greenspan Reginald L. Jones, III
Tom Tucker
Robert W. Hammesfahr Gerald L. Kohlenberger
John R. Tunheim
Patrick E. Higginbotham Terry F. Lenzner
Georgene M. Vairo
James F. Kelleher Douglas J. Smith
Dennis P. Wallace
Carolyn B. Kuhl John K. Van de Kamp
Lynne M. Yowell
Susan L. Lees
AS OF DECEMBER 2013

Charles Lifland AS OF DECEMBER 2013

Consuelo B. Marshall
Robert E. McGarrah, Jr.

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 63
Oversight Boards
These are the oversight boards for the federally funded research and development centers (FFRDCs) at
RAND, all three of which are sponsored by the U.S. Department of Defense. FFRDCs are nonprofit entities

FFRDC
that assist the United States government with scientific research, analysis, and development.

Arroyo Center Policy Committee RAND National Defense Research USAF Project AIR FORCE Steering Group
Institute Advisory Board
GEN John F. Campbell (Co-Chair) Gen Larry O. Spencer (Chairman)
Katherine Hammack Frank Kendall (Chair) Daniel B. Ginsberg
Mary Sally Matiella Tom Allen Lt Gen Michael R. Moeller
Heidi Shyu (Co-Chair) Arthur “Trip” Barber Lt Gen Burton M. Field
GEN Daniel B. Allyn Reginald Brothers Lt Gen Michael J. Basla
GEN Robert W. Cone Bonnie M. Hammersley Lt Gen Charles R. Davis
GEN Dennis L. Via Mona Lush Lt Gen Stephen L. Hoog
Karl F. Schneider James Miller Lt Gen Judith A. Fedder
LTG James O. Barclay III Brad Millick Lt Gen (Dr.) Thomas W. Travis
LTG Howard B. Bromberg Benjamin Riley Lt Gen Robert P. Otto
LTG Charles T. Cleveland Philip Rodgers Lt Gen Samuel D. Cox
LTG Robert S. Ferrell Matthew Schaffer Jacqueline R. Henningsen
LTG Michael Ferriter Pat Tamburrino Maj Gen Richard C. Johnston
LTG Patricia D. Horoho Nancy Spruill (Executive Agent) Maj Gen Garrett Harencak
LTG James L. Huggins, Jr. AS OF DECEMBER 2013
Maj Gen David W. Allvin (Executive Agent)
LTG William E. Ingram, Jr. James J. Brooks (Executive Agent)
LTG Mary A. Legere
AS OF DECEMBER 2013

LTG David L. Mann


LTG Raymond V. Mason
LTG Jeffrey W. Talley
Marie T. Dominguez
MG David E. Quantock
MG Michael T. Harrison, Sr. (Lead Agent)

AS OF DECEMBER 2013

64 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
PRESIDENT’S COUNCIL

The RAND President’s Council is a


leadership group of individuals who
make significant contributions to
support the mission of RAND and
the efforts of its president and CEO
to increase the impact and influence
of RAND’s research and analysis on
public policy.

Members are part of a cabinet that


provides philanthropic support and
advice to RAND’s president and
CEO on how to ensure RAND is
an organization whose research,
analysis, and public engagement help
policymakers address the world’s most
important challenges.

The President’s Council is made


up of the following major donors:

Harold Brown
Frank C. Carlucci
Marcia Carlucci

RAND Europe is an independent, not-for-profit subsidiary of the RAND Corporation, Rita E. Hauser
with offices in Cambridge, United Kingdom, and Brussels, Belgium. Frederick S. Pardee
Jerry Speyer
RAND Europe Council of Advisors
Donald B. Rice
Michael D. Rich (Chair)
Susan F. Rice
Paul Adamson OBE
Sir John Boyd KCMG David K. Richards
Lord Crisp KCB James F. Rothenberg
Philippa Foster Back OBE
Charles J. Zwick
Susan Hitch
David Howarth
Frank Kelly CBE FRS
Lord Kinnock PC
Gunvor Kronman
Philip Lader
Michael Portillo

AS OF DECEMBER 2013

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 65
Clients and Grantors

U.S. Government National Institutes of Health National Aeronautics and Space Administration
Eunice Kennedy Shriver National Institute of National Science Foundation
Administrative Office of the United States Courts Child Health and Human Development Office of the Director of National Intelligence
Consumer Financial Protection Bureau National Cancer Institute Social Security Administration
Department of Defense National Center for Complementary United States Agency for International Development
Defense Security Cooperation Agency and Alternative Medicine
Defense Threat Reduction Agency National Heart, Lung, and Blood Institute
Non-U.S. Governments, Agencies,
Department of the Air Force National Institute on Aging
and Ministries
Department of the Army National Institute on Alcohol Abuse
Medical Research Acquisition Activity and Alcoholism Arab Administrative Development Organization

Department of the Navy National Institute of Allergy Commonwealth of Australia


and Infectious Diseases European Commission
Marine Corps
National Institute on Drug Abuse Bureau of European Policy Advisers
Naval Postgraduate School
National Institute of Environmental Directorate-General for Communications Networks,
Joint Staff Health Sciences Content and Technology
Missile Defense Agency National Institute of Mental Health Directorate-General for Employment, Social Affairs
Office of the Secretary of Defense National Institute on Minority Health and and Inclusion
Office of the Director, Cost Assessment Health Disparities Directorate-General for Justice
and Program Evaluation National Institute of Nursing Research Directorate-General for Research and Innovation
Under Secretary of Defense for Acquisition, National Institute for Occupational Safety
Technology, and Logistics European Defence Agency
and Health
Defense Advanced Research Projects Agency European Parliament
Department of Homeland Security
Under Secretary of Defense for Personnel European Union Agency for Network and
U.S. Coast Guard Information Security
and Readiness
Department of the Interior Instituto de Nutrición de Centro América y
Under Secretary of Defense for Policy
Bureau of Reclamation Panamá (INCAP)
Unified Combatant Commands
Department of Justice Iraq
Department of Education
National Institute of Justice Kurdistan Regional Government
Institute of Education Sciences
Office of Justice Programs Israel
Department of Energy
Department of Labor Ministry of Foreign Affairs
National Renewable Energy Laboratory
Department of State Prime Minister’s Office
Pacific Northwest National Laboratory
Department of Veterans Affairs People’s Republic of China
Department of Health and Human Services
Sepulveda VA Medical Center Department of Housing and Urban-Rural
Administration for Children and Families Development of Guangdong Province
Environmental Protection Agency
Office of Planning, Research, and Evaluation Republic of Korea
Federal Reserve Bank of Boston
Agency for Healthcare Research and Quality Ministry of Unification
Federal Reserve Bank of New York
Centers for Medicare and Medicaid Services Republic of Singapore
Intelligence Community
Centers for Disease Control and Prevention Ministry of Defence
National Institute for Occupational Safety
and Health

66 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
State of Qatar Commonwealth of Massachusetts Foundations
Cultural Village Foundation (Katara) District of Columbia
Aetna Foundation
Qatar Environment and Energy Research Institute Department of Health
The Lance Armstrong Foundation
Qatar National Food Security Programme State of Delaware
Atlantic Philanthropies
United Arab Emirates State of Hawaii
California HealthCare Foundation
Abu Dhabi Education Council The Research Corporation of the University
of Hawaii Carnegie Corporation of New York
Abu Dhabi Police General Headquarters
State of Louisiana The Commonwealth Fund
Court of the Crown Prince, Abu Dhabi
Office of Coastal Protection and Restoration Communities Foundation of Texas
United Kingdom
State of New Mexico The Community Foundation for Greater New Haven
Defence Science and Technology Laboratory
The Delle Foundation
Department of Health
Colleges and Universities Doha International Institute for Family Studies and
Highways Agency Development
HM Revenue and Customs American College of Emergency Physicians Elizabeth Dole Foundation
HS2 (High Speed Two) Carnegie Mellon University European and Developing Countries Clinical Trials
Ministry of Defence Columbia University Medical Center Partnership
Ministry of Justice Dartmouth College European Programme for Integration and Migration
National Institute for Health Research Harvard University The Ford Foundation
Public Health England Indiana University Bill and Melinda Gates Foundation
South London and Maudsley NHS Foundation Trust Loyola Marymount University Graham Boeckh Foundation
National University of Singapore Howard Heinz Endowment
International Organizations Pennsylvania State University The William and Flora Hewlett Foundation

United Nations World Food Programme Qatar University The Robert Wood Johnson Foundation

World Bank Research Foundation of The City University of Ewing Marion Kauffman Foundation
New York MacArthur Foundation
Tilburg University, CentERdata
U.S. State and Local Governments Macmillan Cancer Support
University of Arizona McCormick Tribune Foundation
State of California University of Arizona, Tucson New York State Health Foundation
California Energy Commission University of Arkansas Ploughshares Fund
Commission on Health and Safety and Workers’ University of California
Compensation Qatar Foundation
University of California, Los Angeles Qatar National Research Fund
Department of Industrial Relations
University of California, San Diego The Rockefeller Foundation
Department of Water Resources
University of Maryland Rosenberg Foundation
California Municipal Agencies
University of Michigan Alfred P. Sloan Foundation
Los Angeles County
University of Pittsburgh Spencer Foundation
Los Angeles County Probation Department
University of Southern California The Stanton Foundation
The Superior Court of California—County of San
Francisco Vanderbilt University Wallace Foundation
Yale University Wellcome Trust

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 67
Industry Professional Associations Institute for Healthcare Improvement
Integrated Healthcare Associates
Aetna American Association of Colleges of Nursing
International Initiative for Impact Evaluation (3ie)
American Academy of Family Physicians American Medical Association
Kaiser Foundation Research Institute
Asian Development Bank Association of American Medical Colleges
The Kearny Alliance
BOTEC Analysis Corporation
Kentucky Valley Educational Cooperative
Brown and Caldwell Other Nonprofit Organizations
Korea Institute for Defense Analyses
Econometrica, Inc. American Institutes for Research
Merck Childhood Asthma Network, Inc.
Ethicon Endo-Surgery Inc. American Society of Anesthesiologists
The MITRE Corporation
The Export-Import Bank of Korea America’s Health Insurance Plans Foundation
National Academy of Sciences
General Electric Arkansas Tobacco Settlement Commission
National Bureau of Economic Research
GlaxoSmithKline Beaver Valley Intermediate Unit
National Education Association
Guardians of Honor, LLC Blue Cross and Blue Shield Association
National Institute on Money in State Politics
Health Services Advisory Group Blue Shield of California
New Jersey Hospital Association
HNTB Corporation California Mental Health Services Authority
New Leaders for New Schools
IMPAQ International Center for Court Innovation
Public Policy Institute of California
Institute for Mobility Research Children’s Hospital Boston
Region IX Education Cooperative
Inter-American Development Bank Children’s National Medical Center
Samueli Institute
James Bell Associates Collaborative Spine Research Foundation
Seattle Children’s Research Institute
Juniper Networks College Bound
SEDL
KeyLogic Systems, Inc. College for All Texans Foundation
Stockholm Environment Institute
Khalifa Fund for Enterprise Development Community Care Behavioral Health Organization
Taos Pueblo
Mathematica Policy Research Dana-Farber Cancer Institute
The Urban Child Institute
MWH Americas Economic Mobility Corporation
Vera Institute of Justice
NC Healthcare Innovation, LLC ECRI Institute
The Water Institute of the Gulf
NuStats Educational Testing Service
Wounded Warrior Project
PepsiCo Inc. Green Dot Public Schools
Philips Lifeline HelpMeSee Inc.
Policy Studies Associates, Inc. Himalayan Cataract Project
Reckitt Benckiser Homeboy Industries
Resolution Economics
Risk Management Solutions
Silatech
SurveyMETER
TeleTracking
Truven Health Analytics
WellPoint Health Network Inc.

68 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
SENIOR LEADERSHIP

Michael D. Rich Research Unit Management RESEARCH DEPARTMENT MANAGEMENT


President and Chief Executive Officer
Tim Bonds Anita Chandra
Jennifer Gould Vice President and Director, RAND Arroyo Center Director, Behavioral and Policy Sciences Department
Special Assistant to the President
Ted Harshberger Nicole Maestas
Richard Fallon Vice President and Director, RAND Project AIR FORCE Director, Economics, Sociology, and Statistics Department
Senior Vice President and Chief Financial Officer
Debra Knopman Jennifer D. P. Moroney
Andrew R. Hoehn Vice President and Director, RAND Justice, Director, Defense and Political Sciences Department
Senior Vice President, Research and Analysis Infrastructure, and Environment
William Welser IV
Allison Elder Krishna B. Kumar Director, Engineering and Applied Sciences Department
Vice President, Human Resources Director, RAND Labor and Population

Patrick Horrigan V. Darleen Opfer


Director, RAND Education Pardee RAND Graduate School
Vice President, Office of Services

Hans Pung Susan L. Marquis


Naveena Ponnusamy Dean, Pardee RAND Graduate School; Vice President,
Executive Director of Development President, RAND Europe
Emerging Policy Research and Methods

Charles Ries Jack Riley


Vice President, International Vice President, RAND National Security Research Division;
Director, RAND National Defense Research Institute

Melissa Rowe
Jeffrey Wasserman
Vice President, Global Research Talent
Vice President and Director, RAND Health

Debra Schroeder
Vice President, General Counsel, and Corporate Secretary

Margaret Schumacher
Executive Director (Acting), Office of External Affairs

For a full list of RAND leadership, visit www.rand.org/about/organization

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 69
Additional Reading

To find out more about the 2013 research and activities highlighted on pages 4–35, see the following or visit www.rand.org

Service Members, Veterans, A New Tool for Assessing Workforce Management “Nurse-Managed Health Centers and Patient-
and Their Families Policies Over Time: Extending the Dynamic Centered Medical Homes Could Mitigate Expected
Retention Model, Beth J. Asch et al., RAND Primary Care Physician Shortage,” David I. Auerbach
Military Caregivers: Cornerstones of Support Corporation, 2013 et al., Health Affairs, Vol. 32, No. 11, November 2013
for Our Nation’s Wounded, Ill, and Injured Veterans,
Terri Tanielian et al., RAND Corporation, 2013
International Affairs Public Safety and Security
“Gone to War: Have Deployments Increased
Preparing for the Possibility of a North Korean Collapse, Evaluating the Effectiveness of Correctional
Divorces?” Sebastian Negrusa et al.,
Bruce W. Bennett, RAND Corporation, 2013 Education: A Meta-Analysis of Programs That Provide
Journal of Population Economics, Vol. 27,
Education to Incarcerated Adults, Lois M. Davis
published online September 1, 2013
Critical Materials: Present Danger to U.S. et al., RAND Corporation, 2013
Manufacturing, Richard Silberglitt et al., RAND
Physical and Psychological Health Following
Corporation, 2013 Before the Grand Opening: Measuring Washington
Military Sexual Assault: Recommendations for Care,
State’s Marijuana Market in the Last Year Before
Research, and Policy, Coreen Farris et al.,
Sea Power and American Interests in the Western Legalized Commercial Sales, Beau Kilmer et al.,
RAND Corporation, 2013
Pacific, David C. Gompert, RAND Corporation, 2013 RAND Corporation, 2013
“Enemy Within: Military Sexual Assault Inflicts
Turkish-Iranian Relations in a Changing Middle Effective Policing for 21st-Century Israel, Jessica
Physical, Psychological, Financial Pain,” Coreen
East, F. Stephen Larrabee and Alireza Nader, Saunders et al., RAND Corporation, 2013
Farris et al., RAND Review, Vol. 37, No. 1, 2013
RAND Corporation, 2013

The Era of Austerity?


Airpower Options for Syria: Assessing Objectives Education
and Missions for Aerial Intervention, Karl P. Mueller
Getting to Work on Summer Learning:
“NATO Forces Approach Financial Day of Reckoning,” et al., RAND Corporation, 2013
Recommended Practices for Success, Catherine H.
F. Stephen Larrabee, RAND Review, Vol. 36,
Augustine et al., RAND Corporation, 2013
No. 3, 2013
Health and Health Care
Building the Links Between Funding and Quality
“U.S. Forces Face Strategic Trade-Offs,” Lynn E. Davis,
Mapping Pathways: Developing Evidence-Based, in Higher Education: India’s Challenge, Lindsay
RAND Review, Vol. 36, No. 3, 2013
People-Centred Strategies for the Use of Antiretrovirals Daugherty et al., RAND Corporation, 2013
as Prevention, Molly Morgan Jones et al., RAND
“U.S. Defense Department Needs to Set Priorities,
Corporation, 2013
Weigh Risks,” Stuart E. Johnson and Irv Blickstein,
Related Reading
RAND Review, Vol. 36, No. 3, 2013
“Monetary Costs of Dementia in the United States,”
Saving the Government Money: Recent Examples
Michael D. Hurd et al., New England Journal of
from RAND’s Federally Funded Research and
Forces and Resources Medicine, Vol. 368, No. 14, April 2013
Development Centers, RAND Corporation, 2013
Do Joint Fighter Programs Save Money? Mark A. “Eating Better for Less: A National Discount Program
Making a Difference: A Look Back at How Well We
Lorell et al., RAND Corporation, 2013 for Healthy Food Purchases in South Africa,” Ruopeng
Carried Out Our Mission in 2013, Michael D. Rich,
An et al., American Journal of Health Behavior,
Out of the Shadows: The Health and Well-Being of RAND Corporation, 2014
Vol. 37, No. 1, January 2013
Private Contractors Working in Conflict Environments,
Molly Dunigan et al., RAND Corporation, 2013 “Insurance Coverage of Emergency Care for
Young Adults Under Health Reform,” Andrew Mulcahy
et al., New England Journal of Medicine, Vol. 368,
No. 22, May 2013

70 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
Photo Credits

AP IMAGES Page 30 (top) — A man pulls out a bag of marijuana to fill NATO
Page 5 (upper left) — Army Staff Sgt. Nicholas Lanier at his a pipe at the first day of Hempfest in Seattle, WA. (AP Photo/ Page 9 and cover — Nation flags outside a summit meeting
home in Hinesville, GA. A combat veteran and father to four, Elaine Thompson) in Baden-Baden (NATO)
he can’t remain in the military because of a serious back
Page 32 and contents — A child at work in a classroom.
injury, but he can’t yet accept a civilian job because PRISONEDUCATION.COM
(Dominic Lipinski/Press Association via AP Images)
he doesn’t know when the military will discharge him. Page 29 (left) — Damian Thomas, Andre Pierce, and Jason
(AP Photo/Stephen Morton) Page 33 (left) and cover — Allie Wilkes hammers a nail at Peters take part in an English class offered by Wesleyan
the Rebuilding Hope summer camp in Henderson, NC. University for inmates at Cheshire Correctional Institute
Page 7 — Nichole Bowen, right, formerly of the U.S. Army,
(AP Photo/The Daily Dispatch, Wes Hight) in Cheshire, CT. Inmates interested in the course had to
who identified herself as being a survivor of sexual assault
undergo a rigorous admissions process to get into the class.
during her time in military service, listens to a question as
ARMY.MIL (Christopher Capozziello for The New York Times)
she meets with reporters in Seattle about the issue of sexual
assault in the military. At left is U.S. Sen. Patty Murray, Page 4 and cover — Staff Sgt. Timothy Bailey of the North
D-Wash., who has introduced the Combating Military Sexual Dakota Army National Guard kisses his daughter as he is SPERTUS
Assault Act of 2013. (AP Photo/Ted S. Warren) greeted by his family upon his return. (DoD photo by Senior Page 39 — Kenneth R. Feinberg
Master Sgt. David H. Lipp)
Page 8 — A U.S. Marine Corps CH-46 Sea Knight helicopter U.S. AIR FORCE
flies into the fog over the ocean off San Diego, CA. Page 13 (right) — Soldier. (U.S. Army)
Page 11 — U.S. Air Force Master Sgt. Kelvin Miller, right,
(AP IMAGES/Mike Blake)
Page 15 (left) — 1st Cavalry conduct presence patrol assigned to the 386th Expeditionary Logistics Readiness
Page 13 (left) and cover — Lt. Col. Benjamin Bishop, the around FOB Fenty. (Sgt. Margaret Taylor, 129th Mobile Public Squadron, reviews the contents of a mobility bag to check for
422nd Test and Evaluation Squadron director of operations, Affairs Detachment) accountability of all items at the 386th Expeditionary Theater
completes preflight checks before his first sortie in an Distribution Center at an undisclosed location in Southwest
F-35A Lightning II at Eglin Air Force Base, FL. (U.S. Air Force GETTY IMAGES Asia. (U.S. Air Force photo by Senior Airman Courtney
photo by Samuel King Jr./Rex Features via AP Images) Richardson/Released)
Page 56 (James Lauritz/Photographer’s Choice RF)

Page 16 and cover — North Korean soldiers salute during CHARA WILLIAMS/FOTOLIA
JOANNA ANTHONY
a military parade at Kim Il Sung Square. (AP Photo/Kim Page 53 (top left)
Kwang Hyon) Page 65

FOTOLIA
Page 19 — Soldiers stand on guard on the Chinese aircraft COURTESY SHEILA C. BAIR
carrier Liaoning heading for south China’s Sanya city at Page 6; page 17 (left); page 24 (right); page 25 (left); page
Page 39 (right)
a military port in Qingdao in east China’s Shandong province. 26; page 27 (top); page 28; page 34 (top); page 35; page 52;
(Photo By Zhang Kai/Color China Photo/AP Images) page 53 (bottom right); page 58 (right); page 59 (left);
DIANE BALDWIN
page 61 (left); page 62 (right); page 63 (left); page 63
Page 20 — Turkish Prime Minister Recep Tayyip Erdogan, Page 3; page 5 (bottom right); page 9 (right); page 10; (middle) and cover
center left, is accompanied by Iran’s First Vice President page 15 (right); page 17 (right); page 23 (right); page 24
Eshagh Jahangiri during an official welcoming ceremony (left); page 25 (right); page 27 (bottom); page 29 (right);
iSTOCK
in Tehran, Iran, January 29, 2014. (AP Photo/Ebrahim Noroozi) page 30 (bottom); page 33 (right); page 34 (bottom);
Page 12
page 38 (left); page 39 (bottom); page 40; page 44
Page 22 and cover — Dr. Lisa Sterman prescribes Truvada (left and top); page 45; pages 46–51; page 55; page 57; Page 21 — Smoke rises across Aleppo, Syria, in October
off-label for about a dozen patients at high risk of developing page 58 (left and center); page 59 (center and right); 2012. (Ugurhan Betin/iStock)
AIDS. In June 2013, U.S. health officials said the drug is page 60; page 61 (right); page 62 (left); page 63 (right)
an option for preventing infection in people who inject illegal
SHUTTERSTOCK
drugs. (AP Photo/Jeff Chiu) WIN BOERCKEL
Page 14
Page 43; page 44 (bottom right)
Page 23 (left) and cover — Samastha, a USAID-funded
organization, will provide HIV and AIDS prevention, THINKSTOCK
care, and treatment programs and services to vulnerable DAVID GALEN
Page 18; page 31
and affected populations in 12 highly prevalent districts Page 38 (right)
in India’s southern states of Karnataka and Andhra Pradesh.
(AP Photo/Aijaz Rahi)

R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13 71
For more information about RAND

Call 310.393.0411 x7712


Write RAND Corporation
Margaret Schumacher, Executive Director (acting)
Office of External Affairs
1776 Main Street
P.O. Box 2138
Santa Monica, CA 90407-2138
Email Margaret_Schumacher@rand.org

To order RAND publications


Call 310.451.7002 or toll free 877.584.8642
Email order@rand.org
Web www.rand.org

2013 Annual Report Team

JEREMY RAWITCH
Associate Director, Strategic Communications

STEVE BAECK
Manager, Corporate Communications

PETER SORIANO
Design

TODD DUFT
Production

72 R A N D C o r p o rat i o n A nn u a l R e p o r t 2 0 13
RAND BOARD OF TRUSTEES

Karen Elliott House (Chair) Michael Lynton


Former Publisher, The Wall Street Journal; Former Senior Chief Executive Officer, Sony Entertainment, Inc.;
Vice President, Dow Jones and Company, Inc. Chairman and Chief Executive Officer, Sony Pictures
Entertainment
Richard J. Danzig (Vice Chair)
Senior Advisor, Center for a New American Security;
Ronald L. Olson
Former U.S. Secretary of the Navy Partner, Munger, Tolles & Olson LLP

Barbara Barrett Mary E. Peters


President and Chief Executive Officer, Triple Creek Ranch; Mary Peters Consulting Group LLC; Former
Former U.S. Ambassador to Finland U.S. Secretary of Transportation

Kenneth R. Feinberg Donald B. Rice


Founder and Managing Partner, Feinberg Rozen, LLP Retired President and Chief Executive Officer,
Agensys, Inc.; Former U.S. Secretary of the Air Force
Francis Fukuyama
Olivier Nomellini Senior Fellow, The Freeman Spogli
Michael D. Rich
Institute for International Studies, Center on Democracy, President and Chief Executive Officer,
Development, and the Rule of Law, Stanford University RAND Corporation

Pedro José Greer, Jr., M.D. David K. Richards


Associate Dean for Community Engagement, Private Investor
Florida International University College of Medicine
Hector Ruiz
Bonnie G. Hill Chief Executive Officer and Founder, Bull Ventures,
President, B. Hill Enterprises, LLC LLC; Former Chairman, GLOBALFOUNDRIES;
Former Chairman and Chief Executive Officer,
Ann McLaughlin Korologos Advanced Micro Devices, Inc.
Chairman Emeritus, The Aspen Institute; Former
U.S. Secretary of Labor
Leonard D. Schaeffer
Senior Advisor, TPG Capital; Former Chairman and
Philip Lader Chief Executive Officer, WellPoint
Chairman, The WPP Group; Senior Advisor, Morgan
Stanley International; Partner, Nelson, Mullens,
Riley & Scarborough; Former U.S. Ambassador to the Trustees Emeriti
Court of St. James’s
Harold Brown
Michael E. Leiter Counselor and Trustee, Center for Strategic and
Senior Counselor to the Chief Executive Officer, International Studies; Former U.S. Secretary of Defense
Palantir Technologies; Former Director, U.S. National
Counterterrorism Center Frank C. Carlucci
Former Chairman, The Carlyle Group; Former
Peter Lowy U.S. Secretary of Defense
Co-Chief Executive Officer, Westfield, LLC
DECEMBER 2013
James M. Loy
Admiral, United States Coast Guard, Retired; Senior
Counselor, The Cohen Group; Former Deputy Secretary,
U.S. Department of Homeland Security
OUR MISSION

THE RAND CORPORATION


IS A NONPROFIT
INSTITUTION THAT
HELPS IMPROVE POLICY
AND DECISIONMAKING
THROUGH RESEARCH
AND ANALYSIS.

www.rand.org

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