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Harvard University
AND
ELLEN WINNER
The research reported here was supported by grants from the National Science Foun-
dation (BNS 13099) and the National Institute of Education (G-78-0031). Portions of this
paper were presented at the American Educational Research Association, 1980. We are
grateful to the following individuals for their help: Arnold Lanni, Assistant Superintendent,
Arlington Public Schools; Mary Murphy, Principal, Dallin School, Arlington Public Schools;
Thomas Trevisani, English Department Chairman, Arlington High School; Charles Chris-
tensen, Principal, Arlington Junior High East; Ellen Krim, Director, Lesley-Ellis Preschool;
and the many teachers and students who contributed to this research. We also thank
Margaret McCarthy Herzig and Eve Mendelsohn for their assistance in the conduct of this
research. Reprint requests should be sent to Ellen Winner, Department of Psychology,
Boston College, Chestnut Hill, MA 02167.
135
0022-0%5/82/040135-16$02.00/0
Copyright 0 1982 by Academic Press, Inc.
All rights of reproduction in any form reserved.
136 SILBERSTEIN ET AL
’ Ortony (1979) has argued that the ground of a metaphor links a highly salient feature
of the vehicle and a low salient feature of the topic. He argues that sentences which link
two objects on the basis of highly salient properties of each are not metaphors but are
literal comparisons. While we accept the point that literal comparisons are often based on
highly salient properties of two objects (e.g., “A candle is like a torch”), we also believe
that metaphorical comparisons can be similarly constructed. For example, in “Clouds are
cotton balls,” the properties of whiteness and fluffiness are highly salient to both terms.
What distinguishes metaphors based on highly salient properties of the topic is that they
are more “obvious” than those based on low salient properties. Thus, a metaphor based
on the color of a stop sign is likely to be more obvious, more immediately apprehendable.
than one based on its shape.
METAPHOR 139
TABLE 1
SAMPLE ITEMS
tual) were salient properties of each topic. Choices were marked as being
salient for one or more grounds when 80% or more of the judges agreed
on the salient characteristic(s) of a topic (e.g., color and movement were
deemed salient for fulling autumn leaves). In 17 of the 25 items, at least
one of the choices offered was marked as salient with respect to the
topic.
Procedure
Subjects were told that poems ofteninvolve “interesting and different
names for things” and that the experimenters wanted to find out what
kinds of poems people like best. In order to introduce the task, the
experimenter then read aloud a sample incomplete sentence with seven
different completions, articulating for the subjects the ground of each
comparison.
In both oral and written administrations of the task, the experimenter
read each item aloud twice as a series of five complete sentences. For
each item, subjects were asked to select the completion they liked best.
The choices were then read again, and subjects were asked to choose
their second favorite. In the oral version, children were seen individually.
Subjects given the written version were tested as a group in their
classrooms.
In addition to indicating their preferences, subjects were asked to state
or record the grounds of the completions that they selected. For example,
after choosing the metaphor “Falling autumn leaves, are old photo-
graphs,” the subject was asked, “Why would you say that falling autumn
leaves are old photographs? How are they alike?” This questioning pro-
cedure made it possible to determine whether subjects perceived the
ground of a metaphor to be the same as that designated by the adult
judges.
Scoring
Responses were scored in two ways. First, the percentage of times
each type of completion was chosen out of the number of times it ap-
peared on the task was tabulated for each subject. Second, in order to
investigate whether a subject chose a completion with a different ground
in mind than ours, responses were also scored according to the subjects’
explanations of the ground. For example, a subject might choose Fulling
autumn leaves are old photographs and explain that “old photographs
turn yellow like leaves.” In such a case, the response would be scored
as “color.” This method of scoring was carried out by two judges who
achieved 94% agreement. Because of the high task demands of written
responses for the younger children, only those elementary school children
in the oral condition were scored in this way. From eighth grade through
college, subjects’ written responses were evaluated in this way. In order
142 SILBERSTEIN ET AL.
RESULTS
Type and Number of Grounds Preferred
A comparison of the effect of the mode of presentation for subjects
in grades 3, 5, and 6 revealed no significant differences in the ANOVAs
described below for any ground, whether first choice alone or first and
second choices summed was the dependent variable. Consequently, sub-
jects in both conditions are included in the following analyses, as are
the first graders in the oral condition and the subjects in eighth grade
through college who received the written version.
In order to evaluate the interaction of age and ground, a set of non-
independent analyses of variance was performed on the percentage of
times each kind of completion was chosen as a first choice. At the same
time, the linearity of age differences was tested using orthogonal trend
analysis, with the coefficients adjusted for unequal age intervals (Robson,
1959). Both types of tests were also performed using summed first and
second choices as the dependent variable. Because similar results were
obtained, only the results for first choice are reported here. The results
of these analyses and of Newman-Keuls post hoc tests are presented
in Table 2. Clear age trends emerged from these analyses.
As predicted, preferences shifted from static-perceptual grounds (shape
and color) to dynamic-perceptual grounds (movement and sound) to con-
ceptual grounds. Combination grounds were preferred at all ages over
any single ground (except for first graders, who showed an equal pref-
erence for shape metaphors). Literal completions declined with age, but
increased in the 8th and 10th grades.
As a further test of age trends, the preferred ground of each subject
was determined. All but nine subjects demonstrated a preference for one
type of ground over all others, and these nine subjects (who chose two
or more grounds at equally high frequencies) were excluded from this
analysis. A log-linear analysis (Goodman, 1970) was performed in order
to make comparisons similar to those reported above for the percentage
use of each ground. Again, the linearity of age trends was evaluated. In
order to provide sufficient cell sizes, the static-perceptual grounds, color
and shape, were collapsed into one category, as were the dynamic-per-
ceptual grounds, sound and movement. In addition, pairs of grades were
collapsed (l-3, 5-6, 8-10, 12-college). The collapsed data are shown
in Table 3.
METAPHOR 143
Explication of Grounds
The grounds articulated by subjects in grades l-6 in the oral admin-
istration of the task were compared to the grounds assigned to the met-
aphors by the adult judges. Agreement between the two sets of scores
increased over age from 62% in first grade to 74% in sixth grade. The
increased concurrence resulted from several factors: a decrease in the
number of times a subject proved unable to offer an explication; an
increased ability to articulate both grounds of a combination metaphor;
and fewer associative, nonmetaphorical links between the two terms,
especially in conceptual metaphors. From eighth grade through college,
subjects gave the same ground as the judges on 84% or more of the
metaphors.
Examination of explications from first grade through college revealed
that even the youngest children encountered little difficulty explicating
perceptual grounds, whether static (color and shape) or dynamic (sound
and movement). However, when first and third graders chose conceptual
metaphors (e.g., Falling autumn leaves are old photographs}, they of-
fered appropriate conceptual explications only one-fifth of the time. The
rest of the time they divided their responses equally between positing
associative connections (“Sometimes you take pictures of leaves,“) or
perceptual ones (“Leaves land in a pile, and so do old pictures, because
they get messy over time”). By fifth grade, children were able to explicate
two-thirds of their conceptual selections appropriately; with age, these
explications became increasingly articulate. For instance, a tenth grader
wrote, “Autumn leaves and old photos both represent something that
was once alive and has now become old, faded, and decaying-both
seem lost and sad.”
TABLE 2
THE DEVELOPMENT OF PREFERENCES FOR GROUNDS: MEAN PERCENTAGES AND ANOVA RESULTS
___~
Grade
Completion 1 3 5 6 8 10 12 C
type (n = 15) (n = 21) (n = 21) (n = 21) (n = 15) (n = IS) (n = 15) (n = 15) ANOVA results
.-~ ___~~___~ ~ ~__
Shape 27 20 27 18 19 16 16 17 Overall F(7, 130) = 4.13, p < ,001
Linear F(1, 130) = 16.67, p < .OOl
Newman-Keuls: 1, 5 > 6, 10, 12,
C (3, 8 intermediate),b p < .05
a Numbers refer to the percentage of times particular grounds were chosen out of the total number of times these grounds appeared.
b Subjects in grades 1 and 5 chose significantly more shape metaphors than subjects in grades 6, 10, 12, and college (C), while subjects in grades E
3 and 8 selected shape metaphors at an intermediate frequency.
146 SILBERSTEIN ET AL.
TABLE 3
CONTINGENCY TABLE OF NUMBER OF SUBJECTS IN EACH GRADE PREFERRING EACH GROUND
Ground
Static- Dynamic-
Grade perceptual perceptual Conceptual Literal Combination Total
1, 3 6 2 0 16 8 30
5, 6 8 6 I 8 18 36
8, 10 3 1 2 9 12 25
12, c 0 2 11 4 12 26
Total 17 11 14 35 50 117
DISCUSSION
In addition to shedding some light on the relationship between me-
taphoric production, comprehension, and preference, the results reveal
the development of preferences for different metaphorical grounds, and
for literal vs metaphorical language.
The hypothesized shift of preferences from “obvious” to “subtle”
metaphors was evident in the grounds preferred throughout development.
The metaphorical grounds which grade school children initially find ap-
pealing are the static-perceptual properties of shape and color, grounds
which are among the earliest metaphors that children themselves produce
(Winner, 1979). Concurrent with evidence that color gives way to form
as a basis for classification (Bruner, Olver, & Greenfield, 1966), shape
appears to be an important and sufficiently interesting feature of objects
to also remain a moderately appealing ground for metaphors at later
ages. Color, on the other hand, may be too superficial or accidental a
characteristic to satisfy adult aesthetic standards. The developing ap-
preciation for dynamic-perceptual grounds reflects a shift away from
grounds based on strictly visual, static, relatively constant features of
an object, toward ones based on more abstract and transient properties.
This shift continues as preferences move to conceptual grounds.
Contrary to hypothesis, combination grounds did not reflect the de-
velopmental shift in preferences. Combination grounds were strongly
preferred across the age spectrum. The clear preference for combination
grounds over any single ground is especially notable since it pertained
to all combinations of grounds. There are several possible explanations
for this finding. It may be that the number of properties shared by a
topic and vehicle is not an index of a metaphor’s degree of subtlety and
tension. Or perhaps it is only metaphors based on more than two grounds
which are low in tension and subtlety. It is also possible that demand
characteristics enhanced the selections of combination grounds: such
grounds require more explanation, and “more” may well be perceived
METAPHOR 147
REFERENCE NOTES
1. Marti, E. La pens&e analogique chez l’enfant de 2 a 7 ans: Etude genetique des liaisons
fondees sur la resemblance. Unpublished doctoral dissertation, University of Geneva,
1979.
2. Snyder, J. The spontaneous production offigurative language and word play by grade
school children. Unpublished doctoral dissertation, Boston University, 1979.
RECEIVED: April 21, 1981; REVISED: August 20, 1981, October 16, 1981.