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Feature Article/Lloyd et al.

Stress and Diabetes: A Review of the Links


Cathy Lloyd, PhD; Julie Smith, BSc, RGN, MSc; and Katie Weinger, EdD, RN

Abstract
Evidence suggests that stressful experi- ways in which stress might affect dia-
ences might affect diabetes, in terms betes, both through physiological
of both its onset and its exacerbation. mechanisms and via behavior. They
In this article, the authors review also discuss the implications of this
some of this evidence and consider for clinical practice and care.

In recent years, the complexities of the example, Thernlund et al.2 suggested


relationship between stress and dia- that negative stressful experiences in
betes have become well known but the first 2 years of life may increase
have been less well researched. Some the risk of developing type 1 diabetes
studies have suggested that stressful in children. Other factors, such as
experiences might affect the onset high family chaos and behavioral
and/or the metabolic control of dia- problems, were also implicated. Other
betes, but findings have often been research has also supported the
inconclusive. In this article, we review hypothesis that stressful experiences
some of this research before going on can lead to increased risk for develop-
to consider how stress might affect ing type 1 or type 2 diabetes.3–5
diabetes control and the physiological In a large population-based survey
mechanisms through which this may of glucose intolerance, Mooy et al.6
occur. Finally, we discuss the implica- demonstrated an association between
tions for clinical practice and care. stressful experiences and the diagnosis
Before going any further, however, of type 2 diabetes. Although this was
the meaning of the term stress must be a cross-sectional study, the authors
clarified because it can be used in dif- investigated stress levels in people
ferent ways. Stress may be thought of with previously undetected diabetes in
as a) a physiological response to an order to rule out the possibility that
external stimulus, or b) a psychologi- the disease itself influenced reports of
cal response to external stimuli, or c) stressful experiences. They also took
stressful events themselves, which can other factors into account, such as
be negative or positive or both. In this alcohol consumption, physical activity
article, we address all three aspects of level, and education.
stress: stressful events or experiences Bjorntop7 has attempted to explain
(sometimes referred to as stressors) the physiological links between stress-
and the physiological and psychologi- ful experiences and the onset of dia-
cal/behavioral responses to these. betes. He argues that the psychologi-
cal reaction to stressors of defeatism
Role of Stress in the Onset of Diabetes or helplessness leads to the activation
Stressful experiences have been impli- of the hypothalamo-pituitary-adrenal
cated in the onset of diabetes in indi- (HPA) axis, leading in turn to various
viduals already predisposed to devel- endocrine abnormalities, such as high
oping the disease. As early as the cortisol and low sex steroid levels,
beginning of the 17th century, the that antagonize the actions of insulin.
onset of diabetes was linked to “pro- At the same time, an increase in vis-
longed sorrow” by an English physi- ceral adiposity (increased girth) is
cian.1 seen, which plays an important role in
Address correspondence and requests Since then, a number of research diabetes by contributing to insulin
for reprints to Dr. C.E. Lloyd, Faculty studies have identified stressors such resistance.8 Increased visceral adiposi-
of Health & Social Care, The Open as family losses and workplace stress ty can be measured by waist-to-hip
University, Walton Hall, Milton as factors triggering the onset of dia- ratio. In the Mooy et al. study of type
Keynes, MK7 6AA, U.K. betes, both type 1 and type 2. For 2 diabetes,6 there was only a weak
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Diabetes Spectrum Volume 18, Number 2, 2005
Feature Article/Stress and Diabetes

association between stressful experi- influence is important, not only for stressful experiences and changes in
ences and waist-to-hip ratio, suggest- the often debilitating effects poor glycemic control over time was
ing that other factors, so far unidenti- blood glucose control can have on designed.21 Individuals with type 1
fied, may play a mediating role. daily life, but also because of the diabetes were interviewed using an in-
Where stressful experiences have known association between chronical- depth interview schedule and then fol-
been implicated in the onset of type 1 ly high blood glucose levels and the lowed up quarterly for a year with
diabetes, researchers have often development of diabetes complica- measures of diabetes control (hemo-
attempted to explain this in terms of tions.16 globin A1c [A1C]). Unlike previous
the effects of stress on the autoim- It is a complex area of research, studies, the participants were asked
mune system.2 Bottazo et al.9 hypothe- much of it having been conducted in about both negative and positive
sized that environmental factors (e.g., children and adolescents, with fewer stressors in their lives. The results
viruses or toxic agents) trigger the studies in adults or in those with type showed that those whose glycemic
autoimmune destruction of the -cells 2 diabetes, and using a number of dif- control deteriorated over time were
in genetically predisposed individuals. ferent measurement tools. Stressful more likely to report negative stress,
However, not all studies have experiences have been recorded using whereas those whose control
demonstrated a link between stressful anything from simple checklists to improved over the follow-up period
experiences and the development of longer self-report questionnaires, to reported positive stress. Negative
diabetes. In a recent review, in-depth interviewing techniques. stressors included interpersonal con-
Cosgrove10 argued that many of the Most studies in this area have not flicts, death of a close tie, and dis-
studies that have demonstrated a link determined the type or severity of turbed behavior of someone close,
between stressful events and type 1 stress that may influence changes in whereas positive stressors were events
diabetes have been of small size and glycemic control, nor have they been such as engagement to be married,
lacked appropriate control groups. able to fully address the role of other birth of a child, or a desired change in
Cosgrove cited one large Swedish factors in mediating the impact of employment (Figure 1).
study11 indicating that there was no stress on glycemic control. Moreover, Studies such as the one reported
association between stressful events it is difficult to determine the tempo- above have their limitations. For
and the onset of type 1 diabetes. ral relationship between stress and example, not all individuals perceive
However, this study included a wide health, not least because poor health stressors in the same way; what is a
age range (15–34 years) of newly often leads to adverse experiences. negative stressor in one person’s life
diagnosed people. Often quite vast A number of laboratory studies might actually be a positive one in
differences in the type and intensity of have been conducted to demonstrate another’s, so the context in which
life changes are found at the different the effects of specific stressful situa- stress occurs is also important. Some
ages within this range, and changes in tions (for example, arithmetic prob- people react to stressful events in a
social supports (known to be a buffer lem solving, unpleasant interviews) on way that makes them psychologically
to stress) are frequent during these blood glucose levels. Many of these vulnerable, for example, they may
years, especially in the teenage years. studies have demonstrated that these experience feelings of hopelessness or
This may have masked any associa- types of stressors can destabilize blood anxiety, particularly in the context of
tion between stressful experiences and glucose levels, at least for hours at a social isolation or poverty. Others
the development of diabetes. time.17 However, a major criticism of may respond to stress in positive
Given the numerous measurement this approach is that it does not mir- terms or as a “challenge,” or they
strategies and different study popula- ror the real world in which individu- may feel better able to cope with the
tions that have been investigated als with diabetes live. stress because they have several social
through the years, definite conclusions Other studies have focused on that supports or the support of a loving
are difficult to reach. Smaller in-depth real world and have attempted to family. It is easier to categorize major
studies have usually demonstrated a measure naturally occurring stress.18–21 stressors into those that are positive
link between stress and diabetes, These later studies are not without and those that are negative; it is more
whereas larger studies using self- problems however, such as, the myri- difficult for more minor stress or
report checklists to measure the ad possibilities for measurement “hassles.” Long-term chronic difficul-
occurrence of stressful experiences and/or observation, which makes ties are also important, but may
have sometimes failed to support this cross-study comparisons difficult. change in perceived level of severity or
link. Much more conclusive is the evi- Stress may take the form of day-to- negativity over time.
dence regarding the relationship day hassles, and it may be that major Findings from Smith’s study22 of
between stressful experiences and life events (death of a close relative, women’s experiences of diabetes-relat-
metabolic control in those already losing a job) are an added layer of ed stress indicated that a wide variety
diagnosed with diabetes, and it is to complexity, along with long-term of factors were important, including
this research that we now turn. chronic difficulties (e.g., providing relationships with other people
long-term care for a relative or long- (including health care professionals),
Stress and Diabetes Control term unemployment). the interaction between diabetes and
In recent years, some researchers have In an attempt to overcome some of daily life and work, and fear of the
turned their attention to the possibili- the previous methodological limita- future. Minor stressors and hassles
ties of stressful experiences influencing tions, a prospective in-depth investiga- were seen as an integral part of living
diabetes control.12–15 This potential tion into the relationship between with diabetes in this study and were

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Diabetes Spectrum Volume 18, Number 2, 2005
Feature Article/Lloyd et al.

80
increased risk for type 2 diabetes.
Low sense of coherence is thought to
% with each type of stress in past month

70 Positive negatively affect people’s ability to


(No SPS) cope with stressors31 and also to be
60
Other linked to unhealthy lifestyle patterns
50 Severe Personal that could lead to poor health.
Stressors Research also supports the behav-
40 ioral link. Peyrot et al.32 found that
stress and coping affected glycemic
30 control by interfering with self-care
20
practices. Coping behavior was also
shown to affect glycemic control in a
10 study of type 1 and type 2 diabetes
that used sophisticated statistical tech-
0 niques to demonstrate a “network” of
Improved Remained Remained Deteriorated
Fair Poor interlinked variables in relation to the
achievement of treatment goals.33 For
Differences between the groups significantly different P = 0.000. example, active coping behavior was
associated with higher self-efficacy
Figure 1. Relationship between stress and glycemic control. From Ref. 21. and greater satisfaction with doctor-
related to both work and family life, affect diabetes control are varied and patient relationships. The researchers
which often took priority over the often complex. There are, of course, suggested that their findings have clin-
management of diabetes. many different types of stress, there ical implications for diabetes care
The impact of stressful experiences are shorter- and longer-term stressors, because coping behavior (a key factor
on diabetes is clearly varied and may and people may respond to these very in their analysis) was linked to self-
depend on other psychosocial factors. differently. Difficulties in measure- care but could also be influenced by
One of these is social support, and ment such as those mentioned above the health care professionals involved
research has shown this may provide also apply to measuring behavior. At in that care. However, little work has
a buffering effect in times of stress.13 the same time, differences in resources been carried out to try to implement
Psychological support is also impor- such as social supports, ability to the findings of coping research into
tant. In a recent meta-analysis of ran- cope, and other psychosocial variables clinical practice.34 Changes in clinical
domized controlled trials, Ismail et will all affect both the response to and practice have usually involved behav-
al.23 concluded that people with type the behavior resulting from stressful ioral interventions (task-oriented)
2 diabetes who received behavioral- experiences. rather than cognitive ones or have
based diabetes education or psycho- Reactions to external stressors, for only included coping implicitly rather
logical interventions were likely to example, feelings of anxiety or than explicitly.34
show improvements in both glycemic depression, may lead to difficulties Diabetes-related distress may also
control and psychological distress. with self-care manifested through less affect self-care behavior,35,36 as
The relationship between stressful physical activity, poorer diet, or diffi- demonstrated when the Problem
experiences and metabolic control is culties with medication taking.27,28 Areas in Diabetes (PAID) scale was
thought to differ greatly among indi- Experiences of stress may lead to developed.35 The scale covers negative
viduals in terms of both the strength other unhealthy behaviors, such as emotions related to living with dia-
and the direction of the relationship,24 smoking, which in turn are linked to betes, for example, “feeling alone
and these differences have serious poor blood glucose control but also with diabetes” and “worrying about
implications for the design of effective to a greater risk of developing dia- the future and the possibility of seri-
interventions to reduce the impact of betes complications.29 Data from ous complications.” Although often
stressors. Precisely how stressors Smith’s study22 indicated a range of associated with depression,36,37 dia-
affect glycemic control remains con- behavior described as occurring in betes-related distress has been found
troversial, and there may be both response to stress. These behaviors to be predictive of diabetes self-care
physiological and behavioral path- ranged from unhealthy lifestyle pat- behavior as well as blood glucose con-
ways between stressors and health sta- terns associated with alcohol and trol.36,38
tus. The mechanisms through which tobacco consumption to increased Depression and diabetes-related
this may take place may be direct physical activity and relaxation, such distress can occur together and can
(through physiological effects on the as walking, yoga, swimming, medita- have serious implications for the man-
neuroendocrine system)25 or indirect tion, and hypnotherapy. agement of diabetes, because those
(through alterations in health care One particular type of stress was affected may feel unable or unmoti-
practices in times of stress).18,26 It is to investigated in a Swedish study. vated to carry out self-care behaviors
these pathways that we now turn. Agardh et al.30 demonstrated that such as blood glucose testing or
work stress, as indicated by low deci- healthy eating. A different group of
Behavior sion latitude (or fewer opportunities researchers in the United States has
The behavioral mechanisms through for decision making), along with a identified both diabetes-related stress
which stressful experiences might low sense of coherence, significantly and other stressors as important in
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Diabetes Spectrum Volume 18, Number 2, 2005
Feature Article/Stress and Diabetes

predicting self-care behavior.27 If ing glucose and lipids from its stores. including the lymphocytes (-cells, T-
study participants reported, “My life It also prepares the immune system to cells, and natural killer cells), which
is out of control because of my dia- deal with possible injury. have received much attention in stress
betes” or “I have other problems With regard to the effects of stress research.41
more serious than diabetes,” they on the neuroendocrine system, the Although research into the effects
were less likely to report attention to HPA axis is of considerable impor- of stress continues, it seems clear that
diet or exercise as part of their dia- tance.39 Upon encountering a threat or there is a range of responses to stress-
betes self-care. a stressor, the hypothalamus secretes ful experiences, both physiological
In summary, studies strongly sug- corticotropin-releasing factor, which and behavioral/emotional. The final
gest that stressful experiences have an causes the release of adrenocorti- section of this article focuses on the
impact on diabetes self-care behavior; cotropin. This in turn travels to the implications of stress research for
however, there are many different fac- adrenal cortex, where it leads to the practice in the care of individuals with
tors that may mediate this relation- secretion of glucocorticoid hormones, diabetes.
ship. Before turning to the implica- in particular cortisol.
tions for clinical practice, we consider Cortisol exerts considerable influ- Implications For Practice: Stress
the physiological mechanisms behind ence over bodily functions, both when Management
stress and its impact on diabetes. the body is at rest and during stress. In In addition to the physiological
normal circumstances, it is secreted impact that stress has on glycemia,
Physiological Mechanisms Behind according to a circadian (daily) research has shown that stress inter-
Stressful Experiences rhythm, with cortisol levels highest in feres with the ability to self-manage
Any stressful event might be judged the morning and lowest in the evening. diabetes. Doing everyday self-care
by people in different ways, based on However, exposures to stress stimulate tasks, such as monitoring glucose fre-
factors such as previous experience, the HPA axis to release additional quently, following a meal plan, and
psychological factors, and social influ- amounts of cortisol to maintain home- correctly preparing or remembering to
ences. An event that is seen by one ostasis and reduce the effects of stress. take insulin or oral medications at the
individual as particularly threatening Cortisol influences a wide range of right time, is difficult during times of
might be seen as totally harmless by processes, including the breakdown of stress. Moreover, diabetes self-man-
another individual. However, when a carbohydrates, lipids, and proteins to agement tasks themselves may become
situation is regarded as threatening, provide the body with energy. It also a source of stress. Learning to prevent
that is, seen as having the potential to has an effect on bone and cell growth and control the negative responses to
cause harm to the individual, a specif- and may modulate salt and water bal- stress is helpful, particularly if the
ic pattern of physiological responses is ance. Cortisol has an immunosuppres- causes are relatively permanent. For
elicited, known as the stress response sive effect and therefore plays a role in example, if cooking dinner, bathing
or “fight/flight” response. This pat- the regulation of immune and inflam- children, and doing laundry constitute
tern of responses has developed as a matory processes. a typical stressful evening, that stress
result of human evolution and is That the central nervous system is a relatively permanent part of life
aimed at priming the individual for communicates with and exerts an for several years and must be dealt
action, so that the situation can be influence on the immune system is with accordingly.
dealt with by either fighting or fleeing now well established; brain lesions Assessment of stress levels in prac-
the threat. The actions initiated by the can alter a variety of immune mea- tice is a relatively underdeveloped
central nervous system in response to sures, and both the autonomic and the area. One approach is to identify those
a threat affect the entire body and are neuroendocrine system have been life events during the previous year
associated with three different bodily shown to influence the state of the that typically act as stressors. Using a
systems: the autonomic nervous sys- immune system.41 Because both the scale such as the Recent Life Changes
tem, the neuroendocrine system, and neuroendocrine and the autonomic Questionnaire43 or the Revised Social
the immune system.39,40 system are influenced by psychosocial Readjustment Rating Scale,44 individu-
The autonomic nervous system is factors, it follows that the immune als identify events that have occurred
concerned with the regulation of system is also affected by such factors, in their life from a list that includes
smooth muscle, cardiac muscle, and although the precise nature of these births, deaths, marriage, retirement,
glands and regulates the functions complex interactions remains to be social issues, financial worries, work-
over which there is no conscious con- determined. related stress, and so forth. The
trol, such as cardiovascular function, Although there is still much weighted ratings provide the basis for
digestion, and metabolism. It consists unknown about the effects of acute an overall score that can be compared
of two distinct branches: the parasym- stress on the immune system and stud- to norms. However, these scales are
pathetic and the sympathetic nervous ies have been limited in the number of rather long and take some time to
system, the latter being the most dom- immune parameters studied, one complete, which may not always be
inant in times of stress. The sympa- review42 revealed that stress influences appropriate in a practice setting.
thetic system is involved with the both circulating cell numbers and the Polonsky45 describes a diabetes-spe-
preparation of the body for action. It function of immune cells. The cells cific exercise to help people with dia-
increases oxygen and nutrient supplies generating the immune defense are betes develop an understanding of the
to the muscles by increasing the blood generally known as white blood cells relationship between stress and blood
flow to the skeletal muscles and free- and consist of several subgroups glucose levels. In this exercise, individ-

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Diabetes Spectrum Volume 18, Number 2, 2005
Feature Article/Lloyd et al.

uals rate their perceived stress each ful ways to put structure in their lives sarily have to focus on whether a goal
evening on a 0–10 Likert scale and and manage their time and life stres- is met, but rather on how successful
record their glucose levels before sors. Minimizing the source of stress is one’s effort has been in trying to
breakfast and dinner and at bedtime. helpful. For example, if repetitive achieve it. Thus, instead of “No, I did
The individual then looks for blood noise at work is causing stress, one not reach my target A1C,” evaluation
glucose level patterns for days when solution could be substituting white would be “My A1C has improved by
perceived stress is high, medium, and noise for the repetitive noise by softly 0.5 percentage points, thus, I am
low. The premise behind this exercise playing relaxing classical music. about half way to my first goal of a
is that those individuals whose blood Setting up a meeting with the employ- 1–percentage point improvement.”
glucose levels are sensitive to stress er or coworkers to get help with one’s
may be more sensitive to stress man- workload may also alleviate stress. 2. Change the response to stress.
agement strategies. Although valida- Often, the most difficult challenge is Most stress management techniques
tion data are not available, individuals actually identifying the source of emphasize changing the response to
may find this approach helpful in stress and separating that source from stress. When the response to chronic
understanding and managing stress- the responses to stress. Effective prob- or acute stress results in rage and reac-
related aberrant glucose readings. lem-solving strategies are important tive behavior, a thought-stopping and
Finally, surveys tools, such as the indi- for minimizing the source of stress. reflective technique can be helpful in
vidual items on the PAID scale that Diabetes-specific approaches that preventing negative consequences of
measure diabetes-related distress, may may help individuals cope better with the impulsive behaviors associated
also reflect accumulated stress result- diabetes include setting specific, realis- with anxiety and rage (Table 1).
ing from living with diabetes. PAID tic self-management goals. Many indi- Other approaches involve learning
scores are associated with A1C lev- viduals set global vague goals that how to induce a more relaxed feeling.
els.35,36,38 may serve to exacerbate stress. “Lose Benson’s relaxation response,55 first
Clinicians must take care to differ- weight,” “Take better care of my dia- reported as a means to lower blood
entiate stress response from depres- betes,” and “Improve my glycemic pressure, can be useful in inducing
sion and anxiety. Depression is more control” are examples of vague relaxation quickly in times of stress,
common in diabetes than in the gener- unhelpful goals. Realistic, measurable, for example, while driving in traffic,
al population.46,47 Although both and achievable goals specifically stat- or before taking an exam. Practicing
under-diagnosed and under-treat- ing the measurement criteria that indi- the relaxation response is extremely
ed,48,49 depression is responsive to cate success are more helpful as moti- important because the technique is
both medication and psychotherapy. vators. Examples of realistic, measur- difficult to learn. However, once
Tools such as the Beck Depression able goals are, “I will walk 20 min- learned, the relaxation response
Inventory50 or the Hospital Anxiety utes each day on Monday, quickly brings about the physiological
and Depression Scale51 are useful in Wednesday, Friday, and Saturday at responses associated with relaxation.
screening for depression. Asking sim- 5:00 p.m.;” “I will drink diet cola
ple questions such as, “During the instead of cola with sugar;” and “I 3. Modifying the longer-term effects
past month, have you been bothered will lose 6 lb over the next 9 weeks by of stress.
by feeling down, depressed, or hope- following my meal plan and increas- Other approaches to stress that may
less?” and “During the past month, ing my walking to 30 minutes, 5 days be useful for individuals with diabetes
have you been bothered by little inter- per week.” Evaluation does not neces- include using distraction and involve-
est or pleasure in doing things?” can
be as successful as surveys when Table 1. A Thought-Stopping Strategy for Acute Rage
screening for depression.52
Three approaches to stress manage- STOP To interrupt a negative spiral of anger, say “stop” out loud
ment go hand in hand, albeit with or to yourself.
some overlap: 1) when possible,
removing or minimizing the source of BREATHE Take several deep breaths, exhaling slowly.
stress, 2) changing the response to the
stressful situation, and 3) modifying REFLECT Think about the situation and what could happen if . . . If
the longer-term effects of stress. Some you choose to act in anger, what could happen? What are
interventions directly target people all the negative things that may happen? What would you
with diabetes in order to prevent dia- accomplish? Be thorough and reflect on the consequences of
betes-related stress and improve quali- your actions, how your actions will affect others, how they
ty of life or glycemia. will affect you in the long term.

1. Remove or minimize the source of CHOOSE Based on your reflection above, decide how you will act.
stress.
Time management and organizational THEN ACT Your actions are then based on rational thought rather than
techniques may reduce small stressors on anger. The actions may not change, but what is different
that often compound until a crescen- is that you are in control and have thought about the conse-
do is reached. Self-help books53,54 may quences of your actions.
be useful for patients to find success-
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Feature Article/Stress and Diabetes

6
ment in pleasurable activities that help tigate the use of stress management Mooy JM, De Vries H, Grootenhuis PA, Bouter
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Bottazo GF, Pujol-Borrell R, Gale E: Etiology of
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Littorin B, Sundkvist G, Nystrom L, Carlson A,
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15
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School of Health Studies at
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Peterborough District Hospital in
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Polonksy WH, Anderson BJ, Lohrer PA, Welch 67:361–370, 1983 Peterborough, U.K. and Katie
G, Jacobson AM, Aponte JE, Schwartz CE:
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36
Welch GW, Jacobson AM, Polonsky WH: The Med 12:439–445, 1997 Medical School in Boston, Mass.

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