Professional Documents
Culture Documents
(SUNY Series in Philosophy) Edward F. Mooney - Knights of Faith and Resignation - Reading Kierkegaard's Fear and Trembling-State University of New York Press (1991)
(SUNY Series in Philosophy) Edward F. Mooney - Knights of Faith and Resignation - Reading Kierkegaard's Fear and Trembling-State University of New York Press (1991)
Edward F. Mooney
90-36515
CIP
109R7654321
For
Penny,
Again
Contents
Preface ix
Acknowledgments xiii
Note on Translations xv
Notes 143
Bibliography 173
Index 181
Preface
presence more vivid and contemporary. For Kierkegaard as for us, the ta~k i,
to care for objective knowledge and reason without depleting another C<lre. III
an age set fast to wear them down or let them wither from neglect, he works
against the tide to shore the fragile strengths of self and spirit.
Berkeley. CA.
January, 1991
Acknowledgments
xv
When you are philosophizing, you
have to descend into primeval chaos.
- Wittgenstein
My program . .. consists in
constantly making distinctions.
-Johannes Climacus
and critic, moralist and psychologist, preacher and gadfly-a poet against
poetic life, a Christian against Christendom, a thinker against Philosophy.
In the seven years between 1843 and 1850, Kierkegaard published
more than two dozen books. On October 16, 1843, Fear and Trembling
appeared, produced by Johannes de silentio. On the same day, Repetition was
printed under a different pseudonym. These two books were accompanied by
a small volume of character-building "uplifting" or "edifying" discourses,
printed under Kierkegaard's own name. A scant eight months earlier, his
authorship had begun in earnest with the publication in two hefty volumes of
Either/Or. There he presented his readers with what would become recog-
nized as a classic "existential choice": either an ironic, aesthetic, and rela-
tively rootless life, marked by alienation from self; or a more grounded ethi-
cal existence, which required choosing to become a self. In the next two and
a half years he published an early "psychological" work, The Concept of
Anxiety, the more dialectical Philosophical Fragments, the literary Stages on
Life's Way, and fmally the massive Concluding Unscientific Postscript, an
unconcluding satirical deflation of bourgeois-Hegelian moral and intellectual
pretenses. By any standard, this is a phenomenal explosion of literary and
intellectual activity.
A relatively short book, Fear and Trembling is nevertheless a crucial
volume in this production. Ostensibly, it is Kierkegaard's commentary on the
biblical story of Abraham and Isaac, the story of God's demand that Abra-
ham bring his son to be sacrificed on Mt. Moriah. In fact, Kierkegaard takes
this occasion to range widely beyond the biblical text-to raise doubts about
his countrymen's understanding of ethics and faith, to awaken them from
spiritual complacency, to probe the possibilities for individual life in an age
that threatens to level all to a sleepy collective mediocrity. His "knight of
faith" and "knight of infmite resignation" are gallant heroes ready to battle
for a worthy self, a self properly related to itself, to its social and personal
context, and to God.
Kierkegaard subtitles this evocation of moral and religious conscious-
ness Dialectical Lyric, which I take to mean "philosophical lyric." Kier-
kegaard himself would resist. For him, philosophy is a pejorative he reserved
for bankrupt intellectual system-building. Unfortunately, others have adopted
this equation of philosophy with abstract, detached and impersonal theorizing.
Nearly twenty years ago, Louis Mackey presented Kierkegaard as "a kind of
poet," and since then, a debate has continued over whether to characterize this
author as lyrical or dialectical, poet or philosopher. 5 But why choose?
A hallowed tradition places poetry and philosophy sharply at odds, a
tradition begun, but also first challenged, by Plato. Failing to question this
radical bifurcation, however, only impoverishes philosophy, especially our
moral philosophies. As Martha Nussbaum has reminded us,
Masks and Commitment 3
A major part of her literary and philosophical effort has been to soften the
lines between literature and philosophy, thus enriching our moral discern-
ments. And Kierkegaard's (or Johannes's) aim in this "dialectical lyric" is to
soften these borders, thus awakening our capacities for moral self-reflection.
The depth and scope of a Dante or Plato, a Kierkegaard or Nietzsche, is sure-
ly sufficient to earn the accolade "Poet and Philosopher." Hume's Philo
reflects that in considering Quman pain or misery, it is "[t]he poets, who
speak from sentiment, without a system, ... whose testimony has therefore
the more authority."7 Yet the display of human vulnerability and the articula-
tion of aesthetic, moral, and religious realities that engage it, is an aim not
just of poets, but-despite Philo-of Hume, as well. If nothing else is said on
behalf of Kierkegaard as a philosopher. we should acknowledge the avowed-
ly dialectical works he writes with Socrates as their hero.8 He may be anti-
systematic, and in pursuit of a paradoxical wisdom that is ignorance, but
Socrates is hardly antiphilosophical. At some level, Kierkegaard's love of
Socrates is a love of philosophy.
A fIrst-time reader of Fear and Trembling, especially a reader of philo-
sophical bent, will be struck by this enigma of a hybrid lyrical-dialectical
text. But there are other enigmas, as well. There is Kierkegaard's use of
pseudonyms, each with a distinct perspective on the issues at hand. Why
adopt this technique? Why disguise one's moral position? Then there is this
writer's fascination with "the absurd," his apparent irrationalism. Should a
prudent intellectual even open such a book? Finally, by self-description,
Kierkegaard is a Christian author, through and through. How can this com-
mitment not prejudice his accounts?
Along with the slogan "truth is subjectivity" and the idea of a "leap offaith,"
Kierkegaard's three-stage scheme of personal development retains a secure
position in his legacy. The aesthetic, ethical, and religious spheres of life are
given striking portrayals in his pseudonymous works. Somewhat surprising-
ly, however, Stages on Life's Way is the only book to identify exactly these
three as the crucial stages.
Either/Or describes a divide between two stages, the ethical and the aes-
4 Knights of Faith and Resignation
thetic, with the latter ornately subdivided. "The crowd" of Two Ages seems to
represent a preaesthetic stage. And in Concluding Unscientific Postscript,
Johannes Climacus divides the third, religious stage in half, contrasting "Reli-
giousness A," a Socratic religious consciousness, from "Religiousness B," a
more recognizably Christian consciousness. As if this were not enough, he
then introduces the further intermediate stages of irony and humor.
There are even more twists to the idea of a simple three-rung ladder of
personal development. For example, Abraham seems to represent a religious
stage somewhere between Religiousness A and Religiousness B. Richard
Schacht suggests the sequence Socrates, Abraham, Christ, as representing the
major shifts in religiosity.9 And Merold Westphal has suggested that there is a
religious stage beyond the Postscript's Religiousness B. In his view, this stage
is articulated in the late religious works, often called the attack literature. to
Thus we might have as many as four religious stages, and overall upwards of a
dozen distinct life-views. Granting these complications, however, Fear and
Trembling can still be placed in a rough way both within the corpus of
Kierkegaard's authorship and within the scheme of his "stages."
In Either/Or a paradigmatic ethical personality, a certain Judge
William, tries to coax a nameless figure identified only as "A" out of his aes-
thetic perdition. Whether his momentary whim is pleasure or idle reflection,
the aesthete fails at realizing a self; and as the judge addresses him, this
young man seems already to dimly sense his failure. He fails, so the Judge
declares, because he fails to choose himself-a formula the judge prefers to
the Socratic dictum, "know thyself." The first stage of self-formation is to
accept the task or project of self-formation. One strives to become the very
self one is. Even as Kierkegaard refrnes the details of later stages and marks
their discontinuities, he maintains this early view, that one's fundamental
responsibility in life is to become oneself.11
If a rough contrast between aesthetic and ethical life-views is estab-
lished in Either/Or. a subsequent transition from the ethical toward the reli-
gious is explored in Fear and Trembling. Abraham's willingness to sacrifice
Isaac presents an apparently intractable conflict between ethics and faith.
The security and comforts of respectable civic virtue and conventional ethics
are put at risk. In fact, reason and sanity themselves seem at stake. As a
paragon of the religious sphere, Abraham seems to believe not only that it is
fit to sacrifice one's son on God's demand, but also that the very God who
requires Isaac will also provide for his safe return. How can one count on a
God who gives and takes at whim? What could be more irrational-at least
from the standpoint of a modem "enlightened" age?
If Johannes puts ethics and reason to the test, our task will be to show
that they survive this ordeal. Kierkegaardian faith is not simply blind obedi-
ence held "by virtue of the absurd."
Mush Ulld Commitmellt 5
Reason in Transformations
In moments of personal crisis, the structure of one's situation and its internal
conflicts are experienced as a conflict of reasons. In addition, reason sheds
some light on ways to resolve--or not to resolve-the crisis. Our situation
may be vastly underdetermined by reason. There will be risk, obscurity, and
doubt in any crucial transition. However, in the midst of a shift from one life-
view or scheme to another, we are not utterly at a loss for rationales. Though
reason may lack sufficient force to settle issues decisively, it is far from
weightless in the reflective, deliberative process.
As instabilities within a given life-sphere emerge, the sense of anxiety,
constraint, and need for change will increase. And as the source of frustration
becomes focused, there will emerge a specific reason for altering the particu-
lar circumstances that create this frustration. Other things being equal, it can-
not be irrational to act in the hope of diminishing conflict and pain. In addi-
tion, the richer one's personal history, the more one will have undergone in
the way of suffering, imaginative reflection, and self-transformation. This
means that the futility of some strategies or options will be apparent. One's
failures in previous stages will provide reasons to avoid aspects of those
frameworks or orientations.
Finally, portraits of new ideals, new spheres of existence, display rea-
8 Knights of Faith and Resignation
sons as options to the individual in transitional crisis. Although they are not
self-authenticating proofs of the superiority of the possibilities they propose,
neither are these portraits, on that score alone, irrational proposals. They
provide maps of possible escape and fulfillment, of refuge from alienation
and suffering. Of course, the major philosophical tradition from Descartes
through Kant identifies reason largely with Pure or Theoretical Reason and
describes its goal as providing demonstrations meant to persuade "any ratio-
nal being." But why assume that this allegiance to Pure Reason, commend-
able in itself, exhausts the domain of reason?
Imaginative, narrative portrayal can playa number of crucial roles in
reflective deliberation. It can provide diverse models of the good life and of
the several ways we can fail in its pursuit. As Hilary Putnam has it, philoso-
phers provide "moral images" of the world, pictures of how virtues and rules
"hang together" in a moral life. 18 We need narrative images rich enough to
inspire worthy action. Philosophical narratives playa central role in the prac-
tical moral task of imagining another person's reality or perceptions and in
imagining development in one's own moral sensibilities and sensitivities.
And they speak in the reflective exploration and articulation of human expe-
rience generally. 19
When sensitively addressed to the specific needs and capacities of a
listener, Kierkegaard's literary and dialectical excursions provide an ample
reservoir of reasons for change. In fact, we can think of the overall project of
his authorship as a passionate exercise in rational critique. 20
Presupposing central requirements of rationality like respect for consis-
tency and truth, Kierkegaard argues, for example, that a bloated Hegelian
intellectualism is absurd, for it neglects our true condition. His critique of
various foolish or incomplete forms of life appeals to our sense of what is fit-
ting for a human being. And despite the formidable difficulties, it is reason
that will finally pry real from fake devotion, better from worse religiosity.
Take the transition from aesthetic to ethical existence. The judge in
Either/Or says to the aesthete, in effect, "Look! Your life need not be lost. It
could be like this!" And in pointing to a different and better life, he provides
appropriate and potentially compelling reasons for change, reasons which
provide a critique of the aesthete's present situation, an analysis of its intol-
erability, and a model for conversion, for its happy resolution. If later we
challenge the Judge's authority or standing to recommend, that will be
because we have come upon a concrete reason to doubt the sufficiency of his
perspective. And so forth. Standards of evaluation may be plural and shifting
in import, enriched or depleted as dialogue continues over time. And in mat-
ters of personal change, it is surely vain to hope for a single argument-stop-
ping standard to remove all uncertainties. But this by no means entails that
moral or spiritual change is arbitrary or based on groundless choice.
Musks ul/(l COfllfllilflU'lI1
Some argue that Kierkegaard's final "stage on life's way," the life-view
of the Postscript's "Religiousness B," provides a compelling, overarching
standard. This standard is purportedly adequate to rationally ev,lluate and
rank stage-shifts. McKinnon. for example, seems to hold this view: "The
early pseudonymous works can be seen as a carefully orchestrated justifica-
tion of Christian belief which, taken together, show that it is only Christiani-
ty which properly accentuates existence and guards against the 'forgetful-
ness' of philosophy."z' I think it is unlikely that the pseudonyms attempt or
accomplish this task. Exploring this proposed larger Kierkegaardian strategy,
however, is something to set aside. It would mean considering the pseudony-
mous authorship as a whole, and would take us too deeply into the subtleties
of Johannes Climacus's skepticism about traditional justifications of faith. In
the Postscript he advances a skepticism that seems at odds with any philo-
sophical attempt to justify Christian belief.
One can take the critique of reason that we find in the Postscript or in
Fear and Trembling to be overstated, as both McKinnon and I do. And one
can take this critique to be part of a larger but nonetheless rational strategy.
For example, one could see Kierkegaard's aim as the rational illumination
of the need for religion, and the neglect and distortion of that need by the
complacency and self-deceptive devices of his contemporaries. Either of
these rational critiques would fall short of a justification of Christian faith.
In any case, Kierkegaard's project is clearly not a philosophical defense in
the traditional mode.
I think Johannes de silentio provides a reflective and persuasive
account of faith. But this project is not pursued through straightforward
appeal to universal abstract standards or principles meant to recommend
themselves to "any rational mind." Though some of his aims and conclusions
may resemble those of Mill, Aristotle, or Kant. Johannes does not argue in
their style. Instead, his justifications-<lr better. his explications-are
advanced through imaginative, narrative portrayal, through lyrical dialectic.
Kierkegaard may forego the search for a single universally persuasive
standard for moral or spiritual advance. But this abdication does not taint
the search for individually persuasive, locally addressed reasons for change.
These reasons could be called subjective or personal in several senses. Their
mode of delivery is intimate, personal. They are not addressed to a public at
large, or meant to convince "any rational person," but are directed sensitive-
ly to a very specific individual, geared to respond to her needs. And with
regard to the content as well as the manner of delivery, these reasons con-
cern the life-project, the individual identity, of a particular person-not
what might be required universally for a public at large, or for "any rational
being." Later, I will argue that such "subjective reasons" are in no sense
inferior or second best citizens in the world of rational discourse. When
10 Knights of Faith and Resignation
[He reserves] the title of really moral response to the reflexive turning
of [our] capacities for sympathy, for self-definition and for conflict
recognition on themselves, leading to sympathetic comparative evalua-
tion of different styles of self-definition, styles of watching for and
managing conflicts, of inhibiting or cultivating sympathy. The Humean
concept of 'reflexion' performs the same sort of job as Kantian rea-
son-it separates the mature and morally critical from the mere con-
formers. 23
uates their specific contributions and describes the overall strategy of hi~
authorship. We can find sueh maps to his productions in The Point of View of
My Work as an Author, in the "First and Last Declaration" found in the
Postscript, and in the Journals. Unfortunately, even the remarks made in his
own voice cannot always be trusted.:4 Nevertheless, on many issues. there is
enough continuity of theme across pseudonyms and between pseudonymous
and non-pseUdonymous works to allow us to make provisional claims. not
just about Johannes de silentio's views, say, but also about Kierkegaard's
views in Fear and Trembling. And we can often leave the matter open. In
any case, the difficulty is neither accidental nor perverse. In the interest of
reflective autonomy. we are made to work through this interpretative maze.
gathering clues as we go. There are no secret maps or shortcuts.
His curious menagerie of pseudonyms raises one sort of stumbling block for
readers. Kierkegaard's Christian commitment can raise another. To what
extent can he speak to those who fail to share his fervent devotion? Can he
be taken seriously in a secular, or at best religiously pluralistic. age?
The chapters that follow mark my own try at tracking the value in
Kierkegaard's vision, especially in Fear and Trembling. These several stud-
12 Knights of Faith and Resignation
ies. rather than any summary pronouncements. must serve as my best answer
to a general skepticism about religious matters. Nevertheless. let me make
one or two preliminary. cautionary observations.
The complex critique of Christendo.m and simultaneous affumation of
a more authentic religiousity that we fInd in Kierkegaard has an interesting
parallel in the mixture of critique and commitment found in the novels of
Dostoevsky. On first reading The Brothers Karamazov. for example. one is
moved by Ivan's account of the brutal suffering of children and convinced
that this suffering presents insurmountable obstacles for belief in a benign
and all-powerful God. The novel seems to present a devastating critique of
Christian assumption. The devoutly religious fIgures. Alyosha and Zossima,
can seem ghostly at fIrst, little more than convenient foils for Ivan's impas-
sioned accusations. The subtlety of their spiritual stance and the shallowness
of Ivan's is likely to appear only on later readings. The cruelty of his
voyeuristic fascination with evil is not likely to register early. Fear and
Trembling likewise appears differently in different lights, the apparent horror
of faith being more vivid initially than any more subtle account that might
emerge with time.
Whatever his fInal agenda, Kierkegaard starts with largely secular,
even preethical perspectives. Johannes de silentio is not a Christian author,
and stops short of discussion of specifically Christian faith. Only gradually,
and by discrete degrees. does Kierkegaard move toward an analysis of reli-
gious consciousness and the proposal. fmally, of a specific mode of faith.
His writing spans psychological. moral. and aesthetic themes that are
explored independent of their possible ramifIcations for a religious way of
life. In Fear and Trembling and the Postscript. for example, we have concep-
rual-experiential clarifications of anxiety, love, commitment, and despair;
vivid portraits of aesthetic and moral lives; critiques of life in a soulless,
"disenchanted" market society; sketches of life within the categories of irony
or humor or within a kind of Socratic religious humanism; and portrayals of
Abraham's Old Testament faith. It should be easy enough to recognize our-
selves in. and learn from, many of these portraits and critiques, none of
which presupposes a narrowly Christian framework.
And we should not rush to judge what "Christianity" might mean. either
in general or for Kierkegaard. Evaluations need time to take their appropriate
shape. It is too easy to know in advance that Marx would make us Commu-
nist. that Hegel is an Idealist, that Dostoevsky sides with the Russian Church.
that Nietzsche proclaims "God is Dead." To take early comfort from these
"facts" distracts us from what lies beneath these easy words: critiques meant
to unseat our ruling presumptions, disturb our categorical schemes.
We "know" that Kierkegaard is Christian, writes as a Christian, and
wishes fiercely to disabuse his countrymen of the illusion that they are already
Masks and COfllmi'llw,,' 11
Christian-precisely that they might bt'come Christian. But to "know" all thi,
in advance, presumptively, is to make Kierkegaard dispensablc. both for tho\c
who endorse and for those who reject his agenda. Why read on?
As a good student of Socrates, Kierkegaard begins with a skcptical
challenge: We only think we know what ethics. or faith. or Christianity mean.
The world of Christendom is not a world of faith. But as the language of
ethics and faith is common coin, the Socratic task is to strip us of the illusion
that we know what this language purports. How easy-yet how absurd-to
take from this prodigious writer an evening's entertainment. perhaps. some
tidbit to add to our conversational repertoire! In the bargain, we can leave
our convictions comfortably intact!
The idea that we are already familiar with the meaning and importance
of ethics or faith must be "teleologically suspended"-suspended in the light
of a higher goal. We are asked instead to start skeptically, to unfreeze our
settled views. This gives some hope that whatever insight may gradually
emerge will be built up properly, in a piecemeal, dialectical way, as the
stagewise progressions that Kierkegaard maps out suggest that it should.
There is no formulaic shortcut to understanding this Christian writer.
For however deep his religious devotion. his commitment defies, and is
meant to defy, simple creedal articulation. Clearly he is someone halted,
stopped, and then drawn by those familiar yet unsettling stories of God and
his faithful, faithless children-someone moved by wonder, love and terror
to knit tales on tales of God, spin narrative fabrics of care and folly. crisis
and repose. despair, faith. and resignation.
Of course, keeping presumptions in check is especially hard in the case
at hand. How can we not prejudge the issue? Fear and Trembling deals with a
terrifying incident in Old Testament history about which. it seems. we can
hardly remain either ignorant or neutral, an incident so offensive to an "enlight-
ened" moral or religious sensibility that it had perhaps better be left in obscuri-
ty. w.hy even begin a story that seems to promote blind obedience to God, obe-
dience to a God cruel enough to demand one's child? Yet as in the case of
resisting a presumptive "knowledge" of ethics or Christianity, here. too,
Johannes will have us resist immediately "knowing" what this ordeal implies.
Its meaning emerges gradually, drawn out slowly page by page. tale by tale.
An Overview
Listed in the left column is Johannes's table of contents for Fear and
Trembling. The corresponding chapters in this book are listed in the right col-
umn. Where Hannay's translation of section titles differs from other render-
ings, I give the alternatives in the notes.
14 Knights of Faith and Resignation
Problemata .
Preamble from the Heart 30 3 Ordeals of Love
Problema I
Is there a teleological suspension
of ethics? 4'5 Ordeals of Reason
Problema 11 6,7 Ordeals and Reconciliations
Is there an absolute duty to God? }
Epi/ogue
(In Chapters 4-7, I treat Problemas I and II together; they raise a single
broad and complex issue.)
dilemmas. There is also a specific expectation of faith, the trust or hope that
Isaac will be returned-and in this life. Crisis is answered by reconciliation.
alienation displaced by affiliation. This suggests an alternative reading of
ordeals of ethics and faith. In Chapter 6, I present the teleological suspension
as a moment of transitional confusion and conflict as an old view is given up
and one is readied to receive the new. One receives not only a new Isaac, but a
new moral orientation, as well. We are accorded stewardship of our essential
humanity, represented as a cluster of moral and religious virtue.
The contrast between an initial conventionalist view of ethics which
must be suspended, and a revised "post-suspension" ethics is filled out in
Chapter 7. How does an individual possessed of inward virtue express her-
self through the universal, through the social matrix in which we find our-
selves immersed? Faith is not a rejection of the social or worldly, but the
ability to live within it, in a certain way. And I develop a parallel between
Kant's good will and Kierkegaard's emphasis on the personal virtues.
Whereas Kant depicts our essential humanity as deriving from a rela-
tionship to an impersonal absolute, Sovereign Reason, Johannes depicts
ethics and our essential humanity as a gift from a personal power. One
achieves one's humanity by "relating absolutely to the absolute," to a Good
that grants us our particularity, the very selves we are and will become. This
parallel also clarifies the respect in which a knight of faith might be both
Abraham and, more surprisingly, a simple shopkeeper, someone apparently
exempt from any dramatic test of faith, someone who lives happily, graceful-
ly, in the full embrace of community.
Johannes's final dialectical section explores a knight of faith's silence.
r turn to "Problema III" in Chapters 8 and 9. In the course of this wandering
"problema," Johannes attempts yet another characterization of ethics and the
possibilities of its suspension. This allows us to review once more the overall
argument of this strange and demanding text. And I end Chapter 9 speculat-
ing briefly about the silences in Kierkegaard's own life, the secrets behind
his broken engagement to Regine Olsen and his undertaking a literary life
both polemical and confessional, both lyrical and dialectical.
The paths toward discovery of a moral-spiritual self in Fear and Trem-
bling are reminiscent of the paths Socrates traverses through the pages of the
Republic. Plato opens his dialogue, we recall, with Socrates returning from
the noisy business of a public festival. He carries us rust into a fantastic city-
soul constructed by dialectical imagination, then witnesses his construction's
decline, and at last deposits us back in the ordinary world, transfonned, mus-
ing poetically on the destiny of the soul. Kierkegaard's text likewise carries
us lyrically from the business world of Copenhagen into a fantastic-yet-
familiar biblical scene, dialectically takes that scene apart, and returns us
then to the ordinary world of commerce, musing urgently on last things.
Mush WId Commitmt'flt J7
One can flourish and flounder in the terrain of insight long before its
shape becomes clear. With its contrasting movements, moods, aching disso-
nance and redeeming joy, Fear and Trembling has seemed at times as
demanding and impossible a task for words as a late Beethoven Quartet. And
one can then proceed, it seems, only on the basis of the very faith the work
inscribes. Johannes de silentio describes his task as taking "a journey to the
mountain" with Abraham. These words could as well describe the present
task: to consider the meaning of that journey of father and son as Johannes
and Kierkegaard project it-its ordeals of love, reason, and silence; its
moments of crisis and reconciliation; its trials of faith and resignation.
2
Ordeals oj Meaning:
Art, Deed, and System
FEAR AND TREMBLING opens more than once. In addition to the brief preface
Proplir, there are three other beginnings to the text. Here I will consider the
Preface, "Attunement," and "Speech in Praise of Abraham.") The fourth start
to this dialectical lyric, the lengthy and romantic "Preamble from the Heart,"
deserves separate treatment, which is provided in Chapter 3.
A word of caution as we begin. For all its underlying unity of theme
and purpose, Johannes's work darts from image to claim, from question to
paradox, from lyric to parable to argument. It weaves its fabric in ways that
can seem haphazard, and for all its brilliance, frustratingly incomplete. This
creates obvious difficulties for a helpful reading that stays reasonably close
to the text. Too quick or abstract a reconstruction will leave a false sense of
order, system or finality; yet too loose or desultory a review-perhaps stay-
ing closer to the original-will fail to provide the needed orientation and
insight. I have tried to find a middle path.
19
20 Knights of Faith and Resignation
For the Greek skeptics and Descartes, it was a notable practical achievement
to attain doubt or the standpoint of skeptical critique-the opposite of a naive
phase to be quickly outgrown. Unlike advocates of the System, who can
report to any freshman a trick for overcoming doubt, Descartes undertook his
skeptical project only haltingly, havingfinished a formal education, and in his
maturity. Given that purveyors of the System claim to have passed beyond
doubt, Johannes finds it odd that no one speaks about how such doubt is to be
originally undertaken--even if such skepticism is only a prelude and is ulti-
mately surpassed. For Johannes, even to begin the task of methodological
doubt seems prodigious. His satire suggests that disciples of the System, far
from having "gone further" than doubt, have merely wished it out of exis-
tence. Equally suspect is their self-styled ease in "going further" than faith.
Even if there were a System, complete or only half baked, why should that
concern Johannes? He wants a truth by which he can live, that speaks direct-
ly, individually, to him.1I As Kierkegaard writes elsewhere, he needs "the
idea for which I am to live and die." These words come from the youthful
Gilleleje Testament of 1835:
What I really need is to get clear about what I must do. not what I must
know, except insofar as knowledge must precede every act. What mat-
ters is to fmd a purpose, to see what it really is that God wills that I
should do; the crucial thing is to find the truth which is truth for me. to
find the idea for which I am to live and die .... This is what I needed to
lead a completely human life, and not one merely of knowledge,12
In the sketches of the journey to Mt. Moriah, each less than a page in length,
Johannes de silentio warms up-and warms us-for his imminent and
extended lyrical performance. This sets an interpretative atmosphere for
reading. I follow Hannay in calling this second preface "Attunement." Oth-
ers have offered "Prelude" or "Exordium." 17 But in my view the musical
resonances of attunement are especially apt, for they suggest tuning an
instrument and ear for what is to follow.
The versions need tuning. Each attempt is slightly off-key-dose, but
not quite right. So this is not a musical prelude or overture providing frag-
ments of material that are later developed at length. It is a set of false starts.
26 Knights of Faith and Resignation
We hear a virtuoso in the wings intently going over a passage, varying it this
way and that, working around its center. The passion and technique are unmis-
takable. The brevity and incompleteness, tantalizing. In an age of mediocrity,
and from the likes of Johannes, even false ~tarts shine forth like gems.
This preparatory quartet is placed in the nostalgic frame of memory,
almost of fairy tale. The section begins, as do all such tales, with a formula:
"There once was a man ... " This man mused about Abraham, about the story
he had learned as a child. So there is a tale within a tale, a tale that this man
recalling his childhood remembers. And fmally, the man of the tale muses by
telling tales about that tale. In these fIrst few sentences, then, we are quickly
shunted a full three levels from straightforward description of a purported
worldly event.
Actually, the start of this section is even more complex. This tale about
a man remembering a tale and then spinning tales on it is told by a pseudonym
whose name is "silence." And each tale about Abraham is meant to distort the
biblical story, to remain silent about it. Why these multiple involutions?
At one level, we are being told that Fear and Trembling is not a set of
simple declarative propositions giving a systematic portrait of faith. Second,
these narratives within narratives repeatedly defer interpretative responsibili-
ty away from Kierkegaard, toward the reader. This method not only pre-
serves a complex truth from oversimplifIcation, it also puts responsibility for
grasping that truth where it belongs, with the reading, listening self. Finally,
discovering the box within a box, the story within a story, keeps us in the
mode of expectancy, wonder, and childlike surprise. We are not recipients of
a lifeless fact or doctrine, but on a self-involving journey of discovery. At
each tum. we are made to ask. Is this finally the end-the smallest box, the
truthful tale? Compare the ease and certainty of the System's delivery of the
Truth! And compare what it delivers: afinished Truth!
This path of discovery, full of wonder. questioning. and always provi-
sional, mirrors our condition. Our identities, at least in part. are stories within
stories. childhood scenarios embellished by adolescent dreams. tempered by
mature experience, bound by family history. carried by complex cultural nar-
ratives .... Human lives then appear as multiple quests for identity, as history.
biography and autobiography. always under revision. in tentative draft. and
our own responsibility in the telling. IS We are the wondering child discover-
ing a new tale of what might be and the weary octogenarian in possession of
a rich and weighty tale. yet perhaps disappointed that the telling is still
incomplete. For just as the versions Johannes now tells do not quite do the
job, so even at the end of Fear and Trembling we may doubt whether the
final version. a tale encasing the golden key. has at last been fumished. 19
Perhaps dialectic and lyric themselves are forms that are always unfin-
ished. As a different Johannes. Johannes Climacus of the Postscript has it:
Art. Deed. and System 27
I. Abraham does not conceal the purpose of the journey from Isaac;
but Isaac cannot understand how or why he should be required in
sacrifice. Abraham tries to console and comfort him. But this fails,
so Abraham turns his back, "climbs the Mountain again," and this
time dons the mask of a madman. He presents himself to his son as
a murderous idolater who has neither faith in God nor love for his
son. In that way, he hopes, Isaac may retain his faith in God.
II. Abraham performs God's will and receives Isaac back. But he
never recovers from the ordeal. He lives on, his "eyes darkened."
old and joyless.
III. Abraham proceeds to the mountain, but at the last moment throws
himself down before God. begging forgiveness for having foolishly
thought that God could be cruel enough to demand Isaac. But he
lives on in confusion. For why is it a sin to be willing to sacrifice
what one loves most? And ifit is a sin to be willing to sacrifice one's
son, how can he hope to be forgiven for something so terrible?
IV. As Abraham draws the knife, Isaac sees that his father's hand is
clenched in anguish. Seeing his father's despair, Isaac loses his
faith.
28 Knights of Faith and Resignation
Each retelling is not a factual report but the musing of a man recalling
something vague and indistinct from childhood. Even the reality of the man
whose musings these are is fanciful, for the section begins, as we have seen,
with the fairy tale opening "Once {upon a time} there was a man .... "
Repetition of Detail
Multiplicity of Versions
The tale is retold four times in "Attunement" and in over a dozen other ways
in the remainder of the text. This iteration reminds us that Johannes is not
establishing a factual record from which a clear-cut principle can be drawn.
Rather, by considering skewed variations, he circles from the outside, as it
were, isolating the narrative-symbolic space within which an effective inter-
pretation wiII fall. This narrows the margin of error. And jUdging from the
number of versions that miss the target, whatever sense is fmally retrieved
from that space is not likely to be transparent or immediately obvious, cap-
turable in a rule or slogan.
Symbolic Ascent
The phrase and he climbed the mountain gets repeated in two of the versions
like a musical refrain, encouraging us to hear it symbolically as referring to
Abraham's inner journey, his deliberations. Confirming this interpretation,
we read in the final sentence of "Attunement": "every time {the man] came
home from the mountain in Moriah, he collapsed in weariness, and said .... "J~
Clearly, the journey has become metaphor, symbol. Now the narrator has
made the journey to the mountain. Not just Abraham, but the man remember-
ing has made that journey, and made it more than once.
30 Knights of Faith and Resignation
When the child is to be weaned. the mother blackens her breast. for it
would be a shame were the breast to look pleasing when the child is
not to have it . ... Lucky the one who needed no more terrible means to
wean the child!
Each of the four begins "When the child is to be weaned" and ends a few
sentences later "Lucky the one who" or "Lucky the child" making the format
musical.
Explicit allusion to mother and child is strangely absent in the remain-
der of Fear and Trembling. But here Johannes takes the archetype of mater-
nal nurturance to be fundamental to faith. It is presented on an equal footing
with the more prevalent and expected images of paternal governance and
dominion. 36 What clues can this imagery of mother and child provide?
The morals-of-the-story concern the apparently harsh methods a moth-
er must use in weaning her child ("blackening her breast"), the anxiety she
thereby endures, and the resultant risk to the child, who now depends on a
new source of nurturance. Most significant is the bare fact that the essence of
the patriarch's faith is rendered here in the imagery of motherhood. These
vignettes describe an ordeal of love and separation. of anxiety and hope. The
issue is not who instigates the ordeal, or even whether it should be com-
menced, but how to wean the beloved. The maternal process of weaning, as
Johannes depicts it, leaves no grip at all for the notion of obedient compli-
ance with an external, terrifying demand.
If the child weaned is Isaac, then the issue is how to make Isaac free.
As we will see, God's test requires Abraham to undergo a complex shift in
his relationship to Isaac and to his world generally: a shift whose terrors and
anticipated rewards are not unlike those of a mother weaning her child. One
confronts the painful loss of an immediate relationship, needing all the while
the faith that the relationship will not be utterly broken.
Alternatively, the child in the morals of these tales might be Abraham.
In this case the test becomes his capacity to be weaned from a potentially
harmful misrelationship to God, a relationship that would keep him unfree.
Can he endure an apparent rupture from God with faith intact-believing
that God's beneficence will ultimately prevail? On this reading, Isaac is only
a pawn in the field of Abraham's spiritual development. It is possible, and
Arl. Deed. and System 31
likely, that these last two possibilities coincide, that we are meant to see both
Isaac and Abraham set free through this ordeal.
The framework of mother and child is not an outcropping of anoma-
lous imagery. It reinforces Fear and Trembling's fundamental themes. To
achieve independence-in-relationship. separation that simultaneously
acknowledges profound dependence, is the exacting project of Kierkegaar-
dian selfhood. As Johannes Climacus puts it in the Postscript: "The highest
degree of resignation that a human being can reach is to acknowledge the
given independence [freedom, separateness] in every man, and after the mea-
sure of his ability do all that can in truth be done to help someone preserve
it."31 More specifically, resignation of something of utmost value (in this
case, the child to be weaned), coupled with the assurance that it will be
returned, is Johannes de silentio's basic characterization of faith. Faith is the
process of weaning the child and welcoming its return. It is a "double move-
ment" of giving up and getting back.
In the sentence immediately preceding this quote, Johannes Climacus
makes a decisive claim: "no one is so resigned as God; for He communicates
in creating, so as by creating to give independence over against himse/f."J8
This suggests that God undertakes the movement of infmite resignation. If
so, why not also the movement of faith? God as father, we might say, like
Abraham, gives up his son, trusting all the while that he will be returned,
transformed.
Apparently this "double movement" can characterize the structure of a
therapeutic relationship, as well. Given my frequent use of the phrase giving
up and getting back to characterize faith, I was startled to read that the psy-
chotherapist Winnocott saw his task as "long-term giving the patient back
what the patient brings .... If I do this well enough, the patient will find his or
her own self, and will be able to exist and feel real."39 Parents, God, and thera-
pists are apparently tasked to give independence over against themselves, pre-
serviPig through communication the inviolable individuality of the other.
The image of mother and child suggests, then, that God can be character-
ized not only as an instigator of spiritual growth, as a taskmaster, but also as a
more beneficent, even maternal, source of rescue, refuge, and nurturance. 40
The divine becomes not only a power that sees us through the uncertain ordeals
of self-transformation, the trials of love and reason, of silence and solitude. It
also returns the wonder of a world, a peopled world, into our keeping.
But it is not so, Johannes argues. We have hero and poet to bear witness to
the fullness and comfort of life. The hero answers in Deeds, and the poet in
Song, in lyrical commemoration of the hero and his deeds. Each needs the
other. Without both, life would appear "empty and devoid of comfort." But
because these words and deeds exist, we know that there is spirit. an "eler-
Art, Deed, alld System 33
Johannes says that without hero or poet our lives would merely mimic the
cycles of nature. Our existence would be without spirit, akin to birds in song or
falling leaves. In his view, this must be depressing. But "-'ily assume that this
"eternal round" would exclude a "sacred human bond" or spell a terrifying
senselessness? Perhaps our lives are essentially ceremonial, not in the hollow,
but in the richest sense of the word-their repetitions calling out, reaffirming,
and reenacting both value and a "sacred human bond"?46 Furthem10re, how
34 Knights of Faith and Resignation
rare or spectacular must the artist or hero be? Who is the hero, who, the poet?
Could they be quite ordinary participants in the passing scene?
Consider the following affirming, appreciative reaction to natural cycles
of birth and death:
On the water mayflies are hatching. Like sparks from a burning log, they
pour out from the depths .... Sitting on the bank, W. is as under a tent; an
insect snow is falling all over him & he is gazing up, overcome .... He
doesn't heed me when I call & then I see what it is. The flies are falling
into the water.... The water is innundated & all are dead.
Looking at me, W. says, "Isn't it beautiful? For all to rise & fall for
the same beautiful necessity? Wouldn't it be beautiful for us to rise up
in light & fall in unison, serving only nature?"47
tion, the poetry of building a haven, a home. (And if we enter "soul" or "spir-
it" for "writing" in these sentences, we hear the parallel between art and life.)
The values involved are not merely material or instrumental, but in essence
quite other. A well-caulked house can enfold an utter wasteland; a loose-
roofed shed, enclose a home.
A musical perfonnance or artful phrase may at times serve only to
drown out ugliness or shield us from a seething dark. But a phrase or song
may give us more than welcome shelter from the wind. A space of insight or
epiphany can be created for rich inhabitation. Poetic activity can witness and
testify to saving meanings. Embodying creative powers of reception and
transfonnation, it can build a phrase or line or world of intrinsic worth, lift-
ing artist and audience alike. "A predicate or two can reveal a whole
world."so Perhaps Johannes sees the artist as creating from the void, imitating
God. More likely, such self-redeeming activity prefigures faith's "double
movement," the reciprocal movements of giving up and getting back.
The metaphor of solitary building can be supplemented by a more dia-
logical model that captures the experiential give and take of authoring. As
the British critic Hennione Lee puts it, the writer provides "a record of
exploration and disclosure, loss and repossession, ... of finding, losing and
recreating experience."S1 In stepping back to admire, evoke, and describe, the
poet loses a pre-reflective relationship to the hero. Her reflective admiration
may be laced with fear that she faces in fact only a senseless whirl or fear
that her art can not do justice to her idol. s2 The poet's faith, then, would be
her hope that this dreaded loss of meaning in fact will not be final. S) He lev-
els the old, anticipating a "repossession," a building of the new. Not just a
work, or home, but also, as Johannes later has it, a "clean edition of
himself."54 He has trust, held "on the strength of the absurd," in the saving
efficacy, the redeeming powers, of Art.
Abraham's faith will be resigning Isaac and having the expectation,
strangely fulfilled, of getting him back. The artist's faith will be resigning the
immediate sense of the world, struggling with the loss that this entails, yet
maintaining the expectation, uncannily fulfilled, of getting it back-partly
through poetic labor, through recreating experience, but partly through muse,
as gift. This is what Johannes calls "the faith of the poet. "55 And if there is
poetic faith as well as religious faith, then perhaps there is ethical faith as
well. And so as many faiths as fonns of despair or failure. As many, plus
one-the faith that does not fail.
the poet can only admire from afar with envy and amazement. Yet, in the
next breath, Johannes reminds us that the poet transfigures the hero's deed in
memory, giving it the touch of eternity. So perhaps the poet is the hero's bet-
ter nature. Without the artist's commemofative song, the hero would/all into
oblivion. But should a poet place himself thus above his idol? From the
standpoint of religious faith, this seems a questionable vanity.
First there were purveyors of the System elevating themselves to God's
equal; now there is the poet raising himself to Abraham's equal, or even high-
er. Twice, Johannes repeats a refrain: "It is human to sorrow with the sorrow-
er, but greater to have faith and more blessed to behold the believer.".56 This
could mean--quite flattering to the artist-that it's better, "more blessed." to
behold faith than to have it. Or it might mean only that it's better to behold
and have faith than to merely sorrow in resignation with the sorrower.
Is the essential flaw of the poet to value beholding over being? Per-
haps. Yet these self-flattering remarks also ring with nervous bravado. The
ambiguity is pervasive. At the end of his speech, Johannes proclaims: "Ven-
erable Father Abraham! Thousands of years have slipped by since those
days, but you need no late-coming lover to snatch your memory from the
power of oblivion: for every mother tongue commemorates yoU."S7 Do these
words deny the poet's claim to self-importance? Or do they instead reassert
it in patronizing, mock-modest disguise? The awkward self-consciousness of
the speaker hints at an inner insufficiency in the aesthetic stage of existence,
a defect evidenced in a double irony. Johannes tries to write about faith from
only a poetic standpoint of beholding. And he failingly tries to live. to be.
from that merely poetic standpoint.
The faith of the poet, says Johannes, is his faith in his hero.~8 He sings of
Abraham, of the measures of his greatness. which are the greatness of what
one loves. of what one expects or hopes. and of what one strives with. Lov-
ing and wrestling with God while expecting the impossible mark the great-
ness of Abraham, who "conquered God by his powerlessness." Johannes
spares no eloquence, paradox, or exaggeration:
There was one who was great in his strength, and one who was great in
his wisdom, and one who was great in hope, and one who was great in
love; but greater than all was Abraham, great with that power whose
strength is powerlessness, great in that wisdom whose secret is folly,
great in that hope whose outward form is insanity. great in that love
which is hatred of self.59
Art. Deed. and System 37
We should note, too, that it is not just the primary term (say, love) whose
meaning is altered in a paradoxical juxtaposition but also the meaning of the
striking qualifier (for example, hatred of self). Just as it would be absurd to
think that being ready to kill one's child, literally and without qualification, is
a mark of faith, so, it is absurd to think that literal self-hatred or unqualified
powerlessness or simple folly are authentic marks offaith. Johannes warns, in
a later section of Fear and Trembling, of speaking in a way that "words
[become] a pitfall for somebody on the loose."61 Among other things, I take
this to be a warning against a commonplace interpretation of powerlessness,
hatred ofsel/. a hope that is insane, a wisdom that isfolly.62
The measures of Abraham's greatness, then, are conceived as extraor-
dinary capacities for love, hope, strength, and wisdom. Johannes mentions,
almost in passing, that Abraham hopes for what is humanly impossible,what
cannot be gained by will alone-in this case, the return of Isaac. And he con-
tinues by elaborating this virtue of hopefulness.
One might expect a jeremiad, a Job-like story of the suffering of this man at
the hands of God. Abraham "became a stranger in the land of promise," in
exile from the "land of his fathers. "63 God had promised Abraham a son;
through that son, he would become father of his race. Abraham waited, grew
old, and was childless. Yet he had faith, an uncanny hope and unsorrow in
circumstances where one's deepest desire seems thwarted.
Abraham's desire is for a son, for God's promise to be fulfilled. He
believed that "all the nations of the earth should be blessed in his seed."64 As
time passed, and the promise, to earthly eyes, seemed less and less likely to
be honored, he did not lament or despair.
Johannes then imagines some "counter-Abrahams," Abrahams failing
to have faith through lack of hope. One variation has Abraham withholding
the best he has. He begs God that Isaac's faith not be darkened, then raises
the knife, plunging it into his own breast. M Another variation has Abraham
doubting that Isaac will be returned. He is surprised by the appearance of the
ram. Rather than a fulfillment of the "impossible hope" that should have
been his faith, he considers Isaac's return an accident or "fluke."66 There is in
this section another "counter-Abraham" failing for lack of hope.67 Here the
ordeal is set earlier, when he is still childless.
After a number of years waiting patiently, Abraham reluctantly con-
cludes that he has in fact misunderstood the promise. God had not meant to
bless him with a son. Addressing God, Abraham thinks: "I will give up my
desire, it was my only desire, my blessed joy. My soul is upright, I bear no
Art, Deed, and System 39
secret grudge because you refused it."68 Offhand, this might look like a way
to continue, and to sustain one's faith in God. After all, Abraham's belief in
God is intact. He trusts in God, and willingly resigns the temporal. But this is
an unfaithful Abraham. Faith is not such belief and resignation: "for it is
great to give up one's desire [and retain a belief in God J, but greater to stick
to it having given it up; it is great to grasp hold of the eternal but greater to
stick to the temporal after having given it Up."69 Here is the fundamental con-
trast that underlies the argument of Fear and Trembling. the contrast between
resignation and faith.
Resignation gives up temporal expectations, love, and home. It is
mixed with grief and sorrow, with suffering and broken dreams. Faith, too,
gives up the expectation that temporally speaking anything like the promised
fulfillment is possible. But simultaneously it sticks to the expectation that
worldly fulfillment will nevertheless occur-by means that temporally
speaking seem absurd. The ordeal of faith is the struggle with this "absurdi-
ty," that one "sticks to the temporal after having given it up."
In "Preamble from the Heart," this ordeal is traced out in tenns of love.
Abraham will give up a possessive attachment to Isaac yet not dilute his
love. Giving up the temporal and getting it back is then a test of selflessness,
a test of care. In "Problemata," the ordeal of faith is traced out in tenus of its
challenge to reason, ethics, and speech. Love, reason, and affiliation at fust
appear lost-and then, uncannily, returned.
The contrast between a disillusioned "realism," or resignation, and a
hopeful unsorrowing faith is continued with a metaphor of age. What one
gives up but gets back in Johannes's lyric is now not love or Isaac or reason
but youth. Abraham was not "dull with grief," but he "believed, and there-
fore he was young; for he who [only in a shallow worldly sense] always
hopes for the best becomes old, deceived by life, and he who is always pre-
pared for the worst becomes old prematurely; but he who has faith, retains
eternal youth."70 Johannes distinguishes an outward miracle of faith-the
commonplace interpretation-from an inward wonder of faith-the religious
understanding of wonder or marvel.
Reflecting on the miracle that Abraham and Sarah were blessed in old
age with a child, he write'S:
but spiritually. The miracle is not really that someone their age might be
blessed with a child. The deeper wonder is Abraham's capacity to spiritually
modulate his existence. Later, Johannes gives prominence to fear and trem-
bling. But here he sings a complementary theme, that faith embodies a
youthful hope and joy.
Like the poet who commemorates his hero, and through his song
makes a wasteland habitable, so Abraham, through faithful care and unsor-
rowing hope, transfigures what would otherwise be a senseless struggle with
"the raging elements of creation." It is a struggle with growing old, with los-
ing the chance for children, with losing one's child. And when the ordeal is
successfully passed, resignation is displaced by hopeful faith.
The first test of Abraham's faith is whether he can believe that in their old
age God's promise will be fulfilled. Johannes reminds us that this is followed
by a second test that seems to mock the first. Could Abraham believe that
even as God demanded Isaac, Isaac would be returned? And now for a few
pages in this "Speech in Praise," Johannes casts Abraham's ordeal of faith,
his ordeal of meaning, in the broadest possible terms. It is now seen as a
struggle with time.
"He had fought with that subtle power that invents everything, with
that watchful opponent that never takes a nap, with that old man who out-
lives everything-time itself. He had fought with it and kept his faith. Now
all the horrors of the struggle were to be concentrated in a moment."72 Deci-
phering the story of Abraham and Isaac is deciphering our temporal exis-
tence, articulating our immersion in time. "Temporality is what it all turns
on."73 Wrestling with time is wrestling with the enigmas of birth, death, and
change of self. It is wrestling with the enigmas of loss and renewal.
The issue Johannes raised at the start of his speech now returns. Is
there an "eternal consciousness," a spiritual foothold from which we can
manage, or be helped in managing, our struggle with time? Buttressed by the
presence of the poet's admiring words and the hero's worthy deeds, faith's
answer is Yes. And the time that eternity transforms and redeems is the span
of this life. "[HJe who has faith retains eternal youth."74 Sarah's faith kept
her yOllng. And if faith can keep age at bay, it also has impossible powers
over one's past, in fact, over one's own engendering. Whoever works, has
faith, "gives birth to his oWllfather."75
There is H vaguely blasphemous ring to this phrase. Is this the God-like
artist speaking, who can create even himself from nothingness? Or is the idea
that through faith, my self is given new birth, through the engendering power
Art, Deed, and System 41
of a new father? On this view, the father whose faithful work provides the
condition for his son's return, a new son, also provides the condition, it
seems, for newly being himself a son. Just as the ethical and Isaac are given
up and then returned, so now the father is returned, transfonned. 76 But how-
ever we read this enigmatic claim, that in faith one "gives birth to his father,"
we surely confront a wonder of faith, the marvel, forward and backward, of
faith's mastery of time!
A half-dozen pages from the end of Fear and Trembling, Johannes
returns to the theme of temporality and renewal as he meditates on the death
of Socrates. There he claims that Socrates becomes immortal before he dies.
He gains a kind of immortality in this life, an access to eternity that gives
him mastery in his struggle with time. 77 As he closes his "Speech in Praise,"
however, Johannes recalls a hero whose faith surpasses even Socrates':
Abraham had faith and had faith for this life. Yes, had his faith only
been for a future life it would indeed have been easier to cast every-
thing aside in order to hasten out of this world to which he did not
belong. But Abraham's faith was not of that kind. [I]t was for this life
that Abraham beIieved.1 8
The struggle with time and things preserved and perishing within it is one's
active, full responsibility. The strength of resignation assists in the battle
with loss, suffering, or death. But Abraham's strength is greater. By his own
hand he brings about the loss that threatens his love and hope. Yet alI the
while, and unlike Socrates, he maintains an uncanny hope for the return of
the world, in this life.
or in the life from which his verse sings forth, the artist has not sunk so low
as those purveyors of the System who have not even a clue as to what the
task demands. For all his failings, the poet, we are told:
will never forget that you [Father Abraham] needed a hundred years to
get the son of your old age, against every expectation, that you had to
draw the knife before keeping Isaac; he will never forget that in one
hundred and thirty years you got no further than faith.BI
3
Ordeals of Love:
Preamble from the Heart
into reality," he guards his love nobly. It is "the whole content of his life"
(even if only an "ideal content").11 This knight:
will have the strength to concentrate .the whole of his life's content and
the meaning of reality in a single wish. If a person lacks this concentra-
tion, this focus, his soul is disintegrated from the start and then he will
never corne to make the movement [of resignation], he will act pruden-
tially in life like those capitalists who invest their capital in every kind
of security so as to gain on the one what they lose on the other.l 2
The lad's life is concentrated in the "single wish" (or commitment) to love
his princess. To renounce that love would be to lose the defming, stabilizing
center of self and world. All would be shattered. This characterization of the
knight of resignation revives the critique of market ideology begun in the
Preface and revived in the Epilogue. It launches a wonderful play on the con-
trast between investing in capitalist versus faithful "securities."
To invest concern over a number of interests without a unifying focus
will disperse and dilute one's identity, one's integrity. This dispersal of con-
cern, "hedging one's bets," means that emotional "investments" will be cau-
tious, tentative, a matter of prudential calculation. What fails here will be
made up for there. This utilitarian or capitalist approach lets the worth of
relationship be set by market conditions, by collective impersonal judge-
ments of the public at large. How escape this sad parody of personal rapport
or intimacy?
Johannes believes that interests must be focused and focused on an
appropriate object. A rich and fulfilling life requires "an absolute," or "abso-
lutes," around which its "relative" pursuits can be orientedY But doesn't the
capitalist concentrate his life around a single commitment or "absolute": the
desire that his "personal assets" outweigh his losses? Two considerations
dilute this criticism.
Johannes addresses a populace whose behavior and avowed belief are
at odds. Behaviorally, they show an overriding commitment to gains as mea-
sured by commercial market standards. Yet there is stilI pervasive lip service
to non-commercial values: to family, friends, religion or civic service. In the-
ory, God or love or good should be supreme; in fact quite lesser values reign.
So there is either dishonesty about the importance of moral or spiritual val-
ues or else a confusion all around, a weakening dispersal of interests with no
clear consciousness of their proper ordering. Second, insofar as a capitalist
commitment becomes transparently dominant. it is open to obvious criticism.
The contrast between a crudely ultilitarian calculation of benefits to
self, on the one hand, and, on the other, the reflective weighing of deeper and
incommensurable ideals and values is sensitively explored in a classic essay
Preamble from the lIeart 47
by Charles Taylor.!" In "Responsibility for Self," Taylor calls the person who
can only decide his self-defining course in terms of a single pleasure/pain.
cost/benefit criterion a "weak evaluator." "Strong evaluators," in contrast.
organize their lives and make self-defining decisions partially in terms of
cost-benefit calculations. But more important, they also articulate themselves
in terms of qualitatively distinct and often incommensurable values or ideals.
In Sources of the Self. Taylor calls these ideals than which nothing deeper
lies and around which a life is oriented. "absolutes."u
Honor. Love. or Justice, Civic Duty or Family Life, are "absolutes"
with familiar names. Although they can be reflectively weighed, their rela-
tive importance answers to no single standard of measurement. Not only will
persons differ among themselves about the relative significance or power of
one "absolute" or ideal as against another. Within a single life, the way they
are ordered or ranked and how they are seen to bear on a particular issue can
seem a difficult process to describe or understand. If the relative importance
of what we care about is often transparent, just as often it will be only vague-
ly sensed and elude easy description. In any case, these several "absolutes"
cannot be cashed out in a quantitative single-standard of costs and benefits.
We asked whether a "capitalist commitment" could be the defming
center of one's life. But this is to ask whether we can remain only "weak"
evaluators. Can we take relationships to God, friends. family. or the Good as
items of merely quantitative value? Are these relationships "investments,"
"securities" that fluctuate in worth-while we, no doubt, attentively manipu-
late our "stock? Do we payout our "moral" concern in measurable incre-
ments, working always to maximize a profitable exchange? Not if our goal is
to become strong evaluators, with complex selves to shape and discover.
Johannes mocks would-be "errand runners" of the spiriLI6 Life is more
than a prettified stock exchange. The knight of infinite resignation enters the
battle against such capitulation to commerce. He is no opportunist, no specu-
latol'in paying relationships. In love with his princess, the knight of resigna-
tion takes his love as a deep and sustaining value, not to be casually dis-
persed over the field of possible investments.
He is distinguished by his courage. He has independence of mind, is
unswayed by "what others would think" about the "foolishness" of his love.
He is "self-sufficient." However deep his love, he is free from dependent
need: "He has grasped the deep secret that even in loving another one should
be sufficient unto oneself.... it is only lower natures who find the law for
their actions in someone else, the premises for their actions outside them-
selves."j7 This self-sufficiency is described later as a protective shirt "sewn
in tears," the shirt of infinite resignation. "The secret in life is that everyone
must sew it for himself; and the remarkable thing is that a man can sew it just
as well as a woman. "18 Self-sufficiency and courage also appear in his refusal
48 Knights of Faith and Resignation
Finite/Infinite, Temporal/Eternal
gain "eternal consciousness" would be to gain a vantage point free from the
constricting push and pull of the many petty things that shape the ordinary
flow of time.
Finite and infinite are similar perspective-defining contrasts. One
enmeshed in the finite would be attached only to particular, worldly things,
blind to ideals that overarch particulars, or to totalities (such as Nature or
Creation) from which particulars separate or emerge. One would then lack
access to soul, spirit, or God, "absolute objects," as Hegel called them-and
much else besides: for example, freedom, morality, or hope!2l In making the
"movement of infmity," the knight of resignation wins some freedom from
the push and pull of worldly things. In touch with liberating "infmite" totali-
ties, ideals, or "absolutes" like God or spirit, he gains some leverage, some
advantage, over the weight of petty attachment.
A full treatment of these contrasts between temporal and eternal, finite
and infmite, would take us to Sickness Unto Death. where Kierkegaard (or
"Anti-Climacus") actually defines the self as a relationship to these contrast-
ing polar factors, to the relationship between fmite and infinite, eternal and
temporal, freedom and necessity.24 But perhaps enough has been said to give
us a sense of how these abstractions can function within a personal, existen-
tial perspective.
The knight's tie to his princess is the unifying focus of his identity. The
loss of this anchor reverberates throughout his existence. He will lose orien-
tation, meaning and a sense of reality. But he is no ordinary youth. In fact, he
is a knight. distinguished by exceptional strength, skill, and courage. So the
loss of the fmite is not utterly shattering. Though he has lost rapport with the
princess, something remains.
In renouncing the princess, the knight discovers (or generates) a new
perspective. His life is no longer focused by concern for a fmite individual.
His standpoint is now outside the flux of petty, worldly things. It represents
the possibility of surviving the crushing loss of the princess, a point of lever-
age from which the old frames of experience can be abandoned. The loss
now is only partial-not the utter loss of point of view itself. In this new-
found "eternal consciousness," the Iaiight discovers "peace and repose and
consolation in the pain. "25
Hardening oneself to sorrow by renouncing particular intense relation-
ships resembles the stoic reaction to a world of pain and trouble. One seeks
immunity from the disturbances of disappointment, anger or guilt. By with-
drawing care, the self shields itself from injury or affliction. By renouncing
the fmite, one defeats its power to provoke passionate, painful reaction. But
unlike the stoic who extirpates his love or attachment to the world, the knight
of resignation transforms it. His "object of worship," his grounding and ori-
enting absolute, is now "the eternal being."
50 Knights of Faith and Resignation
its incongruity with the finite. No! I examine him from top to toe in
case there should be some crack through which the infinite peeped out.
No! He is solid through and through.3l
Being at home in the fmite, the knight looks ordinary enough. There is in his
demeanor no betrayal of the infinite, of a soul withdrawn or distanced. But
however pedestrian he may seem in appearance, Johannes is sure it is a
knight offaith that he encounters.
Kierkegaard is often saddled with the view that because the knight of
faith cannot be readily distinguished from the tax-collector, merchant, or
Philistine, no one but the faithful person herself can know if she is of faith.
But both the preceding passage and the one that follows show that
Kierkegaard did not believe it was impossible to distinguish the knight of
faith from others. The difference can be perceived by the attentive observ-
er-though no explicit criteria for discrimination is offered for the uninitiat-
ed or skeptical. And of course the risk of misperception, of misidentification
remains, even for the most refmed religious sensibility.33
The knight's delight in earthly things. his joy, is the token of his having
welcomed the fmite. But how, then, is he different from a similarly ordinary
person who has never undertaken the difficult movement of resignation?
JohaRnes provides this knight a delightfully banal test. When set against the
pathos of Abraham's ordeal, this "trial" can only be taken as comic relief:
should be taken away. And this is the sign of his harmony with the fmite.
This "movement" toward the fmite after having given it up, this readiness to
accept the world back, on new tenns, is a "movement" his identically pedes-
trian unfaithful twin cannot make.
The not-yet-faithful merchant will be embarrassed or thrown off stride
by the world's unfolding this way rather than that. But not the shop-keeping
knight of faith. He welcomes, and is ready to welcome, all. He is unper-
turbed by change. Yet unlike the knight of resignation, he has in no way
diminished his care for even the least particularity of his existence.
Abstractly, Johannes de silentio characterizes the shopkeeping knight
in this way:
this man has made, and is at every moment making, the movement of
infmity. He drains in infinite resignation the deep sorrow of existence,
he knows the bliss of infmity, he has felt the pain of renouncing every-
thing, whatever is most precious in the world, and yet to him fmitude
tastes just as good as to one who has never known anything higher, for
his remaining in the finite bore no sense of a stunted, anxious training,
and still he has this sense of being secure to take pleasure in it, as
though it were the most certain thing of all. And yet, and yet the whole
earthly form he presents is a new creation on the strength of the
absurd. 35
Both the knight of resignation and the knight of faith make "movements of
infinity," gain an "eternal consciousness" that inures them to change. Being
resigned, it would not hurt the young lad to learn that his beloved has mar-
ried another.36 But Johannes also implies that the youth would be embar-
rassed were love suddenly to become possible again-for he has written her
off, temporally speaking.37
It is precisely in this respect that the lover lacks faith. For in addition to
the "movement of infinity" or resignation, a knight of faith can make the
move back into the world, fmding the taste of the finite good. Unlike the per-
son resigned, he would happily accept the beloved's return. He has not sealed
himself off from joy. He knows more than resignation's withdrawal and grief.
If he can understand the knight of resignation, Johannes is frankly baf-
fled by the knight of faith. How can one renounce fmite life, yet embrace it
in joy? With his flair for the dramatic he speaks of faith as a capacity for "the
impossible." Faith achieves its goal "on the strength of the absurd." It is not
on his own strength, but through mysterious empowerment from elsewhere
that he succeeds in this "second movement," in being fully ready for the
return of the finite. This empowerment is from God, and "for God, all things
are possible." 38
Preamble from the lIeart 53
If we have cared for a fine old watch and suddenly it is stolen, we may feel
not only sorrow but anger. Care is linked to proprietary rights. It gets
entwined with possessiveness and a capacity for hurt, should possession-
related rights be violated. One way to cancel this capacity for hurt is to
renounce our proprietary claims. If we disown our possessions we may be
saddened if they are lost or taken but we will be spared the added pain of
knowing that our rights have been violated,
Much of the stoic hardening of the self to disappointment and change
can be interpreted as narrowing the area of proprietary claim. A person is
rich, one could say, in proportion to that which he is willing to give Up.39
Giving something up, we cannot be hurt by its being taken away.
Johannes speaks of the knight of resignation as "renouncing his claim"
on the princess, "renouncing the whole of temporality;" he "infmitely
renounces claim to the love which is the content of his life,"40 Renouncing all
claim to the princess, he saves himself from hurt should she marry another
and from hurt coming from the fmite generally. But the fact that the youth
would find the return of the princess an embarrassment indicates that the
pric6 he has paid for diminished hurt is diminished care. He would be embar-
rassed by her return because in some sense he has ceased to care: "he pays
no further finite attention to what the princess does. "41
But not all cases of love or care are tied up with proprietary claim. I
may enjoy and warmly anticipate the appearance of a sparrow at my feeder.
Yet I would claim no rights over this object of my enjoyment. The matter of
its life and death is something over which I have no claim, Of course, I
would feel indignant were someone maliciously to injure it. But in the course
of things, the sparrow will go its way. Meanwhile, I will adjust myself to its
goings and comings.
A concern that foregoes proprietary claim one could call a selfless con-
cern.42 Such concern or love would be care entirely distinct from the asser-
tion of rights-unless one wanted to speak of the right of the object cared for
54 Knights of Faith and Resignation
The knight of faith retains an openness to joy and to the possibility of love
that the knight of resignation sorely lacks. In a way that combines admiration
and self-pity, speaking now as a knight of resignation, Johannes reflects on
the lucky one who has faith:
Having renounced all claim to the princess (but not all care for her), the
faithful lover is ready to welcome her back. He has the strength, courage, or
faith to say, "I shall get her on the strength of the absurd." But he cannot
force or coerce her return. Through an open readiness to receive her, but-
tressed by the faith that he will get her back, he welcomes her, if she is given.
The knight of resignation, using all his strength for renunciation, lacks faith
that love is still possible. He blurs his renunciation. Care as well as claim is
renounced, leaving him in no position to warmly receive the princess, were
she miraculously to be given.
The knight of faith works to get the princess back, then, only in the
Preamble from the lIeart 55
The Absurd
Abraham's world has revolved not around a princess but around Isaac and
God. Suddenly that world is put at risk. He must visibly and dramatically
reenact, as it were, the movements of resignation and faith. His willingness
to sacrifice his son betokens his renunciation of all claim to Isaac. Yet that
sacrifice is predicated on his unceasing love. He has not lost care for the
finite; he is ready at every moment to welcome him back.
Johannes writes that the task of faith is "to live happily and joyfully ...
every moment on the strength of the absurd, every moment to see the sword
hanging over the loved one's head, and yet to fmd not repose in the pain of
resignation, but joy on the strength of the absurd."s4 Of course, Abraham
does not just see the sword hanging over the beloved; he is asked to wield it.
But what will it sever? And how can this be an occasion for joy? How does
this "two-edged sword" both "slay and save"? S5
From the standpoint of faith, the pain of renunciation is the loss of the
proprietary claim, the sense that one has ultimate dispositionary rights over
the object of one's deepest devotion. Abraham's willingness to sacrifice
Preamble from lire Hearl 59
Isaac shows in the most dramatic way imaginable his severing of the posses-
sive tie. To Johannes. and perhaps even to Abraham. it will seem dangerous-
ly close to losing Isaac outright. Yet Abraham has faith that Isaac will not be
lost. In severing the tie. a selfless care is renewed and released.
God will demand the son's sacrifice to halt the father's "immortality
project"-the misguided but all-too-human attempt to master time and death
through "possessing" the son. and the son's sons. to eternity. 56 In demanding
Isaac, God curbs this ultimate will-to-power. The idea is not just to humble
Abraham, to knock him down. The story depicts, at least in embryo. a
father's ordeal of liberation and fulfillmentY "Attunement" puts the task of
faith as a struggle to set mother and child free within the bonds of love. Here
the motif returns: how to grant fathers and sons the separateness-in-Iove each
will need and deserve.
The journey to Mt. Moriah describes an ordeal of love. Although our
author tries us with the dizzying view that Abraham may be murderous, he
also claims unequivocally that at no point does Abraham diminish his love.
Without such selfless care, "every thought of offering Isaac would not be a
trial, but a temptation."SB This love is "a precondition without which the
whole affair becomes an act of wickedness."'9 A murderer aims to get rid of
someone. 60 But at every moment, Abraham is ready to welcome Isaac back:
"he received Isaac back with joy, really heartfelt joy ... he needed no time for
preparation, no time to adjust himself to finitude and its joy."61 Never does he
relax his care.
A ritual such as sacrifice is an outward expression for an inward act.
Undoing possessiveness excludes self-pity, the sense that one is merely a
passive victim of pain. Abraham cannot chalk up his loss-if it occurs-to
some cosmic necessity or tragic fate. He does not merely live through that
suffering, as he would had God just snatched his son away. He is an active
and inward participant in this ordeal, a co-initiator of his suffering .
• Johannes believes that his contemporaries sidestep the self-imposed
pain of sacrifice. By remembering only that Isaac was returned. the difficulty
is brushed aside. So Johannes resolves to force it into view: "If I myself were
to talk about him, I would first depict the pain of the trial. For that I would
suck all the fear. distress and torment out of the father's suffering. like a
leech. in order to describe all that Abraham suffered, while still believing. "62
But there is more to this ordeal than pain, for faith involves not "repose in
the pain of resignation," but "living happily and joyfully." Abraham is not
that unlike the jaunty tax man. He delights in finite, worldly life.
Abraham's unceasing love of Isaac betokens a joy in Isaac's existence
and in worldly life as a whole. He does not succumb to hatred or bitter resent-
ment of God. The paths of suicide or despair are not his. 61 In "Attunement"
Johannes imagined Abraham getting Isaac back. but being so embittered by
60 Knights of Faith and Resignation
Here there prevails an eternal and divine order, here it does not rain
upon the just and the unjust alike, here the sun does not shine on both
good and evil, here only one who works gets bread, and only one who
knows anguish finds rest, only one who descends to the underworld
saves the loved one, only one who draws the knife gets Isaac. 66
Here, Johannes reflects on a divine order that will reward Abraham. As spec-
tators placed comfortably with the poet who beholds, we are permitted a
thought forhidden the father of faith.
"Preamble from the Heart" reveals the vulnerability and deep sustain-
ing power of love-its power to survive the threat or reality of devastating
Preamble from the Heart 61
conscience would declare anyway, that Abraham has made the wrong choice,
that Kierkegaard is deluded in his attempt to glorify such outrage?
If one resists such quick dismissal, one might try to show that appear-
ances aside, Abraham does not overthrow reason or ethics, or perhaps not in
a really damaging way. But this move can backfire. In trying to make it rea-
sonable and moral-at least not that bad-for Abraham to have sided with
God against Isaac, the intensity of Abraham's dilemma will be diluted. Yet
surely it will be bad, terribly bad, no matter what Abraham does. Can turning
his back on God be an improvement on turning his back on Isaac?
I suggest that we question a premise that has gone virtually unchal-
lenged. Why assume that Abraham has made the right choice? I do not mean
it would have been better to have rejected God. I mean that we should ques-
tion the premise that in this crisis there is an objectively correct response.
There is a deadlock of considerations--one both ought and ought not to obey
God, one both ought and ought not to protect Isaac. If this deadlock is
massive enough, it will undermine the very possibility of there being a cor-
rect response.
In a perceptive analysis, John Donnelly sees correctly that Abraham
both ought and ought not to sacrifice Isaac. s But he ingeniously suggests that
Abraham has a third option beyond obedience or refusal: Abraham, he sug-
gests, could abstain. But how, in practical terms, could one distinguish
abstention from simple refusal. Could Abraham really have replied to God:
"Look, I'm not refusing your command-I'm only abstaining!" The terrify-
ing options, to refuse or obey, seem fixed.
Indeed, if we knew too easily that Abraham's choice was "correct," the
master theme of Fear and Trembling would be undercut. If Abraham or we
could know that he had picked the "right" alternative, then there would be no
dilemma-at least not one this intense. But surely Kierkegaard's aim is not
to ease Abraham's crisis but to amplify it, to portray its terror unflinchingly.
We are not meant to walk away with a pat priority rule: Always obey God, no
matter the cost. no matter the ethics! That would only encourage the moral
complacency Johannes is at pains to attack. Having established a rule for
breaking deadlock of the worst imaginable sort, Reason would be vindicated;
for Abraham. things would be relatively clear-cut. But if this is indeed a
story of/ear and trembling. there can be no such rationalist solution. Perhaps
from some "God's eye" point of view there is a "right choice." But neither
we nor Abraham can occupy that viewpoint. If there is. in some universe, a
"right choice," it is securely veiled from our eyes.
Dilemmas have differing structures. There are cases where considera-
tions are in such intense deadlock or are so radically incommensurahle that
all hope for decisive guidance is wiped out; no best path is discernible. Then.
there are cases where considerations conflict. even terribly, but we are never-
66 Knights of Faith and Resignation
theless confident which path is best or even necessary. However, despite this
conviction, fear and trembling remains, for in the nature of the case we open-
ly violate a strict requirement around which we have constructed a life. Fur-
thennore, the better or necessary path may be discerned without our having
the confidence that there exists a principle or priority rule to justify that
steady discernment; or if one senses that a justifying rule or principle might
exist, we can lack the confidence that we can know or articulate it. Even if
Abraham is confident about what he must do, in Johannes's view he neither
knows nor can articulate a justifying principle. At least in part, I will argue,
the infamous "teleological suspension of ethics" marks a moment when jus-
tification falls away. There is a third sort of dilemma. Here, considerations
conflict, one discerns the better course, and one has at hand a priority rule
or principle that justifies one's choice. Nevertheless, one might stilI feel fear,
guilt, or remorse, for having to neglect, even with good reason, an important
consideration. But this latter is not Abraham's suffering.
I will draw on the discussion of dilemmas provided by Sartre, Thomas
Nagel, and others.6 This will highlight the role of particular, nonuniversal, or
"subjective" considerations in the infrastructure of moral life. And it will call
into question th~ prospect for rationally justifying deep-set personal or sub-
jective concerns. In some dilemmas, subjective claims can neutralize or sus-
pend the power of ethics to provide univocal direction, thus putting persons
at risk and reliant on faith. Here is a reading of the teleological suspension
that conveys the fundamental sense of Abraham's dilemma, that preserves an
integrity for reason and ethics even as their limits become starkly displayed,
and that reveals Abraham's greatness to be a matter of how he lives through
his dilemma. His way is necessarily dark, his justification absent or obscure,
but the accolade knight offaith, well-earned.
A universal duty will bind all persons as persons or all persons within
a given role or position or relationship.13 If I am a servant or debtor, I have
certain binding obligations that derive from my role or relationship. These
would bind anyone else in that role or. relationship. They may of course be
overridden by other claims or obligations, but they nevertheless have some
hold regardless of desires or interests I may have to the contrary. When
Agamemnon must kill his child we have tragedy rather than senseless mur-
der because the obvious duties attached to his role as parent and to his status·
as a person are counterbalanced by equally pressing duties attached to his
role as king, as head of state and guardian of the common good. One might
speak of a contrast between private and public obligation. But in Johannes's
terminology, both sorts of duties fall in the realm of the universal. Anyone
positioned as Agamemnon would be caught in the same fIx.
A duty or requirement is individual or particular when it binds only me,
in the sense that its force derives primarily from my commitment to goals,
projects, or "absolutes" whose recognition commands the acts I feel bound to
perform. The requirement is not directly connected with duties or responsi-
bilities attached to a public offIce or positions I happen to occupy. And I
would not expect anyone else to feel bound, or as bound, as I do. 14 A great
number of the ends to which we devote our lives are in this sense individual
or particular. Painting or Politics, Research or Prayer, Moral Purity or Per-
sonal Relationships, Family Life, Fame, or Honor can present us with
demands that appear inescapable or absolute in the sense that for us, though
perhaps for no one else. they are essential to the maintenance. stability, and
integrity of the persons we are and will become. Kierkegaard speaks of a self
"relating absolutely to the absolute."1S Such inescapable ideals or overarch-
ing goods make absolute demands on the self. As Charles Taylor has argued.
they provide energizing frameworks within which a self fInds meaning and
orientation, the framework of what matters, and what matters most.
Two brief points of clarification before we proceed with Kierkegaard's
characterization of "individual" or "particular" requirements. There is a cir-
cularity built into the fIrst element of the characterization of duty given here:
Duty flows from commitment. yet commitment is experienced as a response
to duty. But I take this circle to be auspicious, wide, and embracing. It paral-
lels the fact that moral duty will be felt to be necessary, and hence motivat-
ing. only to those with a prior commitment to "the moral point of view." Sec-
ond, that selves should be bound by particular, identity-defining projects can
be universally required. Everyone must become an individual. But neither the
particular project I choose or feel bound to pursue-piano or politics-nor
its comparative importance among other commitments, can be decided by
appeal to what is universally required.
Commitments that ground action in pursuit of such framing individual
Dilemmas and Subjectivity 71
Because one of the conflicting demands upon him is not universal but
particular, Abraham's dilemma is more than tragic; it is an ordeal of faith.
The other distinguishing feature of the faithful knight is silence. Abraham,
unlike the tragic hero, cannot speak ahoyt his plight.
Abraham's Silcncc
one. Now we can raise in a more general way some questions about subjectiv-
ity, reason, and justification, concepts central to the idea of a rational ethics.
Reason and justification are hobbled in any instance of dilemma.
Taken separately, each option defming the dilemma is grounded, has its
prima facie rationale. So reason is in effect. But it is not effective in picking
out the alternative one should pursue. The radical incommensurability or
balanced opposition of independently grounded considerations creates
dilemma. The power of reason to provide clear and determinate justification
or direction is neutralized. Reason can exclude any number of options as
trivial or mistaken, thus narrowing the area of permissible response. It can
nevertheless lack the power to isolate the required response. But to admit this
break in reason's implementary power is not to embrace irrationalism.
Power need not be omnipotent.
If reason were to break down utterly, it would not matter what one did.
There would be no reason to fear or resist any course of action. It would be
indifferent whether one obeyed or refused God, protected or betrayed one's
friend. And only the most extreme cynic or nihilist would accept this position.
Sartre may fancy himself a romantic "irrationalist." But he will not say to the
youth tom between family duty and antifascist passion-"Well, don't forget
the alternatives: you can join the Nazis, or shoot yourself, or take up stamp
collecting!" The dilemmas that threaten Reason are constituted by reasons.
There are extra challenges to rationality when the conflict is between a
subjective and a universal consideration, between what JohalUles calls "the
particular" and "the universal." Mainstream Platonic and Kantian traditions
in ethics deny any rational or justificatory status to the "subjective" or "par-
ticular." It is taken as ungoverned desire or compulsion, as whim, inclination
or bias, as the erratic, arbitrary, or gratuitous. 22 In the public arena, subjective
considerations have nothing like the weight of universal rules and principles,
which are socially articulated and politically enforced. "Individual" require-
ments cannot be read off a public role or position. And given a human pen-
chant for evasion, rationalization and selfishness, the subjective is suspect.
But this wide-ranging suspicion is misconceived. In the broadest sense of
these terms, reason and objectivity are fully compatible with a full-blown
Kierkegaardian subjectivity.
Johannes de silentio accepts the commonplace view that if we take
seriously the claims of the personal or subjectivity, then objectivity is at risk.
But in fact, Kierkegaard's aims require that he preserve objectivity, coupled
to a passionate subjectivity. Only a particular version of objectivity is at risk.
Let me distinguish four sorts, only the last of which is at odds with
Kierkegaard's project. 23
Reflective objectivity is at work in the Socratic thoughtfulness and care
with which we consider our commitments, viewpoints, and projects.
Dilemmas and Subjectivity 75
This quixotic goal of utter impersonality can even attract Kantians and utili-
tarians. But to seek such a standpoint is to seek what Thomas Nagel aptly
calls the view from nowhere. It is the view of nobody in particular. and so,
alas, of nobody.
In reflective objectivity, detachment from the subjective is typically
episodic. We step back to get perspective on our engagements, theoretical or
practical; to get a moment of insight or repose, or to consider our doubts or
an aesthetic or scientific wonder. But this detachment naturally alternates
with immersion, with rich and pre-reflective engagement in our lives. There
is a shuttle between standpoints, some more objective, some more subjective,
with none claiming an ultimate superiority or an exhaustive privilege. But
impersonal, imperial objectivity works relentlessly to erase awareness of our
passionate placement in a world. It is a fantasy of finality, of escape from the
exigencies of practical moral life.
Johannes works to preserve a realm of personal responsibility, free-
dom, and inwardness-a region of subjectivity. Yet the age seems to feed a
voracious objectivity bent on devouring our confident engagements in the
world. To battle that sort of trend is a reasonable endeavor. A simultaneous
commitment to .reflective, moral, or ontological objectivity is in no way
impugned. In fact, it isfrom a commitment to this initial triad of objectivities
that Kierkegaard mounts his defense of subjectivity.
Johannes extols concern in striving for Truth or Reality; passion in
pursuing our moral tasks; inwardness infusing our actions, commitments,
and convictions. A reflective, responsible "deep subjectivity" is our way as
engaged agents of grappling with the obstacles to a rich and fulfilling ex is-
tence. 26 Obsessive and reiterated erasure of our placements in life leaves
hardly the trace of an essential truth, only a shadow of meaning or identity.
Under the banner of "the individual" and "subjectivity," Kierkegaard revers-
es the pressure.
Personal or subjective convictions articulate the structure of a worthy
self. To that extent, they can furnish coherent moral grounds for conduct.
Provided the character they form has worth and integrity, they are anything
but thoughtless, whimsical, or arbitrary, the products of blind desire or com-
pulsion. Their role in justification and explanation is displayed by placing
them within narrative patterns of action and belief, within stories of character
and moral growth. 27
If I take up a life of research or art, this can be called a private, person-
al decision. Insofar as objectivity is associated with universal rules. the deci-
sion springs from no such rule and hence is subjective. But if my decision is
deliberate and takes good reflective account of my situation. talents. and
desires and of the claims of others. it can be as rational or objective a deci-
sion as can be made. The mode of rational elaboration. however. will not
Dilemmas and Subjectivity 77
WE CAN Now return to the question posed in "Problema I": Can there be a
teleological suspension of ethics? There are at least three ways to answer Yes
to this query. Only the ftrst is clearly objectionable. On a superfIcial but
widespread reading, the "teleological suspension" is a doctrine purporting to
justify an obedience to God. It proposes a terribly misguided principle by
which faith's higher telos or goal, obedience. is provided a warrant. It is
assumed that Johannes takes this warrant to have overriding force against
competing ethical claims. But on both textual and moral grounds. this pro-
posal is indefensible.
The most satisfactory and complete reading takes the teleological sus-
pension to describe a moment of transitional conflict. There is unsettling
79
80 Knights of Faith and Resignation
confusion in the shift from an ethics identified exclusively with "the univer-
sal" to a more complex ethicoreligious orientation. Experienced from within
by someone caught in this transition, there will be crisis that seems like a
suspension of ethics. But only a commonplace morality that absolutizes the
claims of community, communication, and reason is set aside. Later, this
conventional morality will be integrated within a broader ethicoreligious per-
spective. 3 The just claims of the universal will be honored. But now they are
placed within the primary claims of subjectivity.
For the moment, I pursue an intennediate interpretation. drawing on
the framework we have just established. I take the suspension of ethics to
describe a terrible deadlock where inescapable requirements clash. It depicts
an ordeal of reason which leaves an individual without comfort of moral
assurance or defmitive guidance.
Abraham's ordeal is finally more than this clash of rational require-
ments. Kierkegaardian faith is giving up and getting back, losing the object
of one's love while believing every moment that it will be returned. The
framework of dilemma casts light only on the moment of crisis, leaving the
second movement of reconciliation in shadow. This blurs the distinction
between resignation and faith. 4 The knight of faith and the knight of resigna-
tion face a terrible dilemma and accede to God's command. Yet only the
knight of faith has hope that worldly life will be returned. Furthennore, the
telos, the higher good, in the name of which the suspension occurs, remains
obscured. Despite these objections. this provisional construal of suspension
as dilemma is worth pursuing: It dramatically focuses a critique of Reason; it
secures a contrast between subjective and objective considerations; and it
suggests a general characterization of faith. secular or religious.
Suspension as Dilemma
Framed as dilemma. what gets suspended for Abraham is the power of ethics
to clearly guide or justify. Ethics and reason are in force: at no point does
Abraham relax his love, a care universally required of fathers. His ordeal is
caused by a counterweight. his sense that God's demand must also be hon-
ored. Reasons are in deadlock. Abraham is gripped by a conviction crucial to
his integrity. He feared and loved God, a God who had demonstrated his
trustworthiness in first providing Isaac and who remains the vital center of
his existence. s This "absolute" is the frame within which Abraham's life has
substance. If he is to survive as the particular he is. a subjective rationale
must be honored. His obedient response is partially grounded. Of course. this
rationale is neither immune from criticism nor decisive. If Abraham turns his
back on God. he will be lost; equally, he will be lost if he turns his back on
Suspensions and Faiths HI
Isaac. If reasons for obedience are not decisive, they nevertheless exist and
bear against more public, institutional considerations.
Seeing Abraham's compliance and God's subsequent reward, we may
think that the teleological suspension decisively grounds or justifies the out-
come. We crave a definitive basis for Abraham's decision, a guiding light: In
cases of conflict, Let God override ethics. But the teleological suspension is
not a justifying principle. It describes a brutal fact. There are dilemmas and
in such straits, ethics cannot guide, deliver us from wrong. To be seduced by
the alternative would undermine Johannes's own best insight. An objective
solution would gut this ordeal of its pathos.
But Johannes tempts us with an alternative: "Faith is just this paradox,
that the single individual as the particular is higher than the universal, isjusti-
fied before the latter . ... "6 Elsewhere, the possibility of justification is again
introduced: "His justification is, once again, the paradox; for if he is the para-
dox, it is not by virtue of being anything universal, but of being the particu-
lar."7 A justification which is a paradox is hardly a straightforward justifica-
tion! Johannes might mean, positively, that in the widest scheme of things,
individuals. and the particular convictions that give them substance and iden-
tity, are "justified" in the sense that in that scheme they have status. a status
higher than the social or universal. But here, let me stress the negative point.
Faith can not justify actions in defiance of the universal.
Johannes wants to preserve the conviction that in some sense faith is
superior. In this terrible standoff, Abraham might be gripped by the conviction
that it is God who must at last be honored. In such an ordeal, one plumbs one's
convictions reflectively, as best one can. Through various routes not exclud-
ing the possibility of revelation, and surely including the cultivation of one's
subjectivity, an alternative may achieve a compelling salience. 8 But to
acknowledge this salience-say, the salience of God's command-is not to
suddenly possess an objective justification, an escape from the dark .
• The Sartrean youth might feel in his bones that he belongs with the
Free French. Yet he cannot show that this path is objectively correct. And he
might doubt that anyone could uncover a deadlock-breaking principle. Alter-
natively, he might sense that if only he could frnd or articulate it, a rule or
principle could justify his path. Or he might confess an utter loss about what
to choose, what could guide: Suffering complete paralysis, the breakdown of
any effective motivational structure, a potentially transforming ordeal would
instead become crushing defeat.
Sartre dramatizes the youth's dilemma by leaving us poised within it.
We never learn how or if he chooses. If we were shown the outcome, we
might set out to retroactively simplify. reconstructing the case to make the
result seem all but inevitable, the natural thing to be done. Johannes himself
falls prey to this tidying impulse. Considering the tragic hero, he writes thai
82 Knights 0/ Faith and Resignation
at the moment of choice, the hero reduces the alternative not taken to the sta-
tus of desire, thus "fmding rest in the universal. .. , [H]e reduces the ethical
to a sentiment.''9 How much easier this makes the hero's defense!
We think that because Abraham' obeys, he must take faith to be the
overwhelming good: a dilemma-resolving absolute. And if he discerns faith
as his good, then he must know his path is correct. But finding one's path
confers no objective dominance on the alternative chosen. In a justificatory
sense, nothing is clarified either by Abraham's choice or by Isaac's return.
The obscurity of Abraham's ordeal outlasts his decision.
If faith overrode ethics in some decisive way-say, in the way ethics
itself can override desire-then there would be a lesson to be imparted:
Abraham chose wisely. correctly. If he were then forced to undergo his trial a
second time, presumably it would be easier. The happy outcome of the first
ordeal would exempt him, if not from further tests, then at least from such
intense future fear and trembling. But there is nothing obvious or inevitable
about Abraham's choice, either before or after it is made. The knight of faith
"feels no vain desire to show others the way."JQ In part, this is because there
is no general lesson to be learned about what acts to undertake or forego.
Divine intervention relieves a crisis. Isaac is returned. But a frightening
cloud of obscurity remains. Abraham is to be praised neither for obedience
nor for a wise choice. We cannot recommend his decision heartily to others.
Johannes can drift toward the view that Abraham is unjustified in his faith.
And if rational deliberation admitted only "universal" requirements, this
would follow. A jury wedded to conventionalist assumptions should find
against Abraham, unanimously. But there is no need to take such a narrow
view of reasons for action. Abraham's faith provides a rationale for action.
To lack decisive justification is not to be unjustified or irrational. Reasons
can't force this decision; they are in deadlock. But this shows that rationality
is in effect. It preserves its domain. One might assume that something called
a teleological suspension of ethics would justify or pennit any crime, if only
one believed and obeyed God. But in Kierkegaard's account, the knight of
faith is no unthinking zealot or fanatic. The area of reason's inefficacy, the
circle of pennissibility, is narrow and sharply etched. II
Despite God's command, the knight must show unwavering love for
others. especially his kin. Though God requires Isaac, Abraham's
love for his son is unceasing. But the murderous fanatic typically
harbors hate indifference, or contempt for his victim.
Suspensions and Faiths 83
• The knight of faith cannot believe that he (or she) is making a gener-
al point. delivering a direct. univocal teaching or setting an exam-
ple: "[He] feels no vain desire to show others the way.... The true
knight of faith is a witness, never a teacher."12 He has no simple ide-
ology to convey, no justification to offer. Yet the zealot or fanatic
typically sees himself as partisan of a cause, pledged to bring "truth"
directly to the benighted.
Johannes is aware of the danger that someone will misinterpret his account,
"will go off the rails and do likewise."16 He worries that his "words [will
become] a pitfall for someone on the 100se."17 He knows the risks he incurs,
and the risks a faithful knight must dare to shoulder. Nevertheless, alert to
the pitfalls, he pursues his quarry, this terrifying marvel. For the knight rep-
resents saving possibilities. The dangers of missing these are as great, if not
greater, than the dangers of being led hopelessly astray.
We have listed some considerations that screen the faithful knight from
fanaticism. Some are conditions of circumstance: The knight does not seek
out dilemma, but is unhappily saddled in it. Some are interpretative or
henneneutical: If the knight can be Abraham or a serving maid or a shop-
man, then we are forced away from reading the story as advocating sacrifice
on demand. Other considerations involve depth of character. To be a knight
of faith is to have had one's soul tempered through ordeals. If this picture of
souls transformed is accurate, then there is no deep conflation of the fanatic
and faithful.
Now we can consider the idea that the individual is superior to the uni-
versal, filling out the positive interpretation we promised earlier.
Attention shifts in dilemmas from acts or principles to agents or charac-
ter. The isolated individual locks our riveted gaze. The outward justifying sup-
port of social context or Reason fades out, its salience diminished. We con-
front the wonder and terror of persons in ordeal. The familiar moral question
asks What role or rule applies? It takes the universal as superior. Rules or
roles take precedence over the desires, eccentricities, or projects of the indi-
vidual. But in moral crisis the individual is partially alienated from the public
sphere. The question then becomes What can he possible do? A senlle of the
vulnerability of the actor supplants an easy referral to what ill generally done.
An exclusive allegiance to "the universal," to the public, objective realm,
can empty a person of sublltance. The objective order has a momentum of its
own that challenges the personal: leveling it out, smoothing it over, eliminating
eccentricities, self-interest, private devotions, and sentiments. But as Bernard
Williams eloquently warns:
the public order. if it ill to carry convictIOn, and also not to flatten
human experience, has to find ways in which it can be adequately
related to private sentiment, which remains more 'intuitive' and open
to conflict than public rules can be. For the intuitive condition is not
only a state which private understanding can live with, but a state
which it must have as part of its life, if that life is going to have any
density or conviction and succeed in being that worthwhile kind of life
which human beings lack unless they feel more than they can say, and
grasp more than they can explain. 18
Suspensions and Faiths 85
Refusing God
Neither Abraham nor our un-Abraham, Maharba. can walk away with princi-
ple glowingly vindicated. Neither can rejoice in having made the objectively
correct decision. They emerge tempered through trial, stronger for their
ordeal, and saved. Saved not by hitting on the "right" response, but by being
terribly vulnerable to the full complexity of the dilemma they face. refusing to
falsify the intractableness. the darkness, of the struggle they endure; and by
being open to a groundless but mysteriously empowering assurance and hope.
Unlike Sartre's youth, but like the biblical Job, Maharba articulates his
faith religiously. Even in his refusal, not unlike Job's rebellion, he stays
bound to God. Religious faith does not entail unwavering, unquestioning
obedience. Job wins divine approval despite his protest. God condemns the
"friends," who with patronizing arguments, try to quell his rebellion. 27 There
is room for protest, qualified refusal, even episodic despair.28
Both Maharba and Abraham survive ordeals, acknowledging depen-
dance on resources beyond the sufficiencies of rational ethics. And they
articulate this dependence as a God-relationship. But as Johannes has it, the
knight of faith must first have been a knight of infinite resignation. Renunci-
ation of the world must precede or accompany a faithful commitment to
God. 29 Here our counter-Abraham fails.
Abraham gives up Isaac as a precondition of receiving him back. This
resignation leaves nothing of worldly value whose preservation could ground
refusal. Maharba's refusal betrays a worldly attachment which cancels this
essential precondition. For Abraham, faith begins with the loss of the finite.
the loss of the princess and of Isaac, the loss of the comforts, reasons, and
talk of the commonplace. Though Abraham cannot know (objectively) that
God comes before any worldly good, no matter how cherished, and cannot
know (objectively) that resignation of the worldly must precede a proper
faith, nevertheless, he exemplifies and enacts faith's "double movement," the
essence, as Johannes has it, of biblical faith.
Maharba temporarily resigns God, believing all the while he will get
Him back. Perhaps we have here a kind of "teleological suspension of the
infmite!" But from the standpoint of Fear and Trembling. this is not faith. It
fails not because Johannes rules out disobedience but because he rules in res-
ignation of the world as a precondition of faith. Abraham's faith is in part the
elementary faith that gets us through. He shares with his counterpart a wild
but sustaining hope that the object of his love will be returned. But not just
any giving up and getting back will do. As Johannes has it, only Abraham
starts properly, by "dying to immediacy," by losing Isaac and the world.
Without this independence of moral value, we could not account for error in
evaluative judgment; we could not misplace our cares, mistake our values.
We cannot dictate or detennine at will the meaning of those evaluative con-
cepts whose web provides sense for our lives, individually and collectively. to
Third, this presumption of value-independence or -objectivity reflects the
sense that meaning dawns. comes to us unbidden, in wonder, insight, or sur-
prise. It can seem to arise from a source deeper and other than ourselves.
even when such bestowal appears so apt to our particular subjective needs
and aspirations that it seems virtually to have been chosen. This insight is
linked to resignation.
Being human, Abraham can become trapped in his desires. However
intense and sincere his attachment, he must acknowledge Isaac's indepen-
dent worth, his value apart from a father's heartfelt care. Love can mask a
self-preoccupation, a distorting proprietary claim. In this light, objectivity is
passionate appreciation of the separateness of the other. The valuable is a
center of energy and worth independent of my immediate subjective
response. Resignation silences self-preoccupation, the thought that value
issues from our command, or is property on which we can stake a claim.ll
This move toward a reflective, moral objectivity is linked to humility. 12
While acknowledging risk, uncertainty, and the possibility of error, I also
acknowledge a standard, an absolute, by which I can measure growth toward
more fitting perceptions of persons and the world. This standard, rather than
my subjectivity, is the true center of things. What I admire, cherish, or
respect I do not scheme to possess, manipulate, or control.
The humbling of the will through resignation is a kind of Socratic wis-
dom of ignorance. We know not from whence value dawns. But we acknowl-
edge an objective source that transcends our powers to possess or fully com-
prehend. But as Johannes has it, faith is more than this Socratic acknowl-
edging-of ignorance, this resigning of presumption. One relinquishes a world-
ly control of mundane value; but in faith one affirms its value nonetheless.
Johannes believes that worldly things have value not on his account, but, in
Hannay's phrase, "on their own account and from God." The "second ele-
ment" in the "compound attitude" of faith readies us to accept things back,
"on a new basis," their "status clarified."
Resignation is a preparatory move, not a final resting place. We are
readied not for despair or estrangement from the finite, through and through.
That would be to remain a knight of resignation, or worse. Things are of
inexplicable, abundant value, present to be received and cherished in their
own right. In faith we exercise trust or reception. n The readiness is all. 14
The faithful knight, prepared for what now may be given, opens toward
meanings bestowed.
94 Knights of Faith and Resignation
frames our relative ones."2~ To respond to our absolute question Where are
we going? we articulate or attempt to articulate the loose array of absolutes
that frames a way of life, that infuses my life with meaning.
How we conceive of such absolutes, articulate their detail, frame or
resolve conflicts between them, will vary and remain contestable. But the
requirement that there be such absolutes, such fundamental frames or stan-
dards, seems inescapable. This is my sense of Johannes Climacus's
Postscript remark: "The postulate [of God] is so far from being arbitrary that
it is precisely a life-necessity. It is then not so much that God is a postulate as
that the existing individual's postulation of God is a necessity."26 As we saw
earlier, Climacus speaks of dialectic as the "ministering power" that "discov-
ers and helps find where the absolute object of worship is."27
Dialectic. lyric or otherwise, discovers our gods, our cares. Though it
may not compel others, a biblical God is the absolute for Kierkegaard or
Johannes. Their sense of this Absolute is embedded in their readings. selec-
tive, critical and afflrming. of numerous narratives, creeds and traditions.
These readings. in tum, shape the presence and absence of meaning in the
currents and still spots of their lives.
The idea of a self bestowed is given weight by stories of God; and sto-
ries of God give weight to the virtue of alert, trusting receptivity. There is a
natural. if not necessary, connection between the ideas of gift and giver. of
reception and bestowal, of gratitude and acknowledgment of God. These
pairs are not arbitrarily coupled but joined in reciprocally reinforcing per-
spectives, each projecting some ground, some legitimation or intelligibility
on the other. The interpretative circle is auspicious. Lyrical dialectic brings
out the connections and clears the view for their perception.
Absent the possibility of proofs or the legitimacy of brute indoctrina-
tion, two questions stay open: Can this absolute provide us. one by one, with
orienting conviction? If it can not, or not immediately. what more in the way
of phirosophical or lyrical explication could lead us to embrace a specifically
theistic or Christian faith? Acknowledging uncertainty about the conferred
grounds of our identity, our lives. is a root-theme of Kierkegaardian faith. Its
trusting assent is given amidst ultimate risk.
To forego closure on this issue is itself dialectically apt. Philosophy
cannot force acknowledgment or deliver the object of its concern or venera-
tion: it can only minister. or assist.
If conventional value must be "suspended," why not just reject it. or adopt a
new table of values? For Abraham. wanting Isaac back is clear enough. But
98 Knights of Faith and Resignation
'.
why generalize? Why welcome back the universal, more or less in toto?
There is a sense in which Kierkegaard's. critique does not undermine
but bypasses attack on the bulk of commonplace social, rational, or civic
morality. One should keep one's promises, care for one's kin, neither lie,
steal, nor kill. The mistake is to absolutize these tenets, or think they form an
ordered whole whose unity is transparent to reason. The bulk of civic morali-
ty provides threshold requirements of decency, and in that sense is more or
less indispensable. But these requirements are not supreme or complete ide-
als in terms of which a human life can be expressed. Having been initiated
into some degree of moral sociability, we embark on the larger project of
becoming subjective, becoming selves. At some point, these minimal
requirements will seem dethroned if not destroyed. A child will learn abso-
lutely not to lie or punch or play with fire. Then the trouble begins. In any
case, social morality alone is often insufftcient for moral action or under-
standing. It is not simple, complete, or univocal but ambiguous and complex.
A faithful knight might appear ordinary. She might accept the bulk of
commonplace social virtue and by good luck or skill avoid spectacular occa-
sions of dilemma or crisis. But we could still ask how such a life is possible.
Whether a person's bearing is dramatic or unassuming, heroic or quite ordi-
nary, the absolute gives to the individual the varied and complex resources of
the universal through which she or he will express an identity. Johannes de
silentio puts the idea dauntingly as follows: "the single individual who, hav-
ing been subordinate to the universal as the particular, now by means of the
universal becomes that individual who as the particular stands in an absolute
relationship to the absolute."28
Being first subordinate to the universal (while the goal was assimila-
tion), the individual now exploits the universal, and is beholden only to the
absolute, an absolute that underwrites his individuality. Hannay expands on
this passage:
The universal does not establish our "particular humanity" but is a vehicle for
its expression. What gets expressed "predates," at least logically, the occa-
sions of its expression.
This is a formulation of the structure of faith that Johannes de silentio
cannot fully grasp. Abraham remains largely an enigma to him. But Fear
and Trembling reflects forward to the Postscript and Sickness Unto Death.
Getting Isaac Back 99
Taking a field of vision wider than Johannes himself can enjoy, we can
sketch the process whereby one's essential humanity is expressed.
Any characterization of the essentially human must give due recogni-
tion to language, biology, tradition, training, and culture. A minimally fash-
ioned outcome of these acculturating processes we could call a "proto-self,"
or as Kierkegaard might call it, an immediate self. One's essential humanity
can then be taken as a dual capacity that one exercises in relationship to this
initial, proto-self.
First, one can step back and reflect on what is bequeathed by biology,
training, or convention. One can then take the proto-self one finds oneself
thus more or less saddled with in a particular way. Inwardly in reflective
judgment and outwardly in action, we alter, endorse, or deny portions of this
immediate self.
This is a uniquely human capacity, the essence of personhood. As
Harry Frankfurt puts it in a classic series of papers, it is the capacity for "sec-
ond order" care or desire, the capacity to care about our (more or less given)
cares, and to have that second-order care alter or articulate a given self.30
Here is how Judge William puts the matter in Either/Or:
[The person] has himself, then, as an individual who has these talents,
these passions, these inclinations, these habits, who is under these
influences, who in this direction is affected thus, and in another thus.
Here then, he has himself as a task, in such a sort that his task is princi-
pally to order, cultivate, temper, enkindle, repress, in short, to bring
about a proportionality in the soul, a harmony, which is the fruit of the
personal virtues. 31
This trio, freedom, integrity, and faith, constitutes our essential human-
ity. The progressive acquisition, articulation, and strengthening of these
virtues mark the movements from proto-self to full selfhood, from a pre-
moral or "aesthetic" through an ethical stage, and then on to a faithful posi-
tion in the world. Though there may be many an inward heroism in growth
toward fuller selfhood, a free, faithful, and responsible person need not
appear extraordinary or heroic, need not appear like the wonder and terror
that is Abraham.
7
Ordeals and Reconciliations:
Faith and Moral Virtue
THE IDEA OF our humanity as a cluster of moral and religious virtue is not
something upon which Johannes de silentio has a fInn grasp. After all, he is
baffled by the knight of faith. Nevertheless, the idea has considerable textual
support, complements Johannes's aims in Fear and Trembling, and strength-
ens our overall grasp of this dialectical text. It fIts well with later Kierkegaar-
dian themes found in the Postscript and in Sickness Unto Death. But this
reading seems to present a relatively static picture of human essence. How
does this square with the familiar Kierkegaardian themes of movement. of
development by stages, and of conflict between perspectives? In addition, we
have characterized the virtues of our humanity as gifts, and the crowning one
as receptivity. How does this square with the idea that virtues are excellences
we strive to attain?
101
102 Knights of Faith and Resignation
Clarifications
Evidence for a rough harmony among religious and moral virtues lies
in the images of domestic knights of faith-the shopman, the serving maid,
the professor. As we have seen above, Glenn speaks of relativizing finite
goods, and the restoration of the self's "ethical self-relation."4 The virtues of
affiliation and civic virtue can be squared with faith. As Hannay puts it:
The faithful knight is not proposing that: "the value ordinarily attributed to
conventional moral practice may be revoked at any time by non-moral divine
imperative ... [but that] there can be morally motivated exceptions to the rule
that ethical norms apply universally. "6 The moral (and, in part, religious)
virtues of faith, responsibility, and freedom may provide a subjective basis for
questioning the dominance of universal ethical rules. And the return of the
(now dethroned) universal coincides with the embrace of an enhanced ethical
position-one that has space for the individual, structured by personal virtues.
The universal, as Johannes occasionally acknowledges, is essential for
the formation and maintenance of what we have called a proto-self and for the
subsequent expression of our essential humanity. It provides roles and rules
that define the broad array of possibilities for relationship, for conduct, and for
varying life-strategies through which, for better or worse, one can hope to pro-
ject a worthy humanity. The individual for Kierkegaard is of preeminent worth.
Nevertheless, the social matrix is the inescapable field of one's endeavor, the
arena wherein that worth, however problematically, can find its expression.
Expressing oneself through the universal cannot mean that all of its
possibilities are endorsed or exploited. For one who has "suspended the ethi-
cal," convention or tradition is a highly variegated and complex set of
options, materials, or opportunities that one may use to greater or lesser
effect in the unfolding of a particular life. Being ready to exploit the univer-
sal does not yet tell mt:-what could?-which portions, and in what mea-
sure, are to become vehicles for my expression. The career I pursue, the way
I reveal my filial concern, the form my civic participation assumes, the
friends that I seek-each will become part of my identity made intelligible
by social norms and possibilities. But there is room within that social matrix
for an unimaginably large number of possible lives, only one of which can
and will be mine. From the standpoint of faith, to accept the universal is not
to accept a rigid life-plan that imprisons the self in deadening uniformity. It
leaves ample elbow room for the personal.
104 Knights of Faith and Resignation
the sophisticated moral agent. who possesses a rich and highly nuanced
vocabulary to describe his actions and give shape to his moral life. runs
the risk of making this kind of activity an end in itself. The temptation
is to aspire to a kind of moral virtuosity by attending to the many ways
his actions might enhance the richness and depth of his moral reper-
toire. Although the moral vocabulary of the ignorant peasant might be
much more limited and impoverished than that possessed by the Aris-
totelian person of virtue, the peasant is much less likely to succumb to
the temptation of viewing his actions as a means to render his life a
'moral work of art. II
For both the faithful knight and for Kant's moral agent self-assessment
is primary. The beam in one's own eye should loom larger than the mote in
one's neighbor's. Nevertheless, this uncertainty applies equally to assessment
of others, which again suggests due caution in approaching Abraham. Rather
than providing a model for outward behavior, the startling horror of the
upraised knife is intended symbolically to highlight an otherwise elusive
aspect of inward virtue. It marks the moment when will is purified.
The story of Abraham and Isaac need not be taken ... as a literal
description of what a person must be prepared to do if he is to be said
to have faith. It can be read as an allegory in which Abraham's actions
symbolize some general features of a religious consciousness rather
than illustrate the sort of deeds expected of someone who has that con-
sciousness. 18
"Good God, is this the person, is it really him? He looks just like a tax-
gatherer." ... He is solid through and through. His stance? Vigorous, it
belongs altogether to finitude, no smartly turned-out townsman taking
a stroll out to Fresberg on a Sunday afternoon treds the ground with
surer foot; he belongs altogether to the world, no petit bourgeois
Faith and Moral Virtue 109
What chilling test has this burgher undergone? What qualifies him as a
knight of faith?
Isaac comes from his father's loins. Paternity has its rightful claims. Then in
a shattering event, the son is lost---only' to be returned, no longer now his
father's possession. He rests in Abraham's keeping, on loan, as it were, from
God. Here is a test of reason and care, a humbling of possessive will, an
ordeal to confirm his essential humanity.
The story challenges a number of Hegelian assumptions: for example,
that morality is adherence to social norms, that duty to God is essentially
social duty, that moral action must be "transparent," must wear its justifica-
tion and intelligibility on its sleeve. But the tale also models a process of
self-formation. As a distillate of biology, tradition and convention, a proto-
self appears, only to suffer the trials of self-articulation, the ordeals of resig-
nation and faith. Woven from countless social practices, our projects, essen-
tial segments of our identity, are repeatedly put at risk. They encounter
resistance from circumstance and competing ideals. Inevitably they become
subject to critical reflection. Then, to varying degrees, they are reaffirmed or
welcomed back, transformed. With luck, effort, and aid, we tend an increas-
ingly moral self, nourished by a relationship to a barely articulable but pow-
erfully present absolute good.
The trials of faith are inevitably linked to this process of socialization
and identity formation. As Kierkegaard writes in Training in Christianity:
"there is no established order which can do without fear and trembling. Fear
and trembling signifies that one is in the process of becoming."2S The ongo-
ing movements of giving up and getting back are given their essential social
context.
The tale sharply mocks complacency. We grandly assume ownership or
mastery or certainty of saving power, say, through membership in the crowd
or through pursuits of pleasure or learning or status. There can be compla-
cency about the objects I pursue. Chasing status, I neglect the tasks of self-
hood. Or there can be complacency in presumption. I attempt to will or attain
success of the relevant sort on my own. To achieve virtuous self-sufficiency,
one envisions the triumph and glory of knighthood. Blind to the limits of
one's competence, to the pervasive possibility of dilemmas and defeating cir-
cumstance. one expects to erase evil through good will and strength alone.
But this is vain. For Johannes or Kierkegaard, the world is morally. spiritual-
ly. unmasterable. The recognition of limit may trigger a crisis of morale.
Why continue the battle? But it may also open and empty the self. Enable-
ments can seem to flow from an absolute. may dawn, enter to enlighten and
restore. Values are conferred to me as the particular individual I am. apt to
my needs midway in the unfolding of my humanity.
As if to forestall a confusion between convention and the true basis of
Faith and Moral Virtue III
"PROBLEMA Ill" FILLS almost a third of Fear and Trembling, making it the
broadest section in an already verdant jungle of a text. Is Abraham justified
in remaining silent, especially before Sarah and Isaac? They are the ones
who stand to suffer most for the good he thinks he serves. To mark paths
through this overgrown terrain, I set my reflections in this chapter under four
headings: disclosure, the marks of the ethical. the limits of ethics, and ethics
transformed. Then, in the following chapter, I consider silences once more,
kinds of concealment and writing and redemption. Socrates appears at the
end of this final "Problema." I consider his fate in Chapter 10.
113
114 Knights of Faith and Resignation
Disclosure
The king who must sacrifice his child for the survival of the city presents his
case publicly, as we would expect. Given a terrible conflict of obligations,
Agamemnon's situation is tragic. There can be no decisive justifications
here. Nevertheless, his accounting will provide a partial defence, a rationale
that will be readily understood, if not fully accepted, by his public. Perhaps,
this willingness to hear him out should not surprise us. After all, it's they, the
citizens. who stand to benefit by her death. But will she comprehend? Is
Agamemnon sufficiently concerned for her pain?3
In tragic cases whatever one does is wrong or terrible. But this does not
absolve one from giving accounts. In his discussion in "War and Massacre,"
Thomas Nagel suggests that a person must be ready to provide reasons that
are at least intelligible-if not finally acceptable or welcome-to those one
afflicts.4 One must be pained by the suffering one unhappily or necessarily
inflicts; and that pain must be disclosed to whomever one hurts. This is more
than floating a convenient rationale or excuse. And it is more than sincerely
giving a plausible explanation. It is acknowledging the hurt they will under-
go, through being pained by it, and displaying that pain as one's own. This
sort of moral openness toward others, being with them appropriately in times
of tragedy, is part of what Johannes means by the ethical duty to reveal one-
self. But the notion of disclosure is broader than this.
The view of ethics Johannes assumes, and then challenges through the
example of Abraham, is assimilationist. Moral community removes the barri-
ers that separate individual souls. Persons become transparent to one another.
Minimally this discourages lying and falsehood and promotes accountability
for our actions. But more important, the ideal of mutual transparency
expands to the larger community the intimacy common within good families
and friendship.
Children, we could say, begin their moral growth as empty "bare par-
ticulars." Only gradually do they take on the trappings of social value and
tradition. As Johannes puts it, "the child is determined precisely by the
outer"; that is, he takes his cues from others. In contrast, the appropriately
developed adult is self-directed, "determined" by "the inner. "5 A test of a
child's having assimilated public or familial norms is her capacity to reveal
this inwardly duplicated moral self-structure, as occasions arise. If a child
does not steal, this may be because she does not value the available object, or
because she is afraid of punishment. 6 By requiring exposure of the motive
behind action or inaction, we gauge the person before us.
Conversely, if persons erect barriers, refuse the ideal of transparency,
this can be read as a rejection of a community's right to hold its members
accountable. The public has a clear stake in continuing the moral traditions it
Ethics and Transformations 115
We can cull, or construct, from this difficult passage several striking claims
about aesthetics and ethics.
Freedomfrom Fortune
aesthetics knows more ways of fixing things than any assistant house
manager.... Ethics knows nothing of this coincidence
Justificatory Transparency
You can't argue with ethics .... Ethics has no coincidence {or fortune},
so no explanations follow
Necessity
Nonconsequentialism
Disclosure
Universality
required of all persons as persons. With this appeal to the universal goes the
assumption that we can meet moral demands. However lacking we may be in
intelligence, talent, beauty, or wealth, we are equal, so Kierkegaard believes,
in our moral capacity-our capacity to respond with integrity to the manifold
occasions demanding moral response.
If this explication clarifies at least one conception of ethics that
Johannes advances, it also clarifies-or complicates-our conception of the
"lower," aesthetic sphere of existence. Aesthetic life can mean an erotic or
fun-loving existence. Or in Kierkegaard's more specialized sense, it can
mean a stance toward the passing scene that is disengaged, poetic, or even
"philosophical." But in the passages just considered, an aesthetic stance also
includes the stance of prudential and upright citizens planning for the good
of their community, benevolent souls sacrificing for the welfare of others. In
fact, it seems to be any standpoint falling below a rather strict requirement of
"duty for duty's sake."
Given the shopman exemplar of faith, it seems clear that "the aesthet-
ic" is not dropped when one enters "the ethical." Citizens, ethical citizens,
must pursue business and pleasure. But these pursuits are now qualified by
dependence on a "higher good," the moral requirement. Just as "the abso-
lute" returns to the attending faithful the resources and comforts of the uni-
versal, so the ethical person gets back the comforts and rewards of the aes-
thetic: an aesthetic now relativized, its status clarified. Planning for
beneficial outcomes, explaining policy, giving alms from a tender heart are
indispensable in civilized life. But these goods are now subordinate to the
demands of duty and tasks of selfhood.
Fear and Trembling puts us through a succession of ordeals that try our
patience, reason, and care, that expose conflict and instability in any number
of conventional views. Can we defeat the threat of emptiness that lurks
beneath the surface of our lives? Such apparent groundlessness opens an
ordeal of meaning. Poetic celebration and heroic deed are offered as
response. Can the romantic youth in love with his princess resign his passion
Ellrics and Trall.r;jormaliofl.f 121
without losing all care for her? Johannes opens an ordeal of love. How can
we survive tragic or religious dilemmas, where all options immerse us in
evil? Kierkegaard opens an ordeal of rational ethics. There is the trouble of
Abraham's mad hope that Isaac will be returned. This "absurdity," added to
and complicating the earlier ordeals, opens the ordeal of faith. There is the
challenge of Abraham's silence. And in the final pages of this text, Johannes
opens yet another ordeal. This last provocation is barely mentioned, but fun-
damental. It addresses any ethics that takes a good and fulfilling life as with-
in grasp of our unaided will.
A Hegelian ethics is broken by the particularity of one's God-relation-
ship, the particularity of one's identity, and the inexpressibility of one's partic-
ularity. But there might be an ethics that could successfully incorporate partic-
ularity. Earlier, we argued that subjective claims have a crucial place in the
fonnation of our individual identities. One's personal virtues, fonning an
essential humanity, can have substance prior to their expression in the univer-
sal. If that essential humanity incorporates a subjective religious commitment
to God or some other absolute placed within a cluster of essential personal
virtue, then this would head off a scandalous collision between ethics and
faith. But Johannes now says that ethics taken by itself could "drive one mad."
And he has in mind a critique that would apply even to this newly proposed
ethicoreligious stance. Johannes opens this final ordeal by alluding to sin.
Are we accountable for faults we do not knowingly bring upon our-
selves, or ones so deeply lodged in the self that they are virtually ineradica-
ble? This topic, so offensive to an enlightened age, is only peripheral to
Johannes' concern. Like Job, Abraham is faultless. However great the moral
suffering he endures, it is in no way rooted in personal/ault. But if the topic
has no bearing on Abraham, why does Johannes bring it up? Perhaps he
senses that his audience is misled if he deals only with a rare specimen. a
faultless biblical hero. A nonnally fragile and sensitive human being will
face further ordeals than Abraham.
By the time we are capable of reflective self-criticism. our characters
are both partially formed and more or less stained. Looking back, it will
appear that we have done wrong. even though at the time of the doing. as
children, we were not fully responsible. Further. we will seem already joined
to a wider circle of humanity, starting with family but stretching outward. We
will feel more or less proud-and stained-by multiple accidents of birth.
race, gender. fortune. or nationality. And we may already have confronted
dilemmas, settings we cannot escape without doing some wrong. To the
extent we are sensitively reflective, we find ourselves burdened by ineradica-
ble fault, by responsibility we can neither evade nor discharge. We accept a
command to seek perfection. to shun evil. to follow good. to amend harm we
have caused or discover. But the more serious this command appears. the
122 Knights of Faith and Resignation
more sweeping in scope and stringency, the more impossible the task it sets.
We should strive to accomplish the right or the good; we work toward
moral goals that however challenging, are perceived as humanly attainable.
But sin uncovers a personal fault or defect, incurred often unknowingly, or
through accidents of circumstance or fortune, for which one feels intimate
and proper responsibility-a retrospective responsibility so well entrenched
that it seems virtually inconceivable that one could extract either the fault or
the weight of accountability for it by one's own strength, unaided. To make
one's striving intelligible or one's undertakings bearable, one is forced, it
seems, either to weaken one's moral demand and sacrifice moral fibre, or
else to seek help--not just worldly or everyday assistance, however comfort-
ing or strengthening it may be, but divine, unfathomable assistance.
Repentance is an ethical task. Being aware of one's moral failings and
being concerned to correct them is the highest aim of the ethical person. But
sin makes this aim absurd. For the stronger one's moral commitment, and the
more exact one's moral perception, then the less excusable one's failings will
appear to be. In a note, Johannes puts it this way: "Once sin makes its appear-
ance, ethics comes to grief precisely on the question of repentance. Repen-
tance is the highest ethical expression, but for that very reason the most pro-
found ethical self-contradiction."11 The more one grasps the extent of needed
repairs, the more one is impressed by one's powerlessness to effect such
change. This conflict will appear inescapable. Wouldn't it be better to have
been denied moral knowledge? Is there no hope for innocence regained? For
cleaning out these Augean stables, more than a Hercules is required.
Some may appear free from this grief or absurdity. Perhaps they relax,
blind to their deepest moral liabilities. Perhaps strange fortune exempts them,
for good or ill, from the ordeals of moral advance. Or perhaps, like the shop-
keeping knight, they have access to a faith providing powers of enablement
and self-forgiveness that go well beyond the resources of the ordinary human
or ethical: "when the single individual by his guilt has come outside the uni-
versal, he can return only by virtue of having come as the single individual
into an absolute relationship to the absolute."18 Unless one has recourse to
such extramoral resources or is willing to curtail one's awareness, then
inevitably as one's moral perception sharpens, the pain and cognitive disso-
nance become unbearable. Being liable for what one cannot undo and often
did not knowingly undertake will drive one insane. Johannes puts the enigma
this way: "An ethics that avoids sin is an altogether futile discipline, but once
it has postulated sin, it has eo ipso [thereby] gone beyond itself."19
The stage is set for the entrance of specifically Christian categories of
redemption and forgiveness, articulated in the Postscript's "Religiousness
B," and in the Christian Discourses. Forgiveness and redemption provide
renewal. In Fear and Trembling we have God providing Abraham a new
Ethics and Transformations 123
Isaac, a new world, in a sense, a new self.20 But Abraham's ordeal, however
ghastly, falls short of the ordeal of sin. In his moment of crisis, he is in
utmost need. But his need is not the torment of a soul afflicted by inex-
pungable guilt or sin. He has no need for Christian faith.
The floundering of ethics on a humanly inexpungable fault and the
relationship of Abraham's faith to a fully Christian or to a Socratic ethicoreli-
gious faith fall largely outside the scope of Fear and Trembling. But
Johannes is always looking sideways at alternative viewpoints, at other
pseudonyms. Each work in the Kierkegaardian corpus in various ways mir-
rors or recalls or anticipates the others. So in Fear and Trembling; Johannes
alludes to sin and forgiveness. But unable to say more on a theme that
escapes the frame of his discourse, he abandons his remarks.
Ethics Transformed
and see full face in the Postscript. In the new "postsuspension" ethicoreli-
gious sphere, each mark of the ethical reappears, preserved and transfonned:
universality. in that all persons are required to face God; disclosure. in that
each must reveal himself or herself to God; absence from fortune. because
God is not arbitrary: a "divine logic" prevails, it "does not rain on the just
and unjust alike;"29 justificatory transparency. because God's wish becomes
clear; necessity. because there is nothing more stringent than his command;
non-consequentialism. because there is no higher goal devotion can serve;
and speech. disclosure in a confessional, ceremonial, or liturgical mode.
9
Ordeals oj Silence:
Faith and Concealments
wasteful son is given a joyful feast. Is this fair to the brother who is faithful,
prudent? From a worldly point of view, the father's conduct will seem unjust
toward the deserving son--even a "love that is hate." There is a bizarre
inversion of justice here: love is attached to foolish squandering and blind to
faithful care. It is an inversion not unlike Abraham's upraised knife. Yet an
enigma that at fIrst leaves us dumb is not finally intractable.
The parable is not meant to teach that it is fair to slight a deserving son
and reward a profligate. It is meant to force us through paradox to a new
stage of perception. One comes to see not worldly but religious love or jus-
tice. A religiously modulated love is neither earned nor deserved. It flows
outward, not blind to but independent of performance: A love linked to who
we are, potentially and in essence souls of priceless worth. In worldly terms,
a showering of conditionless love is both mad and offensive. But religious
terms cut through the worldly.
Like the father who rewards an undeserving son, Abraham's love takes
a turn toward madness. But the lesson is not to prefer God to Isaac, as if
Isaac's life were a negligible loss. It is quite other. Religious love can violate
expected expressions, can be conditionless in scope; and so in worldly terms
seem hatred or folly.
One works reflectively, imaginatively, to spell out the worlds and the
transitions between worlds these paradoxes or enigmatic tales encapsulate.
To the extent we succeed, our speechlessness is eased. The paradoxes appear
more tractable, the turbulences not utterly anarchic or opaque. Despite their
immediate shock, we wrestle these absurdities, pursuing Abraham through
his silencing ordeals. A lonely journey, lyrical and dialectical, repeatedly tra-
versed traces expansion in vision, change in perception of love and reason
and silence. Coming partially to fathom what Abraham is about, we have
faith that his faith is at least haltingly utterable-as he must himself to
escape outright insanity.
• By our own strength. we can make the fust movement of faith. But
the second movement-the exercise of reception---depends for its
completion on powers beyond our ken or control. Absurdly, we are
asked to seek what can only be given; to work at what we can only
hope to achieve.
Should it surprise us that Johannes, with some mix of impatience and scorn.
asks rhetorically "How many nowadays understand what the absurd is ... ?9
132 Knights of Faith and Resignation
Kinds of Concealment
if I were to have explained myself [to Regine), I would have had to ini-
tiate her into terrible things, my relationship to my father, his melan-
choly, the eternal night brooding within me, my going astray ... and
where was I to seek a safe stronghold when I knew or suspected that
the only man I had admired for his strength was tottering?1S
In Kierkegaard's eyes his mother, too, would have been stained by the
father's betrayals. His voluminous papers, journals, and letters, replete with
references to the father, echo with a haunting silence about her. Never is she
mentioned. 16 Whatever his outward protestations, it is quite plausible that he
found himself guiltily unable to forgive either mother or father. Did he suffer
a flawed inheritance? If his origins and thus he were polluted, he could not
risk Iransmifling that corruption through marriage and family.17
Books, words, became his solace and competing heirs. His use of
pseudonyms. too, reflects a struggle with legitimacy. His name, his moral
legitimacy, were radically in question. Masks then became tools to probe.
complicate, and blur his identity. They permitted him to affirm and to deny
Faith and Concealments 135
that he was his father's son. It took time and distance, speech and silence, to
work through the terrible and terribly dark complexities of this son's relation
to father, mother, neighbor, and God. Perhaps only a Christian faith, focused
on forgiveness and the gift of a new life, could speak to one so imprisoned
by inherited fault, a fault that he desperately thought he should, but helpless-
ly could not, forgive or erase.
Though my concern with Fear and Trembling has not been biographi-
cal, it is worth remembering that Kierkegaard addressed his writing to issues
in some sense inescapable for all persons, by no means excluding himself.
The penetration of his exploration drew energy from the intensity of his soli-
tary ordeal and from his courage in confronting this suffering, undertaking a
lonely "journey to the mountain" through various literary and dialectical
inventions: This marvel of a text among them.
10
From Socrates to Abraham:
An Epilogue
tragic hero," or, as Kierkegaard elsewhere has it, an "ironic ethicist. "3 The
tragic hero can reveal himself, as ethics requires. His revealing gesture is the
terrible action by which he gains his immortality. Socrates, in contrast, being
an intellectual tragic hero, has as his 'culminating gesture a speech-his
defence before the Athenians who vote his death.
Socrates is a recurrent figure in Kierkegaard's authorship. The Concept
of Irony with Constant Reference to Socrates was Kierkegaard's first book.
Socrates figures prominently in Concluding Unscientific Postscript, where
he embodies a kind of religious humanism. His ironic detachment calls into
question a staid, unreflective ethics of civic virtue. Through resignation, he
gains access to a realm of eternal value. achieving thereby a kind of immor-
tality. What attracted Kierkegaard was his intellectual daring, his suspicion
of dogma and indifference to system, and his commitment to care for the
soul as the highest human aspiration.
We are told that Socrates' skepticism aligns him with resignation's
"movement of infmity."4 This suggests that Socrates is at least an ethical fig-
ure, one who verges on the religious in his grasp of "the eternal." He is called
an intellectual tragic hero, and also an aesthetic phenomenon-in fact, "the
most interesting person who ever lived. "S But being an aesthetic phe-
nomenon does not mean that Socrates belongs to the aesthetic life-sphere.
"The interesting" is a borderline predicate or category of analysis, marking
the gap between the aesthetic and the ethica1. 6 A quasi-aesthetic category like
"the interesting," apt for the illumination and criticism of stories, drama,
music, and other art works, may apply to a person. But the fact that Socrates
can be considered an aesthetic phenomena does not mean that his life is
determined exclusively by aesthetic categories of appraisal, whether sensu-
ous or reflective.
Socrates can be an aesthetic marvel; also, an intellectual tragic hero
and therefore ethical. His sacrifice of wealth, fame and ordinary desire is a
resignation of the world, making him appear to be a knight of resignation.
halfway to faith. This apparent confusion of categories merely illustrates a
central feature of the Kierkegaardian dialectic of moral and spiritual develop-
ment. In the shifts toward ever greater selfhood, a new stage takes up, trans-
fonns, and qualifies an earlier one. Aesthetics is not canceled by ethics, but
integrated into a new perspective that complements and completes it. Ethics
is not abolished by the religious, but is instead transformed and qualified by
it. The categories of a "lower stage" have some hold on one in a "higher"
stage. The faithful shopman delights in anticipation of his meal (an aesthetic
anticipation), and still honors family obligations (an ethical allegiance). For
the faithful knight, however, these aesthetic and ethical affiliations no longer
dominate, are not foundational or ultimate.
This puzzle about how to describe Socrates mirrors a puzzle about
From Sorrale.f 10 Ahraham 139
He hears his death sentence. That instant he dies. Unless you grasp that
it requires all the strength of spirit to die, that the hero always dies
before his death. you will not come particularly far in your observa-
tions on life. So as a hero Socrates is required to stay calm and at ease,
but as an intellectual hero he is required to have sufficient spiritual
strength at the fmal moment to fulfill himself.ll
Socrates dies from hemlock, yet becomes immortal before he dies! He both
dies and does not die as he hears the sentence. This paradox is unknotted by
allusion to its place within an extended narrative. Strangely, it opens the story.
Plato begins the Phaedo with Socrates rubbing his legs, his shackles
having been just removed. He is free in these last moments to converse, free
140 Knights of Faith and Resignation
from despair, from fear of death. And if we think of death's power as the
power to diminish the quality of our present living, then in those last
moments of Socrates' life, we have an image of death's defeat. The life of
the spirit, it seems, is determined by other than biological or physical cate-
gories. And what will sustain that life is the manner of its taking, the manner
in which Socrates conceives of his passing. A fearless stance toward perish-
ing gives him some ,.e/uge from perishing.
Throughout, Johannes has been concerned with temporality, how we
conceive and cope with the passage of time and the things of value that flow
within it, arriving, passing, wondrously. In "Speech in Praise of Abraham,"
Johannes put the issue in terms of what would keep the patriarch young,
whatever his biological age. Later, in "Preamble from the Heart," Johannes
declares that Abraham's reward, Isaac or agelessness, will be provided not in
the next, but in this life}2 The span of a life, the course of a lifetime, is still
the central concern. The aim of the hero is immortality, an agelessness won
by a sort of spiritual strength; and achieved in this life. Socrates is immortal
from the moment he hears his sentence. J3
The sentence delivers a master-test of the power of others to alter the
conduct of his life. It is a test of his self-command. In earlier encounters with
danger, on the battlefield or in contest with his political enemies, Socrates
had shown no fear. But neither was death as much a certainty then as now.
Perhaps his earlier indifference was only apparent. His bluff called, perhaps
he will now recant to save his (biological) life. But he does not recant. His
lighthearted quip at the sentence confirms that his soul lies elsewhere.
Socrates has resigned the physical dimensions of his life, taking their
import in purely spiritual terms, locating his essential humanity in a cluster
of capacities that give him distance on the worldly. He locates that humanity
in freedom, integrity, and self-command, capacities that transcend the biolog-
ical. The "movement of infinity" gains him "an eternal consciousness," an
immortality in this life. But he pays a price, a price many might find destruc-
tively high.
As Martha Nussbaum has eloquently argued, in giving up his vulnera-
bility to particular objects of love, to particular relationships, erotic, philial,
or familial, something precious in our conception of the human is sacri-
ficed. 14 Moving toward the universal and divine may offer protection from
the uncertainties and corruptions of the everyday. But it also exiles us from
the real values of the finite and commonplace, goods accessible only as we
risk the pain their inevitable loss entails: "part of the peculiar beauty of
human excellence just is its vulnerability. The tenderness of the plant is not
the dazzling hardness of a gem .... Contingency, an object of terror and
loathing, may turn out to be at the same time wonderful."u Socrates avoids
this risk. He is lIot Abraham, who willingly confronts contingency as laden
From Socrates to Abraham 141
with "terror and loathing." Renouncing the uncertain riches of worldly life,
Socrates does not nourish a wild hope that they can be restored.
It is harder to resign than to hold on, doggedly and narrowly, to the
world, blind to the repose and truth an eternal consciousness can provide. We
admire Socrates for his Willingness to relinquish his hold on (fmite) life in
his grasp of another (infinite) life. But Johannes de silentio sees the greater
test as a relinquishing matched by a simultaneous opening expectancy, a
prodigious hope that the relinquished will be returned. The greatest test is a
test of trusting receptivity toward the unexpected and unbounded generosity
of this life, the immeasurable fortune that is God, the Unknown. 16
Johannes speaks of the "little mystery" that it is better to give than to
receive. But then he speaks of the "great mystery" that it is harder to receive
than to give. 17 Perhaps the first mystery is tended by the knight of resigna-
tion, whereas the second is the preserve of the knight of faith. If giving is
also giving up, then the parallel is exact: resignation's little mystery "Better
to give up (or give over) than to grasp or get" is answered by faith's greater
mystery, "But harder to welcome, to receive than to give up." And in that
simple contrast, we find Johannes's reservation about Socrates.
To escape a painful vulnerability, Socrates devotes himself to resigna-
tion. His is not a mere denial of the value of worldly attachment, a kind of
nihilism, but a resignation powered by an embrace of eternal virtue, an abso-
lute good that gives him leverage against the weight of the worldly. Philoso-
phy, as he says in the Phaedo. is a rehearsal for death, a letting go of the
world. As Kierkegaard would have it, his dialectical advance is "dying to
immediacy." A difficult performance, to say the least!
"Dying is a most remarkable leap."ls Like Socrates, whose practice of
dying Plato caned philosophy, the simple shopman and Abraham also antici-
pate their death in this manner. Letting go, resigning the world, they grasp
the virtues of honesty, courage, freedom, and integrity-virtues that secure
an eternal consciousness because they are not conditioned by threat, tempta-
tion, or corruption from worldly influence. But in addition, as knights of
faith they do more. Through prodigious hope, they remain linked and open to
worldly attachment, to relative value and daily enjoyments. This is no hard-
ening of the self toward the finite. Resignation is complemented by trusting
receptivity. On the strength of the absurd, they have faith that the world can
remain theirs, will be returned, even as it is released. And strangely their
faith is fulfilled.
Notes
Preface
143
144 Notes
Note on Translations
2. Fear and TrC'lIIhling :lI1d Repetitiol/, trans. and ed. How:Jrd V. Hong and
Edna H. Hong (Princeton, N.J.: Princeton University Press, 1983).
and H. O. Lange, 20 vols. (Copenhagen: Gyldendal, 1962), first edition. For those
with access to only one of the Danish editions, the Hongs' translation and edition of
Fear and Trembling has a useful page collation for all three Danish editions. In the
fll'st Danish edition, Fear and Trembling is found in Vol. 3; my note citations give
bracketed page numbers to that volume.
4. Fear and Trembling and Sickness Unto Death, trans. Walter Lowrie (Prince-
ton, N.J.: Princeton University Press, 1968).
Chapter 1
1. The Sickness Unto Death, trans. Alastair Hannay (Hannondsworth: Penguin
Books, 1989), p. 124.
2. "Morality and the Morally Infonned Life," Midwest Studies in Philosophy
13 (1988), p. 155.
3. 124 [98: 146]. (See note 12, below, for key to citations.)
17. Alastair McKinnon points out that "leap of faith" is hardly a Kierkegaar-
dian tenn of art, but an invention of commentators. The closest Kierkegaard comes to
this phrase is a passing Postscript reference to "the leap" over "Lessing's ditch." See
McKinnon, "Kierkegaard."
18. Hilary Putnam, The Many Faces of Realism (Cambridge: Harvard Univer-
sity Press, 1988) p. 80.
19. For recent explorations of this theme, see Stuart Hampshire on imagina-
tion and reason in Illnocellce and Experience (Cambridge, Mass.: Harvard University
Press, 1989); Charles Taylor on reason and narrative in The Sources of the Self: The
Making of Modern Identity (Cambridge, Mass.: Harvard University Press, 1989);
Sabina Lovibond, Realism and Imagination in Ethics (Minneapolis: University of
Minnesota Press, 1983); and Nussbaum, Fragility of Goodness.
20. The remainder of this paragraph is lifted, more or less intact, from
"Kierkegaard Our Contemporary: Reason, Subjectivity and the Self," Southern Jour-
nal of Philosophy 27 no. 3 (Fall 1989). In that article I distinguish between a "hyper-
rationalism," on the one hand, and "irrationalism," claiming that Kierkegaard prac-
tices a domesticated, "finite" rationalism that works the middle ground between these
extremes. Hilary Putnam argues for the contrast between an excessive Rationalism
and a Humean, Kierkegaardian, or Wittgensteinian reasonableness in his Gifford Lec-
tures, forthcoming.
21. "Kierkegaard." See also the sensitive discussion by Hannay in "Refuge
and Religion" in Faith, Knowledge, and Action.
22. See Thomas Nagel, The View from Nowhere (Oxford: Oxford University
Press, 1986), and my review of Nagel, "Living with Double Vision: Objectivity and
Subjectivity in Human Understanding," Inquiry 31 (1988). For a useful introduction
to some of the recent British literature on reason, subjectivity, and particularity, see
David McNaughton, Moral Vision (Oxford: Basil Blackwell, 1988). On the matter of
finding alternatives to the traditional search for a single rational standard, see Annette
Baier, Postures of the Mind (Minneapolis: University of Minnesota Press, 1985), and
"Hume:·A Women's Moral Theorist?" Women and Moral Theory, ed. Eva Feder Kit-
tay and Diana T. Meyers (Totowa, N.J.: Rowman and Littlefield, 1987); Lawrence R.
Blum, Friendship, Altruism, and Morality (London: Routledge and Kegan Paul,
1980); his "Iris Murdoch and the Domain of the Moral," Philosophical Studies 50
(1986); and my essays "Kierkegaard Our Contemporary," and "Gender, Philosophy,
and the Novel," Metaphilosophy 18 (July/October 1987).
23. See "Hume: A Women's Moral Theorist?" p. 53.
24. See the helpful discussion by Evans, Kierkegaard's Fragments and
Postscript. Kierkegaard sometimes writes that none of the views expressed in the
pseudonyms is his own. This is implausible.
25. From the immense literature making rough comparisons among these crit-
ics, consider Bernard Yack, The Longing for Total Revolution (Princeton, N.J.:
Princeton University Press, 1986); Ernest Becker, "The Psychoanalyst Kierkegaard,"
148 Notes
The Denial of Death (New York: The Free Press, 1973); Hannay, Kierkegaard, Chap-
ter 9; Perkins, ed., International Kierkegaard Commentary: Two Ages; and Schacht,
After Hegel. For Heidegger's debt to Kierkegaard, and for the link between Heideg-
ger's and Kierkegaard's critique of modem culture and the shallow options it pro-
vides for personal identity, see Hubert L. Dreyfus and Jane Rubin, "You Can't Get
Something for Nothing: Kierkegaard and Heidegger on How Not to Overcome
Nihilism," Inquiry 30 (1987).
26. R. Z. Friedman, "Morality and the Morally Informed Life."
27. See Note on Translations.
28. "Exordium" is the Hongs's rendering, "Prelude" is Lowrie's.
29. "Eulogy" is the Hongs's rendering, "A Panegyric upon Abraham" is
Lowrie's.
30. "Preliminary Expectoration" is both the Hongs's and Lowrie's rendering.
31. I have abbreviated "Problema III." In full, it reads "Was it ethically defen-
sible of Abraham to conceal his purpose from Sarah, from Eleazar, from Isaac?"
32. Ordeal is meant to span both the idea of Abraham's trial or test and his
susceptibility to temptation. For a discussion of contrasts between trial, test, tempta-
tion, and spiritual trial, and of the Danish terms so translated, see John Donnelly,
"Kierkegaard's Problema I and Problema II: an Analytic Perspective," in
Kierkegaard's Fear and Trembling: Critical Appraisals, ed. Robert L. Perkins (Birm-
ingham: University of Alabama Press, 1981); Mark Lloyd Taylor, "Repetition and
Scripture: On the Abraham and Job Stories in Kierkegaard's Fear alld Trembling and
Repetition," Foundations of Kierkegaard's Vision, Connell and Evans; and Dunning.
Kierkegaard's Dialectic of Inwardness. See also Chapter 3, note 58.
Chapter 2
Robert L. Perkins, ed., International Kierkegaard Comme1l1ary: Two Ages: The Pre-
sellt Age and The Age of Revolution-A Literary Review (Macon, Ga.: Mercer Uni-
versity Press, 1984), especially Chapter 7; Sylviane Agacinski, Aparte: Conceptiolls
and Deaths of S~ren Kierkegaard, trans. Kevin Mewmark (Tallahassee: State Univer-
sity of Florida Press, 1988); and Mark C. Taylor, Alterity (Chicago: University of
Chicago Press, 1987).
7. A vulgarized Hegelianism was fashionable, the original being much too
complex for wide dissemination or comprehension.
8. The actual relationship between Kierkegaard and Hegel and the way to
properly characterize Hegel's project are matters of controversy. Some see
Kierkegaard's critique as misplaced, because ill-informed. Others see his attack as
directed at popular simplifications and distortions of Hegel. Still others recognize the
enormous debt to Hegel that lies beneath his caustic and satirical rejection. My aim
here is neither to explore these issues nor to altempt an accurate picture of Hegel.
Instead, I try to characterize the sort of Hegelian figure that Kierkegaard targets,
whatever the resemblance to "the real Hegel." For a balanced discussion of the rela-
tionship, see Hannay, Kierkegaard. David Wisdo gives a fine account of some of the
connections in "Inwardness and the Moral Life: An Interpretation of S0ren
Kierkegaard" (diss., Columbia University, New York, 1986). Among the many recent
introductions to Hegel, see Robert C. Solomon, In the Spirit of Hegel (Oxford:
Oxford University Press, 1983); Charles Taylor, Hegel (Cambridge: Cambridge Uni-
versity Press, 1975); and Merold Westphal, History and Truth in Hegel's Phe-
nomenology (Atlantic Highlands, N.J.: Humanities Press, 1979).
9. The link between God and economic-technological advance is put strikingly
in the following announcement made in Paris eight years after Fear and Trembling
was published: "The spinning jenny and the railroad, Cunard's liners and the electric
telegraph, are to me ... signs that we are, on some points at least, in harmony with the
universe; that there is a mighty spirit working among us ... the Ordering and Creating
God." Lord Kingsley, the Crystal Palace, 1851, quoted in Paul Kennedy, The Rise
and Fall of Great Powers: Economic Change and Military Conf/ict 1500 to 2000
(New York: Random House, 1987), p. 158.
10. The role of culture and tradition in providing the necessary (but not suffi-
cient) condition for moral and spiritual growth is discussed in Chapters 6 and 7. See
also the essays collected in Foundations of Kierkegaard's Vision of Community, ed.
George Connell and C. Stephen Evans (Atlantic Highlands, N.J.: Humanities Press,
1991).
11. Readers familiar with Kierkegaard will recognize here the germ of the
Postscript slogan, "Truth Is Subjectivity." For a discussion of this and related
Postscript ideas, see my "Kierkegaard Our Contemporary: Reason, Subjectivity, and
the Self," Southern Journal of PlIi/osophy 27, no. 3 (Fall 1989).
12. Journals alld Papers, ed. Howard V. Hong and Edna H. Hong, (Blooming-
ton: Indiana University Press, 1967-1978), entry 5100. For an excellent discussion of
this youthful testament and the continuities between it and Kierkegaard's subse4uent
150 Notes
14. Ibid.
15. See Thomas Nagel, The View from Nowhere (Oxford: Oxford University
Press, 1986), and my review of this book, "Living with Double Vision: Objectivity
and Subjectivity in Human Understanding," Inquiry 31 (June 1988).
16. Just as it would be a mistake to think that objectivity and subjectivity pre-
sent an intractable "either/or," so it would be a mistake, as we have seen, to take
philosopher and poet as mutually exclusive labels. Johannes himself is not consistent
in his self-characterizations (as this chapter's epigraph suggests). He can be, I would
argue, in turn a philosopher (or dialectician) and poet--and moralist, and religionist.
Johannes calls himself not a poet but a dialectician: 116 [90: 138]. Elsewhere he
likens himself to a tragic hero: 64 [34: 86]. In the Preface he calls himself "free-
lancer," a kind of all-around critic: 43 [7: 59]. He has his own reasons for distancing
himself from "the philosophers" and evading others' attempts to easily categorize his
role. Furthermore, allowing him the appellation poet does not commit us to the view
that all he says is merely part of an impressionistic, relativistic free-for-all. For an
array of arguments on this issue, see Louis Mackey, Kierkegaard: A Kind of Poet
(Philadelphia: University of Pennsylvania Press, 1971); Hannay, Kierkegaard, Chap-
ter I, where the title paraphilosopher is suggested; Louis J, Pojman, The Logic of
Subjectivity: Kierkegaard's Philosophy of Religion (Birmingham: University of
Alabama Press, 1984); and Robert L. Perkins, "Kierkegaard: A Kind of Epistemolo-
gist," Journal of the History of European Ideas (forthcoming).
18. See Charles Taylor, Sources of the Self; Tire Makillg of the Model'll Idellti·
ty (Cmnbridge, Mass.: Harvard University Press, 1989); and Daniel Dennett, "Why
We Are All Novelists," Times Literary Supplemellt (Sept. 15, 1988). For a
philosophical account of the role of early childhood "scenarios" in the constitution of
personal identity, see Ronald deSousa, The Rationality of Emotion (Cambridge,
Mass.: MIT Press, 1987). Johannes speaks of "making a clean edition of himself,"
103 [76: 24].
19, The multiple versions, tales within tales, mimic in function the prefaces to
prefaces. See note 17.
Notes 151
21. Several additional versions from the Journals and from early drafts of
Fear and Trembling, mostly overlapping those cited here, are collected in the Hongs's
edition, pp. 239-271.
40. Wittgenstein remarks in Culture and Value (trans. Peter Winch, ed. G. H.
Von Wright and Heikki Nyman [Chicago: University of Chicago Press, 1980], 46e)
that the Christian religion is a "refuge" only for one in "utmost torment" or need. For
an interpretation of this remark that takes such Kierkegaardian or Wittgensteinian
faith to be a solution to a problem that both secularists and believers can grasp, see
Alastair Hannay, "Refuge and Religion," Faith, Knowledge, and Action: Essays 10
Niels Thulslrup. ed. George L. Stengren (Copenhagen: Reitzels Forlag, 1984).
152 Notes
.
70. Ibid .
71. Ibid.
72. Ibid.
73. 78 [49: 99); my emphasis.
74. 52 [18: 70).
75. 57 [27: 79): my emphasis. This ambiguity about the poet's power is under-
lined in the Postscript: Does the poet create or instead observe the past? Has
Johannes created Abraham? p. 447.
76. For discussion of the return of Isaac and the universal, See Chapters 6 and 7.
77. See Chapter 10.
78. 53 f. [20: 72): emphasis in the original.
154 Notes
Chapter 3
1. 62 [32: 84].
2. Simone Weil, "Human Personality," The Simone Wei! Reader. ed. George A.
Panichas (New York: David McKay Company, 1977), p. 332. Quoted and helpfully
discussed in ways altogether pertinent to Kierkegaard in David Wisdo's "The Fragili-
ty of Faith: Toward a Critique of Reformed Epistemology," Religious Studies 24
(March 1989).
3. 78 [49: 99].
4. Kierkegaard wrote a book (under the pseudonym Nicolaus Notabene) enti-
tled Prefaces: Light Reading for Certain Classes as the Occasioll may Require. This
is now in the Kierkegaard alld Post-Modernism series, trans. and Introduction by
William McDonald (Tallahassee: Florida State University Press, 1989). In the book's
Foreward, Mark C. Taylor discusses the strategy of delaying beginnings, and hence
endings, by multiple prefaces.
5. He characterizes himself in other ways, as well, identifying himself with the
quasi-ethical position of resignation and with the position of a thinker, a dialectitian.
6. In this view, the accounts that we do have would eliminate false views and
point the way toward, although falling short of, a positive account. For an argument
that even Abraham falls short of being a knight of faith, see Mark Lloyd Taylor,
"Repetition and Scripture: On the Abraham and Job Stories in Kierkegaard's Fear
and Trembling and Repetition," Foundations of Kierkegaard's Vision of Community,
ed. George Connell and C. Stephen Evans (Atlantic Highlands, N.J.: Humanities
Press, 1991).
7. 74 [45: 96].
8. Ibid. He suggests, stereotypically, that women might be closer to faith than
men at 127 [101: 148]. See Wanda Warren Berry, "Judge William Judging Women"
(unpublished).
9. 67 [38: 89].
10. 71 [41 ff.: 92].
II. 70 [41: 92J.
12. 72 [42 If.: 93J.
13. See Charles Taylor, Sources of the Self: The Making of Modem Idelllily
(Cambridge, Mass.: Harvard University Press, 1989), pp. 43-46; and Chapters 6 and
Notes 155
7. C. Steven Evans discusses the contrast between absolute and relative ends in
Kierkegaard's Fragments and Postscript (Atlantic Highlands, N.J.: Humanities Press,
1983), Chapter 9.
14. See Charles Taylor, "Responsibility for Self," retitled "Human Agency," in
Human Agency and Language (Cambridge: Cambridge University Press, 1985).
15. Taylor, Sources, pp. 43-46.
16. 72 [43: 93].
20. Bernard Williams, Ethics and the Limits of Philosophy (Cambridge: Har-
vard University Press, 1985), p. 200.
21. Thomas Nagel, The View From Nowhere (Oxford: Oxford University
Press, 1986), p. 27.
22. Ibid. See his final chapter, "Birth, Death, and the Meaning of Life."
23. Hegel had identified soul, spirit, and God as "absolute objects." See Ivan
Soli, IlIIroduction to Hegel's Metaphysics (Chicago: University of Chicago Press,
1969), Chapter 4; and Robert Solomon, III the Spirit of Hegel (Oxford: Oxford Uni-
versity Press, 1983) pp. 28~81.
24. For extended development of these contrasts, see Alastair Hannay, "Spirit
and the Idea of the Self as a Reflexive Relation," in International Kierkegaard Com-
mentary, Sickness Unto Death, ed. Robert L. Perkins (Macon, Ga.: Mercer University
Press, 1987); Hannay's Introduction to his translation of Sickness Vnto Death (Har-
mondsworth: Penguin Books, 1989); and Hubert L. Dreyfus and Jane Rubin, "You
Can't Get Something from Nothing: Kierkegaard and Heidegger on How Not to
.
Overcome Nihilism," Inquiry 30 (1987) .
25. 74 [45: 96].
26. 72 [43: 93].
27. 63 [34: 85].
28. Those with an interest in tying the story to Kierkegaard's own experience
will see an obvious grappling with his renunciation of Regine Olsen, to whom he was
then engaged. Whether such a transfiguring of his love for her into a love of God was
a self-deceptive cover-up of an unworthy motive, or in fact was an act of resignation
is much contested. See Chapter 9, subsection "Writing and Redemption."
29. 73 [45: 95].
30. Mark Lloyd Taylor argues that Abraham is a prototype of faith but does not
fully qualify as a knight of faith: Johannes never explicitly calls him this, preferring
156 Notes
"father of faith." This wedge between Abraham and the knight of faith proper pennits
the latter honor to be reserved for the knight of Christian faith. But even accepting Tay-
lor's argument, Johannes's vagueness on this issue should not blunt the broader point:
Given the great distance between his audience and any grasp of the subtlety of faith, the
reader will not be that deceived by calling Abraham a knight of faith. The rUler dialecti-
cal discriminations can be made later. See Taylor, "Repetition and Scripture."
31. 68 [39: 91].
39. This has been said by Thoreau; but I have not been able to locate the
source.
40. 78 [49 ff: 99 ff]; 77 [48: 98], and 75 [46: 96].
41. 73 [44].
42. See Iris Murdoch, The Sovereignty of Good (New York: Schocken Books,
1971). The applicability of the contrast between claim and care to the case at hand is
inspired by Henry Bugbee's "Loneliness, Solitude, and the Twofold Way in Which
Concern Seems to be Claimed," Humanitas 10 (November 1974).
43. See Chapter 2, subsection "Attunement," on the Postscript cOlUlection
between God's love and his conferring independence over against himself.
44. 78 [49 ff: 99 ff].
Chapter 4
3. Any number of critics have claimed both that Kierkegaard endorses Abra-
ham's decision and that he embraces irrationality. See, for example, Brand Blanchard's
polemic "Kierkegaarcl on Faith," The Personalist 49 (1968); or Walter Kaufman's
charge that Kierkegaard "rashly renounced clear and distinct thinking altogether," Exis-
tentialism from Dostoevsky to Sartre (New York: New American Library, 1975), p. 18.
4. 62 [33: 84).
11. Charles Taylor argues that a moral self requires relationship to such an
"absolute" good. See Sources of the Self: The Making of Modern Identity (Cam-
bridge: Harvard University Press, 1989).
12. Hannay, "Refuge and Religion," Faith, Knowledge, and Action: Essays to
Niles Thulstup, ed. George L. Stengren (Copenhagen: Reitzels Forlag, 1984).
13. I have tried here to capture both the Hegelian and the Kantian strands in
the picture of ethics drawn in Fear and Trembling. In other works, for example, the
Postscript, Kierkegaard gives a different characterization of the ethical. In Chapters 7
and 8, I explore the structure of an ethics more refined and person-centered than the
relatively formal one described here.
14. For somewhat different ways of characterizing non-universal moral
requirements, see Larry Blum, "Iris Murdoch and the Domain of the Moral," Philo-
sophical Studies 50 (1986); Nagel "The Fragmentation of Value," in Mortal Ques-
tions and The View from Nowhere (Oxford: Oxford University Press, 1986); and
Wi11iam~, Ethics and the Limits of Philosophy.
19. How to delimit the ethical domain is contested. Accepting a roughly Kan-
tian-Hegelian position, as I do here, makes sense of Kierkegaard's critique. It would,
of course, be possible to blunt his critique by adopting a different criterion for "the
moral." (1) We could take supremacy or Qverridingness as the key feature of the
moral. Then whatever is overriding in a given situation becomes, by definition, a
moral consideration, and ethics could be suspended only if two "supreme" considera-
tions conflicted, leaving neither one "overriding." (2) We could develop an extended
notion of "position" such that an individual commitment to a person or to God could
be characterized as moral, a move that would keep parts of the personal within the
moral. Or (3) we could try universalizing even the sorts of demands Kierkegaard or
Kant or Hegel would characterize as subjective. Although I cannot argue the case
here, each of these strategies seems to me to exact an unacceptable cost. And even
were this not the case, one would still have dilemmas, intractable moral problems.
Only now they would be located within ethics, rather than between ethics and some-
thing outside ethics. For explorations of these and other options, see Williams, Ethics
and the Limits of Philosophy; Nagel, The View from Nowhere; and Blum, "Iris Mur-
doch and the Particular," and note 20, below.
20. Both Donnelly and Evans take the view that what I have calIed a personal
requirement-Kierkegaard's 'particular' -is still an ethical or rational requirement,
connected with a ~pecial position or relationship which Abraham has with respect to
God. Thus they try to keep Abraham out of the ineffable and absurd. But they fail, in
their otherwise subtle and persuasive essays, to give an adequate account of the con-
flict that must then arise within the ethical, between moral, even "absolute" duties.
One can draw the map so that God's command falIs within the domain of the ethical
without it following that obedience to that command is an overriding duty. The inef-
fable or the absurd now arise not from the particularity of God's command but from a
conflict between two moral requirements of roughly equal stringency. John Donnelly,
"Kierkegaard's Problem I and Problema II;" and C. Stephen Evans, "Is the Concept
of an Absolute Duty Toward God Morally Unintelligible?" Kierkegaard's Fear and
Trembling: Critical Appraisals, ed. Perkins.
21. I am reminded here of Christ's silence before the Grand Inquisitor in Dos-
toevsky's The Brothers Karamazov.
22. Blum, "Iris Murdoch and the Domain of the Moral."
23. See my "Living with Double Vision: Objectivity, Subjectivity, and Human
Understanding," Inquiry 31 (1987); and "Kierkegaard Our Contemporary: Reason,
Subjectivity, and the Self," Southern Journal of Philosophy 27, no. 3 (Fall 1989).
24. Of course, Johannes does not believe that in the long run ethics can be
ollly such objective rules, principles, or position-related requirements. Such an ethics,
as we will see in the following chapter, must be supplemented by an ethics of charac-
ter or virtue-hence the need to suspend this preliminary conception.
25. For an excellent discussion of the "objectivity" of moral responsiveness
construed as sensitive perception in particular situations, see Lawrence Blum "Moral
Perception and Particularity," Elhics (forthcoming), and "Iris Murdoch and the
Domain of the Moral."
Notes 161
26. The phrase deep subjectil'iry is Roger Poole's. See his provocative To ....ard
Deep Subjecti\'iry (New York: Harper and Row, 1972).
27. See Taylor, Sources of tile Self.
28. See Hilary Putnam's discussion in "Wittgenstein and Religious Belief,"
The Gifford Lectures, (forthcoming).
29. See Williams, "Moral Luck," in Moral Luck; and Nagel, "Moral Luck," in
Morral Questions, for a discussion of this stock example. Also one needs here the
contrast between rationally required acts and the weaker sense of rationally permitted
acts. Subjective demands can be rational at least in this weaker sense. See Nagel, The
View From Nowhere, p. 200, ff.
30. Williams talks of "categorical desires" that lay the groundwork of personal
life, apart from which the demands of morality would be ineffective, since there
would be no life for them to be directed at. (One could as well speak of "categorical
relationships," relationships apart from which life would become meaningless.)
Williams imagines a challenge to ethics from such "categorical desires" that resem·
bles the challenge Kierkegaard depicts as arising from "the individua!." See also,
Julia AMas, "Personal Love and Kantian Ethics in Effi Briest," Phi/osophy and Lit·
erature 8 (April 1984); and Marcia Baron's reply, "Was Effi Briest a Victim of Kan-
tian Morality?" Phi/osophy in Literature 12 (April 1988).
Chapter 5
I. Bernard Williams, Moral Luck (Cambridge: Cambridge University Press,
1981), p. 18.
2. Thomas Nagel, The View from Nowhere (Oxford: Oxford University Press),
p.27.
3. See Merold Westphal, "Abraham and Hegel," in Kierkegaard's Fear and
Trembling: Critical Appraisals, ed. Robert L. Perkins, (Birmingham: University of
Alabama Press, 1981).
4. When the dilemma is described generally as a clash between loyalty to God
and duty to Isaac, then there is no distinction between faith and resignation. However,
one could describe the clashing requirements in a way that would bring out the essen-
tial contrast between resignation and faith: (a) one must give Isaac up, and (b) one
must fully believe one will get Isaac back, on the strength of the absurd.
5. For another suggestion that Abraham might have reasons for obedience, see
Louis P. Pojman, The Logic of Subjectil'iry: Kierkegaard's Philosophy of Religioll
(Birmingham: University of Alabama Press, 1984), pp. 85-86.
6. 84 [55: 106]; my emphasis.
7.90 [62: 111].
8. For "plumbing one's intuitions," see Charles Taylor, "What IS Human
162 Notes
"A Renewal of Self and World: The Book of Job," Cross-Currents 20, no. 2 (1972);
and R, Z. Friedman, "Evil and Moral Agency," /ntemational Journal for the PhiloJ()-
phy of Religion 24 (1988).
28. "Lord, help Thou my unbelief." Eli Wiesel tells the following story: Sev-
eral Jewish elders interred in a death camp argued over how God could have aban-
doned them to such suffering. They found God in the wrong-and then prayed.
29. I wish to thank Alastair Hannay for vigorously pursuing this point, forcing
a revision of an earlier draft of this chapter.
Chapter 6
1. 103 [76: 124].
12. See Murdoch, The Sovereignty of Good (New York: Schocken Books,
1972); Lovibond, Realism and Ethics; and Thomas Nagel, The View from Nowhere
(Oxford: Oxford University Press, 1986), Chapter 11.
13. Cavell, "Thinking of Emerson," The Senses of Walden, p. 135.
18. Ibid.,p21.
19. On the limits and powers of bootstrapping, see Ronald de Sousa, The
Rationality of tire Emotiolls (Cambridge, Mass.: MIT Press, 1986); his account of the
possibility of feeling contrary emotions simultaneously is also helpful. In Sicklless
VI/to Death, trans. Howard V. Hong and Edna H. Hong (Princeton, N.J.: Princeton
University Press, 1980), pp. 13-14, Kierkegaard speaks of the Power or Other that
constitutes the self.
20. For a good discussion of some of these issues as they arise in Either/Or,
see George Connell, "Judge Williams' Theonomous Ethics," in Foulldations of
Kierkegaard's Visiol/ of Community, ed. Connell and Evans; and Hannay, "Refuge
and Religion," Fait/I, KI/owledge, and Actiol/: Essays to Niles TlllIlstl/p, ed. George
L. Stengren (Copenhagen: Reitzels Forlag, 1984),
21. An alternative to taking Kierkegaard to have dogmatically or uncritically
presupposed Christian belief is to take him as proposing Christianity as a solution to a
universal spiritual problem that precedes this specific solution. This possibility is
worked out by Hannay, in "Refuge and Religion." This lauer allernative saves
Kierkegaard from the charge of having been curiously and uncharacteristically uncrit-
ical about adopting the Christian standpoint. Having diagnosed the hypocrisy and
thoughtlessness of his time, why not just chuck the religious framework and its daunt-
Notes 165
ing tasks altogether'? Kierkegaard believes that there is a deep fissure in our existence,
an emptiness that familiar answers to "the problem of existence" merely gloss over or
deny. Only recourse to the extra-natural resources of Christianity, in his view, can
heal this breach.
30. See Harry Frankfurt, "Freedom of the Will and the Concept of a Person,"
Journal of Philosophy, January 1971, collected with other related papers in The
Importance ofWlrat We Care About (Cambridge: Cambridge University Press, 1988);
Charles Taylor, "Responsibility for Self'; this article is retitled "What Is Human
Agency?" in Human Agel/cy and LAI/guage (Cambridge: Cambridge University
Press, 1985). I discuss these papers in "Kierkegaard Our Contemporary: Reason, Sub-
jectivity'and the Self," Southern Journal of Philosophy, Fall 1989. See also R. Z.
Friedman, "Morality and the Morally Informed Life," Midwest Studies i1l Plrilosoplry,
13 (1988).
31. Eitlrer/Or, Vol. 2., pp. 266-67, trans. Walter Lowrie and D. F. Swenson
(Princeton, N.J.: Princeton University Press, 1971).
Chapter 7
2. 77 [49: 98].
166 Notes
4. Chapter 6.
8. For an excellent discussion of this issue, see Robert M. Adams, The Virtue
of Faith (Oxford: Oxford University Press, 1987), especially Chapter 1.
9. Jon Elster, Sour Grapes: Studies ill the Subversion of Ratiollality (Cam-
bridge: Cambridge University Press, 1985), p. vii. I thank David Wisdo for calling
this to my attention.
10. For more on virtue and the "athletic virtues" subject to the will, see Robert
C. Roberts, "What is a Virtue?" Philosophical Review. April, 1984.
11. Wisdo, David, "Simone Weil on the Limits of Virtue," Religioll alld Intel-
lectual Life, 13 July 1989.
12. 126 [101: 148]
13. I thank James C. Edwards for the ideas in the last three sentences, con-
veyed to me in private correspondence.
14. For an attempt at rapprochement between Kant and the sort of "virtue
ethics" I describe here as Kierkegaardian, see Robert B. Louden, "Can We Be Too
Moral," Ethics. January 1988. Direct and extended comparisons with Kant are found
in Peter J. Mehl, "Kierkegaard and the Relativist Challenge to Practical Philosophy,"
.!oumal of Religious Ethics. vol. 14, 1987; and R. Z. Friedman, "Kierkegaard: Last
Kantian or First Existentialist," IlIfernatiollal Journal for Philosophy of Religion.
1982, and "Morality and the Morally Informed Life," Midwest Studies ill Philosophy
13 198M; Perkins, "For Sanity's Sake: Kant, Kierkegaard, and Father Abraham,"
Kierkegaard's Fear and Trembling: Critical Appraisals. ed, Robert L. Perkins (Birm-
ingham: University of Alabama Press, 1981); and C, Steven Evans, Kierkegaard's
Fragments alld Postscript: The Religious Philosophy of Johanlles Climacus (Atlantic
Highlands, N.J.: Humanities Press, 1983),
16. Kant, StrIfe of the Faculties. Prussische Akademie Ausgahe. 7:43, quoted
in Perkins, "For Sanity's Sake", p. 59; and Groundwork. Sect. II, many editions.
26. Charles Taylor (Sources of the Self) joins Iris Murdoch (The SOl'ereigllt),
of Good) in lamenting the obsession in moral philosophy on rights, acts, and obliga-
tion, to the exclusion of visions of animating goods.
27. Postscript. p. 367. Johannes de silentio contrasts the resigllation of the
monastary withfaith at 126 [101: 148].
28. McKinnon, "Kierkegaard."
29. 70 [41: 92].
30. I'd like to thank David Wisdo for suggesting the resonance with Thoreau,
and the way of putting things in these last two sentences. A Thoreauvian pattern of
skepticism, withdrawal, and reconciliation through writing is discerned by Stanley
Cavell in The Sellses of Walden (San Francisco: Northpoint Press, 1981). See also
Cavell's "The Uncanniness of the Ordinary," The Tallller Lecture 011 Humall Values
(Salt Lake City: University of Utah Press, 1988), reprinted in III Quest of the Ordi-
nary (Chicago: University of Chicago Press, 1989). Kierkegaard explores this pattern
of being stripped of the world as a necessary preparation for acknowledging a deeper
ground of the self in Sicklless VlltO Death.
Chapter 8
23. 124 [98: 145). Johannes writes "On the whole, were poetry to attend to the
religious aspect, and to the inner feeling of its characters, it would command themes
of much greater importance than it now occupies itself with." Ill! (91: 139), note.
24. "It will be best to look at the whole matter in a purely aesthetic way... .-
109 [82: 131).
25. 110 [83: 131). See Bernard Harrison, "Parable and Transcendence," Wuys
of Reading the Bible, ed. Michael Wadsworth (Totowa, N.J.: Barnes and Noble,
1981), for a discussion of how stories and parable expand moral vision and effect
moral transformation.
26. 75 [46: 97).
27. Ruth Barcan Marcus notes the rationale for a theory of original sin implicit
in the phenomena of moral dilemmas in "Moral Dilemma and Consistency," Journul
of P hi/osophy, March 1980.
28. To my knowledge this interpretation of the teleological suspension as an
Hegelian aufhebung, was first suggested in a paper read by Westphal at the SI. Olaf
College Kierkegaard Conference, June 6, 1988, entitled "Kierkegaard's Teleological
Suspension of Religiousness B," to appear in FoundatiOlls of Kierkegaard's Visioll of
Commullity (Atlantic Highlands, N.J.: Humanities Press, 1991). On the stages gener-
ally, see Chapter 1. Although McKinnon does not invoke the Hegelian notion, he sug-
gests a similar preservation of a dethroned life-view within a higher one. In his view,
the stages on life's way boil down to a single alternative: "either the aesthetic on its
own terms, or religiousness B, including within it, as dethroned or subsumed stages,
religiousness A, the ethical, and the aesthetic," "Kierkegaard," 19th Celllury Reli-
gious Thought ill the West, vol. I, ed. Ninian Smart et al. (Cambridge: Cambridge
University Press, 1985), p. 189.
29. 57 [27: 79).
Chapter 9
2. Quoted in the poet-translator's obituary, Tire New York Times, early 19805.
3. 137 [113: 149); my emphasis.
4. See Gilbert Ryle, "The Systematic Elusiveness of the 'I' ," The Concept of
Milld (New York: Barnes and Noble, 1949), p. 195 ff.; and William H. Poteat, "Birth,
Suicide, and the Doctrine of Creation" Mind (1959).
5. Alastair McKinnon points out that Kierkegaard's directly religious writings
leave out all reference to "the paradox" or "the absurd," "Kierkegaard." 19th CentlllY
Religious Philosophy ill the West, vol. I, ed. Ninian Smart et al. (Cambridge: Cam-
bridge University Press, 1985).
170 Notes
12. Johannes writes of Abraham that "the ethical had no higher expression
than that of family life" 136 [112: 158]. The Postscript "post-suspension" ethics
places no such obvious emphasis on family life or marriage. The ethicoreligious
paradigm here is Socrates, someone who can appear dismissive and cavalier toward
the claims of family. Consider Socrates' remarks in the Crito about care for his sons,
or his dismissal of his grieving wife and child from his death chamber.
13. Perhaps mirroring Kierkegaard's own thoughts with regard to his struggles
over marriage and self-understanding, Johannes de silentio says that to understand
Abraham he needs "a new category." He needs, I have suggested, the categories of
Christianity that are not yet explicit either for Johannes or in the tale itself. On Abra-
ham's failure to fully be a knight of faith, see Mark L. Taylor, "Repetition and Scrip-
ture: On the Abraham and Job Stories in Kierkegaard's Fear and Trembling and Rep-
etitioll," Foundations of Kierkegaard's Visiol/ of Commul/ity. ed. George Connell and
C. Stephen Evans (Atlantic Highlands, N.J.: Humanities Press, 1991).
16. This massive silence makes even more remarkable the fact, noted in Chap-
ter 2, that in the initial quanet of variations on the Abraham story, the "moral" is
offered in terms of a mother's relationship to her child.
17. Gregor Malantschuk has this to say about the connection between Fear
and Trembling and the broken engagement: "The hidden meaning in Fear and Trem-
bling. , . could not consist in her learning that she was sacrificed as Isaac was sacri-
ficed by Abraham, ". but in enlightening her as to .....lIy she had to be sacrificed ....
Kierkegaard simply wanted to tell Regine that he himself was being sacrificed, and
therefore he had to sacrifice her," Kierkegaard's Thought (Princeton, N.J.: Princeton
University Press, 1971), p. 236 ff, Kierkegaard's sacrifice occurred, I take it, on learn-
ing of his inherited corruption. That was his father's upraised knife.
Chapter 10
1. Culture and Value, trans. Peter Winch, ed. G. H. Von Wright and Heikki
Nyman (Chicago: University of Chicago Press, 1980), 56 c. I thank Nicolai Meador
for alerting me to this quote, and for supporting this project with passion and faith.
13. In a note to the passage on 141 [117: 162-163], Johannes proposes that
Socrates fulfills himself-realizes himself spiritually-in his quip that he is surprised
at the small margin of votes against him. He had anticipated more anger. At that
moment he is immortal.
14. See Martha C. Nussbaum, The Fragility of Goodness (Cambridge: Cam-
bridge University Press, 1986), especially Chapters 6, 11, and 12. She argues that
Plato himself is ambivalent about the price Socrates pays. R. Z. Friedman, in "Moral-
ity and the Morally Informed Life," Midwest Studies in Philosophy 13 (1988), agrees,
arguing that Socrates takes himself (incredibly) to be both morally successful and
happy, happy to die; whereas Plato seems to paint a picture closer to tragedy, suggest-
ing (as against Socrates) that the good man can be harmed, can suffer.
15. Nussbaum, Fragility of Goodness, pp. 2, 53.
16. A generosity, of course, strangely mixed with evil. Among several treat-
ments of theodicy, see R. Z. Friedman, "Evil and Moral Agency," [ntematiol/al Jour-
1101 for Philosophy of Religion 24 (1988); and John T. Wilcox, The Bittemess of Job
(Detroit: University of Michigan Press, 1889), and my "A Renewal of Self and
World: The Book of Job," Cross-Currents 20, no. 2 (1972).
173
174 Bibliography
Annas, Julia. "Personal Love and Kantian Ethics in Effi Briest." Philosophy alld Lit-
erature 8 (April 1984).
Baier, Annene C. "Hume, A Women's Moral Theorist'!" Women alld Moral Theory.
Ed. Eva Feder Kinay and Diana T. Meyers. Totowa, N.J.: Roman and
Linlefield, 1987.
- - - . Postures of the Milld. Minneapolis: University of Minnesota Press, 1985.
- - - . "Secular Faith." Revisions. Ed. Stanley Haueras and Alastair Macintyre.
Notre Dame, Ind.: University of Notre Dame Press, 1983.
Bakun, David. The Duality of Human Existence. Boston: Beacon Press, 1966.
Baron, Marcia. "Was Effi Briest a Victim of Kantian Morality?" Philosophy ill Liter-
ature 12 (April 1988).
Becker, Ernest. The Denial of Death. New York: The Free Press, 1973.
Bell, Richard. The Grammar of the Heart. New York: Harper and Row, 1984.
Blum, Lawrence R. Friendship, Altruism, alld Morality. London: Routledge and
Kegan Paul, 1980.
- - - . "Iris Murdoch and tire Domaill of the Moral." Philosophical Studies 50 (1986).
Bugbee, Henry. "Loneliness, Solitude, and the Twofold Way in Which Concern
Seems to Be Claimed." Humallitas 10 (November 1974).
Cavell, Stanley. In Quest of the Ordinary. Chicago: University of Chicago Press,
1989.
- - - . The Sellses of Walden , expanded ed. San Francisco: North Point Press, 1981.
- - - . Thoughts out of Class. San Francisco: North Point Press, 1988.
Danto, Arthur C. Nietzsche as Philosopher. New York: Macmillan, 1965.
Dennet, Daniel. "Why We are All Novelists." Times Literary Supplemel/l (Sept. 16,
1988).
Duffy, Bruce. The World as I Foulld It. New York: Ticknor and Fields, 1987.
Edwards, James C. Ethics Without Philosophy: Wiltgensteill alld tire Moral Life.
Tampa: University of Florida Press, 1984.
Elster, Jon. Sour Grapes: Studies ill the Subversioll of Ratiollality. Cambridge: Cam-
bridge University Press, 1985.
Fingarette, Herbert. "The Meaning of Law in the Book of Job." Revisiolls. Ed. Stanley
Haueras and Alastair MacIntyre. Notre Dame, Ind.: University of Notre
Dame Press, 1981.
- - - . Confucius: The Secular as Sacred. New York: Harper and Row, 1972.
- - - . On Responsibility. New York: Basic Books, 1967.
- - - . The Self ill Trallsformation. New York: Basic Books: 1963.
Frankfurt, Harry. Tire Importallce of Wlrat We Care AboUl. Cambridge: Cambridge
University Press, 1988.
Friedman, R. Z. "Evil and Moral Agency." Illternational Journal for tire Philosophy
of Religion 24 (1988).
- - - . "Morality and the Morally Informed Life." Midwest Studies ill Philosophy
13 (1988).
Gowens, Christopher w., ed. Moral Dilemmas. Oxford: Oxford University Press,
1987.
Hampshire, Stuart. Illllocence alld Experiellce. Cambridge: Harvard University Press,
1989.
178 Bibliography
Hare, Richard. "Moral Conflict." The Tanner Lectures on Human Values. Vol. 1. Salt
Lake City: University of Utah Press, 1980.
Harrison, Bernard. "Parable and Transcendence." Ways of Reading the Bible. Ed.
Michael Wadsworth. Totowa, N.J.: Barnes and Noble, 1981.
Haueras, Stanley, and Alastair MacIntyre, eds. Revisions. Notre Dame: University of
Notre Dame Press, 1983.
Janik, Allan, and Stephen Toulmin. Wittgenstein's Vienna. New York: Simon and
Schuster, 1973.
Kuhn, Thomas. The Structure of Scientific Revolutions. Chicago: University of Chica-
go Press, 1962.
Kaufman, Walter. Existentialism from Dostoyevsky to Sartre. New York: New Ameri-
can Library, 1975.
Kennedy, Paul. The Rise and Fall of the Great Powers: Economic Change and Mili-
tary Conflict from 1500 to 2000. New York: Random House, 1989.
Louden, Robert B. "Can We Be Too MoraI." Ethics 14 (1987).
Lovibond, Sabina. Realism and Imagination in Ethics. Minneapolis: University of
Minnesota Press, 1983.
MacIntyre, Alastair. After Virtue. Notre Dame: University of Notre Dame Press, 1981.
- - - . and Haueras, Stanley, eds. Revisions. Notre Dame: University of Notre
Dame Press, 1983.
Marcus, Ruth Barcan. "Moral Dilemmas and Consistency." The Journal of Philoso-
phy 27 (March 1980).
McNaughton, David. Moral Vision. Oxford: Basil Blackwell, 1988.
Mooney, Edward F. "Gender, Philosophy and the NoveI." Metaphilosophy 18
(July-October 1987).
- - - . "Living With Double Vision: Objectivity and Subjectivity in Human Under-
standing." Inquiry 31 (1988).
- - - . "A Renewal of Self and the World: The Book of Job." Cross Currents 20,
no. 2 (1972).
Murdoch, Iris. The Sovereignty of Good. New York: Shocken Books, 1971.
Nagel, Thomas. Mortal Questions. Cambridge: Cambridge University Press, 1979.
- - - . The View From Nowhere. Oxford: Oxford University Press, 1986.
Nehamas, Alexander. Nietzsche: Life as Literature. Cambridge, Mass.: Harvard Uni-
versity Press, 1985.
Neitzsche, Freiderich. The Birth of Tragedy. Trans. Walter Kaufman. New York: Vin-
tage Books, 1966.
- - - . Thus Spake Zarathustra. The Portable Neitzsche. Trans. Walter Kaufman.
New York: Viking Books, 1968.
Norris, Christopher. The Deconstructive Turn: Essays in the Rhetoric of Philosophy.
London: Routledge, 1988.
Nussbaum, Martha C. The Fragility of Goodness. Cambridge: Cambridge University
Press, 1986.
Poole, Roger. Toward Deep Subjectivity. New York: Harper and Row, 1972.
Poteat, William. "Birth, Suicide and the Doctrine of Creation." 68 Mind 1959.
Putnam, Hilary. The MallY Faces of Realism. Lasalle, III.: Open Court Publishing,
1987.
Bibliography 179
Rawls, John. A Theory of Justice. Cambridge, Mass.: Harvard University Press, 1971.
Reinhardt, Lloyd. "Gratitude and Blasphemy: Some Gaps in Moral Space." Environ·
mental Philosophy. Ed. Mannison et al. Canberra: Austrailian National
University Press, 1980.
Roberts, Robert C. "Will Power and the Virtues." Philosophical Revie .... 93 (April
1984).
Rorty, Amelie Oksenberg, ed. The Identities of PersOIlS. Berkeley: University of Cali-
fornia Press, 1976.
Rorty, Richard. "The Philosophy of the OddbalL" New Republic 74 (June 19, 1989).
Rousseau, Jean Jaques. The Government of Poland. Trans. Willmore Kendall. Indi-
anapolis: Hackett Publishers, 1972.
Ryle, Gilbert. The Concept of Mind. New York: Barnes and Noble, 1949.
Sartre, Jean Paul. "Existentialism Is a Humanism." Existentialism from Dosroyevsky
to Sartre. Ed. Walter Kaufman. New York: New American Library,
1975.
Schacht, Richard. Nietzsche. London: Routledge and Kegan Paul, 1988.
Soli, Ivan. Illtroductioll to Hegel's Metaphysics. Chicago: University of Chicago
Press, 1969.
Solomon, Robert C. III the Spirit of Hegel. Oxford: Oxford University Press, 1983.
de Sousa, Ronald. The Ratiollality of EmotiOIl. Cambridge, Mass.: MIT Press, 1983.
Strong, Tracy. Friederich Nietzsche alld the Politics of Trallsfiguration. Berkeley:
University of California Press, 1975.
Taylor, Charles. Hegel. Cambridge: Cambridge University Press, 1975.
- - - . Humall Agellcy alld uJllguage. Cambridge: Cambridge University Press,
1985.
- - - . Sources of the Self The Making of Modern Identity. Cambridge, Mass.: Har-
vard University Press, 1989.
Weil, Simone. The Simone Weil Reader. Ed. George A. Panichas. New York: David
McKay Company, 1977.
Westphal, Merold, History and Truth in Hegel's Phenomenology. Atlantic Highlands,
N.J.: Humanities Press, 1979.
WilIial1)s, Bernard. Ethics and the Limits of Philosophy. Cambridge, Mass.: Harvard
University Press, 1985.
- - - . Moral Luck. Cambridge: Cambridge University Press, 1981.
- - - . Problems of the Self. Cambridge: Cambridge University Press, 1973.
Wisdo, David. "The Fragility of Faith: Toward a Critique of Reformed Epistemolo-
gy." Religious Studies 24 (March 1989).
- - - . "Simone Weil on the Limits of Virtue." Religion alld Illtellectual Life 13
(July 1989).
Wittgenstein, Ludwig. Culture and Value. Trans. Peter Winch. Ed. G. H. Von Wright
and Heikki Nyman. Chicago: Chicago University Press, 1980.
- - - . Tractatus wgico Philosophicus. Trans. D. F. Pears and B. F. McGuinness.
New York: Humanities Press, 1971.
Yack, Bernard. The wllgillg for Total Re\'olution: Philosophical Sources of Social
Discontellt from Rousseau to Marx and Niet:::sche. Princeton. N.J.:
Princeton University Press, 1986.
Index
Absolute: good, ix, 70, 95-96, 107, 110, Bell, Richard, 144 n.3
119, 131, 141, 159 n.l1; objects, 49; Berry, Wanda Warren, 154 n.8
paradox, 104, 129; passion, 60; Billy Budd, (Melville's), 66-67
"relating absolutely to the absolute," Birth of Tragedy (Nietzsche's), 33
16,47,98,100,106-107,122 Blanchard, Brand, 158 n,3
Absolutes, 16,27,46-5068,70-71,75, Blum, Lawrence L., 147 n.22, 159 n.14,
80,82, 88,93-98, 100, 106-107, 110, 160 ns.19, 22, 25
118-120, 122, 155 n.7, 160 n.20, 165 Brothers Karamazol' (Dostoevsky's), 12,
n.25; as orienting frames, 46-47; 160 n.21
Charles Taylor on, 47, 70, 96, 159 n.ll Bugbee, Henry, 156 n.42
Absurd, ix, 3, 4, 15, 33, 35, 44, 52-53,
54-60, 69, 92, 103, 105, 112, Capitalist, market economy, 16, 20-21,
124-125, 129-131, 141, 156 n.46, 46-47,55-56,119,134,149n.9
160 n.20, 169 n.5; as limit of under- Categorical desires, Williams on, 161 n.30
standing, 151 n.20; rationales for Cavell, Stanley, x, 34, 91, 96, 144 n.3,
invocation of, 55-58, 130-131 162 n.26, 163 n.2, 164 n.13, 167 n.30
Adams, Robert M., 166 n.8, 168 n.18 Character, 21, 24, 76, 84-85, 94, 160
Affiliation, ix, 15-16,39, 109, 138. See n.24. See also Self-identity
also Intimacy; Civic virtue Christ, 4,102, 107, 160 n.21
After Virtue (Alastair MacIntyre's), 7 Civic virtue, social morality, 4, 47, 94,
Agacinski, Sylviane, 134, 143f n.l, 146 98,101,103,106,110-111,114-115,
n.14, 148. n.6, 151 n.36, 170 n.14 119-120, 138, 166 n.3; and family
Annas, Julia, 161 n.30, 168 n.22 life, 170 n.12
Aristotle, 9, 67, 105 Collins, James, 143 n.1
Assimilation, 22-23, 94-95,109,114-115 Commitment, 56-57, 64, 70-7 I, 76, 104,
Auden, W. H., x 107, 117
Austin, John, 144 n.3 Conant, James, 144 n.3
Confucius, 165 n.22
Baier, Annette, 10, 88, 147 n.22, 162 Connell, George, 149 n.12, 164 n.20; and
n.24 Evans, 149 n.1O
Bakan, David, 157 n.57 Contingency, coincidence, fortune, moral
Baron, Marcia, 161 n.30, 168 n.22 luck, 10, 43, 95, 101, 116-117,
Barth, Karl,x 121-122, 124-125, 140-141; Nagel
Becker, Ernest, 147 n.25, 157 n.56 and Williams on, 16X n.1O
181
182 Index
Contradiction, 56-58, 69, 122, 132, 166 106, 121, 140. See also Virtue;
n.3. See also Absurd Receptivity; Freedom; Integrity
Creegan, Charles C., 144 n.3 Eternal, 36, 39-41, 48; consciousness,
Crites, Stephen, 145 n.l1. 152 n.45 ·32,34,40,49-50,52,140-141
Eternal life. See Immortality
Dante, 1,3, II Ethics, different conceptions of, 147 n.
Danto. Arthur C., 152 n.44 22,159 ns.13, 14, 160 ns.19, 20, 24,
Deconstruction, 144 n.3 25; (Chapts. 6, 7, 8); features of,
deMan, Paul, x 114-120; limits of, 120-123; soul-
Demonic, 132-133, 170 n.11 making, 168 n.15; transformation in,
Dennett, Daniel, 150 n.18 124-125. See also Civic virtue; Moral
Derrida, Jacques, x justification; Secular faith; Teleologi-
Descartes, Rene, 8,22-23, 134 cal suspensions; Virtue
deSousa, Ronald, 150 n.18, 164 n.19 Evans, C. Steven, 143 n.I, 145 n.lI, 147
Dilemma, IS, 65-69, 80-82, 110, 124, n.24, 155 n.7, 160 n.20, 165 n.25, 166
128 (Chapts. 4, 5); kinds of, 65, 66; n.14, 168 n.15; and Connell, 149 n.lO
tragic dilemma. 67, 69. 114. 121, 159 Evil, and theodicy, 12, 162 n.27, 163
n.9, 160 ns.19, 20,161 n.4; and origi- n.28,I72n.16
nal sin, 169 n.27 Existential perspective, 48-49
Disclosure. 113-115, 125, 132, 138. See Existentialism, x, 67; and analytical phi-
also Silence; Revelation losophy,x,144n.3,149n.ll,163n.2;
Divine Comedy (Dante's), II and "groundless choice," 7, 95, 146
Donnelly, John, 65, 148 n.32, 157 n.58, n.16; and Kant 106-108, 166 n. 14.
158 n.5, 160 n.20 See also Absurd; Sartre
Dostoevsky, Feodor, II, 12, 160 n.21
Doubt, uncertainty, 22-23, 25-26, 73, Faith, double movement of, 17, 28, 31,
88,93,97, 107-108. See also Skeptic; 35, 40, 52 60, 80, 83, 86-89, 92-93,
Descartes; Socrates 95,104-105,109-110,120,123,131,
Dreyfus, Hubert, and Rubin, 144 n.3, 147 141, 161 n.4; elementary. 87-89,103;
n.25, 152 n.45, 155 n.24 and fanatic. ix. 27, 82-84, 162, n.11;
Duffy, Bruce, 152 n.47 invisible knight of. 108-109. 152
Dunning, Stephen, 143 n.1, 146 n.13, n.4I, 156 n.33; poetic, 35-36 .• 58, 88;
148 n.32, 157 n.58, 171 n.4 and Religiousness A. 4, 145 ns.IO, II,
146 n.13; and Religiousness B. 4. 9.
Edwards, James C., 144n.3,166n.13 122. 145 n.II, 169 n.28; secular. 15.
Either/Or. See Kierkegaard 88; shopkeeper knight of. 16. 50-52,
Elrod, John W., 143 n.1 59, 83. 92. 9!!. 103, 105, 107, III.
Elster, Jon, 104 122, 138; Socratic. ix. 93, 139-141.
Emerson. Ralph Waldo, 34 145 n.1O
Emotions, ambivalent clash in, 57, 64, Ferreira. M. Jamie, 152 n.45. 153 n.6O
91, 130, 134, 157 n.52, 164 n.19. See Fingareue. Herbert. 152 n.46. 159 n.17.
also Love; Joy; Grief 162 n.27
Enablement, empowerment, 44, 52, Finite, 48-49; attention. 83
87-88,95,110,122 Fitzgerald. Robert, 127
Erikson, Erik, x Forgiveness. 104, 122-124, 134-135,
Essential humanity, 16, 23. 75, 97-IOO. 168 n.18
Index IX3
Kant, Kantian, x, 8-10, 16, 67, 74, Louden, Robert B., 166 n.14
76-77, 106-108, 159 ns.9, 13, 160 Love, ix, 15,20-21,36, 116, 120, 123,
n.19, 166 n.14, 168 n.22 130, 132, 140, 168 n.22; eterna11ove,
Kaufman, Walter, 158 n.3 • 77, 133; selfless care or love, IS, 39,
Keeley, Carol, 170 n.lO 53-55, 93; separateness-in-Iove,
Kennedy, Paul, 149 n.9 30-31,44,53; (Chapts 3, 4). See also
Kierkegaard, S0ren: and Christian com- Independence; Weaning
mitment, 11-13, 135; Christian Dis- Lovibond, Sabina, 147 n.19, 164 n.lO
courses, 122, 133; Concept of Anxiety, Lowrie. Walter, xv, 148 ns.28, 29, 30,
2; Concept of Irony with Constant 150 n.17
Reference to Socrates, 138; Conclud- Lyric, x, 2, 5, 15-16, 19,25,32,44,97,
ing Unscielltific Postscript, ix, 2, ~, 123; refrains, 21-22, 36; song, 32, 36,
8-9, 11-12, 15, 18,21,26,31,55,60, 40-41, Ill, 124, 129. See also Music;
83,97-98, \01, 122, 124, 138; "Diary Poet
of the Seducer," 132; Either/Or, ix,
2-8,99, 123-125, 132; (Fragmellts; MacIntyre, Alasdair. 7, 146 n.16
see Philosophical Fragments); Judge Mackey, Lewis. 2, 139, 143 n.l, 150 n.16
William, 4,8,99; Literary Prefaces, 6, Ma1antschuk, Gregor, 143 n.1, 171 n.17
154 n.4; and Regina Olsen, 16, 111, Marcus, Ruth Barcan. 159 n.9, 169 n.27
132-134,155 n.28, 166 n.3, 171 n.17; Marx, Karl, 11, 12, 148 n.6. See also
Philosophical Fragments, ix, 2, 117; Capitolism
Poillt of View of My Work as all Maternal, mother and child, 30-31, 53,
Aut/lOr, 11; (Postscript: see COllclud- 171 n.16; giving birth 40-41. See
ing Unscielltific Postscript); and also Weaning
pseudonyms, x, 2-7, 9-11, 26, 55, McKinnon, Alastair, 9, IS, 145. n.11, 147
123,133-134,145 n.ll, 146 n.14, 147 n.17, 157 n.49, 166 n.3, 169 ns.2X, 3
n.24,.156 n.47, 166 n.3; and relation McNaughton, David, 147 n.22
to mother and father, 134-135, 151 Meador, Nicolai, 162 n.24, 171 n.1
n.36, 171 ns. 16, 17; Repetition, 2; Meh1, PeterJ., 146 n.16, 166 n.14
Sickness Umo Deat/I, ix, 6, 49, 69, 98, Mill, John Stuart, 9
101; Stages on LIfe's Way, 2, 3; Traill- Monastic life, 92, Ill, 163 n.6, 167 n.27
illg ill Christianity, 110; Two Ages, 4; Moral: justification, 9-11, 15,44,66,69,
Works of Love, ix, 133; and writing,S, 73-78, 80-82, 85-86, 89, 94, 110,
34-36,123,132-135,150n.16 113-114. 131, 163 ns.4, 8; justiticato-
Kirmmse, Bruce, 145 n.4, 148 n.6 ry transparency, 117-118, 124-125;
Kuhnian paradigm, 131, 133. See also (Chapts. 4. 5); luck: see Contingency;
Life views, change in necessity, 118, 124-125; objectivity,
75, 92-93, 118, 160 n5.24, 25, 164
Leap of faith, 7, 147 n.17 n.10; perception or vision, 3, X, 4X, 51,
Lear (Shakespeare's), 88, 93,164 n.14 55,65, X2, 93, 97, 107-IOX, 11\. I1X,
Lee, Hermillone, 35 122, 130, 152 n.41, 156 n.33, 160
Life-views, spheres of existence, 3.4, 6, n.25, 169 n.25; repentance, 122, 168
69,102,145 ns.lO, II; change in, 7. n.1X; responsibility, 7, 10,22-24,26,
8, 13, 16, 44, 58, 69, XO, 101-\02, 41,68,75,99, \04, 116, 121-122;
108, 123-124, 128-129, 131, 133, scope of the, 160 ns.19, 20, 24, 25.
138-139,141,I64ns.16,19 See also Dilemma; Reasons, ratio-
Illdex IRS
Reception, receptivity, 26, 35, 48, 52, ation, 40, 88, 95, 153 n.75; definition,
54-55,91,93-97,100,103,106,109, 10,46-47,49, 58, 70; directed, 114;
111,123,131.141,165 n.22. See also discovery,l46n.14,159n.17; expres-
Faith; Gift; Welcome • sive, 77, 98, 103; identity, 9, 15, 26,
Reconciliation, 120, 123-124; (Chapts. 46, 49, 60, 68-71, 76, 86, 94-95,
6, 7). See also Faith; Affiliation 97-98, 102-103, 110, 115, 119, 121,
Refusal of God, 65, 85-89,96, 134 127, 134, 139; immediate or proto-,
Regina. See Kierkegaard, Regina Olsen 99, 103, 110; motivation, 6; realiza-
Reinhardt, Lloyd, 165 n.22 tion, ix, 4, 119, 159 n.17, 172 n.13;
Relativism, critique of, 7-11,146 n.16, received, 91, 96,105,119; revelatory,
150 n.16. See also Moral objectivity; 11; structure, 94, 102, 107; sufficien-
Objectivity, kinds of cy, 47, 88,103,105,110; understand-
Religiousness A , Religiousness B. See ing, 73, 77,130
Faith Selfless care or love. See Love
Repentance. See Moral repentance Shopkeeper knight of faith. See Faith
Repetition, eternal recurrence, 32-34, Silence, ineffability, 72-73, 85, 89,
48,152 n.45 113-115,127-132,16On.20
Republic. See Plato Sin, 104, 121-124, 134, 168 n.18, 169
Resignation, infinite, knight of. See n.27
Faith: double movement, shopkeeper Skeptics, 22-23, 67, 113, 134. See also
knight of; Socrates Doubt
Responsibility. See Moral responsibility Socrates, ix, x, 1,3-4,12-13,16-17,19,
Revelations, 129, 138 41, 74, 93, 102, 106, 113, 115,
Roberts, Robert C., 143 n.1, 166 n.1O 123-124, 137-141, 170 n.12, 172
Rogers, Carl, x ns.13,14
Rorty, Richard, 88, 152 n.52 Socratic religious humanism, ix, 4, 12,
Rousseau, Jean-Jacques, 163 n.3 16-17,93, 139-141; (Chapt. 10). See
Rubin, Jane, and Dreyfus, 144 n.3, 147f. also Faith, and Religiousness A;
n.25 Faith, Socratic
Rule, 8, 29, 65-Q6, 75, 81, 84, 87, 103. Soli, Ivan, 155 n.23
See also Moral justification; Reasons; Solomon, Robert C., 149 n.8, 155 n.23
Teleological suspensions Sophie's Choice (William Styron's),
Ryle, Gilbert, 169 n.4 66-Q7,85
Stack, George J., 143 n.l
Sacrifice,58-60,132, 171 n.17 Stages, spheres of existence. See Life-
Santurii, Edmund N., 158 n.5 views; Kierkegaard, pseudonyms
Sartre, Jean Paul, x, 15, 67-Q9, 74, 81, Stoic, 17, 49, 53, 55-56, 92; hardening of
89,106 self,I41
Schacht, Richard, 4, 147 n.25, 152 n.44 Strong evaluators, 47
Schopenhauer, Arthur, 32, 34 Strong, Tracy, 152 n.44
Second immediacy, 123 Subjective, subjectivity, 7, 9-10, 15, 24,
Second-order care, 99 48,69,71,73, 76,94,98-99, 106,
Secular faith. See Faith 149 n.l1, 160 n.23, 161 n.30; per-
Self, xi, 2, 16, 22,47, 69, 71, 75, 119; spective, 75-76, 79; and ethics, 160
articulation, 22-23, 47, 68, 71, 89, ns.19, 20, 24; (Chapts. 4, 5). See also
96-99, 110, 132; command, 140; cre- Particular; Self-identity; Existentialist
Index IX7
Virtue, 6, 8, 16,20,99, 118, 141, 160 Zealot, fanatic, ix, 27,82-84, 162 n.11
KNIGHTS OF FAITH
and RESIGNAT Or-.;
Reading Kierkegaard's
FEAR AND
TREMBLING
Edward F Mooney
"Apart from the excellent style and clarity of exposition, what I like best about
this book is the remarkable success with which the author probes a classically
problematic text, and not only brings it into clear relation with Kierkegaard's other
principal texts, but also relates its themes to those of current work in moral
philosophy. The book evinces an impressive command of the relevant literature,
both specifically Kierkegaardian and that pertaining to deep moral issues currently
debated." - Alastair Hannay, University of Oslo
Knights of Faith and Resignation brings out the richness of Kierkegaard' s creative
invention, the contemporary relevance of his contrasts between resignation and
faith, and his probing conceptual analysis of aesthetic, moral, and religious psy-
chology and life-perspectives. And in tracing Kierkegaard's analysis of objectivity,
subjectivity, virtue ethics, passion, dilemmas, commitment, and self-reflection,
Mooney brings out a striking convergence between Kierkegaard and analytic
philosophy- the tradition of Socrates, Kant, and Wittgenstein, and its more contem-
porary practitioners, writers like Charles Taylor, Thomas Nagel, Stanley Cavell,
Bernard Williams, and Harry Frankfurt.
Edward F. Mooney is Professor of Philosophy at Sonoma State University.
ISBN 0-7914-0573-7