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Eye Drops Preservative Benzalkonium Chloride
Eye Drops Preservative Benzalkonium Chloride
Correspondence: Gino A. Cortopas- PURPOSE. Benzalkonium chloride (BAK) is the most commonly used eye drop preservative.
si, 1089 Veterinary Medicine Drive, Benzalkonium chloride has been associated with toxic effects such as ‘‘dry eye’’ and
Davis, CA 95616, USA; trabecular meshwork degeneration, but the underlying biochemical mechanism of ocular
gcortopassi@ucdavis.edu. toxicity by BAK is unclear. In this study, we propose a mechanistic basis for BAK’s adverse
Submitted: October 10, 2016 effects.
Accepted: March 21, 2017
METHOD. Mitochondrial O2 consumption rates of human corneal epithelial primary cells
Citation: Datta S, Baudouin C, (HCEP), osteosarcoma cybrid cells carrying healthy (control) or Leber hereditary optic
Brignole-Baudouin F, Denoyer A, Cor- neuropathy (LHON) mutant mtDNA [11778(G>A)], were measured before and after acute
topassi GA. The eye drop preservative
benzalkonium chloride potently in-
treatment with BAK. Mitochondrial adenosine triphosphate (ATP) synthesis and cell viability
duces mitochondrial dysfunction and were also measured in the BAK-treated control: LHON mutant and human-derived trabecular
preferentially affects LHON mutant meshwork cells (HTM3).
cells. Invest Ophthalmol Vis Sci. RESULTS. Benzalkonium chloride inhibited mitochondrial ATP (IC50, 5.3 lM) and O2
2017;58:2406–2412. DOI:10.1167/ consumption (IC50, 10.9 lM) in a concentration-dependent manner, by directly targeting
iovs.16-20903
mitochondrial complex I. At its pharmaceutical concentrations (107–667 lM), BAK
inhibited mitochondrial function >90%. In addition, BAK elicited concentration-dependent
cytotoxicity to cybrid cells (IC50, 22.8 lM) and induced apoptosis in HTM3 cells at similar
concentrations. Furthermore, we show that BAK directly inhibits mitochondrial O2
consumption in HCEP cells (IC50, 3.8 lM) at 50-fold lower concentrations than used in eye
drops, and that cells bearing mitochondrial blindness (LHON) mutations are further
sensitized to BAK’s mitotoxic effect.
CONCLUSIONS. Benzalkonium chloride inhibits mitochondria of human corneal epithelial cells
and cells bearing LHON mutations at pharmacologically relevant concentrations, and we
suggest this is the basis of BAK’s ocular toxicity. Prescribing BAK-containing eye drops should
be avoided in patients with mitochondrial deficiency, including LHON patients, LHON
carriers, and possibly primary open-angle glaucoma patients.
Keywords: mitochondrial complex I, benzalkonium chloride, LHON, glaucoma, preservative
n order to maintain sterility and prevent ocular infections two reports of topically applied BAK reaching the posterior
I from a contaminated eye drop, the addition of preservatives
is mandatory in multidose ophthalmic formulations according
eye and optic nerve in a rat model.5,6 In a clinical trial
comparing the effects of BAK-containing and preservative-free
to international standards. Of the many available preservatives, eye drops, anterior chamber inflammation was reported in
benzalkonium chloride (BAK), a quaternary ammonium salt, is response to BAK after 1 month of exposure.7 In spite of
the most common preservative used in eye drops.1 Benzalko- indications of mitochondrial injury by BAK over 30 years,8–11 a
nium chloride is a mixture of quaternary ammonium com- clear mechanism for its biochemical toxicity has remained
pounds with a chemical formula C6H5CH2N(CH3)2(CH2)nCl, elusive.
where n ¼ 8, 10, 12, 14, 16, or 18. Although the advantage of Leber hereditary optic neuropathy (LHON) is the most
BAK as an ocular preservative is its amphipathic nature, high common blinding disease linked to a mitochondrial defect.12
water solubility, and superior antimicrobial effects, eye drops Inherited point mutations in mtDNA of complex I subunits
containing BAK have been implicated as a cause of ocular cause LHON. Three mutations (i.e., 11778[G>A] [ND4],
adverse effects, including: dry eye, trabecular meshwork 3460[G>A] [ND1], and 14484[T>C] [ND6]), make up >90%
degeneration, and ocular inflammation.2–4 Deleterious effects of LHON cases, and are called ‘‘primary mutations.’’ These
of BAK are not limited to ocular surface. For example, there are three primary mutations cause defects in mitochondrial
This work is licensed under a Creative Commons Attribution-NonCommercial-NoDerivatives 4.0 International License.
Benzalkonium Chloride Inhibits Mitochondrial Function IOVS j April 2017 j Vol. 58 j No. 4 j 2407
complex I–driven adenosine triphosphate (ATP) synthesis13 (CnT-Prime; Zen-Bio, Inc.), supplemented with 50 units/mL of
that correlate with the clinical severity of vision loss. Although penicillin/50 lg/mL of streptomycin (Gibco), and under
the mechanism of vision loss in LHON is not clear, loss of humidified 5% CO2 at 378C.
retinal ganglion cells (RGCs), optic nerve atrophy, and
demyelination are observed.14 However, some carriers of the Chemicals
mutations are not affected (incomplete penetrance), and one
proposed basis for this incomplete penetrance is environmen- Chemicals were purchased from Sigma-Aldrich Corp. unless
tal exposures.15 We recently demonstrated that the environ- otherwise specified. We purchased the ATP bioluminescence
mental mitochondrial complex 1 inhibitor, rotenone, further assay kit from Roche Life Science (ATP Bioluminescence Assay
decreases the LHON mitochondria’s ability to make ATP.6,16 Kit CLS II; Indianapolis, IN, USA). We purchased ATP-free
Since the combined effect of LHON mutation (11778) and adenosine diphosphate from Cell Technology (Fremont, CA,
rotenone appear to be additive, it is possible that other USA). Stock solutions of BAK (Cat# B6295) were prepared
complex 1 inhibitors may have similar effects to rotenone, using a molecular weight for BAK of 375, as determined by the
when topically applied to eyes with an underlying mitochon- manufacturer.
drial impairment.
A specific defect in mitochondrial complex 1–driven ATP Mitochondrial Complex I–Driven ATP Synthesis
synthesis has been identified in multiple ocular diseases Measurement Assay (mtCIDAS)
involving selective death of RGCs. These include LHON,
autosomal dominant optic atrophy (ADOA), and primary Vehicle and the BAK-treated cells were subjected to mtCIDAS
open-angle glaucoma (POAG).17–20 Functional studies have assay as per the protocol reported previously.16 Briefly, the
documented mitochondrial complex 1 defects in both cells were treated for 24 hours with either vehicle or BAK (0.1,
lymphocytes21 and trabecular meshwork cells.22 Interestingly, 0.3, 1, 3, 10, 30, 100, and 300 lM). Subsequently, conditioned
POAG patients with high mitochondrial function appear to be media were removed and cells were permeabilized using
more resistant to high intraocular pressure (IOP)–induced streptolysin O. Permeabilized cells were incubated with a
neurodegeneration.23 The trabecular meshwork (TM) is a buffer containing complex I substrates for 30 minutes and the
special ocular tissue that regulates the drainage of aqueous mitochondrial ATP production was measured by using the ATP
humor from the eye and thus can act as a key modulator of the kit (Roche Life Science) following the manufacturer’s instruc-
IOP.24 Any blockage or impairment of TM function can lead to tion.
high IOP, the major risk factor for POAG.25 Benzalkonium
chloride has been shown to cause trabecular meshwork injury Oxygen Consumption Assay
in vitro and in vivo.2 However, the mechanism of TM toxicity
Mitochondrial O2 consumption rates (OCR) of HCEP, osteo-
was not clearly understood; as seen below in the Results
sarcoma cybrid cells carrying healthy (control) or 11778
section, BAK causes direct TM toxicity.
LHON mutant mtDNA were measured with an extracellular
A high-throughput screen of a library of 1600 drugs,
flux analyzer (Seahorse XF-24; University of Virginia, Charlot-
preservatives, and disinfectants revealed that BAK functionally
tesville, VA, USA)28,29 and a commercial electrode system
inhibits mitochondria.16,26 This led us to hypothesize that
(Oxytherm Clarke; Hansatech Instruments, Norfolk, UK).30
mitochondrial inhibition of BAK could underlie its observed
For mechanistic studies, the OCR of cybrid cells was
toxicity in clinical settings. We further hypothesized that the
measured by the Clarke electrode; cells were suspended in
complex 1 inhibitor BAK would cause more dysfunction in the
1 mL of specialized mitochondrial buffer (20 mM HEPES, pH
LHON cells with the 11778 complex I mutation,16 as
7.3, 120 mM KCl, 2 mM KH2PO4, 2 mM MgCl2, 1 mM EGTA,
confirmed below in the Results section. The purpose of this
and 0.3% fat-free bovine serum albumin) permeabilized with
study was to understand the basis of BAK’s ocular toxicity and
digitonin.30 Cellular respiration of digitonin-permeabilized
to examine whether LHON mutation (11778) compounds
cybrid cells was initiated by addition of substrates supplying
BAK’s effects on mitochondrial complex 1.
electrons to mitochondrial complex I (malate/pyruvate).
Complex I inhibitors such as rotenone block further transport
of electrons to complex III (ubiquinol-cytochrome C oxido-
MATERIALS AND METHODS reductase) and thus inhibit mitochondrial O2 consumption. In
Cell Lines and Cell Culture the presence of a complex I inhibitor, complex II (succinate
dehydrogenase) substrate, such as succinate, can restore the
Control and 11778(G>A) LHON mutation carrying osteosar- mitochondrial respiration by supplying electrons to the
coma cybrid cells were gifts of Valerio Carelli and Andrea complex II, bypassing complex I to supply electrons to the
Martinuzzi.16 Cells were cultured in Dulbecco’s modified complex III. Similarly, complex III inhibitor such as antimycin
Eagle’s medium (DMEM; Corning, Inc., Corning, NY, USA) A inhibits mitochondrial respiration and a mixture of
supplemented with 2 mM L-glutamine, 100 mM sodium ascorbate and TMPD (N, N, N’, N’-tetramethyl-p-phenylebnedi-
pyruvate, 10% fetal bovine serum (Corning, Inc.), 50 lg/mL amine) restores the mitochondrial O2 consumption by
uridine and antibiotics (50 units/mL of penicillin/50 lg/mL of directly supplying electrons to complex IV (cytochrome c
streptomycin; Gibco, Invitrogen, Carlsbad, CA, USA) under oxidase).
humidified 5% CO2 at 378C.
The human TM–derived cell line, HTM3, was a gift from
Sulforhodamine B Cell Viability Assay
Alcon Laboratories.2,27 Trabecular cells were maintained in
serum-free DMEM (Gibco) supplemented with 4 mM L- Cells were seeded (50,000 cells/well) in a 96-well poly-D-Lysine
glutamine, 10% fetal bovine serum, and 50 lg/mL gentamicin, coated plate. Cells were treated with either vehicle or BAK at
under humidified 5% CO2 atmosphere at 378C. the specified concentrations (0.1, 0.3, 1, 3, 10, 30, 100, and
Human corneal epithelial progenitor cells were obtained 300 lM) for 24 hours. Cell viability was measured by the
from Zen-Bio, Inc. (Cat# HCEP; Research Triangle Park, NC, sulforhodamine B method.31 Under normal conditions, the
USA). These cells were cultured in epithelial culture medium cybrid cells meet their energetic needs from both cytoplasmic
Benzalkonium Chloride Inhibits Mitochondrial Function IOVS j April 2017 j Vol. 58 j No. 4 j 2408
FIGURE 1. Inhibitory effect of BAK on mitochondrial complex I–driven FIGURE 2. Inhibitory effect of BAK on mitochondrial O2 consumption.
ATP synthesis. Cybrid cells were treated with BAK at increasing Cybrid cells were treated with BAK at the specified concentrations
concentration (0.1, 0.3, 1, 3, 10, 30, 100, 300 lM), for 24 hours and (0.1, 0.3, 1, 3, 10, 30, 100, 300 lM). Oxygen consumption rate of
then the mtCIDAS assay was applied to permeabilized cells. Data are cybrid cells was measured four times after BAK addition at 10-minute
presented as the average fold change of the ATP synthesis rate 6 SEM intervals. The data are presented as the average percentage of basal
from three independent experiments done in triplicate. (untreated) oxygen consumption rate 6 SEM from three independent
experiments.
glycolysis and mitochondrial oxidative phosphorylation. Forc-
ing cells to depend entirely on mitochondria sensitizes cells to Concentration Dependent BAK Inhibits
mitochondrial inhibitors.32 To force mitochondrial reliance, we Mitochondrial Respiration in Cybrid Cells
cultured cells in a glucose-free medium supplemented with the
mitochondrial bioenergetics substrate, sodium pyruvate (1 Mitochondrial O2 consumption is a measurement of mitochon-
mM). drial electron transport chain activity, which is required for but
separate from ATP synthesis. Mitochondrial electron transport
inhibitors decrease mitochondrial O2 consumption, and most
Neutral Red Cell Viability Assay of them are cytotoxic.33,34 Since BAK was found to inhibit
At subconfluence (80%), TM cells in 96-well microtiter plates mitochondrial complex I–driven ATP synthesis, and electron
were treated with BAK solutions in PBS at 3, 15, 30, 150, 300, transport chain activity is required for ATP synthesis, we
and 1500 lM for 15 minutes. We then replaced the BAK hypothesized that BAK would also inhibit mitochondrial O2
solutions with fresh medium and cells were allowed to recover consumption. We observed concentration-dependent inhibi-
for 24 hours before being exposed to the neutral red (NR) stain tion of mitochondrial respiration with an IC50 of 10.9 lM
(Fluka Chemical Corp., Ronkonkoma, NY, USA). Neutral red, a (~0.0004% vol/vol) within 10 minutes of BAK administration
cationic dye, is incorporated into the lysosomal matrix of (Fig. 2). Benzalkonium chloride inhibited both mitochondrial
viable cells after diffusing through cell membranes. The O2 consumption and ATP synthesis in an overlapping
lysosomal membrane integrity is correlated with cell viability. concentration range (1–100 lM). The slightly lower IC50 value
Briefly, at the end of the 24 hours post-BAK exposure, cells for the ATP synthesis assay compared to the mitochondrial O2
were incubated in 200 lL of NR diluted in DMEM at 50 lg/mL consumption assay (5.3 vs. 10.9 lM) may reflect the longer
for 3 hours under standard culture conditions, then washed in exposure time used in the first assay (24 hours versus 40
PBS (1X D-PBS; Gibco), and lysed in a lysis solution composed minutes).
of 1% acetic acid, 50% ethanol, and 49% H2O, with agitation for
15 minutes. Fluorescence was measured using a sapphire Mechanism of Action: BAK Inhibits Mitochondrial
microplate reader (Tecan Instruments, Lyon, France) with Complex I in Cybrid Cells
excitation and emission wavelengths set to 535 and 600 nm,
respectively. Mechanistically, the mitochondrial O2 consumption rate
(mitochondrial respiration) reflects the movement of electrons
through the electron transport chain (ETC) and final accep-
RESULTS tance of the electrons by oxygen. Inhibition of one of the four
mitochondrial complexes of the ETC (complex I, II, III, or IV)
Concentration-Dependent BAK Inhibits Complex results in inhibition of mitochondrial O2 consumption. When
I–Driven ATP Synthesis in Cybrid Cells digitonin-permeabilized cybrid cells respiring on complex I
substrates (malate/pyruvate) were treated with BAK (10 lM),
Benzalkonium chloride inhibited mitochondrial complex I– O2 consumption was reduced within 3 minutes by almost 40%,
driven ATP synthesis (mtCIDAS) of cybrid cells in a concen- compared to that of untreated cells (13.2 nmol/mL versus 8
tration-dependent manner, in a low micromolar range. The nmol/mL; Fig. 3). Subsequent addition of succinate restored
derived IC50 for BAK is 5.3 lM (~0.0002% vol/vol), is the mitochondrial O2 consumption rate (14.5 nmol/mL) and
approximately 50-fold lower than the BAK concentrations overcame BAK-mediated inhibition. These results together
used in topical ophthalmic formulations (107–667 lM or unequivocally indicate that BAK specifically inhibits mitochon-
0.004–0.025% vol/vol; Fig. 1). drial complex 1, thereby causing mitochondrial dysfunction.
Benzalkonium Chloride Inhibits Mitochondrial Function IOVS j April 2017 j Vol. 58 j No. 4 j 2409
FIGURE 7. The primary LHON mutation 11778 sensitizes (A) mitochondrial O2 consumption and (B) mtCIDAS to BAK. Both sets of data are
presented as the normalized percentage of basal (untreated) rate 6 SEM from three independent experiments. Data were analyzed by nonlinear
regression curve fit using statistical software (GraphPad Software, Inc.).
Benzalkonium Chloride Inhibits Mitochondrial Function IOVS j April 2017 j Vol. 58 j No. 4 j 2411
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Disclosure: S. Datta, None; C. Baudouin, None; F. Brignole- systemic mitochondrial function in advanced primary open-
Baudouin, None; A. Denoyer, None; G.A. Cortopassi, None angle glaucoma and Leber hereditary optic neuropathy. PLoS
One. 2015;10:e0140919.
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