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Review

Chronic Wound Biofilms: Pathogenesis and


Potential Therapies
Allie Clinton, PhD, M(ASCP)CM,1* Tammy Carter, PhD, MT(ASCP)2
Lab Med FFalalll 2015;46:277-284

DOI: 10.1309/LMBNSWKUI4JPN7SO

ABSTRACT

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wound site. Bacterial species communicate through a mechanism
Chronic wounds are a growing medical problem that cause high rates known as quorum sensing (QS) to regulate and coordinate the gene
of morbidity and mortality, costing the healthcare industry in the expression that is important for virulence-factor production, including
United States millions of dollars annually. Chronic wound healing is biofilm formation. This review focuses on the relationships between
hampered by the presence of bacterial infections that form biofilms, chronic wounds, biofilms, and QS in the virulence of chronic-wound
in which the bacteria are encased in exopolysaccharide (EPS) and pathogens.
are less metabolically active than their free-living counterparts.
Bacterial biofilms make chronic wounds more refractory to treatment Keywords: bacteria, biofilms, chronic wounds, exopolysaccharide,
and slow tissue repair by stimulating chronic inflammation at the polymicrobial, quorum sensing

Chronic wounds are a severe, worldwide problem. and 25%. In 2006, the total cost of treatment, amputation,
Wounds are considered chronic when healing fails to rehabilitation, and long-term care of diabetic foot ulcers
proceed normally and the anatomic and functional in the U.S. totaled $10.9 billion.2 Approximately 85% of
integrity of the skin is not achieved in approximately 1 amputations are preceded by these types of ulcers. These
month. Vascular insufficiency and infection contribute to figures will increase as the number of diabetes diagnoses
nonhealing wounds; infection occurs from microorganism is expected to rise.2 Pressure/decubitus ulcers are a
multiplication in the wound bed, leading to a prolonged common problem in nursing home, rehabilitation clinics
excessive inflammatory response, delays in collagen and home-care populations; venous leg ulcers affect
synthesis, epithelialization, and tissue damage.1 as many as 1% of the worldwide population.3 Surgical-
site infections occur in as many as 5% of procedures
Chronic wounds include diabetic foot ulcers, pressure and are an increasingly common type of postoperative
or decubitus ulcers, venous leg ulcers, and nonhealing complication; an average of 0.5% of the total hospital
surgical-site infections. The annual incidence of foot budget in the United States is allocated to manage these
ulcers in diabetic patients is 1% to 4% in the United infections in affected patients.4
States, with a lifetime risk of occurrence of between 15%
Currently, acute and chronic wounds are treated using
a multistep approach known as TIME, as described by
Schultz et al.5 First, the nonviable tissues (T) from within
and around the wound are removed by debridement.
Abbreviations:
Next, infection and inflammation (I) are minimized by
EPS, exo-polysaccharide; QS, quorum sensing; CDC, Centers for Disease
Control and Prevention; AIs, autoinducers; AI-2, autoinducer 2; AIPs, administering antibiotics and anti-inflammatory drugs;
autoinducing peptide pheromones; AHLs, acyl-homoserine lactones; then, moisture (M) imbalance is corrected, generally with
HSLs, homoserine lactones; PQS, Pseudomonas quinolone signal carefully selected dressings. Last, epithelialization (E)
Departments of 1Immunology and Infectious Diseases and 2Laboratory and tissue formation are promoted by the application
Sciences and Primary Care, Texas Tech University Health Sciences of specific therapies, such as growth factors.5 Wound
Center, Lubbock, Texas cleansing and debridement of chronic wounds have been
*To whom correspondence should be addressed. shown to improve healing rates.6 Debridement can be
allie.clinton@ttuhsc.edu performed surgically (mechanically removing necrotic

www.labmedicine.com Fall 2015  |  Volume 46, Number 4  Lab Medicine  277


Review

tissue), enzymatically (using naturally occurring matrix-


degrading enzymes such as papain or collagenase), and
biologically (using debriding organisms such as maggots).7
Hyperbaric oxygen can also be used to treat certain types
of wounds such as clostridial myonecrosis, necrotizing
soft-tissue infections, and selected nonhealing problem
wounds. Hyperbaric oxygen stimulates tissue regeneration
by increasing oxygen tension to elicit cellular responses
such as angiogenesis and collagen production. Increased
oxygen has also been shown to inhibit the growth of
anaerobes while increasing the respiration of aerobes,
which increases the uptake and efficacy of broad-

Downloaded from http://labmed.oxfordjournals.org/ by guest on January 12, 2016


spectrum antibiotics by aerobic respiration.7 Figure 1
Schematic of biofilm formation. Numbers indicate stages of
Despite diligent care given to patients with acute wounds, formation
treatment often fails in chronically infected wounds. One
of the major reasons for treatment failure is that acute
infections can lead to the formation of biofilms.8 It has mediated by the secretion of EPS. The third step is cell
been shown9 that less than 10% of acute wounds contain proliferation, resulting in the formation of a microcolony;
biofilm, whereas as many as 60% of chronic wounds the fourth step is growth and differentiation, culminating in
produce this barrier to treatment. a mature biofilm community with characteristic structural
features such as water channels and towering clusters of
cells. The final step is dispersion of biofilm cells, actively
or by passive detachment (Figure 1).14
Biofilms
The hallmark of a biofilm is its secretion of EPS.15 Biofilm
A bacterial biofilm is a structured community of EPS serves a variety of purposes to the colony, the most
microorganisms encased in an exo-polysaccharide (EPS) important of which is bacterial attachment to biotic or
or exo-polymeric substance, which adheres to an inert abiotic surfaces. The EPS layer is a type of house in which
or living surface.10 Biofilms are polymicrobial and may the bacteria live, which features a strong foundation and
consist of not only bacterial cells but also fungi, viruses, offers protection from the outside environment. EPS is
proteins, extracellular DNA, and other biogenic factors.11,12 highly refractory to penetration by antimicrobial agents
Biofilm growth helps bacteria because it is protective and and the immune system. Bacterial EPS is also thought
increases survival in a hostile environment. The majority to protect biofilm bacteria from desiccation; to assist
of bacteria in most natural13 and pathogenic10 ecosystems in ion exchange; to house and maintain degradation
compose biofilms. A hallmark of biofilm producing enzymes; and to carry nutrients such as carbon, nitrogen,
infections is that they are highly polymicrobial; it is thought and phosphorous.15 Fully developed biofilms (stage 4 of
colloquially that naturally occurring biofilms are never development) exhibit characteristic structures such as
caused by a single organism. The polymicrobial nature mushroom towers and water channels that bring nutrients
of biofilm increases infection virulence and complicates and water to, and waste away from, the lower layers of
treatment. the biofilm.16 The production of many virulence factors,
including biofilm formation, has been attributed to cell-to-
Biofilm Formation cell communication via quorum sensing (QS).

Biofilm formation is dynamic and typically involves the Mechanisms of Biofilm Virulence
following 5 steps, as outlined by Stoodley et al.14 The first
step is reversible attachment of the microbe to a surface Bacterial cells encased in biofilm EPS are different
mediated by pili, flagella, or other surface appendages or than free-living, planktonically growing bacteria in that
specific receptors; the second is irreversible attachment the former are sessile (non-motile) and have reduced

278  Lab Medicine  Fall 2015  |  Volume 46, Number 4 www.labmedicine.com


Review

tissue), enzymatically (using naturally occurring matrix-


degrading enzymes such as papain or collagenase), and
biologically (using debriding organisms such as maggots).7
Hyperbaric oxygen can also be used to treat certain types
of wounds such as clostridial myonecrosis, necrotizing
soft-tissue infections, and selected nonhealing problem
wounds. Hyperbaric oxygen stimulates tissue regeneration
by increasing oxygen tension to elicit cellular responses
such as angiogenesis and collagen production. Increased
oxygen has also been shown to inhibit the growth of
anaerobes while increasing the respiration of aerobes,
which increases the uptake and efficacy of broad-

Downloaded from http://labmed.oxfordjournals.org/ by guest on January 12, 2016


spectrum antibiotics by aerobic respiration.7 Figure 1
Schematic of biofilm formation. Numbers indicate stages of
Despite diligent care given to patients with acute wounds, formation
treatment often fails in chronically infected wounds. One
of the major reasons for treatment failure is that acute
infections can lead to the formation of biofilms.8 It has mediated by the secretion of EPS. The third step is cell
been shown9 that less than 10% of acute wounds contain proliferation, resulting in the formation of a microcolony;
biofilm, whereas as many as 60% of chronic wounds the fourth step is growth and differentiation, culminating in
produce this barrier to treatment. a mature biofilm community with characteristic structural
features such as water channels and towering clusters of
cells. The final step is dispersion of biofilm cells, actively
or by passive detachment (Figure 1).14
Biofilms
The hallmark of a biofilm is its secretion of EPS.15 Biofilm
A bacterial biofilm is a structured community of EPS serves a variety of purposes to the colony, the most
microorganisms encased in an exo-polysaccharide (EPS) important of which is bacterial attachment to biotic or
or exo-polymeric substance, which adheres to an inert abiotic surfaces. The EPS layer is a type of house in which
or living surface.10 Biofilms are polymicrobial and may the bacteria live, which features a strong foundation and
consist of not only bacterial cells but also fungi, viruses, offers protection from the outside environment. EPS is
proteins, extracellular DNA, and other biogenic factors.11,12 highly refractory to penetration by antimicrobial agents
Biofilm growth helps bacteria because it is protective and and the immune system. Bacterial EPS is also thought
increases survival in a hostile environment. The majority to protect biofilm bacteria from desiccation; to assist
of bacteria in most natural13 and pathogenic10 ecosystems in ion exchange; to house and maintain degradation
compose biofilms. A hallmark of biofilm producing enzymes; and to carry nutrients such as carbon, nitrogen,
infections is that they are highly polymicrobial; it is thought and phosphorous.15 Fully developed biofilms (stage 4 of
colloquially that naturally occurring biofilms are never development) exhibit characteristic structures such as
caused by a single organism. The polymicrobial nature mushroom towers and water channels that bring nutrients
of biofilm increases infection virulence and complicates and water to, and waste away from, the lower layers of
treatment. the biofilm.16 The production of many virulence factors,
including biofilm formation, has been attributed to cell-to-
Biofilm Formation cell communication via quorum sensing (QS).

Biofilm formation is dynamic and typically involves the Mechanisms of Biofilm Virulence
following 5 steps, as outlined by Stoodley et al.14 The first
step is reversible attachment of the microbe to a surface Bacterial cells encased in biofilm EPS are different
mediated by pili, flagella, or other surface appendages or than free-living, planktonically growing bacteria in that
specific receptors; the second is irreversible attachment the former are sessile (non-motile) and have reduced

278  Lab Medicine  Fall 2015  |  Volume 46, Number 4 www.labmedicine.com


Review

metabolic activity. This reduced activity increases Biofilm Susceptibility Testing


antimicrobial tolerance because many classes of
antibiotics are only effective against actively dividing Clinical microbiology uses several isolated colonies of a
cells by targeting peptidoglycan produced in the cell wall single bacterial species from an infection, determining the
(β-lactams), protein (aminoglycoside) synthesis, or DNA organism identification and antimicrobial susceptibility.
replication (quinolones).17 EPS is a mechanical barrier to The discovery of biofilms has revealed that a number of
antimicrobials and immune system cells, which decreases infections, particularly chronic wounds, are polymicrobial.
their effectiveness.9 Stimulation of the immune system A bacterial species in polymicrobial infections can
without effectively eradicating the infection causes have a different and higher antibiotic susceptibility—a
collateral damage to surrounding tissue and chronic phenomenon known as antimicrobial synergism—than
inflammation, which aggravates the wound, and further that it would have if that species was causing an infection
slows the healing process. by itself.22-24 Also, current methods of antimicrobial
susceptibility testing are performed on free-living,

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Biofilms increase the opportunity for the transfer of metabolically active planktonic bacteria, whereas biofilm
antimicrobial-resistance genes carried on mobile genetic bacteria are sessile and relatively inactive. This can
elements, such as plasmids. Genetic transfer can occur lead to misleading results from current antimicrobial-
between bacteria of the same species or among cells of susceptibility testing methods. In a study performed by
different species, which increases the potential for virulent Keays et al,25 60% of bacterial isolates tested were treated
and persistent infections.9 Acquisition of antibiotic- with antibiotic combinations that successfully inhibited
resistance genes causes irreversible genotypic changes all planktonically grown bacterial isolates. However, when
in the bacteria (with the exception of resistance genes the same isolates were grown as biofilms, only 22% of all
harbored on mobile genetic elements). Antibiotics are biofilm-grown isolates remained susceptible to antibiotics.
able to eradicate susceptible bacteria that have not For chronic wounds, a new method of antibiotic
acquired resistance genes; however, once antibiotic use susceptibility testing is needed.
is suspended, the remaining cells can cause a recurrent
infection with microbes that retain antibiotic resistance. Many in vitro biofilm experimental models have been
developed.26 These models are now generating interest
Distinct from antibiotic resistance is the issue of in the clinical microbiology community for biofilm-
antimicrobial tolerance unique to the biofilm environment. susceptibility testing (Table 1). These methods promote
Antibiotic tolerance is a transient phenotype that is highly biofilm growth by supporting bacteria that adhere to a
refractory to antimicrobial therapy, allowing a subpopulation surface while washing away their planktonic counterparts.
of cells, termed persister cells, to be maintained in Bacteria can be grown statically (microtiter plate, Lubbock
the wound environment. Tolerance is not mediated by chronic wounds biofilm), resembling the conditions
acquisition of genetic modifications18 but rather is thought observed in fixed, chronic biofilm infections, or under
to result from metabolically inactive biofilm cells. When dynamic, moving conditions (Centers for Disease Control
antimicrobial therapy is suspended, remaining persister and Prevention [CDC] biofilm reactor, drip-flow reactor)
cells can regenerate the biofilm with a microbial population to mimic infections subjected to blood flow, such as
that retains a similar susceptibility profile as the original endocarditis. Using these methods, investigators can
biofilm, and so persister cells are maintained.19 more effectively study polymicrobial infections; the
resulting bacteria are much more representative of
A vital step in wound care is to surgically remove necrotic biofilm infections, making susceptibility profiles more
issue and microbial bioburden by debridement.20 Bacterial representative of what occurs in chronic wounds.
EPS promotes strong attachment of the biofilm to the
wound bed, which makes full debridement difficult. Most studies examining the efficacy of biofilm
Despite having most of the biofilm mass removed by susceptibility testing versus traditional planktonic
debridement, a small amount of cells remains tightly susceptibility testing have been performed in orthopedic
attached to the wound bed, allowing remaining cells to infections;27 comparative studies involving Pseudomonas
regenerate the biofilm, leading to a high rate of recurrent aeruginosa have been performed in patients with cystic
infections commonly associated with biofilms.21 fibrosis. In these studies, patients treated with antibiotics

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Review

QS signaling has been discovered in more than 100


Table 1. Examples of In Vitro Biofilm-Grown
microbial species and is associated with dozens of
Models Used in Research
different receptors and effector molecules. QS systems
Method Description
consist of constitutively expressed signal molecules, or
96-well microtiter plate 60
Biofilm grows statically within wells of the autoinducers (AIs), and a corresponding receptor that
plate
Calgary biofilm device61 The device is a lid with 96 pegs that fit into regulates gene expression when signal concentration has
the wells of a standard microtiter plate; reached threshold concentration. AIs passively diffuse
biofilm grows statically on the pegs between cells to activate intracellular receptors, which
Drip-flow reactor62 An inclined chamber continuously drips
alter gene expression directly, or are actively pumped
nutrient medium onto a microscope
slide; biofilm is grown on the slide. The out of cells to bind to transmembrane receptors (usually
medium runs down the surface of the 2-component systems), resulting in signal transduction
slide, allowing for dynamic growth
and downstream changes in gene expression (Figure 2).
Lubbock chronic wound Biofilm is grown statically in a test tube in

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biofilm model63 a very rich medium containing nutrient
broth, plasma, and red blood cells. A The universal QS molecule, termed the autoinducer 2
pipette tip can be used as a scaffold (AI-2), is produced by more than 50 species of gram-
CDC biofilm reactor64 Apparatus that contains chambers positive and gram-negative bacteria and can influence
submerged in a vessel; growth media is
continuously mixed and poured through numerous activities such as bioluminescence, virulence-
the chambers, creating dynamic growth factor production, and exoproduct secretion.33 E. coli and
of biofilm
Salmonella spp. are the model organisms for AI-2 QS. AI-2
CDC, Centers for Disease Control and Prevention. is produced by the lsr genes in E. coli,34 which positively
mediates QS and directly increases biofilm production.35
determined from biofilm antimicrobial susceptibility have Gram-positive bacterial QS systems generally use small
improved clinical outcomes compared with traditional peptides, termed autoinducing peptide pheromones
susceptibility testing.25,28 (AIPs), as signaling molecules. These AIP peptides are
actively exported from the cell and bind to transmembrane
These protocols require standardization and further receptors or intracellular regulatory proteins, which
tested in clinical settings. However, they seem to reveal regulate the transcription of target genes. An example
superior and more representative antibiotic-susceptibility is the accessory gene regulator (arg) QS system of
patterns, which can improve treatment efficacy of biofilm- Staphylococcus aureus.36
associated infections such as chronic wounds.29-31
QS in Gram-negative bacteria is controlled by homologs
of 2 regulatory proteins, LuxI and LuxR. LuxI is an
autoinducer synthase, which produces AIs, and LuxR
Quorum Sensing is the transcriptional activator protein that, once bound
to AI, promotes transcription of downstream genes in
Gram-positive and Gram-negative bacteria use neighboring bacterial cells and itself. AI small-chemical
QS to accomplish cell-to-cell communication. This signals in Gram-negative bacteria are termed acyl-
communication is mediated by small molecules that can homoserine lactones (AHLs) and are synonymous with
pass freely through membranes or through a membrane homoserine lactones (HSLs).37 The model organism
channel or protein. This process depends on cell density; for Gram-negative QS is Pseudomonas aeruginosa, an
when a species of bacteria reaches a critical population opportunistic pathogen that is one of the most commonly
mass, the signaling molecules are produced at high isolated organisms in chronic wounds.38 P. aeruginosa
enough concentration to alter gene expression, with as has two 2-component systems, LasI/R and RhlI/R, as
many as 5% of the genes in a given genome potentially well as a third, quinolone-based, system, that utilizes
affected by QS systems.32 This allows bacteria to the Pseudomonas quinolone signal (PQS).39 Many P.
coordinate their activity based on population size. Many aeruginosa exoproducts that are thought to induce
proteins and virulence factors produced by bacteria are virulence and pathogenesis, including staphyolysin,40
differentially expressed in response to QS, including the elastase, pyocyanin, and rhamnolipids, as well as genes
genes responsible for biofilm formation. associated with biofilm formation,36 are controlled by QS.

280  Lab Medicine  Fall 2015  |  Volume 46, Number 4 www.labmedicine.com


Review

Gram-Positive Gram-Negative hydrolases dispersin B,48,49 and DNAse.50 Synthetic


Quorum Sensing Quorum Sensing dispersing agents have also been developed, such as
2-aminoimidazole, that show activity against S. aureus
SIgnal peptide Chemical
signal biofilms.51
Kinase

P
QS is considered to be important for the transition
LuxR
P
LuxI between antimicrobial-sensitive planktonic cells to
PR antimicrobial-resistant aggregates of biofilm cells.
Expression PR Expression
Researchers have developed agents designed to inhibit
Figure 2 or prevent QS, with the strategy that if QS does not
Gram-positive and Gram-negative quorum-sensing systems. occur, biofilms will not be formed, and the bacteria will
remain sensitive to therapy. Some examples of these
QS inhibitors include furanone, which has been effective

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QS has been shown to be important during all 5 stages against P. aeruginosa,52 Streptococcus mutans,53 E.coli,
of biofilm development; however, the specific QS- and Salmonella spp.;54 thiophenone, which shows activity
controlled stages differ between microbes that use against Staphylococcus epidermidis;55 and S. aureus
different mechanisms of QS. QS was first linked with virulence inhibitor (savarin).56
biofilm formation in 1998 by Davies et al,41 who showed
that P. aeruginosa QS-negative mutants formed extremely Another approach to antibiofilm therapy is to use
weak biofilms with altered architecture and were not as diagnostic procedures based in molecular biology, instead
resistant to treatment as biofilms made by QS-competent of culture-based methods, for the bacterial species
P. aeruginosa.41 P. aeruginosa contains at least 39 genes in chronic wounds.20 Molecular-pathogen diagnostic
that are regulated by QS systems.42 QS-deficient mutants applications allow comprehensive evaluation of the
of P. aeruginosa are highly attenuated and less virulent microbial bioburden in chronic wounds, which leads
in mouse pneumonia43 and burn44 models, presumably to a more comprehensive and targeted therapeutic
because they cannot communicate or make robust approach to wound care. Molecular diagnostics of
biofilms. QS has also been linked to biofilm formation in these wounds use a rapid screen of known, common
bacterial species other than P. aeruginosa, such as S. bacterial genes (including selected known resistance
aureus45 and Vibrio cholera.46 markers) to diagnose common wound pathogens or
general bacterial primers, such as ribosomal 16S, to
sequence all bacterial species in a specimen and detect
species that are difficult to grow or that represent only
Development of Antibiofilm a small fraction of the infecting bacteria.57 Rhoads et
Therapies al58 demonstrated that molecular diagnostics detect
organisms that do not commonly grow under standard
A major hallmark of biofilm is the thick layer of EPS wound-culture techniques (especially anaerobes) and
that protects the infecting microbial population from that the most common organisms detected via molecular
the immune system and antimicrobials. An area of diagnostics versus traditional culture are often extremely
current therapeutic research is the development of different.58 For example, in decubitus ulcers, culture-
agents that degrade the EPS layer so already-developed based diagnostics detected Enterococcus spp. most
antimicrobials will be effective. These dispersing frequently, whereas molecular-based diagnostic methods
agents show promise as a future therapy to be used in detected Corynebacterium spp. most frequently. Also, for
combination with antibiotics. An example is the enzyme trauma/abscess wounds, culture methods most commonly
β-amylase, an enzyme produced by oral bacteria that reported no growth, whereas molecular-based methods
break down polysaccharide bonds; this compound has detected Staphylococcus spp. most frequently. Of the
been reformulated as a dispersing agent to target the 105 specimens tested, culture and molecular results
polysaccharide bonds of the EPS with in vitro success agreed only 63% of the time, and in 13% of culture-
in degrading biofilm.47 Other EPS matrix-degrading negative specimens, bacteria were detected via molecular
enzymes include deoxyribonuclease I, a glycoside methods.58

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Review

Completeness of chronic wound healing can differ


among treatment methods. In a study performed by
Wolcott et al, 20 48.5% of patients with chronic wounds
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