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Oshaughnessy With Cover Page v2
Oshaughnessy With Cover Page v2
Oshaughnessy With Cover Page v2
Reading Int ervent ions Wit h Behavioral and Social Skill Out comes: A Synt hesis of Research
Garret t Robert s, S. Ciullo, Michael Solis
Response-t o-int ervent ion (RT I) as a model t o facilit at e inclusion for st udent s wit h learning and behav…
Robert J Volpe
ABSTRACT
O ver the past 2 decades, a substantial knowledge Unfortunately, many children do not form satisfactory inter-
base has accumulated about the fundamentals of young chil-
personal relationships with their teachers and classmates and
dren’s learning difficulties and behavioral problems. This informa-
tion provides educators with powerful and practical information
do not acquire academic skills commensurate with the level
about how to identify children in need of intervention and how to of their peers. This places them at risk for a host of negative
ensure successful school experiences for all learners. In addition, outcomes, including school failure, peer rejection, absence of
a growing body of research is beginning to shed light on how to close friendships, and school dropout (Hinshaw, 1992; Lyon,
effectively incorporate empirically supported approaches into
1996; Parker & Asher, 1987; Walker et al., 1995).
daily practices. This article describes a school-wide system of early
identification and intervention for children placed at risk for school
Meeting the needs of young children placed at risk for
success and discusses how schools might implement the recom- developing learning and/or behavioral problems is a national
mendations offered in the literature. concern shared by policymakers, administrators, educators,
and parents alike (U.S. Department of Education, 1999).
Increasingly, schools are being asked to rethink how they
serve these children and to reform existing service-delivery
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ruptive or aggressive behavior problems because these are same whether the goal is prevention or intervention; however,
major causes of concern in most schools and are problems they need to be made more explicit, intensive, and compre-
common to most special education categories. In addition, hensive for children who have difficulty learning to read
although previous articles have focused on either literacy dif- (Foorman & Torgesen, 2001). In addition, numerous research-
ficulties (e.g., Foorman & Torgesen, 2001; Simmons, Kuy- based literacy intervention programs are available (e.g., Pho-
kendall, King, Cornachione, & Kameenui, 2000) or behavior nological Awareness Training for Reading, Road to the Code).
problems (e.g., Forness, Kavale, MacMillan, Asarnow, & Similarly, the literature on preventing emotional and
Duncan, 1996; Lewis & Sugai, 1999), this article integrates behavioral problems has been integrated, and promising pro-
current research in both areas. grams have been developed and evaluated (McMahon et al.,
1999; Walker et al., 1998). For example, First Step to Success
(Walker et al., 1998) is an early intervention program de-
DEFINITIONS AND CONTEXTS signed for kindergarten children (and their families) who
show the early signs of emerging antisocial behavior patterns
Throughout this article, we refer to children placed “at risk” (e.g., aggression toward others, oppositional behavior). In
for learning difficulties, behavioral problems, or both. The addition, current research has demonstrated that behavior
past 2 decades have been very productive in identifying some intervention is most effective when it is based on individual-
of the key antecedents that are predictive of later academic ized and systematic assessment of the function of behavior
and behavioral problems. For example, inefficient phonolog- (Carr et al., 1999; Horner, Sugai, Todd, & Lewis-Palmer,
ical skills in young children are highly predictive of future 2000). Function-based intervention is a process for identify-
reading difficulties (e.g., Stanovich, 1988; Torgesen & Davis, ing the conditions that reliably prompt and maintain problem
1996), and early noncompliance and antisocial behavior pat- behavior in order to determine the most effective behavior
terns are among the best predictors of later disruptive and supports (Sugai & Horner, 2000). Quality intervention, how-
aggressive behavior problems (e.g., Hinshaw, Han, Erhardt, ever, requires much more than simply knowing what to assess
& Huber, 1992; Loeber, Green, Lahey, Frick, & McBurnett, or teach or possessing an off-the-shelf research-based pro-
2000). Based on these findings, our conception of the term at gram. It requires a deep understanding of how to implement
risk refers to children who experience difficulties in one or research-proven procedures and why these procedures pro-
both of these areas. mote effective learning and social environments.
In addition, we think it is important to consider risk in The school-wide system of early identification and
terms of dynamic relationships among children, families, and intervention described in this article integrates practices and
schools, rather than in terms of unchanging characteristics of procedures drawn from the literature. The underlying
a child, a family, or a school (e.g., Bronfenbrenner, 1979; assumption of this system is that educators (e.g., administra-
Pianta & Walsh, 1996). From this perspective, positive changes tors, general and special education teachers, prereferral inter-
are expected to occur, given appropriate support, and the vention teams, remedial instructors, school psychologists,
responsibility for the healthy development of any child is counselors) can better serve children with learning difficul-
shared among the major persons in the child’s life. ties and behavior problems if they possess knowledge of
empirically supported identification and intervention strate-
gies and apply this knowledge in a coordinated, systemic
manner. The major recommendations identified in the litera-
IMPLEMENTING A SCHOOL-WIDE SYSTEM OF ture are provided in Figure 1 as a guideline for educators who
EARLY IDENTIFICATION AND INTERVENTION want to improve educational practice. The central recommen-
dation is that schools establish a coordinated, school-wide
Over the past 20 years, a substantial body of knowledge has system of early identification and intervention (e.g., Bullis &
accumulated about the fundamentals of young children’s Walker, 1994; Forness et al., 1996; Simmons et al., 2000).
learning and behavioral difficulties. This information pro- A coordinated system of proactive practices increases
vides educators with powerful and practical information the likelihood of improving the outcomes of children vulner-
about how to ensure successful school experiences for all able to learning and behavioral problems because it enables
learners. For example, it is now widely accepted that quality educators to respond in a timely manner to children who are
early literacy instruction and intervention balances system- experiencing difficulties meeting the social and academic
atic instruction in word recognition and fluency with frequent demands of school (e.g., Bullis & Walker, 1994; Simmons
experiences reading connected text (e.g., Adams, 1990; et al., 2000). As depicted in Figure 1 by means of bidirec-
National Research Council, 1998). The National Research tional arrows, the process of creating and sustaining such a
Council’s (1998) landmark report, “Preventing Reading Dif- system is nonlinear, ongoing, and recursive. Each major ac-
ficulties in Young Children,” synthesizes the research on early tivity (e.g., early screening) undergoes continuous review and
literacy and describes the critical components of effective refinement and informs the others. In the following sections,
early literacy instruction. These instructional elements are the each key activity and its purpose are described.
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Evaluate Existing Theory, Knowledge, any new knowledge and skills they need and integrating these
and Practice into daily practice.
Over time, converging research findings add to the knowl-
edge base about how children learn and how to provide effec- Provide Ongoing Professional Development
tive learning environments. Thus, it is essential for educators Research on effective professional development indicates that
to periodically evaluate existing theory and knowledge that educational change is a long process that requires ongoing
guides school practices. This enables school personnel to programs. It takes time for educators to reflect on their prac-
reflect on their practices (e.g., how services are organized, tices, learn new approaches, and merge innovative concepts
how and what they are teaching) and to compare them with into their work with students (e.g., Malouf & Schiller, 1995).
empirically supported guidelines. It also allows educators to Studies have also shown that people learn best when they are
consider their individual and collective professional develop- actively involved in the process and feel a part of a commu-
ment needs. In some cases, teachers’ knowledge and beliefs nity of learners (Gersten & Brengelman, 1996; Gersten,
may not be congruent with current knowledge. For example, Chard, & Baker, 2000; Meyers, Valentino, Meyers, Boretti, &
many primary-grade teachers have been taught a whole lan- Brent, 1996). When stakeholders work together to identify
guage approach to reading instruction during their university gaps in their own knowledge and skills, discuss empirically
training (Moats, 1994). However, several recent syntheses of supported approaches, and confer about ways to integrate
the reading research have shown that a balanced approach research-based methods into existing practices, they are more
(i.e., weaving together explicit skills instruction with mean- committed to the process and more likely to internalize new
ingful reading and writing experiences) is the optimal approach approaches (e.g., Meyers et al., 1996). Last, when new meth-
for the vast majority of children (Adams, 1990; National ods are practiced, educators need to be observed by, and
Reading Panel, 2000; National Research Council, 1998). Sim- receive immediate feedback from, a knowledgeable mentor
ilarly, most schools do not have a staff that is trained in until new skills are mastered (Cruickshank, 1985).
prevention of maladaptive behaviors, function-based inter-
ventions, and adaptive behavior instruction (Crone & Horner,
Establish a School-Wide System
2000). Knowledge and skills in these areas are essential to
improving schools’ capacity to provide school-wide positive of Early Identification
behavioral support and a stable social climate (Taylor-Greene Research has clearly demonstrated the importance of early
& Kartub, 2000; Walker, Colvin, & Ramsey, 1995). With an identification. The longer children go without informed inter-
understanding of current school practices as well as empiri- vention, the more likely it is that their difficulties will in-
cally supported approaches, educators can focus on acquiring crease in scope and severity. For example, most children who
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have not learned to read by the third grade continue to have literature (e.g., same- and cross-age peer tutoring, small
reading problems throughout school and later life (e.g., Bruck, learning groups, combined grouping formats) and should be
1992). In addition, it is not uncommon for children with per- used in addition to whole-class instruction to maximize stu-
sistent reading difficulties to experience coexisting behav- dent learning (e.g., Elbaum, Vaughn, Hughes, & Moody, 1999;
ioral problems (Bruck, 1986; Bryan, 1991; Gresham, 1986; Elbaum, Vaughn, Hughes, Moody, & Schumm, 2000; D.
Hinshaw, 1992; Kavale & Forness, 1998; Lyons, 1996). Sim- Fuchs, Fuchs, Mathes, & Simmons, 1997; Swanson &
ilarly, most children who have not developed prosocial skills Hoskyns, 1998).
by about third grade continue to display some degree of anti- Table 1 provides several early screening assessment
social behavior throughout their lives (Bullis & Walker, 1994; tools that can be used to identify young children who would
Kazdin, 1987; Patterson, DeBaryshe, & Ramsey, 1989). In benefit from intervention. This list is meant not to be com-
this case, too, it is not unusual for children with behavioral prehensive but to merely highlight a few of the current assess-
problems to experience co-occurring learning difficulties, par- ment instruments available. These early screening approaches
ticularly in reading (Hinshaw, 1992; Kavale & Forness, 1998; include both norm-referenced instruments and alternative
Patterson, Reid, & Dishion, 1992). assessment strategies. Norm-referenced assessment uses
Based on current knowledge, it is recommended that standardized instruments in which student performance is
proactive screening of young children at risk for learning and compared with national norms, whereas alternative assess-
emotional or behavioral problems take place in preschool and ment uses procedures in which student progress is typically
kindergarten as well as in later grades to ensure ongoing iden- compared to well-established developmental benchmarks. In
tification of those in need (Patterson et al., 1992; Walker addition, the alternative assessment approaches go beyond
et al., 1995). At the same time, however, great care should be traditional assessment methods in that they can be directly
taken to reduce the well-documented negative effects of linked to intervention and used to regularly monitor individ-
labeling learners and ability grouping (e.g., Oakes, 1985). To ual student progress (L. S. Fuchs & Fuchs, 1998; Kaminski &
accomplish this, intervention groups should be adjusted con- Good, 1996). These features enable teachers to modify
tinuously based on individual student progress. In addition, a instruction to match a child’s current instructional level and
variety of different grouping practices are supported by the to use a child’s responsiveness to intervention as a means of
Behavioral measures
Early Screening Project Assesses externalizing and inter- Group-administered Identifying students at risk for exter-
(Walker, Severson, & Feil, nalizing behavior problems in Nationally normed nalizing or internalizing behavior
1995) structured and unstructured Criterion-referenced scores problems
settings Pre-K to K Monitoring progress
Evaluating intervention effectiveness
Systematic Screening for Assesses externalizing and inter- Group-administered Identifying students at risk for exter-
Behavioral Disorders nalizing behavior problems in Nationally normed nalizing or internalizing behavior
(Walker & Severson, 1990) structured and unstructured Criterion-referenced scores problems
settings Grades 1–6 Monitoring progress
Evaluating intervention effectiveness
Dynamic Indicators of Basic Assesses fluency of phonologi- Individually administered Identifying students at risk for learn-
Early Literacy Skills cal awareness, knowledge of Criterion-referenced scores ing to read
(Kaminsky & Good, 1996) letter names, and word attack Pre-K to 2nd grade Monitoring progress
Evaluating intervention effectiveness
Curriculum-Based Assesses fluency of oral reading Individually administered Identifying students at risk for learn-
Measurement Criterion-referenced scores ing to read
(Deno, 1985) Grades 7–12 Monitoring progress
Evaluating intervention effectiveness
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TABLE 2. Progressive Intervention Levels
Intervention
level Students served Purpose Example Duration & frequency
Benchmark All students Prevention of learning School-wide literacy instruction that 2 hours of literacy instruction
(100% of student and behavioral prob- builds phonemic awareness, decod- 5 days a week, with activi-
body) lems by ensuring ing skills, fluent word recognition, ties reinforcing and inte-
that all students vocabulary, construction of mean- grating skills throughout
develop the funda- ing, and writing skills each day
mental skills to suc-
ceed in school School-wide positive behavior support Throughout the school day
that establishes clear behavioral
expectations, rewards prosocial
behaviors, and redirects or punishes
inappropriate behavior
Strategic Students placed at Focused intervention Small-group or one-to-one instruction 45 minutes of supplemental
risk for learning to further develop that is more explicit, intensive, and literacy intervention 5 days
and/or behavioral students’ academic comprehensive than typical class- per week
problems skills, adaptive room instruction and that continues
(10%–15% of stu- behaviors, and inde- to build the critical elements of lit-
dent body) pendence as learners eracy
Intensive Students placed at Intensive interventions Small-group or one-to-one instruction 11⁄2 hours of supplemental lit-
risk for persistent to further develop that is even more explicit, intensive, eracy intervention 5 days
learning and/or students’ academic and comprehensive than strategic per week, plus home sup-
behavioral prob- skills, adaptive interventions port and involvement
lems behaviors, and inde-
(1%–7% of student pendence as learners Small-group or one-to-one function- 11⁄2 hours of supplemental
body) based intervention that is more adaptive behavior instruc-
intensive and comprehensive than tion 5 days per week,with
strategic intervention activities reinforcing and
integrating skills through-
out each day, plus home
support and involvement
havioral and/or learning problems, children frequently need report that they need more guidance from educators about
intervention that extends to the home (Adams, 1990; Forness how to help their children accomplish this, and many would
et al., 1996; Walker et al., 1995). Research on family involve- like to have more information about how to support their
ment has indicated that interventions that involve parents/ child’s academic and social development at home (Christen-
caregivers as partners are more effective in developing chil- son, 1995).
dren’s academic skills and adaptive behaviors and build
important connections between families and schools (Ascher Evaluation of Treatment Integrity. At each level of
& Schwartz, 1987; Christenson, Rounds, & Gorney, 1992; intervention, it is important to monitor treatment integrity.
Christenson, Sinclair, Evelo, & Thurlow, 1995). It is impor- This ensures that an intervention is implemented as it was
tant to recognize that parents from all backgrounds want their designed (Gresham, 1989) and is a powerful means of pro-
children to be successful in school. However, many parents viding feedback to teachers. For example, when a teacher is
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