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Plato On True and False Poetry
Plato On True and False Poetry
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IN BOOK X of the Republic, Plato argues One might, perhaps, suggest that all Plato
that poetry--he has in mind particularlyhas in mind in claiming that poetry is not
the poetry of Homer- must be excludedtrue is the trivial fact that poetry, insofar
from the ideal state on two grounds: it in- as it is fiction, describing mythical or leg-
flames the passions, and it isn't true. Eitherendary persons and events that did not
characteristic is sufficient to disrupt the happen, is not true in the way that a report
order of the just soul: poetry which inflames or description of actual persons or events is.
the passions strengthens ro Ov,uoeLt8s&, the But this cannot be an adequate account,
spirited part of the soul, so that it may gainsince the poetry with which Plato is most
control of the rational part; poetry which isconcerned, that of Hesiod and Homer, was
untrue weakens rT XoytcrrtKov, the rational thought, at least by most of Plato's contem-
part, so that it becomes unable to maintain poraries, to describe actual beings. The
control over the troublesome spirited and gods and heroes of Homeric and Hesiodic
appetitive parts. Should the rational partpoetry were believed to exist, or have
lose control for either reason, the irrational existed, not in some legendary or mythical
other world, but in this one; thus Plato
parts gain it, and the individual becomes
unjust. But a state peopled by unjust indi- would be quite unable to rest his case on
viduals cannot itself be just; thus, if in thethe claim that poetry is not true because it
Republic we are to envision the ideal, trulydescribes merely fictitious people and places.
just state, we must banish whatever pro-Besides, I think he has something much
duces injustice in individuals. Poetry, Platomore interesting in mind.
holds, is untrue and inflammatory, and so A symptom of the fact that Plato's point
produces injustice in individuals; it there- is not trivial occurs in some rather jarring
fore cannot be admitted, whatever its notes in the case against poetry. Plato says
beauties, to the ideal state. that he prizes nothing above the truth, and
That, in very simple terms, is the argu- yet when designing the ideal state elects to
ment against poetry advanced in the Repub- admit some poetry which is not true, and
lic. But notice that it rests on two central to exclude some poetry which is. But if it is
assumptions about the nature of poetry: truth - and truth alone - which strengthens
that it is untrue, and that it inflames the the rational part of the soul, and hence
favors the development of justice in the in-
emotions. While the second of these is per-
haps primarily of psychological interest, dividual
it and, consequently, the state, it
seems
is the first assumption that is philosophi- quite astonishing that he should make
such choices.
cally provocative, and which we shall exam-
ine here: the claim that poetry is not true. Let us consider a couple of curious pas-
sages. In Book II, when Socrates and his
M. PABST BATTIN is assistant professor of companions are discussing the educational
philosophy
at the University of Utah. regimen appropriate to the young guardians,
be told. Not only is a child's first educationPerhaps we will be aided in this project
to be in fables, which are, "as a whole, false,"
by taking notice of a distinction in our own
though they do contain some truth (377A), language: we make use of at least two dis-
but as adults the inhabitants of the city are tinct senses of "true." While we generally
to be told "opportune falsehoods" whenever assume that "true" denotes a property of
the guardians deem it socially useful to do statements, and that a statement which has
so (389B). These so-called noble lies (among this property is one which "corresponds to"
them such tales as the myth of the metals) or correctly describes some object or state
of affairs in the world, we also recognize that
are to be devised by hireling poets under
this is not the only way in which we use the
the strictest scrutiny and censorship of the
term. Consider the following two statements:
guardians, and in the Laws form a major
part of the literary diet of the state (Laws(a) That today is Wednesday is true.
663D-664A).
(b) Jack's a true radical.
Such claims hardly seem those made by
a man who rejects poetry on the grounds We tend to assume that the first of these, in
that it does not "lay hold on truth" (600E).which the predicate "true" is applied to a
If truth were actually Plato's only criterion
statement, is the central or principal sense
for the admission of poetry, and if truthful-of the word "true"; "true" as it is used in
ness in poetry were as crucial to the justnessthe second context, however, is an equally
of the soul as he says it is, then we mightfamiliar phenomenon in our language. In
expect that all false poetry - including chil-this usage, it does not modify a statement;
dren's fables and the noble lies - would be it denotes a property of objects, in this case,
excluded, and that all true poetry - includ- radicals. In fact, it can apply to many sorts
ing any of the tales of Hesiod and Homer of entities: we speak of true remorse, true
that might be true - would be retained. courage,
But and true love; we speak of true
this is not the case. It seems, then, that leaders and true cowards; we speak of true
Plato's exclusion policy suffers from some granite, true red, and true hydrophobia.
sort of pervasive conceptual confusion about What we mean in these contexts is that the
the nature or importance of truth. object, or state of affairs, of which "true" is
With perhaps one exception, however, predicated is a paradigm or reliable example
Plato does not apply the terms "true"oforthe kind of thing it is; it is not in any way
"false" directly to poetry;1 what he does say,fake, artificial, or imperfect. A true red is
repeatedly, is that poetry is "far from a paradigm red, one which is genuinely,
the
truth" (597E, 598B, 602C), that it does not fully, and completely red, and is not adulter-
ated with any other hues. True concern is senses of "true" straight, we may be able to
that which is not colored by any ulterior see how Plato has been misinterpreted, what
motives; it is an example of the kind of he has in mind, and come to understand his
thing concern ought to be. In at least some seemingly curious position on true and false
cases involving human beings, this use of poetry.
"true" not only has this paradigmatic, nor- I suspect that what gives rise to the jar-
mative sense, but seems also to suggest that ring notes we detect in Plato's argument
the individual of whom the predication is that poetry is not true is that while we see
made has the property in question by nature, that both senses of "true" can be used of
and could not be otherwise. "Jack's a true the content of poetry, Plato means that
radical" and "Jane's a true pianist" suggest poetry is not true in a way connected with
that these individuals are what they are by one of these senses, and we tend to under-
nature, and given adequate opportunity for stand it in the other. Plato may be denying
development at all, could not have been that the statements of which poetry consists
otherwise.
are true, that is, that they correctly describe
We see, then, that in English we can dis-
objects or states-of-affairs in the world. Or
cern two distinct senses of "true." 2 The first
he may be denying that poetry portrays
of these uses, in which "true" is a predicatetrue x's, that is, objects which are paradigms
of statements and means that the statement
or trustworthy exemplars of their kinds,
correctly describes the world, or is conform- and which are not in any way fake, artifi-
able to fact, I shall call henceforth the de- cial, or imperfect. If we take him to deny
scriptive or factual sense of "true"; the sec-that poetry consists primarily of factually
ond, equally familiar at least in everyday correct statements, we will take him to be
English discourse, I shall call the paradig- telling us that poetry fails to tell us what is
matic or normative sense of "true," to sug-the case; if we understand him to deny that
gest that it is said of an entity which func-poetry describes paradigmatic entities, we
tions as a paradigm. In this latter senseshall take him to be saying that poetry fails
"true" means something like "genuine,"to show us what is best, or tell us what
"essential," "perfect," "ideal," and so forth.ought to be the case.
Greek also uses Xa qr7r7, usually trans- The modern reader may object that
lated "true," both as a predicate of state-poetry is not primarily a set of statements,
ments and as an adjective modifying nouns.but a collection of non-assertorial speech
This, of course, is not sufficient evidence thatacts. But it is clear that Plato thought of
the Greek word is bivocal, or that it has just poetry as a set of statements, each of which
those senses, either for Greek-users in gen-has a truth value. However, these state-
eral or for Plato in particular, that thements are presented in elaborately de-
English term does; it is evidence only thatscriptive, metaphorical, and/or pleasingly
the term can be used in two distinct gram-rhymed and metrical language; it is this
matical ways. Plato does use the term infeature which tends to obscure their truth
both grammatical ways; both usages, in fact,or falsity. For instance, he says in Book X
are to be found within Book X.3 While this that those who are ignorant of a craft--
does not guarantee that the senses he assigns cobbling or generalship, for instance - will
aXrlr6q are equivalent to the English sensesbe impressed by poetic accounts of these
of "true," however, in the absence of any crafts given in rhythm, meter, and har-
explicit discussion of the meaning(s) of thismony, "so mighty is the spell that these
term we must rely, if we are to understand adornments naturally exercise," but he adds
Plato's case at all, on our English-language that when these statements are "stripped
intuitions, at least to avoid the more com- bare of their musical coloring and taken by
mon interpretive errors. English-language themselves, I think you know what sort of
intuitions alone, of course, will not tell us a showing these sayings of the poets make"
what it means to be "far from the truth." (601B; cf. Gorgias 502B). I take this to
mean that a statement which, when pre-
But by keeping the factual and normative
then, by a paradigmatic entity which does it: both fictional and nonfictional tales can
not exist in the actual world. The Forms exert normative claims.
do not exist in the actual world, but Itheythink we now have the skeleton for an
do give rise to normative claims. But intelligible
would account of Plato's notions about
poetry.
fictional figures or tales, myths, or stories of For Plato, statements about para-
imaginary beings do the same? Surely digmatic
not, entities, viz. the Forms, serve as
unless - and this is the crucial condition - bases for normative claims about entities of
that kind. Particular individuals, inhabit-
unless these fictional or imaginary figures
have properties very much like those ofing the real or fictional worlds, cannot be
the
real, i.e., Formal, paradigms. We know,full
forparadigms, in that they cannot be
Forms; but they can be more or less closely
instance, that there is a paradigm general:
participatory
there is a Form General. But suppose we in the Forms. Those indi-
viduals of whom we'd say, in ordinary talk,
hear a tale, albeit fictional, about a general
who is uncommonly brave, perspicacious, that they are true x's, are those who partici-
and skilled in deploying his forces: thepate
sortmost closely in the Forms. Because of
of man we'd call a "true general." He is not
this we are willing to say that they are para-
the true general, of course; there is only digmatic,
one and do serve as models of how
such, and that is the Form itself. If he other
were individuals of that sort ought to be.
an actual man, we would say that heApar-
heroic figure from poetry, then, if he par-
ticipates very closely in, say, the Form Cour-
ticipates very closely in the Form General,
much more closely than other generals.age,
But can and does serve as a model of what
a courageous
he is not. Nevertheless, the description of man ought to be: the coura-
geous man ought to be like the heroic figure.
this figure, although there is in fact no such
figure, is a very close approximation toWhatever
any the essential properties of the
description we might give to the Form, paradigm,
and those are the properties any as-
pirant to x-hood ought to have. If Euthy-
this fact too can give rise to normative
phro were truly pious, as he believes, then
claims. Since, as inhabitants of the Repub-
anyone aspiring to piety ought to have
lic, we hope to accustom ourselves to living
in accordance with descriptions of thosethe properties Euthyphro displays: among
Forms (for these, or laws based on them,
others, the property of accusing one's father.
Since, for Plato, we ought all to aspire to
are what philosophers who are returning
to the cave will bring to us) it would seempiety, the normative import of Euthyphro's
plausible that we should also be willingtale to - if he were truly pious- would be
this: we ought all, in similar circumstances,
guide our lives by any very close approxima-
tion to such descriptions. If a fictionalaccuse
tale our fathers.
describes a particular human action in such This account shows why for Plato we talk
a way that it coincides very closely with of the
normatively true statements, instead sim-
philosophers' description of, say, the Formply of normative statements. While such
Justice, that is an action we should emulate
talk may seem odd to modern ears, this is
in our own lives. because Plato's ontology includes something
ours (for the most part) does not: a genuine
Actually, this sort of case is spurious for
a consideration of Plato, inasmuch as the objective paradigm for every kind of thing
figures populating the myths of Homer and there is: namely, its Form.5 This fact of
Hesoid, the gods and heroes, were notPlato's metaphysics makes it possible to
determine the truth value of whatever di-
thought to be fictional, but to live or have
lived in the actual world. Plato never rectives or normative statements may be
claims that the gods and heroes Homer explicit
de-in or engendered by poetry: all one
scribes do not exist; he argues only need do is compare the object or individual
that
they cannot have the characteristicson which they are based to the true para-
Homer
ascribes to them, or that they are not digm,
divinethat is, the Form. If they correspond,
(391C-D). Whether the poetry Plato at isleast
con- with respect to the proper attributes
cerned with is fictional or not, then, is of the Form, then the normative statement
irrelevant to the case Plato makes againstarising from a description of the compared
Plato himself sees that the parable has from Homer's description of the three-
normative import: he says that it serves legged stool on which the disguised Odysseus
to enjoin or command (mrapay)yeXe 415B) sits that "a stool ought to have three legs,"
the rulers to act in certain ways. They are we need only compare the description with
to take extreme care of interbreeding in the Form Stool: if the Form also has three
their society; they are to be pitiless in seeing legs, then the poetic description is norma-
that their offspring are brought up not nec- tively true; otherwise it is not. But while
essarily among themselves, but within the the problem may seem silly when stated for
class to which they are suited (415B-C). It material objects (though we must remember
is obvious, then, that Plato recognizes that that Homeric poetry was touted as a reposi-
a mythical description of a non-actual so- tory of technical and practical information
ciety and of literary characters can - even about vehicles, weapons, and other material
when admittedly false - function in a nor- objects, as well as an authority on moral
mative way. Because the myth describes questions), it becomes more obvious and
the paradigm social organization ("the true more acute when stated for the moral vir-
society," as it were), and provides directives tues: courage, temperance, piety and so
for achieving it, it places an obligation upon forth. We know whether Homer is accu-
the hearers of that tale: they are to act in rately describing an act of true filial piety
such a way as to bring about the paradig- on the part of Telemachus by comparing
matic state-of-affairs described. The parable it with our view of the proper attributes of
presents an ideal fiction; the job of the Filial Piety itself (indeed, this is how we tel
hearers is to make it real. It may not be whether Telemachus is a "true son"), and
the case that all normatively true tales ac- we know whether Odysseus is truly coura-
tually provide explicit directives, but all geous (even though he feigned madness to
of them serve to display an optimum state- avoid the Trojan campaign) by determining
of-affairs - that is, they describe what ought whether the description Homer offers of his
to be the case, and so they all impose obliga- behavior would also correctly describe the
tions upon the hearers. Form Courage.
By composing tales in this way, Plato But while the solution seems easy, the
holds (both in the Republic and in the assessment is not, and that is because it is
Laws), hired poets could devise what would not easy to attain a view of the Forms. Only
properly be called "noble lies" to exhibit the philosopher, and then only after long
paradigm behavior, or the behavior of para- and rigorous practice of dialectic, can hope
digm figures, and hence supply the populace for such a view; the common man, chained
with a set of directives or instructions for in the cave, is virtually ignorant of the
living their lives. It is this feature, that Forms,
the and has no way of seeing them. The
noble lie displays an optimum state-of- common man can, at least in principle, de-
affairs and may furthermore yield directives termine whether any statement of poetry is
factually true -he can look about in his
for obtaining it, that is, directives for good
or socially beneficial action, that makes world
the quite well and discover whether the
noble lie noble, and distinguishes it from poetry in question accurately describes any-
common lies and ordinary falsehoods.thing A he sees there,6 but he has no way of
common lie is factually false and norma- looking about in the world of Forms. Con-
tively false or neutral; a noble lie is also sequently, he has in principle as well as in
factually false, but is normatively true. practice no way of knowing whether the
The account I have given points out,poetry as he is exposed to is normatively true.
we've seen, that the normative statements Of course, in the Republic there will be
to which poetic tales give rise have truth individuals, not confined to the cave, who
values, which are to be determined by com- are capable of assessing the normative truth
value of a given work of poetry, and then
paring the persons, actions, objects, or what-
ever is portrayed in the tale to the Forms oflabelling that work as true or untrue for
their kinds. If we are tempted to conclude the consumption of those common folk who
cannot make this determination themselves. than any real-world individual. Thi
Those individuals are, as we might expect, cause the poet may give only a pa
the philosophers; this is why philosopher- incomplete characterization of a fic
guardians are to control poetic outputfigure,in while a real-world figure alw
the just state. They will perform just the fully determinate characteristics. T
Socrates either had a wife named Xa
kind of activity we see Socrates himself per-
forming in Books II-III. Since Socrates,or as a wife named something else, or
a philosopher, has privileged acquaintance at all; but he must have had one of these
with the Forms, he knows what true justice features. But the poet, in describing a true
is, and so knows that the accounts Homer philosopher, can simply omit all reference
and Hesiod give of justice are grossly in- to his marital status - as well as any other
accurate. The lengthy analysis of the con- non-essential characteristics - and describe
tent of the Homeric and Hesiodic tales, be-only those features which are paradigmatic.
ginning in Book II at 362D and extending Such poetry, one might even claim, would
not be imitative of particular objects or
throughout a large part of Book III, consti-
tutes Socrates' evidence for the claim that individuals after all, and so would not be
these poets do not know what true justicethrice-removed from the Forms. Of course,
is; he is showing that their accounts do not which is purely paradigmatic will be
poetry
match his vision of the Forms. While the dull and colorless poetry indeed, but that is
philosopher-guardians will be able tonot
ex-Plato's concern: he is concerned only
that poetry not teach incorrect behavioral
clude such poetry from the state altogether,
lessons.
Socrates does the next best thing: he at-
tempts to warn those who cannot see this Poetry, then, at least in principle, might
fact themselves that Homer's poetry is succeed
not in depicting figures and objects
true.
which do participate closely in the Forms,
There is another reason for which one so closely that their descriptions may match
might think poetry would serve as those an un- of the Forms. This I take to be the
reliable model. Objects and figures who core areof the poets' claim to truth: that they
portrayed in poetry as paradigms of aretheir
in some way able to depict the "essence"
kinds (a true warrior, like Achilles;of some object or human action. Whether
a true
son, like Telemachus) have not onlythey para- actually do so or not is a matter for the
digmatic but non-paradigmatic properties philosopher to determine.
as well. Someone attempting to emulate, But what about poetry which does not de-
say, Achilles' true courage in the battlescribe fortrue x's; would we want to say that
Troy might copy those parts of theitpoetic is normatively false? I do not think so.
description which show him flying Earlier,
into an I called common lies "normatively
uncontrollable rage, or dragging the body to emphasize an essential differ-
neutral"
of Hector behind his chariot, and not those ence between factual and normative truth-
parts which show him engaging in battlevalues. Although we say that a statement
with reasoned fearlessness and daring. Thiswhich is not factually true is factually false,
risk, greatest when we are confronted withwe do not say that a description of some-
only a single instance or two of a certainthing which is not a true x is therefore a
kind of thing, is inherent in taking anydescription of a false x. If Jane is not a true
poetic description as normative: unless we pianist, that does not mean she's a false
already know the Form of the object orpianist, or not a pianist at all; she's a pian-
action described (in which case we will ist, alright, just not a very highly skilled one.
hardly need to use poetry as an authorita-
Descriptions of objects or properties which
are not paradigms are not therefore de-
tive guide), we may always mistake non-
scriptions of "anti-paradigms," if we can
paradigmatic features for the paradigmatic
ones.
imagine an object with properties just the
It is apparent, however, that opposite of those
the poetic or the paradigm would have;
fictional figure or object stands a better
they are simply not paradigms at all.
Nevertheless,
chance of serving as a genuine paradigm there are cases in which we
seem to want to say that a poetic description porters, and by the culture in general, to
is normatively false, not merely neutral. treat his poetry as exemplary, and is thus
When Socrates says that the trouble he finds led, like Euthyphro, to behave in the un-
with Hesiod and Homer is the fault of tell- seemly ways of Homer's heroes and gods.
ing lies, especially lies that are not good It cannot, Socrates believes, be true that
(377D), he means that what is so reprehen- Zeus accused his father. But if it were, as
sible about Hesiod and Homer is that their he makes quite clear in the canons of theol-
ogy formulated at the end of Book II, it
tales give rise to directives actually encour-
aging ignoble behavior. They set bad be- could not be the case that Zeus was acting
havioral examples, and are bad guides for as a true god, since a true god cannot cause
evil, and to accuse one's father is to cause
living one's life. The story about Uranus
evil. Nor is it true, as Homer claims, that
and Cronos (377E), for instance, is not only
factually false, in that no such series Zeus
of sent a misleading dream to Agamem-
events (according to Plato) ever did take
non, or that Apollo, singing at Thetis'
place, but it sets for us an example of just wedding, foretold happy fortunes for her
that kind of behavior which we should not progeny, when he knew he himself would
perform: it is what he calls the "utmost be the slayer of her son Achilles (383B). If
wrong" (adsK&v ra crXara 378B2). What it were, Zeus and Apollo would not be act-
ing as true gods do, for "the gods do not
makes these stories so pernicious is just that
they are examples- they are intended mislead by us by falsehoods in words or deed"
the author (or at least by his adherents) (383A). In short, the gods Homer describes
and understood by the audience as models are not paradigms. Consequently, the nor-
or guides for action, and neither author mative
nor claims which one might derive from
audience sees that they are guides to the such tales, as Euthyphro derives "I ought
wrong kind of action. Indeed, Euthyphro to accuse my father" from the tale of Zeus,
are false. They are derived from unreliable,
tries to justify the fact that he is prosecuting
his father for murder by arguing that Zeus nongenuine, spurious paradigms, the mis-
had put his own father in bonds (Euthyphro leading portraits of gods who are not true
5E-6C); he actually refers to the (Homeric) gods at all.
tales of Zeus as a "sure proof" (rEKIPLov )There is a bit of irony in this. The audi-
that he is doing the right thing. Socrates ence's understanding of Homer's poetry
takes Homer's complacent portrayal about of the gods and heroes as paradigmatic
Autolycus as a similar model of bad be- is not misguided: gods and heroes are, as it
havior, and says that Polemarchus probably were, by definition paradigmatic. Hence it
got his erroneous notion that justice is a
would seem quite proper that the audience
kind of theft from this source (Rep. 334B). take Homer's tales of the gods' behavior as
We cannot overemphasize the fact that models for its own; it would seem odd to
poetry, in Plato's time, was firmly con-
chastise Euthyphro for following Zeus, fore-
most among them. But what Euthyphro, or
sidered a proper source of behavioral models
and ethical norms: Homer was said to be the listener who regards Homer not as a
the "educator of all Greece" in moral as teller of tales but as a source of behavioral
well as technical matters. In fact, Plato models, does not realize is that Homer's
says, the supporters of Homer claim that accounts of the gods are wrong: Homer is
"we should order our entire lives bynot the describing true gods, but only what he
guidance of this poet" (606E). Of course, erroneously imagines them to be.
if Homer's poetry, whether or not intended But the listener has no way of knowing
as moral guidance, were not understood asHomer is the average listener's primary
this.
such (as we ourselves do not understand source of information about the gods, and
Homer), little harm would be done, and all since, Socrates assumes, the average listener,
that might occur when the audience listens unlike himself, has no conception of what
to Homer would be a bit of innocent recrea- divinity properly is, it never occurs to the
tion. But this is not what happens: rather, listener that Homer may be wrong. Socrates
the audience is encouraged by Homer's sup- and his companions can perform a bit of
The two remaining cases might seem to posed by poets under the most strict censor-
present a problem. In these cases, where ship. Plato almost seems to be no longer
no normative claim is either being advanced interested in truth as we usually understand
by the author or understood by the audience it at all - in any pretense to factual or his-
(cases of "innocent recreations," we would/ torical truth- but only in truth of the nor-
could call them), we might suspect that mative sort. Grote writes:
Plato would use factual truth as a criterion
That which he proposes for his commonwealth
of admittance: he might admit (3) but notis . . . a body of premeditated fictitious stories,
(4). But I can think of no instances in theprepared by poets under his inspection and con-
text of the Republic to support such a specu- trol. He does not set up any pretence of his-
lation, nor any to defeat it. But, I think, torical truth for these stories, when first promul-
gated: he claims no traditionary evidence, no
there is a reason for this: given the role of
divine inspiration, such as were associated more
poetry in Greek society, the cases in which or less with the received legends, in the minds
poetry is not only intended as normatively both of those who recited and of those who