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    Audit Tracking Sheet

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    Andre Mendes
    This document contains an audit tracking sheet with 36 entries listing details of internal audits conducted across various departments on various dates. It includes information such as the department name, type and date of audit, category of findings (major, minor, observation, noteworthy effort), status (open or closed), closure details. The sheet is used to track corrective actions and closure of findings from the internal audits.

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    Audit Tracking Sheet

    Uploaded by

    Andre Mendes
    25 views4 pages
    This document contains an audit tracking sheet with 36 entries listing details of internal audits conducted across various departments on various dates. It includes information such as the department name, type and date of audit, category of findings (major, minor, observation, noteworthy effort), status (open or closed), closure details. The sheet is used to track corrective actions and closure of findings from the internal audits.

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    This document contains an audit tracking sheet with 36 entries listing details of internal audits conducted across various departments on various dates. It includes information such as the department name, type and date of audit, category of findings (major, minor, observation, noteworthy effort), status (open or closed), closure details. The sheet is used to track corrective actions and closure of findings from the internal audits.

    Copyright:

    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as xlsx, pdf, or txt
    25 views4 pages

    Audit Tracking Sheet

    Uploaded by

    Andre Mendes
    This document contains an audit tracking sheet with 36 entries listing details of internal audits conducted across various departments on various dates. It includes information such as the department name, type and date of audit, category of findings (major, minor, observation, noteworthy effort), status (open or closed), closure details. The sheet is used to track corrective actions and closure of findings from the internal audits.

    Copyright:

    © All Rights Reserved
    Download as XLSX, PDF, TXT or read online from Scribd
    Flag for inappropriate content
    Download as xlsx, pdf, or txt
    of 4

    Audit Tracking Sheet

    Corrective Action /
    Sr. Department Name/Department Type of Audit Audit Date Description Reference to applicable legal and Standard Evidence (picture) Category of Finding Target Date Preventive Action (CAPA) Clsoe out evidence Status (Open & Close) Closure Date Closing varinace (Days) Closed out by Inspection done by Remarks
    Name Requirement by SC (picture)

    1 Department 1 Internal Audit First Party 01-Nov-16 Major Open

    2 Department 1 Internal Audit First Party 01-Nov-16 Minor Open

    3 Department 1 Internal Audit First Party 01-Nov-16 Observation Closed

    4 Department 1 Internal Audit First Party 01-Nov-16 Note Worthy Effort Closed

    5 Department 1 Internal Audit First Party 01-Nov-16 Major Open

    6 Department 2 Internal Audit First Party 11-Nov-16 Major Closed

    7 Department 2 Internal Audit First Party 11-Nov-16 Major Closed

    8 Department 2 Internal Audit First Party 11-Nov-16 Minor Open

    9 Department 2 Internal Audit First Party 11-Nov-16 Minor Open

    10 Department 2 Internal Audit First Party 11-Nov-16 Observation Closed

    11 Department 2 Internal Audit First Party 11-Nov-16 Observation Open

    12 Department 2 Internal Audit First Party 11-Nov-16 Observation Open

    13 Department 2 Internal Audit First Party 11-Nov-16 Observation Closed

    14 Department 3 Internal Audit First Party 21-Nov-16 Major Closed

    15 Department 3 Internal Audit First Party 21-Nov-16 Minor Open

    16 Department 3 Internal Audit First Party 21-Nov-16 Observation Closed

    17 Department 4 Internal Audit First Party 28-Nov-16 Note Worthy Effort Closed

    18 Department 4 Internal Audit First Party 28-Nov-16 Major Closed

    19 Department 4 Internal Audit First Party 28-Nov-16 Major Open

    20 Department 4 Internal Audit First Party 28-Nov-16 Major Open

    21 Department 4 Internal Audit First Party 28-Nov-16 Minor Closed

    22 Department 4 Internal Audit First Party 28-Nov-16 Minor Closed

    23 Department 4 Internal Audit First Party 28-Nov-16 Observation Open

    24 Department 4 Internal Audit First Party 28-Nov-16 Observation Closed

    25 Department 4 Internal Audit First Party 28-Nov-16 Observation Closed

    26 Department 4 Internal Audit First Party 28-Nov-16 Observation Open

    27 Department 4 Internal Audit First Party 28-Nov-16 Major Closed

    28 Department 4 Internal Audit First Party 28-Nov-16 Minor Open

    29 Department 4 Internal Audit First Party 28-Nov-16 Observation Closed

    30 Department 5 Internal Audit First Party 06-Dec-16 Note Worthy Effort Closed

    31 Department 5 Internal Audit First Party 06-Dec-16 Major Open

    32 Department 5 Internal Audit First Party 06-Dec-16 Major Closed

    33 Department 5 Internal Audit First Party 06-Dec-16 Major Closed

    34 Department 5 Internal Audit First Party 06-Dec-16 Minor Open

    35 Department 5 Internal Audit First Party 06-Dec-16 Minor Open

    36 Department 5 Internal Audit First Party 06-Dec-16 Observation Closed

    37 Department 6 Internal Audit First Party 13-Dec-16 Observation Closed

    38 Department 6 Internal Audit First Party 13-Dec-16 Observation Open

    39 Department 7 Internal Audit First Party 13-Dec-16 Observation Closed

    40 Department 7 Internal Audit First Party 13-Dec-16 Major Closed

    41 Department 8 Internal Audit First Party 19-Dec-16 Minor Open

    42 Department 8 Internal Audit First Party 19-Dec-16 Observation Closed

    43 Department 8 Internal Audit First Party 19-Dec-16 Note Worthy Effort Closed

    44 Department 8 Internal Audit First Party 19-Dec-16 Major Open


    45 Department 8 Internal Audit First Party 19-Dec-16 Major Open

    46 Department 8 Internal Audit First Party 19-Dec-16 Major Closed

    47 Department 8 Internal Audit First Party 19-Dec-16 Minor Closed

    48 Department 9 Internal Audit First Party 26-Dec-16 Minor Open

    49 Department 9 Internal Audit First Party 26-Dec-16 Observation Closed

    50 Department 9 Internal Audit First Party 26-Dec-16 Observation Closed

    51 Department 10 Internal Audit First Party 05-Jan-17 Observation Open

    52 Department 10 Internal Audit First Party 05-Jan-17 Observation Closed

    53 Department 10 Internal Audit First Party 05-Jan-17 Major Closed

    54 Department 10 Internal Audit First Party 05-Jan-17 Minor Open

    55 Department 10 Internal Audit First Party 05-Jan-17 Observation Closed

    56 Department 10 Internal Audit First Party 05-Jan-17 Note Worthy Effort Closed

    57 Department 10 Internal Audit First Party 05-Jan-17 Major Open

    58 Department 10 Internal Audit First Party 05-Jan-17 Major Closed

    59 Department 10 Internal Audit First Party 05-Jan-17 Major Closed

    60 Department 10 Internal Audit First Party 05-Jan-17 Minor Closed

    61 Department 11 Internal Audit First Party 12-Jan-17 Minor Open

    62 Department 11 Internal Audit First Party 12-Jan-17 Observation Closed

    63 Department 11 Internal Audit First Party 12-Jan-17 Observation Closed

    64 Department 11 Internal Audit First Party 12-Jan-17 Observation Open

    65 Department 11 Internal Audit First Party 12-Jan-17 Observation Closed

    66 Department 12 Internal Audit First Party 19-Jan-17 Major Closed

    67 Department 12 Internal Audit First Party 19-Jan-17 Minor Closed

    68 Department 12 Internal Audit First Party 19-Jan-17 Observation Open

    69 Department 12 Internal Audit First Party 19-Jan-17 Note Worthy Effort Closed

    70 Department 12 Internal Audit First Party 19-Jan-17 Major

    71 Department 12 Internal Audit First Party 19-Jan-17 Major Open

    72 Department 12 Internal Audit First Party 19-Jan-17 Major Closed

    73 Department 12 Internal Audit First Party 19-Jan-17 Minor

    74 Department 12 Internal Audit First Party 19-Jan-17 Minor

    75 Department 12 Internal Audit First Party 19-Jan-17 Observation Open

    76 Department 12 Internal Audit First Party 19-Jan-17 Observation Closed

    77 Department 12 Internal Audit First Party 19-Jan-17 Observation


    Company Total Finding Open Closed Open % Closed % Major Minor

    Department 1 4 3 1 75% 25% 2 1

    Department 2 8 4 4 50% 50% 2 2

    Department 3 3 1 2 33% 67% 1 1

    Department 4 12 5 7 42% 58% 4 3

    Department 5 6 3 3 50% 50% 3 2

    Department 6 2 1 1 50% 50% 0 0

    Department 7 2 0 2 0% 100% 1 0

    Department 8 6 3 3 50% 50% 3 2

    Department 9 3 1 2 33% 67% 0 1

    Department 10 9 3 6 33% 67% 4 2

    Department 11 5 2 3 40% 60% 0 1

    Department 12 11 3 8 27% 73% 4 3

    Total 71 29 42 41% 59% 24 18


    To t al N C's Op en Till Dat e To t al N C's clo sed Till d at e 59%

    5 8
    7
    4 6
    3 3 3 3 3
    2 4
    3 3 3
    1 1 1 2 2 2
    0 1 1
    Department 1

    Department 2

    Department 3

    Department 4

    Department 5

    Department 6

    Department 7

    Department 8

    Department 9

    Department 10

    Department 11

    Department 12

    Department 1

    Department 5
    Department 2

    Department 3

    Department 4

    Department 6

    Department 7

    Department 8

    Department 9

    Department 10

    Department 11

    Department 12
    41%

    Open % Closed %

    Total Audit Finding


    12
    11

    9
    8

    6 6
    5
    4
    3 3
    2 2

    Department 1 Department 2 Department 3 Department 4 Department 5 Department 6 Department 7 Department 8 Department 9 Department 10 Department 11 Department 12

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