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The Teaching of Urban Design: A Morphological Approach: Kai Gu
The Teaching of Urban Design: A Morphological Approach: Kai Gu
research-article2018
JPEXXX10.1177/0739456X18775480Journal of Planning Education and ResearchGu
Instruction Article
Kai Gu1
Abstract
Geographical urban morphology as a field of research provides a systematic basis for theorizing and managing urban landscape
change. After a review of urban morphology as a field of knowledge, particularly within Europe, and as a basis for planning
and urban design, an example of its application in an urban design studio is discussed, focusing on the urban waterfront
redevelopment in Auckland, New Zealand. The characterization of urban landscape forms is supported by cartographic- and
field-based investigation. Urban design guidelines and development plans prepared by students contribute to improving the
character of the built environment.
Keywords
urban morphology, urban design pedagogy, urban waterfront redevelopment, Auckland
provides the framework for the building forms and pattern of the embodiment of the attitudes prevailing at the time and
land utilization. Second, the morphological structures of the in the place of their creation (M. R. G. Conzen 1966).
urban landscape are the products and expressions of particu- Driven by the desire to provide a sound theoretical basis
lar social, political-economic, and technological processes. for urban morphology and influenced by Chapin (1964),
Third, urban developments can be conceptualized as a series Harold Carter (1970), in his study of Llandudno, was more
of morphological periods that leave distinct residues in the concerned with processes than urban products. He distin-
urban landscape (M. R. G. Conzen 1969). Finally, the recog- guished between primary decision making, such as the cre-
nition of the residues of past periods, varying from one part ation of new planned units, and secondary decision making,
of an urban area to another, gives rise to spatial groupings of largely concerned with issues of detail. The primary deci-
form ensembles (Whitehand 2009). sions that frequently trigger secondary decisions set the stage
Geographical urban morphology provides a dynamic for secondary decisions (Chapin 1964). In describing the use
approach to the structure of the urban landscape. The idea of of the urban landscapes as a source of evidence relating to
morphological regions or units is particularly used to inves- processes, Whitehand (1977, 402) stated that “in the case of
tigate, in relation to the process of urban development, the urban morphology, the actual outcome of decisions in the
urban landscape as a mosaic of interrelated forms and the landscape, though it is an imperfect record, is an immensely
way they fit together. A morphological region is an area that detailed testimony to past events and may well be a more
has unity in respect of its combination of streets, plots, build- reliable guide to process than ostensibly more direct records
ings, and land and building utilization that distinguishes it of the decision involved.”
from surrounding areas. In M. R. G. Conzen’s (2004) study The further broadening of morphological research orien-
of Ludlow, plan type areas, building type areas, main urban tations and methods after the 1970s is particularly evident in
land utilization areas, and morphological regions are mapped the study of the morphological concept of urban fringe belts
in relation to one another to show the historical stratification (M. P. Conzen 2009). Large-scale historical variations in the
of this market town. speed at which urban areas grow are a major underpinning of
The research traditions of urban morphology and their this concept. Whitehand (1967, 1977, 1987) established the
antecedents in landscape research are summarized in relationship between fringe belts and building cycles. The
Figure 1. The Berkeley school of cultural geography, creation of fringe belts was linked to slumps in housebuild-
established by Carl Sauer, can be traced back directly to ing, when land values were low, whereas the creation of
German geographical roots. However, its lasting impact high-density housing tended to predominate during booms in
lay in rural landscape study rather than urban areas. Parallel housebuilding, when land values were high. These dynam-
to the development of the urban Anglo-German geographi- ics, in combination with geographical obstacles to the out-
cal school, associated with M. R. G. Conzen, has been the ward growth of the built-up area, gave rise to an urban area
Italian architectural school, associated with Gianfranco in which residential growth zones alternated with fringe
Caniggia and Saverio Muratori, which developed building belts. The urban economic interpretation of fringe belts was
typological thinking (Caniggia and Maffei 2001). These supported by Parkes and Thrift (1980) and Barke (1974).
two schools came together in 1994 to form key compo- In the United Kingdom, the range of social agents active
nents of the International Seminar on Urban Form (ISUF). in commercial development (Whitehand 1992), suburban
Exploring the relationship between these two theoretical development (Whitehand and Carr 2001), and conservation
frameworks has been part of ISUF’s wider interest in planning (Larkham 1988) have been explored, leading to
developing a body of integrated knowledge of urban form consideration of the effects of their characteristics on the
across cultures and disciplines (Moudon 1994, 1997; urban landscape. One of the latest explorations of the built
Whitehand 2006). environment as an expression of the economic and political
power exerted at different times by various agencies is the
edited volume Shapers of Urban Form: Explorations in
The Making of the Urban Landscape
Morphological Agency by Larkham and Conzen (2014b).
In the early development of the field, Schlüter envisaged an
explanatory morphology, as opposed to a descriptive mor-
Urban Morphology and Urban Design
phography, being fully aware of the interdependence in
geography of the three aspects of form, function, and devel- Urban design is arguably a binary system consisting of the
opment through time (Whitehand 1981). This perspective management and creation of urban form. The management
became central to urban morphology. In the study of of urban landscape change is primarily concerned with urban
Alnwick, M. R. G. Conzen (1969, 5) clearly states that “it coding (Marshall 2011), in particular, development control
is important to realize that town plans originate, develop and urban design codes (Carmona, Marshall, and Stevens
and function within a physical and human context without 2006). The creation of new urban form is to do with the pro-
which they remain incomprehensible.” Urban forms are, cesses of actualizing urban developments. These two aspects
after all, a direct outcome of processes and in a real sense, of urban design are interrelated. The management of urban
4 Journal of Planning Education and Research 00(0)
landscape change has a direct influence on the creation and The Morphological Approach to the
transformation of urban form: Changes in physical urban Teaching of Urban Design
fabric are expected in turn to stimulate new development
control and management. In this light, it is not surprising that The first year of the master’s of urban planning course in the
urban morphology can serve as a theoretical foundation for University of Auckland is an example of bringing geographi-
urban design practice. cal urban morphology out of the academy and into urban
Research publications on the significance of urban mor- design studios. The urban design studio explores the process
phology for urban design practice began to be evident from of engaging planners in the study of the urban waterfront
the 1980s onward (Moudon 1992; Samuels 1985). Research landscape and its dynamics for the purpose of managing its
on the composite structure of the urban landscape has been future growth and transformation.
used as a basis for developing urban design proposals (Gygax As in many port cities around the world, policymakers,
2007; Maretto 2005), urban coding and planning (Kropf planners, and developers envision Auckland’s waterfront as
2001), urban conservation (Baker 2010), and form-based a space of promise and a prime location for investment.
development plans (Hall 2008). These are concerned with Auckland’s waterfront is being marketed as a crucial area for
both the management and design of urban landscape forms; economic growth and place promotion. Influenced by neo-
they merit special attention in exploring the pedagogical use liberal performance-based planning and entrepreneurial and
of urban morphology in planning and urban design. public investments, urban waterfront areas of Auckland have
The effective use of the morphological approach to urban been undergoing extensive revitalization in the past two to
landscape characterization and development control policy three decades. The changing relationships between water,
has in particular been illustrated in the Stratford upon Avon land use, and activities present both conceptual and practical
District Design Guide (Kropf 2001). The specific design challenges to planning and urban design.
guidelines, which are based on the morphological articula- In addition to introducing students to the relevant knowl-
tion of settlements, character areas, streets and neighbor- edge and skills of urban design, the learning objectives of the
hoods, and buildings, are expected to guide the new urban design studio include advancing the understanding of
development or redevelopment in ways that can strengthen urban design through the analysis and integration of findings
local communities and create places of distinction. The idea from evidence-based research and exploring the relationship
of typo-morphology (Moudon 1994) has been frequently between the academic interests in urban morphology and pro-
used to support the preparation of urban design proposals. In fessional practice in physical planning and place-making.
projects in Chioggia (Maretto 2005) and Venice (Gygax Figure 2 shows the morphological approach to the urban
2007), the ideas of typological processes (Caniggia and design project. The course work is divided into two interre-
Maffei 2001) and micro-morphology (Whitehand 2001) lated tasks: investigating the morphological process of
have been employed to help secure designs that are local, Auckland’s central waterfront and preparing urban design
sustainable, and equitable. guidelines for its future changes. The research findings from
The significance of urban morphology for new urbanism the first task are incorporated and implemented in the second.
theory and practice is noteworthy (Çalişkan and Marshall The first task is devoted to a critical examination, from
2011). Moudon (2000) suggested that new urbanism needs to morphological and political-economic perspectives, of the
rethink its reliance on static building types and expand its formation and change of Auckland’s central waterfront.
definition to include how space may be used by different Urban developments can be conceptualized as a series of
people and for different purposes and consider how types morphological periods that represent paradigms of design
perform over time. Urban morphology makes it clear that and accommodation to circumstances that can operate largely
time is an essential dimension of urban form and that the unchallenged, sometimes for decades or even longer.
designer’s intervention only marks the beginning of a long Morphological periods leave their distinctive residues in the
process of transformation. The use of aspects of morphology urban landscape (M. R. G. Conzen 1969). These form the
and typology in the writings of Rob Krier (1992) and Léon basis of morphological units—the spatial groupings of form
Krier (2009) leans toward the study of architectural spatial ensembles. The recognition of such units is fundamental for
objects. However, many of their urban design projects have urban landscape characterization and assessment. Auckland’s
illustrated the use of morphological and typological analyses central waterfront has been created by the implementation of
in design practice. In particular, Léon Krier’s new urbanism a series of land reclamation schemes. In addition to fluctua-
project for Poundbury, Dorchester (1988–1993), aims to tions in socioeconomic development, land reclamation and
recapture urban design processes—the formation of urban the adoption of new transport modes since the mid-nine-
quarters and high streets—that have, for a long time, struc- teenth century have been major factors influencing the for-
tured the configuration of urban space. It adopts urban devel- mation of the urban form elements and the resulting
opment strategies that enable the continuity of urban morphological units.
evolution and the transformation of urban space that is rooted Field-based empirical research underpins the urban mor-
in the tradition of the locality (L. Krier 1992, 2009). phological approach. Based on the delimitation of survey
Gu 5
areas, students are expected to assemble sources (especially yacht clubs, sailing schools, and parking space mainly serv-
ground plans), determine the structure of databases, and ing a large inner-city marina. And the central wharf unit has
establish codings for field records. Street pattern, land and a mixture of contemporary and historical buildings located
building use, building type, and vegetation are main objects on large plots.
of field survey. A plot-by-plot morphological survey provides The characterization and assessment of the socioeco-
important original data for morphological analysis. The nomic performance of individual units and their relation-
growth of digital sources for urban morphology, including ships have formed a basis for planning and designing their
web-based services for property information, urban three- future changes. In this student project, the development and
dimensional “maps,” and street-view maps, can improve the change of the central wharfs are discussed, in particular in
efficiency of the mapping of the extant built environment and relation to New Zealand’s planning system, institutional
the collection of information through field surveys. arrangements, and intentions of various agencies. Auckland’s
Figure 3 shows a sample of students’ course work on the central wharfs have developed next to Waitemata Harbour,
morphological units in Auckland’s central waterfront. The but the potential to showcase and enhance the harbor’s natu-
dynamics of the waterfront expansions have created con- ral beauty and the functional and amenity values has not yet
trasting morphological units. Each unit represents an indi- been realized. Both public access to the waterfront and the
vidualized combination of streets, plots, buildings, and land design of the public realm need to be improved. Urgent
use distinct from its neighbors. The morphological units action is required to address urban design issues and the
directly bordering the CBD have smaller plots and higher implementation of more accountable urban management in
building density. The built environment of these units, espe- instances of their future change (Manlangit and Som 2015b).
cially the Viaduct Harbour, Fort Street, and central area units, The second task focuses on the preparation of urban
appear to be natural extensions of the CBD. The morphologi- design guidelines for a morphological unit of each student’s
cal units adjacent to the harbor accommodate marine trans- choice in Auckland’s central waterfront. Urban design guide-
port and services facilities and other uses. An extensive port lines are to clarify and implement the objectives of the man-
unit is a single plot containing mainly low-rise buildings agement of urban landscape change. The guidelines also
serving cargo transport. The Westhaven unit is featured by include a conceptual development plan illustrating desirable
6 Journal of Planning Education and Research 00(0)
development outcomes. Figure 4 shows the students’ pro- management of urban landscape forms. They are also help-
posal, titled “Auckland’s Central Waterfront: Renew, Revive ing to overcome the problem of the piecemeal approach to
and Reconnect.” Like many other student projects, the pri- urban design that has created fragmented urban fabric on
mary objectives of this urban design proposal are to harness Auckland’s central waterfront. In addition to the quality of
intrinsic site assets and resources and integrate new struc- both graphic and textual presentations, the assessment crite-
tures with surroundings and ensure feasibility. The students’ ria highlight in particular the accuracy and usefulness of a
projects are expected to resolve the widespread problem morphological analysis both in describing the study area and
prevalent in previous developments of treating individual informing development control policy and urban design con-
projects as separate components and physical structures cepts and proposals.
rather than connected and integrated entities. The waterfront
area in Auckland is historically important for local Māori. To Reflections on the Use of Urban
reinforce Māori cultural heritage and identity, new built and
landscape forms in many of the students’ projects frequently
Morphology in Urban Design
reflect traditional Māori architecture and art (Brown 2009). Although urban design is deemed to be diverse, a great deal
In this project, the shapes and cultural meanings of the sym- of its practice is concerned essentially with the manipulation
bols of hei matau (fish hook, symbolizing strength and safe of and control over the three interrelated urban form ele-
travel across water), Māori triple twist (symbolizing friend- ments—ground plan, building fabric, and land and building
ship and joining together of peoples and cultures), and koru utilization. The morphological study of the characteristics of
(fern frond, symbolizing new life, growth, and peace) have the urban form elements as the product of urban develop-
inspired the development of a cohesive design framework for ment processes is essential to support the formation of design
Princes Wharf, Queens Wharf, and Captain Cook and control policy and development plans that contribute to
Marsden Wharves. urban spatial continuity and integrity.
Particularly in relation to promoting local history, cultural In terms of scale, urban morphological research ranges
tradition, and identity, students’ projects have illustrated the from the examination of individual plots and buildings to the
value of the morphological approach in the creation and configuration of entire urban areas. To effectively serve the
Gu 7
purposes of planning and urban design, the adaptive use of reduction of the fringe belt zones of Auckland’s central
morphological tools to investigate study areas of different waterfront has posed a substantial threat to the integration of
scales and development contexts needs to be clearly com- the urban landscape and the opportunities for public life. The
municated. In the process of identifying morphological units, linking between the fringe belt idea and waterfront planning
it is possible to divide an urban area, based on one, a combi- and design has enriched research-informed teaching.
nation of two, or all of these urban form elements, into land- Like many port cities, Auckland is striving to promote
scape divisions that each have a unity distinguishing them itself as a regional and international center of culture, busi-
from adjoining areas. The physical geographical and natural ness, and tourism. There have been continuous efforts to
landscape elements (e.g., topographical features and vegeta- seek new waterfront planning and design strategies for
tion) and building materials can also be taken into consider- achieving multiple social, economic, and physical objectives
ation (Gu 2010b). within the framework of sustainability. The present urban
Engaging students in a morphological inquiry involving design studio has adopted an “action-research” model that
theory, method, and empirical evidence also helps to create a extends the dissemination of the applications of academic
synergism of teaching and research. In particular, a recent research into the practice of waterfront planning. The dem-
study has traced the formation of a set of three concentric onstration of its use in relation to current or recent problems
urban fringe belts on the Auckland isthmus (Gu 2010a). The of waterfront redevelopment is through regular student pre-
original land uses of the urban waterfront areas adjacent to sentations to the Auckland Waterfront Development Agency.
the CBDs include the cargo and passenger transport and The urban design studio received an aggregated average
marine industries and services that were essential for early 90.9 percent overall approval rating for teaching quality and
growth of the urban kernel. Auckland’s central waterfront effectiveness between 2012 and 2015. According to open-
area forms the integral segments of its inner fringe belt. The ended comments on teaching from students, they have appre-
fringe belt elements could be changed during the processes ciated the establishment of a seamless connection between
of fringe belt alienation or adaptation. However, such academic concepts and urban design practice and the oppor-
changes have important planning implications. The rapid tunity to put into practice what they have learned. Students
8 Journal of Planning Education and Research 00(0)
have also frequently commented that “urban morphological example discussed in this paper, a morphologically based
theory and method are intellectually stimulating” and that inquiry into the modes of decision making that underlie the
“the morphological field workshops have demonstrated the spatial character and dynamics of the waterfront landscape
importance of ‘ways of seeing’ and they are particularly offers the possibility of providing a sound footing for
intriguing and inspiring.” To strengthen the link between this accountable waterfront planning and design.
urban design studio and other planning courses concerning To enhance the applicability of urban morphology in
policy and governance, students are expected to make sense planning and urban design practice, morphological concepts
of the morphological “footprints” on the ground and pro- can be simplified. For instance, in a morphological study for
posed “blueprints” based on their knowledge of local plan a parish plan public consultation, the technical terms urban
making and implementation processes. This course has landscape units became character areas, and fringe belts
diversified and complemented the teaching program in plan- became community spaces and utilities—potentially mis-
ning at the university. leading terms in certain respects but more likely to evoke
roughly apposite images among other professionals and the
Conclusion general public (Whitehand 2009).
As a practice of giving shape and coherence to built envi-
It is a truism that urban form is spatially “structured” to ronments, urban design has been regarded as both a field of
serve particular human needs and purposes. It is both a research and a profession. One of the primary activities of
means of functional efficiency and, through its embodiment urban design is “making use of the existing elements, and
of the endeavors of past societies, a sociocultural resource also . . . creating as many additional elements as needed for
of inestimable value. Proliferations of models of inquiries reconstructing the unity and continuity [which is] lacking in
and their use in urban design research and practice are the contemporary city” (Perez de Arce 1978, 252). Urban
evident (Kropf 2009). Relying on the existing physical fab- morphology provides powerful tools for perceiving, visual-
ric of the city, maps, and city plans, ranging from two- izing, and intervening in the physical urban environment
dimensional to three-dimensional objects, geographical through the study of the urban landscape components and
urban morphology provides a more systematic and dynamic their dynamics. The use of this approach in practice is to
approach to the spatial structure of the physical urban fabric. recapture and maintain the integrity of urban form. It can
The central purpose of morphological analysis is to interpret reinforce both urban design pedagogy and the theoretical
urban manifestations and decipher the inherent information foundation of urban design.
about local authority for planning control purposes and the Urban design has a place in many different cultures, lan-
developers’, planners’, and users’ responsibilities for urban guages, and countries and is influenced by their respective
changes (Whitehand 1987). cultural traditions and political-economic conditions
Drawing on the experience of teaching urban morphol- (Radović 2004). For example, as many branches of knowl-
ogy to planning students in an urban design studio, this edge, the geomantic and cosmological conceptions are fun-
paper illustrates how urban morphology as it has devel- damental to the design of cities and urban places in some
oped as a research field can provide interdisciplinary ped- East Asian countries over history. Both urban design teach-
agogical bases for tackling the academic and professional ing and practice can benefit from the understanding of the
problems facing urban design. In the context of waterfront wide range of different kinds of cities and research conven-
redevelopment, the formation and reformation of water- tions. Comparative urban morphology concerning the cross-
front landscapes are related to the complexity of the insti- cultural exploration of the morphology of cities in different
tutional framework and planning instruments and geographical regions has been gaining momentum in the past
conflicting interests of different morphological agencies. fifteen years or so (see e.g., M. P. Conzen, Gu, and Whitehand
The study of the morphological process helps understand- 2012; Whitehand and Gu 2007). It is expected that the new
ing of changing waterfront landscapes and the challenges research effort will not only contribute to the integration and
confronting planning and urban design for economic and development of the intellectual content of urban morphology
social development, integration of the waterfront into the but also enhance the understanding of diverse urban design
city, and protection of coastal resources and public and planning ideas.
benefits.
The interest in strengthening urban morphological analy-
Acknowledgments
sis and the management of urban landscape change is related
to the discussion about bridging geography and planning. In The author is grateful to Professor Jeremy Whitehand for his
detailed comments on earlier drafts of this article.
particular, geographical perspectives can lend analytical
insight to planning thought and practice (Phelps and Tewdwr-
Jones 2008). An evident advantage of the geographical mor- Declaration of Conflicting Interests
phological approach is that it provides a clear logic for urban The author declared no potential conflicts of interest with respect to
form analysis and the process of reasoning. In the case of the the research, authorship, and/or publication of this article.
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Sternberg, E. 2000. “An Integrative Theory of Urban Design.” Kai Gu is an associate professor in the School of Architecture and
Journal of the American Planning Association 66 (3): Planning at the University of Auckland. His research interests include
265–78. urban morphology, urban design, and urban landscape management.