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Earth Pressure Theory
Earth Pressure Theory
Introduction
Whatever may be the type of wall; all the walls shown below (Fig. 1) have to withstand lateral
pressures either from earth or any other material on their faces.
Soil is neither a solid nor a liquid, but it has some of the characteristics of both these stages of matter.
One of its characteristic which is similar to that of a liquid is the tendency to exert a lateral pressure
against an object with which it comes in contact. This property of soil is highly important in
engineering practice, since it influences the design of retaining walls, bulk heads, abutments, under
ground conduits, piles and many other structures of similar nature.
There are two distinct kinds of lateral soil pressure. First, consider a retaining wall which holds back a
mass of clean, dry, cohesionless sand. The sand exerts a push against the wall by virtue of its tendency
to slip laterally and seek its natural slope or angle of repose. This kind of pressure is known as is
known as active lateral pressure of the soil. In this case the soil is the actuating element; and, if
stability is maintained, the structure must be able to withstand the pressure exerted by the soil. Next,
imagine that in some manner the retaining is caused to move towards the soil. When this situation
develops, the retaining wall or other type of structure is actuating element, and the soil provides the
resistance of maintaining stability. The pressure that soil develops in response to movement toward it
is called the passive resistance pressure. It may be very much greater than the active pressure.
The relationship between active and passive earth pressures can be demonstrated by a simple
experiment with a model retaining wall in box (Fig. 2). The wall is hinged at the bottom and held by a
spring scale at the top, so that by pulling on the scale the force on the wall may be varied and
measured. Dry sand is carefully poured into the space on the side of the wall, and the scale reading
noted. The pulling force in the scale is then relaxed, and the force reduced until it finally reaches and
holds a minimum value as the wall moves outward. The soil now in active state and the force on the
spring is indicative of the active pressure of the soil on the wall. When the wall moves away from the
backfill, a portion of the backfill located next to the retaining wall tends to break away from the rest of
the soil mass and tends to move down wards relatively to the wall. Since the shearing resistance is
mobilized in the directions away from the wall, there is a resultant decrease in earth pressure which
continues until at a certain amount of displacement, failure will occur in the backfill and slip surface
will be developed. At this stage, the entire shearing resistance has been mobilized. The force acting on
the wall at this stage does not decrease any more with further movement of wall. Then the spring is
pulled until the force on the wall increases to a maximum value as the soil shears and the wall pushes it
forward and upward. The wall movement now has created a passive resistance state in the soil, and the
maximum force on the spring is indicative of the passive pressure on the soil. If the wall is pushed
towards the backfill, the soil is compressed and the soil offers resistance to this movement by virtue of
its shearing resistance. Since shearing resistance is builds up in direction towards the wall, the earth
pressure gradually increases. If this force reaches a value which the backfill can not withstand, failure
again ensues and slip surface develop. The pressure reaches a maximum value, when the entire
shearing resistance has been mobilized and does not increase any more with further wall movement.
Note that for either the active or passive state to develop, the wall must move. If the wall does not
move, an intermediate stress state exists, called earth pressure at rest.
Fig. 2 Illustration of Active and Passive Cases, and Earth Pressure at Rest
The active and passive earth pressure develops corresponding to the limiting states of equilibrium. The
soil mass is said to be in a state of plastic equilibrium at these two stages.
The stress conditions during plastic equilibrium can be represented by following Mohr – Coulomb
equation:
, or
where, = flow value.
If c = 0, or
The ratio of horizontal stress to vertical stress is called the coefficient of earth pressure K.
(Also it is some times called the hydrostatic pressure ration).
Therefore,
Therefore,
When the soil is at elastic equilibrium (at rest), the ratio of horizontal to vertical stress is called the
coefficient of earth pressure at rest.
The Rankine coefficient K is easily derived with the aid of the Mohr circle shown in Figure 4. Since
the distance from the origin to the centre of the circle is , and the radius of the circle is
, we have ,
Therefore
The contrast between active and passive states is shown by the two circles tangent to the failure
envelope. In the active case is less than , and therefore represents the minor principle stress. If
the wall is pushed against the soil, increases until it is sufficiently large to cause passive failure,
shown by the second circle in which is the major principle stress. In this case,
If the wall is vertical, the respective points are origins of planes. Thus in the active case the slip
planes are .
The earth pressure at rest can be calculated using theory of elasticity, assuming the soil to be
homogenous, elastic and isotropic. Consider an element at a depth z, being acted upon by vertical
stress and horizontal stress . There will be no shear stress. The lateral strain in the
The earth pressure at rest corresponding to the condition of zero lateral strain , hence,
, therefore
The pressure distribution diagram is thus triangular with zero intensity at z = 0, and an intensity of
k0.γ.z, at the base of the wall, where z = H. the total pressure P0 per unit length for vertical height H is
given by
The behaviour of soil is not in accordance with the elastic theory and does not accordance with the
elastic theory and do not have a well defined value of Poison’s ratio.
Soil Type K0
Loose Sand 0.4
Dense Sand 0.6
Sand Compacted 0.8
Soft Clay 0.6
Hard Clay 0.5
For coarse grained soils, the coefficient of earth pressure at rest can be estimated as K 0 = (1 – sinφ),
where φ = drained frictional angle. For fine grained, normally consolidated soil, Maisarsch (1979)
(OCR)1/2.
Rankine (1857) investigated the stress conditions in soil at a state of Plastic equilibrium.
Assumptions:
According to the Rankine theory, the line of action of the resultant pressure on a retaining wall is
parallel to the slope of the backfill surface. This means that the resultant is horizontal when the backfill
is level; but it has a vertical component, and is therefore inclined with the horizontal. Experimental
evidence indicates that a vertical component is present even when the backfill surface is level, because
of the tilt of the wall. Tilting away from the active zone increases the available volume on that side of
the soil tends to sag downwards. This causes a down ward shearing force on the wall. On the passive
side the soil volume decreases and squeezes the soil upward, causing an upward shearing force. The
limiting value of these shearing forces relates to the coefficient of friction between the soil and wall:
The angle can never be greater than the angle. In practice is frequently assumed to be about 2/3.
It is to be noted that the vertical components of the resultant pressures usually decrease the calculated
overturning moment on a retaining wall.
# In Fig. 5, the height of the wall is 6.0m. If γ = 15 kN/m 2, φ = 300, and b = 1 m, calculate the
overturning moment about point A with and with out consideration of wall friction.
(as above)
MA = F X a – V X b
= P cos X a – P sin X b
= 90 cos 20 X 2 – 90 sin 20 X 1
=138 N.m/m
Consider an element at a depth z below the ground surface. In active condition, the vertical pressure v
is the major principal stress 1, and the horizontal pressure h is the minimum principal stress 3 as
shown in Figure 6.
The total active earth pressure Pa or the resultant pressure per unit length of he wall is found out by
integrating above equation or from the triangular pressure distribution system.
Pa = ½ KaH2, acting at H/3 above the base of the wall.
(a) In this case (Fig 7a), the sand fill is saturated, and hence the lateral pressure is made up of two
components. (i) lateral pressure due to submerged weight γ’ of the soil, and (ii) lateral pressure due to
water.
Pa = Ka ’H + w z
The pressure at the base of the retaining wall (z = H) is given by Pa = Ka ’H + wH
(b) if free water is available on both sides of the wall (Fig. 7b), the water pressure need not be
considered, and the net lateral pressure is given by Pa = Ka ’H
(c) if the backfill is partly submerged (Fig. 8), the lateral pressure intensity at the base of the wall is
given by
If 1 & 2 are different (Fig 8b), the earth pressure coefficient, Ka1 & Ka2 for both the portions will be
different. As the decreases, Ka increases, and vice-versa. For 1 > 2, the lateral pressure intensity at
the base is given by
If the back fill is horizontal and carried a surcharge of uniform intensity ‘q’ per unit area (Fig. 9), the
vertical pressure increment at any depth ‘z’ will increase by ‘q’.
The increase in the lateral pressure due to this will be ‘Ka q’. Hence the lateral pressure at any depth
‘z’ is given by
pa = Ka Z + Kaq
Pa = Ka H + Ka q
Since the vertical stress at every elevation is considered to increase by ‘q’, the lateral pressure
increases by ‘Ka. q’. This is rather conservative since a uniform pressure imposed at the surface of a
soil gets reduced as it gets transmitted to any finite depth, as is known from theories of stress
distribution.
Case 4: Backfill with Sloping Surface
Let the sloping surface behind the wall will be inclined at an angle with the horizontal, is called the
surcharge angle (Fig. 10).
pa = Ka Z; where Ka =
when = 0, Ka =
The pressure distribution of the base given by pa = Ka H at an angle with the horizontal.
If the backfill is submerged, the lateral pressure due to submerged weight of the soil will act at with
horizontal, while lateral pressure due to water will act normal to the wall.
The total active pressure P1 is first calculated on a vertical plane BC passing through the heel BC (Fig.
11). The total pressure P is the resultant of the horizontal pressure P 1 and the weight W of the wedge
ABC.
P=
Where P1 = ½ KaH2
Figure 12 shows the case of a retaining wall with inclined back and surcharge. The active earth
pressure is first calculated on a vertical plane passing through the heel and intersecting the surface of
the backfill or its extension in point C. The height H of vertical plane is represented by BC. The
resultant of P is the vector sum of P 1 and W, where W is the weight of the soil contained in the triangle
ABC.
Figure 13 shows frictionless retaining wall with a cohesive soil backfill. The active pressure against the
wall at any depth below the ground surface can be expressed as
1 = 3 tan2 + 2 c tan
Therefore we have,
The variation of the net value of Pa with depth is plotted in above figure (d). Also note that, because
of the effect of cohesion, Pa is negative in the upper part of the retaining wall. The depth ‘Z 0’ at which
the active pressure becomes equal to zero can be found out as :
pa = Z cot2 - 2 c cot
0 = Z cot2 - 2 c cot
Z = Z0 =
This shows that negative pressure (tension) is developed at top level of the retaining wall. The tension
Z0 =
So, with time, tensile cracks at the soil-wall interface will develop up to a depth Z0.
The total active force per unit length of the wall can be found from the area of the pressure diagram or
pa = ½ Ka H2 – 2 c H
For = 0
pa = ½ H2 – 2 c H
Because negative pressure, a tension track is mainly developed in the soil near the top of the wall, up
to a depth Z0. Also the total net pressure upon a depth ‘2Z 0’ is zero. This means that a cohesive soil
should be able to stand with a vertical face up to a depth 2Z 0 without any lateral support. The critical
height Hc of an unsupported vertical cut in cohesive soil is thus given by
Hc = 2 Z0 =
As cracks do occur and soil does not necessarily remain adhered to the top portion of the wall, up to
height ‘Z0’, it is usual to neglect the negative pressure and consider whole of the positive pressure
below ‘Z0’. The total lateral thrust on the wall is then obtained by integrating equation between limits
‘Z0’ & ‘H’.
or
or
If the backfill carries a surcharge of uniform intensity ‘q’ per unit lateral pressure is increased by ‘Ka
q’ or ‘q cot2’ everywhere. Hence, for lateral pressure is modified to
at z = 0, pa = q cot2α – 2 c cotα
In the case of passive state of plastic equilibrium the lateral pressure is the major principal stress while
the vertical pressure is the minor principal stress (Fig. 3). Thus:
σ h = pp = σ 1
σv = σ3 = γ z
σ1 = σ3 tan2α , we get
pp = γ z tan2α = Kp γ z
The distribution of passive earth pressure is triangular with maximum value of Kp γ H at the base of
the retaining wall of height H. The total pressure Pp for a depth H is given by:
If a uniform surcharge intensity ‘q’ per unit area acts over the surface of the backfill, the increase in the
passive pressure will be equal to ‘Kp . q’. The passive pressure intensity at a depth ‘z’ is then given by:
pp = Kp (γ z +q).
If the backfill is having its top surface inclined at an angle β, the passive pressure is given by:
That is, pp = γ z Kp
Fig. 14 Passive Earth Pressure Distribution against Retaining Wall with Cohesive Backfill
For the case of cohesive soil, the principal stress relationship at failure is given by:
σ1 = σ3 tan2α + 2 c tanα
σ3 = σv = γ z
pp = γ z tan2α + 2 c tanα
at z = 0, pp = 2 c tanα
at z = H, pp = γ H tan2α + 2 c tanα
Boussinesq (1883) Solved the problem of stresses produced at any point in a homogeneous, elastic and
isotropic medium as the result of a point load applied on the surface of an infinitely large half-space.
According to Figure 15, Boussinesq’s solution for normal stresses at a point A caused by the point load
P is
where,
We now apply equ. a to determine the lateral pressure on a retaining wall caused by the concentrated
point load Q placed at the surface of the backfill as shown in Figure 16. If the load Q placed on the
plane of the section shown, we can substitute y = 0 in Eq. a. Also assuming that = 0.5, we can write
…………… (d)
……………..(e)
The horizontal stress expressed by Eq. (e) does no include the restraining effect of the wall. This
expression was investigated by Gerber (1929) and Spangler (1938) with large-scale tests. On the basis
of the experimental findings, Eq. (e) has been modified as follows to agree with the real conditions:
For m>0.4,
………….(f)
For m
…………….(g)
Figure 17 shows the distribution of lateral pressure against the vertical back face of the wall caused by
a line-load surcharge placed parallel to the crest.
The modified forms of the equations [similar to Eqs. (f) and (g) for the case of point-load surcharge]
for line-load surcharges are as follows:
…………(h)
……………..(i)
Figure 18 shows a strip-load surcharge with an intensity of q per unit area located at a distance m 1 from
a wall of height H. On the basis of the theory of elasticity, the horizontal stress, against at a depth z
on a retaining structure can be given as
The angles and are defined in Figure 18. For actual soil behaviour (from wall restraining effect),
the preceding equation can be modified to
The nature of the distribution of with depth is shown in Figure 18. The force, P, per unit length of
the wall caused by the strip load alone can be obtained by integration of with limits of z from 0 to
H.
Coulomb’s Theory
More than 200 years ago, Coulomb (1776) presented a theory for active and passive earth pressures. In
this theory, Coulomb assumed that the failure surface is a plane. The wall friction was taken into
consideration.
Active Case
Let AB (Figure 19a) is the back face of a retaining wall supporting a granular soil, the surface of which
is constantly sloping at an angle α with the horizontal. BC is a trial failure surface. In the stability
consideration of the probable failure wedge ABC, the following forces are involved:
Fig. 19 Coulomb’s Active Pressure: a trial failure wedge; (b) force polygon
2. F, the resultant of the shear and normal forces on the surface of failure, BC. This is inclined at
an angle of φ to the normal drawn to the plane BC.
3. Pa, the active force per unit length of the wall. The direction of Pa is inclined at an angle δ to
the normal drawn to the face of the wall that supports the soil. δ is the angle of friction between
the soil and the wall.
The force triangle for the wedge is shown in Figure 19b. From the law of sines, we have:
, or
Note that when α = 00, θ = 00, and δ = 00, Coulomb’s active earth pressure coefficient becomes equal to
(1-sinφ)/ (1+sinφ), which is same as Rankine’s earth pressure coefficient.
Passive Case
Figure 20a shows a retaining wall with a sloping cohesionless backfill similar to that considered in
active case. The force polygon for equilibrium of the wedge ABC for the passive state is shown in
Figure 20b. In a procedure similar to the one that we followed in the active case, we get
For a frictionless wall with vertical back face supporting granular soil backfill with a horizontal surface
(that is, θ = 00, α = 00, δ = 00) equation yields Kp = (1+sinφ) / (1-sinφ) = tan2(45+ φ/2).
Graphical Method
Culman’s procedure for determination of active earth pressure is explained in Figure 21.
Step 1: Draw the retaining wall and the backfill to a convenient scale.
Fig. 21 Culman’s Method for Determination of Active Earth Pressure
Step 2: Select point O at the heel of the retaining wall. When base of wall does not interfere with
rupture zone earth pressure is determined along face OK of the wall as in Figure 21a, but when
base interferes with rupture zone earth pressure is determined on vertical plane OK as shown in
Figure 21b.
Step 3: From O draw a straight line OA upwards inclined at f to the horizontal. Draw another straight
line OB downwards such that angle AOB is (α – δ).
Step 4: Draw straight lines from 0 to intersect the backfill slope. OL, OM, and ON are such straight
lines shown in Fig. 21.
Step 5: Determine the weight of the soil wedges formed by the line drawn from O to intersect the
backfill and plot these values along line OA to a convenient scale with O as origin.
Step 6: From the points marked along OA described in Step 5 draw straight lines parallel to OB to
intersect their respective boundary of wedge formed by the straight line from O to intersect the
surface of the backfill.
Step 7: Draw a smooth curve through the locus of points established in. Step 6. This curve is called
Culman's line.
Step 8: Draw all possible tangents to Culman's line such that the tangents are parallel to OA.
Step 9: From tangent points on the Culman's line draw lines parallel to OB to intersect OA. Select the
longest of these lines (measuring from tangent point to their intersection on OA) and convert it
to force using weight scale used along OA to plot weight of the soil wedges. This is the value
of active lateral thrust. A straight line drawn from 0 to backfill through the point of tangency
corresponding to active thrust gives the failure surface.
When line loads act on the backfill a trial wedge is formed by drawing a straight line from O to the
point of action of line load. For this wedge two weights are obtained one without considering line load
and the other considering also the line load. These are plotted along OA and rest of the procedure is
same as explained before. In all wedges where the line load acts, the weight due to line load must be
included.
To determine the point of application of lateral thrust along OK, Terzaghi (1943) recommends the
following procedures:
Determine the centre of gravity of failure wedge. Through this draw a line parallel to failure surface to
intersect OK which is the point where Pa acts inclined at an angle of δ or β to the normal of OK.
Draw a line parallel to OA from the point of application of vertical load. This intersects OK at E. Draw
another line from point of application of vertical load parallel to failure surface which intersects OK at
F. The point of application of Pa is EF/3.
Fig. 22 Determination of Point of Application of Pa
Draw a line from point of application of load parallel to OA to intersect OK at E. The point of action of
Pa lies at EO/3 from E.
The determination of passive earth pressure by Culman’s method is shown in Fig.23. The following
steps are to be carried out.
Step 1: Draw the retaining wall and the backfill to a convenient scale.
Step 2: Select point O at the heel of the wall as described for determination of active pressure.
Step 3: From O draw a straight line OA downwards inclined at φ to the horizontal. Draw another
straight line OB downwards such that angle AOB is (a +d).
Step 9: From tangent points draw lines parallel to OB to intersect OA. Select the shortest of these lines
and convert it to force using weight scale used along OA to plot weight of soil wedges. This is
the value of passive thrust Pp. A straight line drawn from O to backfill through the point of
tangency corresponding to passive thrust gives the failure surface.
A gravity retaining wall is the one which resists the lateral earth pressure by its weight in contrast to
the cantilever and counter fort retaining walls. The criteria of design of gravity retaining walls are as
under:
1. The base width of the wall must be such that the maximum pressure exerted on the foundation soil
does not exceed the safe bearing capacity of the soil.
2. No tension should be developed anywhere in the wall.
3. The wall must be safe against sliding.
Rv = W + Pv, and
Rh = Ph
To find the distance of the point of application of R, equate the moment of the forces to the moment of
their resultant about point B:
, therefore
Since the resultant vertical force Rv (=V) acts eccentrically on the base, the bearing pressure on the
soil beneath the base are the combination of direct and bending stress. Assuming a linear distribution
of pressure, the pressure intensities at the ends on the base are given by:
where b = base width of wall, and e = eccentricity or the distance from the mid point of application of
R= .
Fig 24 b, c, d shows three cases of pressure distribution below the base. When R strikes the base within
the middle third (i e e < b/6), f 1 and f2 will be compressive as shown in Fig 24b. Fig 24c shows the
When e > b/6 (Fig 24d) tension is developed at B. Since soil is generally considered incapable to resist
tension, the pressure will be redistributed along the intact base, of width 3b1, where b1 is the distance of
the point of application of R from end C. The intensity f1 will be then given by:
Substituting ,
1. The maximum pressure f1 should not exceed the bearing capacity of the soil.
3. For no sliding to occur, Rh < Rv.µ; where µ = tan = coefficient of friction between the base of
the wall and the soil. The Factor of Safety F against sliding is given by . The
4. For the wall to be stable against overturning, R must pass within the base width. However, if
the requirement of no tension is fulfilled, complete safety against overturning is automatically
assured. If no tension condition is satisfied, safety against overturning is automatically