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A Theoretical and Experimental Investigation of High-Frequency
A Theoretical and Experimental Investigation of High-Frequency
sciences
Article
A Theoretical and Experimental Investigation of High-Frequency
Ultrasonic Vibration-Assisted Sculpturing of
Optical Microstructures
Canbin Zhang 1, * , Chi-Fai Cheung 1, * , Xiaoliang Liang 1 and Benjamin Bulla 2
1 State key Laboratory of Ultra-Precision Machining Technology, Department of Industrial and Systems
Engineering, The Hong Kong Polytechnic University, Hung Hom, Kowloon, Hong Kong, China
2 Son-x Gmbh, 52078 Aachen, Germany
* Correspondence: canbin.zhang@connect.polyu.hk (C.Z.); benny.cheung@polyu.edu.hk (C.-F.C.);
Tel.: +852-5623-2030 (C.Z.); +852-2766-7905 (C.-F.C.)
Featured Application: The outcome of the study provides an efficient machining way to fabricate
optical microstructure mold made of difficult-to-machine materials which could be used for mass
production of optical functional components.
Abstract: Ultrasonic vibration-assisted cutting (UVAC) has been regarded as a promising technology
to machine difficult-to-machine materials. It allows for a sub-micrometer form accuracy and surface
roughness in the nanometer range. In this paper, high-frequency vibration-assisted sculpturing is
used to efficiently fabricate quadrilateral microlens array with sharp edges, instead of using slow-
slide-servo diamond turning with vibration. The machining principle of diamond sculpturing, the
cutting dynamics of ultrasonic vibration, and the tool edge on the theoretical form error between
the designed structure and the machined structure were investigated for this technique. Then, the
Citation: Zhang, C.; Cheung, C.-F.;
quadrilateral microlens array was machined by means of conventional sculpturing (CS) and high-
Liang, X.; Bulla, B. A Theoretical and
Experimental Investigation of frequency ultrasonic vibration-assisted sculpturing (HFUVAS), respectively, followed by a study of
High-Frequency Ultrasonic the cutting performances including form accuracy, the surface morphology of the machined structure,
Vibration-Assisted Sculpturing of and the tool wear. Results showed that conventional sculpturing fabricated microlens array with
Optical Microstructures. Appl. Sci. poor form accuracy and surface finish due to couple effect of material adhesion and tool wear, while
2022, 12, 10937. https://doi.org/ the high-frequency ultrasonic vibration-assisted sculpturing achieved optical application level with
10.3390/app122110937 sub-micrometer form accuracy and surface roughness of nanometer due to reduction of material
Academic Editor: Theodore adhesion and tool wear resulted from high-frequency intermittent cutting.
E. Matikas
Keywords: high frequency; ultrasonic vibration-assisted sculpturing; difficult-to-machine material;
Received: 27 September 2022
optical microstructured steel mold; ultra-precision machining
Accepted: 26 October 2022
Published: 28 October 2022
There are several UVAC methods to fabricate complex structured surfaces on difficult-
to-machine materials. Suzuki and Zhang developed a novel structure sculpturing method
by modifying vibration amplitude according to workpiece geometry in an ultrasonic
elliptical vibration cutting process so complex micro/nanostructures were successfully
machined on hardened steel without moving the Z-axis slide towards and backward the
workpiece [9,10]. To enhance geometric complexity as well as improve machining efficiency,
a fast tool servo was integrated with ultrasonic vibration-assisted cutting. Consequently,
the double-frequency vibration cutting method has been proposed, in which the system
consists of one-dimension (1D) low-frequency vibration used to generate the complex tool
path for the workpiece geometry acting as a fast tool servo, and a high-frequency vibration
responsible for improving the machinability of the workpiece materials [11,12]. Kurniawan
et al. [13] added ultrasonic elliptical vibration cutting to a low-frequency setup for texturing
micro-dimple patterns on steel. Regarding slow-slide-servo machining, a few scholars
applied the state-of-art and high-frequency ultrasonic tooling system (UTS2) to machine
structures with smooth tool paths such as sinusoidal grids on hard-to-machine materials
including steel [14] and high entropy alloy [15], achieving sub-micrometer form accuracy
and surface finish with nanometer roughness.
Slow-slide-servo based machining in which the Z-axis slide moves out and in accord-
ing to the workpiece geometry to generate the structured surface is a more convenient pro-
cessing method compared with the structure sculpturing method or the double-frequency
vibration cutting method, with no need for extra signal control operation or fast tool servo
equipment. However, as the Z-axis slide has a large volume and inertia, the tool path is
expected to be smooth enough to avoid overshoot and vibration induced by the quick
acceleration of the Z-axis slide. Unfortunately, it is hard or impossible to ensure a smooth
tool path for slow-slide-servo diamond turning of complex structures with sharp edges
such as quadrilateral microlens array since the tool path is generated randomly along a
spiral line. Mukaida et al. [16] proposed a slow-slide-servo segment turning method to
cut hexagonal microlens arrays by multiple groups so that a smooth approaching zone for
each lenslet could be established to avoid the sudden change in direction of the tool path.
However, it requires reconduction of the 3D structure to add the smooth approaching zone
and it is time-consuming due to the need for multiple times of machining. In contrast, in
diamond sculpturing, the cutting tool moves linearly to machine the lenslets by one tool
path instead of multiple tool paths enveloping the lenslets as diamond turning. As a result,
the target profile is simpler and more regular so that a smooth tool path can be generated
by data processing to avoid overshoot or vibration of the cutting tool. More importantly,
the machining time can be reduced considerably to improve machining efficiency.
A few studies have been made on machinable material via conventional diamond
sculpturing. Yuan et al. [17] conducted a series of sculpturing experiments and found
that the slope angle of the tool path played a key role in the determination of the material
spring back and the burr formation, then proposed a theory to explain the tool indentation
effect in diamond cutting of optical micro-structured surfaces. Li et al. [18] conducted the
sculpturing of a microlens array on an intrinsic silicon substrate. Although the surface
roughness of the machined structure was in the nanometer range, form accuracy was
poor, which suggested that it might be difficult for conventional sculpturing to accurately
machine hard materials. Currently, little research has been found to provide new insight
into the diamond sculpturing of microlens arrays with sharp edges on steel materials.
Reduced tool wear [19], optimal surface finish [20] and fine form accuracy are the concerns
in the machining process. To improve machinability and reduce tool wear in the machining
of microlens array on steel, the high-frequency ultrasonic vibration-assisted sculpturing
was applied. As a result, the purpose of this research is to conduct a theoretical and
experimental investigation of high-frequency ultrasonic vibration-assisted sculpturing
of optical microstructures on steel workpieces. The machining principle of diamond
sculpturing, as well as the cutting dynamics of ultrasonic vibration on the theoretical form
error in diamond sculpturing, was analyzed and determined. Form accuracy, the surface
turing, as well as the cutting dynamics of ultrasonic vibration on the theoretical form er
in diamond sculpturing, was analyzed and determined. Form accuracy, the surface m
phology of the machined structures, and the tool wear were measured and analyzed. F
thermore, conventional sculpturing was also conducted for comparison.
Appl. Sci. 2022, 12, 10937 3 of 14
Figure
Figure 1. Configurationof
1. Configuration of the
the cutting
cuttingsystems andand
systems tool paths of microlens
tool paths array for: array
of microlens (a) diamond
for: (a) diam
turning and (b) diamond sculpturing.
turning and (b) diamond sculpturing.
(a) HFUVAS
Figure 2. in
Figure 2. (a) Tool trajectory Tool trajectory
ofinthe
HFUVAS
targetofline
the target line of microlens
of microlens array,array,
(b) a(b) a comparisonof
comparison of the
the
target line and cut line, with r of 1 mm and p2 of 199.75 µm.
target line and cut line, with 𝑟 of 1 mm and 𝑝2 of 199.75 μm.
Figure3.3.AA
Figure schematic diagram
schematic of diamond
diagram sculpturing
of diamond of microlens
sculpturing array. array.
of microlens
It is essential to generate the machined structured surface and identity the theoretical
It is essential to generate the machined structured surface and identity the theoretica
form error between the designed microlens array and the microlens array generated by
form
tool edgeerror between in
sculpturing theorder
designed microlens
to evaluate array andaccuracy
the machining the microlens
for this array generated b
machining
tool edge sculpturing in order to evaluate the machining accuracy for this
technique. In this process, two coordinate systems, namely the local tool coordinate system machining tech
nique.
(O t xt yt ztIn thisthe
) and process, twocoordinate
workpiece coordinate systems,
system (Ow xnamely thedefined
w yw zw ) are local tool coordinate
as depicted in system
◦ , tool edge in the local tool coordinate
(𝑂𝑡 𝑥𝑡 𝑦𝑡 𝑧𝑡 ) and the workpiece coordinate system (𝑂𝑤 𝑥𝑤 𝑦𝑤 𝑧𝑤 ) are defined as depicted i
Figure 4a. Considering the tool rake angle is 0
system
Figureis4a. determined by Equation
Considering the tool(7) [21]:angle is 0°, tool edge in the local tool coordinate sys
rake
tem is determined by Equation
(7) [21]:
xt = Rcosθt
yt𝑥=
𝑡 =
0 𝑅𝑐𝑜𝑠𝜃
, θt ∈
𝑡 [ θmin , θmax ] (7)
𝑦𝑡 =t 0
zt ={ − Rsinθ , 𝜃𝑡 ∈ [𝜃𝑚𝑖𝑛 , 𝜃𝑚𝑎𝑥 ] (7
𝑧𝑡 = −𝑅𝑠𝑖𝑛𝜃𝑡
where R is the tool nose radius. θt represents the angular position of the point on the cutting
where
edge, θmin𝑅 and
is the
θmaxtool nose
are the minimum 𝜃𝑡 represents
radius. and maximum anglethe angular position
of the effective toolof the point on th
edge.
cutting edge, 𝜃the
To generate 𝑚𝑖𝑛 and 𝜃
machined are the
structure
𝑚𝑎𝑥 minimum
by tool and maximum
sculpturing, the angle
coordinates of
(x t yt , zeffective
, the t ) of too
all points with a certain sampling on the tool edge should be transformed as (xtw , ytw , ztw )
edge.
in the workpiece coordinate system. The tool edge center is expected to be transformed to
the original point Ow of the workpiece coordinate system. The relationship between the
workpiece coordinate and the local coordinate for the tool edge is given by Equation (8):
xtw 1000 xt
ytw 0 1 0 0 yt
= (8)
ztw 0 0 1 R zt
1 0000 1
𝑧𝑡 = −𝑅𝑠𝑖𝑛𝜃𝑡
where 𝑅 is the tool nose radius. 𝜃𝑡 represents the angular position o
cutting edge, 𝜃𝑚𝑖𝑛 and 𝜃𝑚𝑎𝑥 are the minimum and maximum angle o
Appl. Sci. 2022, 12, 10937 6 of 14
edge.
Figure
Figure 4. 4. Definition
Definition of coordinate
of coordinate system of
system for sculpturing for sculpturing
microlens array: (a) of microlens
view in the yw Ow zarray:
w (a
plane, (b) view in the xw Ow y plane.
plane, (b) view in the 𝑥𝑤 𝑂𝑤 𝑦 plane.
Coordinates of all the points on the tool edge in the workpiece coordinate system can
be calculated by taking into account of the tool path, which is given by Equation (9):
To generate the machined structure by tool sculpturing, the coord
all points with a certain
sampling
xw = xtw + p1on the
1/2tool edge should be transform
(k n − )
yw = ytw + vc t (9)
zw = ztw + z( p1 (k n − 1/2), vc t)
where p1 is the pitch of lenslet in the feed distance, or the distance between two target
lines, k n is the number of the target line (k1 = 1, k2 = 2, k3 = 3 as shown in Figure 4b).
vc and t represent the tool’s normal cutting velocity and moving time at each target line.
z( p1 (k n − 1/2), vc t) is the z coordinate value of the cutting point (p1 (k n − 1/2), vc t) in the
workpiece coordinate system. By determining all the tool points with respect to target lines,
surface generation of the microlens array machined by HFUVAS can be simulated and
analyzed. Then, the theoretical form error between the designed microlens array and the
machined microlens array can be obtained by subtracting the geometry of the designed
microlens array from the geometry of the simulated microlens array.
3. Methods
3.1. Machining Parameters
Microlens array with 10 × 10 lenslets was machined. r and p were 1 mm and 199.75 µm,
resulting in a lenslet depth d of 5 µm and a maximum cutting depth of 10 µm of the
microlens array. Table 1 shows the machining parameters of the cutting experiments. To
avoid tool interference with the workpiece, the tool radius must not be larger than the
workpiece contour in the feed direction and the tool clearance angle must be larger than
the maximum slope angle in the cutting direction in consideration of the fact that the tool
rake angle is 0◦ so the rake face would not interfere with the workpiece. In this research,
the tool radius is equal to the workpiece contour. The maximum slope angle of the target
profile of the microlens array is 5.7◦ . As a result, a diamond tool with a rake angle of 0◦ ,
clearance angle of 15◦ , nose radius of 1 mm, tool edge radius of 50 nm, and arc waviness
of fewer than 0.25 µm provided by Contour Fine tooling Ltd. was used in the experiment.
Mirrax 40 steel was used as the workpiece material in this study. It is a remelted stainless
steel pre-hardened to 40 HRC with excellent ductility, machinability, polishability, and
toughness, which makes it appropriate for injection molds, flow molds and extrusion dies.
The chemical composition of Mirrax 40 steel includes (wt.%): C: 0.21, Si: 0.9, Mn: 0.45, Cr:
13.5, Mo: 0.2, Ni: 0.6, V: 0.25.
Appl. Sci. 2022, 12, 10937 7 of 14
Before the cutting experiment, it is necessary to analyze the theoretical form error of the
microlens array to evaluate the machining feasibility. Figure 5a shows the theoretical form
error induced by overcutting of vibration in HFUVAS of microlens array with 3 lenslets.
The maximum form error arose at the edge of two adjacent lenslets and it is within 0.1 um.
Figure 5b,c shows the form error induced by overcutting of tool edge in HFUVAS of
microlens array with 3 × 3 lenslets. The maximum form error arose at the intersection cusp
of four adjacent lenslets and it is only 0.025 um. These two form errors are relatively small
and insignificant so the microlens array is machinable theoretically. It should be noted
that the theoretical form error between the designed microlens array and the machined
microlens array by HFUVAS could increase to an intolerable value for ultraprecision
machining with increasing lenslet depth and decreasing lenslet radius. In the cutting
experiment, the cutting depth was 1 µm larger than the structure depth to ensure the
successful fabrication of the structure, which leads to a total cutting depth of 11 µm. To
protect the cutting tool from damage and achieve a good surface finish, the microlens
array was cut with four depth layers of 5 µm, 3 µm, 2 µm, and 1µm, respectively. It is
important to note that to avoid overshoot and vibration of machine motion caused by a
quick acceleration of the Z-axis slide arising at the sharp edge between lenslet, segment
cutting was conducted, and each layer was machined by two steps for both CS and HFUVAS,
as shown in Figure 5d. This tool path smoothing process would not affect the analyzing
results of theoretical form error based on target lines as mentioned before because the cut
lines left on the workpiece between the target line and the smoothed tool path are the
same. After a list of lenslet was fabricated, the cutting tool was moved by a distance of
p1 in the x-axis to fabricate another list of lenslets. The coolant was clairsol 330/odorless
kerosene and minimal quantity lubrication (MQL) method use applied. Quadrilateral
microlens array was fabricated by means of conventional sculpturing and high-frequency
vibration-assisted sculpturing, respectively, under the same tool path.
Figure (a)(a)
Figure6. 6. A photo of the
A photo ofexperimental setup, (b)setup,
the experimental a schematic
(b) aof tool motionofintool
schematic HFUVAS.
motion in HFUVAS
4. Results and Discussions
4. Results
4.1. and Discussions
Form Accuracy Analysis of the Machined Microlens array
4.1. Figure 7a shows aAnalysis
Form Accuracy figure of the microlens
of the arrayMicrolens
Machined machined by CS and HFUVAS. It can
array
be seen that CS produced the microlens array with a poor and blurry structure surface
while Figure
HFUVAS 7aachieved
shows aa figure
smoothof themirror
and microlens
surfacearray
finish.machined
Figure 7b,cby CS and
presents HFUVA
the
be seen that
measured CS produced
3D structure the microlens
of the machined arrayThe
microlens array. with
2D a pooracross
profiles and blurry structure
the centers
while HFUVAS achieved a smooth and mirror surface finish. Figure 7b,c pres
measured 3D structure of the machined microlens array. The 2D profiles across the
of lenslets along the feed direction (P1) and the cutting direction (P2) were measu
analyzed for further study.
4. Results and Discussions
4.1. Form Accuracy Analysis of the Machined Microlens array
Figure 7a shows a figure of the microlens array machined by CS and HFUVAS. It c
be seen that CS produced the microlens array with a poor and blurry structure surfa
Appl. Sci. 2022, 12, 10937 9 of 14
while HFUVAS achieved a smooth and mirror surface finish. Figure 7b,c presents t
measured 3D structure of the machined microlens array. The 2D profiles across the cente
of lenslets along the feed direction (P1) and the cutting direction (P2) were measured a
of lenslets along the feed direction (P1) and the cutting direction (P2) were measured and
analyzed for further study.
analyzed for further study.
Appl. Sci. 2022, 12, x FOR PEER REVIEW
Figure 7. (a) A photo of the microlens array machined by CS and HFUVAS, (b,c
structure of the machined microlens array.
Figure 8 shows the results of the form deviation between the design
the measured
Figure 7. (a) A photoprofile for thearray
of the microlens microlens
machined array machined
by CS and by measured
HFUVAS, (b,c) CS and3DHFUVA
structure of the machined microlens array.
show that the measured profile of the microlens array machined by CS had
tionFigure
from8 shows
the corresponding designed
the results of the form deviation profile.
between the The measured
designed profiles
profile and the we
measured profile for the microlens array machined by CS and HFUVAS. The results show
with surface variation as compared with the designed one. In contrast, for
that the measured profile of the microlens array machined by CS had a large deviation from
ation
the between designed
corresponding the target profile
profile. and the profiles
The measured measured profile
were not smoothofwith
the surface
microlens ar
by HFUVAS,
variation the with
as compared measured profiles
the designed one. Inwere smoother
contrast, as deviation
for the form compared with those
between
the target profile and the measured profile of the microlens array machined by HFUVAS,
CS, and the form deviation between the measured profile and the designed
the measured profiles were smoother as compared with those machined by CS, and the
nificantly
form reduced.
deviation between the As measured
a result,profile
it is found
and the that HFUVAS
designed profile iscan improve surf
significantly
reduce As
reduced. form deviation
a result, it is foundasthat
compared
HFUVAS can with CS. surface finish and reduce form
improve
deviation as compared with CS.
Figure 8. Form deviation analysis (Blue: designed profile; red: measured profile): (a) P1, (b) P2, for
Figure 8. Form deviation analysis (Blue: designed profile; red: measured profile):
(a
the microlens array machined by CS, (c) P1, (d) P2 for the microlens array machined by HFUVAS.
the microlens array machined by CS, (c) P1, (d) P2 for the microlens array machined
To further identify the form error of the machined profile. Figure 9 shows the form
error between the designed profile and the measured profile for the microlens array ma-
To further identify the form error of the machined profile. Figure 9 sh
chined by CS and HFUVAS. The form error included two parts: namely E1 and E2. E1
error between
represents the formthe designed
error induced byprofile and the
the machining measured
of the profile
profile apart from the forsharp
the microl
chined by CS and HFUVAS. The form error included two parts: namely
edge between the lenslets, and E2 represents the form error induced by the machining of
the sharp edge between the lenslets (as marked with a red box). For form error of microlens
represents the form error induced by the machining of the profile apart f
array machined by CS, as shown in Figure 9a. E1 and E2 reached 0.5 µm and 0.3 µm,
edge between
respectively, making thethelenslets,
total formand
error E2 represents
of the the form
machined microlens error
array induced
intolerable for by the
the sharp edge
ultraprecision between
applications. For the
formlenslets (as marked
error of microlens array with
machineda red box). For
by HFUVAS as form e
presented in Figure 9b. E1 and E2 were close to 0.2 µm and 0.2 µm, respectively. The
lens array machined by CS, as shown in Figure 9a. E1 and E2 reached 0.5 μ
total form error of the machined microlens array was about 0.4 µm, which was reduced
respectively,
significantly making
compared with the totalofform
the result error of
CS. It seemed thatthe
themachined microlens
form error induced by the array
ultraprecision applications. For form error of microlens array machined
machining of the sharp edge between lenslets occupied quite a portion of the total form b
error and it could be associated with generation burrs or plastic deformation which will be
presented in Figure 9b. E1 and E2 were close to 0.2 μm and 0.2 μm, respecti
analyzed in the SEM image of the machined microlens array surface morphology.
form error of the machined microlens array was about 0.4 μm, which was r
icantly compared with the result of CS. It seemed that the form error induc
chining of the sharp edge between lenslets occupied quite a portion of the to
and it could be associated with generation burrs or plastic deformation wh
Appl. Sci. 2022, 12, x FOR PEER REVIEW 10 of 14
Appl.
Appl.Sci.
Sci.2022,
2022,12,
12,x10937
FOR PEER REVIEW 1010ofof14
14
Figure 9. Form error between the designed profile and the measured profile: (a) P1, P2 for the mi-
Formerror
Figure9.9.Form
Figure errorbetween
between the designed
the profile
andand
thethe measured profile: (a) P2
P1,for
P2the
formi-
the
crolens array machined by CS, (b)designed profile
P1, P2 for the microlens measured profile:
array machined by(a) P1,
HFUVAS.
microlens array machined by CS, (b) P1, P2 for the microlens array machined by
crolens array machined by CS, (b) P1, P2 for the microlens array machined by HFUVAS. HFUVAS.
4.2. Surface
4.2. Surface Morphology
Morphology Analysis
Analysisofofthe theMachined
MachinedMicrolens
MicrolensArray Array
4.2. Surface Morphology Analysis of the Machined Microlens Array
Figure 10
Figure 10 shows
shows thethe scanning
scanning electron
electron microscopy
microscopy (SEM) (SEM) image
image of the surface surface mor-
Figure
phology for10 shows
the the scanning
microlens electron microscopy
array machined
machined by CS
CS and (SEM) image
and HFUVAS.
HFUVAS. Intheof CS,
the the surface mor-
themachined
machined
phology for the microlens array by In CS, the
phology
surfacewas for the
wasfilled microlens
filledwith array
withscratching machined
scratchingand and by CS
micro-tearingand HFUVAS.
morphology, In the
whichCS, the
is the machined
explana-
surface micro-tearing morphology, which is the explanation
surface
tionthe
for forwas
the filled
surfacesurface with
variationscratching
variation
of theof the and micro-tearing
measured
measured profile.
profile. It morphology,
It is
is interesting
interesting which
totonote is that
note the
thatexplana-
eventhe
even the
tion
firstfor
first the surface
lenslet
lenslet atthe
at variation of
the beginning
beginning of the
of measured
machining
machining profile.such
exhibited
exhibited It is interesting
such to note that
surface morphology,
surface morphology, even the
suggesting
suggesting
first
thatlenslet
that toolwear
tool at the
wear wasbeginning
was not the
not the mainof machining
main reason for
reason exhibited
for such poor
such poorsuch surface
surface
surface morphology,
quality.
quality. Workpiece
Workpiece suggesting
material
material
that tool
adhered
adheredto wear
tothe was not
thediamond the
diamondtool main
tooland reason
andthen for
thenrowed such
rowedand poor
andplowed surface
plowedthe quality.
theworkpiece Workpiece
surfacematerial
workpiecesurface could
couldbebe
adhered
the
thereason
reasonto for
the diamond
forthis tool anddue
this morphology
morphology then
due torowed
to material
materialand plowed
affinity
affinity the workpiece
between
between carbon
carbon from surface
from thecould
the diamond
diamondbe
the
toolreason
tool and for this
and steel
steel frommorphology
from the
theworkpiece. due toBesides,
workpiece. materialbecause
Besides, affinity of
because between
of material
materialcarbon from the
adhesion,
adhesion, thediamond
the diamond
diamond
tool
tool and
tool could steel
could become from the
become blunt workpiece.
blunt so so the
the edge Besides,
edge between because
between lenslets of
lenslets was material
was not adhesion,
not sharp
sharp andand was the
was not diamond
not distin-
distin-
tool could
guishable, become blunt so the edge between lenslets was not
guishable, resulting in a large form deviation at this edge. In view of the HFUVAS, the
resulting in a large form deviation at this edge. In sharp
view and
of thewas not
HFUVAS, distin-
the
guishable,
machined
machinedsurfaceresulting
surfacewas in smooth
was a smooth
large with
form
with deviation
apparent
apparent atsharp
sharp this edge.
edges Inbetween
between
edges view of the
lenslets. HFUVAS,
However,
lenslets. the
there
However,
machined
existed
there existed surface
small smallwas
burrs on
burrssmooth
the thewith
sharp
on sharpapparent
edge, which sharp
could
edge, which be edges
caused
could between bylenslets.
by plastic
be caused deformation
plastic However,
of the
deformation
there existed
workpiece
of the workpiece small
material burrs on
and it is
material the
and sharp
oneit of
is theedge,
one majorwhich
of the sourcescould be caused
of the form
major sources by
of theerrorplastic
formfor deformation
the for
error microlens
the mi-
of the being
array
crolens workpiece
array material
machined
being and itbyisHFUVAS.
by HFUVAS.
machined one of the major sources of the form error for the mi-
crolens array being machined by HFUVAS.
Figure 10. SEM of the surface morphology for the microlens array machined by: (a) CS, (b) HFUVAS.
Figure 10. SEM of the surface morphology for the microlens array machined
HFUVAS.
Figure
Figure (a,b):
11.11. SEM of
(a,b): SEMthe cutting
of thetool after CStool
cutting of theafter
microlens
CS ofarray,
the(c,d): EDS analysis
microlens results
array, of
(c,d): EDS
(b,e,f): SEM of the cutting tool after HFUVAS of the microlens array.
of (b,e,f): SEM of the cutting tool after HFUVAS of the microlens array.
4.3. Technical Feasibility Analysis on HFUVAS of Quadrilateral Microlens Array
4.3.ATechnical
high-quality Feasibility Analysis
machined structure withonsub-micrometer
HFUVAS ofform Quadrilateral
accuracy and Microlens
nanometer- Array
scale surface roughness is the premise of optical application. Obtaining the error map of
A high-quality
the designed structure is machined
a reasonable structure with sub-micrometer
method to evaluate the form accuracyform accuracy
of a 3D
ter-scaleTo
structure. surface roughness
investigate is the
the technical premise
feasibility of optical
of HFUVAS application.
in the machining ofObtaining
the
quadrilateral
of the designed structure is a reasonable method to evaluate the the
microlens array. Figures 12 and 13 present the measured 3D structure, form acc
surface morphology of a single lenslet after removing the structure form, the iterative
structure.
closest point To(ICP)investigate the technical
matching result, and the obtainedfeasibility of HFUVAS
error map from matching in the machinin
for the
3rilateral microlens
× 3 lenslets machined by array.
CS andFigures
HFUVAS, 12respectively.
and 13 present The form the measured
accuracy 3D structu
and surface
finish of the machined microlens array were significantly improved for
morphology of a single lenslet after removing the structure form, the iterativ HFUVAS compared
with CS. Single lenslet machined by HFUVAS achieved an optical application level with a
(ICP) finish
surface matching
of 4 nmresult,
Sa and aand
formthe
errorobtained
Sz within 0.13 error
µm, map from
compared matching
with 37 nm and for the
machined
1.2 µm obtained bybyCSCS and HFUVAS,The
correspondingly. respectively.
form error of 3The form accuracy
× 3 lenslets and surfac
was much larger
than that of the single lenslet, which could be more accurate
machined microlens array were significantly improved for HFUVAS and reliable to evaluate the comp
form accuracy of a 3D structure. The form error of 3 × 3 lenslets machined by HFUVAS
Single
and lenslet
CS were machined
within 0.6 µm andby 1.5HFUVAS achieved
µm, respectively. an optical
The surface application
roughness and form level
finish of
accuracy of 4the
nm 𝑆𝑎 and
microlens a form
array machinederror 𝑆𝑧 within
by HFUVAS can 0.13 μm,
meet the compared
requirement with 37 n
of the
optical application. This indicates that HFUVAS is a technically
obtained by CS correspondingly. The form error of 3 × 3 lenslets was mu feasible method to fabricate
3D structures with a sharp edge on steel materials for molding of optical products.
that of the single lenslet, which could be more accurate and reliable to eva
accuracy of a 3D structure. The form error of 3 × 3 lenslets machined by HF
were within 0.6 μm and 1.5 μm, respectively. The surface roughness and
of the microlens array machined by HFUVAS can meet the requirement of
plication. This indicates that HFUVAS is a technically feasible method t
structures with a sharp edge on steel materials for molding of optical prod
ppl. Sci. 2022, 12, x FOR PEER REVIEW
Figure 12. An analysis of surface quality and form accuracy of the microlens array
(a) Measured
Figure 3D of
12. An analysis structure, (b)and
surface quality surface morphology
form accuracy of a single
of the microlens lensletbyafter
array machined CS: remo
(c) ICP match
(a) Measured result of
3D structure, (b) the measured
surface structure
morphology and the
of a single lenslet afterdesigned structure;
removing the 3D form, (d) er
from
(c) ICPthe ICP
match result.
result of the measured structure and the designed structure; (d) error map obtained
from the ICP result.
Figure 13. An analysis of surface quality and form accuracy of the microlens array machined by
Figure
HFUVAS:13. An analysis
(a) measured of surface
3D structure, quality
(b) surface and ofform
morphology accuracy
a single ofremoving
lenslet after the microlens
the a
HFUVAS: (a)match
3D form, (c) ICP measured
result of3D structure,
the measured (b) surface
structure morphology
and the designed structure;of(d)a error
single
maplenslet a
3D form, (c) ICP match result of the measured structure and the designed struct
obtained from the ICP result.
obtained from the ICP result.
5. Conclusions
This paper presents the investigation of a novel machining principle for high-frequency
5. Conclusions
ultrasonic vibration-assisted sculpturing of the microlens array and then derives the theo-
retical form error between the designed microlens array and the machined microlens array.
Following this, CS and HFUVAS of quadrilateral microlens array on steel were conducted
for comparison. Then, the form accuracy and surface morphology of the machined struc-
ture as well as the tool wear were measured and then analyzed. Some findings are drawn
as follows:
1. There is a theoretical form error between the designed microlens array and the ma-
chined microlens array in HFUVAS of microlens array due to overcutting the vibration
and tool edge, which could increase with increasing lenslet depth or decreasing lenslet
radius. As a result, this theoretical form error should be derived before machining to
make sure that it is tolerable for ultraprecision machining.
2. CS-produced microlens array with poor form accuracy and surface finish caused by
the coupling effect of material adhesion and tool wear. HFUVAS could significantly
improve the form accuracy and surface quality compared with CS, achieving sub-
micrometer form accuracy and surface roughness in the nanometer range due to
the reduction of material adhesion and tool wear. This makes HFUVAS technically
feasible in the effective fabrication of quadrilateral microlens arrays with sharp edges
on steel for optical mold application.
Compared with segment diamond turning, the form error and surface roughness in
diamond sculpturing could be increased to some extent. The generation of a small burr
on the sharp edge in HFUVAS of the microlens array is one of the major sources of the
form error. However, in our research, the surface roughness and form accuracy of the
microlens array machined by HFUVAS could still meet the requirement of the optical
application. Most importantly, the machining time can be reduced remarkably to improve
machining efficiency.
Author Contributions: C.-F.C. and C.Z. conceived and designed the methodology and experiments;
C.-F.C. and B.B. contributed to the materials and machining tools; C.Z. and X.L. performed the
experiments; C.Z. analyzed the measurement data and wrote the draft on the technical content of the
manuscript; C.-F.C. and X.L. reviewed and helped revise the content of the manuscript. All authors
have read and agreed to the published version of the manuscript.
Funding: This research received no external funding.
Institutional Review Board Statement: Not applicable.
Informed Consent Statement: Not applicable.
Acknowledgments: The authors would like to express their sincere thanks for the financial sup-
port from the Research Office (project code: RK2Z) from The Hong Kong Polytechnic University.
Special thanks are also due to the contract research project between the State Key Laboratory of
Ultraprecision Machining Technology of The Hong Kong Polytechnic University and Son-X, Gmbh,
Aachen, Germany.
Conflicts of Interest: The authors declare no conflict of interest.
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