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Last update 11 August 2021

List of market makers and authorised primary dealers who are using the
exemption under the Regulation on short selling and credit default swaps

According to Article 17(13) of Regulation (EU) No 236/2012 of the European Parliament and of the Council
of 14 March 2012 on short selling and certain aspects of credit default swaps (the SSR), ESMA shall publish
and keep up to date on its website a list of market makers and authorised primary dealers who are using
the exemption under the Short Selling Regulation (SSR).

The data provided in this list have been compiled from notifications of Member States’ competent
authorities to ESMA under Article 17(12) of the SSR.

Among the EEA countries, the SSR is applicable in Norway as of 1 January 2017. It will be applicable in the
other EEA countries (Iceland and Liechtenstein) upon implementation of the Regulation under the EEA
agreement.

Austria Italy

Belgium Latvia

Bulgaria Lithuania

Croatia Luxembourg

Cyprus Malta

Czech Republic The Netherlands

Denmark Norway

Estonia Poland

Finland Portugal

France Romania

Germany Slovakia

Greece Slovenia

Hungary Spain

Ireland Sweden
Last update 11 August 2021

Austria
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
FMA ERSTE GROUP BANK AG GIBAATWW
FMA OBERBANK AG OBKLAT2L
FMA RAIFFEISEN CENTROBANK AG CENBATWW

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

FMA BARCLAYS BANK PLC BARCGB22


BAWAG P.S.K. BANK FÜR
ARBEIT UND WIRTSCHAFT
FMA BAWAATWW
UND ÖSTERREICHISCHE
POSTSPARKASSE AG
FMA BNP PARIBAS S.A. BNPAFRPP
FMA BOFA SECURITIES EUROPE SA BOFAFRP3
CITIGROUP GLOBAL MARKETS
FMA SBILDEFF
EUROPE AG
FMA COMMERZBANK AG COBADEFF
FMA DEUTSCHE BANK AG DEUTDEFF
FMA ERSTE GROUP BANK AG GIBAATWG
GOLDMAN SACHS BANK
FMA GOLDDEFA
EUROPE SE
FMA HSBC CONTINENTAL EUROPE CCFRFRPP
FMA J.P. MORGAN AG CHASDEFX
LANDESBANK BADEN-
FMA SOLADEST
WURTTEMBERG
FMA MORGAN STANLEY EUROPE SE MSSEDEFB
FMA NATIXIS NATXITMM
FMA NATWEST MARKETS N.V. RBOSNL2
NOMURA FINANCIAL
FMA NFPEDEFF
PRODUCTS EUROPE GMBH
FMA OBERBANK AG OBKLAT2L
RAIFFEISEN BANK
FMA RZBAATWW
INTERNATIONAL AG
FMA SOCIÉTÉ GENERALE SOGEFRPP
FMA UNICREDIT BANK AG HYVEDEMM
FMA VOLKS WIEN AG VBOEATWW
Last update 11 August 2021

Belgium
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
BNP PARIBAS FORTIS BANQUE
FSMA GEBABEBB
SA
FSMA ING BANK NV/SA BBRUBEBB
FSMA KBC SECURITIES NV KBSEBE22

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
FSMA BANCO SANTANDER SA BSCHDEFF
FSMA BARCLAYS BANK PLC BARCGB22
BNP PARIBAS FORTIS BANQUE
FSMA GEBABEBB
SA
CITIGROUP GLOBAL MARKETS
FSMA SBILGB2L
LIMITED
CRÉDIT AGRICOLE
FSMA CORPORATE & INVESTMENT BSUIFRPP
BANK
FSMA DEUTSCHE BANK AG DEUTDEFF
FSMA HSBC FRANCE CCFRFRPP
FSMA ING BANK N.V. INGBNL2A
FSMA J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
FSMA KBC BANK KREDBEBB
MORGAN STANLEY & CO
FSMA MSLNGB2X
INTERNATIONAL PLC
FSMA NATIXIS NATXFRPP
NOMURA INTERNATIONAL
FSMA NOMAGB2L
PLC
FSMA RBC EUROPE LIMITED ROYCGB22
ROYAL BANK OF SCOTLAND
FSMA RBOSGB2RTCM
PLC
FSMA SOCIÉTÉ GENERALE SOGEFRPP
Last update 11 August 2021

Bulgaria

No market makers use the exemption under the SSR.

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
CENTRAL COOPERATIVE
FSC CECBBGSF
BANK AD
FSC DSK BANK AD STSABGSF
FSC EUROBANK BULGARIA AD BPBIBGSF
FSC MUNICIPAL BANK AD SOMBBGSF
FSC UNICREDIT BULBANK AD UNCRBGSF
FSC UNITED BULGARIAN BANK AD UBBSBGSF
Last update 11 August 2021

Croatia

No market makers use the exemption under the SSR.

No authorised primary dealers use the exemption under the SSR.


Last update 11 August 2021

Cyprus

No market makers use the exemption under the SSR.

No authorised primary dealers use the exemption under the SSR.


Last update 11 August 2021

Czech Republic

Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
CNB BH SECURITIES A.S. SEESCZP1
CNB CESKA SPORITELNA, A.S. GIBACZPX
CNB PATRIA FINANCE, A.S. PAFICZP1
WOOD & COMPANY
CNB WOODCZPP
FINANCIAL SERVICES, A.S.

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
CNB CESKA SPORITELNA, A.S. GIBACZPX
CESKOSLOVENSKÁ OBCHODNÍ
CNB CEKOCZPP
BANKA
CNB CITIBANK EUROPE PLC CITICZPX
CNB DEUTSCHE BANK AG DEUTDEFF
CNB ERSTE GROUP BANK AG GIBAATWG
CNB HSBC BANK PLC MIDLGB21
CNB ING BANK N.V. INGBNL2A
CNB J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
CNB KOMERCNI BANKA, A.S. KOMBCZPP
CNB PPF BANKA A.S. PMBPCZPP
UNICREDIT BANK CZECH
CNB BACXCZPP
REPUBLIC, A.S.
Last update 11 August 2021

Denmark

Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

ARBEJDERNES LANDSBANK
Finanstilsynet ALBADKKK
A/S
Finanstilsynet DANSKE BANK A/S DABADKKK
Finanstilsynet JYSKE BANK A/S JYBADKKK
Finanstilsynet LÅN & SPAR BANK A/S LOSADKKK
Finanstilsynet NORDEA BANK A/S NDEADKKK
Finanstilsynet NYKREDIT BANK A/S NYKBDKKK
Finanstilsynet SAXO PRIVAT BANK SAXODKKK
Finanstilsynet SPAR NORD BANK A/S SPNODK22
Finanstilsynet SYDBANK A/S SYBKDK22
Finanstilsynet UBS AG UBSWCHZH80A

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
Finanstilsynet BARCLAYS BANK PLC BARCGB22
Finanstilsynet BNP PARIBAS S.A. BNPAFRPP
Finanstilsynet CARNEGIE BANK A/S CARNDKKK
Finanstilsynet DANSKE BANK A/S DABADKKK
Finanstilsynet DEUTSCHE BANK AG DEUTDEFF
Finanstilsynet HSBC FRANCE CCFRFRPP
Finanstilsynet J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
Finanstilsynet JYSKE BANK A/S JYBADKKK
MORGAN STANLEY & CO
Finanstilsynet MSLNGB2X
INTERNATIONAL PLC
Finanstilsynet NORDEA BANK AB (PUBL) NDEASESS
Finanstilsynet NORDEA BANK FINLAND PLC NDEAFIHH
Finanstilsynet NYKREDIT BANK A/S NYKBDKKK
SKANDINAVISKA ENSKILDA
Finanstilsynet ESSESESS
BANKEN AB
Finanstilsynet SPAR NORD BANK A/S SPNODK22
Finanstilsynet SYDBANK A/S SYBKDK22
Last update 11 August 2021

Estonia

Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
FSA (EE) AS SEB PANK EEUHEE2X

No authorised primary dealers use the exemption under the SSR.


Last update 11 August 2021

Finland

Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

FIN FSA FIM BANK FISEFIHH


FIN FSA LAGO KAPITAL OY LAGOFIH1
FIN FSA NORDEA BANK ABP NDEAFIHH
FIN FSA POHJOLA BANK OKOYFIHH

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

FIN FSA BARCLAYS BANK IRELAND PLC BARCIE2DSEC


FIN FSA BNP PARIBAS S.A. BNPAFRPP
CITIGROUP GLOBAL MARKETS
FIN FSA SBILGB2L
LIMITED

CRÉDIT AGRICOLE CORPORATE


FIN FSA BSUIFRPP
& INVESTMENT BANK

CREDIT SUISSE SECURITIES


FIN FSA CSFBGB2L
(EUROPE) LIMITED
FIN FSA DANSKE BANK A/S DABADKKK
FIN FSA DEUTSCHE BANK AG DEUTDEFF
GOLDMAN SACHS BANK
FIN FSA GOLDDEFA
EUROPE
FIN FSA HSBC FRANCE CCFRFRPP
FIN FSA J.P. MORGAN A.G. JPMSGB2LMOS
MERRILL LYNCH
FIN FSA MLILGB3L
INTERNATIONAL
MORGAN STANLEY & CO
FIN FSA MSLNGB2X
INTERNATIONAL PLC
FIN FSA NATWEST MARKETS N.V. RBOSNLNV
NOMURA FINANCIAL
FIN FSA NFPEDEFF
PRODUCTS EUROPE GMBH
FIN FSA NORDEA BANK ABP NDEAFIHH
ROYAL BANK OF SCOTLAND
FIN FSA RBOSGB2RTCM
PLC
FIN FSA SOCIÉTÉ GENERALE SOGEFRPP
FIN FSA UBS UBSWCHZH8OA
Last update 11 August 2021

France
Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

AMF BARCLAYS BANK IRELAND PLC BARCIE2DSEC


BOFA SECURITIES EUROPE SA
AMF BOFAFRp3
(BOFASE)
AMF BNP PARIBAS ARBITRAGE SNC BNABFRPP
AMF BNP PARIBAS S.A. BNPAFRPP

CRÉDIT AGRICOLE CORPORATE


AMF BSUIFRPP
& INVESTMENT BANK

AMF EXANE DERIVATIVES EXADFRPP


AMF EXANE SA EXANFRPP
AMF HSBC FRANCE CCFRFRPP
MORGAN STANLEY FRANCE
AMF MSFAFRP1
(SA)
AMF MOSAIC FINANCE MOSFFRP1
AMF NATIXIS NATXFRPP
AMF SOCIÉTÉ GENERALE SOGEFRPP
SOCIETE GENERALE OPTIONS
AMF SOGEFRPPSGO
EUROPE
AMF XTX MARKETS SAS MRAAFRP1

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

AMF BANCO SANTANDER, S.A. BSCHESMM


AMF BARCLAYS BANK IRELAND PLC BARCIE2DSEC
AMF BARCLAYS BANK PLC BARCGB22
AMF BNP PARIBAS S.A. BNPAFRPP
BOFA SECURITIES EUROPE SA
AMF BOFAFRp3
(BOFASE)
CITIGROUP GLOBAL MARKETS
AMF SBILGB2L
LIMITED
AMF COMMERZBANK AG COBADEFF

CRÉDIT AGRICOLE CORPORATE


AMF BSUIFRPP
& INVESTMENT BANK

AMF DEUTSCHE BANK AG DEUTDEFF


GOLDMAN SACHS BANK
AMF GOLDDEFA
EUROPE
Last update 11 August 2021

AMF HSBC FRANCE CCFRFRPP


AMF J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
MERRILL LYNCH
AMF MLILGB3L
INTERNATIONAL
AMF NATIXIS NATXFRPP
AMF NOMURA INTERNATIONAL PLC NOMAGB2L
ROYAL BANK OF SCOTLAND
AMF RBOSGB2RTCM
PLC
AMF SCOTIABANK EUROPE PLC NOSCGB2L
AMF SOCIÉTÉ GENERALE SOGEFRPP
AMF UBS LIMITED UBSWGB24
Last update 11 August 2021

Germany
Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

ALPHA WERTPAPIERHANDELS
BaFin
GMBH
BaFin BAADER BANK AG BDWBDEMM
BaFin BANK VONTOBEL AG VONTCHZZ
BaFin BANKHAUS LAMPE KG LAMPDEDD
BaFin BANKHAUS MAX FLESSA KG FLESDEMM
BaFin BANKHAUS SCHEICH AG SCTNDEF1
BaFin BANKM AG
BaFin BAYERISCHE LANDESBANK BYLADEMM
BaFin BHF-BANK AG BHFBDEFF
BaFin CEFDEX AG CEFEDEF1
CITIGROUP GLOBAL MARKETS
BaFin CITIDEF1
EUROPE AG
BaFin COMMERZBANK AG COBADEFF
DEKABANK DEUTSCHE
BaFin DGZFDEFF
GIROZENTRALE
BaFin DERO BANK AG VEAKDEMM
BaFin DEUTSCHE BANK AG DEUTDEFF
BaFin DONNER & REUSCHEL AG CHDBDEHH
DZ BANK AG DEUTSCHE
BaFin ZENTRAL- GENODEFF
GENOSSENSCHAFTSBANK
BaFin EQUINET BANK AG EQUNDEFF

BaFin EUWAX AKTIENGESELLSCHAFT EUWADES1

GOLDMAN SACHS BANK


BaFin GOLDDEFA
EUROPE SE
BaFin HARDCASTLE TRADING AG HDCTCHZ1
HAUCK & AUFHÄUSER
BaFin HAUKDEFF
PRIVATBANKIERS AG
HELLWIG
BaFin WERTPAPIERHANDELSBANK HEWGDEF1
GMBH
HSBC TRINKAUS & BURK-
BaFin TUBDDEDD
HARDT AG
BaFin HSH NORDBANK AG HSHNDEHH
BaFin IBKR FINANCIAL SERVICES AG TMBECH22
BaFin ICF BANK AG ICFFDEF1
Last update 11 August 2021

JANE STREET FINANCIAL


BaFin
LIMITED
BaFin J.P. MORGAN AG CHASDEFX
JOH. BERENBERG, GOSSLER &
BaFin BEGODEHH
CO. KG
LANDESBANK BADEN-
BaFin SOLADEST
WÜRTTEMBERG
LANDESBANK HESSEN-
BaFin HELADEFF
THÜRINGEN GIROZENTRALE
BaFin LANG & SCHWARZ AG LSWEDED1
LANG & SCHWARZ
BaFin LASDDED1
TRADECENTER AG & CO.KG
BaFin M.M. WARBURG & CO WBWCDEHH
BaFin MAINFIRST BANK AG MAIFDEFF
BaFin MORGAN STANLEY BANK AG MSFFDEFX
BaFin MORGAN STANLEY EUROPE SE MSSEDEFB
MWB FAIRTRADE
BaFin WERTPAPIERHANDELSBANK MWFWDEM1
AG
NOMURA FINANCIAL
BaFin NFPEDEFF
PRODUCTS GMBH
NORDDEUTSCHE
BaFin NOLADE2HXXX
GIROZENTRALE LANDESBANK
ODDO BHF CORPORATES &
BaFin SEYDDEF1
MARKETS AG
RBC CAPITAL MARKETS
BaFin RCMCDEFF
(EUROPE) GMBH
BaFin RBC EUROPE LIMITED ROYCGB22
RENELL
BaFin WERTPAPIERHANDELSBANK REWRDEF1
AG
SÜDDEUTSCHE AKTIENBANK
BaFin DEAKDES1
AG

TRADEGATE AG
BaFin TRDADEB1
WERTPAPIERHANDELSBANK

TREMMEL
BaFin WERTPAPIERHANDELSBANK TRWGDEF1
GMBH
BaFin UBS EUROPE SE UBSWFEFFXXX
BaFin UNICREDIT BANK AG HYVEDEMM
BaFin VISCARDI AG 550793478
WALTER LUDWIG
BaFin WALWDEF1
WERTPAPIERHANDELS GMBH
BaFin WGZ BANK AG GENODEDD
Last update 11 August 2021

BaFin WOLFGANG STEUBING AG STAGDEF1

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

BaFin ABN AMRO BANK N.V. ABNANL2A


BANCO BILBAO VIZCAYA
BaFin BBVAESMM
ARGENTARIA S.A.
BaFin BANCO SANTANDER, S.A. BSCHESMM
BaFin BARCLAYS BANK PLC BARCGB22
BaFin BAYERISCHE LANDESBANK BYLADAMM
BaFin BHF-BANK AG BHFBDEFF
BaFin BNP PARIBAS S.A. BNPAFRPP
CITIGROUP GLOBAL MARKETS
BaFin SBILGB2L
LIMITED
BaFin COMMERZBANK AG COBADEFF

CRÉDIT AGRICOLE CORPORATE


BaFin BSUIFRPP
& INVESTMENT BANK

BaFin DANSKE BANK A/S DABADKKK


DEKABANK DEUTSCHE
BaFin DGZFDEFF
GIROZENTRALE
BaFin DEUTSCHE BANK AG DEUTDEFF
DZ BANK AG DEUTSCHE
BaFin ZENTRAL- GENODEFF
GENOSSENSCHAFTSBANK
GOLDMAN SACHS BANK
BaFin GOLDDEFA
EUROPE SE
BaFin HSBC FRANCE CCFRFRPP
BaFin ING BANK N.V. INGBNL2A
BaFin INTESA SANPAOLO S.P.A BCITITMM
BaFin J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
JEFFERIES INTERNATIONAL
BaFin JEFFGB2X
LIMITED
MERRILL LYNCH
BaFin MLILGB3L
INTERNATIONAL
MORGAN STANLEY & CO
BaFin MSLNGB2X
INTERNATIONAL PLC
BaFin NATIXIS NATXFRPPMAR
BaFin NATWEST MARKETS N.V. RBOSNLNV
NOMURA FINANCIAL
BaFin NFPEDEFF
PRODUCTS EUROPE GMBH
BaFin NORDEA BANK ABP NDEAFIHH
Last update 11 August 2021

ROYAL BANK OF SCOTLAND


BaFin RBOSGB2RTCM
PLC
BaFin SCOTIABANK EUROPE PLC NOSCGB2L
BaFin SOCIÉTÉ GENERALE SOGEFRPP
BaFin UBS DEUTSCHLAND AG UBSWDEFF
BaFin UBS EUROPE SE UBSWFEFFXXX
BaFin UNICREDIT BANK AG HYVEDEMM
Last update 11 August 2021

Greece

Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
EUROBANK EQUITIES
HCMC EFESGRA1
Α.Ε.Π.Ε.Υ.
INVESTMENT BANK OF
HCMC IBOGGRAA
GREECE S.A.
HCMC NATIONAL SECURITIES S.A. NASOGRA1

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

HCMC BANCA IMI S.P.A. CABOITMH


HCMC BARCLAYS BANK PLC BARCGB22
HCMC BNP PARIBAS S.A. BNPAFRPP
CITIGROUP GLOBAL MARKETS
HCMC SBILGB2L
LIMITED
CREDIT SUISSE SECURITIES
HCMC CSFBGB2L
(EUROPE) LIMITED
HCMC DEUTSCHE BANK AG DEUTDEFF
GOLDMAN SACHS BANK
HCMC GOLDDEFA
EUROPE SE
HCMC HSBC FRANCE CCFRFRPP
HCMC ING BANK N.V. INGBNL2A
HCMC J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
MERRILL LYNCH
HCMC MLILGB3L
INTERNATIONAL
MORGAN STANLEY & CO
HCMC MSLNGB2X
INTERNATIONAL PLC
NOMURA FINANCIAL
HCMC NFPEDEFF
PRODUCTS EUROPE GMBH
HCMC SOCIÉTÉ GENERALE SOGEFRPP
HCMC UBS LIMITED UBSWGB24
HCMC UNICREDIT BANK AG HYVEDEMM
Last update 11 August 2021

Hungary
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
MNB (Central Bank of Hungary) CONCORDE SECURITIES LTD CIUAHUH1
MNB (Central Bank of Hungary) ERSTE BEFEKTETESI ZRT. ERSKHUH1
MNB (Central Bank of Hungary) OTP BANK NYRT. OTPBHUHB

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
MNB (Central Bank of Hungary) BNP PARIBAS PARBHUHX
MNB (Central Bank of Hungary) CIB BANK ZRT. CIBHHUHB
CITIBANK EUROPE PLS
MNB (Central Bank of Hungary) MAGYARORSZAGI CITIHUHX
FIOKTELEPE
MNB (Central Bank of Hungary) DEUTSCHE BANK AG DEUTDEFF
MNB (Central Bank of Hungary) ERSTE BEFEKTETESI ZRT. ERSKHUH1
GOLDMAN SACHS
MNB (Central Bank of Hungary) GSILGB2X
INTERNATIONAL
ING BANK N.V. HUNGARY
MNB (Central Bank of Hungary) INGBHUHB
BRANCH
J.P. MORGAN SECURITIES
MNB (Central Bank of Hungary) JPMSGB2LMOS
PLC
MNB (Central Bank of Hungary) K&H BANK OKHBHUHB
MAGYAR
MNB (Central Bank of Hungary) TAKARÉKSZÖVETKEZETI TAKBHUHB
BANK ZRT.
MERRILL LYNCH
MNB (Central Bank of Hungary) MLILGB3L
INTERNATIONAL
MNB (Central Bank of Hungary) MKB BANK ZRT. MKKBHUHB
MNB (Central Bank of Hungary) OTP BANK NYRT. OTPBHUHB
MNB (Central Bank of Hungary) RAIFFEISEN BANK ZRT. UBRTHUHB
UNICREDIT BANK HUNGARY
MNB (Central Bank of Hungary) BACXHUHB
ZRT.
Last update 11 August 2021

Ireland
Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

CBoI BARCLAYS BANK IRELAND PLC BARCIE2DSEC


CITADEL SECURITIES
CBoI CSGIIE31
(IRELAND) LIMITED
CBoI CITIBANK EUROPE PLC CITIIE2X
GOLDMAN SACHS
CBoI GOSNGB2L
INTERNATIONAL BANK
CBoI GOODBODY GDBSIE21003
CBoI HRTEU LIMITED HRTUIE21
CBoI J&E DAVY DAVYIE21
SUSQUEHANNA
CBoI INTERNATIONAL SECURITIES SISSIE21
LIMITED
VIRTU FINANCIAL IRELAND
CBoI VIFIIE21
LIMITED

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

CBoI BARCLAYS BANK IRELAND PLC BARCIE2DSEC


CBoI BNP PARIBAS S.A. BNPAFRPP
CITIGROUP GLOBAL MARKETS
CBoI SBILGB2L
LIMITED

CRÉDIT AGRICOLE CORPORATE


CBoI BSUIFRPP
& INVESTMENT BANK

CBoI DANSKE BANK A/S DABADKKK


CBoI DEUTSCHE BANK AG DEUTDEFF
GOLDMAN SACHS BACK
CBoI GOLDDEFA
EUROPE SE
CBoI HSBC FRANCE CCFRFRPP
CBoI ING BANK N.V. INGBNL2A
CBoI J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
MERRILL LYNCH
CBoI MLILGB3L
INTERNATIONAL
MORGAN STANLEY & CO
CBoI MSLNGB2X
INTERNATIONAL PLC
CBoI NATWEST MARKETS NV RBOSNLNV
Last update 11 August 2021

NOMURA FINANCIAL
CBoI NFPEDEFF
PRODUCTS EUROPE GMBH
ROYAL BANK OF SCOTLAND
CBoI RBOSGB2RTCM
PLC
CBoI SOCIÉTÉ GENERALE SOGEFRPP
CBoI UBS EUROPE SE UBSWDEFF
CBoI UBS LIMITED UBSWGB24
Last update 11 August 2021

Italy
Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

Consob BANCA AKROS S.P.A. AKROITMM


BANCA FINNAT EURAMERICA
Consob FNATITRR
SPA
BANCA INTERMOBILIARE DI
Consob INVESTIMENTI E GESTIONI BIMTITTT
S.P.A.
Consob BANCA PROFILO S.P.A. PROFITMM
Consob BANCA SELLA HOLDING S.P.A. SELBIT22
Consob BANCA SIMETICA SPA SMSIIT21
Consob EQUITA SIM S.P.A. EMSIITM1
Consob FINECOBANK S.P.A. FEBIITM1
Consob ICCREA BANCA S.P.A. ICRAITRR
Consob INTEGRAE SIM SPA ITSIITM1
Consob INTERMONTE SIM S.P.A. INTSITM1
Consob INTESA SANPAOLO S.P.A BCITITMM
JEFFERIES INTERNATIONAL
Consob JEFFGB2X
LTD
MEDIOBANCA S.P.A. - BANCA DI
Consob BAMEITMM
CREDITO FINANZIARIO
Consob MPS CAPITAL SERVICES S.P.A. MPSMIT31
TIBRA TRADING EUROPE
Consob BLOPIT22
LIMITED
Consob UNICREDIT S.P.A. UNCRITMM

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

Consob BARCLAYS BANK IRELAND PLC BARCIE2D


Consob BNP PARIBAS S.A. BNPAFRPP

CRÉDIT AGRICOLE CORPORATE


Consob BSUIFRPP
& INVESTMENT BANK

Consob DEUTSCHE BANK AG DEUTDEFF


GOLDMAN SACHS BANK
Consob GOLDDEFA
EUROPE
Consob HSBC CONTINENTAL EUROPE CCFRFRPP
Consob INTESA SANPAOLO S.P.A BCITITMM
Consob J.P. MORGAN AG CHASDEFX
Last update 11 August 2021

Consob MPS CAPITAL SERVICES S.P.A. MPSMIT31


Consob NATWEST MARKETS N.V. RBOSNL2
NOMURA FINANCIAL
Consob NFPEDEFF
PRODUCTS EUROPE GMBH
Consob SOCIÉTÉ GENERALE SOGEFRPP
Consob UNICREDIT S.P.A. UNCRITMM
Last update 11 August 2021

Latvia
No market makers use the exemption under the SSR.

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

FKTK ERSTE GROUP BANK AG GIBAATWG


Last update 11 August 2021

Lithuania
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
LB SEB BANK CBVILT2X
LB SWEDBANK AB HABALT22

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
LB DANSKE BANK SMPOLT22
LB SEB BANK CBVILT2X
LB SWEDBANK AB HABALT22
Last update 11 August 2021

Luxembourg
No market makers use the exemption under the SSR.

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

CSSF ABN AMRO BANK N.V. ABNANL2A


BANCO BILBAO VIZCAYA
CSSF BBVAESMM
ARGENTARIA S.A.
CSSF ERSTE GROUP BANK AG GIBAATWG
GOLDMAN SACHS
CSSF GSILGB2X
INTERNATIONAL
CSSF INTESA SANPAOLO S.P.A BCITITMM
CSSF NATIXIS NATXFRPPMAR
NOMURA FINANCIAL
CSSF NOMAGB2L
PRODUCTS EUROPE GMBH
CSSF SCOTIABANK EUROPE PLC NOSCGB2L
CSSF SOCIÉTÉ GENERALE SOGEFRPP
Last update 11 August 2021

Malta
No market makers use the exemption under the SSR.

No authorised primary dealers use the exemption under the SSR.


Last update 11 August 2021

The Netherlands
Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

AFM ABN AMRO BANK N.V. ABNANL2A


AFM ABR FINANCIAL BV ABRFNL21
ALL OPTIONS INTERNATIONAL
AFM AOINNL21
BV
AFM BARCLAYS BANK PLC BARCGB22
CANACCORD GENUITY
AFM CSTEGB2L
LIMITED
CITIGROUP GLOBAL MARKETS
AFM SBILGB2L
LIMITED
COOPERATIEVE CENTRALE
AFM RAIFFEISEN RABONL2URSA
BOERENLEENBANK BA
CREDIT SUISSE
AFM CSFPGB2L
INTERNATIONAL
CRITERION ARBITRAGE &
AFM CRBDNL21
TRADING BV
AFM DA VINCI DERIVATIVES B.V. VIDINL21
AFM DRW EUROPE BV DREUNL21
AFM FLORINT BV FLOINL21
AFM FLOW TRADERS FLTRNL21
AFM GDTA BV GDTANL21
AFM ICBC STANDARD BANK PLC SBLLGB2L
AFM IMC TRADING BV IMTRNL21
AFM ING BANK N.V. INGBNL2A
JANE STREET NETHERLANDS
AFM JASNNL21
B.V.
JEFFERIES INTERNATIONAL
AFM JEFFGB2
LIMITED
AFM JUMP TRADING EUROPE B.V. JUTENL21
AFM KBC BANK N.V. KREDBEBB
AFM KEMP TRADING BV KTNONL21
AFM KEMPEN & CO N.V. KEMPNL2A
AFM KEPLER CHEUVREUX JBBFRPP
AFM KLINKENBERG TRADERS BV KLTRNL21
MAKO DERIVATIVES
AFM MAVDNL22
AMSTERDAM B.V.
AFM MARKET WIZARDS B.V. MARWNL21
MAVEN DERIVATIVES
AFM
AMSTERDAM B.V.
Last update 11 August 2021

AFM MIZUHO INTERNATIONAL PLC IBJIGB2L


MORGAN STANLEY & CO.
AFM MSLNGB2X
INTERNATIONAL PLC
AFM MORGAN STANLEY & CO. LLC MSNYUS33
MORGAN STANLEY CAPITAL
AFM MSCSUS33
SERVICES LLC
MUFG SECURITIES (EUROPE)
AFM MFILNL2A
N.V.
AFM NATWEST MARKETS PLC RBOSGB2RTCM
AFM NOMURA INTERNATIONAL PLC NOMAGB2L
AFM OPTIVER VOF OPTVNL21
AFM ORA TRADERS B.V. SOGNL21
AFM QUBE FUND LTD
AFM SCOTIABANK EUROPE PLC NOSCGB2L
SQUAREPOINT MASTER FUND
AFM SMFAKYK1
LIMITED
TIBRA TRADING
AFM TITNNL21
NETHERLANDS BV
TOWER RESEARCH CAPITAL
AFM TRLENL21
B.V.
AFM UTR8 B.V. UTRUNL21
AFM WEBB TRADERS B.V. WETRNL21

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

AFM ABN AMRO BANK N.V. ABNANL2A


BANCO BILBAO VIZCAYA
AFM BBVAESMM
ARGENTARIA S.A.
AFM BANCO SANTANDER, S.A. BSCHESMM
AFM BARCLAYS BANK IRELAND BARCIE2D
CITIGROUP GLOBAL MARKETS
AFM SBILDEFF
EUROPE AG
CITIGROUP GLOBAL MARKETS
AFM SBILGB2L
LIMITED
AFM COMMERZBANK AG COBADEFF
COOPERATIEVE CENTRALE
AFM RAIFFEISEN RABONL2URSA
BOERENLEENBANK BA

CRÉDIT AGRICOLE CORPORATE


AFM BSUIFRPP
& INVESTMENT BANK
Last update 11 August 2021

CREDIT SUISSE
AFM CSFPGB2L
INTERNATIONAL
AFM DEUTSCHE BANK AG DEUTDEFF
GOLDMAN SACHS BANK
AFM GOLDDEFA
EUROPE SE
AFM HSBC FRANCE CCFRFRPP
AFM ING BANK N.V. INGBNL2A
JEFFERIES INTERNATIONAL
AFM JEFFGB2X
LIMITED
AFM KBC BANK N.V. KREDBEBB
AFM NATIXIS NATXFRPPMAR
AFM NATWEST MARKETS N.V. RBOSNLNV
NOMURA FINANCIAL
AFM NOMAGB2L
PRODUCTS EUROPE GMBH
AFM NORDEA BANK ABP NDEAFIHH
AFM RBC EUROPE LIMITED ROYCGB22
ROYAL BANK OF SCOTLAND
AFM RBOSGB2RTCM
PLC
AFM SOCIÉTÉ GENERALE SOGEFRPP
Last update 11 August 2021

Norway
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
Finanstilsynet (NO) DNB BANK ASA DNBANOKX
Finanstilsynet (NO) PARETO SECURITIES AS PAFNNOK1
Finanstilsynet (NO) SPAREBANK 1 MARKET AS AREUNOK1

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
Finanstilsynet (NO) DANSKE BANK A/S DABADKKK
Finanstilsynet (NO) DNB BANK ASA DNBANOKX
Finanstilsynet (NO) NORDEA BANK ABP NDEAFIHH
SKANDINAVISKA ENSKILDA
Finanstilsynet (NO) ESSENOKX
BANKEN
Last update 11 August 2021

Poland
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
DOM MAKLERSKI BANKU
KNF HANDLOWEGO W DOMHPLP1
WARSZAWIE
DOM MAKLERSKI BANKU
KNF DMOSPLP1
OCHRONY ŚRODOWISKA SA
KNF DOM MAKLERSKI BZ WBK SA WBKPPLPPCBM
MBANK S.A. BIURO
KNF BREXPLPW
MAKLERSKIE
KNF NOBLE SECURITIES SA DMPNPLP1
KNF TRIGON DOM MAKLERSKI SA TROMPLP1

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

BANK GOSPODARKI
KNF GOPZPLPW
ŻYWNOŚCIOWEJ SA
BANK HANDLOWY W
KNF CITIPLPX
WARSZAWIE
KNF BANK MILLENNIUM S.A. BIGBPLPW
KNF BANK POLSKA KASA OPIEKI SA PKOPPLPW
KNF BARCLAYS BANK PLC BARCGB22
KNF BNP PARIBAS S.A. BNPAFRPP
KNF BRE BANK SA DIBRPLP1
KNF DEUTSCHE BANK AG DEUTDEFF
KNF ERSTE GROUP BANK AG GIBAATWG
GOLDMAN SACHS BANK
KNF GOLDDEFA
EUROPE
KNF ING BANK ŚLĄSKI SA INGBPLPW
KNF J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
KNF KREDYT BANK SA KRDBPLPW
POWSZECHNA KASA
KNF OSZCZĘDNOŚCI BANK POLSKI BPKOPLPW
SA
KNF RAFFEISEN BANK POLSKA SA RCBWPLPW
SOCIETE GENERALE SA
KNF SOGEPLPW
ODDZIAŁ W POLSCE
KNF UBS AG UBSWCHZH80A
Last update 11 August 2021

Portugal
No market makers use the exemption under the SSR.

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

BANCO BILBAO VIZCAYA


CMVM BBVAESMM
ARGENTARIA S.A.
CMVM BARCLAYS BANK IRELAND PLC BARCIE2DSEC
CMVM BNP PARIBAS S.A. BNPAFRPP
CITIGROUP GLOBAL MARKETS
CMVM SBILGB2L
LIMITED

CRÉDIT AGRICOLE CORPORATE


CMVM BSUIFRPP
& INVESTMENT BANK

CREDIT SUISSE SECURITIES


CMVM CSFBGB2L
(EUROPE) LIMITED
CMVM DANSKE BANK A/S DABADKKK
GOLDMAN SACHS BANK
CMVM GOLDDEFA
EUROPE
CMVM HSBC FRANCE CCFRFRPP
JEFFERIES INTERNATIONAL
CMVM JEFFGB2X
LIMITED
MORGAN STANLEY & CO
CMVM MSLNGB2X
INTERNATIONAL PLC
CMVM NATWEST MARKETS N.V. RBOSNLNV
NOMURA FINANCIAL
CMVM NFPEDEFF
PRODUCTS EUROPE GMBH
ROYAL BANK OF SCOTLAND
CMVM RBOSGB2RTCM
PLC
CMVM SOCIÉTÉ GENERALE SOGEFRPP
Last update 11 August 2021

Romania
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
ASF BANCA COMERCIALA ROMANA RNCBROBU

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
BRD GROUPE SOCIETE
ASF BRDEROBU
GENERALE S.A.
ASF CITI BANK CITIROBU
ASF ING BANK N.V. INGBROBU
Last update 11 August 2021

Slovakia
Market makers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
National Bank of Slovakia UBS AG UBSWCHZH80A

Authorised primary dealers

Name of the notifying


Name of the informing CA: ID code* (e.g. BIC):
person:
National Bank of Slovakia BARCLAYS BANK PLC BARCGB22
CITIBANK EUROPE PLC,
National Bank of Slovakia CITISKBA
BRANCH OF FOREIGN BANK
CRÉDIT AGRICOLE
National Bank of Slovakia CORPORATE & INVESTMENT BSUIFRPP
BANK
National Bank of Slovakia ERSTE GROUP BANK AG GIBAATWG
National Bank of Slovakia HSBC FRANCE CCFRFRPP
National Bank of Slovakia ING BANK N.V. INGBNL2A
National Bank of Slovakia NATIXIS NATXFRPPMAR
Last update 11 August 2021

Slovenia
No market makers use the exemption under the SSR.

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

ATVP BARCLAYS BANK IRELAND PLC BARCIE2DSEC


ATVP BNP PARIBAS S.A. BNPAFRPP

CRÉDIT AGRICOLE CORPORATE


ATVP BSUIFRPP
& INVESTMENT BANK

ATVP DEUTSCHE BANK AG DEUTDEFF


GOLDMAN SACHS BANK
ATVP GOLDDEFA
EUROPE SE
ATVP HSBC FRANCE CCFRFRPP
ATVP ING BANK N.V. INGBNL2A
ATVP J.P. MORGAN SECURITIES PLC JPMSGB2LMOS
JEFFERIES INTERNATIONAL
ATVP JEFFGB2X
LIMITED
ATVP SOCIÉTÉ GENERALE SOGEFRPP
ATVP UNICREDIT BANK AG HYVEDEMM
Last update 11 August 2021

Spain
Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

AHORRO CORPORACION
CNMV AHCFESMM
FINANCIERA, S.V, S.A.
BANCO BILBAO VIZCAYA
CNMV BBVAESMM
ARGENTARIA, S.A.
CNMV BANCO DE SABADELL, S.A. BSABESBB
CNMV BANCO SANTANDER, S.A. BSCHESMM
CNMV BANKIA, S.A. CAHMESMM
CNMV BANKINTER, S.A. BKBKESMM
CNMV CAIXABANK, S.A. CAIXESBB
CNMV CECABANK, S.A. CECAESMM
CREDIT SUISSE BANK
CNMV CRESESM2
(EUROPE), S.A.
GESTIÓN DE PATRIMONIOS
CNMV GEPMESM1
MOBILIARIOS, S.V., S.A.
CNMV GVC GAESCO BEKA, S.V., S.A. GVCBESBBETB
CNMV INTERDIN BOLSA, S.V, S.A. INTOESM1
INTERMONEY VALORES,
CNMV IVALESMM
S.V,S.A.
CNMV LINK SECURITIES, S.V.,S.A. LISEESMM
CNMV MORGAN STANLEY, S.V., S.A.U. MSTAESM1
CNMV RENTA 4 BANCO S.A. RENBESMM

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

BANCO BILBAO VIZCAYA


CNMV BBVAESMM
ARGENTARIA S.A.
BANCO COOPERATIVO
CNMV BCOEESMM
ESPAÑOL, S.A.
CNMV BANCO SANTANDER, S.A. BSCHESMM
CNMV BANKIA, S.A. CAHMESMM
CNMV BANKINTER S.A. BKBKESMM
CNMV BARCLAYS BANK IRELAND PLC BARCIE2DSEC
CNMV BNP PARIBAS S.A. BNPAFRPP
CNMV CAIXABANK, S.A. CAIXESBB
CNMV CECABANK, S.A. CECAESMM
CITIGROUP GLOBAL MARKETS
CNMV SBILGB2L
LIMITED
Last update 11 August 2021

CITIGROUP GLOBAL MARKETS


CNMV SBILDEFF
EUROPE AG
CNMV COMMERZBANK AG COBADEFF

CRÉDIT AGRICOLE CORPORATE


CNMV BSUIFRPP
& INVESTMENT BANK

CNMV DANSKE BANK A/S DABADKKK


CNMV DEUTSCHE BANK AG DEUTDEFF
GOLDMAN SACHS BANK
CNMV GOLDDEFA
EUROPE
CNMV HSBC FRANCE CCFRFRPP
CNMV J.P. MORGAN AG CHASDEF
MORGAN STANLEY & CO
CNMV MSLNGB2X
INTERNATIONAL PLC
CNMV NATIXIS NATXFRPPMAR
CNMV NATWEST MARKETS N.V. RBOSNLNV
NOMURA FINANCIAL
CNMV NFPEDEFF
PRODUCTS EUROPE GMBH
CNMV SOCIÉTÉ GENERALE SOGEFRPP
Last update 11 August 2021

Sweden
Market makers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

Swedish Financial Supervisory


ABG SUNDAL COLLIER ASA SUCONOK1
Authority
Swedish Financial Supervisory AKTIEINVEST
AIVESES1
Authority FONDKOMMISSION AB
Swedish Financial Supervisory CARNEGIE INVESTMENT BANK
CARNSES1
Authority AB
Swedish Financial Supervisory
NORDEA BANK AB (PUBL) NDEASESS
Authority
Swedish Financial Supervisory
PARETO SECURITIES AB OHMJSESS
Authority
Swedish Financial Supervisory SKANDINAVISKA ENSKILDA
ESSESESS
Authority BANKEN AB
Swedish Financial Supervisory
SVENSKA HANDELSBANKEN AB HANDSESS
Authority
Swedish Financial Supervisory
SWEDBANK AB (PUBL) SWEDSESS
Authority

Authorised primary dealers

Name of the informing CA: Name of the notifying person: ID code* (e.g. BIC):

Swedish Financial Supervisory


BARCLAYS BANK PLC BARCGB22
Authority
Swedish Financial Supervisory DANSKE BANK A/S, DENMARK,
DABASESX
Authority SWEDEN BRANCH
Swedish Financial Supervisory
NATWEST MARKETS N.V. RBOSNLNV
Authority
Swedish Financial Supervisory
NORDEA BANK ABP NDEAFIHH
Authority
Swedish Financial Supervisory
NYKREDIT BANK A/S NYKBDKKK
Authority
Swedish Financial Supervisory ROYAL BANK OF SCOTLAND
RBOSGB2RTCM
Authority PLC
Swedish Financial Supervisory SKANDINAVISKA ENSKILDA
ESSESESS
Authority BANKEN AB
Swedish Financial Supervisory
SVENSKA HANDELSBANKEN AB HANDSESS
Authority
Swedish Financial Supervisory
SWEDBANK AB SWEDSESS
Authority

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