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Depression development: From lifestyle changes to motivational deficits

Daniela Schulz

PII: S0166-4328(20)30544-1
DOI: https://doi.org/10.1016/j.bbr.2020.112845
Reference: BBR 112845

To appear in: Behavioural Brain Research

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Depression development:
From lifestyle changes to motivational deficits

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Daniela Schulz
Boğaziçi University
Institute of Biomedical Engineering,
Center for Life Sciences and Technologies -p
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Istanbul, Turkey
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Correspondence
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Daniela Schulz, Ph.D.


Assistant Professor
Boğaziçi University
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Institute of Biomedical Engineering


Center for Life Sciences and Technologies
Kandilli Campus
34684 ISTANBUL, Turkey
Phone +90 536 592-5514
daniela.schulz@boun.edu.tr
https://bme.boun.edu.tr/daniela-schulz

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Abstract

Until now, depression research has taken a surprisingly narrow approach to modelling the

disease, mainly focusing on some form of psychomotor retardation within a mechanistic

framework of depression etiology. However, depression has many symptoms and each is

associated with a vast number of substrates. Thus, to deepen our insights, this SI (“Depression

Symptoms”) reviewed the behavioral and neurobiological sequelae of individual symptoms,

specifically, psychomotor retardation, sadness, low motivation, fatigue, sleep/circadian

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disruption, weight/appetite changes, and cognitive affective biases. This manuscript aims to

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integrate the most central information provided by the individual reviews. As a result, a dynamic

model of depression development is proposed, which views depression as a cumulative process,

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where different symptoms develop at different stages, referred to as early, intermediate, and
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advanced, that require treatment with different pharmaceutical agents, that is, selective serotonin

reuptake inhibitors early on and dopamine-based antidepressants at the advanced stage.


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Furthermore, the model views hypothalamic disruption as the source of early symptoms and site

of early intervention. Longitudinal animal models that are capable of modelling the different
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stages of depression, including transitions between the stages, may be helpful to uncover novel

biomarkers and treatment approaches.


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Keywords: depression, animal model, symptomatology, hypothalamus, orexin, stress.


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Reductionism, no doubt, has been and continues to be useful for gaining an understanding of

molecular and behavioral functions. On the other hand, behavior is governed by an intricate

system of factors, such as stimulus-response contingencies, emotional, motivational, and

cognitive factors, and temporal context. Such a system will translate into an equally intricate

system of neural substrates, involving multiple brain regions and their connectivity and

molecular constituents.

From this perspective, the substrates of depression could be expected to have tremendous

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complexity. After all, depression is defined by multiple symptoms and behavioral changes,

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ranging from crying behavior to sleeplessness and indecisiveness (American Psychiatric

Association, 2013). Even on their own, these behaviors are represented by highly complex

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neural systems (Newman, 2007; Brudzynski, 2019; Wirz-Justice and Benedetti, 2018; Rayner et
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al., 2016). Yet, we have taken a surprisingly narrow approach to modelling depression, focusing

mostly on psychomotor retardation within a mechanistic framework of depression etiology.


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Perhaps not surprisingly, animal models are found wanting, patients are left unsuccessfully

treated, and clinical trials are failing.


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To give food for thought, this Special Issue (“Depression Symptoms”) reviewed the

behavioral and neurobiological sequelae of depression symptoms, as defined by the Diagnostic


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and Statistical Manual of Mental Disorders (DSM)-5, in an effort to gain insights into their

commonalities and differences. The present manuscript aims to integrate the most central
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information provided by the individual reviews. A dynamic model of depression development is

proposed as a result.

1. All behavior is activity.

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Behavioral activity can take on many forms. Exploratory movement, sitting, and sleeping are

a few examples. While it is a relatively simple task to measure a behavior, it can take decades to

discover what it means. A prime example is forced swim immobility, a form of psychomotor

retardation, generally defined as a lack of motion of the whole body except that required for

breathing and balancing to remain afloat (Porsolt et al., 1977). Immobility, as measured in the

forced swim test (FST), has long been interpreted to indicate a depression-like response, but this

notion has been challenged (Molendijk and De Kloet, 2019). As Unal and Canbeyli (2019) point

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out, a reduction in physical activity occurs in many situations but for different reasons.

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The concept of learned despair, indexed by FST immobility, appears to have its origins in

learned helplessness theory, but it also differs in important ways. Learned helplessness is said to

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result from learning that escape from stress is impossible, where inescapability or
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uncontrollability is defined as a lack of contingency between a response and a desired outcome

which, in turn, results in motivational, emotional, and cognitive changes resembling depression
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(Maier and Seligman, 1976). Motivational change typically consists of passive behavior, such as

not pressing a lever or not crossing over a barrier, even when active behavior would be adaptive
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and result in control. In the FST, learned despair is said to result from learning that escape from

cold water stress is impossible (Porsolt et al., 1977). As a result, animals increasingly display
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passive as opposed to active escape behaviors, but they are also not given the opportunity to

escape. The FST has often been criticized for lacking a rationale or explanatory framework, but
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because forced swim immobility is attenuated by certain antidepressants administered in the

clinic, it is generally viewed as a screening test for antidepressant compounds. The extinction-

induced despair (EID) model of depression also measures immobility as an index of despair, but

its mechanistic rationale is rooted in operant learning theory (Schulz et al., 2004; Schulz et al.,

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2007a,b; Huston et al., 2009, 2013). In EID, animals learn two contingencies in succession.

First, they learn that a response results in reinforcement, such as negative reinforcement provided

by escape onto a hidden platform in the water maze (Schulz et al., 2004; Schulz et al., 2007a,b),

or positive reinforcement provided by food following a lever press (Huston et al., 2012).

Second, the animals learn that the previously reinforced response no longer results in

reinforcement, which is extinction. A resistance to extinction was found to be protective of

‘despair’, but with extinction of the previously reinforced response, water maze immobility and

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active avoidance behaviors are observed (Schulz et al., 2004; Schulz et al., 2007a,b; Huston et

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al., 2012; Komorowski et al., 2012).

Thus, different contexts and rationales can be used to study ‘depression’ in rats. Many of our

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current models use indicators of psychomotor retardation as indexes of ‘depression’. While we
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cannot be certain of the meaning of these behaviors in rats, interpretations of symptoms in

humans are also subject to continued debate (Treadway and Zald, 2011; Haskell et al., 2020;
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Tanriverdi et al., submitted). For example, psychomotor retardation, motivational deficits,

fatigue, and hypersomnia are all associated with reductions in physical activity, but are
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considered distinct in DSM-5. To increase our understanding of the different symptoms, their

neurobiological substrates are discussed next (see Table 1 for a summary).


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Insert Table 1 about here


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2. Psychomotor retardation

The substrates of psychomotor retardation are mainly studied in the context of Parkinson’s

disease. However, as Unal and Canbeyli (2019) point out, the same basal ganglia (BG) circuits,

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in particular, those involving the medium spiny neurons of the striatum (STR) and nucleus

accumbens (NAc) are also directly relevant to depression (Pena, 2017; Francis and Lobo, 2017).

Neurochemically, dopamine (DA) D1 and D2 receptor antagonists decrease mobility, and so do

agonist neuromodulators with inhibitory effects on the DA-BG circuit, including cholinergic

histaminergic, and adrenergic agonists (Klemm, 1989, 2001). Furthermore, antidepressants with

high affinities to the serotonin transporter (SERT) and the DA transporter (DAT), like sertraline,

are the most effective in reducing psychomotor retardation, whereas drugs with high affinities to

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the SERT but not DAT, like desvenlafaxine and fluoxetine, either have no effect or even increase

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psychomotor retardation in humans and EID models of depression (Schrijvers et al., 2009;

Mendhe et al., 2017; Schulz et al., 2007b; Huston et al., 2012). Taken together, psychomotor

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retardation belongs to a group of symptoms which manifest in reduced physical activity. It is
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mediated by changes in the BG circuit and has enough molecular specificity that antidepressants

with a high affinity to the DAT alleviate it, whereas antidepressants with a high affinity to the
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SERT worsen it.

3. Sadness
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According to DSM, either sadness or a loss of interest or pleasure have to be present for a

diagnosis to be warranted. Sadness is often expressed through crying. In this Special Issue,
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Brudzynski (2019) discusses the similarities and differences between rat 22 kHz ultrasonic

vocalizations (USV) and human crying. It is concluded that the rat calls represent an
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evolutionary counterpart of human crying, despite some differences. Furthermore, the evidence

suggests that emission of 22 kHz USVs like human crying reflects anxiety, and not depression,

nor a symptom of depression, although depressed patients can have anxiety. Notably, rat 22 kHz

USVs are associated with behavioral inhibition, such as a decrease in motor and locomotor

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activity. One reason might be that the ascending mesolimbic cholinergic system, which initiates

these calls, interacts mutually with the ascending mesolimbic DA system (Brudzynski, 2007).

For example, brief activation of muscarinic receptors led to hyperpolarization of DA neurons in

the substantia nigra pars compacta/ventral tegmental area (SNc/VTA; Fiorillo and Williams,

2000). And, DA D1/D2 receptor agonist R-(-)-apomorphine injected into the NAc decreased rat

22 kHz USVs induced by muscarinic agonist carbachol injected into the anterior hypothalamus-

medial preoptic area, a prominent target of the cholinergic projection originating in the

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laterodorsal tegmental nucleus (LDT; Brudzynski, 2007; Silkstone and Brudzynski, 2019).

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Thus, even though crying has affective, cognitive and somatic components in addition to

behavioral sequelae, the latter involves a form a psychomotor retardation which might result

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from an inhibition of the mesolimbic DA system during crying.
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4. Motivation

A second core symptom of depression, according to DSM, is a loss of interest or pleasure in


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previously rewarding activities. This definition is problematic because it lumps two very

different concepts with different neurobiological underpinnings into one symptom category. For
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example, a cook, if depressed, might stop cooking because a) food is no longer enjoyable or b)

the action of cooking, which includes shopping for food, peeling the vegetables, thinking up
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recipes, washing up, and sharing the food with others, is just too demanding and therefore no

longer of interest to the person. The first case describes anhedonia, a loss of pleasure, whereas
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the latter describes a decline in effortful motivation.

In rats, an objective measure of hedonia or ‘liking’ is mouth-licking behavior following

consumption of a palatable substance (Berridge and Robinson, 2003). ‘Liking’ involves opioid

receptor stimulation in the NAc and ventral pallidum (VP; Pecina and Berridge, 2000; Kelley et

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al., 2002). Depressed patients appear to have normal hedonic experiences (Berlin et al., 1998;

Scinska et al., 2004; Swiecicki et al., 2009, 2015; Clepce et al., 2010), but might perceive

olfactory stimuli as more pleasant (Pause et al., 2001; Lombion-Pouthier et al., 2006) or crave

sweets and carbohydrates more (Moller, 1992).

By contrast, motivational deficits have been demonstrated in depression, as assessed with the

Efforts Expenditure for Rewards Task or EEfRT (Treadway et al., 2012; Yang et al., 2014). In

this task, participants choose to expend high or low physical effort, as indexed by speeded button

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pressing, in exchange for different reward opportunities (Treadway et al., 2009). It was found

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that patients with major depression, and especially those with longer disease episodes, made

fewer high effort choices (Treadway et al., 2012). Originally developed for rats, the two-choice

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effort task has been instrumental in the discovery of the substrates of effortful motivation, that is,
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DA neurotransmission in the NAc (Salamone et al., 1994; Salamone and Correa, 2012). For

example, blockade of DA receptors with haloperidol or depletion of DA in the NAc with 6-


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hydroxydopamine decreased the number of choices to climb over a large barrier in return for a

large food reward but did not impair approach and consumption of a small reward that did not
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require any effort to obtain (Salamone et al., 1994).

Notably, a decrease in effortful motivation is not simply a reduction in physical activity but a
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reduction in effortful activity. Not pressing a lever or not crossing over a barrier to avoid foot-

shock, as is often measured in tasks designed to induce learned helplessness, or decreased


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durations of swimming and struggling to escape the cold water in FST and EID could, among

other, also reflect decreases in effortful motivation (Maier and Seligman, 1976; Schulz et al.,

2016). One way to examine this hypothesis is to study the link between the measured behaviors

and their responsiveness to serotonergic and dopaminergic antidepressants. That is because

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selective serotonin reuptake inhibitors (SSRIs), like fluoxetine and citalopram, are ineffective

and may even aggravate motivational deficits, whereas dopaminergic agents alleviate these

deficits (Padala et al., 2012; Randall et al., 2015; Yohn et al., 2016). In EID, the SSRI fluoxetine

increased immobility, whereas a noradrenergic reuptake inhibitor reduced it (Schulz et al.,

2007b). DA-based antidepressants like bupropion have not yet been tested in this paradigm. In

FST, immobility might be reduced by SSRIs, provided that a time-sampling technique is used for

scoring (Detke et al. 1995; Kirby & Lucki, 1997; Reneric & Lucki, 1998; Cryan et al., 2002,

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2005). Using standard methods, others have found no effects or an increase in immobility

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(Gorka et al., 1979; Paul et al., 1990; Maj et al., 1992; Skrebuhhova et al., 1999; West & Weiss,

1998; Will et al., 2003; Thompson et al., 2004). By contrast, bupropion increased the release of

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DA in the NAc and reduced immobility in the FST (West & Weiss, 1998; Kitamura et al., 2010).
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In the learned helplessness paradigm, failures to escape from foot-shock are attenuated by DA-

based antidepressants (Schulz et al., 2010), but also with SSRIs (Martin et al., 1990; Gambarana
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et al., 1995; Ferguson et al., 2000; Zazpe et al., 2007). SSRIs like fluvoxamine might at least

partially exert their effects through DA D1 and D2 receptor stimulation (Takamori et al., 2001).
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5. Fatigue

Fatigue or a loss of energy is considered a somatic symptom of depression, along with sleep
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and appetite disturbances. Somatic symptoms can precede the development of depression. For

example, medically unexplained somatic symptoms that don’t warrant the diagnosis of
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depression present a high risk for depression development in the medium term (Kapfhammer,

2006). Fatigue is also highly prevalent in depression, with rates up to 80% (Hamilton, 1989).

However, it is resistant to treatment with serotonergic antidepressants (Ghanean et al., 2018).

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Evidence suggests that fatigue and physio-somatic symptoms, and also fatigue in depression

(as opposed to depression per se) are associated with microglial activation and a resulting

inflammatory response which induces abnormal secretions of cytokines like interleukin (IL)-1β,

cytotoxic substances like reactive oxygen species and nitric oxide, and the tryptophan catabolites

kynurenine and quinolinic acid (Chaves-Filho et al., 2019). These changes do not occur

suddenly but are the consequence of a prolonged neuroprogressive process (Maes et al., 2012).

Possibly, they date back to early life adversity (Ganguly and Brenhouse, 2014).

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A marked feature of chronic fatigue is abnormalities in pacemaker circuits (Chaves-Filho et

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al., 2019). Specifically, reduced circadian signals and altered cyclicity were found in patients

with chronic fatigue syndrome (Racciati et al., 2001). Pro-inflammatory cytokines could be

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responsible for this as receptors for IL-1β, tumor necrosis factor alpha, and interferons are
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located on the master circadian clock, the suprachiasmatic nucleus (SCN) of the hypothalamus,

and their activations suppress neural drive from the SCN onto its effector systems (Beynon and
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Coogan, 2010; Harrington, 2012).

6. Sleep/Rhythms
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Sleeping and waking follows a circadian cycle, approximately 24 h long (reviewed by

Mendoza, 2019). This rhythm is orchestrated by the SCN, our internal clock, together with
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external Zeitgebers, such as daylight. Jet travel across time zones, shift work, light exposure at

night through devices emitting blue light, and staying up late on weekends or social jet lag can
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lead to desynchronization, however. In turn, the chronic stress resulting from circadian

disruption poses a risk for depression development (Bass and Lazar, 2016).

In depression, sleep disturbances are also common (Franzen and Buysse, 2008). These

include difficulties initiating or maintaining sleep, early waking, and shortened rapid eye

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movement sleep. Evidence suggests that these abnormalities are associated with blunted

circadian amplitudes and a decreased sensitivity to Zeitgebers (Souetre et al., 1989; Lyall et al.,

2018). Importantly, serotonin (5-HT), 5-HT agonists, and the SSRI fluoxetine can function as

Zeitgebers, similar to bright light, since their administration shifts the rhythms of the SCN, clock

genes, and behavior (Cuesta et al., 2008; Nomura et al., 2008; Mendoza, 2019).

It is interesting to observe that asynchronous activity is treatable with SSRIs, but fatigue is

not, though both are somatic symptoms of depression. The separation of somatic symptoms

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(fatigue and sleep/appetite disturbances) is also evident in factor analysis of Beck’s Depression

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Inventory (BDI), a clinical tool used for the diagnosis of depression (Box 1). Thus, it is

conceivable that sleep disturbances manifest early in depression development, possibly resulting

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from lifestyle factors. Early on, these disturbances appear to be treatable with SSRIs (Franzen
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and Buysse, 2008; Spulber et al., 2015; Bass and Lazar, 2016). However, the chronicity of the

stress resulting from desynchronization might lead to fatigue and exhaustion associated with
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neuroinflammation (Chaves-Filho et al., 2019), requiring a different treatment approach.

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Insert Box 1 about here

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Other neurotransmitter systems are also involved in the control of the sleep-wake cycle. For

example, the SCN regulates, via orexin (ORX) neurons of the hypothalamus, the circadian
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rhythm of DA neurons in the VTA, which show diurnal variations in accordance with rest-

activity levels (Luo and Aston-Jones, 2009; Moorman and Aston-Jones, 2010). Through

projections to ORX neurons, the SCN also modulates the activity of noradrenergic neurons in the

locus coeruleus, which mediate arousal and wakefulness (Gompf and Aston-Jones, 2008).

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ORX neurons have an interesting role in connecting the sleep-wake cycle with systems that

regulate appetite and metabolism (Bass and Lazar, 2016). For example, orexin overexpression

protected mice from diet-induced adiposity and metabolic impairments (Funato et al., 2009),

whereas orexin deficiency induced narcolepsy, inactivity, and obesity (Hara et al., 2001; Willie

et al., 2001; Arrigoni et al., 2019). Not surprisingly, sleep and appetite disturbances loaded on

the same factor in our analysis of BDI (Table 2).

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Insert Table 2 about here

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7. Weight/Appetite

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Calorie dense, highly palatable cafeteria-style foods, which are high in fat and simple
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carbohydrates, such as processed meats, chips, and cookies, quickly lead to weight gain,

adiposity, and metabolic syndrome (Sampey et al., 2011). Insufficient nutrition knowledge, low
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cost, and convenience may all contribute to choosing the cafeteria diet over healthy food choices.

A neurophysiological link, however, exists between social stress and the consumption of comfort
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foods. Specifically, chronic social stress resulting from defeat and subordination, such as in

resident-intruder paradigms, disrupts the negative feedback inhibition of the hypothalamo-


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pituitary-adrenal (HPA) axis, induces comfort eating via glucocorticoid modulation of brain

reward circuits, and leads to storage of abdominal fats (Dallman et al., 2003; Coccurello et al.,
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2009). Consumption of comfort food temporarily reduces stress and feelings of depression, but

can transition to recurrent comfort eating, weight gain, obesity, and inflammatory state (Dallman

et al., 2003; Sampey et al., 2011; Coccurello, 2019).

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Chronic social stress might achieve long-lasting changes in the brain through increased

plasticity and neuronal growth in the amygdala and onto hypothalamic systems (Dallman et al.,

2003; Patel et al., 2019). Enhanced arborization in the basolateral amygdala following chronic

social stress was associated with social avoidance (Patel et al., 2018). Moreover, decreased

plasticity in the ventral hippocampus, an area which regulates stress and emotions, and in the

prefrontal cortex, which mediates decision-making, working memory, and inhibitory control,

also impact the stress-regulating functions of the hypothalamus (Patel et al., 2018, 2019).

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Coccurello (2019) hypothesizes that chronic social stress-induced eating leads to defective

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leptin signaling, which normally dampens appetite, and in structural remodeling of synaptic

inputs onto ORX neurons in the lateral hypothalamus (LH). This change is mediated by an

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increased production of endocannabinoids (eCB) and, thus, an increased inhibition of type-1
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cannabinoid (CB1) receptor-mediated GABA release which, in turn, disinhibits ORX activity in

the hypothalamus (Cristino et al., 2013). Elevated ORX activity is proposed to increase food
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motivation through impacts on GABAergic projections from LH to the dopaminergic VTA

(Coccurello, 2019).
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The lateral habenula (LHb), which appears to be overactive in animal models of depression

(Li et al., 2011; Mirrione et al., 2014), connects the LH and VTA indirectly, using glutamatergic
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projections. If LHb is inhibited, it increases the consumption of high calorie, palatable food

(Stamatakis et al., 2016). During stress, eCB-mediated long-term depression is abolished in


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LHb, shifting plasticity towards potentiation (Park et al., 2017a,b). Thus, altered neuroplasticity

in LHb might underlie a change towards food aversion (Coccurello, 2019).

Serotonin influences energy homeostasis through impacts on the melanocortin system in the

hypothalamic arcuate and on ORX neurons in the LH, among other (Lam et al., 2010). Thus,

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SSRIs could be expected to help with appetite disturbances in depression. However, the

evidence is not clear (Harvey and Bouwer, 2000). While SSRIs induced weight loss in obesity

without depression (Serralde-Zuniga et al., 2019), weights decreased or increased in depressed

patients depending on initial weights (Orzack et al., 1990), first decreased and then increased

depending on depressed state (Michelson et al., 1999), or increased unwantedly (Fisher et al.,

1995; Bouwer and Harvey, 1996; Bouchard et al., 1997).

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8. Cognitive affective biases

Cognitive affective biases cause changes in the ways people think, because emotions impact

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their cognitions (Lewis et al., 2019). Biased ways of thinking can influence memory recall,

future expectations, decision-making, and judgment. Enhanced negative and reduced positive

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biases are hypothesized to play a causative role in the development and maintenance of
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depression (Disner et al., 2011). In support of this hypothesis, negative biases were found in

individuals at risk for depression (Joormann et al., 2007; Romero et al., 2014), to predict relapse
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(Bouhuys et al., 1999), and precede the onset of depression (Rude et al., 2003).

Evidence strongly suggests that SSRIs and selective norepinephrine reuptake inhibitors
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(SNRIs), given acutely, increase positive and decrease negative processing biases, both in

healthy people and depressed patients (Warren et al., 2015; Park et al., 2018). Indeed, the
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neurocognitive model of antidepressant treatment proposes that normalization of biases in

depression is the key action of antidepressants, which occurs early, preceding changes in other
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symptoms (Warren et al., 2015). Moreover, the delay in antidepressant response may be due to

the time it takes for a more positive outlook to translate into new learning and the remodeling of

synaptic connections (Robinson, 2018; Lewis et al., 2019).

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Animal models of affective biases are not directly comparable to human tasks which use

emotional stimuli like faces and words to gauge unlearned emotional responses (Robinson,

2018). Animal tasks, by contrast, must rely on learning and memory processes. In the affective

bias test (ABT), biases are learned through pairing of drug effects with rewards, which then leads

to a preference of the reward or avoidance (Lewis et al., 2019). Consistent with human studies,

SSRIs and SNRIs induced a positive affective bias in healthy rats (Stuart et al., 2013). Negative

biases were induced, for example, by retinoic acid, which regulates gene expression and plays a

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role in sleep and circadian rhythms, learning and memory, synaptic plasticity, and adult

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neurogenesis (Vilhais-Neto and Pourquie, 2008). Negative biases were also induced by stress,

eCB antagonist rimonabant, and immunomodulators like interferon alpha (Stuart et al., 2013,

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2017). Furthermore, lesions of the central nucleus of the amygdala prevented the formation of
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positive biases induced by antidepressant treatment, and inactivation of the medial prefrontal

cortex prevented the expression of negative biases (Stuart et al., 2015).


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9. Dynamic Model of Depression Development

Based on information provided by the reviews for this SI, I propose a dynamic model of
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depression development (Fig. 1).

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Insert Figure 1 about here

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In this model, depression is defined as a cumulative process. It consists of an early stage in

which life style factors, such as repeated exposure to blue light and consumption of cafeteria-

style foods, but also social stress and negative attitudes cumulate and force a homeostatic system

to reorganize. In this early stage, sleep and appetite disturbances as well as cognitive biases are

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treatable with traditional antidepressants, especially SSRIs. Without treatment or behavioral

change, depression continues to develop. The chronicity of stress resulting from early

disturbances now forces the system into an intermediate stage of depression development, where

fatigue and other physio-somatic symptoms are also present. The patient might seek medical

care, but will probably not be diagnosed with a depression, since traditional diagnostic systems

would not warrant the diagnosis. The current model predicts that, at this stage of depression

development, the patient would benefit from treatment with anti-inflammatory agents. Without

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such a treatment, depression progresses further to the most advanced stage, in which

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motivational deficits are present and difficulties managing daily chores force the patient to seek

help from a psychotherapist or psychiatrist. At this point, the patient would likely benefit from

dopamine-based antidepressants.
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The implications of the current model are fairly obvious. 1) Depression starts early, long

before it is typically diagnosed. 2) Different pharmacological agents are capable of treating


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different symptoms and at different time points during depression development. 3) Future

scientific discovery might benefit from an understanding of the temporal dynamics of depression
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development, including the mechanisms that mediate the transitions between stages. Clearly,

this will require the development of ‘longitudinal’ animal models that are capable of simulating
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early, intermediate, and advanced stages of depression development. In its core, the model is

simple and testable. It is also incomplete, since more symptoms could be addressed and
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integrated in the future.

10. The special role of the hypothalamus

The hypothalamus regulates many vital functions, including sleep/wake rhythms, appetite,

and stress responsivity. In the present model, these are key systems that reorganize in early

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depression development. Altered sleep and rhythmicity through disruptions of the SCN

(Mendoza et al., 2019), stress-induced changes in eating behavior that lead to the remodeling of

ORX neurons in LH (Coccurello et al., 2019), and structural changes in the amygdala, prefrontal

cortex, and hippocampus that impact the HPA-axis (Patel et al., 2019) appear central to the

manifestation of early symptoms. In this simplified view, hypothalamic disruption is the source

of early symptoms and, by inference, the site of early intervention.

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11. Conclusion

This SI (“Depression Symptoms”) set out to review the neurobiological bases of individual

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symptoms as defined by DSM-5. It achieved its goal of elucidating the vast complexity of

substrates that govern different symptoms. An effort to integrate the different reviews resulted in

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the “Dynamic Model of Depression Development”, which predicts that different symptoms
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develop at different stages, referred to as early, intermediate, and advanced, that require

treatment with different pharmaceutical agents, that is, SSRIs early on and DAergic
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antidepressants at the advanced stage. Furthermore, the model views hypothalamic disruption as

the source of early symptoms and site of early intervention. It may be beneficial to develop
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longitudinal models of depression that can test the trajectory through different stages of

development.
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Acknowledgments
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I would like to thank all authors who have contributed to the SI “Depression Symptoms”.

Conflicts of interest

None.

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3. S.M. Brudzynski, Emission of 22 kHz vocalizations in rats as an evolutionary equivalent of

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Figure 1. Dynamic Model of Depression Development. In this model, depression symptoms


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are sorted across time, with changes in sleep and appetite as well as cognitive affective biases

representing early symptoms in depression development. At this time point, the symptoms are
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treatable with selective serotonin reuptake inhibitors (SSRIs). Exposure to blue light devices,

consumption of the cafeteria diet, stress, and even viruses may have led to the remodeling of
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synaptic inputs to the hypothalamus, resulting in early symptoms (Coccurello, 2019; Mendoza,

2019; Mori, 2019; Patel et al., 2019). Without treatment or behavioral change, depression

continues to develop, where fatigue and other physio-somatic symptoms are also present that are

accompanied by microglial activation and a resulting inflammatory response (Chalves-Filho et

36
al., 2019). Psychomotor retardation and motivational deficits have a well-established

dopaminergic (DAergic) basis (Unal and Canbeyli, 2019; Lewis et al., 2019). In the present

model, their presence indicates the most advanced stage of depression development. At this

stage, the individual is most likely to seek help from a mental health professional and to receive a

traditional diagnosis of depression.

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Box 1. Factor analysis of Beck’s Depression Inventory (BDI-IA)

The inventory was administered to 294 participants (176 males, 114 females, mean age ±
S.D. = 33.58 ± 14.56, range = 63) that were part of a larger study (publication in
preparation). They were recruited from the streets of Istanbul, in 6 different city centers, to
represent the general city population.
The mean (± SD) BDI score was 10.54 (± 7.86). The Cronbach’s alpha was 0.865. Item 19
was removed to increase the alpha to 0.868. Principal component analysis was conducted

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with varimax rotation. The 20 items loaded onto 4 factors with Eigenvalues > 1, explaining
13.75%, 12.37%, 11.22%, and 11.08% of the variance, respectively. The largest loadings
for each item are shown in Table 2.

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The first component appears to encode psychological pain. The second component
reflects cognitive-emotive changes, such as indecisiveness, health worries, and irritation,
so not surprisingly, fatigue was also associated with this factor. The third component

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appears to imply feelings of insufficiency. The fourth component compiles somatization
items, most notably, changes in sleep and appetite. Fatigue, a somatic symptom, also
loaded on the fourth dimension. However, the fact that it most strongly loaded on the
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cognitive factor and is known to associate with neuroinflammatory processes (Chaves-Filho
et al., 2019), might indicate some separation from other somatization symptoms.
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Table 1. Summary of biological systems mediating symptoms of depression
Behavior/ Key brain areas/ Key biological Possible link

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Symptom(s) Concept(s)
syndrome circuits systems with depression Author(s)
acc to DSM-V studied

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insomnia or circadian sleep, circadian disruption
SCN 5-HT, DA, ORX Mendoza
hypersomnia rhythms wakefulness poses
risk for depression
development

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weight loss or reward, leptin, ORX, eCB, stress-induced
eating behavior HPA-axis, Coccurello
weight gain aversion, CB1-R, comfort eating

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or changes in food GABA, GLU, DA leads to structural
LH-VTA, LHb, VP
appetite motivation D1-R, D2-R remodeling
and altered
appetite regulation

diminished
ability to think
cognitive
affective
biases
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digging for
reward in a
mPFC, AMYG 5-HT, NE, DA,
enhanced negative
and reduced
Lewis, Benn,
Dwyer,
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drug-induced positive biases may
or concentrate retinoic acid, Robinson
affective state play a
eCB, GABA, causative role in
immunomodulators depression
development
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resident- GLU, AMPA-R, stress induces Patel, Kas,


N/A social stress HPA-axis,
intruder models NMDA-R, structural Chattarji,
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AMYG, PFC, HIPP TrkB, BDNF, tPA reorganization Buwalda

Chaves-
fatigue or loss fatigue and high risk for
chronic fatigue SCN immune pathways, Filho,
of energy other depression,
Macedo,
physio- high prevalence de Lucena,
syndrome DMH-LC microglia, IL-1,
somatic during depression, Maes

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oxidative &
symptoms VTA residual symptom
nitrosative stress,

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bacterial
translocation

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passive immobility in infralimbic mPFC- if persisting, Molendijk,
N/A GR activation,
coping FST STR, enhances de Kloet
with
extended AMYG- parasympathetic vulnerability to
inescapable
PVN, vlPAG, activation, depression

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stress
VTA eCB, DA

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psychomotor behavioral immobility in basal ganglia psychomotor Unal,
GABAergic MSN,
retardation despair FST, circuit, retardation Canbeyli
reduced afferents to, DA D1-R, D2-R
in depression
physical activity efferents from BG, antagonism,

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dynorphin,
substance P,
neuromodulators of
DA BG circuit,
nACh, mACh, H1,
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α1, α2, agonism,
BDNF

effortful
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DA, A2A-R, mACh- low motivation in Lewis, Benn,


loss of interest motivation decision- NAc, VP
R, GABAA-R depression Dwyer,
making
Robinson
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ascending
could suggest
sadness crying 22 kHz USV mesolimbic mACh Brudzynski
anxiety state
cholinergic
system originating in depressed
in LDT patients

40
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5-HT = serotonin; A2A-R = adenosine 2A receptor; α1 = alpha-1 adrenergic receptor; α2 = alpha-2 adrenergic receptor; AMPA-R =
α-amino-3-hydroxy-5-methyl-4-isoxazolepropionic acid receptor; AMYG = amygdala; BDNF = brain-derived neurotrophic factor; BG
= basal ganglia; CB1-R = type-1 cannabinoid receptor; D1-R = dopamine D1 receptor; D2-R = dopamine D2 receptor; DA =

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dopamine; DMH = dorsomedial hypothalamus; eCB = endocannabinoid; FC = frontal cortex; FST = forced swim test; GABA =
gamma aminobutyric acid; GLU = glutamate; GR = glucocorticoid receptor; H1 = histamine H1 receptor; HIPP = hippocampus; HPA
= hypothalamo-pituitary-axis; IL = interleukin; LC = locus coeruleus; LH = lateral hypothalamus; LHb = lateral habenula; mACh =

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muscarinic acetylcholine receptor; mPFC = medial prefrontal cortex; MSN = medium spiny neuron; NAc = nucleus accumbens;
nACh = nicotinergic acetylcholine receptor; NE = norepinephrine; NMDA-R = N-methyl-D-aspartate receptor; ORX = orexin; PVN =
paraventricular nucleus of the hypothalamus; SCN = suprachiasmatic nucleus; STR = striatum; tPA = tissue plasminogen activator;
TrkB = tyrosine receptor

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Table 2. Factor analysis of Beck’s Depression Inventory (BDI-IA).

Rotated Component

Item # Type 1 2 3 4

BDI1 Sad .636

BDI2 Hopeless .565

BDI3 Failure .542

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BDI4 Dissatisfaction .381

BDI5 Guilty .656

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BDI6 Punished .678

BDI7 Self-dislike .627

BDI8

BDI9
Self-blame

Suicidal thoughts
-p .674

.523
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BDI10 Crying .360

BDI11 Irritation .498


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BDI12 Social withdrawal .452

BDI13 Indecisiveness .576


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BDI14 Appearance .505

BDI15 Work difficulty .616


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BDI16 Sleep .609

BDI17 Fatigue .498 .488


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BDI18 Appetite .673

BDI20 Health worries .649

BDI21 Loss of libido .578

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