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ERAS Protocols For Thyroid and
ERAS Protocols For Thyroid and
Otolaryngology–
Head and Neck Surgery
T
Abstract hyroid and parathyroid operations are frequently
Objective. Enhanced recovery after surgery (ERAS) protocols performed procedures. In the United States alone,
are evidenced-based multidisciplinary programs implemented in .150,000 are performed per year.1 The rate of compli-
the perioperative setting to improve postoperative recovery and cations from these operations is approximately 11%, of which
attenuate the surgical stress response. However, evidence on nearly 70% are a due to bleeding, hypocalcemia, and pulmon-
their effectiveness in thyroid and parathyroid surgery remains ary problems.2 Furthermore, it has been estimated that chronic
sparse. Therefore, our goal was to investigate the clinical bene- opioid dependence may develop in 5% of patients undergoing
fits and cost-effectiveness of ERAS protocols for the periopera- thyroidectomy and 6% undergoing parathyroidectomy.3 As a
tive management of thyroidectomy and parathyroidectomy. result, several institutions have instituted enhanced recovery
after surgery (ERAS) protocols, aimed at improving the perio-
Data Source. A systematic review of Medline, Scopus, Embase, perative care of patients while decreasing complications.
and gray literature was performed to identify studies of ERAS or ERAS protocols are a set of structured clinical pathways
clinical care protocols for thyroidectomy and parathyroidectomy. implemented in the perioperative setting to reduce postoperative
Review Methods. Two reviewers screened studies using physical and psychological stress and thus accelerate recovery.4,5
predetermined inclusion criteria. Our primary outcomes Over the past 10 years, several studies have highlighted the bene-
included hospital length of stay and hospital costs. Readmis- fits of these programs, such as reduced hospital length of stay
sion and postoperative complication rates composed our (LOS), readmission rates, complications, and postoperative
secondary outcomes. Meta-analysis was performed to com- opioid consumptions.6,7 Several components are routinely incor-
pare outcomes for patients enrolled in the ERAS protocol porated in these protocols: preoperative counseling, thromboem-
versus standard of care. bolic prophylaxis, perioperative antibiotics, body temperature
regulation, fluid management, and multimodal analgesia. The
Results. A total of 450 articles were identified; 7 (1.6%) met incorporation of these interventions in an ERAS protocol has sig-
inclusion criteria with a total of 3082 patients. Perioperative nificantly benefited patient care for a variety of operations,
components in ERAS protocols varied across the studies. including head and neck free flap reconstruction, colorectal sur-
Nevertheless, patients enrolled in ERAS protocols had gery, hip and knee arthroplasty, and breast cancer surgery.8-10
reduced hospital length of stay (mean difference, –0.64 days Our objective therefore was to collate, critically appraise,
[95% CI, –0.92 to –0.37]) and hospital costs (in US dollars; and analyze the impact of ERAS protocols and/or clinical
mean difference, –307.70 [95% CI, –346.49 to –268.90]), care pathways on LOS, complications, pain management,
without an increase in readmission (odds ratio, 0.75 [95% readmissions, and costs as compared with the previously
CI, 0.29-1.94]) or complication rates (odds ratio, 1.14 [95%
CI, 0.82-1.57]).
1
Department of Otorhinolaryngology, University of Pennsylvania, Philadel-
Conclusion. There is growing literature supporting the role of
phia, Pennsylvania, USA
ERAS protocols for the perioperative management of thyr- 2
Department of Pediatrics, University of Texas Health–San Antonio, San
oidectomy and parathyroidectomy. These protocols signifi- Antonio, Texas, USA
3
cantly reduce hospital length of stay and costs without Leonard Davis Institute of Health Economics, University of Pennsylvania,
increasing complications or readmission rates. Philadelphia, Pennsylvania, USA
This study was submitted as an oral presentation at the 2021 AAO-HNSF
Annual Meeting & OTO Experience; October 3-6, 2021; Los Angeles,
Keywords California.
PSQI, patient safety, thyroidectomy, parathyroidectomy, oto- Corresponding Author:
laryngology, ERAS, enhanced recovery after surgery Karthik Rajasekaran, MD, Department of Otorhinolaryngology, University of
Pennsylvania, 800 Walnut St, 18th Floor, Philadelphia, PA 19107, USA.
Received March 17, 2021; accepted May 4, 2021. Email: karthik.rajasekaran@pennmedicine.upenn.edu
2 Otolaryngology–Head and Neck Surgery
Identification
omy and parathyroidectomy. Records identified through
database searching
Additional records identified
through other sources
(n = 445) (n = 5)
Methods
This systematic review and meta-analysis adhered to the rec- Records after duplicates removed
ommendations from the Cochrane Handbook for Systematic (n = 302)
Screening
Reporting Items for Systematic Reviews and Meta-analyses).11
Records screened Records excluded
(n = 302) (n = 266)
Search Strategy and Selection Criteria
Two authors (K.C., N.L.) systematically searched MEDLINE
Full-text articles Full-text articles excluded,
via PubMed, Scopus, Cochrane Clinical Trial Registry,
Eligibility
assessed for eligibility with reasons
Embase, and gray literature to identify case-control studies, (n = 36) (n = 29)
cohort studies, and case series evaluating ERAS protocols and Review article (6)
Not relevant (15)
clinical care pathways in patients undergoing thyroidectomy Studies included in
Does not evaluate ERAS
(8)
and parathyroidectomy. The search included all articles pub- qualitative synthesis
(n = 7)
lished from database inception to January 5, 2021. Addition-
Included
ally, we manually reviewed references from the identified
Studies included in
articles and conference proceedings. quantitative synthesis
We used the following set of controlled variables: (‘‘thyr- (meta-analysis)
(n = 7)
oidectomy’’ OR ‘‘total thyroidectomy’’ OR ‘‘hemithyroidect-
Figure 1. PRISMA flowchart of systematic search strategy. ERAS,
omy’’ OR ‘‘partial thyroidectomy’’ OR ‘‘thyroid lobectomy’’ enhanced recovery after surgery.
OR ‘‘parathyroidectomy’’ OR ‘‘parathyroid adenoma removal’’)
AND (‘‘ERAS’’ OR ‘‘enhanced recovery after surgery’’ OR included vocal cord paralysis, persistent hoarseness, bleeding,
‘‘clinical pathway’’ OR ‘‘clinical care pathway’’ OR ‘‘critical infections, reoperation, and postoperative hypocalcemia.
pathway’’). No limit was placed for language, location, or
sample size for included studies. K.C. and N.L. independently Statistical Analysis
reviewed the titles and abstracts of all citations to determine suit-
Meta-analysis was performed to generate forest plots. The
ability based on the study’s primary outcomes. This was fol-
effect size of ERAS protocols on hospital LOS and costs was
lowed by an independent review of the full text by K.C. and N.L.
evaluated via mean differences (MDs) with 95% CIs. Simi-
to confirm eligibility. Disagreements were resolved by a third
larly, the estimated effect size of ERAS protocols on post-
author (K.R.).
operative complications and readmissions was determined
Data Extraction and Risk of Bias through pooled odds ratios (ORs) with 95% CIs. Subgroup
analysis based on operation type was performed for primary
Using a standardized collection form, 2 authors (K.C. and outcomes. Statistical heterogeneity was assessed with I2, with
N.L.) independently extracted study data specific for patient thresholds of low (25%-49%), moderate (50%-74%), and
characteristics, operative characteristics, ERAS elements, and high (75%). Publication bias for our primary outcomes was
clinical outcomes. Differences in data collection were assessed with funnel plots, and asymmetry of the funnel was
assessed by a third investigator (K.R.). Original data were evaluated with Egger’s regression test. All statistical analyses
obtained from tables, graphs, and plots by using Graph Digiti- were performed in R Studio per the dmetar package.14
zer version 2.26 (GetData) when exact values were not accessi-
ble from the articles. Information presented as median
Results
(interquartile range) was converted to mean (standard devia-
tion) per Wan et al.12 We collected the following data: first Study Selection
author, year of publication, study design, operative characteris- Our electronic search yielded 450 citations, which were sub-
tics, age of patients, study period, and other relevant findings. sequently screened by title and abstract for inclusion criteria
To assess risk of bias in observational cohort studies, the (Figure 1). Among these, 36 publications were reviewed in
National Institutes of Health’s Study Quality Assessment full, and 7 studies were selected for qualitative and quantita-
Tool was used.13 Studies were deemed as having a moderate tive analysis. The included studies, with a description of their
risk of bias if they had 2 high-risk components and a high risk design and population, are summarized in Table 1. The stud-
of bias with .4 high-risk components. ies were published from 2000 to 2020. Three studies were per-
formed in the United States,15-17 while the remaining were
Outcomes conducted in Singapore,18 Spain,19 Korea,20 and the United
The primary outcomes were hospital LOS and hospital costs, Kingdom.21 All studies employed a prospective cohort
and secondary outcomes consisted of readmission rates and design, of which 6 used a historical cohort as a representation
postoperative complications. Postoperative complications of traditional perioperative management.
Chorath et al 3
6 15.6
6 14.4
6 12.4
6 11.7
6 15.5
Patient and Operative Characteristics
Age, yb A total of 3082 patients were included for qualitative and
Control
48.0
46.0
51.4
49.8
67.5
55.9
quantitative synthesis. For patients undergoing a total thyroi-
NR dectomy, 728 were enrolled in the ERAS group and 593 in the
control group. Among those undergoing a thyroid lobectomy,
No.
55
150
112
425
145
42
464
541 were in the ERAS group and 467 in the cohort group. For
those patients undergoing a parathyroidectomy, 420 were in
15.6
15.3
11.9
15.5
16.3
the ERAS group and 333 in the control group.
Age, yb
44.0 6
47.2 6
47.6 6
62.0 6
54.7 6 ERAS Elements
ERAS
50.0
NR
41
143
345
256
216
34
654
pathways.
Parathyroidectomy
Primary Outcomes
Table 1. Characteristics of Studies Describing ERAS Protocols for Thyroid and Parathyroid Surgery.
Thyroidectomy
Thyroidectomy
Thyroidectomy
ity for this outcome was high (I2 = 99%). Subgroup analysis
Location
UK
US
US
US
Kwon (2018)20
Sinha (2020)21
Study (Year)a
Yip (2021)17
Secondary Outcomes
Effect of ERAS on Postoperative Complications. A total of 1187
patients (4 studies) were evaluated for quantitative analysis,
b
c
a
4 Otolaryngology–Head and Neck Surgery
Markey (2000)15 ü ü ü ü ü ü ü
Ramanujam (2005)18 ü ü ü ü ü ü ü
Soria-Aledo (2008)19 ü ü ü ü ü ü ü
Kulkarni (2011)16 ü ü ü ü ü
Kwon (2018)20 ü ü ü ü ü ü ü ü
Sinha (2020)21 ü ü ü ü
Yip (2021)17 ü ü ü ü ü
Abbreviation: ERAS, enhanced recovery after surgery.
a
(1) Preadmission education (2) perioperative nutritional care, (3) prophylaxis against thromboembolism, (4) antibiotic prophylaxis, (5) postoperative nausea
and/or vomiting prophylaxis, (6) standard anesthetic protocol, (7) preventing hypothermia, (8) perioperative fluid management, (9) pain management, (10)
postoperative mobilization, (11) postoperative wound care, (12) urinary catheterization, and (13) drain care.
Figure 2. Forest plot showing effect size of hospital length of stay between enhanced recovery after surgery and control. MD, mean difference.
with 738 in the intervention group and 449 in the control There was no difference in readmission rates between the
group (Table 3). There was no difference in the incidence ERAS and control groups (OR = 0.75 [95% CI, 0.29-1.94]).
of postoperative complications between the ERAS and con- Heterogeneity for this outcome was low (I2 = 0%).
trol groups (OR = 1.14 [95% CI, 0.82-1.57]). Heterogeneity
for this outcome was low (I2 = 0%). Risk of Bias and Publication Bias
A summary of risk of bias among the studies is presented in
Effect of ERAS on Readmissions. A total of 2332 patients (4 stud- the appendix (Supplemental Table S1, available online). All 7
ies) were evaluated for quantitative analysis, with 1289 in the studies were deemed as having a moderate risk of bias. Nota-
intervention group and 1043 in the control group (Table 3). bly, none of the studies provided a sample size justification,
Chorath et al 5
Figure 3. Forest plot showing effect size of costs between enhanced recovery after surgery and control. MD, mean difference.
Table 3. Stratification of Estimated Effect Size on Secondary facilitate recovery. The findings from this study build on the
Outcomes.a breadth of literature supporting the role of these protocols for
Outcome Odds ratio (95% CI) P value a variety of other operations.
The fundamental concept behind ERAS is to develop and
Readmission 0.75 (0.29-1.94) .59 implement a protocol that improves recovery through
Complications 1.14 (0.82-1.57) .90 research, education, audit, and implementation of evidence-
a
based practice.5,26,27 Although there is no formalized consen-
Studies, n = 4. I2 = 0%.
sus review for the optimal perioperative care in thyroid and
parathyroid surgery, many of the components in the ERAS
protocols reviewed in this study have been well described. For
blinded the outcome assessors, or accounted for potential con-
instance, the role for perioperative nutritional care and vita-
founding variables in the results. Publication bias was
min D/calcium supplementation in preventing symptoms has
assessed with funnel plots (Supplemental Figures S1 and S2).
been studied at length and shown to be beneficial.28,29 Addi-
Egger’s test resulted in P \ .05, indicating the presence of
tionally, a number of studies have validated a standardized
asymmetry in the funnel plot.
anesthetic protocol with cervical nerve blocks, which has led
to reduced postoperative antiemetic use, operating room time,
Discussion and LOS.30-33
Our systematic review and meta-analysis of 7 studies showed Evidence supporting other common ERAS components are
that ERAS protocols were associated with reduced hospital less robust and somewhat controversial. For example, the rou-
LOS and costs, without increasing complication or readmis- tine use of surgical drains in thyroid surgery remains quite
sion rates. To our knowledge, this is the first review evaluat- varied. In an international survey evaluating perioperative
ing the perioperative role of ERAS protocols for patients practices in thyroid surgery, 60% of surgeons either never
undergoing thyroid and parathyroid operations. place a drain or place a drain less than half the time for thyroid
The surgical management of thyroid and parathyroid dis- lobectomy.34 Another area of contention is antibiotic prophy-
ease has evolved significantly in the last 100 years.22 Once laxis in clean surgery. A recent systematic review assessing
considered dreaded operations with definite grim outcomes, the effectiveness of antibiotic prophylaxis for thyroid and
these are now among the most common procedures performed parathyroid surgery demonstrated that it was not effective in
around the world. Despite improvements in diagnostic ima- reducing the incidence of surgical site infections.35 Last, the
ging, refinements in surgical technique, and optimization of need for venous thromboembolism prophylaxis for thyroid
intraoperative monitoring, complications still occur.23-25 It and parathyroid surgery remains controversial, with several
would therefore be beneficial to develop perioperative strate- large-scale studies reporting a low incidence of thromboem-
gies, such as an ERAS protocol, to improve outcomes and bolic events following these operations. As such, venous
6 Otolaryngology–Head and Neck Surgery
thromboembolism prophylaxis should be considered for only postoperative bleeding leading to a central neck hematoma.
select high-risk patients.36-38 Ultimately, the development of Prior studies have reported that 50% of postoperative bleeding
an ERAS protocol for these operations will require a thorough occurs within 6 hours after surgery, suggesting that by keep-
review of the available evidence and a multidisciplinary dis- ing patients in the hospital overnight, a readmission can be
cussion across several professionals involved in the periopera- avoided.40,47,48 The findings from this study, however, align
tive management of these patients. with several other investigations, which demonstrated that
In terms of outcomes, LOS was the most commonly ERAS protocols do not negatively influence readmission
assessed in these studies, as it is considered a surrogate rates.9,49,50 Some documented predictors of readmission have
marker for a patient’s functional status.39 Even though LOS included decreased functional status, perioperative hypocal-
after thyroid and parathyroid surgery is quite short, even out- cemia, and malignancy.45,51 Considering this, we believe that
side of patients enrolled in ERAS, pooled analysis from this one of the key criteria for implementing ERAS protocols
study demonstrated a statistically significant reduction in hos- should be careful patient selection and discharge education to
pital LOS with ERAS protocols. It is likely that reduction of manage these complications should they arise outside the
LOS is due to adoption of predefined discharge criteria, hospital.
which decreases the possibility of patients staying longer than In most of the selected studies, medical/surgical complica-
required. In accord with this, there has been an increasing tions and LOS were the primary outcomes of interest; how-
focus on outpatient management of surgical procedures such ever, one of the primary goals of ERAS is functional recovery
as thyroidectomy and parathyroidectomy. In fact, in 2013 the and adequate pain control in the perioperative setting. Only 1
American Thyroid Association released its consensus recom- study in this analysis evaluated these important outcomes.17
mendations that defined eligibility criteria for outpatient Fortunately, this study demonstrated 72% reduction in mean
thyroidectomy, including set pre-, intra-, and postoperative opioid consumption in the hospital, and a significant popula-
factors that should be considered.40 Not surprising, many of tion of patients were entirely opioid free. We attribute this
the recommendations highlighted in this consensus statement finding to our use of various opioid-sparing regimens and
are similar to traditional clinical care pathways, such as pread- multimodal analgesic combinations for pain control. In the
mission education, adequate pain control, postoperative current opioid epidemic in which we live, perioperative
mobilization, and perioperative nutritional care. This is corro- opioid abuse has been linked to future abuse, requiring sur-
borated by a systematic review by Lee et al, which demon- geons to carefully consider and evaluate their prescribing
strated that outpatient thyroidectomy may be as safe as practices.52,53 Because of this, the use of multimodal analge-
inpatient thyroidectomy in appropriately selected patients.41 sia as part of ERAS protocols and clinical pathways is an
The benefits from a reduction in LOS are not insignificant. important step in lowering systemic opioid abuse and improv-
In other major operations (eg, colorectal surgery), there has ing physician stewardship.
been ample literature to show that this can reduce postopera- Having reviewed all the studies in this systematic review
tive complications, such as infections, ileus, and pneumo- as well as utilizing components from other ERAS protocols,
nia.42 However, in our analysis for thyroid and parathyroid we recommend that the following components be utilized
surgery, no difference was noted in postoperative complica- in an ERAS protocol for thyroid and parathyroid surgery:
tions rates between the ERAS and control groups. This is preadmission education, thromboembolic and antibiotic pro-
likely due to the fact that complication rates for these opera- phylaxis, nausea and vomiting prophylaxis, standardized
tions are low in general, even without ERAS protocols; there- anesthetic protocol, perioperative fluid management, perio-
fore, an even larger sample size would be required to discern perative anesthesia protocol, pain management, postoperative
any potential benefits for clinical care pathways for this out- mobilization, urinary catheterization, and drain management.
come. Even so, based on this evidence, it is reasonable to The current protocol at the senior author’s institution consists
assume that introduction of ERAS protocols is safe and does of education from a nurse practitioner about the surgery as
not lead to worse outcomes for patients. Furthermore, hospital well as the expected perioperative care. In terms of throm-
costs were significantly lower among those enrolled in ERAS boembolic prophylaxis, patients wear sequential compression
protocols. Decreased costs seen with ERAS protocols mostly devices during surgery. No perioperative antibiotics are
result from the reduction in hospital LOS, which is a major given. A standardized anesthetic protocol was developed by
driver of resource utilization and cost.43 While this is not the the anesthesia department in conjunction with the otolaryn-
main objective of the ERAS protocol, it is still worth high- gologists. All patients get only nonnarcotic medication for
lighting, especially in light of the current health care climate pain management, specifically acetaminophen and ibuprofen.
and efforts related to cost containment. The majority of cases are outpatient, which increases the like-
One of the major concerns with implementation of ERAS lihood of postoperative mobilization. No patients get a urinary
protocols is the heightened risk of readmissions.44 This is catheter, unless surgery is expected to take .4 hours. Finally,
especially important as it relates to thyroid and parathyroid drains are not routinely placed.
surgery, since previous studies have reported readmission There are several limitations to this study. Although we
rates between 0.9% and 5.6%, most commonly due to disor- performed a thorough literature review, there is a chance that
ders of mineral metabolism and hypocalcemia.45,46 The other we could have missed some articles that met our criteria. One
major complication of these operations is the potential for limitation common to other meta-analyses is the presence of
Chorath et al 7
heterogeneity. We noted heterogeneity in treatment effects 4. Ljungqvist O. ERAS—enhanced recovery after surgery: moving
for some of our outcomes in this study. This degree of hetero- evidence-based perioperative care to practice. J Parenter Enter
geneity is expected when we consider the differences in com- Nutr. 2014;38(5):559-566. doi:10.1177/0148607114523451
ponents incorporated in each institution’s clinical pathway. 5. Dort JC, Gregory D, Findlay M, et al. Optimal perioperative care
Specific components of ERAS protocols should be explored in major head and neck cancer surgery with free flap reconstruc-
and standardized across future studies. The funnel plot estab- tion: a consensus review and recommendations from the
lished the presence of publication bias, so our effect size may Enhanced Recovery After Surgery Society invited commentary
overestimate the true benefit. Several studies had components supplemental content. JAMA Otolaryngol Head Neck Surg.
with a high risk of bias, which makes it difficult to reproduce 2017;143(3):292-303. doi:10.1001/jamaoto.2016.2981
these findings. Even though perioperative pain management 6. Kaye A, Urman R, Cornett E, et al. Enhanced recovery pathways
is an important outcome for the clinical care pathway, only 1 in orthopedic surgery. J Anaesthesiol Clin Pharmacol. 2019;
study evaluated this outcome in detail. There can be several 35(5):35-39. doi:10.4103/joacp.JOACP_35_18
challenges when implementing a perioperative risk reduction 7. Coyle MJ, Main B, Hughes C, et al. Enhanced recovery after sur-
program like this; however, very few studies addressed over- gery (ERAS) for head and neck oncology patients. Clin Otolar-
all compliance rates for specific components of the protocols. yngol. 2016;41(2):118-126. doi:10.1111/coa.12482
8. Li J, Zhu H, Liao R. Enhanced recovery after surgery (ERAS)
Conclusion pathway for primary hip and knee arthroplasty: study protocol
A limited number of cohort studies have evaluated implemen- for a randomized controlled trial. Trials. 2019;20(1):599. doi:10
tation of clinical care pathways for thyroid and parathyroid .1186/s13063-019-3706-8
surgery. Findings from this study suggest that integrations of 9. Chorath K, Go B, Shinn JR, et al. Enhanced recovery after sur-
these programs reduce hospital LOS and costs without gery for head and neck free flap reconstruction: a systematic
increasing complication rates or readmissions. Further studies review and meta-analysis. Oral Oncol. 2021;113:105117. doi:
are necessary to standardize these multimodal care pathways 10.1016/j.oraloncology.2020.105117
and better characterize the impact of these programs on func- 10. Offodile AC, Gu C, Boukovalas S, et al. Enhanced recovery
tional outcomes and postoperative pain management. after surgery (ERAS) pathways in breast reconstruction: sys-
tematic review and meta-analysis of the literature. Breast
Author Contributions Cancer Res Treat. 2019;173(1):65-77. doi:10.1007/s10549-018-
Kevin Chorath, conception, acquisition, analysis, interpretation of 4991-8
data, manuscript preparation, final approval; Neil Luu, acquisition, 11. Moher D, Liberati A, Tetzlaff J, et al. Preferred Reporting Items
analysis, interpretation of data, manuscript preparation, final approval; for Systematic Reviews and Meta-analyses: the PRISMA state-
Beatrice C. Go, manuscript preparation, final approval; Alvaro ment. PLoS Med. 2009;6(7):e1000097. doi:10.1371/journal
Moreira, manuscript preparation, final approval; Karthik Rajasekaran, .pmed.1000097
conception, analysis, interpretation of data, manuscript preparation, final 12. Wan X, Wang W, Liu J, Tong T. Estimating the sample mean
approval.
and standard deviation from the sample size, median, range and/
Disclosures or interquartile range. BMC Med Res Methodol. 2014;14(1):135.
Competing interests: None. doi:10.1186/1471-2288-14-135
13. National Heart, Lung, and Blood Institute. Study quality assess-
Sponsorships: None.
ment tools. Accessed October 3, 2020. https://www.nhlbi.nih
Funding source: None.
.gov/health-topics/study-quality-assessment-tools
Supplemental Material 14. Doing Meta-analysis in R. Accessed August 1, 2020. https://
bookdown.org/MathiasHarrer/Doing_Meta_Analysis_in_R/
Additional supporting information is available in the online version
15. Markey DW, Mcgowan J, Hanks JB. The effect of clinical path-
of the article.
way implementation on total hospital costs for thyroidectomy
and parathyroidectomy patients. Am Surg. 2000;66(6):533-539.
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