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In Review

Resilience Following Child Maltreatment:


A Review of Protective Factors

Tracie O Afifi, PhD1; Harriet L MacMillan, MD2

Objective: Child maltreatment is linked with numerous adverse outcomes that can continue throughout the
lifespan. However, variability of impairment has been noted following child maltreatment, making it seem
that some people are more resilient. Our review includes a brief discussion of how resilience is measured
in child maltreatment research; a summary of the evidence for protective factors associated with resilience
based on those studies of highest quality; a discussion of how knowledge of protective factors can be
applied to promote resilience among people exposed to child maltreatment; and finally, directions for future
research.

Method: The databases MEDLINE and PsycINFO were searched for relevant citations up to July 2010 to
identify key studies and evidence syntheses.

Results: Although comparability across studies is limited, family-level factors of stable family environment
and supportive relationships appear to be consistently linked with resilience across studies. There was also
evidence for some individual-level factors, such as personality traits, although proxies of intellect were not
as strongly related to resilience following child maltreatment.

Conclusions: Findings from resilience research needs to be applied to determine effective strategies and
specific interventions to promote resilience and foster well-being among maltreated children.

Can J Psychiatry. 2011;56(5):266–272.

Clinical Implications
• Knowledge about protective factors associated with resilience following exposure to child
maltreatment can assist clinicians in developing individual treatment plans for patients.
• Such information is important in developing the theoretical basis for interventions aimed at
promoting resilience following child maltreatment, but such programs and strategies cannot
assume to be protective—evaluation is still required.
Limitations
• Most studies have focused on child maltreatment generally, or one subtype of maltreatment without
considering that the association between exposure and resilience may vary depending on the
subtype.
• Sex- and gender-based analyses need to be included in considering the link between protective
factors resilience following exposure to child maltreatment.

Key Words: child maltreatment, resilience, protective factors

C hild maltreatment is a major public health problem,


associated with impairment in childhood, adolescence,
and extending throughout the lifespan. Specifically, child
academic performance,2 mental health problems,2–5 physical
health problems,2,6 aggression,2 crime,2 violence,2,7 suicidal
behaviour,8 and decreased quality of life.2,9 Collectively,
maltreatment includes physical abuse, sexual abuse, this literature indicates that child maltreatment is associated
emotional abuse, neglect, and exposure to IPV. It is with impairment involving multiple domains of competence
estimated that every year millions of children are abused and health, including physical, behavioural, emotional,
and neglected worldwide.1 Being maltreated as a child can cognitive, and social functioning. Fortunately, not all
have devastating consequences that create a significant maltreated children experience negative consequences
burden of suffering. Child maltreatment contributes to related to this childhood adversity, making it seem that
mortality and morbidity and, in particular, is linked to poor some children are more resilient

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Resilience Following Child Maltreatment: A Review of Protective Factors

In the previous In Review article, Dr Helen Herrman Resilience and Child Maltreatment
and colleagues10 summarized the variations in definition Walsh et al11 provide a comprehensive overview of how
and conceptualization of resilience generally, as well as resilience has been defined and measured, specifically
methodological and theoretical considerations. In the in child maltreatment research. Briefly, the authors note
overall field of resilience, standardized and operational that resilience among maltreated children is present when
definitions of resilience do not exist. As outlined by children show a normal range of competence across
Dr Herrman and colleagues,10 much of the early resilience several domains of functioning. Developmental domains
research focused on childhood adversities, such as exposure of functioning commonly include behavioural competence
to child abuse and neglect. Even within the specific area (for example, patterns of behaviours toward others),
of resilience research focusing on child maltreatment, the emotional competence (for example, mental health), social
definitions and conceptual frameworks differ. For example, competence (for example, peer relationships), and academic
some studies define resilience as high functioning, whereas achievement (for example, school performance).11
others consider it to be the absence of poor functioning.11
In studies involving child and adolescent samples,
People with a history of child maltreatment may be resilience is frequently measured using normative levels of
considered resilient in one area of functioning, but fail to internalizing and externalizing symptoms and competent
meet criteria for resilience in other areas of functioning.12,13 age-appropriate functioning across several developmental
Resilience is not static; it may vary over time and across domains. Studies involving adult samples tend to use
developmental phases—a person’s resilience status can fewer resilience criteria, which often include absence of
change from resilience to nonresilience and vice versa. psychopathology, psychological well-being, self-esteem,
and social functioning. It should be noted that self-report
A growing literature has focused on enhancing our resilience questionnaires measuring concepts such as
understanding of resilience among people with a history of adaptability have been developed, but these scales are
child maltreatment through the examination of protective not commonly used in child maltreatment studies. Using
factors that are linked to resilience.14–17 Focusing on multiple indicators to determine resilience is a widely
protective factors can provide insight into how to promote accepted practice because, as previously mentioned, a person
resilience and overall health and well-being among may show competence in one domain, but not in another.12,13
maltreated children. Further, it can inform the development In studies of people exposed to child maltreatment where
of interventions aimed at reducing impairment following only one outcome is measured, a person may be considered
exposure to child maltreatment. resilient simply in the absence of one disorder. While this
type of investigation is informative, a single outcome is
The objective of this current review is to examine the not adequate when considering overall resilience following
protective factors related to resilience following child maltreatment.
maltreatment. To achieve this goal we will: briefly discuss
how resilience is measured in child maltreatment research; Although resilience is more accurately captured using
provide a summary of the evidence for protective factors multiple rather than single indicators, a challenge of
related to resilience among children, adolescents, and adults measuring resilience with this approach is the substantial
following child maltreatment based on the studies of highest variability in specific measures included and selection of
methodologic quality; consider the clinical application of their cut-off points.11,14 Importantly, variation in definitions
such knowledge; and, discuss directions for future research and threshold affects the proportion of children considered
in this area. resilient,11,18 and makes comparisons across studies difficult.
Despite these measurement differences, the use of several
This review extends the current literature in several indicators of competence and functioning to measure
important ways. First, a large number of studies have been resilience results in a more comprehensive assessment of
published in the area of resilience and child maltreatment those who have effectively adapted following exposure
in the past several years; we include literature identified to child maltreatment and also has important implications
through searches up to and including July 2010. Second, this for prevention of subsequent impairment. Consistent with
review includes all major categories of child maltreatment Walsh et al,11 only studies using more than one subcategory
as listed above. Finally, although, much of the literature in within a domain of functioning to assess resilience will be
this area has focused on children and adolescents, several included in this review.
studies have addressed these issues in adults. We examine
these issues across the lifespan.
Search Strategy and Selection Criteria
Abbreviations Although we did not do a formal systematic review, our
search strategies were designed to identify original research
EEG electroencephalogram
articles and reviews that evaluated protective factors
IPV intimate partner violence related to resilience following child maltreatment. The
databases MEDLINE and PsycINFO were searched for

The Canadian Journal of Psychiatry, Vol 56, No 5, May 2011 W 267


In Review

relevant citations up to July 2010 to identify key studies Longitudinal Studies Extending From Childhood
and evidence syntheses. Terms used to search databases and Adolescence Into Early Adulthood
included resilience, resilient, and resiliency, with child The ideal study design for investigating protective factors
abuse, child maltreatment, physical abuse, sexual abuse, associated with resilience following child maltreatment
emotional abuse, neglect, exposure to intimate partner is longitudinal, with prospective data collection over
violence, and exposure to domestic violence. References multiple time points, from childhood into adulthood, with
from retrieved articles were reviewed for additional relevant a community sample. The following studies have several of
citations. We focused on higher levels of evidence, to these characteristics.
review studies that met the following criteria: they assessed
more than one domain of functioning (cognitive–academic, Hyman and Williams21 investigated protective factors
emotional, social, physical, or behavioural) or more than related to resilience in a sample of sexually abused girls
one subcategory within a domain (for example, internalizing interviewed in childhood and later in adulthood. Predictors
and externalizing symptoms)11,13; they examined several of resilience in this sample included a stable family, less
indicators of resilience concurrently rather than considered severe sexual abuse experiences, no history of juvenile
several resilience outcomes individually; and, they arrests, graduation from high school, and no history of sexual
were quantitative, with a cross-sectional or longitudinal re-victimization in adulthood. In another study of sexually
research design. A wide range of samples were included: abused girls, social connections, life satisfaction, and
community, convenience, court, child protective services, adaptive coping were related to resilience during a 1-year
clinical, treatment seeking, and at-risk people. Only a few period in adulthood.22 In a community sample of abused and
qualitative studies have been conducted in this area and nonabused people, Collishaw et al23 examined the relation
were not included in our review; implications of important between several individual-, familial-, and community-
findings from these studies are discussed below. A total of level protective factors; resilience was defined as absence
of adult mental health disorders and suicidal ideation and
27 articles were included in the review and are summarized
(or) attempts during a 30-year period.23 Forty-five percent
in online eTable 1.
of people who were abused met study criteria for resilience.
Low neuroticism, no history of adolescent mental health
disorders, perceived good parental care, normal adolescent
Protective Factors
peer relationships, stable adult relationship history, and good
To improve our understanding about how to promote
adult friendships were associated with resilience. DuMont
resilience following child maltreatment, it is necessary to
et al24 used a longitudinal study design to examine whether
study factors that may protect a person from impairment
sociodemographic characteristics, cognitive ability, stable
associated with being maltreated. Research on protective
living situation, neighbourhood advantage, and supportive
factors examine traits that contribute to resilience and
partner relationships were associated with resilience
those mechanisms that facilitate resilience.19 A protective
measured using multiple domains of successful functioning.24
factor may influence, modify, ameliorate, or alter how a The significant findings related to resilience in adolescence
person responds to the adversity that places them at risk included gender (girls) and having stable living situation
for maladaptive outcomes.20 Although most of the child and in adulthood included gender (women) and having a
maltreatment research has focused on negative outcomes supportive partner relationship. Interestingly, 50% of abused
associated with maltreatment, a growing literature has and neglected people who were resilient in adolescence
investigated protective factors related to resilience. These remained resilient in young adulthood; the majority of
factors can be divided into those at the individual, familial, those who were not resilient in adolescence remained not
and community level. resilient in adulthood (89%), with only 11% moving from the
nonresilient to resilient category in adulthood.
Individual-, Family-, and Community-level
Protective Factors Related to Resilience Longitudinal Studies Within Childhood and
Individual-level protective factors are personal character- Adolescence
istics, traits, and resources, such as personality traits, Several longitudinal studies that included individual-
intellect, self-efficacy, coping, appraisal of maltreatment, and family-level protective factors have been conducted
and life satisfaction. Family-level protective factors include within childhood and adolescence. The type of protective
resources and supportive relationships, such as family factors most consistently related to resilience following
coherence, stable caregiving, parental relationships, and maltreatment in these studies was at the family level,
spousal support. Protective factors at the community level including supportive caregivers and stable caregiving
include peer relationships, nonfamily member relationships, environments. Herrenkohl et al25 studied high-functioning
nonfamily member social support, and religion, among children who had been abused or neglected and identified
others. The following section summarizes the evidence for the stable presence of at least one caregiver in childhood
links between protective factors and resilience following as a protective factor related to resilience.25 In a sample
child maltreatment, based on longitudinal and cross- of 147 sexually abused boys and girls, being satisfied
sectional research studies. with emotional support from caregivers at the time of

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Resilience Following Child Maltreatment: A Review of Protective Factors

discovery of abuse was related to better teacher- and parent- involving an adolescent child welfare sample indicated that
rated adjustment 1 year later.26 Similarly, in a sample of relatedness to a caregiver and social skills, but not academic
86 sexually abused girls aged 11 to 17 years, less conflict variables, were important latent components of resilience.40
with mothers and being trusting of others, in addition to
empowerment, adaptive coping strategies, and less drug Of note, not all studies have found evidence for a link
use were related to stable resilience during a 5-month between family support and resilience. One study, which
period.27 In a community-based study of boys and girls, involved a sample of sexually abused girls in foster care,
less unilateral parental decision making was protective did not find evidence for an association between family
against externalizing outcomes among abused children, support and resilience.41 However, the authors aptly
while lower stress in childhood and adolescence and higher concluded that the nonexistence of this relationship may
hostile attributional bias were considered protective against be because this was a foster care sample. Peer influences,
internalizing outcomes.28 Collectively, the results of these certainty of school plans, and positive future orientation
studies suggested that ensuring that the child feels supported were related to resilience, suggesting that adolescent girls
in a stable caring family environment may help to promote in care may rely more on support outside of the family.41
adaptive functioning following child maltreatment. Likewise, another study found a positive association with
another type of nonfamily member support—relationships
At the individual level, longitudinal studies have found with camp counsellors—and resilience.42
some evidence for personality traits (ego resilience and
ego overcontrol),29,30 positive self-esteem,29 easy child Cicchetti and colleagues (Cicchetti et al,33 Flores et al,42
temperament,31 and daily living skills (personal, domestic, Cicchetti and Rogosch,43 Curtis and Cicchetti,44 and Kim
and community adaptive functioning skills)32 as protective and Cicchetti45) have made several important contributions
factors related to resilience following maltreatment. Simply to our knowledge of individual-level protective factors
stated, ego overcontrol is master over impulses and ego related to resilience; their findings have been mainly based
resilience is the ability to modify ego control in response to on cross-sectional data comparisons of maltreated and
situations. Ego overcontrol and ego resilience characterize a nonmaltreated children from low-income families attending
person as having control and being resourceful and flexible, summer camp.33,42–45 These studies are informative because
which may help maltreated children become adaptive data were collected from multiple sources, including the
and highly functioning.33,34 Intelligence as a potential child, peers, school records, and camp counsellors. Results
individual-level protective factor related to resilience consistently showed that the personality dimensions of
following child maltreatment has also been studied, but ego resilience and ego overcontrol were associated with
has yielded inconsistent and somewhat weak findings in resilience among maltreated children.33,42,43 Positive self-
longitudinal research. For example, of the 23 abused and esteem is another individual-level protective factor that has
neglected people identified in the study by Herrenkohl et been associated with resilience in cross-sectional studies
al25 as highly functioning in childhood, 14 were attending from Cicchetti’s group.33
or had graduated from high school later in adolescence
and all had an average or above average IQ.25 However, Cross-sectional Studies Involving Adult Samples
in 2 longitudinal child samples, intelligence as measured A small number of cross-sectional studies involving adult
using tests of receptive vocabulary was not a predictor of samples have explored factors associated with resilience
resilience in maltreated children.29,31 Interestingly, in another among people with child maltreatment histories. Several
study of resilience, having a greater commitment to school individual-level protective factors associated with resilience
was a consistent predictor of less violence, delinquency, and across these studies have been identified, including:
status offences until the age of 18 years, both in physically internal locus of control or personal control,46–48 optimism
abused and in nonabused children.35 about the future,46 less self-destruction,47 less self-blame,47
and less trauma-related beliefs (self-blame, betrayal, and
Cross-sectional Studies Involving Child and powerlessness).49 At the family level, less family stress has
Adolescent Samples been associated with greater resilience.47 In addition, in a
Similar to the findings of longitudinal studies, supportive sample of mothers with a history of sexual abuse, spousal
family relationships and family environments were support was related to resilience.50 In one study involving
identified consistently as protective factors for resilience a representative community sample of men and women,
following child maltreatment exposure in cross-sectional emotional and instrumental support were not found to be
investigations. More specifically, a warm and supporting related to resilience in this study.48
relationship with a nonoffending parent,36 better parenting
performance,37 and family coherence38 were linked with Discussion
resilience following such exposure. Likewise, in a sample Owing to wide variation in study designs and samples, it
of children exposed to IPV, warm and effective parenting is difficult to compare findings across studies of protective
along with less maternal depression distinguished those factors associated with resilience following exposure to
children who were resilient from those with severe problems child maltreatment. However, the family-level factors of
and children who were struggling.39 Findings from a study stable family environment and supportive relationships

The Canadian Journal of Psychiatry, Vol 56, No 5, May 2011 W 269


In Review

appear to show a consistent association with resilience review some of the research gaps in the existing literature.
across studies. The research to date supports an observation First, many studies only investigate child maltreatment
by Egeland et al51 made almost 2 decades ago: “the broadly defined without examining the potential differential
capacity for resilience develops over time in the context of relations between subtypes of maltreatment and resilience.
environmental support.”p 518 Although some studies have investigated individual
subtypes of child maltreatment, mainly physical and sexual
There was also evidence for some individual-level factors, abuse, other forms of child maltreatment, such as neglect and
such as personality traits, although proxies of intellect exposure to IPV, need to be more thoroughly investigated.
were not as strongly related to resilience following child As well, as many children are exposed to more than one
maltreatment. This was consistent with findings from type of child maltreatment,9 it is necessary to understand
a study involving an adolescent child welfare sample: how co-occurring types of maltreatment relate to resilience.
relatedness to a caregiver and social skills, but not academic
variables, were important latent components of resilience.40 Second, more detailed analysis of the association between
protective factors and resilience needs to be conducted
Clearly one important goal of future research should be separately among boys and girls and men and women. Most
to determine ways that these findings can be applied in studies either use a combined sample or only included girls
developing specific interventions to reduce impairment or women. Only a few studies have compared sex or gender
associated with exposure to child maltreatment; that is, differences to investigate if sex or gender is a protective
to promote resilience. It is equally important to consider factor or if the relation between protective factors and
the current clinical implications of these findings for our resilience varies according to sex or gender. For example, in
patients—children, adolescents, and adults—presenting a longitudinal study investigating resilience following child
with a history of exposure to maltreatment. Knowledge maltreatment, but not protective factors, women, compared
of protective factors associated with resilience can assist with men, were more likely to meet criteria for resilience.13
clinicians in taking a history to identify those factors In another longitudinal sample, females were more likely to
specific to an individual patient that might assist him or be resilient in adolescence and early adulthood.24 We need
her in coping with exposure to maltreatment. Some factors greater availability of datasets that would provide sufficient
are amenable to change—for example, involvement of statistical power to conduct more detailed sex- and gender-
supportive family members, whereas this is much more based analyses.
difficult for other factors—for example, personality traits.
Given the paucity of effective interventions to prevent Third, only a few studies have investigated the important
impairment following exposure to child maltreatment, relation between potential biological and genetic protective
it is important for the clinician to identify factors that factors related to resilience following child maltreatment.
potentially promote resilience as part of any treatment One study examined emotion regulation and hemispheric
plan. For example, determining the stability of the family EEG asymmetry in relation to resilience and found
situation should be included in the overall assessment of significant biological differences in EEG asymmetry across
a child and family following his or her exposure to one or central cortical regions distinguishing between maltreated
more types of child maltreatment. Graham-Bermann et al39 and nonmaltreated children.44 In addition, Cicchetti and
emphasize that interventions for children exposed to IPV Rogosch43 investigated resilience in relation to stress-
(although this extends to all types of child maltreatment) responsive adrenal steroid hormones and personality
should be “tailored to the specific needs of the child” rather constructs and found that hormones and personality were
than assuming “a one-size-fits-all approach.”p 659 able to predict resilience in maltreated and nonmaltreated
low-income children. Additional research examining
Although we are highlighting the relevance to clinicians biological and genetic protective factors is necessary,
of knowledge about protective factors associated with including the use of twin study and molecular genetics
resilience following maltreatment, it is important to keep designs to investigate the resilience outcomes.
the limitations of this information in perspective. Although
it provides some theoretical basis on which to formulate Fourth, although some longitudinal studies24,25,27,29 have
a treatment plan, such information is not a substitute for investigated changes in resilience over time, further
theoretically based interventions evaluated in controlled research should be conducted to understand resilience
trials regarding their effectiveness in promoting resilience. trajectories. The most informative study designs will be
Too often there is the assumption that information about those that measure the co-occurrence and interaction of
increasing protective (and lowering risk) factors translates multiple protective factors in relation to resilience, and how
into definitive evidence for the effectiveness of an the course of such resilience and its relations with protective
intervention; such programs or strategies need to undergo factors change over time.
appropriate evaluation.
Finally, many individual- and family-level protective
In moving toward development of specific interventions factors have been studied, but there has been less focus
based on our knowledge of protective factors, it is useful to on community-level variables. It is important to identify

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Resilience Following Child Maltreatment: A Review of Protective Factors

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Résumé : La résilience après la maltraitance dans l’enfance : une revue des


facteurs protecteurs
Objectif : La maltraitance des enfants est liée à de nombreux résultats indésirables qui
peuvent persister toute la vie. Cependant, la variabilité de la déficience a été notée à la suite
de la maltraitance des enfants, et il semble que certaines personnes sont plus résilientes.
Notre revue comporte une brève discussion de la manière dont la résilience est mesurée
dans la recherche sur la maltraitance des enfants; un résumé des données probantes sur
les facteurs protecteurs associés à la résilience d’après les études de qualité supérieure;
une discussion de la façon d’appliquer les connaissances sur les facteurs protecteurs à la
promotion de la résilience auprès des personnes exposées à la maltraitance dans l’enfance; et
enfin, des directions pour la future recherche.

Méthode : Des recherches de citations pertinentes ont été effectuées dans les bases de
données MEDLINE et PsycINFO jusqu’à juillet 2010 afin de repérer les études clés et les
synthèses de données probantes.

Résultats : Bien que la comparabilité entre études soit limitée, les facteurs de niveau familial
d’un environnement familial stable et de relations de soutien semblent être uniformément liés à
la résilience dans les études. Il y avait aussi des données probantes sur les facteurs de niveau
individuel, comme les traits de personnalité, même si les indicateurs de l’intellect n’étaient pas
aussi fortement liés à la résilience à la suite de maltraitance dans l’enfance.

Conclusions : Les résultats de la recherche sur la résilience doivent être appliqués pour
déterminer les stratégies efficaces et les interventions spécifiques visant à promouvoir la
résilience et à favoriser le bien-être chez les enfants maltraités.

272 W La Revue canadienne de psychiatrie, vol 56, no 5, mai 2011

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