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RESPIRATORY disease continues to be a major problem for horse owners and trainers worldwide. Lower
airway inflammation is now recognised in a range of animals, from aged ponies to young racehorses.
This article discusses recent developments in the definitions and understanding of recurrent airway
obstruction (RAO) and inflammatory airway disease (IAD). For both conditions, it describes the clinical
signs, diagnosis and treatment. A more comprehensive discussion of therapeutic options was provided
in an earlier article in In Practice (Durham 2001).
RECURRENT AIRWAY OBSTRUCTION severity progresses, the cough becomes more frequent
Kate Allen qualified
from Liverpool in and severely affected horses will have paroxysmal bouts
2002. She spent RAO is an inflammatory obstructive airway disease of coughing. Horses are typically afebrile, but have a pro-
a year in mixed
practice, before that usually becomes apparent in middle-aged and older gressively elevated respiratory rate and varying amounts of
undertaking a horses. Once it is clinically evident, the susceptibility to mucopurulent nasal discharge. In severe cases, signs of res-
one-year equine
internship at Bristol. disease persists for the life of the horse; however, if suc- piratory distress (eg, flaring of the nostrils, audible wheez-
She is currently cessfully managed, horses can remain in remission with ing at the nostrils and obvious abdominal expiratory effort)
the clinical scholar
in equine sports
normal pulmonary function. are apparent at rest. Horses that are markedly dyspnoeic
medicine and may not maintain body condition due to increased energy
internal medicine CLINICAL SIGNS expenditure caused by the increased work of breathing.
at Bristol.
Generally, the first clinical signs reported by an owner are In chronic severe cases, a ‘heave’ line may develop due to
occasional coughing and exercise intolerance. As disease hypertrophy of the external abdominal oblique muscle.
76 In Practice ● FEBRUARY 20 07
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Tracheal wash
Performing a TW transendoscopically has largely replaced
the transtracheal method as it is less invasive and has fewer
side effects. The endoscope is passed into the trachea and
10 to 30 ml of prewarmed sterile (0·9 per cent) saline or
phosphate-buffered saline is introduced at the mid-tracheal
level via a catheter passed through the biopsy portal of the
endoscope. Ideally, a guarded catheter system should be
used when submitting the sample for culture to avoid con-
tamination. If these systems are not available, plugging the
tip of a polythene catheter with a small amount of sterile (left) Polythene catheter
protruding from the biopsy
agar prior to use will help to reduce the risk of commensal channel of an endoscope
bacterial contamination. Once introduced, the saline col- while performing a tracheal
wash. (right) Turbid tracheal
lects at the tracheal ‘sump’ at the thoracic inlet from where wash from a horse with RAO,
it can be aspirated. showing excessive mucus
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Bronchoalveolar lavage
BAL is routinely performed under sedation. excessively while the ‘wedge’ is performed,
The addition of butorphanol into the seda- but this usually ceases once the saline is
tion protocol may be of benefit due to its introduced. Approximately 250 to 500 ml
antitussive properties. This procedure can of sterile (0·9 per cent) saline or phosphate-
be performed with either a 1·8 to 2 m endo- buffered saline is introduced and then
scope or a proprietary BAL catheter: immediately recovered by manual aspiration
■ The advantage of an endoscope is that with 60 ml syringes. More than 50 per cent
one piece of equipment can be used to of the instilled volume should be retrieved
perform both TW and BAL. It also allows and a frothy sample (indicating surfactant)
a specific bronchus to be selected for BAL confirms that a bronchoalveolar rather than
collection; bronchial sample has been obtained. If only
■ The advantage of a BAL catheter is its air is retrieved, it is likely that an insuffi-
(above) Proprietary BAL catheter (eg, Cook
smaller diameter and longer length, which cient ‘wedge’ was obtained. If no fluid/air Veterinary Products) with cuff inflated.
enables more distal airways to be sampled. is obtained, the end of the catheter/endo- (below) Typical BAL samples showing frothy
surfactant layer
After performing a TW, it is optional to scope is likely to be positioned against the
infuse 30 ml of (0·2 per cent) lidocaine solu- airway wall. In this case, rotating the endo-
tion at the level of the carina, which may scope or releasing some air from the cuff
help to reduce coughing during the BAL pro- of the catheter and withdrawing it by 1 cm
cedure. If using a BAL catheter, this is passed may aid fluid retrieval. At the end of the
blindly into the trachea. Extending the neck procedure, the cuff is deflated and the cath-
aids passage into the trachea and, once in the eter/endoscope is withdrawn.
trachea, the catheter is passed with very little
resistance. A smooth procedure will help to Sample analysis
reduce oropharyngeal contamination. How- Both the TW and BAL samples should be
ever, as the tube is extremely flexible, the submitted for cytology. Evaluation of the
catheter can inadvertently be passed into the severity of disease is generally based on the
oesophagus and possibly become retroverted proportions of inflammatory cells and the
underneath the soft palate or passed down total cell count. a single organism is more likely to indicate
the other side of the nasal septum! TW yields greater numbers of positive true infection while scanty mixed growth
Horses rarely cough until the catheter/ bacterial cultures compared with BAL. This is less likely to be of clinical significance.
endoscope is at the level of the bronchi. The may represent the normal bacterial flora Positive bacterial cultures are more common
catheter/endoscope is passed until it becomes of the conducting airways, true infection, in younger horses, those that cough and
‘wedged’ (ie, resistance is detected with impaired mucociliary clearance or contamina- those with tracheal exudates. Quantitative
gentle attempts to pass it any further). If tion during the sampling procedure. Culture culture may assist interpretation: >103 colony
a BAL catheter is used, the cuff is gently results should be interpreted in the light of forming units/ml suggests that bacteria are
inflated with air (~5 ml). Horses may cough clinical signs and cytology. A pure growth of contributing to the disease process.
Cytological examination
RAO and IAD are characterised by neu- horses (~45 per cent). Lymphocytes tend Bronchoalveolar lavage
trophilic airway inflammation, in contrast to be present in lower numbers (~5 per The advantage of BAL samples is that
to the airway eosinophilia seen in cases of cent). The majority of normal horses have there is a smaller variation in appar-
human asthma. <20 per cent neutrophils in TWs and there ently normal horses. The majority of cells
is a strong correlation between a higher are macrophages (~60 per cent) and
Tracheal wash proportion of neutrophils (>20 per cent) lymphocytes (~35 per cent). Normal
The main disadvantage of TWs is the wide and respiratory signs. Eosinophils and mast horses are observed to have <5 per
variation in the percentage of inflamma- cells are present only in very low numbers cent neutrophils and only very low
tory cells derived from apparently healthy (<1 per cent) in normal horses. Epithelial numbers of mast cells (<2 per cent),
horses. Macrophages are the most abun- cells are also observed in variable numbers eosinophils (<0·1 per cent) and epithelial
dant inflammatory cell type in normal (~30 per cent). cells.
Normal cytology
TW: <20% neutrophils
BAL: <5% neutrophils
In Practice ● FEBRUARY 20 07 79
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In mild to moderate cases, systemic corticosteroids may predispose a horse to increased sensitivity to bacteria,
not be required and inhaled corticosteroids may be used dusts, moulds, pollens and other irritants.
from the outset. Ideally, inhaled corticosteroids should The role of bacteria in the aetiology of IAD in young
be administered after inhaled bronchodilators to improve horses has been well documented. Streptococcus zoo-
their penetration to the lower airways. epidemicus, Actinobacillus/Pasteurella species, Strepto-
In the majority of cases, medical treatment should be coccus pneumoniae and Mycoplasma species have
considered a short-term measure while environmental been associated with IAD in young racehorses in the
improvements are instituted. UK. However, the role of bacteria remains controversial
as infection in older racehorses and sports horses, for
example, is considerably less common.
INFLAMMATORY AIRWAY DISEASE The potential role of environmental agents in the
aetiopathogenesis of IAD has been investigated more
Classically, IAD is used to describe lower airway inflam- recently. Inhalation of a variety of airborne particle
mation in young racehorses as a result of bacterial infec- agents (particularly exposure to high concentrations of
tion (reportedly up to 80 per cent of racehorses are affected respirable endotoxins) has been proposed to cause IAD.
at some point in the first year of training). However, non-
infectious IAD is now being recognised in horses of all DIAGNOSIS
ages and disciplines. It is reported that up to 70 per cent The limitations of clinical examinations in the diagnosis
of stabled sport horses may be affected. In non-racehorses, of low grade IAD cannot be overemphasised. Detection
IAD is often diagnosed at an older age and animals appear of abnormal lung sounds, despite the use of a rebreath-
to have more obvious clinical signs of respiratory disease. ing bag, is rare. Routine haematology and biochemistry
The true effect of IAD on athletic performance is are often unremarkable. Thus, it is likely that the preva-
currently unclear. Anecdotal reports suggest that the lence of IAD is underestimated.
syndrome has a detrimental effect on athletic perform- The hallmark of IAD is mucopurulent tracheal exu-
ance through impairment of lung function. Indeed, many dates containing increased proportions of inflammatory
horses undergoing investigation for poor performance cells, so endoscopy, TW and BAL are the mainstays of
have evidence of IAD. However, it has been suggested diagnosis. Most horses with IAD have increased propor-
that, in fact, most stabled horses have some evidence of tions of neutrophils in airway secretions. However, there
lower airway inflammation and that this may not always appear to be subsets of the disease, with horses having
result in clinical signs. increased proportions of mast cells and/or eosinophils. It
Few studies have investigated the physiological has been reported that, as the disease process progresses,
effects of IAD. In one study, submaximal exercise failed the cellularity may change, suggesting that the varying
to induce obvious differences in gas exchange in horses ‘subsets’ may be different stages of the same disease.
with IAD versus healthy horses. In contrast, others have
found a more pronounced exercise-induced hypoxaemia TREATMENT
in horses with IAD compared with healthy controls. The aim of treatment is to reduce airway inflammation.
Also, airway resistance has been shown to be mildly At present, it appears likely that the cause of the inflam-
increased in horses with IAD, suggesting a degree of air- mation may differ between individuals. Therefore, thera-
way obstruction, although not to the same extent as that peutic recommendations may vary and should be based
seen in horses with RAO. It is likely that the extent to on the results of both TW and BAL cytological evalua-
which IAD affects performance will depend on the type tion, and culture and sensitivity tests. Most cases will be
of exercise horses are expected to perform. In horses treated with antibiotics, anti-inflammatory drugs and/or
performing maximal exercise (eg, racehorses), any pul- bronchodilators, and avoidance of environmental irri-
monary dysfunction is likely to be apparent at an earlier tants. The following general points should be noted:
stage than in horses performing less strenuous exercise. ■ Air hygiene improvements should be performed in all
cases as non-specific airway hyperresponsiveness accom-
CLINICAL SIGNS panies many inflammatory airway diseases. The airways
Horses show no systemic signs of illness and no obvious can become extremely sensitive to any airborne irritant;
respiratory distress at rest, but have evidence of airway ■ The results of culture and sensitivity testing are like-
inflammation, including increased tracheal mucus and ly to dictate the use of antibiotics. In areas of the UK
inflammatory cells within the airways. In many cases, where a high population of young horses are in con-
the only indication of disease will be reduced exercise tact, the likelihood of a bacterial component is higher.
tolerance or poor high speed performance. Some horses Anecdotally, the use of antibiotics in young horses in
may have prolonged recovery times, and show excessive training has proven successful in treating IAD;
blowing post-exercise, an occasional cough or a small ■ If there is no evidence of significant numbers of spe-
amount of nasal discharge. cific bacteria, the use of antibiotics may be less benefi-
cial, and these cases usually benefit from environmental
AETIOPATHOGENESIS management, and the administration of inhaled or oral
The underlying aetiopathogenesis of IAD is unclear. It is corticosteroids;
likely that multiple factors are involved and infectious, ■ Mast cell stabilising drugs (eg, sodium cromolyn)
environmental and immunological causes have been have potential benefits in mast cell rich IAD;
proposed. ■ Although horses with IAD do not have overt evidence
Little evidence exists to support respiratory viral of bronchoconstriction on clinical examination, meas-
infections as a primary cause of IAD, but they do cause urements of lung function have demonstrated airway
alterations in the normal respiratory defence mechanisms hyperreactivity. Therefore, the additional use of bron-
and can exacerbate airway hyperresponsiveness. This can chodilators may be warranted in some cases.
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Environmental control
The most logical way to treat airway inflam- will not be sufficient to relieve inflamma- or dampened concentrates. Rolled grains
mation involves reducing or eliminating tion. In susceptible horses, even bringing are particularly high in respirable dusts.
dust exposure. The stable environment is the animal in for grooming or transport,
recognised as a source of respiratory aller- for example, may be sufficient to produce Bedding
gens and irritants with potentially high lev- airway inflammation. However, for practical Bedding is an important source of respir-
els of organic dust, fungi and their spores, reasons, many horses are stabled indoors. able particles. The most popular alternative
bacterial endotoxins and ammonia. The The dust levels in the stable can be reduced to straw is shavings. However, it is important
principal sources of dust are hay and bed- by decreasing the dust content of food and that these are dust-extracted shavings. Some
ding. The levels of these environmental pol- bedding, increasing ventilation, or a combi- commercially available shavings have high-
lutants vary considerably between stables, nation of the two. er levels of respirable particles than good
depending on the management regimens quality straw. Rubber matting, cardboard
employed and the amount of ventilation. Forage and shredded paper are excellent dust-free
Airborne particulate material from feeds Hay is a major source of inhaled particles in alternatives to straw and shavings. Deep lit-
and bedding are increased by the horse’s a horse’s breathing zone. Regardless of the ter systems should not be used, regardless of
movements so that the concentration of quality of the hay, high loads of respirable the bedding type, as these develop high lev-
dusts is higher within a 30 cm radius of particles are present. However, the high- els of fungal and mould contamination. The
the horse’s nostrils. In most instances, dust est loads are seen in hay that has heated, is horse should be removed from the stable
levels in this so-called ‘breathing zone’ are very dusty and has obvious mould. Soaking during and immediately after mucking out.
vastly greater than those in the remainder hay does reduce the respirable dust chal-
of the stable. lenge, but this may not be to a level Surrounding environment
low enough to resolve the symptoms of Ideally, adjacent stables should be man-
Pasture and stabling RAO. Soaking does not remove mould aged similarly. However, if this is not pos-
Keeping the horse at pasture with a shel- and fungal spores but it does reduce the sible, changing the management of one
ter against adverse weather conditions and amount of dust aerosol (provided the hay stable can still have significant benefits.
no supplementary hay feeding is the ideal does not dry out while being fed). Exclusion The stable should not be in close proximity
way of eliminating dust exposure in RAO- of hay is justified as haylage is consider- to the storage of hay, straw and manure.
susceptible animals. Improvement of clinical ably lower in dust. The use of alfalfa pel-
signs in many horses with RAO occurs after lets instead of forage may be an option in Ventilation
five to seven days. It is essential to realise some horses, as these can contain fewer Adequate ventilation is essential to remove
that some susceptible horses are extremely allergens than haylage. This is not suitable airborne respirable particles and noxious
sensitive and a few minutes’ contact with in all cases as complete lack of long fibre in gases, and the simplest way to achieve this
hay may be sufficient to induce clinical the diet may result in abnormal behaviour is to provide an air outlet at the back of
signs. For horses susceptible to RAO, expo- patterns. the stable. However, ventilation alone does
sure to hay for seven hours has been shown not fully remove the dust challenge from
to induce bronchial hyperresponsiveness Concentrates the breathing zone and the other manage-
that lasted for three days. Therefore, turn- The respirable dust challenge from concen- ment changes described above must also
out during the day and stabling at night trates may be reduced by feeding molassed be implemented.
SUMMARY Acknowledgements
The authors would like to thank Tim Brazil for his advice in editing the draft manuscript, and
Henry Tremaine and Mark Pinches for providing the photographs used in this article.
RAO and IAD are both disorders characterised by
increased mucus and inflammatory cells in respira-
References and further reading
tory secretions. Horses with RAO tend to have obvious COUETIL, L. L. & DENICOLA, D. B. (1999) Blood gas and plasma lactate and bronchoalveolar lavage
clinical signs and evidence of airway obstruction at rest. cytology analyses in racehorses with respiratory disease. Equine Veterinary Journal 30 (Suppl), 77-82
COUETIL, L. L., ROSENTHAL, F. S., DENICOLA, D. & CHILCOAT, C. D. (2001) Clinical signs,
In contrast, horses with IAD frequently have no obvi- evaluation of bronchoalveolar lavage fluid, and assessment of pulmonary function in horses with
ous clinical signs at rest, and may only show reduced inflammatory respiratory disease. American Journal of Veterinary Research 62, 538-545
DURHAM, A. (2001) Update on therapeutics for obstructive pulmonary diseases in horses.
performance. It is currently unclear as to whether In Practice 23, 474-481
IAD and RAO represent two separate clinical FAIRBAIRN, S. M., LEES, P., PAGE, C. P. & CUNNINGHAM, F. M. (1993) Duration of antigen-induced
disorders or whether they are a continuum of airway hyperresponsiveness in horses with allergic respiratory disease and possible links with early airway
obstruction. Journal of Veterinary Pharmacology and Therapeutics 16, 469-476
inflammation. GERBER, V., STRAUB, R., MARTI, E., HAUPTMAN, J., HERHOLZ, C., KING, M., IMHOF, A., TAHON,
Certainly, at the two ends of the spectrum, diag- L. & ROBINSON, N. E. (2004) Endoscopic scoring of mucus quantity and quality. Equine Veterinary
Journal 36, 576-582
nosis is relatively straightforward, but there is a HOFFMAN, A., ROBINSON, N. E. & WADE, J. F. (Eds) (2003) Inflammatory Airway Disease: Defining
‘grey area’ between the two disease syndromes where the Syndrome. Havemeyer Foundation Monograph Series No 9. Proceedings of the World Equine
Airways Symposium, Boston, October 2002. Newmarket, R & W Publications
diagnosis becomes more difficult. For example, does HOLCOMBE, S. J., JACKSON, C., GERBER, V., JEFCOAT, A., BERNEY, C., EBERHARDT, S. & ROBINSON,
an older horse with poor performance, increased N. E. (2001) Stabling is associated with airway inflammation in young Arabian horses. Equine
Veterinary Journal 33, 491-495
tracheal mucus and occasional cough have mild
LAVOIE, J. P., DALLE, S., BRETON, L. & HELIE, P. (2004) Bronchiectasis in three adult horses with
RAO or IAD? At present, the answer to this ques- heaves. Journal of Veterinary Internal Medicine 18, 757-760
tion may be largely academic as the treatment of the ROBINSON, N. E. (2001) International workshop on equine chronic airway disease. Equine
Veterinary Journal 33, 5-19
two conditions is similar. This is, however, an area SANCHEZ, A., COUETIL, L. L., WARD, M. P. & CLARK, S. P. (2005) Effect of airway disease on blood
that requires further research in order to improve gas exchange in racehorses. Journal of Veterinary Internal Medicine 19, 87-92
WOOD, J. L., NEWTON, J. R., CHANTER, N. & MUMFORD, J. A. (2005) The association between
our understanding of the relationship between these respiratory disease, bacterial and viral infection in British racehorses. Journal of Clinical
conditions. Microbiology 43, 120-126
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Notes