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Lexxion Verlagsgesellschaft mbH

Climate Diplomacy and the Rise of ‘Multiple Bilateralism’ between China, India and the
EU
Author(s): David Belis, Simon Schunz, Tao Wang and Dhanasree Jayaram
Source: Carbon & Climate Law Review , 2018, Vol. 12, No. 2 (2018), pp. 85-97
Published by: Lexxion Verlagsgesellschaft mbH

Stable URL: https://www.jstor.org/stable/10.2307/26489002

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CCLR 2|2018 85

Climate Diplomacy and the Rise of 'Multiple


Bilateralism' between China, India and the
EU
David Belis, Simon Schunz, Tao Wang, Dhanasree Jayaram*

This article focuses on the diplomatic relations between China, India and the EU in the de-
velopment of the international climate regime. It analyses whether and to what extent mul-
tiple bilateralism, that is, bilateral relations that are embedded into a broader multilateral
negotiation setting in a way that any actor – in its bilateral relations with one actor – takes
account of its bilateral relations with other (key) actors, has been a strategy employed by
each of the three players.Comparing their positions and behavior during the periods lead-
ing up to the 2009 Copenhagen and 2015 Paris climate summits, it provides clear evidence
of a shift to multiple bilateralism, particularly in the cases of China and the European Union.
This strategic turn contributed positively to the adoption of the Paris Agreement. The choice
for multiple bilateralism is explained with reference to internal and external driving forces.
The article concludes by arguing that multiple bilateralism – involving China, India, the EU
and other key emitters – holds the potential to develop into a networked form of co-leader-
ship that can effectively advance the implementation of the Paris Agreement despite US dis-
engagement from the global climate regime.

I. Introduction a major change has taken place from the first period
(2005-2009) to the second period (2011-2015) and that
This article examines the multiple bilateral relations an important but understudied factor in explaining
on climate change involving China, India and the Eu- the relative success of international climate diploma-
ropean Union (EU) as they have evolved over the two cy at Paris 2015 relates to the development and main-
time periods leading up to and including the 2009 tenance of multiple bilateral diplomatic relations.
Copenhagen and 2015 Paris summits. We argue that This stands in contrast to existing accounts of cli-
mate diplomacy, which focus either on comparing
the positions of individual actors, specific blocs, key
bilateral relations, or the role of individual actors in
DOI: 10.21552/cclr/2018/2/4
climate multilateralism only.1 It also adds to existing
* Dr David Belis, University of Leuven (KU Leuven) <david
.belis@kuleuven.be>, Dr Simon Schunz, College of Europe, debates in that it deliberately chooses to focus on the
Bruges <simon.schunz@coleurope.eu>, Dr Tao Wang, Climate- triangular relationship China-India-EU, which the lit-
Works Foundation <tao.wang@climateworks.org>, Dr Dhanasree
Jayaram, Centre for Climate Studies, Manipal Academy of Higher erature has so far largely omitted.2 While accounting
Education, Karnataka <dhanasree.j@manipal.edu>.
for the importance of the United States, a focus on
1 Katharina Michaelowa and Axel Michaelowa, ‘Negotiating
climate change’(2012) Climate Policy 12, 527; Johannes Schmidt,
the other three top emitters seems warranted not on-
‘India’s Rise, the European Union and the BRICS: An Uneasy ly in view of their global shares of greenhouse gas
Relation’, in Marek Rewizorski (ed) The European Union and the
BRICS: Complex Relations in the Era of Global Governance (GHG) emissions, but also their importance for the
(Springer 2015) 121. future of the multilateral climate regime under con-
2 For a partial exception focusing on the EU’s bilateral relations ditions of multipolarity and the US disengagement
with China and India respectively, see Diarmuid Torney, Euro-
pean Climate Leadership in Question: Policies toward China and from that regime announced by President Trump in
India (MIT Press 2015). June 2017.3
3 White House, 'Statement by President Trump on the Paris Climate
Accord' (1 June 2017) <https://www.whitehouse.gov/briefings
The concept of ‘multiple bilateralism’ (MB), al-
-statements/statement-president-trump-paris-climate-accord/> though often referred to especially within the EU con-

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86 CCLR 2|2018

text4, has not been widely used in the study of cli- players to the field, bringing with it new sets of bi-
mate politics. It depicts bilateral relations that are lateral relations.
embedded into a broader multilateral negotiation set- This stronger resorting to bilateral exchanges in
ting in a way that any actor – in its bilateral relations global climate politics underscores the generally ris-
with one actor – takes account of its bilateral rela- ing importance of bilateralism in global politics. The
tions with other (key) actors. Based on this under- emergence of numerous intersecting bilateral rela-
standing, the article answers two questions: first, tions has been particularly prominent in global trade
whether and to what extent MB has been a strategy governance, where regional and bilateral agreements
employed by each of the three actors, and, second, have been concluded outside the realm of the World
why the three players did or did not resort to certain Trade Organization (WTO) for at least a decade.6 In
forms of MB. a climate context, however, the reliance on bilateral-
To do so, the article proceeds as follows: it first ism is not just more recent, but also serving an open-
outlines an analytical framework for examining the ly acknowledged preparatory purpose for achieving
multiple bilateral relations between China, India and general objectives at the multilateral level. We call
the EU in the context of global climate negotiations, this phenomenon ‘multiple bilateralism’ and define
before discussing these actors’ strategies and behav- it as a strategy that entails the maintenance of sever-
ior in turn. It then extracts cross-time patterns pro- al – cooperative or confrontational – bilateral diplo-
viding evidence for a shift to MB and how this con- matic relationships in parallel as a subset of a multi-
tributed positively to the Paris Agreement, before ex- lateral negotiation setting in order to reach policy ob-
plaining this shift. The article concludes that the jectives at that multilateral level.
maintenance of multiple bilateral relations as a sub- MB inserts itself in the middle of a continuum be-
set of a multilateral negotiation process appears to tween bilateralism and multilateralism. Multiple bi-
be an important, yet understudied explanatory fac- lateralism is, on the one hand, a form of two-way bi-
tor for the success of multilateral climate negotia- lateralism, which – unlike one-way bilateralism that
tions. This trend confirms findings of an earlier study involves an asymmetrical relationship in which one
published in Carbon and Climate Law Review focus- actor ‘talks at’ one interlocutor – is about engaging in
ing on the relations between the US, China and the a true exchange. On the other hand, MB is ‘multiple’
EU in global climate politics.5 It will have to be bet- because an actor interacts bilaterally with one actor
ter understood to grasp – and possibly better steer – in a way that takes into account its bilateral relations
the negotiation dynamics in this and other domains with one or more additional players – with an eye to
of global environmental politics impacted by increas- the multilateral context. The exchanges that MB in-
ing multipolarity. volves can be cooperative and thus aimed at building
trust and identifying common landing zones in ne-
gotiations on a given issue, or it can be confrontation-
II. Analytical framework al, that is, aimed at openly confronting the interlocu-
tor, for instance to overcome obstructionist behavior
Ever since the inception of the climate regime, the by this actor in the multilateral negotiation setting.
decisive negotiations under United Nations (UN) aus- The article assumes various degrees to which MB
pices were partially prepared in minilateral bodies, is developed and operates with a heuristic scale: no
such as the G-7, G-8(+5) or (later) the Major
Economies Forum/Meeting. In these contexts, bilat-
4 Stephan Keukeleire and Hans Bruyninckx, ‘The European Union,
eral relations were regularly one component of the the BRICs, and the Emerging New World Order’, in Christopher
climate negotiations. Such bilateral exchanges re- Hill and Michael Smith (eds), International Relations and the
European Union (Oxford University Press 2011), 380; Robert
mained for a long time much less important than re- Ross, Øystein Tunsjø and Zhang Tuosheng (eds) US-China-EU
lations between the various negotiation coalitions, Relations. Managing the New World Order (Routledge 2010).

such as the G-77/China or the Alliance of Small Is- 5 David Belis, Paul Joffe, Bart Kerremans and Ye Qi, ‘China, the
United States and the European Union: Multiple Bilateralism and
land States (AOSIS), however. Since the mid-2000s, Prospects for a New Climate Change Diplomacy’ (2015) Carbon
this has changed. Global (climate) politics has be- and Climate Law Review 9, 203.
6 Kenneth Heydon and Stephen Woolcock, The rise of bilateralism:
come more multipolar, as the rise of the BASIC Comparing American, European and Asian approaches to prefer-
(Brazil, South Africa, India, China) added new key ential trade agreements (United Nations University Press 2009).

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CCLR 2|2018 87

to very limited MB implies that an actor pays scant talization of national institutions by individual
attention to its bilateral relations and focuses on pro- leaders to pursue a specific climate agenda;
moting own positions; limited MB entails an actor – Interests: material (economic) interests in global
that engages in MB in view of specific contexts, but climate politics and how they motivate behavior;
does not employ it extensively; strong MB entails an – Ideas: understandings of climate change (e.g. fram-
actor that during a significant period of time has de- ing in terms of environmental or equity concerns).
veloped an extensive MB strategy.
The concept of MB is used, first, to analyze the The study applies this framework to China, India and
three players’ foreign policy positioning vis-à-vis each the EU. While referring to the US where necessary,
other and the conduct of their climate diplomacies this analysis does not explicitly include the US for
(behavior). Specific attention is paid to the way they several reasons: first, the US-China relationship hav-
conducted their diplomacies vis-à-vis one actor (the ing been a critical component in the build-up towards
‘bilateralism’ component of the concept) while tak- the Paris Agreement, current academic studies have
ing account of the third actor (the ‘multiple’ compo- already largely covered this relationship both from a
nent). Four central negotiation issues relevant to all bilateral and a multiple bilateral perspective;9 sec-
three actors are addressed, namely: the legal form of ond, the strong focus on the G-2 tends to exaggerate
the outcome (binding or not), the overall level of am- their importance and underestimate the role of the
bition in terms of emissions reductions, differentia- relationships between other major players in the run-
tion between parties, and finance. For each actor and up to Paris; third, the election of Trump as US Pres-
issue area, key internal and external driving forces, ident, his administration’s intended withdrawal from
strategies and diplomatic actions are discussed. the Paris Agreement as well as the continued uncer-
Methodologically, the analysis is based on a triangu- tainty surrounding this move signal the disengage-
lation of data stemming from a set of interviews with ment of the United States from multilateral climate
key EU, Chinese and Indian negotiators,7 document policies at least for as long as Trump remains in of-
analysis of official national, EU and United Nations fice. This context makes it all the more important to
documents and non-participatory observation of the understand the quality, drivers and determinants of
Copenhagen and Paris summits.8 The findings are the relationships between the remaining major emit-
complemented by drawing on the existing secondary ters as they engage in the challenging negotiations
literature. of the Paris rulebook.
Second, to plausibly explain each player’s ap-
proach to MB by indicating which external and do-
mestic factors have determined its positions and be- III. China and its Climate Multiple
havior, four categories of variables are examined: Bilateralism with India and the EU
– Geopolitical concerns and power: geopolitics as
the study of the effects of human and physical ge- The last decade saw China significantly modify its
ography on international relations has highlight- position in global climate negotiations, evolving
ed for the climate context notably the importance from an active participant when the Kyoto Protocol
of changing shares of emissions for the power re- became effective in 2005 to, first, a widely criticized
lations among major players; culprit at and after Copenhagen in 2009 and, later, a
– Institutions: which body is in charge of climate generally applauded, constructive player at the 2015
diplomacy? This factor can involve the instrumen- Paris summit. This dramatic shift of China’s implica-
tion in multilateral climate talks came with marked
changes also in its bilateral climate diplomacy with
India and the EU, as well as with the US.
7 Interviews were conducted with three EU, three Chinese and four
Indian climate negotiators between December 2009 and Decem-
ber 2015. 1. China’s Climate Diplomacy Positions
8 One of the authors attended both summits as a party delegate.
9 Robert O Keohane, and David G Victor, ‘Cooperation and discord
in global climate policy’ (2016) Nature Climate Change 6, 570; (n
Before the 2009 Copenhagen summit, the rapid rise
5) Belis et al. of China’s economic power and GHG emissions

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88 CCLR 2|2018

transformed its climate diplomacy into a very dy- ly gained confidence and ambition to play a leading
namic area of action. As a rising economic power and role in global climate governance made it depart from
– since 2006 – the world’s largest emitter, China felt the previous joint stance with India and the other
under pressure from the EU and the US to take on BASIC countries.
greater responsibilities, adopt a (legally binding) tar- Unlike before 2009, China preferred to actively ad-
get and break down the ‘firewall’ between develop- vance its positions and seek compromises with both
ing and developed countries embodied in the com- the EU and, particularly, the US to demonstrate lead-
mon but differentiated responsibilities (CBDR) prin- ership. Regarding the EU, China observed that the
ciple under the United Nations Framework Conven- latter had started to review its strategy of being a
tion on Climate Change (UNFCCC). Given this con- ‘moral power’ ‘exporting’ GHG limitations,13 becom-
tinuous external pressure, and the internal debates ing more pragmatic and accepting in particular the
about the most appropriate climate policies, China bottom-up approach favored by China and the US,
felt it necessary to align its positions and solidify its which became embodied in the intended nationally
ties with other emerging economies, especially In- determined contributions (INDCs). This allowed the
dia. As of 2007, this cooperation was partially insti- two sides an unpreceded rapprochement of positions.
tutionalized in the BASIC group (Brazil, South As a result, areas that used to be most contentious
Africa, India, China). Until COP 15, therefore, China between China and the EU could be advanced dur-
had a clear inclination to consider its climate diplo- ing the 2011-2015 negotiations, including agreements
macy rather defensively. Its positions included on Measuring, Reporting and Verification (MRV), the
strengthening the ‘firewall’, no legally binding action partial watering down of the CBDR principle and Chi-
for non-Annex I countries, no cap on its emissions na’s commitment to provide finance to developing
and ensuring that industrialized countries provide countries.
financial and technological support to developing
countries.
Significant changes in its positions can be detect- 2. China’s Climate Diplomacy Behavior
ed during the period after the Copenhagen summit,
when China felt that it was being scapegoated for China’s rise of GHG emissions in the years before
what was largely considered as a failed summit, and Copenhagen entailed that it was subjected to exter-
decided to react to this by adopting a more proactive nal pressures for taking on a stronger stance in the
stance.10 In particular, China’s leadership realized global climate regime. Among its attempts to allevi-
that it could and should use its economic power to ate this pressure was a stronger cooperation with the
engage bilaterally with the major Western powers to EU, such as via the EU-China Partnership on Climate
build consensus to underscore its rise. This change Change launched in 2005 and the China-EU Cooper-
became obvious when the new Chinese regime un- ation on Near Zero Emissions Coal (NZEC) started
der President Xi Jinping took office in 2012. Shortly in 2006, as well as a more political engagement dur-
thereafter, and in the context of the heavy smog that ing EU-China summits and G-8 summits under UK
prevailed in many parts of Northern China, political and German presidencies in 2005 and 2007.14 How-
pressure from China’s middle class contributed to ever, these interactions did not have any substantial
making the country’s leadership reconsider their po- impacts on China’s positions on any of the major is-
sition and the synergies that could be gained by joint-
ly tackling air pollution and mitigating carbon emis-
sions.11 China’s overcapacity in heavy industries
started to make it an urgent task to change the eco-
10 Author’s interview with a member of the Chinese climate delega-
nomic structure towards a more consumption-driven tion after the Copenhagen summit, December 2009.
economy, mitigating the growth of coal demand. The 11 Author’s interview with government officials in China’s NDRC
Chinese government thus made a pivotal turn to air and academics from Tsinghua University, 2013-2015.

pollution control, realizing that it would have to re- 12 ibid.

form its coal-dominated energy system earlier than 13 (n 2) Torney, 21-22.

originally assumed.12 This realization, together with 14 David Belis and Simon Schunz, ‘China and the European Union:
Emerging Partners in Global Climate Governance?’ Environmental
China’s (and especially President Xi Jinping’s) new- Practice 15, 190.

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CCLR 2|2018 89

sues under negotiation at the time (binding target, of numerous high-level bilateral agreements (Sino-
differentiation or finance). While engaging with the US, Sino-French, Sino-British etc.) that the Chinese
EU, China also held, as of 2007, regular meetings leaders concluded in the run-up to the Paris summit.
with the other BASIC countries at environment min- At the same time, the relationship with the BASIC
isters' level to coordinate negotiation positions, as- and India, while still officially kept up, lost in rela-
suming a leading role via its strong alliance with In- tive importance for China.
dia, which showed most clearly at the Copenhagen
summit.
After COP 15, China initially focused more on the IV. India and its Climate Multiple
BASIC group to defend its positions, while exploring Bilateralism with China and the EU
how to play a more important role in the G-20. Chi-
na-India relations continued to play a driving role In past decades, India was frequently branded as a
within BASIC, as greater divisions started to emerge ‘spoiler’ in various international fora, including in
with Brazil and South Africa. However, China did not the context of the UNFCCC. At the Copenhagen sum-
intend to durably act in concert with India’s defen- mit, the country was instrumental in bringing togeth-
sive stance, as it aimed to communicate better about er the BASIC countries and ‘spoiling’ the industrial-
its extensive efforts in promoting low-carbon devel- ized countries’ attempts to water down the strict de-
opment, altering its image as ‘old and dirty coal user’. marcation between (developed) Annex I and (devel-
Regional cooperation with Africa, South America oping) non-Annex I parties. This strongly defensive
and Russia-Eurasia, where China’s overseas invest- attitude softened somewhat in the run-up to the Paris
ment concentrated, also helped it to build more lead- summit when India was even viewed by some as a
ership in aligning positions with and gaining support ’bridging’ nation: bridging ‘the many nations across
from various developing countries in the Like-Mind- the world’ as well as bridging ‘development with cli-
ed Developing Countries (LMDC) group. This trend mate action’.17 By adopting a more moderate posi-
became particularly evident when President Xi visit- tion on issues such as equity, finance and sustainable
ed more than 40 countries in his first three years in development, it sought to accommodate the interests
office. of both the developed and developing countries. This
In the years after Copenhagen, China arguably be- represents no radical shift from its longstanding cli-
came more inclined to focus on multiple bilateral re- mate diplomacy positions, but does demonstrate a
lations instead of the multilateral regime itself. Mul- visible change.
tiple bilateralism represented the new approach that
President Xi adopted for critical issues on which it
proved difficult to forge a global consensus, such as 1. India’s Climate Diplomacy Positions
the talks on a climate agreement.15 In an attempt at
limiting the damage after Copenhagen, China tried In the run-up to and during the Copenhagen sum-
to strengthen its relationship with the EU through mit, India’s interests resonated well with those of Chi-
high-level meetings based on personal relationships na and were largely opposed to those of the EU. In
between top negotiators, and reinforced policy and fact, from the very beginning of global climate poli-
technological cooperation projects such as low-car- tics, India shared many commonalities with China
bon pilot cities and carbon market pilots in China.16 on issues including differentiation, the CBDR princi-
This China-EU cooperation marks just one example ple, equity and justice, climate finance and technol-
ogy transfer. By contrast, its positions were directly
opposed to the EU’s during the period 2002-2009. It
refuted any initiatives to replace Kyoto with a new
15 Ye Qi and Wu Tong, ‘China's 'yes' to new role in climate battle’ treaty imposing binding emissions reduction targets
China Daily (4 December 2015).
on the emerging economies. Not only did it demand
16 Simon Schunz and David Belis, 'The EU, China and the Paris
Climate Summit’ (2015) EU-China Observer 4, 8. the enforcement of a second Kyoto commitment pe-
17 Anjali Jaiswal, ‘Paris Climate Agreement Explained: India Focus’ riod, but also an extension of its flexibility mecha-
(Natural Resources Defense Council, 12 December 2015)
<https://www.nrdc.org/experts/anjali-jaiswal/paris-climate
nisms. India also argued strongly in favor of negoti-
-agreement-explained-india-focus> accessed 22 May 2018. ating a treaty based on per capita, while criticizing

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90 CCLR 2|2018

the EU’s attempts to side-step its demands of setting Agreement establishes a clear relationship between
up an adaptation fund and reaching an internation- ‘differentiation’, ‘ambition’ and ‘support’. Not only
al agreement on technology transfer.18 Differences does the Agreement reinforce the CBDR principle
also emerged over MRV, as India insisted on non-in- across all aspects of climate action (mitigation, adap-
tervention in its domestic climate actions without in- tation and support), but it also ensures that five-year
ternational financing. ‘global stocktakes’ take into account ‘equity’ (burden-
Since COP 15, India’s and China’s positions have sharing between countries). Moreover, it contextual-
begun to diverge on a few practical matters related izes ambitious (future) contributions by developing
to the adoption of emissions reduction targets, peak- countries not only in terms of mitigation contribu-
ing of emissions and MRV. These divergences had an tions but financial contributions by developed coun-
impact on India’s climate diplomacy as well. Mea- tries.22 Thus, it was also a diplomatic coup on the be-
sures taken by China after Copenhagen, pointing at hest of India that managed to seal the Agreement
its intention to play a leading role and, to do so, com- despite developed countries’ opposition. India’s
promise with the industrialized countries, estranged Union Minister of State (MoS) for Environment,
it from India. China’s changed attitude forced India Forests and Climate Change, Javadekar, pointed out
to also make fundamental compromises. This after after the deal was clinched that ‘to achieve big things
Prime Minister Modi had declared that India would you need to be accommodating without changing
not be arm-twisted into climate action going against the meaning and thrust of agreement and that is suc-
its national interest just on account of other coun- cess’.23
tries’ reinvigorated steps, clearly referring to China’s
joint communiqué with the US in 2014.19 While In-
dia’s positions slightly differed from China’s, diver- 2. India’s Climate Diplomacy Behavior
gences with the EU’s positions remained stark. India
maintained that Annex I parties should enhance their Where India’s climate diplomacy was practically
climate actions, including greater emissions reduc- much aligned with that of China until 2009, it un-
tion efforts and finance/technology provisions. It re- doubtedly took a different turn when the BASIC’s
peatedly clashed with the EU over the legally bind- unity began to whither from the 2010 Cancun sum-
ing nature of the future agreement, stressing that the mit onwards, resulting in India being cornered by
latter should not only make mitigation commitments the rest of the international community – due also to
legally binding but also bind parties to pay equal at- the EU’s moves to repeatedly wean Brazil and South
tention to ‘adaptation, finance, technology, capacity Africa away from the grouping by putting pressure
building and transparency’.20 The biggest impasse
concerned however the differentiation between de-
veloped and developing countries, as India did not
want a diluted version of the CBDR while the EU (and 18 Shoibal Chakravarty and MV Ramana, ‘India’s Evolving Climate
Change Strategy’ (2009) Climate Science and Policy 13.
other Western countries) sought recognition of the
19 ET Bureau, ‘Obama in India: PM Narenda Modi and Barack
‘current realities’.21 Obama strike alliance on climate change’ The Economic Times
However, during the Paris summit, India compro- (Mumbai, 26 January 2015).

mised on both historical responsibility and CBDR. 20 Terra Nova, ‘There is no binary view in tackling climate change,
says J. M. Mauskar’ (Observer Research Foundation, 18 January
By consequence, the Paris Agreement received 2016) <http://www.orfonline.org/expert-speaks/there-is-no-binary
-view-in-tackling-climate-change-says-j-m-mauskar/> accessed
mixed responses from the environmentalists and cli- 22 May.
mate experts of the country. The former argued that 21 Urmi A Goswami, ‘UN climate talks: European Union and Like-
since the Agreement does not mention ‘historical re- Minded Developing Countries trade accusations’ The Economic
Times (Mumbai, 23 November 2013).
sponsibility’, it undermines equity and renders cli-
22 Lavanya Rajamani, ‘Ambition and Differentiation in the 2015
mate actions increasingly contingent on ‘respective Paris Agreement: Interpretative Possibilities and Underlying
capabilities and national circumstances’. They also Politics’ (2016) International and Comparative Law Quarterly 65,
493.
think that India chose to pay little heed to the ab-
23 Noopur Tiwari, ‘What India Achieved At Paris Climate Summit
sence of strong legal guarantees that developed coun- And Where It Had To Compromise’ (NDTV, 13 December 2015)
<http://www.ndtv.com/india-news/what-india-achieved-at-climate
tries would provide support to developing countries. -summit-and-where-it-had-to-compromise-1254436> accessed
The climate law experts, by contrast, insist that the 22 May 2018.

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CCLR 2|2018 91

on them through AOSIS and the Least Developed period to that of a more cooperative player in the
Countries. Paris period. Nonetheless, India’s employment of
In reaction to this, and while upholding its tradi- multiple bilateralism as a strategy generally re-
tional positions on climate change, India began to mained limited.
build channels with different (groups of) countries
to conduct its climate diplomacy and play a proac-
tive role in negotiating the post-2020 treaty. Modi in V. The EU and Its Climate Multiple
particular took charge of setting the diplomatic agen- Bilateralism with China and India
da. During all his foreign visits, climate change
formed an integral part of talks. For instance, when Similar to China, the European Union’s climate diplo-
in Germany, France and Canada in 2015, he inked sev- macy has gone through a remarkable evolution over
eral bilateral deals on clean energy, clearly linked the past ten years. From a principled actor promot-
with the climate negotiations. Similarly, during Oba- ing its own model as well as legally binding, ambi-
ma’s visit to India earlier in the same year, several tious, top-down global climate policies, it developed
crucial steps were taken in the direction of reaching into a much more pragmatic climate diplomat.
consensus at the Paris summit. Moreover, India
reached out to Africa and the Pacific Island nations
before the Paris summit, starting talks on the Inter- 1. The EU’s Climate Diplomacy Positions
national Solar Alliance (ISA) of 120 countries, which
was launched with the active support of France at Prior to the Copenhagen summit, the EU’s positions
COP 21.24 in the global climate talks tended to be relatively
With clean energy at the center of India’s climate rigid. Its desire to adopt a global legally binding treaty
diplomacy, it also intended to collaborate with Chi- for the post-2012 regime that would enshrine its long-
na. With the EU, too, and especially some member standing 2°C target and end the differentiation be-
states, hands-on cooperation has been on the rise. An tween developed and developing countries was un-
example is Germany, exemplified by launching vari- derpinned by finance proposals, which were howev-
ous initiatives such as the Indo-German Working er tabled quite late in the negotiation process.26 Its
Group on Climate Change under the Indo-German positions vis-à-vis China and India followed a one-
Environment Forum.25 size-fits-all approach, taking as a starting point the
Altogether, India’s alignment with China during Union’s own model, while paying limited attention
the period 2005-2009 was thus gradually trans- to other players’ positions, nor to differences in their
formed into a more active diplomatic behavior, in- specific national circumstances.27 Inter alia it formu-
volving numerous bilateral relations with developed lated clear expectations for these countries in terms
and developing country partners, including the EU, of mitigation targets in the range of a 15-30% devia-
in view of actively contributing to the negotiations tion from business-as-usual.28 Although the EU had
of the Paris Agreement. The country’s climate diplo- thus clearly grasped the importance of China, India
macy can therefore be said to have evolved from a and their GHG emissions in global climate politics,
strongly confrontational stance in the Copenhagen its positions did not really address them in conjunc-
tion with each other.
After 2009, this one-size-fits-all approach relying
24 Prime Minister’s Office, Government of India, ‘PM’s closing on general strategic partnerships was complement-
remarks at Forum for India Pacific Island Countries (FIPIC) sum-
mit’ (21 August 2015).
ed by greater à la carte components, in recognition
25 Ministry of External Affairs, Government of India, ‘Indo-German of the two countries’ differences and its own (limit-
Joint Statement on Climate Change and Energy Technology ed) leverage over them. With China, more significant
Cooperation’ (5 October 2015).
hands-on cooperation projects were designed; with
26 Simon Schunz, European Union Foreign Policy and the Global
Climate Regime (Peter Lang 2014). India, initiatives remained more limited and driven
27 (n 2) Torney. by individual member states. While understanding
28 Council of the EU, Council Conclusions on EU position for the the importance of BASIC (and the emergent LMDC),
Copenhagen Climate Conference (7-18 December 2009).
2968th Environment Council meeting, Luxembourg, 21 October
the EU also gained better insights into the differences
2009. inside that group: China and India shared relatively

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92 CCLR 2|2018

similar positions, which differed – content-wise and On the one hand, the EU attempted to engage the
in terms of rigidity – from those of Brazil and South two parties more actively in the post-2020 negotia-
Africa. In its positions, the EU maintained its prefer- tion process by reaching out to them and frequently
ence for a Kyoto Protocol-like treaty, but with much applauding their advances in the climate change do-
less fervency. It also continued to advocate the end main. Moreover, by accepting the notion of INDCs
of differentiation, while accepting the INDCs as bot- and thus the possibility of a bottom-up post-2020
tom-up components of a future reformed climate regime to be developed in Paris, the EU crossed some
regime, at least since the November 2014 US-China of its previous red lines to signal its availability for
agreement had endorsed this idea.29 During this pe- compromises and move into the direction of the two
riod, the Union abstained from prescribing particu- countries (and the US), which had been the most fer-
lar action to the emerging economies, but did call on vent advocates of bottom-up climate governance.
them to provide funding for mitigation and adapta- This was not only a highly pragmatic move, intend-
tion.30 ed to ensure an outcome of the Paris summit, but al-
Altogether, the EU thus moved towards an aware- so a step that was facilitated by years of trust-build-
ness of the importance of China and India as a pair ing exercises through bilateral engagements with
inside the BASIC group and inside the UN regime’s China and India.33
LMDC group, while also recognizing their differ- On the other hand, this novel and cooperative form
ences. As of 2010, positions were consequently of MB was paralleled by a clear strategy of confronta-
geared toward the two countries in conjunction with tional MB. The EU had realized at and after Copen-
each other. hagen that the power of the BASIC needed to be coun-
terbalanced, especially when it came to their recalci-
trant positions on the legal form and differentiation
2. The EU’s Climate Diplomacy Behavior in the future global climate regime. This, in turn, im-
plied an active attempt to mobilize a coalition with
Before COP 15, the EU conducted its bilateral rela- the small island nations and developing countries
tions with key partners mostly in isolation from each from the G-77/China to confront India and China at
other. By forging bilateral climate partnerships with both the 2011 Durban and the Paris summits.34 At
both China and India, it had sought to draw them in- both COPs, the High Ambition Coalition, co-spon-
to a policy dialogue that was to advance the multilat- sored by the EU, helped to split the BASIC, with Brazil
eral negotiations, while promoting hands-on bilater- joining the EU’s camp.35
al cooperation around climate and energy themes. In conclusion, since the mid-2000s, the EU has in-
These efforts led only to limited progress in China vested ever greater efforts into its bilateral relations
and were virtually without success due to greater do- with China and India, but engaged in deliberate mul-
mestic resistance in India.31 A few attempts at engag- tiple bilateralism primarily after Copenhagen, and
ing the two countries in the G-8+5 format (e.g. this in two ways: offering them cooperation while,
L’Aquila summit 2009) and the US-led Major at times, confronting them jointly through coalition-
Economies Forum were also observable. These forms building.
of engagement arguably facilitated the deal on the
reference to the 2°C target that found its way into the
Copenhagen Accord.32 Generally, however, the EU’s 29 Author’s interview with Jos Delbeke, Director-General, European
Commission’s DG Climate Action, Leuven, October 2015.
bilateral climate relations were not really instances 30 Council of the EU, EU position for the UN climate change confer-
of deliberate MB, yielding no positive effects for COP ence in Paris: Environment Council conclusions, Brussels, 18
September 2015, point 14.
15.
31 (n 2) Torney.
After Copenhagen, the EU took greater account of
32 (n 26) Schunz.
the reality of the BASIC bloc. While reinforcing its
33 (n 29) Author’s interview with Jos Delbeke.
bilateral relations with China and India individually,
34 Sebastian Oberthür, ‘Where to Go from Paris? The European
it did also develop a stance towards these two togeth- Union in Climate Geopolitics’ (2016) Global Policy 2, 119.
er (as part of the BASIC group). Its approach can best 35 European Commission, ‘COP21: Brazil joins high ambition
coalition; group pushes for strong deal as Paris talks enter final
be characterized as a mixed cooperative-confronta- stretch’ (January 2016) <http://ec.europa.eu/clima/news> ac-
tional form of multiple bilateralism. cessed 22 May 2018.

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CCLR 2|2018 93

VI. Evolving Patterns of Multiple tive geopolitical player whose role in global gover-
Bilateralism and their Significance nance was not secondary to that of China. Hence, a
for the Negotiations of the Paris form of cooperative MB vis-à-vis China and the EU
Agreement could be detected under the Modi government.
Given that prior to the Copenhagen summit key
While each of the three powers employed or were emitters made limited use of MB, the potential for
confronted with less confrontational strategies in agreement on crunch issues had not been explored
Paris compared to Copenhagen, it was especially the to the necessary extent. This may serve as one ex-
EU that adopted a strong MB strategy (see Table 1). planatory factor of the failure of COP 15. By contrast,
If one traces its climate-specific engagement with a more extensive use of MB prior to Paris, especially
China and India over time, the trend is relatively un- by the EU, China and the US36, but also India con-
equivocal. Where it did not really seem to think in tributed significantly to the outcome at the multilat-
multiple bilateral terms until 2009, it adopted a de- eral level embodied in the Paris Agreement.37 This
liberately mixed (ie cooperative-confrontational) MB can be observed clearly by tracing the process lead-
strategy thereafter. ing to this outcome regarding three key components
of the treaty relevant to all three actors analyzed in
Table 1: Degrees of China-India-EU multiple bilat- this article.
eralism in the global climate regime (2005-2015) First, on the legal form of the outcome, and as ex-
amined, the fact that China and the US struck their
2005-2009 2010-2015 2014 bilateral deal, which was then extended to In-
dia and – especially by China – also unequivocally
China Limited Strong communicated to the EU, allowed for the ‘landing
zone’ to emerge on this item. Exchanges based on
India Very limited Limited
MB were thus quintessential for the fundamental
shift from top-down to bottom-up climate gover-
EU Very limited Strong
nance.
Source: compiled by the authors. Second, on the overall level of ambition in terms
of emissions reductions, the outcome embodied in
China shifted from a form of confrontational MB Article 2 of the Agreement, namely to hold the tem-
in which relations with India were used to defend its perature increase ‘well below 2°C … and to pursue ef-
positions vis-à-vis the EU as the most ‘pushy’ bilater- forts to limit the temperature increase to 1.5°C’ (UN-
al partner in 2005-2009 to a much more cooperative FCCC 2015: Art. 2) provides direct evidence of strong
and extensive form of MB as of 2010. (EU-led) multiple bilateralism involving key emitters
India’s position, until 2010, had been absolutely at the Paris summit itself. In this case, the EU first
clear in terms of its opposition to entertain any dis- built support through the High Ambition Coalition,
cussion on adopting emissions reduction targets. Al- reached out to Brazil and the US, and then success-
though the India/China cooperation that opposed fully confronted China and India in parallel. Where
these two to the EU could be categorized as confronta- the latter had obtained the EU’s commitment to the
tional MB, this MB should – from an Indian perspec- bottom-up nature of the regime, MB allowed the EU
tive – not be considered as strategic, but rather lim- (and its coalition partners) to co-determine these
ited and ad hoc. However, before and during the Paris overarching regime targets.
summit, as the industrialized countries and LDCs Third, and again involving MB between China, In-
made continuous efforts to ensure that India could dia, the US and the EU, parties managed to consoli-
be brought on board of a strong legally binding deal, date and extend the compromise on differentiation
India made conscious efforts to be seen as a construc- that originated from the 2014 US-China deal and is
captured by the phrase ‘in the light of different na-
tional circumstances’ (UNFCCC 2015: Art. 2). In this
case, the multiple bilateral groundwork that China
36 (n 5) Belis et al. and especially India did vis-à-vis the EU and the US
37 UNFCCC, Paris Agreement (2015) FCCC/CP/2015/L.9/Rev.1. was instrumental to the outcome.

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94 CCLR 2|2018

In synthesis, and while all these individual out- Compared to China and India, the EU’s relative
comes intersect as part of a package deal, evidence power has remarkably declined in the global climate
for the impact of increased MB by the three players regime. A key emitter until the mid-2000s, the rise of
analyzed here is strong. The historical counterfactu- the emerging economies has diminished the Union’s
al of COP 15 shows that in a multipolar context and clout. While it had not fully understood (the impli-
in the absence of a dense web of interrelations be- cations of) these geopolitical changes before and at
tween key emitters, mutual understanding and the Copenhagen, and consequently had no adequate
preparation of compromise solutions become chal- strategy, it learnt its lessons. Its documented at-
lenging to the point of being unsolvable under con- tempts, since 2009, to reach out to China, India (and
sensus restraints within the multilateral system on- the US), but also to balance their power by forging
ly. coalitions with the island nations and least developed
countries to confront especially the emerging
economies on issues related to the level of ambition
VII. Explaining China’s, India’s and the and differentiation testify to this.
EU’s approaches to multiple Geopolitical concerns provide thus, for all three
bilateralism players, major scope conditions for the turn towards
MB. In the case of China and India, leadership ambi-
This section plausibly explains the evolution towards tions imply enhanced cooperation with others,
forms of MB between China, India and the EU when whereby India is yet more timid. For the EU, geopo-
comparing the periods 2005-2009 and 2011-2015. litical concerns point to the necessity to combine co-
We argue that four factors contributed to the de- operation and confrontation. At COP 15, the chang-
velopment of multiple bilateralism between China, ing (perceptions of) geopolitics of climate change
India and the EU in the post-Copenhagen period: constituted a key reason for the summit’s failure.
geopolitical, institutional, material interest-related Copenhagen thus essentially functioned as a ’shock
and ideational factors. event’, a critical juncture in the climate regime, which
subsequently triggered and interacted with a num-
ber of internal processes in China, India, and the EU
1. Geopolitical concerns in the wake of in terms of institutional change, material interests
the Copenhagen summit and climate-related ideas to lead to the development
of MB.
Geopolitical (re-)positioning represents a major fac-
tor for all three actors. China’s relative power gains
result from its considerable economic clout, and the 2. Institutional changes
fact that is has become the world’s largest emitter,
carrying considerable weight in the decision-making During the periods discussed here, the institutions
processes on a global emissions target. It took China in charge of climate diplomacy in China changed
some time to realize its own power, but at least since from the Ministry of Foreign Affairs to the National
COP 15, it no longer wishes to be a rule-taker on an Development and Reform Commission (NDRC), the
important global governance issue like climate top economic planning authority. China also estab-
change. lished a national leading group on climate change
For India, climate change represents a cornerstone headed by the President himself. The decision-mak-
of the Modi government’s reinvigorated foreign pol- ing on China’s positions and behavior in global cli-
icy that strives to project India as a power that has mate negotiations became thus embedded into a well-
already ‘risen’ and whose influence cannot be re- coordinated structure, and more closely reflected the
stricted to the subcontinent.38 It is reflective of In- will of China’s top leadership. The strong personal
dia’s gradual shift from a nation that strictly holds ambition of President Jinping reinforced this dynam-
on to strategic autonomy to a power with global re-
sponsibilities. At the same time, India also wished to
signal that China’s understanding with the US could 38 Author’s interview with MD Nalapat, Editorial Director, The
not be replicated in its case. Sunday Guardian and ITV Group.

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CCLR 2|2018 95

ic in favor of a vigorous and more cooperative, MB- ments and had strong historical sensitivities when it
based climate diplomacy. comes to encroachments on its sovereignty (e.g. in
In India, the command baton for climate change relation to international supervision over domestic
was passed from the Special Envoy of the Prime Min- policies and targets).42 Additionally, key EU decision-
ister on Climate Change to the Ministry of Environ- makers came to acknowledge that in an internation-
ment, Forest and Climate Change during the Copen- al context ‘legally binding’ may not necessarily mean
hagen summit. Slowly, but surely, the role of diplo- that much, as exemplified by Canada’s withdrawal
mats thus decreased. However, the Prime Minister’s from the Kyoto Protocol in December 2011.43
Office’s (PMO) grip over climate policy and diploma- Altogether, these institutional changes reinforced
cy remained untouched. At the same time, the Indi- the move toward MB of all three actors. They were
an government felt the need for a coordinated ap- themselves strongly intertwined with reinforced po-
proach to this critical issue and therefore involved dif- litical leadership on climate change in China and In-
ferent ministries, including Power, External Affairs, dia, and novel strategic thinking about global climate
Earth Sciences and Agriculture, under the PMO’s con- politics in the EU. The institutional adaptations thus
trol.39 Especially Modi’s imprints on Indian climate constitute reactions to geopolitical changes, but were
diplomacy have arguably contributed to enabling In- also fueled by material motivations and changing un-
dia’s more cooperative stance at the Paris summit. derstandings of climate change.
Where the EU’s institutional apparatus for climate
diplomacy was long characterized by high degrees of
path-dependency and an aversion to strategy40, lead- 3. Material Interests
ing to rather sterile and technocratic bilateral part-
nerships on climate change, this changed after Copen- China perceives tackling climate change as an oppor-
hagen. Long in the hands of environment ministries, tunity to develop its low-carbon industry, an engine
EU climate diplomacy now allowed greater owner- for its economic growth. Bilateral cooperation on
ship for foreign ministries, and efforts were made by technology with the EU, the leading bloc in renew-
the environmental community to think strategically. able technology, is therefore of particular interest.
This allowed the Union to adopt an approach that China is also interested in the EU’s low-carbon poli-
was less centered on exporting its own model. New cy framework such as feed-in tariffs for renewable
incentives provided by the entry into force of the Lis- energy and the carbon market. When it comes to In-
bon Treaty in late 2009 and a greater awareness of dia, China has political rather than economic inter-
the role of BASIC led to these institutional adapta- ests in cooperating on climate change, although pro-
tions. Another factor was that the EU realized that it ducers of low-carbon technologies from China also
had to disband its rigid adherence to the legally bind- eye the vast market in India.
ing nature of GHG mitigation commitments.41 Essen- India had traditionally differentiated between its
tial for the EU’s strategic turn was the observation domestic and international policies on climate
that China was serious about its domestic commit- change – enforcing national policies such as the Na-
tional Action Plan on Climate Change while main-
taining the equitable per capita emissions stance on
39 Navroz K Dubash and Neha B Joseph, ‘Evolution of Institutions emissions reduction commitments. This stance was
for Climate Policy in India’ (2016) LI Economic and Political reflective of the government’s acknowledgement of
Weekly 44.
40 (n 26) Schunz.
the grave dangers posed by climate change and the
41 (n 29) Author’s interview with Jos Delbeke.
need to fulfil developmental goals. While it cooper-
42 Author’s interview with Tosi Mpanu-Mpanu, chair of the LDC ated with China in UN negotiations, India preferred
negotiation group, Bonn, September 2015. bilateral hands-on cooperation with the US and the
43 (n 29) Author’s interview with Jos Delbeke. EU, as it felt that it had a better chance of building
44 Author’s interview with Ambassador Shyam Saran, Special own capacities by following the West’s leadership in
Envoy of the Indian Prime Minister on Climate Change (SEPM).
cutting-edge technology.44 This changed consider-
45 Mayank Aggarwal, ‘India, China to enhance cooperation on
climate change’ (Live Mint, 15 May 2015) <http://www.livemint ably after the Modi government took charge and sub-
.com/Politics/zwQOzCEziKyqaNeuhRArLP/India-China-to
-enhance-cooperation-on-climate-change.html> accessed 22 May
stantially enhanced India’s cooperation with China
2018. in the renewable energy sector.45

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96 CCLR 2|2018

As pointed out, the EU and China increasingly de- tant domestic processes related to institutional and
veloped a joint vision about the importance of reduc- leadership changes, evolving interest-based motiva-
ing pollution in general and a common interest when tions and understandings of climate change. Institu-
it comes to enhancing their energy security. This tional adaptations related to diplomatic strategies
makes bilateral cooperation per se, as evidenced by and leadership changes in all three cases may weigh
the China-EU Partnership on Climate Change, much more importantly on the observed move toward MB
more probable (including, e.g., a five-million euro ca- than fundamental economic interests or value con-
pacity-building project on emissions trading). More- vergence, although in the Chinese case, the restruc-
over, climate change provides economic opportuni- turing of its economy definitely enhanced the coun-
ties for low-carbon technology sectors in key mem- try’s willingness for international cooperation.
ber states (Germany, France). In the EU-India rela-
tionship on climate change, material interests remain
largely overshadowed by debates about the norma- VIII. Conclusion
tive foundations of the issue, however.
In synthesis, for all three players, the importance Multiple bilateralism involving key emitters is an
of shifting to a low-carbon economy has become more emerging trend in global climate politics. This arti-
evident over time, and each of them realizes that this cle demonstrates that while during the run-up to and
interest can best be pursued through relations among at the 2009 Copenhagen summit only limited evi-
key emitters, further reinforcing the move towards dence points towards the active deployment of MB
MB identified in the run-up to the Paris summit. by either China, India or the EU, things changed con-
siderably during the period 2011-2015. In the run-up
to and at the Paris summit, especially China and the
4. Ideational Factors EU (but also the US, as explained elsewhere)46
turned to MB as a vehicle to reach policy objectives
When it comes to ideas about climate change, com- at the multilateral level. China’s active diplomatic
pared to the EU’s desire for precautionary action, Chi- engagement and rising willingness to embrace a
na has traditionally prioritized its development space, leadership position is easily underestimated, per-
which resonates with India’s desire for freedom of haps due to its preference for a ‘sober’ diplomatic
energy choice. At the same time, China and the EU style. However, the range of important, presidential-
share concerns over long-term energy security, which level bilateral agreements with the US, the EU and
prompted China to invest heavily in energy diversi- individual EU member states on climate change
fication. China shares thus the attachment to the idea clearly indicates a significant change compared to
of equity with India, and to that of security with the its previous diplomatic strategy. The post-COP 15
EU. These shared understandings of climate change, change of the EU’s diplomatic strategy was equally
in turn, enabled the country to adopt a cooperative significant: real lessons were drawn from Copen-
MB strategy vis-à-vis both India and the EU in recent hagen, based on a much better understanding of the
years, which was also reciprocated by both. positions of its counterparts. India, finally, adopted
The bilateral relations between India and the EU a comparatively more unilateral modus operandi,
are more complicated: the Union’s long-standing, but launched some initiatives that can be interpret-
principled approach based on precaution, clashes ed as marking the beginning of a MB strategy in the
with India’s insistence on equity. The importance course of 2015.
that the EU attached to getting to an agreement on Several important factors contributed to the ob-
climate change at Paris, and the growing awareness served changes between the two studied periods. The
of the significance of the climate threat in India failure of the Copenhagen summit to produce a glob-
paired to its desire to avoid being blamed as a ‘spoil- al agreement, which was largely due to changes in
er’, nevertheless allowed for a minimum of ideation- the geopolitics of climate change that had not been
al convergence that led to cooperative behavior in the sufficiently understood at the time, provided an ex-
most recent climate negotiations.
Altogether, geopolitical changes and the COP 15
‘shock’ triggered and interacted with several impor- 46 (n 5) Belis et al.

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CCLR 2|2018 97

ternal trigger for a series of internal processes that Overall, it can be argued that MB has served trust-
interacted to produce the Paris outcome. In China, building and the identification of ‘landing zones’ well
growing geopolitical and economic importance, before the start of the Paris summit, for example
greater assertiveness over time and evolving internal through the invention and formulation of INDCs. It
interests and ideas regarding climate change result- thus also facilitated the adoption of the Paris Agree-
ed in a desire for leadership and a certain conver- ment, even if fundamental conflicts at the position-
gence with the EU’s position. By contrast, although al level may remain (e.g. on CBDR). MB will now need
India also desired to avoid being a spoiler in Paris, to be sustained to successfully implement the Paris
no fundamental shift in position occurred. It gener- Agreement – in the absence of the United States. This
ally held true to its strongly principled position em- might work out: at their summit the day after
phasizing equity. As a result, a certain normative dis- Trump’s announcement to withdraw from the Agree-
connect between India and the EU can be observed, ment, the EU and China discussed a draft joint dec-
while India’s ideational gap with China increased, to laration on climate change characterizing the Paris
a large extent due to the latter’s different level of de- Agreement as ‘an historic achievement further accel-
velopment. The EU, finally, underwent a strategic erating the irreversible global low greenhouse gas
readjustment primarily in reaction to the changing emission and climate resilient development’ and out-
climate geopolitics embodied in the negative Copen- lined further joint actions.47 This move may be sup-
hagen experience, and an increased understanding ported by India, which has unequivocally reiterated
of the interests and ideas underpinning China’s and its support for the Agreement.48 If the three players
India’s (and others’) positions. can pursue a MB pattern, collaborate with other sup-
portive countries such as Canada, and also bind in
non-state actors (especially in the US), multiple bilat-
47 Climate Change News, ‘Leaked EU-China Climate Statement’ eralism will form the nucleus of a form of networked
(Climate Change News, 1 June 2017) <http://www co-leadership that may render the US administra-
.climatechangenews.com/2017/06/01/leaked-eu-china-climate
-statement-full/> accessed 22 May 2018. tion’s withdrawal from the Paris Agreement much
48 Anjali Jaiswal, ‘India Leads on Climate Action as Trump Exits Paris less detrimental for the future of the multilateral cli-
Agreement’ (Natural Resources Defense Council, 1 June 2017)
<https://www.nrdc.org/experts/india-leads-climate-action-trump
mate regime than initially assumed following
-withdraws-paris> accessed 22 May 2018. Trump’s ascent to power.

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