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1 s2.0 0029549381901722 Main (1981)
1 s2.0 0029549381901722 Main (1981)
An iterative procedure is presented that allows computation of spectrum-consistent parameters for the description of
earthquake/transient motion. The procedure treats the strong motion portion of the earthquake event as being a stationary
Gaussian random process, thereby allowing a mapping between the response spectrum and power spectral density function
parameters. Several examples of the mapping procedure are presented with comparison to experimental results to demonstrate
the validity and usefulness of the approach.
0 0 2 9 - 5 4 9 3 / 8 1 / 0 0 0 0 - 0 0 0 0 / $ 0 2 . 7 5 © 1981 N o r t h - H o l l a n d
428 J.F. Unruh, D.D. Kang / Generation of consisten power/response spectrum
Transform, as
I ~,'.1 ABSOLUTE
RESPONSE
I ~1(O)RESPONSE PSDF ~2 + 2iwoflW
n(,O,~o) = r(~,)/x(,,): , (4)
(%2 _ w2) + 2i,.,ofl~
I
and H*(,.,,%) denotes the complex conjugate transfer
SPRING
function. Thus,
Fig. 1. Single degree of freedom oscillator subject to transient The standard deviation, or RMS value o ( % ) of the
excitation. response of the oscillator is obtained from
Dividing the above equations by m and making the where F0 is an amplitude factor by which the standard
usual definitions of t O o = ( k / m ) 1/2 and c = 2 m % f l deviation must be multiplied to account for the expected
yields peak response. If the response spectrum value for a
PSDF is the response level which would be exceeded
9 + 2flwo( P -- ~) + ~o2(y -- x ) = 0 (la)
only with a small probability, Amin and Gungor [7]
and point out that F0 may be expressed as
the form I
Compute $(m) from R(~) ]
$('o) = 2fl R 2 ( . 0 )
qrtOo
Using eq. (10)
I
Compute R(~)i from $(~) I~
Using eq. (7) I~
I
which was shown to yield fairly accurate results for the
intermediate range of frequencies from 0.25 to 6.0 Hz
and conservative results outside of this range for re-
NO I,.~l Adjust $(to) ]
sponse spectra given in USNRC Regulatory guide 1.60
[8]. Here we note that ~ ( % ) is an approximate base * \R (~)/ ]
input PSDF which maps from the acceleration response
spectrum R ( % ) .
Kaul [5] also points out that some difficulties arise
when describing the absolute acceleration response of
low damped oscillators as a stationary process since the
'" '(~)
variance of the process becomes unbounded for systems
with zero damping. The response must therefore be
corrected to account for finite duration. If the earth-
I $ is consistent with R(~)
quake duration is large in comparison to the natural Fig. 2. Iterative scheme flow chart.
period of the oscillator, the oscillator will have reached
its stationary value and no correction is necessary. How-
ever for oscillators of very low frequencies, typical 3. Verification of the formulation
earthquake events will not produce a stationary state of
oscillation and an over-prediction of the variance will 3.1. Convergence of the iterative scheme
occur. Following the recommendations of Rosenblueth
and Elorduy [9], corrections to the oscillator damping of In order to demonstrate the iteration convergence,
the form spectrum consistent PSDF's were generated for a series
fie = f l + 2 / ( t % r ) (11) of sample response spectra which typically represent
excitations of or responses in nuclear plant components
will appropriately account for the finite process. Thus subject to both earthquake and other dynamic events
for an effective 15-second event an oscillator at 1.0 Hz (i.e., SRV discharge, LOCA, etc.). The response spectra
would see an effective increase in damping of Aft = were defined in the frequency range from 1 to 250 Hz
0.021. The damping correction term is applied to all the with 1/6 octave resolution. The spectra represented a
above expressions. dynamic event of 30 seconds in duration; however the
To insure a compatible mapping between an earth- uniform (strong motion) part of the event was only 15
quake acceleration response spectrum and PSDF the seconds. The damping level of the event was taken to be
approximate solution as given in eq. (10) is employed as 2% critical and the probability of exceedance (r) was set
an initial estimate in an iterative procedure with the at 0.15. A study was made to determine the number of
essentially exact expression given in eq. (7). A flow iterations required to reach a spectrum-consistent PSDF
chart of the iterative scheme is given in fig. 2. using the proposed iteration procedure. It was found
A digital computer program was written to carry out that convergence was assured within 5 iterations of the
the iterative procedure given in fig. 2. The code was above procedure. Supporting data are shown in figs. 3
programmed in F O R T R A N IV for execution on a DEC and 4.
11/70 minicomputer. The integrals of eq. (6) and eq. (9) In fig. 3 a base required response spectrum is given
were evaluated numerically using Simpson's rule. It was as the solid line data. The first iteration of the proposed
found that for a 1/6 octave spectral resolution a twenty procedures yielded the response spectrum given by the
one (21) point integration was quite sufficient to insure dashed line, which is for the most part unconservative,
accurate results. A description of the F O R T R A N code as it falls below the required response spectrum. After
is given in ref. [10]. five iterations the resulting response spectrum, given by
430 J.F. Unruh, D.D. Kang / Generation of consisten power/response spectrum
10~I ........ I i i i i i i IL
Similar data are shown in fig. 4 for a response spec-
- BRRS trum computed from a time history measured at an
ITERATION 1
o ITERATION 5 elevated location in a typical instrumentation panel
B" 0.02
which was subjected to the input described in fig. 3.
Bw -I16 OCTAVE Again the approximate solution given in eq. (l 0) was
found to be unconservative, however conservative con-
vergence was reached within five iterations of the pro-
posed procedure. Here we may note that the high
frequency spectrum values do not appear to yield the
effective ZPA of the process since the response spec-
Z
? trum has not yet leveled off. The ZPA of the elevated
21.0 ...... 2
event was measured to be 3.46g while the computed
value from the spectrum consistent computations was
23% conservative at 4.26g.
In the above evaluations it is to be noted that the
spectrum consistent ZPA was taken as the response
0.1 i i i I I I t l . I , I I IIII I I I I Illl
spectrum value at 1000 Hz.
10 100 1000
FREQUENCY,Hz
3.2. Comparison with independently computed results
fig. 3. Base required response spectrum convergence; seismic +
LOCA, horizontal Y-axis, 30-s duration. A further verification of the transformation from
response spectrum to PSDF was performed for several
typical cases of excitation for seismic and LOCA dy-
the circles, was in most part identical to the required namic events. Time histories recorded from actual
base spectrum. In fact, the results are on the order of qualification test events were the basis for TRS (test
3-5% conservative except at the higher frequencies. The response spectra) and PSDF's which were compared.
apparent zero period acceleration (ZPA), i.e., peak Fig. 5 shows a base shake table required response
acceleration, is over-predicted by 40% for this particular spectrum (BRRS) for a particular 30-second duration
case, at a value of 0.778g. The RMS of the resulting seismic plus LOCA dynamic excitation event. Also is
PSDF was computed to be 0.186g. shown an enveloping base test response spectrum
100 F,I I I I l i l l E .
100 I I I I IIII I I I I ~ I I I
= 0.02
i
Q
c~
lO A
A,f,,' z l0
Bw o I/6 OCTAVE
~A
~'-'BTRS
N
Z EIRS
2 1.o . . . . . ITERATION 1 - g
O-l.0
'o ITERATION 5
POSITION A4 --BRRS
!B - 0.02
Bw - ]/6 OCTAVE
Fig. 4. Elevated test response spectrum convergence; Seismic + Fig. 5. Base response spectrum; seismic + LOCA, horizontal
LOCA, horizontal Y-axis, 30-s duration. X-axis, 30-s duration.
J.F. Unruh, D.D. Kang / Generation of consisten power/response spectrum 431
(BTRS) which was computed from the shake table time 1011 i u u u1111
and the results plotted in fig. 6. (For this case a typical z" 10
c,
laboratory hard wired FFT analyzer was used with the
computation parameters indicated in fig. 6.) Then, the
BTRS shown in fig. 5 was transformed according to eq.
(10) and fig. 2, and the discrete 1/6 octave points were ~'~---BTRS
N
also plotted in fig. 6. It can be seen that a very good
comparison exists between the PSDF's obtained by the ~1.0
two different methods, except for some parts of the BRRS
frequency range where the 1/6 octave resolution of the
transformation process varies from the constant 0.5 Hz
resolution used in the direct FFT computation.
A similar example of another test run for seismic 0.~. I I I I Ill I I i I IIII I I I L nlJ].~O 0
10 100
plus LOCA dynamic events is shown in figs. 7 and 8
FREQUENCY, Hz
(these data were taken from the identical test panel but
subject to input along a horizontal axis orthogonal to Fig. 7. Base response spectrum; seismic+LOCA, horizontal
that used for the data in figs. 5 and 6). Again it can be Y-axis, 30-s duration.
seen that a good comparison of PSDF's obtained from
the two independent methods is achieved.
The success of the above comparisons prompted a random signal by a half sine pulse of 2-second duration.
consideration of a more questionable application of the Fig. 9 shows the shake table BTRS which resulted, and
TRS to PSDF transformation. That is, the assumption is shown to envelope well over the BRRS. A comparison
of stationarity during the strong motion portion of the of the FFT computed PSDF (again in 0.5 Hz Bw) and
event would tend to preclude the application of the the transformation computed PSDF (in 1/6-octave Bw)
method to shorter events, such as a single safety relief is shown in fig. 10. The transformation computation
valve (SRV) discharge. However, out of curiosity, the was based on T = 2 s in eq. (10). It can be seen (perhaps
method was applied straightforwardly to a 2-second surprisingly) that the comparison of the results is very
transient that had been generated by modulating a good!
I i I I I I I In I I I ntnul I
--FFT PSD Bw=O.SHZ
- - FFT PSD Bw-O.SHz • EQ.(10) & FIGURE 2 Bw = 116 OCTAVE
• EQ. (10J & FIGURE 2 Bw - 1/6 OCTAVE
OdB - 4.81 g21Hz
0 dB - 4.81 g21Hz
g_
4o " • • • .~ • •
• RMS-O.5Ogg . , I-[
=60 I J i J ~Hil ~ , .,,.,ll -60 I 0 ,
I I0 I~ 1 10 100
FREQUENCY, Hz FREQUENCY, Hz
Fig. 6. Base power spectrum; seismic+LOCA, horizontal X- Fig. 8. Base power spectrum; seismic + LOCA, horlzontalY-axis,
axis, 30-s duration. 30-s duration.
432 J.F. Unruh, D.D. Kang / Generation of consisten power/response spectrum
100 111 i r i ,i,1 that significant conservatism was being utilized for the
qualification test of the panel. If only qualification of
13 0.02
o
the panel is being considered, with only dummy instru-
- Bw ~ 1/6 OCTAVE ments attached, then the use of significant conservatism
usually poses no difficulty (if a failure is not likely), and
z" 10 also saves time and expese necessary to produce a closer
envelope of the BRRS by the BTRS. However, if mea-
surements are made at instrument locations during the
test runs, and are to be used as the basis for subsequent
qualification tests of instruments to be located on the
panels, then serious overtest of the instruments will be
~1.0 ~ BTRS
/ prescribed unless some correction for initial conserva-
tism is employed. With this example we will demon-
strate how such a correction can be developed accu-
rately with the proposed mapping procedures.
i / N~-- BRRS
Figs. 11, 12 show transfer functions obtained from
0.1 ' l . t t i L I L I I
' '' ''" an instrument position (A4) on a typical local instru-
10 100 lOOO
ment panel which was subject to a resonance search.
FREQUENCY, Hz
Data are given for the two different horizontal axes (X
Fig. 9. Base response spectrum; SRV discharge, horizontal X- and Y). Significant resonances are seen to occur, and
axis, 2-s duration. are the source of amplification of base excitation that
has energy content in the corresponding frequency range.
We now consider a test where the base excitation (BTRS)
0 I r , ~ , ,,T,] ~ , ~ t ,,lJ l of fig. 5 is applied along the X-axis, while measuring the
FFT PSI) Bw - 0.5 Hz response at A4 (whose transfer function is represented
• EQ.(10) & FIGURE 2 A Bw = I/6 OCTAVE
by fig. 11). Subsequently, we also perform a test where
• the base excitation (BTRS) of fig. 7 is applied along the
-20 Y-axis, while measuring the response at A4 (whose
transfer function is represented by fig. 12). For the
applied excitations, a response time history is recorded
at A4, and a subsequent elevated test response spectrum
ETRS is computed (see figs. 13, 14, respectively).
Straightforwardly, these ETRS's would now become a
new RRS for instruments located at position A4. How-
ever, the are highly conservative because of the presence
of the initial conservatism amplified by the resonances
1 10 lOO " on the structure. Thus, a corrected elevated required
FREQUENCY, Hz
2-s duration.
RESPONSE AXIS X
ACCEL. LOCATION A4
EXCITATION AMPL, 0.25g pk
z 151-
4. Application to test specification p r o b l e m
,.-- 1o
Usefulness of the transformation procedure will now
be demonstrated by its application to a typical problem
which often arises in qualification testing of compo-
nents. Consider testing of a local instrument panel
under the dynamic environments previously discussed. 2o 40 60 80 100
FREQUENCY, Hz
Figs. 5, 7, and 9 described BRRS's and resulting BTRS's
which were utilized for a particular test. It is obvious Fig. 11. Resonance search data; horizontal X-axis.
J.F. Unruh, D.D. Kang / Generationof consistenpower/responsespectrum 433
25 I I I I I I I I I 100 I I I I I I I ~
RESPONSE AXIS Y
0
B 2O ACCEL. LOCATION A4
EXCITATION AMPL. 0.25g pk
g 15
B
i--
z0 t
5
X
0
2O 60 80 1~ X
FREQUENCY,Hz x~
~1.0 X "'x N-ff'g =
x~
Fig. 12. Resonance search data; horizontal Y-axis.
POSITION A1
~-o.o2
Bw - 1/6 OCTAVE t
response spectrum (ERRS) must be computed. The
following steps are employed. We consider first the 0.1 I I I L , I I I I I Kill i i i i i i i i
o-,
10
~ ETRS
ERRS
given in fig. 13, and for the Y-axis in fig. 14. It may
appear that the above correction procedure is cumber-
some. However, it is very easy to use, once it has been
programmed on a digital computer. For comparison, the
results of a readily known empirical solution to the
posed problem are also shown as ERRS for the Y-axis
in fig. 14. For this method the empirical corrected
values are obtained from
1.o
[ETRS (fig. 13)] (14)
POSITION A4 E R R S = [BRRS (fig. 5)] [BTRS (fig. 5)] '
- 0.02
Bw . 116 OCTAVE
The results can be seen to deviate significantly from the
0.1 r r i , l , , ~ t , , , , J , , i , , , more exact approach, and in fact are nonconservative in
10 100 1000 various parts of the frequency range, including the value
FREQUENCY, Hz
for the ZPA.
Fig. 13. Elevated response spectrum; seismic+LOCA, horizon- Additional discussion and applications of the trans-
tal X-axis, 30-s duration. formation procedure are given in ref. [10].
434 J.F Unruh, D.D. Kang / Generation of consistenpower/response spectrum
[4] M.P. Singh, Seismic design input for secondary systems, [8] Design Response Spectra for Seismic Design of Nuclear
Civil Engineering and Nuclear Power, Vol. II, ASCE Power Plants, U.S. Nuclear Regulatory Commission, Reg.
Preprint 3595(1979). Guide 1.60 (December 1973).
[5] M.K. Kaul, Stochastic characterizations of earthquakes [9] E. Rosenblueth and J. Elorduy, Response of linear systems
through their response spectrum, Earthq. Engrg. Struct. to certain transient disturbances, Proc. Fourth World
Dyn. 6 0978) 497-509. Conf., Earthquake Engineering, Santiago, Chile, A- I (1969)
[6] N.C. Nigam and P.C. Jennings, Digital calculations of 185-196.
response spectra ~rom strong-motion earthquake records, [10] J.F. Unruh and D.D. Kana, A power/response spectrum
Calif. Institute of Technology, Earthquake Engineering consistent procedure for dynamic qualification of compo-
Research Laboratory (June 1968). nents, Southwest Research Institute, Interim Report, Pro-
[7] M. Amin and I. Gungor, Random vibration in seismic ject 02-9290 (March 1981).
analysis, An evaluation, Proc. ASCE Natl. Meeting Struct-
ural Engineering, Baltimore, MD, 19-23, 1971.