Professional Documents
Culture Documents
Guidelines For PNP Unit Certification (Initiation Stage)
Guidelines For PNP Unit Certification (Initiation Stage)
Guidelines For PNP Unit Certification (Initiation Stage)
1. BACKGROUND
In line with the Chief, PNP’s commitment to attain the “Institutionalized” status by
October 2014, the Technical Working Group (TWG) on PNP P.A.T.R.O.L. Plan 2030 and
the Center for Police Strategy Management (CPSM) conducted the PNP Unit Certification
and Performance Governance to the Directorial Staff (D-Staff), National Support Units
(NSUs), and Police Regional Reporting Offices (PROs).
To ensure the effective cascading of the PNP P.A.T.R.O.L. Plan 2030 as enhanced by
the Chief, PNP’s Strategic Focus, “CODE-P: 2013 and Beyond,” the TWG-PNP
P.A.T.R.O.L. Plan 2030 resolved that all PNP offices/units, particularly the subordinate
units of PROs and NSUs, must also undergo the certification process. This shall be
carried out by the Regional Directors of PROs for police offices/stations and Directors of
NSUs for its line units.
Thus, Police Regional Office 6 will conduct Initiation Evaluation Process to the
remaining nine (9) units of different provincial and city mobile forces.
2. OBJECTIVES
3. ELEMENTS
The head of police offices/units must be able to present the elements corresponding
to the PGS stage they are applying for. Said elements are as follows:
STAGE ELEMENT
1. Formation of Technical Working Group
2. Establishment of Police Strategy Management Unit
3. Formation of Advisory Council
Initiation
4. Formulation of Dashboard
5. Submission of quarterly scorecard report
6. Dev’t of Implan to Complan
1. Formalization of AC
2. Cascading of strategy to individual level
Compliance 3. Aligning budget to strategy
4. Monthly Operations Review
5. Implementation of Complan
Proficiency 1. Analysis of strategy execution
2. Fully functional PSMU
Page 1 of 6
PERFORMANCE GOVERNANCE REPORTING
POLICE REGIONAL OFFICE 6
3. Monitoring and review of strategies
4. Quarterly Strategy Review
5. Implementation of Complan
1. Presence of mechanisms & tools for data tracking &
reporting of performance
Institutionalization
2. Conduct of impact evaluation
3. Implementation of Complan
4. CERTIFICATION PROCESS
All PNP offices/units shall undergo the Unit Certification and Performance Governance
Reporting. This certification process shall be carried out by the Regional Directors, PROs
and Directors, NSUs, together with their respective Police Strategy Management Units
(PSMUs) and Advisory Councils (ACs).
The TWG-PNP P.A.T.R.O.L. Plan 2030 will serve as the overall supervisor in the
implementation of this certification process. The Technical Working Group of the PROs
and NSUs shall be its implementing arm and shall be part of the panel that will review,
assess, and evaluate the Unit Certification and Performance Governance Reporting of
their respective units.
The panel shall validate reports on the compliance of the police offices/stations and
line units to the criteria set forth in this guide. A PNP office/unit should meet and satisfy
the requirements so as to be conferred with the appropriate stage certification. The
written report and oral presentation will be the basis in the rating and conferment of a
stage certification and a commensurate award. The conferment and/or non-conferment of
stage to a police office/unit shall also be used as performance indicator.
The following prescribes the roles and responsibilities of concerned units in the
conduct of the certification process:
B. R/NSU – TWG
1. Serve as the implementing arm of this guideline in their areas of responsibility
(AOR); and;
2. Perform other duties as directed by higher authorities.
D. R/NSU – PSMUs
1. Serve as the secretariat in the implementation of this guideline in their AOR;
2. Monitor the request of the police offices/stations and line units;
3. Assist the respective TWG-PNP PATROL Plan 2030 in the conduct of field
validation and evaluation of initiatives implemented by the offices/stations and
line units; and
4. Perform other duties as directed by higher authorities.
Page 2 of 6
PERFORMANCE GOVERNANCE REPORTING
POLICE REGIONAL OFFICE 6
2. Identify and recommend key priorities and strategic initiatives to sustain
strategy execution and management and to instill a culture of strategic focus in
every police office/station;
3. Cascade the PNP P.A.T.R.O.L. Plan 2030 and Unit Dashboard down to
individual police personnel;
4. Coordinate with RPSMU to facilitate integration and coordination of programs,
projects, and activities across functions and offices to align strategies and
manage its execution;
5. Supervise the review, evaluation, and validation and timely reporting of the unit
dashboard;
6. Ensure the conduct of monthly operations review; and
7. Perform other duties as directed by higher authorities.
F. CPSM
1. Provide guidance in the conduct of the certification process;
2. Monitor the conduct of PGS Certification and Performance Governance
Reporting of all police offices/stations; and
3. Perform other duties as directed by higher authorities.
A police office/unit shall undergo a one-hour PNP Unit Certification and Performance
Governance Reporting where the head of office will present before a select panel.
This activity is a necessary step that will validate the successful stage completion (i.e.
Initiation Stage) of the Performance Governance System as implemented in the unit. The
activity shall be limited to the following:
Page 3 of 6
PERFORMANCE GOVERNANCE REPORTING
POLICE REGIONAL OFFICE 6
Creation
Membership
Presentation of Dashboard
Unit Charter Statement
Process Check (Customer Analysis, SWOT
Analysis, Gap Analysis)
Unit Dashboard
17.5 minutes PPO Dashboard and City/Municipal Dashboard
Alignment;
City/Municipal DB Objectives vs
PRO SC Objectives (differences and
similarities)
City/Municipal Initiatives
Development of Implan to Complan
3 minutes Initiatives
Results
Unit 2015 Commitment (aligned with the PPO 2015
1 minute
Commitment)
1) Introduction
a) Title page;
b) Foreword from the head of the organization; and
c) Table of contents
Page 4 of 6
PERFORMANCE GOVERNANCE REPORTING
POLICE REGIONAL OFFICE 6
e) Members of the Technical Working Group or Champions of PNP P.A.T.R.O.L.
Plan 2030 implementation;
f) Composition of the participants during the working sessions; and
g) Other Annexes as may be necessary.
6. PANEL MEMBERS
The R/NSU – Technical Working Group on PNP P.A.T.R.O.L. Plan 2030 shall lead
the panel that will review, assess, and evaluate the Unit Certification and Performance
Governance Reporting in their respective AORs (Annex C). The panel shall be composed
of, but not limited to, the following members:
Chairman, R/NSU –
TWG-PNP
P.A.T.R.O.L. Plan
R/NSU-PSMU
(Secretariat)
7. RATING SYSTEM
A. Mechanics
B. Technical Scoring
The R/NSU-PSMU shall assess the technical aspect of the report (e.g.
completeness of the report and timeliness of submission) (Annex D).
Page 5 of 6
PERFORMANCE GOVERNANCE REPORTING
POLICE REGIONAL OFFICE 6
2) Progress Under a Reform Agenda. The unit is able to demonstrate the use of PGS
as a framework for transformation, and has shown progress through measurable
means.
a) Establishment of Advisory Council
b) Establishment of Police Strategy Management Unit
3) Identification and Implementation of Strategic Solutions . The unit is able to show
progress in terms of strategic initiatives, gaining some quick wins from their
implementation.
a) Highlights of quick-win projects
b) Identification of Best Practices
4) Moving Forward. The unit has laid down clear plans on how to move forward and
institutionalize the PGS and governance practices.
a) 2015 Commitment
D. Awarding System
8. FEEDBACK MECHANISM
The conduct of the certification process for all police offices/stations and units must
be reported to the Chief, PNP through the CPSM. The R/NSU-PSMU must facilitate
the regular reporting of every certification-related activity and must ensure submission
of the following documents:
A. After-Activity Report (attach: photos, videos, etc.);
B. Soft copy of the Performance Governance Report and Presentation, including
all supporting files; and
C. Recapitulation of number of “Initiated” units against total number to be certified.
Page 6 of 6